ML19329A967
| ML19329A967 | |
| Person / Time | |
|---|---|
| Site: | Perry, Davis Besse  |
| Issue date: | 12/01/1975 |
| From: | CLEVELAND, OH |
| To: | |
| References | |
| NUDOCS 8001280656 | |
| Download: ML19329A967 (122) | |
Text
he d hTDS-e, UNITED STATES OF AMERICA i
NOCLEAR REGLM'IORY COMISSIO 1 i
Before the Atomic Safety and Licensinn Board
{
In the Mat.ter of h e Toledo Edison Company Docket Nos. 50-346A h e Cleveland Electric Illuninating:
50-500A Cmpany 50-501A (Davis-Besse Nuclear Poteer Station :
Units 1, 2 and 3) he Cleveland Electric Illuninating:
Docket Nos. 50-440A Company, et alc 50-441^.
I_
(Perry Nuclear Po,er Plant, Units 1 and 2
. t' L
. t s
E X 11 I B 1 T S IN SUPPORT OF CITY OF CLEVELAND'S MOTION TO DISQUALIFY AND DECLARE COUNSEL INELIGIBLE TO FURTHER PARTICIPATE IN THESE PROCEEDINGS.
9
.w.
8 k-
~
80012e [fg
. December 1, 1975 L
y z
- 4
+
TABLE OF EXHIBITS e
I i
EXHIBIT NO.
EXHIBIT PAGE MO.
I'~
{
o A.
_ List of payments made by City of Cleveland to Squire, Sanders & Dempsey from November 4,
- 1960, to.' July 28, 1975........................................
1 B.
Memorandum from Ralph W. Muntz, Commissioner of f
Accounts, to Robert D.
Hart, Assistant Director
(
of Law, dated July 30, 1975, concerning profes-sional service fees paid to various law firms; p
specifically Squire, Sanders & Dempscy...................
23 C.
Annual Report of The Cleveland Electric Illumin-ating Company to the Federal Power Commission for the year ended December 31, 1974, showing
. payments made to the law firm of Squire, Sanders
& Dempsey...............................................
24 D.
List of Directors of The Cleveland Electric Il-luminating Company for the year ended December 31, I
1974....................................................
26 E.
- Correspondence from John Lansdale, Squire, Sand-ers & Dempsey, to Donald Hauser, The Clevelat6 r
Electric Illuminating Company, dated Octobcr ??,
1966, and memorandum concerning Cleveland Muni-cipal Electric Light Plant (MELP) rates.................
27 F.
Cleveland Electric Illuminating Company memoran-dum from D.H.
Hauser to Lee C.
Howley, dated.
.[
October 31, 1966........................................
33
.w G.
Correspondence from John Lansdale, Squire, Sand-j crs & Dempsey, to Ralph M. Ecsse, then PresiCont i_.
of Cleveland Electric Illuminating Company, d.
cd February'18, 1965.......................................
34
'L; H.
Partial list of documents claimed by The Cleveland Electric Illuminatine Company as privileged; cor-4 respondence between Illuminating Company and Squire, Sanders & Dempscy; including identity of-persons named on list...........................................
43 I.
Portion of Hauser Deposition:
NRC Docket Nos.
50-346A, 50-440A, 50-441A, dated July 12, 1975..........
51 CE$D]D D W W JU P p
' qa 7 baJL
_ <i]
_ :JL n
A 20
~ -u-s s
t-o' e
EKHIBIT A LIST T FA34ENIS MADE BY CITY & CE7 ELAND To SQUIRE, SANDERS & DDPSEY MGi NOVEMBER 4,1960 TO Jbu 28,1975
. k.
e *
' f
(
[
1 t.
' 1 4-.
m.-*
4 l
l 1
t 6
, = +,
9 e s.
s.
i I
'W e
y
r g
~ ~ ~ ~ ~
o
- N
.. c M
>)
EQUTRE SANDERS & DEMPSET 1
J Office Voucher Tota!
r g
Date Services Amount I'
~
126-16941 11-4-60 In connection with $15,300,000 Various Purpose Bonds, d
9 issues, including supervision of bond proceedings, examination of transcript, final approving opinion I
and special ssrvices in connection with test case l
proceedings on $1,000,000 Incinerator Bonds, First
.i Series J.
$ 9700.00 4
F
~
Long distance charges 7.70 i
i D
240 - Incinerator 634.49 j
246 - I, ridges 634.49 j
Q 269 - Urban Redevelopment
-2,220.71 276 - C?f-street Parking 1,268.98 O
h 290 - Port 634.49 J
230 - Parks 126.90 290 - Lakefront 824.84 6,344.90 r
9 126 - Paving 761.39 j
126 - Sever 1,966.92 1
126 - G.O.W.
634.49 3,362.80 I
201-6460 11-940 As special counsel in connection with the issuance of j
Water Works Extension First Mortgage Revenue Bonds, l
Series "I".
6253.48 1
l
{
IncludeJ Cash disbursements of $28.48.
i
$5,000,000 Waterworks Extension First Mortgage Revenue Bonds, Series 1.
204-69
11-14-60 As special counsel in connection with $2,000,000 Electric Light and Power Plant Extension Mortgage l
Revenue Bonds, 1960 Series.
3225.00 f.
Cash disbursements 25.50 u
129-17654 12-12 -6 0 As special counsel in connection with the
'g j
$4,494,000 Preliminary Loan Notes (First Series A) j for the St. Vincent's Center Project Ohio R-13.
3427.17
~
Includes cash disbursements of $28.37 b
233-18557 1-24-61 As special e msel in connection with $400,000 L
Bond Antici; ion Note (Public Auditorium and Exhibition b. ), including supervision of note i
proceedings, examination of transcript and final l'
approving opinion and supervision in part of lg election proceedings on Exhibition Hall Bonds.
475.00 l
126-20883 5-31-61 As special counsel in connection with $14,520,000 Bonds, 9 issues, dated April 1, 1961, including examination of transcript and final approving
'~
..x.Q opinion and also including services in supervising 1960 election proceedings on three bond issues.
11.050.00 t
. h' l.
,k' Cash disbursements 3.72 225 - Recreation 1,141.91
]
233 - Public Auditoritas 3,806.38 s
240 - Incinerator 152.26 240 - Service 167.48 246 - Bridge 1,141.91 1
290 - Port 1,141.91 7,551.85 126 - Paving 761.28 126 - Sever 1, 218.M
- 1. 522.?$ 3,501.87 126 - C. O. W.
~
-:.m
- c. n, - n.w
.~~~ = - ~ ~ ~
.a
..- 4.4 d'.p '-]
office voucher Total
-, ?,)
Date Services Amount i
129-31370 12-12-62 Rendered from October 25, 1961 to November 8, 1962 with reference to litigation involving the Crisanti-City of Cleveland Case in the Erieview Urban Renewal 3
Project, Ohio R-36.
$28,475.00 i
Cash Disbursements 1,149.85 j
i 129-3311'8 3-25-63 For acting as Bond Counsel in the Preliminary
',i Loan Notes (First Series D) for the University-Ruclid Project, Ohio R-44 4.911.20 Cash disbursements 24.83
$4.556,000 Preliminary loan Notes (First gi Series D) for the University Euclid I Urban Renewal Project (No. Chio R-44), being part of the City of Cleveland Urban Renewal Program
,.j in conjunction with Federal Aid.
}
204-8439 5-7-63 As Special Counsel in connection with $12,000,000
?!
Electric Light & Power Plant & Extension Mortgage 1
Revenue Bonds, 1963 Series, including preparation of bond proceedings, etc.
12,225.00 cash disbursements 21.87 4
1 129-33685 5-1-63 Rendered for the Erieview Project II, Ohio R-43, including conferences with City officials and representatives of the ID'TA and legal research, etc.
2,592.00 Cash disbursements 91.35 t
129-34965 7-9-63 Rendered as Bond Counsel in connection with the
~
Preliminary Loan Notes (4th series A) in the St.
L Vincent's Center Project, Ohio R-13.
793.40 1
Cash disbursements 29.43 i
j 126-35271 8-6-63 As Special Counsel in connection with $13,150.000
~
Bonds (10 issues) dated April 1,1963, including supervision in part of election proceedings, examina.
tion of transcript and final approving opinion.
12,050.00 L
3,665.40 202 - Sewage Disposal
~~
225 - Recreation 916.35 240 - Service 458.17 240 - Service 458.17 269 - Urban 1,832.70 271 - Safety 229.09 l
290 - Port 1,374.53 l
291 - Airport
- 916.35 9,850.76 N
'126 - Paving 916.35 126 - Sewer 1.282.89 2,199.24 OO s
9 l
i, vol
,D~
4 JD & 1 a
1 f
M@@G S
.J ll l
r.
'E Ottice Total youcher Date Services Amount y
129-35515 8-7-63 As Bond Counsel in connection with the $23,000,000 I
a I
Pre 11 sinary Loan Notes (Second Series B) for the l
Erieview Project, Chio 1-36.
$ 4,600.00 t1 l
Cash disbursements 9.65 i
t}
W 129-1944 2-20-64 Rendered in the sale of Preliminary loan Notes for P.
the St. Vincent's Center Project, Ohio R-13 728.00
.q Cash disbursements 21.12
$3,640,000 Preliminary Loan Notes (5th Series A) 1 s.
129-2672 3-17-64 As Bond Couasel in the Sale of Preliminary Loan e
l Notes (Second Series D) in the University-Euclid Project, Chio R-44 1,670.00 f~
".I
- $6,600,000 Preliminary Loan Notes (Second d
Series D) i 6
i 1
126 4388 5-28-64 As Special Counsel in connection with $11,000,000 e-j Bonds-10 Issues-dated April 1,1964, including l'
supervision in part of 1963 bond proceedings, armnination of transcript and final approving opinion.
9.750.00 W
p.
Cath disbursements 6.38
~!
225 - Recreation 886.94 i
233 - Auditorium 886.94 240 - Service 177.39 l
269 - Urban 886.94 i
271 - Safety 1,330.42 276 - Off-St. parking 709.55 290 - Port 1,773.90
[
1 291 - Airport 886.94 7,539.02 L
126 - Paving 886.94 126 - Sewer 1.330.42 2,217.36 1
U 129-5596 7-16-64 As Special Counsel in connection with $3,344,000.
1 Preliminary Loan Hotes (Sixth Series A) in the St.
J
(
Vincent's Center Project, Ohio R-13 668.80 129-6983 9-11-64 As Project Counsel under contract in connection
)
with the Cladstone Project, Chio R-8 645.00
. Cash disbursements 12.65 j { ~~ -
1 129-7077 9-14-64 As Project Counsel under contract in connection L
with Erieview II, Ohio R-43 2,790.00 1
Cash disbursements 175.81 l a; i
4 a
+
4
' *k'l mm OO m,A o ill)
- ] 1
_a J
N 8'*
v y-W%>-* M*,
g
i.
s
,,a
~
y Office Voucher Total No.
Date Services Anurmt 4%1
-,7 i
,_ y l
]
201-9901 12-4-64 2n connection with the Issuance c; the $5,000,000 Waterworks Extension First Mortgage Revenue Bonds i
I (Series J)
$ 6.225.00 DE4 g
...y Cash disbursements 23.87 i
1 W.
129-00903 2-3-65 Rendered as Project Counsel under contract in r~.
connection with the Cladstone Project, Ohio R-8.
235.00
=
.a 95-10048 3-22-65 As Special Counsel in connection with $6,000,000 Current Revenus Notes--first half of 1965, includ-ing supervision of note proceedings, examination i
of transcript and final approving opinion 900.00 i
Cash disbursements 6.88 1
(*
t 129-01215 3-25-65 As Special Counsel in connection with $10,000,000 Preliminary Loan Notes (Third Series D) University-Euclid Project, Ohio R-44 2,350.00 j
i Cash disbursements.
8.82 i
l 129-01429 4-19-65 Rendered as Project Counsel under contract in con-nection with Erieview I. Project Ohio R-36 135.00 J
129-01569 5-11-65 Rendered as Project Counsel in connection with l
$10,000,000 Loan Notes (Third Series D) with i
respect to the University-Euclid Project, Ohio R-44 2,350.00 g
l Cash disbursements 8.82 129-1873 6-21-65 As Sp'ecial Counsel in connection with Preliminary q
loan Notes (Eighth Series A), St. Vincent's Center 7
q Project (No. Ohio R-13), including examination of transcript and final approving opinion 455.00 a
i 1
s..
j Cash disbursements 2.75 126
'{
i 3.0. 10970 7-2-65 Special Counsel in connection with $11,000,000 Bonds (10 issues) dated Mar.1,1965, including supervision in part of 1964 bond proceedings.
i
.wamination of transcript and final approving opinion 9,675.00
-!w Cash disbursements 3.52
~
225 - Recreation 439.93 I-225 - Recreation 439.93 230 - Parks 439.94 y
230 - Zoo 439.93 233 - Aud. & Stad.
439.93 240 - Service 219.97 269 - Urban 1,759.73 271 Safety 219.97 291 - Airports 1.759.73 $6,159.06 126 - Paving 879.86
,,g.
vs d
~
126 - Sewer 1,759.73 126.- C.0.W.
879.87 3,519.46 D F O m)
D
- e i
aWI s.
0 9~TO~
I b
-(
I l
l.
m__
l
4
.i i
_d
)
j Office youcher Total Date Services Amount r
.j a
j h
129-2363 8-18-65 As Special Counsel in connection with $22,500,000 i
Preliminary Loan Notes (Fourth Series B) Erieview I
'i Project, Ohio R-36, including examination of trans-
.q cript and final approving opinion.
$ 4,500.00 l
130-2590 9-28-65 Rendered as Special Counsel in connection with
$5,250,000 preliminary lean motes (First Series E),
Gladstone Project Ohio R-8 1,900.00 J
Cash disbursements 4.73
.A 46 129-3056 12-14-65 As Special Counsel in connection with $2,215,000 Preliminary Loan Notes (Ninth Series A), for the St. Vincent Center Proje-t, (anio R-13.
443.00 s
J I
Cash disbursements 7.43 y
i i
y 130-4236 5-9-66 As Special Counsel in connection with $4.850,000
[
Preliminary Ioan Notes (Second Series E), Project l
}
No. Chio R-8 (Gladstone) 1,320.00 i
Cash disbursements 3.30 7
i 126-14687 6-29-66 As Special Counsel in connection with $20,250,000 Bonds (12 issues), election and bond proceedings, in-cluding examination of transcripts and final approv-ing opinions 1.
$ 350,000 Public Service Machine and Equip-ment Bonds 350.00 F
2.
$ 100,000 Fire Fighting Bonds 100.00 1
3.
$1,000,000 Street Lighting Improvement Bonds 850.00 4.
$ 300,000 City Hall Improvement Bonds 275.00 5.
$1,500,000 Port Development Bonds 1,225.00 t-6.
-$3,000,000 General Sever Bonds 2,100.00 I
j 7.
$4,000,000 Sewage Disposal Bonds 2,600.00 L.
8.
$1,000,000 City's Portion Pavin. Jonds, First i
Series Q 850.00 J
9.
$3,000,000 Park and Recreation Improvement g
Bonds, Second Series P 2,100.00 j
- 10. $3,000,000 Airport Improvement Bonds, Second Series P 2,100.00 j
- 11. $2,000,000 Urban eaeval Bonds, Second Series P 1.600.00
[~
- 12. $1,000,000 Freeway Improvement Bonds, Second Series P 850.00 233-476 3-2-67 As Special Counsel in connection with $1,300,000 Public j
10836 Auoitorium & Stadium Improvement Notes, including prepara-l tion of fiscal officer's certificate, note ordinance and i_..
note form, examination of transcript and final approving opinion 450.00 i
OPQ 0
7 c'
y 3
O 6-D '@'T n
j 4
1 4
J1 1 3
4 1
~
I l
e
.,,d
}
6 p
9 Office
!J voucher Total
. c..
Cate Services Amount l
17-6515 5-15-68 City's share of Cates Legal charges for Brief 29.34
.[d 130-570 5-24-68 To'Harch 1,1968, as Project Counsel with o.
{
respect to Gladstone Project, Ohio R-8 280.00 I
dt Cash Disbursements 117.67 1
7 r
J I
- c..I 126-7158 6-14-68 In connection with the folicwing 12 bond issues
(
~d of the City in the aggregate amount of $27,100,000, q
dated April 1, 1968, including examination of
,j transcript and final approving opinions:
u 4
$ 600,000 Snow Removal Vehicle and Equipment Bonds 575.00 l
$2,500,000 Motor Vehicle and Equipment Bonds 1,850.00 f"
$ 100,000 Shade Tree Bonds 100.00
(
$ 600,000 Traffic Equipment Bonds
$75.00
$2,500,000 Street Lighting Impronment Bonds 1,850.00
$ ' 300,000 City Hall Improvement Bonds 300.0)
.$10,000,000 Sewage Disposal Bonds 5,600.00 e-4
$ 2,000,000 City's Portion Paving Bonds, Third i
Series-Q 1,600.00
$ 2,000,000 Health Center Bonds, Series - S 1,600.00
'd
$ 2,500,000 Recreation and Park Improvement Bonds, First Series - S 1,850.00 1
$ 2,000,000 Freeway Improvement Bonds, Fourth Series-I 1,600.00
$ 2,000,000 Urban Renewal Bonds, Fourth Series - P 1,600.00
'i f~
Cash 1'isbursements 4.9'5 I
l.
Bonds-10403 10-31-63 In connection with the following issues of bonds aggre-p gating $22,000,000 and dated October 1, 1968, includ-
.i ing supervision of. bond proceedings, advice in connection L.
therewith, preparation of forms, examination of transcript and final approving opinions:
$10,000,000 Waterworks Improvement Bonds f,900.00 j
$ 6,000,000 Electric Light and Power Plant and System Bonds 4,500.00
$ 3,000,000 Sewage Improvement Bonds, Second f
9 Series - R 2,700.00 J
$ 3,000,000 Recreation and Park Inprovement.
Second Series - S 2,700.00 291-10356 10-23-68 As Special Counsel in connection with $6,500,000 L.
Airport Improvement Notes, including supervision of note i;rroceedings, conferences and advice in con-nection therewith, preparation of forms, examination of transcript and final approving opinion 2,325.00 i
~
Bonds-2740 6-17-69 From Jan. 23, 1969 to closing date of June 5,1969, t
in connection with various Bond issues in the aggre-gate amount of $9, 800,000, dated April 1, 1969, in-cluding examination of transcript, preparation of
)
forms, and final approving opinions
$ 300,000 Traffic Equipe*nt Bonds 600.00 9 'rd.th D o O
3<
d
$3,500,000 city's Portion raving Bonds, rirst
'R Series - T 3,000.00
]
.g[
$1,000,000 Freeway Improvement Bonds First Series - R 1,250.00 O
~ $3,000,000 General Sever Bonds, Second Series - R 2,700.00
- 3 i A lt
. 1-
~
1 f
$2,000,000 Urban Renewal Bonds, Fifth Series - P 2,100.00 a
t q
C-
"w p,,.y
,p wy w
W9
$8e5
- O O
49
(
w 9
a
,,m Offir*
i youeur Total yo, Date Services Amunt 316-2435 7-23-69 Froes November 2, 1968 through March 1, 1969, as
- ct Counsel with respect to Cladstone Project, q
b8 a.
1,080.00 I
a h disbursesants 56.69
.1 017-7082 8-4-69 In re: Kathleen Ann Tanko v. Anthony R. Strinrer, et al., United States District Court, Northern District of Ohio, No. C 69-113; United States Court of Appeals for the Sixth Circuit No.19,600.
ss Preparation of pleadings, research, briefing, attendance at depositions and pre-trial conferences, and con-forences with the Department of Commerce, trial in the District Court, preparation and filing of appellee's brief in the Circuit Coart of Appeals 8,000.00l i
a Cash disbursements 161.13 8
803-2847 10-29-69 From March 1, 1969 through September 1, 1969 as l
Project Counsel with respect to St. Vincent Project, Chto R-13.
185.00 '
Cash disbursements 30.95 l
803-2886 11-7-69 From March 2,1969 through September 1,1969 as l
Project Counsel with respect to Carden Valley Project, Ohio R-1 160.00 Cash disbursements' 7.85 828-2839 10-28-69 From December 5,1968 through March 1,1969 as Project Counsel with respect to the Erieview I Project, Ohio R-36.
5,300.00 Cash disbursements 58.20 270-10114 12-4-69 Special Counsel in connection with $500,000 Police Communication System Note No. 1, being part of an authorized issue of $6,500,000, including conferences and advice in connection with the proceedings, prepara-tion of forms, examination of transcript and final approving opinion.
2,680.00 291-10112 12-4-69 fpecial Counsel in connection with '$6,500,000 Airport Improvement Notes Series 1969-2, including conferences
[
L and advice in connection with the proceedings, prepara-
{
tion of forms and final approving opinion.
2,680.00*
l 291-10113 Special Counsel in connection with $1,200,000 Airport L
Improvement Notes, Series 1969-1, being part of an authorized issue of $2,300,000 including conferences and advice in connection with the proceedings, prepara-i tion of forms, examination of transcript and final ap-
't
' hiWe proving opinion.
1,380.00 i
I ro D
l D) 2 a JL i
. f i)
G3
~ T
~
a JU S 1_
3
_a
' l.
~
7-
~
q
}
4
= - -
.a Offic3 e-o per Tots 1 W
Date Services Amount
.u..
f.
'N 291-13462 2-1-71 In connection with $7,7 M,000 Airport Improvement 4'
'l Notes, including supervision of note proceedings, f~ -'
'1
,waMnation of transcript and final approving l
8 1'
opinion.
$ 3,085.00 m.
4 271-13463 2-1-71 Special t,ansel in connection with $300,000
{
Traffic Equipment Note, including preparation and supervisxon of note proceedings, examination j
of transcript and final ~ approving opinion.
545.00
-1 d
191-9992 2-4-71 Cash disbursements re Civil Aeronautics Board Application 347.34 cases f
1-11655 6-23-71 Cash disbursement for renumeration of services on Ward Redistricting Authorized by File no. 1134-71
.q copy. ~ attached.
1,050.05
.e i
9 191-1243S 9-15-71 Cash disbursements in connection with Civil Aeronautics
,f *
-]
Board Application cases 359.78 i
1 834-4968 9-23-71 From March 2,1969 through March 1,1970 as Project i
Counsel with respect to the University-Euclid Iroject, Ohio R-44.
6,000.00 1
1 Cash disbursements 177.15
'{
269-5019 10-29-71 From April 17, 1969 through June 30, 1971, as Project Counsel with respect to Neighborhood Development P
Program 7,500.00
'l' Cash disbursements 137.17 i
191-13023 11-11-71 I n re State ex rel. W. Kielv Cronin Director of Port
)
Control, City of Cleveland v. Kimber A. Wald, et al.,
j Comunissioner of Purchases and Suppites. City of Cleve-land, Supreme Court of Ohio, Case No.70-490, Court of Appeals, Case No. 30345 8,257.00 l
~
Cash disbursements 339.83~
4 017-4410 11-10-71 In re Robert Bennett, et al. v. City of Cleveland, et
' b-
,a_1,, Supreme Court of United States No. 333, Circuit
?
g Court :" apposi., sixth Circuit. No.19789.
4,300.00 448.80l r'
[
Cash disbursements L.
017-4411 11-10-71 In re Kathleen Ann Tanko v. Anthony Stringer, et al.,
District Court No. C-69-113 5,500.00.
191-1027 3-17-72 Cash disbursements - Civi} Aeronautics Board Applica-tion Cases 490.68' 834-5485 6-9-72 Re Tower Development & Investment Corp., Tne., et al.
- v. City of Cleveland and K1urice M. Savre. Trus tee in Bankruptcy of Liberty Mortgage Corporation v. City of
.'.s'
~ )
Cleveland (University-Euclid Project, Ohio R-44) 12,000.00 1
O' Cash disbursements O
O 196.50!
y.
n
'D
~
~ I O
A y
A i
. It -
v
- c. ;
A.,
l R,,n.w,.
?
,.m 4
5
,,,e z
I Office Total h
v xhor Amount Date services e
~;&
2h -
~
Cash disbursements re Civil Aeronautic Board Litigation $
349.65 f
~
mM 191-2318 72072 2 M*2288 8 28 72 Prom Sept. 10,'1970 to January 5,1972, in connection.
i "4 Q' C '
J with two issues of Police C~ication System Notes, C
'l each in the principal a=eus: of 56,600,000, including f
advice in connection with the proceedings, prepara-
..3 tion of forms and renditica =f approving cpinion.
3,950.00
,,.i h Tars. 2287 8 28 72 SPecial Counsel including advice in connection with 4
?
the proceedings, preparati= :f fe =s, examination of 9!
transcript and final ap;;;;i:4 opinion:
2,255.00
.j '
J
$4,000,000 Waste ris;:sa*. Note, Second Series R 1,580.00 I
$1,000,000 Treeway !=;;;r. Note f.
7)
Third Series 675.00 l
9 2
a
[' '
191 2942 10 2 72 Special Counsel in c:::a:: = vi:1 following actions:
i
-1
{-
Investi5atio=, 7:epra:i:: :f pleadings and pre. trial in C::== T.sas *:=: re Lakefront 1
Airoert ter
=t
- :.. **- of Cleveland
~
[
1Co:=un Pleas ::== ' :. iiiii.).
F Preparati:: ef plaai'.:;s, ; epration for and attendance a-
- a*. = m: ?.eas Court, notice 4
p of appeal a:1 t:ief = mariu tr. Court of Appeals
}
(case parf 4 :s *M*
- A!----t Festaurant L
4 Cere. v. Ot e !!
- W.1 : ;*:=sn Pleas Court so 6775?!'
levestiga:i:: a:1 =a; ara:i: :f pleadings re Clevelart 5sitret'
-*"et e-f Shows. Inc. v. The v.z k R e f t tri". *:: ::=:: ;'eas Court Nd. 899497) s for which :ta:a v... :e :: :targe.
6.500.00 w
,W Cash dist=se 257.11 4
[^
L
- 7 :-. 4.fe;tember 30, 1972
$16-5937 12 4 72 Rendered fre:.*:*.y *.
as Project Co=Ja! f=.:a %:p :f leveland's Glad-stone Erba: la:rral I ::m=. ?.i: 1.i.
1,260.00 b
Cash disb=sene:u 18.%
9 i
g23 5g34 12 4 72 Rendered fr.-z.517 1. *.I' :: 7;i 3 ;tember 30, 1972
~
l as P ject C =sC f
=a ~1:7 :f Cleveland's Erieview
' L.
j 1*Trba: 1e r.< ?= en. b I-M.
4,800.00 Cash Dist=sese::s 20.03
. L.
d 335 5935 12 f. 72 Rendered fran My *.
- P. _... Se;tember 30, 1972 as Pro; set C:=sd fe =e *g ;f Cleveland's Uni-versity-Iz*.ii *r:C*M ?: *ec:, Ohio R.44 1,670.00
, gg ;g 3,..g 1.58 Cash dist=sene::s 00 0
D<i 1
b C.s Cs a
3 D
[j g kg l
s.
A-
.-...,m,
i 4
( w._
t
' f" ;-
Voucher Total
~^
offics Date Services Amount 1
i
'I r
191-2318 7-20-72 Cash disbursusents re Civil Aerosautic Board Litigation $
349.64 U
270-2288 8-28-72 Prom Sept. 10,'1970 to January 5,1972, in connection 4
with two issues of Police C=-niication System Notes,
_ b' each in the principal amount of $6,600,000, including d
advice in connection with the proceedings, prepara-tion of forms and rendition of approving opinion.
3,950.0C l
p.
f Q
Vars.-2287 8-28 72 Special Counsel including advice in connection with the proceedings, preparation of forms, examination of transcript and final approving opinion:
2,255.0C v
$4,000,000 Waste Disposal Note, Second l
f Series R 1,580.00
~$1,000,000 Preeway Inyrov. Note Third Seriac 675.00 4
1 1
191-2942 10-2-72 Special Counsel in connection with following actions:
. p i
Investigation, preparation of pleadings and pre-trial in Consnon Pleas Cou.*t re lakefront
-e j
Airport Restaurant Corp. v. City of Cleveland p
(Cousson Fleas Court No. 888884).
Preparation of pleadings, preparation for and attendance at trial in Co::rnon Pleas Court, notice 3
of app 6a1 and brief on merits in Court. of Appeals c.
(casa pending) re Lakefront Airport Restaurant
- Corp. v. City of Cleveland (Cocunon Pleas Court No. 877595)
~
Investigation and preparation of pleadings re
. Cleveland Nationel Air Races and Shows. Inc. v. The Mark Restaurar.t. Inc. (Com:non Pleas Court No. 899497)
{
for which there will be no charge.
+
6,500.00 Cash disbursements
- 257.11
[.
i
[
816-5937 12-4-72 Rendered from July 1, 1971 through September 30, 1972 as Project Counsel for the City of Cleveland's Clad-stone Urban Renewal Project, Ohio R-8.
1,260.0' e
Cash disbursements 18.9C 828-5934 12-4-72 Rendered from July 1,1971 through September 30, 1972 c
as Project Counsel for the city of Cleveland's Erieview L.'
I orban Renewal Project, Ohio R-36.
4,800.0.
g Cash Disbursements 20.0:
9 834-5935 12-4-72 Rendered from July 1,1971 through Sept aber 30, 1972 as Project Counsel for the City of Cleveland's Uni-l versity-Euclid Ur'.an Renewal Project, Ohio R-44.
1,670.0' V
1 g Ql D
1.6' i
l Cash disbursements
' D OO n Qn T g
i pr D 1] u i 5
2 i
a-l w
h _
~
~
""M w-w gp
,w.,mw
,,m
,yr w
Y 4 4 7 *.,.;
'.f Offica
~
Total C., * - ' * !
voucher i
Date Services Amount
- 4. W
' Q.)
g22 5936 12-4-72 Rendered from July 1, 1971 through September 30, 1972 as Project Counsel for 'the City of Cleveland's East Woodland Renewal Project, Chio R-7.
$ 1,235.00 c
r
_s.! y Cash disbursements 3.36 f
816-6428 7-18-73 Rendered from October 1,1972 through December 31,
'.s 1972 as Project Counsel for the City of Cleveland's i
p q
Cladstone Urban Renewal Project, Ohio R-8.
75.00
)
~' 'h i
822-6427 7-18-73 Rendered from October 1, 1972 through December 31, 1
1972, as Project Counsel for the City of Cleveland's East Woodland Renewal Project, Ohio R-7.
360.00 e
y 828-6430 7-18-73 Rendered from October 1, 1972 through December 31, 1972 as Project Counsel for the City of Cleveland's Erieview I Urban Renewal Project, Ohio R-36.
375.00 l
834-6429 7-18-73 Rendered from October 1, 1972 through December 31,
]
1972 as Project Counsel for the City of Cleveland's University-Euclid Urban Renewal Project, Ohio R-44 415.00 g.
017-5156 7-19-73 Rendered in John J. Carnev, et al. v. Ralph J. Perk, I.
WitYd. Ccunon Picas Court #908462. Associate counsel 2,475.00*
et al aratory judgment action.
250.00 Cash Disbursements i
I 98-3589 8-24-73 Special Counsel in connection with $627,000 Final Judgment Bonds, including advice in connection with
{"
the proceedings, preparation of forms, examination of transcript and fina* approving opinion.
1,215.00 7
s 98-3588 8-24-73 Special Counsel in connection with $145,000 Final Judgment Bands, including advice in connection with the proceedings, preparation of forms, examination 1
of transcript and final approving opinion.
435.00 i
~
29!-4941 5-23-73
. Rendered in connection with$4,000,000 Airport Land Purchase Notes, ie *, ding advice in connection with s
the proceedings, prt rcation of forms, examination of n
transcrir* and final approving opinion in connection with Note No. 1.
1,575.00 1
291-06451 10-24-73 Special Counsel in connection with $7,700,000 Airport
]
Improvement Note, dated September 15, 1972, including l
preparation and supervision of note proceedings, awam'aation of transcript and final approving opinion.
2,775.00 j
191-06449 10-24-73 Cash disbursements in connection with Civil Aeronautic Board litigation 148.40 f
g
- Check returned on 10-23-73 to City because services had been included.
in a previous billing which had been paid.'
w O
L
-~ -
D D
f m
vaE 1
y9 rg 3
. S j]
JL a
3
,t
'N-n,
}.....
=g I
.,s.gj J
office
+
Voucher Total Date Services Amo q 3
d 93-3513 5-2-73 In connection with $9,600,000 Ceneral Purpos.
'tes dated June 14, 1972, including:
~1 1.
Development of concept of Senate Bill No.
490 enacted by 109th General Assembly to j
authorize the borrwing, draf ting the Bill and advice, conferences and research in connection with the same.
2.
Advice, conferences and research regarding the permissible amount of the borrowing.
1
[*
O O
3.
FreParation and supuvision of note proceed-ings including research, preparation of I
fiscal officer's certificate, note ordinance, gw
~ Q..
arbitrage certificate and note forms, review p.
]Pg and revision of invitation for bids and opinion b
letter regarding ssw and attendance at bid v
l
%q
,(
_,C opening and closing of issue.
l 4.
Examination of transcript and final approving
[,
opinion.
1 1
For items 1 and 2
$10,200.00 4
p For items 3 and 4 3,300.00 l
4 (See lith item on p. 17 for 3-1-74) 834-6884 4-2-74 Rendered from September 8,1972 through April 24, 1973 in connection with the defense of Tower Development and In-l l
vestment Corp., Inc., et al. v. City of Cleveland and
{
Maurice M. Sayre, Trustee in Bankruptcy of Liberty i
Mortgage Corporation v. City of Cleveland, U. S. District Court, Northern District of Chio, Eastern Division (in-cluding work on interlocutory appeal to Sixth Circuit Court of Appeals) 6,752.00 Cash disbursements 142.73 l
201-2155 4-3-74 Special Counsel in connection with $10,000,000 Water-works Improvement Notes, including preparation and
[
supervision of transcript and final approving opinion 3,375.00 y.
l' L
260-2167 4-3-74 Special Counsel in connection with $1,000,000 Health Center Improvement Notes, including preparation and
.[
supervision of note proceedings, examination of trans-cript and f'ual approving opinion on Note No. 1 in the g
amount.of 4.80,000 dated November 1, 1973.
675.00 271-2150 4-3-74 Special Counsel in connection with $300,000 Traffic h
Equipment Note, including preparation and supervision of note proceedings, examination of transcript and m
final approving opinion. 3 statements totalling 1,200.00 270-2154 4-3-74 Special Counsel in connection with $6,600,000 Police Communications Stystem Note, dated Septem-d ber 15, 1$72, including preparation and supervision of note proceedings, examination of transcript s
.j and final approving opinion. 2 statements totalling 4,575.00 240-2155 4-3-74 Special Counsel in connection with $4,000,000 Solid Waste Disposal System Notes, including preparation and supervision of note proceedings, examination of transcript and final approving epinion.
1,575.00
~
14 -
s N
- 7
- = = = -
9
.s
. j e, p*g =
e 4 1
Of%ic2
-~
' l'"N' ' ' d Voucher Tots 1 No, Date Services Amouat
~.-
N? /',. ;
"-t 291-2156 4-3-74 Special Counsel in connection with $6,000,000 6"'
- )
Airport improvement Notes, including preparation
' l and supervision of note proceedings, examination of transcript and final approving opinion.
$ 2.175.00
,., ~.
W A
j 228-2157 4-3-74 Special Counsel in connection with $125,000 Shade T ee Note, including preparation and supervision
,3 of note proceedings, examination of transcrip-and final approving opinion.
275.00
~
.)
244-2158 4-3-74 Special Counsel in connection with $6,000,000 City's Portion Paving Notes, including preparation y
3 and supervision of note proceedings, examination
}
of transcript and final approving opinion.
2,175.00 p
i 246 -2158 4-3-74 Special Counsel in connection with $1,500,000
)
j Bridge Note, including preparation and supervision of note proceedings, examination of transcript and j
final approving opinion.
825.00 270-1160 4-3-74 Special Counsel in connection with $1,600,000 Police Motor Vehicle Note, including preparation and supe. vision of note proceedings, examination of transcript and final cyproving opinion.
900.00 i
\\s i
222-2161 4-3-74 Special Counsel in connection with $500,000 Park F
1mprovement Note, including preparation and super-t{
{
vision of note proceedings, *= amination of transcript and final approving opinion.
500.00
.r.
l: L 203-21n2 4-3-74 special Counsel in connection with $3,000,000 Street 4
Lighting Improvement Notes, including preparation and supervision of note proceedings, examination of trans-cript and final opinion.
1,275.00
~
270-2163 4-3-74 Special Counsel in connection with $5,815,000 City's i
Portion Courts Building Hotes, First Series, dated
~
October 10, 1973, including preparation and super-vision of note proceedings, awaminatior of transcript and final approving opinion.
2,175.00 270-2164 4-3 I4 Special Counsel in connection with $1,260,000 Police
.L ana rire improvement Notes, dated Octoser 10, 1973, including preparation and supervision of note pro-
' f- --
ceedings, examination of transcript and final ap-proving opinion.
825.00 o.
270-2165 4-3-74 Special Counsel in connection with $6,250,000 Central
,j Police Headquarters Notes, dated October 10, 1973, in-cluding preparation and supervision of note pro-
. L caedings, examinatio n of transcript and final ap-i proving opinion.
2,375.00
,L,
-.".Q^ s., &
276-2166 4-3-74 Special Counsel in connection with $10,000,000 i
Off-Street Parking Facilities Notes, dated Septem-
)
ber 14, 1973, including preparation and supervision of a
.----H note proceedings, examination of transcript and final-approving opinion.
3,375.00 A
t D O O m)
D l; aoI m
9
'D
~ %
~
}t A
i n
a
~.. - - -
-3 y
u m____, -
3, l
)
'l
~
4 h
offic3
'/.i voucher Total
?
yo, Date Services Amount y
I' 270-2168 4-3-74
- S ecial Counsel in connection with $625,000 Fire P
l Alarm Signal Systems Note, dated September 14, 1973, including preparation and supervision of note proceed-C ings, examination of transcript and final approving l
r
^'1 opinion.
$ 550.00 i
- h 270-2169 4-3-74 S ecial Counsel in cr. inaction with $600,000 Fire P
Fighting Equipment Fate, dated September 14, 1973, j
including preparatiun and supervision of note pro-j coedings, examination of transcript and final approving j
opinion.
550.00
,I 291-2170 4-3-74 Epecial. Counsel in connection with $7,700,000 I'
Airport Improvement Bonds, including preparation and supervision of bond proceedings, examiration of trans-
+
cript and final approving opinion.
9,325.00 1
1 240-2171 4-3-74 Special Counsel in connection with $1,000,000 Street Equipment Note, dated September 14, 1973, including preparation and supervision of note proceedings, examination of transcript and final approving i
7 opinion.
675.00 r
(
816-6937 4-23-74 Rendered from August 1,1973 through December 31, 1973 i
as Project Counsel for the City of Cleveland's clad-stone Urban Renewal Project Ohio R-8.
245.00 r
Cash disbursements 9.50 g
s 822-693E 4-23-74 Rendered from August 1, 1973 through December 31, 1973 s
as. Project Counsel for the City of Cleveland's East Woodland Renewal Project, Ohio R-7.
170.00 i
4 Cash disbursements 2.10
.Fb 834-6946 4-29-74 Rendered from August 1, 1973 through August 13, 1973 j
as Project Counsel for the City of Cleveland's University-
.p Euclid Urban Renewal Project, Ohio R-44 365.00 L
834-6969 5-10-74 Rendered from April 25, 1973 through February 28, 1974 la connection with the defense of Tower Development and Investment Corp., Inc. v. (,ity of Cleveland and Maurice M. Savre. Trustee in Bankruntcy of LiberW Mortgage Corporation ** City of Cleveland in the U. S.
District Court, Eastern Div. (including work on inter-
'{--
locutcry appeal to Sixth Circuit Court of Appeals).
30,108.75 U
Cash disbursements 516.66 98-(017) 5762 6-6-74 Professional services rendered re Helen M. Fuldauer
- v. City of Cleveland, for period connencing in June of 1968 and terminating in December of 1972 in connection with successful defense of a taxpayer's action challenging the validity of Section 198-2 of the Charter of the City of Cleveland establishing the pay formula for members of t'oe Division of Police.
12,500.00 a
Cash disbursements OO 546.11 D
0 a
16 -
D '9~I f
b-3 v
v V
www y--
y w
w w
y
,N
r--
O e
Offica
+-
b 'M '
,y Voucher Total l
No.
Date Services Amount j
270-3321 6-27-74 Rendered in connection with the $15,000,000 f-g$
Central Police Headquarters Notes
$ 6,500.00
{^
l..
q 291-3322 6-27-74 Rendered in connection with the $4,000,000 tM q r
p j
Airport land Purchase Notes 2,100.00 i
279-3323 6-27-74 Rendered in connection with the $3,600,000 City's Portion Court Building Notes, Second Series 2,000.00 g
l
')
\\
291-3324 6-27-74 Rendered in connection with the $9,125,000 Airport Improvement Notes 4,800.00
?
I 270-3326 6 "7-74 Rendered in connection with the $500,000 Police 1
Motor Vehicle Notes 650.00
[~
j d
244-3325 6-27-74 Rendered in connection with the $2,000,000 City's Portion Paving Notes 1,300.00 T*'
l f
217-3327 6-27-74 Rendered in connection with the $2,000,000 Final Judgment Notes 1,300.00 225-3328 6-27-74 Rendered in connection with the $1,850,000 Pat 1r and Recreation Notes 1,300.00 246-3333 6-27-74 Rendered in connection with the $500,000 Bridge Improvement Notes 650.00 w
4
[
271-3334 6-27-74 Rendered in connection with the $400,000 Traffic L
Equipant Notes 635.00
~
98-23710 3-1-74 Rendered through the period ending September 30, 1973 and those services comumenced on Feb. 22, 1973, re Catevey Development Project 18,000.00 Cash disbursesents 21.06 L
828-7271 11-18-74 Rendered from June 26, 1973 through August 31, 1974 p
as Project Counsel for the City of Cleveland's Erieview I Urban Renewal Project No. R-36.
2,250.00 L
Cash d1sbursements 10.40 t
- [~ -
834-7320 12-16-74 Pendered from March 1,1974 thru Hay 29, 1974, in connection with the defense of Tower Development and Investment Corp., ine., et al. v. city of cleveland and Maurice M. Savre. Trustee in Bankruptev of Libertv Nortgage Corporation v. City of Cleveland, in the U. S. District Court, Northern District of Ohio, t
Eastern Div.
2,388.75
[.
l
.y
.,J Cash disbursements 25.19-
< n.
~,,
4 g
DJ Oa n
j O
17 -
f m
.s a
p _..
w.
.__,f..-
1 4
-i
. m
.s
-i offiso Total rJ. p.
voucher Date Servicas Amount
~h 243-3875 1-15-75 Special Counsel in connection with $1,000,000
.ij Freeway Improvement Notes, Third Series - R, w.
including preparation and supervision of note g '.4 1
proceedings, examination of transcript and
~'*
- Of**
(5 final approving opinion.
900.00 3
.1 276-3877 1-15-75 Special Counsel in connection with $10,000,000 Off-Street Parking Facilities Notes, including prepara-tion and supervision of note proceedings, examination p
1 of transcript and fir.a1 approving opinion.
4,230.00 270-3878 1-15-75 Special Counsel in connection with $1.920,000 Police and Fire Improvement Notes, including j
preparation and supervision cf note proceedings, examina-
- j tion of transcript and final approving opinion.
1,300.00 I'
I 270-3879 1-15-75 Special Counsel in cennection with $625,000 H
Fire Alarm Signal System Notes, including preparation and supervision of note proceed-i ings, examination of transcript and final approving opinion.
870.00 4
l
.a j
270-3880 1-15-75 Special Counsel in connection with $600,000 r.
Fire Fighting Equipment Notas, including prepars-l, tion and supervision of note proceedings, examins-i tion of transcript and final approving opinion.
640.00 270-3881 1-15-75 Special Counsel in connection with $6,250,000 Central Police Headquarters Notes, including preparation and supervision of note proceedings, j
j evantnation of transcript and final approving opinion.
2,880.00 b
4 Cash disbursements 26.90 1
{'
270-3882 1-15-75 Special Counsel in connection with $1,260,000 L
Fire Improvement Notes, including preparation and supervision of note proceedings, examination of 9
transcript and final approving opinion.'
1,170.00 260-3883 1-15-75 Sptcial Counsel in connection with $1,000,000 g
Health Center Improvement Notes, including prepara-
, [-
tion and supervision of note proceedings, examina-tion of transcript and final approving opinion.
990.00 i u.
270-3884 1-15-75 Special Counsel in connection with $5,815,000 j
,f.-
l City's Portion Courts Building Notes, 1st Series,
'L including preparation and supervision of note pro.
ceedings, examination of transcript and final approving opinion.
2,430.00 slI l'
221-3885 1-15-75 Special Counsel in connection with $300,00'O l
City Hall Improvement Notes, including preparation and supervision of note proceedings, examination of j
transcript and final approving opinion.
690.00
. g....,..
243-3886 1-15-75 Specist Ccunsel in connection with $650,000 9
City's Portion Freeway Improvement Notes, including preparation and supervision of note proceedings, examination of transcript and final approving opinion.
870.00 l
Cash disbursements n.30 1
.1
' L 1
^
18 -
, sur,.
gry-E, -
37-y
=g*
N s
I 4
~~
=
..;s4 Citic3 e-
~
J voucher Tot:1 Date Services pt J
270-3859 1-15-75 Special Counsel in connection with $1,100,000 Police Motor Vehicle Notas, including preparation and I.,
'3 supervision of note proceedings, examination of trans-cript and final approving opinion.
$ 1,000.00
.a
..e 240 3887 1-15-75 Special Counsel in connection with $600,000 Street 4
i Equipment Notes, including preparation and super-vision of note proceedings, examination of tran-acript and final approving opinion.
840.00 l
'N Cash disbursements 3.00 I
908-3860 1-15-75 Special Counsel in connection with $1,250,000 Break-j wall Reconstruction Notes, including preparation
[
and supervision of note proceedings, examination of -
[
transcript and final approving opinion.
1,075.00 5
k I
222-3861 1-15-75 Special Counsel in connection with $475,000 Park i
Acquisition Note, including preparation and super-I vision of note proceedings, exmination of transcript
[.
and final approving opinion.
635.00 I
I 291-3862 1-15-75 Special Counsel in connection with $2,000,000 Airport Improvement Notes, including preparation and I
supervision of note proceedings, examination of trans-cript and final approving opinion.
2,900.00 f
243-3859 1-15-75 Special Counsel in connection with $1,250,000 t.
City Portion Freeway Improvement Notes, including preparation and supervision of note proceedings, I
examination of transcript and final approving opinion.
1,000.00 L
260-3864 1-15-75 Special Counsel in connection with $320,000 Health Center Improvement Note (No. 2), dated April 15, 1974, issued pursuant to Ordinance No. 803-73 passed August 10, 1973, including preparation and super-vision of note proceedings, examination of transcript
+
and final approving opinion.
525.00 r-243-3865 1-15-75 Special Counsel in connection with $1,000,000 City's L.
Portion Street Improvement Notes, iucluding pre-paration and supervision of note proceedings, examina-tion of trPnscript and final approving opinion.
900.00 L
280-3866 1-15-75 Special Counsel in connection with $2,100,000 l t
- g
. Data Processing Eqpipment Notes, including prepara-g tion and supervision of note pror.eedings, examination of transcript and final approving opinion.
1,400.00 h-201-3867 1-15-75 Special Counsel in connection with $10,000,000 Water-works Improvement Notes, including preparation and 9
supervision of note proceedings, examination of t _.
3 g
transcript and final approving opinion.
4,500.00 g
i lu N
244-3868' 1-15-75 Special Counsel in connection with $6,000,000 l
City's Portion Paving Notes, including preparation l
and supervision of note proceedings, examination of transcript and final approving opinion.
2,900.00 J L
~
r-l i
4
~
'N' offics Tit 21 voucher Amount
.,q
_ Date Services j
yo, 240-3869 1-15-75 Special Counsel in conn' ction with $4,000.000 e
4 Solid Waste Disposal Systen Notes, including prepara-j*
tion and supervision of note proceedings, examination i
l j
of transcript and final approving opinion.
$ 2,100.00 3
C
}
246-3870 15-75 Special Counsel in connection with $1,500,000 Bridge I
Notes, including preparation and supervision of note V
I proceedings, examination of transcript and final
~
approving opinion.
1,100.00
..~
j 223-3871 1-15-75 Special Counsel in connection with $500,000
' Park Improvement Notes, including preparation and r-1 l
,I supervision of note proceedings, examination of trans-665.00 cript and final approving opinion.
1 228-3872 1-15-75 Special Co'wsel in connection with $125,000 Shade Tree Notes, including preparation and supervision g --
a 1
cf note proceedings, examination of transcript and 365.00 i
final approving opinion.
f 271-3873 1-15-75 Special Counsel in connection with $300,000 Traffie
'j Equipment Notes, including preparation and super-
~
vision of note proceedings, examination of trans-535.00 p
i cript end final approving opinion.
?
I 291-3874 1-15-75 Special Counsel in connection with $6,000,000 Airport improvement. Notes, including preparation and super-vision of note proceedings, exan* nation of transcript f.
and final approving opinion.
2,900.00 i
6 240-3876 1-15-75 Special Counsel in connection with $1,000,000 Strest Equipment Notes, includirs preparation and super-vision of note proceedings, examination of transcript and final approving opinion.
- 990.00 1
840-3924 1-21-75 Special Counsel in connection with $400,000 Comunity 4
Service Centar Notes, including preparation and super-y vision of note proceedings, examination of transcript i
and final approving opinion.
635.00 271-3923 1-21-75 Special Counsel in connection with $300,000 Traffic Equipment Notes, including preparation and supervision
, of note proceedings, examination of transcript and j
~
final. approving opinion.
690.00 t
907-3922 1-21-75 Special Counsel in connection with $230,000 Municipal Bus Acquisir. ion Note, including preparation and L.
supervision of note proceedings, examination of transcript and final approving opinion.
570.00 9
N 270-3921 1-21-75 Specist Counsel in connection with $6,600,000 Police Coermications System Bonds, including preparation I
au supervision of bond proceedings, examination of
* *,e
,j transcript and final approving opinion.
6,950,00
/
9
)
20 -
l l
1 l
j
_ug
~
5 a
~' -
A Offic?
']
Voucher Total j
g Me Services Amount i
17--000320 I
6066 4-7-75 In re Dennis xueicich v. Cuyahoea County Bosrd of i
Elections, et al., Corunon Pleas case No. 74-933136, wherein the plaintif f sought to enjoin a vote upon an increase i
in the Cleveland municipal income tax at the general F-election held on November 5, 1974
$ 3,085.00 i
I 222-2303 4-21-75 Special Counsel in connection with $475,000 Park Acquisition Note, including preparation and supervision of note proceedings, examination of
~
transcript and final _ approving opinion.
780.00 l
I-244-2304 4-21-75 Special Counsel in connection with $1,250,000 City's Portion Freeway Improvement Notes, including preparation and supervision of Note proceedings, examination of transcript and final approving opinion.
1,080.00 291-2301 4-21-75 Special Counsel it. connection with $4,000,000 Airport Improvement Notes, including preparation 7
and supervision of note proceedings, examination of transcript and final approving opinion.
2,070.00 4
292-2305 4-21 75 Special Counsel in connection with $1,250,000 Breakwall Reconstruction Notes, including prepara-tin; and supervision of note proceedings, examina.
ti n of transcript and final approving opinion.
1.080.00 270-2302 4-21-75 Special Counsel in connection with $1,920,000 i
Police and Fire Improvement Notes, including preparation and supervision of note proceedinge, examination of transcript and final approving opinion.
1,350.00 632-7762 5-1-75 Rendered from January 1974 through March 31, 1975 I
'{-
as Project Counsel for the City of Cleveland's Neighborhood Development Program (including the Erieview II Project) 1,562.00 l
Cash disbursements 7.48 L:
834-7760 4-30-75 Prom August 14, 1973 through December ~31,1974 I
as Project Counsel for the City of Cleveland's Uni-
-[
]
, versity -Euclid. Project No. R-44.
8,800.00 4
i Cash disbursements 56.32 7_.
243-3100 5-12-75 Special Counsel in connection with $1,000,000 City's U
l Portion Street Improvement Notes, including prepara-j tion and supervision of note proceedings, examination of transcript and final aperoving opinion.
990.00 D
%\\
r
-; 1 i
9
<l b t="
l
..J+.
~
r oggic j e
M-Q' voucher Total f
yo, Date Services Amount 11 244 3101 5-12-75 Special Counsel in connection with $3,000,000
- 7.*
l
.q City's Portion Paving Notes, including prepara-
+
tion and supervision of note proceedings, examina-q tion of transcript and final approving opinion.
$1,710.'00 p.
.)
J 834 7775 5-2-75 Rendered from June 1, 1974 through Jan. 31, 1975 in connection with the defense of Tower Development
' a and Investment Corp., Inc., et al. v. City of p
Cleveland, United States District Court, Northern District of Ohio, Eastern Division, claiming
'Z City's urban renewal activities rs 3ulted in the de facto taking or damaging of all or parts of g.
certain properties (including work in opposition to plaintiff's attempts to convert litigation to a j
class action and work on City's attempts to obtain a i
summary judgment in favor of City), University-Euclid Project, Chio R-44 31,641.0*
Cash disbursements
$48.60 1
217.0 - 5903 4
j 7-28-75 Special Counsel in connection with $2,000,000 Final Judgment Notes, including preparatien and super-i vision of note proceedicgs, examination of trans-j cript and final approving opinion.
1,350.00 o
225.0-5905 7-28-75 Special Counsel in connection with $1,850,000 Parks 1
& Recreation Notes, including preparation and super-l vision. of note proceedings, examination of trans-script and final approving opinion.
1,350.00 270.0 - 5907 7-28-75 Special Counsel in connection with $3,600,000 City's t
Portion Court Building Notes, Second Series, including preparation and supervision of note pro-l #._
caedings, examination of transcript and final approving opinion.
I,980.00 y
270.0 - 5901 7-28-75 Special Counsel in connection erith $15,000,000 Central Police Headquarters Notos, inclefing pre-paration and supervision of note proceedings, examina-tion of transcript and final approving opinion.
7,030.00 i
270.0 - 5902 7-28-75 Special Counsel in connection with $500,000 Police Motor Vehicle Notes, including preparation and supervision of note croceedings, examination of u
transcript and final approving opinion.
810.00 t
271.0 - 900 g 7 28-75 Special Counsel in connection with $400,000 Traffic Equipment Notes, including preparation and super-vision of note proceedings, examination of transcript g
y ad final approving opinion.
750.00
~
. yqu + y 1
1 s
\\
++
i i
,.r
,em-seg oo-g'.=-'*--Toua94P'*PS TS,,.--..c
,rs er u
---v
.s V
4 l
f' l
EXHIBIT B
}DDRANDUM Fini RALPH W. MJNIZ, GMIISSINER
{
OF ACCDUNIS, 'IO ROBERI D. IMRE, ASSISTANT DIRECIDR OF IAW, DA'IED JULY 30, 1975 CON-c 1.
CERNING PROFESSIGML SERVIG FEES PAID 'IO VARIOUS IR FIRMS P
k%.
e
.u 4+
G 0
4 t*
1
i-l
~
^
e
- r C of C 302 2l' s
CITY OF CLEVELAND ense n.u r r ec c conntaronocuce
~
y, '
Robert !! art Dan July 30, 1975 Asst. Director of Law Frew Ralph U. Huntz Subjut Conruitisioner of Accounts Professional service fees paid to various law firms 1974, 1975.
Pd 1974 1975 to 6/30 Squire, Sanders & Dempsey 147,817.52 107,606.63 Jones, Day, Cock 1cy & Reevis Arter and Hadden u.
r L
Ap >z ^-jf--
Ralph W. Huntz j
Comnissioner of Accounts b
==
.(
u
' L..
t-4 I*
e,
r i
i 1
r j-
- r EXHIBITC
'~
MalAL EPOPJ OF EE CLEVELM0 ELECTRIC IlllMIfMTIfE C0fPAlf/ TO BE FEDERAL POWER C0fEISSIGl FOR THE YEAR B0ED DECBEER 31, 1975 SHOllIIE PAWBffS f%DE TO VARIOUS l#
r i!
FIRE-SQUIRE, SAiOERS & DETPSEY.
- [...
u 5
w O
hp e L
- L.
N L.
'g.*
se w a, -.,.,.-.
n.
ELECTEIC UTILITIES AND LICENSEES rw i
f (Classes A cnd B)
\\
d
>r-ANNUAL REPORT t
r-l OT
?
'TE CLEVEIAND ELECTRIC ILLUMINATING COMPANY
. ~.. ~ ~. -. ~ ~ ~ ~ ~
(hact kgal name of respondent)
If name nas changed during year, show also the previous name and date of change t
P.O... Box. 5.0. 0. 0,' 5. 5..Public..S..qu..are.,...C. l.e..v..e..l..and, O. h..i..o.. 4. 4101..................
g (Address of principal business omee at end of year) j TO THE f
FEDERAL POWER COMMISSION F
L.
TOR THE
-[
'l
[
YEAR ENDED DECEMBER 31,19 74..
u
- Fune, title, address and telephone number (including area code), of the person p be contacted concerning this report
I -
....E.. H M..n.%.. ~a n s.......
Controller a
Name Title 1
P. O... B..o..x... 5. 0. 0. 0..t.. 5. 5..P..u..b..l..i..c....S..qu..are..,....C..l..e..ve..l..an..d..,....O..h..io....... 44.1. 0.1........(. 2.1. 6..)... 6. 2.
)
1 I
1 era.)
- y-
~
w i
(
e s
~
^*
- 1. <
(a)
(b)
(c)E' '
(d)
- 1.
~.
~
Amount Account UtiliG e
V
? \\ c:
Squire, Sanders & Dempsey
.'$~ 58,685 350 Electrie l L. Wet:
~
1800 Union Co=merce Building 30,121 928 Electrie ll'
., 22kl Cleveland, Ohio 44115 177,650 923 Electrie -
cle Legal Services 2,103 660 Steam i
161,862 925 nectrie q k
[
., 1,916 663 Steam h
r 195 322 Electrie i Whi'
]:
- 1301
^14,930 310 Electrie 1,915 360 nectric L
" Balt 435 930 Electrie
$449,812,
[
Stanley Consultants
~P
~
f; Suite 203, 6659 Pearl Road 1,665 322 Electric I
Cleveland, Ohio 44130 96,677 350 Electrie Environmental Planning
$ 98,542 Towers, Perrin, Forster & Crosby, Inc.
J Three Penn Center
$ 34,486 926 Electrie
}i Philadelphia, Pennsylvania 19102 884 664 Steam L
Group Insurance & Pension Plan
$35,370
(
L-i
[
i.
Joseph A. U,}helyi
$ 1,254 923 Electric hl 2835 Pearl Avenue 15 660 Steam l
F Lorain Ohio 44055
~ 6,424 925 nectric g
i L
Legal Services 76 663 Steam gj 876 310 Electrie y
[
- 7,394 350 Electric i
[
$16,039 Underwood, Jordan Assoc., Inc.
[
b 230 Park Avenue
$14,873 930 Electric New York, New York 10017 176 667 Steam Public Information Program
$ 15,049
?
Universal Field Services, Inc.
1161 Pleasant Valley Road i
Parme, Ohio 44134 Appraisals
$138.988 Various - Electric r --
Volmer, Roland Assoc.
516 The Arcade Cleveland, Ohio 44114 l
Architectural Service
$16,925
.._390 Electric 1.
i Western Reserve Engr. & Surveying Co.
243 322 Electric 9
f
(
4705 State Road 3,619 310 nectric L
Cleveland, Ohio 44109 3,107
.360 Electric
{
i-Surveying & Staking 15,034 350
. Electric 165 920 nectrie q!
[
$_22,168 l
l L
Q t_
se
F e
P*
i
)
i C
- I P
EXHIBIT D r-l LIST & DIRECIORS T 'DE CIEVELAND EEC1RIC IIIININATING CMPRE FOR DE YEAR ENED
[
IECEMBER 31, 1974.
3 i 6 f*
iC l
e i
L k,
'. k -
4 La
- i
' w
, I u.
9 9
s,--
E ws..
e
.w
--en,ama N
._y m
o 4.e 31,i,74
_ THE CLEVELANL ETA ~rRIC U.LUMMATEG, COMPANY, y,,,,,,,,, o,,,,,,6., s i, i, 74
- DIRECTORS
~
3 Report below the information called for concerning each to in those instrucuom.. If the roatters referred to in those in-4,,cser of the respondent who held office at any time during the structions are not applicatA.. cr if the reporting, of this informa.
f
- " E lactude in column ia), abbreviated titles of the directors tion is not recluired by reason of i. ruction 7 of page 104, so
- [******
'.,s,w,,are okers of the respondent.
state..F.qt..n.e.qu i.r.g................................
- 2. If any of the instructions 2.3.4.or 5 of the schedule.Osicers.
- 3. Members of the Executive Coramittee should be 6cJpated phe year in pacr 104 herrof. is applicahic mith respert to any director who is by an asterisk and the Chairman of the Executive Committee j
atcar not an oker, furnish.esponses concerning the matters referred by a double asterisk.
ler, directly, ns warrants.
oie.cs.es, a disposition v.trnded.
- t..
J;;,,
- ,,. 7,;,.
L, 'or
..s
..sm.: m ss in"*?ir2:*r's 1974 1975 Y"'
i.i m
ici rol
- .i m
s iacur in c emints, c
L- ;
Ralph M. Besse
- 1800 Union Commerce Building 4-23 4-22 13
'7,100
[",$"j,*'
Cleveland, Ohio 44115
. ney was 55 Public Square 4-23 4-22 11 7,450 Harry J. Bolwell
[. [
Cleveland, Ohio 44113 1
hit a of re-
- ~
55 Public Square 4-23 4-22 13 0
- 88ated-Robert M. Ginn (Executive Vice President)
Cleveland, Ohio 44113 si r..,
John Lansdale, Jr.*
3800 Union Co=merce Building 4-23
~4-22 9
6,000 p,
Cleveland, Ohio - 44115 c
i 4
2,150 Elmer L. Lindseth 21187 Sydenham Read Cleveland, Ohio - 44122
?
e Hugh D. Lune 24701 Euclid Avenue 4-23 4-22 10 6,200 b
Cleveland,. Ohio - 44117 o
Morton L. Mandel*
4415 Euclid Avenue 4-23 4-22 9
5,550 I
Cleveland, Ohio - 44103 r
Karl H. Rudolph**
55 Public. Square 4-23 4-22 13 0
(President)
Cleveland, Ohio - 44113 Charles E. Spahr*
1750 Midland Building 4-23 4-22 10 6,050 Cleveland, Ohio - 44115
'~
Herbert E. Strawbridge*
100 Public Square 4-23 4-22 11 6,250 l
Cleveland, Ohio - 44113 Richard B. Tullis 55 Public Square 4-23 4-22 12 6,750 Cleveland, Ohio - 44113 Harold L. Williams 55 Public Square 4-23 4-22 9
0 (Executive Vice President)
Cleveland, Ohio - 44113 1
- Elmer L. Lindseth retired on April 23, 1974. His last l.
I term as a director began April 24, 1973 I
i I
l 8
v.2 i
8,500
.- - l..
s
(
(
1 l-1 e.
i e
1 I
4 F
r 4
EXHIBIT E i
- 7..
s i
p 00RRESP0tOENCE FInf JTN IANSDAIE, SQUIRE, I
SANDERS & DEMPSEY, 70 DNAID PAUSER, f
CIIVELAND EIIClRIC IIHMINATIl0 CWPANY, DAED OCIOBER 27, 1966 AND FDORANDUM 00N-L CERNING CLEVI2AND NUNICIPAL ELECIRIC LImr PLANT PAES.
c F
t.
. i 6..
l,
- iIL t
9 i
I W
l l _
i
%'A' X. ara #
~~'
d'*E' *"
&u8" Nen i[e
?
asts.am ct.sm n..%&.se a % %
9L47
$hbn/ $beb//5 i'
a.
,, " October 27, 1966 F '.
r
.r I
Mr.. Donald. Hauser The Cleveland Electric Illuminatind; Company P. 0. Box 5000
. Cleveland, Ohio W101 F
s.
j g
Dear Don:
s-7 s:..
p.
I enclose herewith two copies of a me=orandum reflecting l
the recent consideration which we have given to the matter of
.the, Municipal Electric Light Plant rates as I centioned to you I voi. tid appreciate it if you would pass along the other day.
Ralph called a copy of thic to Karl Rudolph and Ralph 3 esse.
me about this General subject the other day and I took an earlier version of this with me to the Directors' meeting and handed a J
There is really no difference L
copy to Karl who asked about it.. The one enclosed is polished a little.
% w.
- 4. -.... a n,.
~~
~
Ernst and Ernst have a copy of.it.
Sincerely yours, F
i w
- )
h Jo 7 Lansdale I
L JL:ssb i
~
D 1
9 t.
y 9
o 4
P
..em*
~
.e e
t
u.
e y
N-7 t
i
.t k,
. October 26, 1966 P
t r-I
[*
E!CRA'.OLN. TO FILE:
r I
s v.
3
- p R(: IELP Rates e
i w
S Mr. ' Carl k~ nite of Ernst & Ernst called 'a72d advised that he was
[
heading up the Little Hoovey Ccm4 ssion Report on the Municipal Electric
~
t F
Light Plant. It had.been !, suggested that he consult with =e concerning the validity of any suggestion that the General Fund be relieved further by reductics in charges by the electric department to the General Fund for street lighting.
He had a copy of the opinions which we have given to the
~I L
I11tminatin2 Cc:9any Voich take t.
osi.;i.on in.s os.t.ance that the ter=s of the trust indenture under which the revenue bonds of the MELP are issued c
i h
require that payment be =ade monthly.for service rendered to the City and that this =eans that so=ething = ore than nominal payment must ' e =ade b
+
althoush in the absence of such indenture provision service could be iendered
~
~}
1
' to the City for severnmental purpedes without d.y charge at all so long as the charges to' private consu=ers were reasonable.
k'e suggested to.the cc=pany
.t
~1
. ' ~
' tha.t the co=petitive rates of h. Cleveland Electric Illuminating Co=pany could probably be taken as a =easure of reasonableness.
Mr. Brueckel and
. L.-
g I met with Mr. k*hite and his associate, Mr. Beecher, and discussed -his
=atter and we have, with the assistance of George Barry, again rev,ieved
-~
this prchlem.'
1 I.
=
/
O R P iT l
f g
m 3 9, d; o JU 3
W lb J
a n
~
r.
w, n,
D D
.a con L
p r'-
. {o-T
~
3 v
_k F -'
_a r
In this co~
tion v3 reviewed a memorandum, which we had not
)
previously seen," dated February 21, 1966 by Carl White entitled " Thoughts
'l l
.* y u...-
On'Use Of Elecygg Ligh,t 4d Power Plant Utility (ELP) Funds For Alleviation t
.i Of Critical Situation In General Fund Of -The City Of Cleveland." This 4.--
\\ =e=orendum contains tabulations based upon studies of the cost of service
~
- for the year 1964 to the several classes of customers of the Municipal Electric t. a....
[
Light Plant reviewed by.Ernst & Ernst.
These show, based upon a return of three per cent on the net' book' investment as part of,the cost of service, g
that out of groEs revenues of $7,245,000.00 the Light Plant received
(
.. -.5
$1,200,000.00 in excess of cost of" service from private consune'rs. From F
r sales to City Depart =ents it had revenues of $1,756,000.00.
However, the cost of service to such Departments exceeded this sum by the amount of L
$1,130,000.00.
I e wid of tN City p~sid $671,o56.700 for st'reet lighting
...c w..e. c but the cost of such service ext'eded this sum by S780,000.OO.
Si=ilar:.y, the Water Depart..ent produced revenues of $433,000.c0 but the cost of service exceede:i this sum by $250,000.00. The Sewer Departnent revenues were$215,000.00 but the cost of. service exceeded this sus by $125,coc.co.
~ ' -'
Stadida F.nd ?chlic Hall produced revenue in excess of cost of service by abouo $10,000.00. Other miscellaneous City services were esti=ated to breC< even.
Mter a review of a substantial nt=ber of cases and Attorney Cencral's opinions we see no re'ason to revise our view that The City of Niles vs. Union Ice '. arcoration,133 ohio St.169 and Swank vs. shiloh, 166 Ohio St. 415 represent good law so that in the absence of any con ::.c:
- ci
P
+
- D mm a
gg p
%RQ T
@d UljM d b d
il i
i to the contrary electric service may be provided for governmental purposes
.vithout charge provided the rates to p'rivate consu=crs are reasonable.
i i in the
,We see no reason to change our opinion that the prov s on r,
trust indenture that the City of Cleveland "shall cake pay =eSts monthly I".
for services rendered by said public utility to the City of Cleveland" means that the F.:'a'2's charge to the other City I: epa.rtments must be paid and that some charge must, be made although not necessari5y the cost of service
~
so long as adequate 9 overage for debt service is provided.
a -.-:.
We believe that the requirement of the mortgage is met if more than 'a neminal cha ge for service is =a:ie by the City and it does not sees r.aterial for this pu'rpo_s,e how the charge is divided' up a=cng the varicus City Departrents or enterprises. We understand that debt service on bcnds specifically attributable to the street lighting service a=ounts t o w, -<-v -,91 r A1co Onn.00 a'nnt n"y.
We. understand this includes apprcxi=ately e
7 U'
$1,000,000.00 of council =anic bonds issued to fine:ce street lights.
Since service of s'uch bonds is the obligation of the General Fund in any event,
~
l it would appear reasonable to fix charges for street lighting at an s=oun:
designed at least to provide pay =ent for the debt service above referred' to.
.The averall psycant by -he City for electric energy ($1,756,000.00 in _c54) see=s adequate to ecmply with the provision of the trust indenture even
~
though it were reduced by an a=ount which would 1 cave the pay =ents for street li hting at a level of approxi=ately $152,000.00. This reduction.
5 would be approximatgly $500,000.00.
~
In this ' connection it should be noted that we have se=e concern r-
~
with the failure of the water and sever enterprises to pay,the full cost 9
s
').3
~__
Pe -o.e-a wm
o
\\
D r
~
ide These enterprises are revenue producin6 and serve areas outs cf service.
They are procably proprieta:7 rather than governmenta the City of Cleveland.
{. enterprises and do not, therefore, seem to be within the specific' It would be our i
f this memorandum.
_ cf the cases cited at the beginn ng o arly to the view that the.rt.tes to these enterprises should conform core ne l
r_,
i cost of serving them than they appear to do at present.
We imaakst'and that rates to private censu=ers might have to be
~
i ht Plant at raised sc=ewhat in order to rzintaih net revenues of the L g r-
},
d d
k'e see no an appropriate level if rates for street lighting are re uce.
r,eascnable reason to change our view.previously exressed that such rates are r
the rates so long as they re=ain less than or at least not in excess cf r
of The Cleveland. El'ectric Illusinating Company.
1
- regulated utility, reasonable rates to any class v~u -1 on the of_ service are ordinarily based almost wholly upon a fair return
!f~
l value of the property devoted to the cervice of the particular c ass.
h i i Such value in Ohio is reproduction cost new less observed deprec at on i
We do not know what this figure would be for ICLP althou.,;h rough f g 9 k an ingies.se based upon 3ross book costs.vould' tend to indicate that as of 1 c k
0 OO vould in rates to pri.vate consu=ers to provide an additional $ OO,00.
f i'
nses.
result in a rate of return under six per cent without any tax expe
)L f-This' indica.ted return may be reduced so=avhnt when the new plant d
at this construction goes on the line although there is, of course, no way decreased l.
tir.e to tell with any degree of assurance the extent to which
- tis, I
~
The.GLP is not costs of service vin offset the increase in invest =ent.
i HovcVer, the Illu=inating Cc=pany is and.the service subject to regulation.
W.
~
.r
0 4
7-I
.I
.I i
of the 7"u=inating ce=p=y c.nd of :GL? cze dirretly ec=petitive.
'"here l
is authority for -he prc; siticn thst in the :.t:en:e of regulation ec= petition l
produces"presu6$blyre$.s:n:blerates." see, Is.ke "Discri=inatien 3y Railroads and Other public Utili-ies," 7:.se 33.
Sure::h as it is usually I
held that regu'lati= is a s f:stitute for cc= petition which prest:sably provides a reasonable rate, we think it unlikely that a court would hold that a rate p' aid by cne pc'rson to the :GLp the s: e as or lower than his i
t' i
next door neighbor pays to the CEI would be held to be unreasonable.
f-The substance of the foregoing was given to F. Beecher of Ernst i.
Ic Ernst.
f' I
l A
o.'en
.$.ns ?
- p.,
I t
L,.
.1 Iw D.O O mD) w l
CQ n.
- I D
V
.m k
um g
I
\\
e e=r e me -
eom-ei a
e e,eee 60 mm,e e
-me a m ee
~
c 1
I d
r-h I.
4 l
i EXHIBIT F t
CEVEIAND ELECIRIC ILUD!D;ATING CGPRE
- r M2ORANIIDi FROM D. H. HAUSER TO IE C.
t HOWLEY, DATED OCIDBER 31, 1966.
r L-i'
. l'...
s h*
- L
- L
. g
- L
- 1 s,..
- 4-l,w l*..
. ~ -
.b
^. - 1.n
.. M r/ 6 f A/ T.
1
./
--~
THE CLEVELAND ELECTRIC ILLUMINATING COMPANY
' M E M D R A N D i.,' M
~ ~
PAa c n o.. ~
Ice C Enl-v 613 D. H. E:.uccr October 31 l~f56 z.,
noos raos oxyg 3
601 610 i
' ~.
enouc noog
, susaccr N - SSU) 1
.c..
e e
i p.
rate the c.t'- '-i 2.2tter -d --- --^
of J. L. t.,m l
.I trust that Ihm & El :t vcm referred to his by Jou.
?
..\\
2h any evn=t, this nc=or-A 1 is favorable and tha be=t we can expect of S32).
I haven't fo:.c:-ded copies to thscrs. I.2= e & Rudolth as the
.J 3.etter su.=c.3tc.
I thon,,ht perhaps you uculd 1 cst to do this.
,1 --
There era t o extra copics fcr this pn pece, i
r I.".3:je l
Att:v mn.gs f-6 L
i g m o 9 L
CJ k.')
0 b
JO
. uO.1 u a e
a s
e g
l
o 1:
l r
j 1,
I EXHIBIT G CORRESPONDENCE FIm JOHN IANSDAIE, SQUIRE, c
SANDERS & DENPSEY, 70 RALPH M. BESSE, PRESI-IENT, CIEVEIAND ELECIRIC ILUMNATING CCEPANY, IEED FEBRUARY 18, 1965.
[
e
- L l_
.L 1
4
- P]D D
o o JU mgg7 a
JL
_ ]
_ Jt e
9
+
area
=w4 ww ge me W - e v
F
=
L y
i Squire, Sanders & Dempsey February 18, 1965 c-
\\
Ralph M Besse, President F -
The Cleveland Electric 1
Illuminating Company-J55 Public Square Cleveland, Oh,to t
Dear Ralph:
I enclose herewith a memorandum to Randall-Luke signed by Ralph Gibbon which is undated, but which our files shows was transmitted to Randall about Oct-ober 29, 1962.
This was provided at Randall's request and, in effect, sup-
. port an opinion that the proposals contained in Elmer Lindseth's letter of September 17, 1962 to Mayor Locher, together with the attachment to such letter entitled "
of a Possible Arrangement for Interdonnection
.9 Between the Illuminating Company and the Municipal Light Plant," were propo-i sais which the City could lawfully accept and carry out.
1 This memorandum
[YouwillnotethatwhilewedidnotbelievetheCitycouldagree-tot i
i j
s rates to the Company's rates, we saw no reason why the Company could not (maintenanceofsucharatelevel.I make the continued maintenance of its in
( I also enclose a copy of a letter of August
}l!owley'srequestforadocumentwhichhecouldhandtopersonsoutsidethe 12, 1963 which I wrote at Lee
( Company if he wished.
[
I see no reason to change any of the views expressed in these documents, with the possible exception of that relating to the maintenance of rates.
A good deal has happ_ned since these opinions were g*iven.in the antitrust field, particularly as applied to public utilities.
In a'ddition, the Com-l i
pany now proposes an interconnection at.the Pennsylvania border which will unquestionably subject it to the jurisdiction of the Federal Power Commission.
The Federal Power Commission's jurisdiction over sales at wholesale might
)
cast doubt upon our ability to make such condition in an interchange agree-lE ment effective.
~
l You will no doubt let me know if you wish us to do any further work on this point.
r Very truly yours, D @ ni%
(Jack) b"I John Lansdale T [Q n g n n
O I
'i a
g%N9w 9**
e mem
.p
MC %.,..
,,P e
.t i
. i,.., 't..s.vc
/ytilIr, ' *)tr// k/.s l, ~ t'/// d/ t i,.y..;r;y.
<i c.
- ks tfl_.,. //N
dr ust.or e
i,r,7 M,,:.,,'&.'.,,,,,,, w : C i ky.
'6'c,.,.a,,,, A % m 7e.O=a:.r.w, o. s o
i mo D
D Q4
.. u,..
..,s.e,
c
.u.a
.a n_ a o_.,.s a. _.. s,.,_ _, c m'D'_
s vv., y 4..,,,
u L
2 t.~. n e' :..', C:.L a
.,s
- .c__.e :
.i. e c_: c, s..<v._.,.,a s
.,..a.
.O.a.a..., n
..,,,. <,, a.
.,... of.
.s.: _s s.. ~.,s.~.
. :. a.~
w.
. :. < a cu.,.,s_e sr.o......,. _..
.....,.a.-
...,...... ~.,...s.y, _ y e.,_.
- n. _,s..,..,
.,v <.:.,,.
.a.4
....~
..v
._ w.
e.,
O., s. c,j._,....,e
_m,,
..y.u.,
O
..._.....,..a.
-_._r.,.,... :.,
o
~...
..s s.,
--,_.~.,.....s_.,....
...a
_3c,._ a e., _, _,, 4 v
.w
.....,,..._..w,....,,_,c,os,...,e_..s...
.w..
...w.....
-... a.
, w,.
_... -.. -. e.v...,. _.. _, n_,..z u.e,.
0....,4.w -_.
n s..
. e.,
s,..,r co"-
v
- ' ~ - - ^.V
"-^
s.
.. a- '."-
a
-~,.
-~ ~..v O".
4 3 :....s.e. os.u,, 2,
3... Ce u.i.
4.
e -
4,..e a, f.&
v.. C a2
. S,e.e e
s a,
.. j.
se.
y
,. s.
3.
v w...
..s. 9 8
.s
..s..s._, Vw,.a e.e.. - %e.,eeVe.swe C.s....
wi..s a w.
.w.
w
.y e
- *J _ _se _.
,s.
s..,.w,..,.,.. y s.
..,,,,s
..O o E... O
...,v.
..s..,f
..*C w _
c.s.
...s
.s..s. w
.L y w.
.. 4
.,.3 _ s., C w.... 4... ; s..
e a.e 4 O.
.s..S
.e 8
e w-
.w.
w s C.e.w.
Cv..a e
.m s_.,..__s....,
C.e ae _se,,e.t..
S..C.n..s fw w.
w wjf v~.
- .. J
.w..,3
.e..;,
yo",
s...w
=
e
,,5 n oe, r.
- 4..w.
v.
.w
.s....., :. c....,..... E C w.. _....
..s
> > 3 C O... A s..
2 4.w
.w.
'L w.e.
.. 3 ww.......f.s..a.
a
..4
- 5. 3C.
g...., w.
..e.....a ww a
f.
~
3.s 3
.,,.C
... O
%.w.
A..
se V.i.,.,.VS 4
,,.3
,.c
.e I
y >
.g
./ w.e 6
gs.
bl
- s
.g ws,&
..s.w.,.. O.e s _....
s.e
.s.,
.~.
~
_w w j w
I
=C v e 4...
, a _ L...s.,..,.,.. s....
s 4.s
.s..e
..,s
.,e i
w...,
.w
- p g,.-..
.. s
.v 3
w.e
...f C..,.,.,,,* s....,s.4 w.4
..w.
.s..,.S8 Gj.e 4,f."a.
.,e.O
,4./
. a
,,ww y;
...w
.s
.s. 4.. _ e.....
- . e w.s f,...
s.....,.
.4:
_. ?....iAC..
- 4. i..ee5.
o
.v 0.:
e.r
.jy_.
.. e s
.r s, w..
..,,../.......
C.,.
e. e..._. 4... O._
ws.
4.w. s.of
- ~
m..
,....._*....r s w.. 2. C...s, C.s...e * -
....a._4.,.,
a 3,4, 0, _
.e *.
")
s..e.z... 4 l
, e
= '
w 2.
,..w s..
s u..o-
-.. s.g., g..
s..w. -. s pv,.. s
,.yws.
4 ww.
4.
4.0'..
"..*.u$ ~% ' C.'M
".)-"w*.* CC_""__'s...#-".'S
.wC
.u
.w
.w w.
l
,, _.. i s
.s.w.. w / *...
4
.. *. e
- C.
- e. s.
s... _..e.O"s...?O CU 43.. e 1_6,y
.w.
f s
u s
....w a.
-.4
..C..
C C. as o.O a
. _ a
. s..
0 s.
a s...C 8 ec ave.
4.
I s
- R n g
.s
y 4
e
..-.a...
m.
G s 3,...
up
.ju}
\\
'~C V'll :'o c.clat 2.s :s ' rsv if yoh vich us to do. y t h:- h e:-
e.
.u... - --
t~ _...
Vary
- -d.y yo.:: s, 1
.- j 4 e
0 9
v N k.ziale
-48 es u a.
- ......n.e
.%v.e. u e e.
-e g
me L
g e
r
. <g vo W
Cg.s' e
n v' 1
9 g
3 Li] W S
l m
tu l
v e
e g.
.8 4
g 4
e 8 e
%..~.
.es m.
4 t
I9 L
e t
a i
I 3
l e
e e
e t
e O
g.*
Md t'
l F ra ' - for ".r. ?.snin11 d a,
.r
..-I* gal Lepart=:n:
,~~
~,..(
Clev21and Elsetric Illu=1: sting Cc=pny
~
Be: Proposal for Interconnecting the Illu=inating C:=peny and the Munici;nl Licht Plant Syste=s Contained in J
Mr. Lindseth's letter to y.ayor Incher dated Sep;e=ber 17, 1962.
t At you::-request, he have considered the pro;osal of the Cleveland ElecthicIllu=inatingCo=panytotheCityofClevelandcontainedinMr.
Li=dseth's letter to Mayor Incher dated Septe=ber 17, 1962, for interconnect-t
. We ing the v11n-f = sting Cc=pany and the Municipal Light Plant Syste=s.
have also revieved the outline.of procedure for acco=plishing such inter-
. connection attached to Fr. Lindseth's letter, the Charter of the Ci;y of Cleveland, the indentures securing outstandi=g bonds issued by both the
,. r11n insting Cc=pany and the City to construct their res;cetive sys.e:s and the canersi lav on the subject.
The heart of the' Cc=pany's pro;osal is that the rates to the y.unicipal Light Plant's private custo:ers-be increased, thus per=itting a I
reduction pro tanto in the pay =ents for municipal services =sde by the City fro: its general fund to the X.:nici;al I.ight Plant, a.nd that to assist the City in this effort the Cc=;sny would agree to sell power to tbc Municipal System under an appropriate rste schedule.
. " Stated in these brced ter=s, ve cannot see any. ;al objection
.. to the Cc=pany's proposal; the basic concept is unquestionably sounc.
dros n. legal point of viev.
EcVever, in i=ple=enting it and the sui sidiary details referred to in the letter, ve thini you'should be alerted tc the folloving tha ee areas in which legal difficulties =ay be anticipated.
b.
D m o m)
\\
0 n
1 l
C.) O JL l
-q 3
(
,S9RJ.S L-L 1
.t t
omuma
,,, ; 7m.-
.,..,>,v,,
,-,a--,-
y,
- a
,i Althoush the pr:cisa languaga cf Article VIII, Sectitn 6 cf t:te I;
Ohio Constitution does not pmhibit e =unicipality frc= lending its n'.d o.
/
bt i
j credit, there 'is a line of cases in the Ohio Supre=e Court interpret ::5
!l
~ it to have such =eaning and that therafore a =unicipality =2y not own f
l part of a property.rhich is owned in p.rt by another, so that the parts The owned by both,-when taken together, constitute but one property.
l
=ont' recent expression of this principle is set out in State, ex rel. v.
Esnee,169 0.S. ks7 (1959) in uhich the court cites srevster v. Ein, and fonovs,vith approval Alter v. City of Cincinnati, 328 0.S. 343 (1934)
The Eince casa, 'and the 3revster case, involve the o? era-56 0.S. 47 (lc97).
l, tiens of== iciptl electric s'ystens,. tut ir' toth cases the transactic:.s i
[
b.tveen the =unicipal entity and the private corp::: tion vara substantially I
HoV2Ver, the ;M different frc= those contempleted in the CII propos:1.
c2sc is vorriso=e and. vc quote scne' inst at len@h fro = the ceu-t's opinion I
holding an act of the legislatura providing for vatervorhs improvenents in 6.
.cwtain cities violated A-ticle VIII, Section
This section of the constitution not only prohibits a ' business partnership,' which carries the idet of c joint or undivided interest, but it goes further sni prohibit:
r a =unicipality frs= being'the cvns cf pan of a pro.ar:7 which is owned sni control ad in pa--: by a co: pcration or Tha =unicipality =ust te the sole cvner sni
'irlividual.
contmiler of the preparty in which it invests its yfolic 4
A union of :ublic and trivste fu-ds or creidt> c:ch funds.
"-a-e in aid of the other, is ferbidden by the constitutio-can te no union of F clic and priv.-te fr. is er credit, nor i
of that which is preiucei cy such furds or credit.
Tce whole ovnershis srA cont-ol =ust be in the public.
The city =sy lease fro: en irdividual or corporation any property of which it =sy need the use, or having property the use of which it does not need, it =sy lesce the ss=e to others, but it cannot engsge in on enterprise with an m ma 0
D g7 me g
s 6du_,@]_
a 4
= __ ~ '
- = =
r,
-.u.r-
.,,,me..
.w g
N6gm O&
n
4.
i 4
r irdiv$ dual or corporation for the construction or erection of a property -/.ich, as a co=pleted whole, is to be ov='ed and controlled in pr: ty the city, and in part by an
.irdividual or ec porotion."
(p. 64) j
~
"It v4.te noticed by a caraful readin cf sectics eicht j
[df the Act in questi=/, that the vc'ter-vorks and the enic"52' c ts vill ta cv.cd by the per: n, cc=p=y er co poration con-structi=g thes, that the existing vater v rks are evned by :he
~
~
j..
city, that to these vator verks so ovned cy the city, an in.11vidual or corporation =ay =2ke enlarge =ents, e:censions,1: prove:c.;ts and additions to te ottei cy the ;ers= or ccrporation :Diis g,*
~
then, and to be ec=ected with the existing vorhs, and to b; leased to the. city upon such ter=s as =ay be e$ reed upon.
/.
When the exisrsements, extensions,' i= prove:ents and additio1s shall te thus nada, cc pleted and ec=ectci with the existia.;
vater-works so cvnad by the city, the e:larse:2nts, extensians, i.
..1: prove ente a i additions, tosather with the existing vorks, all tchen tocether, vill ec stituta c a cc pleted t/ cole - o e veter-works cysten, era vater-verh's. cured in part by the :ity, and 1n 2.a.,, S..y '.'.' ". "-. _'.'.".o. c. co..~ _' .... a.d. -
.S...' e / '*..*
v u= ion of tublic and private capital asi funds in one ente _--ise
.. vill becc=e costlete..
w.r..e 3, oy4_.4..
- s_.. 4. yo, V..s sS m S c o,.' ..a ',
=... '.. * * -
-.,,ec.e
-,_.3
, g,.3 ae s.
s.f
.2,.o c..
e g c4.
a,..
,4
. a.. _
n >.-
- s. $n.., e s..a. s -a ye.a m. e...../
w
..=
e,. uA. - '. '...
.s
.=,.
..a.
c..-,'.d 2.'..'.'..
.'.s n.
a'.t t e., 2..'. ".e
,,"e. o ' *...e c _' '..,, " o ~,..s..*. ' a '. ' c o...-o_1 '.. '..
a
..o.y as go,,2._-.,..s.e.a..
- s...,,.a.
g.<... a..a_.
c.
y.".oja. ' i e s o.".~> ' b,r d4 .a.-e
.d a s,..,e"..e, *s.o
- ...* o *.*.
og..
.m. : y T.o "...e
- u. -
3., v...e "... 's o.....-d 'ev. =.*ak.'...'.4..,,
j successfcl operation of tha icole, and each ovnar having his saY as to the te=s and conditionc u :on which the whole sh:uld be operated. The existins water vorks vould te so tied to the extensions t.s to 'ca %pecient u.cn tha=, sni the extensions vould be so tied to n.ic existing verks as to be of but little v 1 1,. yt.
u..n..
+ > e...
~.a g. > s c o...s. c".. "..~ '_sn a *. * ' -.~.. '..'..- *. c.. '
S
^
..pon tS..* o ". '..
'.k..e.' c c.s '."."' = s o '. '......
5-s s
- a. c'.. ' a..'.o -,
and takes a u.a.icn of public std private funds and credit.
The c
existins verkt are to be co=2ctoi vith the nav i=prevers=ts, f
e 1
and are thereby to lati cid to the person, cc pany or cor;cration L
M e4ng and ov.ing such : v i=p.cvenan.ts.
"The case is not like a city lessin; n buildinc or water-works plant ovned by 2:cth2r, t.:c =sc in such cace tie leased property, vould st=d upn its own =srits, sud would. not, before or after the lesse, cecc a cer;;cd into the other prcperty of the city so that the siOle vould beco=o one property, eui =ake the property of the city de >2 ient up. the les cd cpart: for its value eri utility.". (p. c5, 66 6 /)
D f Q D
OO D
" R
.al f
'J
,;-)
l
.w._
)
-m
..c-
a i.
4-r-
/
,3 1,
^
. Should the.uro. rosed interce: action a rea= ant te drawn so ts to o
j.,
- r
,a=ount* to sc=athing = ore than an arrance=ent for the sale of pcvar by the Company to the 1:unicipal 11sht plant Systes,' the Alter case = st be considerei
-j a:i the interconnectica egne ent drar so as to avoid its thrust.
II. pursuant to Section 112 of the city's Charter, the rates for
<s.
i 1
t$a services of the I.*unicipal Ligh: plant Syste= are fi:yd by the 33ard 8..
~
of Contrql*, subject to approval 'cy Council.
In our opinion it vould be tep :1 the power of the City Council to enter into a c: tract purs:
2 t to which rates charged the priva'te custc=ers of the Municipal Light plant Systes J,
.,.would be those charged by the Co=pany from time to time.
It is horsbook lav that municipal corporations are without power to -** e contracts delegating or targa4
- c avay their le-islative or gover== ental powers or whi:= vouli Pisable the= from perfor=irg their public functi::s c d duties.
St::e, ex ral.
.. v. Oeylor,149 0.S. 427 (1M); City cf ::iddlaci ro v. Een: :.r.r 5:i.*i: 123 Cc.,
[
1M S.L 2d b (Court of 1,p;.sals, Kent chy,1940).
?.=-ther, f: t'his. raspect, L
your attentics is directed to the provisicas of the I. denture refar ed to f.
L below under t.tich the City agrees to charge such rates as vill be s.ifficient to pay the necessary operating sad -aintenance e:genses, det:
servi:e chsr es and reserves.
k*e do not understand that it is the Cc=pany's intentlo to fix rates by the proposed agreement for intereo:cection, but it r.hcild be y.
i
..s p n.e
.1f.:.
v.ade clear that *=ai:itenance of rates at the C.c pany'_s_l._e.ve.l...is :st
.t =ctter p
L
. of c*ontract ' cut a condition to the continued or.ar tion of the agraa:ent.
y,,n
- e..mx..j --{ ' - - ~+.*. ~ ~ " "' ~O
'~#'-~ ~~='"* "" = * - * * ~
Perhaps a other vsy to *a'pprocch this ; oble : vould ha to elaborate :he concept of " full electric rates" referred to in the fifth.pra:;raph of Mr. I.indseth's letter n 1 to =ahe the chargins of such rates a condition to the cottinuation of t :e intercor.necting agree =ent.
0
=
vD I
I:
S o
f,!.'
i e
t*!*
.,. _. ~
====ar s
w
,y
.+
w-m -
m--
,-,w-w,
4 l-III.
In view of the decisiens of the Suprc=e Court in City of Niles v. Union Ice Cornoration,133 o.S.169 (1935) and Svank v. vij. lace of Shiloh, 166 o.S. 415 (1957) and the p ovisiens of Section 743 27 Revised 5
Code) there can be no questien but that the services of the Municipe.1 Light
- Plant Syste= =ay be furnished free of charge for stract li-hting or other public p= poses, provided that the rates charged to other cons =ers are
, reasonable.in arount, and, we =ast add, provided that the City has :;ot other-
. rise 14 -f tei itseE by contract in,this respect.
In this cc=ectio:. your
~
i
~
attention is directed to the Indenture of Mortgage by and between tie City
,of Cleveland and the Union Bank of Co= cree, dated Cetcher 1,1948, pursuant to which the' City has i'ssued its outstanding =ortgage revenue bonds to finance the M=icipal Light plant and which provides at Article Six, Sectio:.1, the
.follevin;:
'..4 1.
.:.e..,,...-_,..,,..,........,
c.,.m
.-v..
.... cova==s to ccarge r.e c:ns=ars such rates for the fac'.lities and ce-vicas cfferied by the c..~.., a n.n uo go..u e....,
s. s.,.
a s n
c.aration of the Syste=, that thers sh:l'. *:.e '.ransferred c2 h =onth frc= the su plus revenues in ths 'Ziectric I
L Iisht and 3:ver pin = Revanne p = i' renaining a'ter tha
- = -.e.-...e e.,'., e.. c'
'.~..
' r 3,. a.'., of o.,e. a,*
a 2 3
Systes os defined in Section 4 of the Cri'.=nce a' sufficient a=ount to =ake the p:', ents i=o the 2sni Retire =ent ?.:r.d Ec. 2 and the Bond Se vice' 2ese: te pu-.i requ'rei by Section 4 cf the Cri.'..ence, and to sp.ly the revenuas frc= the ope-ation of the Sy. sten and the non-cperatins net reve=es thereof, all in accordance with the provisions of the Ordinance.
"'Zac Mortgator further covenants to fi.v. rates for electric
,.m energy such as to pr vide ravc=e sufficien to p:y, when d.:n, t.sy. g e.
- c ~
c'~. ~. o'-'s, ' ' ' e......".. o* "..'....
- o.~. '. - ^ ~ e - ' m a,
and all other oblications ni iniehteiness payable 'cy said iysten.
"*' e Mortgagor shell - ' e pay =ent =onthly for ssrvices rendered l-to it by the Systan."
l.
l The last caragraph is troublesone if the p;- -osal' contained in yr.
It-linise:h's let:cr of Ca.otc=har 17th would require the %=icipal Systa= to fu nich free service to the City for its v:rious octivities, inel
- gge=
lichting.
u c.) WN-O D '9~T O 's
~
f J
- J.J
. A
_a
6 9**
y o
,/
e-l
/.
'/
As Mr. Y'- * :cth point:A cut is the s.:*t:::th P.r s:aph of his lattar, '?a principle aina!.y has been estehlished by ::.:::11 in that ths Wr.icip:J. LiG t Pir.nt new ch:.rsis the G::2.- r.1 Pent ec==*'-*a3 loca h
th n t us co;t for its streat 11801:3," c:ri va do not no:n to irdice.'A
(
that rates for str:et li@ti c csi ether city r,ervices n:ces:nrily e.:st be
't.iod to the true cost of P.:ent hing the e--a.
Dvever, it seer,s clear to i
us fr::o ths ch vo quoted 1-ay.:se of the Ind: ster: th:.: th:: City has consitted itself to the holdirs of the benis sceured by such =crtc se to en* e sensthl=.3 rsare than a n-4ml chsrge for such services.
- 1. tether i
4' or not this ".s Of 'ei.221f1:sse: ='.y v:11 /.e ::M upcn rh. cf. enta teing e :;enied by the city cut of it: 3 cral f;ni for such purposes in relation to the incres:,e in revea *s to the M nicipal & sten occasicnad by the 1
prepo :ci 1:t:.' N in rctes. D::tcil:2 fi.:. c c in this res;c:t are not Lysil:ble. sa u; to pc: :it P..: ther :--aent'u: thi.. P.Ju tuc. : nnd v :heald
,7 i"
be ph sed to cen=ider the qu.:;ti:n P.:.e her @:n :::.h li res cre.*
m.
i
, t
- 8. 2. G1h2cn J
0
\\
b D
.R e
e we b
OA 7
DJ D
l CJ C.)
9 ~Q-}
m b
V
.(
(
m.
g
. v r~~ m
M I
n I
i r-f i'
~
u g
.. f
!l PARTIAL LIST OF DOCL.NENIS CAIMED BY azvuAND azcmc zuumarna cmem AS N ; N EG M I
CND ELECIRIC ILUMINATING CWPANY 4
AND SQUIRE, SAMERS & DDFSEY
.r l i..
g
.L
.t_
L.
- .L SN h
D n0 w 1
Ugg e
_ wubdL]u i 5
a 7
l
' Document Date of Author Person (s) Assisting Addressee Parsons Document Distribe. :
No.
Document Author In Preparation To Other Than Adressee 1.
4-17-74 J. Lansdale None D. Hauser J. P. Murphy
- 5.
4-18-74 J. P. Murphy None J. Lansdale
_D.
Hauser 6.
6-17-14 J. Lansdale None
,D. Hauser None 7.
5-21-74 J.
Brueckel None J. Lansdale D.
O;Loughlin.-
M.
Knopf 9.
6-11-74 E.
Durkin None D.
Hauser Non2 10.
6-11-74 SS&D D. Hauser None 11.
3-9-74 J.
P. Murphy None J. Lansdale D.
Hauser 27 2-20-74 L. C. Howley None K. Rudolph R. Ginn, H.' Williams,
^
D. Davidson, V. Greenslada, C.-Loshing, J. Lansdale 28.
2-27-74 R.
F.
Dacek None E.
- Durkin, D.
Hauser 30 1-25-74 J. Landsale None L. Howley D. Hauser 34.
2-14-74 L.
Howley None K.
Rudolph R*.
- Ginn, H. Williams, L. Davidson. C. Loshing, J. Lansdale, D. Hauser 82.
5-3-74 D.
Hauser Unknown W. Bingham D.
Davidson V.
Greenslade i
C.
Loshing W. Masters R.
Schuerger r.
G.
Cl-arnoff-L.
Henry T.
Kayuha J. Lansdale L_ _
L_.
a.
L. _.
t___
L__
L.
L_
t_
_. )
L_ ;
.. __J f
1 7
?
^
L Pcgn 2 Document Date of Author Person (s) Assisting Addressee Persons Document Distribute No.
Document Author In Preparation To Other Than Addressee 171.
8-27-71 J. Murphy None G. Moore R. Dacek, C. Loshing, D. Hauser 210.
10-27-66 J. Lansdale None D.
Hauser None 211 10-26-66 J. Lansdale None File D. Hauser, R. Desse,.
K.
Rudolph -
2036.
12-30-69 SS&D J.
Lansdale, A. Buch-R. Besse D.
Hauser man s
2114 8-27-71 J. Murphy Probably none G.. Moore R. Dacek, C.
- Loshing, D. Hauser 2029 2-25-72 A.
Obermeyer D. O'Loughlin L.
Howley D.
Hauser e
~
3022
>10-27-66 J.
Lansdale Not Known D.'Hauser R. Croy, Ernst & Ernst, K. Rudolph, R. Besse, l~.
K. B,orkowski I
3024 4-16-73 &
A. Buchmant Not Known C.
Loshing A. Wright. JJ Fitzgerald.
underlying C.
Loshing of R. Miller for C. Chopp, R. Kalal for memos 4-17-73 memoa 4-17-73 memo 4-24-73 memo 4-17-73 R.
Kemper of C.
Loshing for 4-20-73 4-24-73 memo 4-24-73 memo 4-24-73 G. Moore of W. Bingham,for 4-20-73 4-20-73 t
3069 2-20-74 L. Howley None K.
Rudolph R. Ginn, H. Williams, t
D. Davidson, V. Greenslade:
C. Loshing, J. Lansdale 3075 7-1-70 J.
Lansdale Not Known D. Hauser W4 Kerner and underly-
~
ing memo of A.
Buchmann 8
a
= = * - + *
-w mw
_,m
1
.a
.Page 3 Document Date of Author Person (s) Assisting Addressee Persons Documen't Distribute.
No.
Document Author In Preparation To Other Than Addressee 8
7-2-74 J. Lansdale 14 7-22-74 J. Lansdale 17 6-14-73 J. Murphy 18-6-21-73 J. Murphy 19 7-9-73 J. Murphy 20 7-3-74 J. Murphy 21 7-6-74 J. Murphy 22 2-15-74 J. Murphy 26 5-15-74 J. Murphy 29 1-25-74 J.
Lansdale i
51 2-13-75 G. Charnoff 52 2-12-75 G. Charnoff 53 2-14-75 J.
Lansdhle 55 3-12-75 L. IIenry 58 1-17-75 G. Charnoff 60 12-30-74 G. Charnoff 63 11-22-74 W.
Reynolds 67 11-13-74 B. Reynolds
. [ _..
[. _ __
L.~. -
f...___.-
L
,_ _ _ j
,j
__j j
j
(
)
t
s il Page 4 Document Date of
' Author Person (s) Assisting Addressee Persons Document Distributes' No.
- Document, Author In Preparation To Other Than Addressee 68 10-30-74 B.
Reynolds 69 11-5-74 B.
Reynolds 72 10-10-74 G. Charnoff 76 4-18-74 G.
Charnoff 83 5-1-74 G. Charnoff a
85 5-6-74 L. Henry.
3034 Letter G. Moore e
2-27-74 and memo dated 2-27-74 3054 8-15-73 G. Moore 3055 7-3-74 J. Lansdale t
b g
w
- -we E-w,.
/
B
l'
\\
\\
n.
BESSE, R.M.
CURRENTLY; Attorney, Squire, Sanders and Demp-sey, Cleveland, Ohio and Director, (Member of Board of Directors) of CEI, Counsel for CEI.
President of CEI (1969-65), reported to Chair-man of the Board.
Chairman of Board, CEI (1967).
BINGHAM, W.N.
CURRENTLY; Principal Rate Engineer, CEI, reports to Treasurer of CEI.
Rehired in 1972 but had held same position from 1965 until resignation in 1970.
BORKOWSKI, JOHN J. CURRENTLY; Principal Governmental Affairs Coord-inator, CEI, reports to Vice President, Public Information and Legal Group CEI.
Principal Governmental Affairs Representative (1965-72).
BRUECKEL, JOHN CUR BRUECKEL, JOHN CURRENTLY; Attorney for Squire, Sanders, and Dempsey, Cleveland, Ohio, Counsel for CEI, Counsel for the City of Cleveland.
BUCKMANN, A.P.
CURRENTLY; Attorney for Squire, Sanders and Dempsey, Cleveland, Ohio, Counsel for CEI.
CHARNOFF, G.
CURRENTLY; Attorney for Shaw, Pittman, Potts
& Trowbridge, Washington, D.
C.,
Counsel for CEI.
CHOPP, C.C.
CURRENTLY; General Supervisor, Technical Stud-ies, CEI, reported in all positions to Princip&l Rate Engineer.
Project Engineer (1965-68);
Senior Project Engineer (1968-70).
CROY, R.S.
CURRENTLY; Resigned (1967), CEI.
Public Relations Writer, CEI, (1965-67), re-i ported to General Supervisor, Public Relations.
DACEK,.R.F.
CURRENTLY; Resigned (1974), CEI.
Director,' Tax Administration, CEI (1973-74),
repor.ted to Vice President, Finance.
Principal Tax Consultant (1969-73), Senior Tax Consultant (1966-69), Senior Tax Accountant (1965-66) in all three positions reported to Controller, CEI.
DAVIDSON, D.R.
CURRENTLY; Vice President, Engineering, CEI, reports to Executive Vice President.
Manager, System Planning Engineering (1967-74),
reported to Vice President, Engineering; Member Capco Planning Committee (1967-73);
Principal Consulting Engineer (1967) reported to Manager, System Planning Engineering; General Super-4 g_b
.g en m=
n 1
visor (1965-67), reported to Manager, Plant and Substation Engineering.
E DURKIN, E.
CURRENTLY; Attorney, Squire, Sanders and Dempsey,. Cleveland, Ohio, Counsel for CEI.
~. -
FITZGERALD, HARRY CURRENTLY; Retire;1 (1971), CEI.
j Attorney, Principal Counsel for CEI (1965-71) reported to Vice President, Public Information l
and Legal Group, CEI.
u GERBE'R, A.
CURRENTLY; Partner, National Economic Research Associates, Inc., New York, New York, Consult-ants to Counsel for CEI.
GINN, R.M.
CURRENTLY; Executive Vice President, CEI, re-ports to President, CEI.
Vice President, General Services (1965-70) re-ported to President, CEI.
GREENSLADE, V.F.
CURRENTLY; Principal Staff Counsel, CEI, re-ports to Corporate Solicitor; Member, CAPCO Drafting Committee; Member, CAPCO Legal Com-mittee.
I Senior Corporate Counsel (1965-67), reported to Manager, Legal CEI, HAUSER, DONALD H.
CURRENTLY; Corporate' Solicitor, CEI, reports to Vice President, Public Information and Legal Group.
Manager, Legal (1965-72).
HENRY, L.
CURRENTLY; Attorney for Fuller, Henry, Hodge
& Snyder, Toledo, Ohio, Counsel for Toledo Edi-c son; Member, CAPCO Drafting Committee; Member CAPCO Legal Committee.
o HOWLEY, L.C.
CURRENTLY; Retired (1975) CEI.
Presently attorney, Weston, Hurd, Fallon, Sulli-van & Paisley, Cleveland, Ohio.
{
' j Vice President, Public Information and Legal Group, CEI (1965-75) reported to the President of CEI.
KALAL, R.F.
CURRENTLY; Junior Valuation Engineer, CEI, re-ports to Principal Valuation Engineer.
Supervisor, Mass Property (1965-67)
KAYUHA, T.
CURRENTLY; Attorney, Law Department, Ohio Edi-son; alternate member of ACPCO Drafting Com-mittee; alternate member of CAPCO Legal Commit-tee.
i
.-kW Y
y
--e,,
o r
i KEMPER, R.M.
CURRENTLY; Principal Valuation Engineer, CEI, reports to Treasurer; Member, CAPCO Plant Ac-counting Subcommittee of Recounting and-Finance Committee.
e'
{'.
Manager, Costs and Record (1968-69), reported to Vice President, Finance; Senior Project Research Engineer-(1965-68), reported to Manager, Systems y
f and Procedures.
KERNER, W,J.
CURRENTLY; Attorney, CEI, reports to Manager if Legal Services.
L Associate Counsel (1971-72) reported to Corporate Solicitor; Associate Analyst (1970-71) reported r
to Corporate Sol.icitor.
KNOFi!, M.E.
CURRENTLY; Associate, National Economic Research i r..
Associates, Inc., New York, New York, Consultants J-to Counsel for CEI.
LANSDALE, JOHN CURRENTLY; Attorney for Squire, Sanders & Demp-l[
sey, Cleveland, Ohio; Counsel for CEI; Director
'l (Member.of the Board of Directors) CEI.
- p LCP3ING, C.T.
CURRENTLY; Treasurer, CEI reports to Vice Pres-l l [~
ident, Finance; Member, CAPCO Accounting and Finance Committee.
, 7..
O MASTERS, W.D.
CURRENTLY-;
Manager, System Planning Engineering, CEI, reports to Vice President, Engineering; Member, CAPCO Planning Committee; alternate mem-
![
ber, CAPCO Planning Committee.
lL General Supervising Engineer (1965-74), reported to Manager, System Planning.
MINER, ALFRED C.
CURRENTLY; General Supervising Engineer, Over-l head Engineering, reports to Manager, Transmissio'n
!r and Distribution Engineering, CEI.
j_
Genera,1, Supervising Engineer, Engineering Design and Development (1970-72);
Supervising Engineer, (1965-70), reported to General Supervising Engin-eer, TrEnsmission Engineering.
L MOORE, G. L.
CURRENTLY; Senior. Engineer, CEI, reports to Principal Rate Engineer.
Project Engineer (1966-70); Associate Rate Analyst (1965-66).
MURPHY, J.
CURRENTLY; Attorney for Squire, Sanders & Demp-
~,
sey, Cleveland, Ohio, Counsel for CEI.
l-L a.A
v-r O'LAUGHLIN, D.J.
CURRENTLY; Attorney for Squir'e, Sanders &
n Dempsey, Cleveland, Ohio, Counsel for CEI.
Former Assistant Director of Law for the City
~
6f Cleveland, resigned 1972.
I' -
REYNOLDS, B.
CURRENTLY; Attorney for Shaw, Pittman, Potts, and Trowbridge, Washington, D.
C.,
Counsel for CEI.
.e.
RUDOLPH, KARL H.
CURRENTLY; President, CEI; Member, CAPCO Exe-cutive Committee.
p Executive Vice President, CEI (1965-67) report-ed to the President.
[
SCHUERGER, R.G.
CURRENTLY; Manager, Civil and Mechanical En-c gineering, CEI, reports to Vice President, En-gineering.
-[
WILLIAMS, CLIFTON CURRENTLY; Senior Public Relations Representa-tive, CEI, reports to General Supervisor, Public Relations.
WILLIAMS, H.L.
CURRENTLY; Executive Vice President CEI, re-ports to President of CEI.
Vice President, Engineering (1965-74).
WRIGHT, A.D.
CURRENTLY;- Principal Counsel, CEI, reports to Vice President, Public Information and Legal Group.
L
. }
- L s~
.h e
- I
!iw l~
l l
l..
-Yd
m A
}
I l
r-I
~
EXHIBIT I F
HAUSER DEPOSITION: NRC DOCKET NOS. 50-346A,
[
50-440A, 50-441A, DATED JULY 12, 1975.
f' I
{
1 e
L t
L.
he~
l
- u Iu.
4 i
e I
- s. -
1 l bee g
-+-o
=
W%"
}
Ngy.trg j f aeI M n.- di[C ] pc [ F/V
!, NWfy HW eJa f /2 /777 9-f*N p
0 $;/A MR. REYNOLDS:
At what time now, I
Mr. Hjelmfelt; at any time?
2 MR. HJELMFELT:
At any time.
r 3
1 MR. ItEYNOLDS:
.I will direct tha c-4 witness to confine his answer to the period betJean 5
['
September 1965 and the present.
A.
In the past six months in connection with nov.:-:rEl I
matters involved in the discovery process, for example, 8
.[
the depositions or the production of docunients, I h.vo 9
discussed various ordinances in the past uith menbars l
i lo or associates of the firm of Squire, Sand <.:cs & C::rp Ly.
l 11 Previously I app 3ared at several meeti.ngs of th2 12 Utilities Committee of Council.
At that meeting npram..t-13-t:
ing the City of Cleveland in con:1ection with the b6ad r
14
[
issues was either a membar or associate of Squi.re, 56nGa:rs 15
& Dempsey.
,L 16 l
But other.than that, I have not discuscod any I
17
,L financing or ordinances partaining to financing with ll t'.h e# firm of Squire, Sanders & Dampscy.
I' 39
~
g
.This discuscion that you referred to' that occurred 20 in,the last six months, did they relate to gathering 21 materials to respond to discovery requests?
lq 22 A,
Yes.
23 g
DidCEIeverdraftprof>osedamendmentstobond
~
+
i 24 ordinances of the City of Cleveland portaining to the 25 Tl l..yL ?
l
n n
j 112
,_...-.,. _ ~.
3
[
City Light System?
j-.
2
~
A Yes.
T 3
0 Who drafted thosd amendments?
4 A
As I recall, I did.
s
{ ',
Was any use ever made of those drafted amendments?
5 O
6
'A Yes.
y O
What use?
They were, given to one or more Ittembers of the 8
.A Utilities Committee, and those members were asked to 8
consider those amendments in. connection with the legisla-10 11 tion.
12 O
What legislation was that?
Legisintion pertaining to certain financing of F
13 A
i 14 the Municipal Light Plant.-
i Is that with respect to the ordinance of the sale l
15 4
i I
L i
16 of $8.9 million in bonds?
MR. REYNOLDS:
I object.
.I won't 17 direct the witness not to answer, but I will object.
18 i
I think that you are into an arca that.the Board,
'T f
19
.I has already ruled is impermissible discovery as 20 far as what th'e activities of The Cleveland 21 Electric Illuminating may be in the arca of pro-l 22 posed'or expected legislation.
j I think that that is comething the courts 24 have mad'c quite cicar that is not a permissible 25 o
N%
L
r 113 area of discovery, and I think the Board in this case r
Y 2
has specifically ruled in that regard and has upheld I
i 3
that doctrine.
I~ ".
I 'Will allow the witness to answer this 5
question, but if we. are going to go any further I
down this line, I will direct him n'ot to answer, You may answer this question.
8 A
What was the question?
8 I asked if' those amendments pertained to the $8.9 g
4 lo million bond issue as proposed.
F A
There was at least ene amandment that did pertain to-11 12 the $8.9 million bond issue.
i' 13 g-What were the nature of the amendments?
14 MR. REYNOLDS:
I object.
15 A
The nature of the amendment was to amend the ordinance 3G as originally drafted, which provided for.the sale of 17 the bonds to the sinking fund of the City of Cleveland, IS to provide that they would be sold to other than the i
~
19 sinking fund.
20 0
Why did CEI draft those amendments or that amendment?
21 A
CEI is the largest taxpayer in the City of Cleveland.
By selling these bonds or notes to tha sinking fund, this 22 could have, and probably would have, resul'ted in increasing 33 the rates of the general taxpayers of the City of Cleveland, 3
I vs I say, of which CEI is the largest.
3
114 i
?
I e
1 4
Did CEI consider the possible effect the amendment 2
would'have on the ability of the City to n211 the bonds?
3 MR.. REYUOLDS:
Objection.
4 A
I think I hs.ve alrcady answcced that.
r, t
5 g
What was the answer?
g The ansuor is that the Ecnds vould' be cold to other 6
I than the sinking fund of the City of~ Cleveland.
8 I?ould that muhe it iaora difficult or Deus difficult g
I 8
to sell bonds, if you knou?
'[
30 g
Well, when the sama pacple or sc;ae of tha ic:.:
~
2 11 people 1:ho c.ro solling the bonds are i.uying t!.c Lcads, f
22 I think that supplies thd ancwer to your question.
13 g.
Is your ansuer that the effect of the amendment t
34 would i; ave been to :aahe it more difficult to sell the i
15 bonds?
16 MR. REYEOLDS:
Object' ion.
17 A
Other then what I have.'nsworod, it uould have no Is effect on the City of Clovol ad belling the bonds on i
L the general bond market or notes.
19
~
g C
Is it your opinion that it would be 1 css difficult to I'
sell bonds to the sinking fitnd than on the goneral 21 market?
2-2 MR.htEYNOLDS:
I'll object to that
" question.
l A
Again, I hcvc :'
ndy.,n
.*0 red i. hot.
When you are 35 e,
J a
.. : t~-
115 r
A buying your own bonds compared with selling them on the I
y l
general market, it certainly would not 'have any effect 2
n the ability to sell them on the, general market.
~
3 G
Are you indicating that the answer to the question i
4 I,-
bvious it is difficult to answer?
i s
f 5
~;
MR. REYNOLDS:
I object.
I i-6 t
believe that the witness has already responded 7
r to the' question.
8 I'
MR. HJEL! GELT:
It seems to me the 4
.9 question is susceptible of'a yes or no answar
(
30 and we haven' t gotten it.
11 MR. REYNOLDS:
I don' t t]iink he is u.
required to answer yes or no.
I believe his j-
)
13 answer is fully responsive.
r 34 The witness has stated two or three times now t
15
- r that the sale of bonds to the sinking fund would L
10 have no impact whatsoever on selling those bonds 37 l
in the open market.
18 MR. HJELIFELT:
All right.
The
)
l" 19 question was to compare the sale to the sinking j
'i i
gQ fund as opposed to the sale on the general market, 21 t
which would be more difficult.
-} -
MR. REYNOLDS:
You are asking for 22
.I
~
l 23 an opinion?
I t
U MR. HJELMFELT:
That'is correct.
l.i
0--
A 11G'
/$
r
/!
3 MR. REYNOLDS:
If the witness has j
i r#
~
an opinion in that arca, he can give it.
If he 2
3 has not formulated any opinion as to that, then f
I
'[
4 I feel his answer is fully responsive.
A' I w nld only repeat again, that the amendment as
~
5 n
6 proposed would not have any effect on the Municipal l'
Plant's ability to sell the bonds or notes on the general 7
i 8
O I don't Lelieve I hhve received an answer to my 9
i question, but I am not going.to ask it again.
l MR. REYNOLDS:
If you would like r
to restate your qucstion, anybe us can get at it 32 that way.
13
->--n-MR. HJELMFELT:
I don't think there 14 l~~
is any problem there, but I don't want to take L
15 any more time here.
If necessary, we kill attempt 1G L
it another time.
t 17 l
MR. REYNOLDS:
IS All right.
O Have you over undcrtaken or has CEI ever undertahon i
i 19 l"
to assemble a Ilst of reasons uhy the City Electric i
20 System should remain or should not be interconnected
~
. 21 s
F l'
with CEI?
I 22 MR. REYNOLDS:
Since the qucation 23 asks whether it has over been done, I will direct l
24 the witness to confine.his response to the period
)
~
25 S
u
__ m _. _.. ym J
3 s -
t r
117 r'
/
1 of September of '65 to the present.
f
'I 2
A.
The answer is yes.
I On what occasion was this list made?
i 3
A.
On several occasions I belicvc in connection with 4
-- or at the time the proposed construction of the big 5
75 or 85 megawatt unit was being considered by the
~
6 Utilities Committee; at the time the Utilities Committee 7
r 8
and Council were concidering the ccquisition of two or I
9 three combustion turbines.
More recently, in ccnnection with the -- maybe that 30 was just an upat.te, but in coa.wction with the hearings
~
11 before the Utilitics Commitise of Council that began in 32 January to consider the status of the Municipal Light
~.
33 Plant and peccibly what should be done with it.
g 34 i
i.
MR. REYNOLDS:
Jtist for clarifica-15 tion, when you refer to January you mean January '75?
t 20 Tile WITNESS:
January of
'75, yes.
[
37 There may h.syc been others, too, but those 18 i!-
are the ones that I recall specifica'11y.'
19 t,
0 Wh requested that those lists be drmm up?
20 I
I Oh, it could have been, -- to my knowledge, it was A.
g
{
Lee.C. Itowicy and/or.mycoif.
.m
~
I
~
G Who propocod thoce lists?
i 23 A'.'
As I recall, uc asked various elements of the c'omp.n:
24 dv.'ntages cr disadvantagcc or for their #.
.Y tr s.
-r
-i
[.
r.
l i
c-i C0lIBITJ r-MM. EPORT OF CLEVEl#0 BICTRIC ILLillIMTING
^
01PNh' TO EDEPAL FU,ER GHISSION FOR TE YEAR B0ED DECB'ER 3L 1974 SIB 11NG PAWBITS MDE TO VARIOUS LAW FIRMS-GUfS!, ERRITT, S0GG
& COHB 1.
L M
m f*
6.
- F
!{
A L*
S
+
h
T-
~
(Clasca A and E)
I r
ANNUAL REPORT
~
r-THE CLEVELARD ELECIRIC ILLUMDIATDiG COMPAtrl u
(Exact legal name of respondent) i If name was changen during year, show also the previous name and date of change P. O... Box 5.0. 00..,... 5. 5...Public S.qu..are..,...C..leveland, Oh..i..o...44101.........................
(Addr:ss of princips! business office at end of year)
TO THE TEDERAL :?OWER COFu.'!ISSION r+.
TOR THE
- r t
u_
i YEAR ENDED DECEMBER 31,19 74
.i lLime, title, address and telephone number (including area code), of the person to be contacted concerning this report:
%.....E..
.H.. M..a.u..g.a n s
.................................... Con.t..r..o..l..l..e..r...........-..-
Na:ne
,r Title P......
<... O.
B..o..x... 5. 0. 0. 0..t 5 5..P..u..b..li..c....S..qu.a..r..e..,....C..l..e.ve..l.and..,....Oh.i.o.......44101...... (.2.1.6..)..
I
[
I li l".
.........-....~..........w....-....
.. ~
6
.s
r.
1 l
i 1.
(n)
(b)
(c)*
(d)
Amount Account tP
~l Gilbert Associates, Inc.
,.;sn Gus 525 Lancaster Avenue
.sil S:
P. O. Box 1498
,,,, :erk, Reading, Pennsylvania 19603 cuPC Nuclear Power Plant Design
$1,907,716-322 Ele :..
- rus
l Guren, Merritt, Sogg & Cohen
$ 184,507 923 Ele -
f21 3 650 Terminal Tower 2,184 660 steh
. r.ad -
- erk, Cleveland, Ohio 44113 18,043 322 ne...
Legal Services 40,991 350 Ele:r
- cad
$ 245,725 j
..rpor Hastings, Willinger & Associates
.. es re:
2108 Payne Avenue
.tille.
-Cleveland, Ohio 44114
- r.vh -
Photography 18,046 Various Ele-:-
l 1
. - brt -
Itil & Associates I
- -ox 2842 Sylvania Avenue t
... e:a nd.
Toledo, Ohio 43613 4rpr:
Substation Engineering 44,818-Various Ele-t-
- arr:
Kaiser Engineers, Inc.
'.7~"
Kaiser Center, 300 Lakeside Drive
$ 143,201 322 Ele: -
Oakland, California 94604 5,779 312 Ele: -
Nuclear Construction Management
$ 146,980 Herbert Laronge, Inc.'
350 920 Elec"
. "[
1130 Chester Avenue 73 322 Elec"
' ' " ~
Cleveland, Ohio 44114 128,364 928 Ele:"
,,:L'5 i
Appraisals 510 310 Ele "
I 6,630 350 Ele:"
$ 135,927
,'.((
i 1..;;
~
Manufacturer's Hanover Trust Co.
]
40 Wall Street j
44,453 930 Ele r!'
New York, New York 10015 Securities Transfer and 526 667 Sten
.,. l '.. I Related Services 44,979 j }..
. e r.-
Moody's Investors Service, Ille.
99 church Street i
New York, New York 10007 Commercial Paper. Jrsisal 11,365 920 Ele r"
{
Service 135 660 Ste" Issuance of Securities 11,500
{
i 7
I
' 354-B i-
~-
.f.
r W
EXHIBIT K I
umu:drGDENCE FKH ROBERE D.1%RE, FIRST ASSISTANI DIRECIDR OF IR, CITl OF CLEVEIAND,
'IO JGM IANSDALE, SQUIRE, SANDERS & DDPSEY, DATED AUGUST 5,1975.
- r t
I t
.iL i.
l
- \\
l.'
4 O
. s..
5 i
ow.
^
I p
l August S,1975 p
t
~
~
i Mr. John Lansdale Attorney at Law Squire, Sanders & Dempsey 1800 Union Commerce Building i
Cleveland, Ohio e
i
Dear Mr. Lansdale:
As I indicated to you by telephone, July 21, 1975, regarding your request for an Enlargement of Time to respond or otherwise plead, The City of Cleveland is raising a very serious issue of a conflict of interest of your general represen-tation of the City arid Defendant, The Cleveland Electric illuminating Company in Civil Action No. C-75-560 recently filco,in the Federal District Court here in Cleveland.
Our hope is that your firm will voluntarily withdraw from this action and that no legal action need be taken.
This letter is your formal notice of our position on this matter. We want to give you adequate opportunity to withdraw and the fact that we have not already filed, in the Court is not to be construed as a change in our position or a waiver of rights.
Should your firm not withdraw, we shali flic the apprcpriate motion in Court for your forcibic removal by the Court.
Very truly yours,
~
~
ROBERT D. HART First Assistant, Director of Law RDH:anm v.,-
HAND DELIVERED
- m e
we m
- {-_
,5 T
e c
i
~
. c s
EXHIBIT L r
r-00RRESPO@ENCE FRGi JACK MIIIE, SQUIRE, t
i SANDERS & DEMPSEY, 'IO JAMES B. IAVIS, e
i DIRECIOR OF IAW OF HE C11Y OF CLEVEURD, T
DAIED AUGUST 25, 1975.
i f
[-
i i
.I
'l' l
j l
w I
i i
4-lL' a
t
y Q
W e
9 L-w w ~
-a---~-
e <a is_ - e v
.%!(S~scast)$
Afrit 44
- 1/hof
.W w U 2/6 A
tJ Wdh1 "f*T i
//00 $"
SA"f 6',, _d
/ !.27 o.
GQg g4y7,3 2/.Tapa/Cack.A:W
.,.u-c a,i m s e x August 25, 1975 i
James B. Davis, Director M
y of Law City Hall AUG 261975 601 Lakeside Avenue, N.W.
Dl?.Erftg,7 p g Cleveland, Ohio 44114
.7 ear Mr. Davis:
?
Our firm has carefully considered the suggestion made in Robert Hart's letter of August 5 to our partner, John Lansdale, that we with-draw from our representation of the Cleveland Electric Illuminating Company in Civil Action C-75-560 pending in the United States District Court in Cleveland. Since the Illuminating Company was entitled to be advised of that suggestion and its possible impact on the proper repre-sentation of that Company, the suggestion was communicated to the manage-ment of the Illuminating Company which has requested us to continue to represent it in the litigation. As a result of that request and our own thorough review of the matter, we must decline to withdraw volun-tarily.
It follows that if you continue to believe that there is a
- i-question as to the propriety of our representation of the Illuminating Company in this case, you should promptly file an appropriate motion to secure a ruling from the Court on that issue.
However, the fact that the City of Cleveland has long been a valued client of our firm entitles you to more than a summary statement of our position. We greatly value the opportunities we have had to give legal advice to the City. We always have represented it with complete loyalty and the exercise of our best efforts on its behalf. Even though we do I
not share your view as to our disqualification to represent the Illumina-ting Company in th'e pending matter, we are unhappy to find ourselves in a situation where our responsibility to another client prevents us from i
acceding to your request.
L.
Our first consideration centered on whether we might be in pos-session of any inforcation having any relation to the issues in the Dis-trict Court action, which has been acquired by us in the course of any representation of the City. We were aware of none and an internal review of the matter confirmed our belief that we were not in possession of any
%~
e
-W" l*$
e
'~
p u...
V O
O
~
~
~
y.d.a re,
I.
James B. Davis, Director August 25, 1975 r
[
of Law Cleveland City Hall r-
]
Page Two such information. ' We have never disclosed to others, without the City's 1
i.
consent, sny confidential information which we obtained in the course i f' of City representation.
If you belie n there is any information relevant
!I
-to the 'pending case or any instance which we have' disclosed to others confidential information acquired i
.he course of our representation of g
the City, you should bring it to our attention immediately.
Secondly, we have not in our representation of the City given ad-vice to it, 'or to others on its behalf, with respect to any matter whic'1 f-will be at issue in the District Court action. The City is not dependeIt upon us generally for legal advice, as Mr. Hart's reference to our " gen-eral representation of the City" might imply to persons not familiar r
with the nature of our past and present representation of the City.
- I Also, during more than sixty-five years of representation of both
- [
the City of Cleveland and the Illuminating Company, our representation L
of each has been with the full knowledge and acquiescence of the other.
This has not been a unique situation. Throughout the years in which we have represented the City with respect to a wide variety of matters, we also have represented other public bodies and many private businesses
,, which from time to time have problems with the City.
Sometimes these g'-
problems have Jed to differences of opinica between the City and our other client, some of which could not be resolved without litigation.
This characteristic of our practice has been well known to the City and
~
to our other clients. _Until the question was raised by Mr. Hart, no one jI. '
has suggested that our frequent representation of the City was in total conflict with representation of other' clients in matters involving the City.
f
!L.
Finally, for.more than a year the City has been involved in a dis-pute before the Nuclear Regulatory Commission with the Illuminating Com-pany and the other. defendants in the District Court litigation.
That dispute has involved claims similiar to those which the City is asserting in the District Court litigation. Although the defendants as a group (CAPCO) have been represented in the Regulatory Commission proceedings
!i
' by other counsel, our firm, throughout_ the period of that proceeding, has furnished counsel to the Illuminating Company with respect to the proceedings, with the full knowledge of the City. No objection has i;
- w-i
,. =.
l b-lj L -
,,-,.a
4
. ~.,,.
a.
n..
p m
l7 f)
^
I James B. Davis, Director August 25, 1975 of Law Cleveland City Hall r
Page Three e-h........e' etofore been raised by any responsible representative of the City r
v.ith respect..to_that representation.
During that period the City has cbutinued to request our assistance in a wide variety of difficult municipal problems, presumably with the knowledge of the Department of 13it. This cou1~d'n't have occurred if it~h'd been the'viek of the City o
a that our representation of the Illuminating Company prevented un from provid,1,ng competent unprejudiced servi.ce to__ the City.
p
"" For us now to withdraw from this action would be to deny to the
~
_ Illuminating Company the benefit of our familiarity with the case and the, preparatory. work which we. have. done with respect t.o. it an.d..the bene-f'it of our familiarity with its business acquired,over a period of many years of responsibility for many of its major legal problems. We are' forced to the conclusion that withdrawal would be a breach of our pro-fessional responsibility to the Illuminating Company.
Our responsibility to all of our other clients, public and private, who may have dealings with the City requires that we avoid any serious
[
risk that effective representation of their interests in any dispute
- L which might arise between them and the City could be delayed or other-wise prejudiced by the City's opposition to our participation in such
_[
representation on the general ground that we are representing the City L
in unrelated matters, or have done so in the past.
Consequently, if the Department of Law adheres to the position suggested by Mr. Hart, we shall be obliged to decline to give any further legal advice to the City or any of its representatives on any matter whatsoever.,
' We would greatly regret the necessity for taking such action. Also,
)
we would recognize the limitations that our professional responsibility L
to the City impose on our right ' o withdraw fiom representation of the t
C1.ty on pending matters.
Our obligation to the City in this respect is the",same'as'the responsibility to the Illuminating Company which bars t
L our. withdrawal from its representation in the District Court action.
Subject to that obligation, if the City moves to have our firm removed from the District Court case, we shall seek to withdraw from all pending representation of the City and shall undertake no new assignments for it until"our freedom to do so without prejudice to' the interest of other clients has been established.
l-
~ ~ '
nespectfully,
..qt. ire, Sanders & Dempsey I
i.
L.,
L Jack L.
...c. f o "hairm.:
~..
a I.
4 pw.
{~
4 l-e EXIIIBIT M
~
00RPISPGTi2XI IFE JRES B. LAVIS, DIICCIOR OF IA7, CITI OF CIEVIIMD,
-. p i j.
'IO JACK L. WIITE, SQUIFE, SAID.RS &
IMPSEY, IRTED SEPIDBER 30, 1975.
IL r
L m
4 y-r I
e e
r I
rlr l{.
. u
( %a.
l h p-,
s c
+
e,
..,r., -...,,,--- - -. -
v"
~
a i
-J-J l
r
]
O' O
1 b
- c..
.g g i
}
~
~ ~ ~
- ~ ~ - ' -
(
~L RALPH J. PERK. MAYCR prPAS!TMFNT OF LAW seDOM 213 e CITY HALL wics o. or vis September 30, 1975 c'i vc'aao. Onio 4aii4 conscron lassi sea-2ooo i
1.
Mr. Jack L. White Esq.
Chairman r-j' 1800 Union Commerce Building Squire, Sanders & Dempsey Cleveland, Ohio 44115 1
e I
i Re: City v. C.E.I.
C75-560 U.S. District' Court for
[
the Northern District of 1
Ohio Eastern Division f
Dear Mr. White:
L I
On August 25, 1975, you wrote the undersigned regarding your firm's representation of C.E.I.
in case C75-560,
while representing the City in certain other matters.
While we have never responded in writing to that letter,
"~
our positica with regard to it has been communicated to
- f.
Mr, Lansdale of your firm on at least two occasions.
We totally reject the arguments put forward in that let-ter that Squire, Sanders & Dempsey has any right to re-
[
main in the above encaptioned case.
We have prepared a L
detailed motion to disqualify Squire, Sanders & Dempsey and remove it from the case and enjoin it from further participation in the case beyond those steps necessary
,lL to transfer the matter.to other counsel.
The"only reason we.have wi'thheld filing that motion is
- l to allow time for settlement discussions to proceed with Mr. Lansdald.
Our position has been presented to Judge Krupansky informally in the presence of Mr. Lans-d.
dale' at the time of your most recent motion for an en-largement of time to respond or plead.
Please.be advised that the fact that the City has not to date responded with a point by point rebuttal of the w
arguments or. allegations set forth in your letter is l,
not to be considered in any senso a waiver or acquies-l_'
~
conce in any of them.s.,Our detailed response, should it
=y
[
a 0
t s.--Ew..
.m....
o-g - ?,.
(
. f'{.
- r..
.t become necessary,~will be our.ic.ntion t brief. in support.of that. : notion.
Yours very'truly,
- 6. O -
James B. Davis Director of haw j-JBD:ak-9.:.
I --
f-4 e
L t
g.
L.
G t-L.
4
..I L.
.m-j'.
s km.'
3 e
F
)L L
8
}-
t t-c s
k
. 1
- f -
f
^ *:.:.
i 1
'r.
4 L.
r F
EGHBIT 14 lr 00RRESPCNDE2G IM0i FOEERI D. FART, FIPSI
,i.
ASSIST &T DIFICITR OF IE, CITY OF CLEVELKO,
', *1-TO JOE 4 IAIEDAIE, SQUIRE, SA10ERS & DE2fSEY, 1
DAIED OCIOBER 11, 1975.
3,_
I('
L
- i-
!l.
!L;L I
w-h e
i ;.
L -
6 h
A f
t w
e w+-w
f z
3-.,..
.m.,
l IM 5
.h. h. [.)I 'l d,, I =. i m
RALPH.I FERK MAYOH I
- l pt
- t A frT** rf f T o r LAW -
F C T.M 233. C11 Y E84 L 3 u.ucs 1. n Avis Octcher 11, 1975 c.i : ' runc. omo ui.<
Dirit C) Off
/16) 694-200'.
3
=l.
r,-.
.l Mr." 'Joh[1 Lansdale Attorney at Law Squire,-Sanders & Dempsey r
i 1800 Union Commerce Building Cleveland, Ohio 44.115 7.
j
Dear Mrj Lansdale:
As we have discussed, the City of Cleveland is raising a very serious issue of a conflict of interest of your gcn-eral representation of the City and defendant, The Cleve-land Electric Illu:ainating Company (CEI),in Civil Action No. C-75-560 recently filed in the Federal District Cour-i
-here'in Cleveland.
Further, should your firm attempt to represent CEI before the Nuclear Regulatory Commissicn in f
any of the p'ending causes NRC Docket Nos. 50-346A, 50-500A, L
50-501A, 50-4401s, 50-4417t, wherein the City is an inter-venor, we shall seek your removal'as counsel for CEI.
- I Our. hope is that your firm will voluntarily w.ithdraw frcm e
those causes and that no legal action need be taken.
This letter is your formal notice of-our position on this matter.
He want to give you adequate opportunity.to with-draw and the fact that we have not already filed is not to be constured as a change in our position or a waiver of rights.
Should your firm not withdraw, we sha)' file the appropri-L
. ate motion for your forcible removal.
![
Very truly.yours,
'* h f h
- f
~
Robert D.
Hart First Assistant, Director of Law i
RDII: a'k s.
,L
[ r'
, :s.. -.....
a i
n h
i;
< 1 i
1 i
- ~
- r-l
' l, t
=
s.
.I '
iI GiIBIT O
- t i
lI GERESPGTER IPG4 J/CK kEITE, SCUIFI, SMOERS
.I
& DE2PSEY,10 JRES B. LEVIS, DIFECIOP. & t.!IJ, t
- j. i CITi T CLEVEIAO,1ATED u; uu.K 27, 1975.
f l'*
g
-k' f
ii i, L..
i 0
,fE.
I" 1
p.=
.t-
.v t-4
+1 -
..g
- w,.
e'
!I P;L t
ht"'
v j '{ % -.
1,.
.1-f*.
.L
?.'
- i e
m a
I l' l :1
-1
!Le f
4 6
=
- .'=
I. $ i.,,
. + - +.,s. v
-~.-,nk-.-.,,,-+e-,--
+~,n,-
~~r,,,,,
.4 e<~-e---n-.
. (-
O h
,s f:</4,Ij,~ior.-nat" thahr. Gbmi/r?J h 9y;rr,~,:r,,.si.;g.
.,4
+.-..-
..A,, 5,4 _,,e m,.:
r m
ae.ac i
Douwrith,w al 2,<w.
A" M
/fff 94en.n 't%mer<r./ laid 4"Y
.. ' ' ' gr..</ al./)<<.a a
7 r
&),uf, $,4g/yy~
2/ f/.y: ~/ fir../<. 1. Y/. '
l T. deny 4 a.9.'(.*Mr.76 f.
1 October 27, 1975 RECE!Y2D r
James B.* Davis, Esq.
Director of Law OCT 201C5 City of Cleveland Room 213, City Hall D.lRMWOEl."."1 Cleveland, Ohio 44114
Dear Mr. Davis:
i We have re*,iewed Mr. Hart's letter of October 11, 1975, to our r
partner, John Lansdale, demanding the withdrawal of this firm from j
representation of The Cleveland Electric Illuminating Company in certain proceedings before the Nucicar Regulatory Commission and stating that should ue " attempt to represent C.E.I. before" the Commission, you will seek our removal as counsel. As you know, we entered our appearance in early February 1974 in the first of the proceedings before that Com-mission in which the City of Cleveland has intervened. We have been r
actively advising the Company with respect to that matter since that time and expect to continue to do so and will not withdraw our appearance.
The reasons stated for making a similar response with respect to a similar i
demand as to the pending litigation in the United States District Court L
in Cleveland, which we set out in our letter to you of August 25, 1975, apply here.
Mr. Hart's letter to Mr. 1.ansdale does not indicate any distribution of that letter to others.
However, we have learned that it was distrib-uted at least to the Nuclear Regulatory Coc: mission and to certain other counsel in the proceedings before.that Commission by your Washington counsel, Mr. Goldberg, and we assume to the entire service list in the NRC proceedirgs. On that assumption, we are sending a copy of this letter and of our letter to you of August 25, 1975 to the persons shown on that service list. We request that you advise us of the exact dis-tribution list for }k. Hart's letter.
.L In our letter we pointed out that we had been retained by the City in.a number of matters subsequent to our participation in the Nuclear l
l l
[
lt j
i_
~
n
,. 4mn, lrLJ V$ sop 4e I
James B. Davis, Esq.
Oc t,obe r 7,
15 ?S f.
j Director of Law City of Cleveland Page Two I
Regulatoi7 Commission proceedings.
In view of the vide distribution i
given to Mr. Hart's letter of October 11 to the persons engaged in that proceeding, we cannot refrain from pointing out that, subsequent to our
- ~
letter to you of August 25, the City has sought our advice in several additional matters.
I j
Very truly yours, Squire, Sanders & De=psey By Db
(
Q Chairman g
[
Jack L. White /mk ec: Robert D. Hart, Esq.
- y Nuclear Regulatory Commission Service List e
5 g
e I
t 3
nw w~
1 I
a
[_.
i
.~
= -...
a 4
L I
t
. r i
l t
r r
l l.
l CitIBIT P 1
' I-00RRESPONIEE FRG TOBETT D. IIAPJ, FIPri t t 4
EN.T DIM 4*IOR Or IX1, CIP T CIIVEUJI,
~
11' 70 J/m uirIE, squIpy, 3A;g 3 -gg, M INCEEP. 8,1975.
>Y f
4 I!
- L l
t*
f L.,
- t I
- e.
e, a
r gm l
a we.,
l!r l*
e-
?
m, +.
t-
(f...
t
.(-
Q o
- r e
.i -
gT^t y'
ilh0.s(8@cn.
-ed n
- l RALPH J. PERK, MAY(
l oenaturar or Law JAucs o. or vis November 8, 1975
,n o m as:. cerv...et
.vetano, on,.....
DesiscTom tass) see acco s.
m Di 9 B l
Mr. Jack White Esq.
n5 Chairman W JL O
O Squire, Sanders & Ocmpsey D
@~}
1800 Union Commerce Building
-.b Cleveland, Ohio 44115
Dear Mr. White:
.In*our letter to Mr. John Lansdale of October 11, 1975, the City of Cleveland mentioned the serious conflict of interest problem that is faced by your law firm, Squire, Sanders & Dempsey, in its representation of The Cleve-land Electric Illuminating Company (CEI) in the Civil Action recently filed against CEI and others by the City of Cleveland in the Federal District Court for the 1
5 Northern District of Ohio, Dochet No. C-75-560.
t f
In order to forestall any further' conflict of interest, j
as well as damage to your firm, the Bar, or The Cleve-
,(
land Electric Illuminating Company, by your scching to
,i represent CEI before the Nuclear Regulatory Commission in pending causes URC Dochet Nos. 50-34GIs, 50-500A, 50-501A, 50-440A and 50-441A, the City stated that should you represcnt CEI in those matters, the City would bc f
forced to seek your removal as counsel for CEI.
You responded to the City's*1etter on October 27, 1975, by stating that:
...we entered our appearance in early February 1974... (W)c have bcon activc-
+-
ly advising the Company... since that time...and will not withdraw our ap-s-
pearance."
A careful check of both our records and the records of I
the Nuclear Regulatory Commission fails to reveal any appearance by the firm of Squire, Sanders & Dempscy 5
. (including Mr. Lansdalc) although Mr. Lansdale's name t
.e,.
-w, e
3 x.'
y
~
'~
is on the service List along with numerous othern.
example Cleveland Councilman Francis Gaul, in early '"
February.
In short our search of the records does no
[
indicate your firm has in fact entered an appearance.t Please bring to our attention the basis,upon which you claiin that you are appearing on behalf of CEI and, there-e fore, will not withdraw'your' appearance.
~-
r our letter of October 27 1975 gives the impression
{
that the City knew or was, aware,of your " appearance" before the Commission on behalf of CEI and the City
~
wishes to state firmly that it does not know and is not 1
aware of your purported " appearance" in order to dispel any, thoughts to the contrary.
~
~
The City reiterates that, while it does not believe that I
i you,do in fact represent CEI before the Nuclear Regula-f tory Commission, should Squire, Sanders & Dempsey or its Washington affiliate, Cox, Langford & Brown, attempt to I
represent CEI before the Commission, the City of Cleve-land will be forced to file a motion before that Commis-l
{
sion seeking your disqualification.
Very truly yours, y[
/
Robert D.
Hart
,[*
First Assistant Director of Law RDH:ak
.l
..O
~
w k
l n
s I
S w.~
e
~
3 1
P EXHIBIT Q CORRESPONDENCE FRGf JOM IANSDALE, C0K, IANGEURD & BROWN,10 ROBERT D. HART, FIRST ASSISTANT D11swx 0F IE, CITY OF CEVEAND, DAIED NOVEMBER 18, 1975 R O COPY OF ENIRANCE OF APFEARMCE BEETEE AltNIC ENERGY OTHISSION IN DOCTI NOS.
50-440A AND 50-441A, FIIED FEBRUARY 14, I
1974.
t 9
b I
(
i I
e l
l
)
D i
l.
,n
y w
gp I
s
-~...,,,,,,a.._,.
Cox, LANGFORD & BROWN 21 DUPo NT CIR CLE, N. W.
WASHINGTON, o. C. 2 oo3 6 TELEPHONC (2o2) 785-o2oo Ee"rYr* Nan"n N"
cAatt tosnmu TcLcx *cthe 4aooor ON CLEVELAND. oMtot s5.c na"La Us o"a"6 c' J.sowano car u
rt scort sousnc, saNDCnB & DEMPSEY mit:n v.tnomas witua=~ c. cotu suaw sooo union comutact eUILolNG tec.s:s r. eriarmwarte at==rtu o. satowoa cLevcLawo, owio maeis Ed'"a'."S. 's'a'u'*a" November 18, 1975
*8***-***
.,co...
u 90aRIC*f 0VISC LOAsoaN
... m Robert D. Hart, Esq.
First Assistant Director of Law City of Cleveland Room 213 City Hall Cleveland, Ohio 44114
_.... _. m.
Dear Mr. Hart:
.,a This is in response to your letter of November 8, 1975 to my partner Jack White.
I enclose herewith a copy of our Entry of Appearance before the Atomic Energy Commission in Docket Nos. 50-440A and 50-441A filed on February 34, 1974, which was served on you and Warren D. Hunchee at 1201 1.akeside Avenue, Cleveland, Ohio, and on your Washington counsel, Reuben Caldberg, at 1700 Pennsylvnnia Avenue, Washington, D. C.
This bears the stamp of the Docket Section of the Commission dated February 14, 1974.
I also enclose a' copy of the Notice of Appearance flied in Docket Nos. 50-500A and 50-501A filed with the Nuclear Regulatory Commission as evidenced by the Docket stamp of that organization dated May 5,1975.
i Distribution of this document also was made to you and to Reuben Goldberg.
These copies were obtained from the files of the Nuclear Regulatory Com-mission.
1 Your letter refers to Cox', Langford & Brcwn as the " Washington Office" of Squire, Sanders & Dempsey. As I made clear in a memorandum which I filed with the Nuclear Regulatory Commission a few months ago, Cox, i
Langford & Brown and Squire,. Sanders & Dempsey are the same firm. We use m
the former name in Washington.
- i Your November 8 letter to Mr. White does not indicate any distri-bution of that letter. However, I understand distribution was made to at least some of those on the Service List in these proceedings. Will you e
.p.
l L
I j
_ 7,j,,
V(~N
.O "L
?
/
4.*
~
0
[
BEFORE *"HE
.~
UNITED STATES OF AMERICA ATOMIC ENERGY C0!O!ISSION p-.
'I
~
l In the Matter of
),
The Cleveland Electric
,),
Illuminating Company
),
Docket Nos.50-44A (Perry Plant, Units 1 and 2)
),-
50-441A
[
NOTICE OF APPEARANCE i -
ON BEllALF TE2 CLEVELAND ELECTRIC ILLUMINATING COMPANY Picase*cnter the' appearance of the following on behalf of The
}
Cleveland Electric Illuminating Company, 55 Public Square, Cleveland, Ohio 44113:
- [I Lee C."Howley
~
af Vice President & General Counsel.
'I f.
The Cleveland 11cetric Illuminating O
Company t,ttlIgg Post Office Box 5000 GY~ M4c* '$'
Cleveland, Ohio 44101\\
- j ll.
(216) 623-1350 3
i
^,
i'
~
y
, n.2-2 1-Admitted to practice before
, 0-F.].NDN*
Supreme Court of Ohio and
\\.
j
'Ty,9,5
/
Supreme Court of the United States 4
i q
n,-
e f \\,s.
ml 1 Donald 11. llauser
. Corporate Solicitor.
The C1cycland Electric Illuminating Company i
l _'..
. Post Office Eox 5000 Cleveland, Ohio 44101 l
(216) 623-1350 l'
Admitted to practice before Supreme Court of Ohio unr' Supreme Court of the United States O
O
- p
. ~
m~
m i
Q
.iD c
./..n,,- -
n, u. -
p...,. 4 ~. - : -.. -.
1 John Lansdale,'Jr., Esq.
~
~
Cox, Langford & Brown 21 Dupont Circle, N.W.
Washington, D.C.
20036 Admitted to practice before District of Columbia Bar, Supreme Court of Ohio Supreme Court of the United States
~
.J?n-4cee.$ d o
- ^ >
" John Lansdale, Jr., Esq.
- Cox, Langford & Brown 21 Dupont Circle, N.W.
. Washington, D.C.
20036
- .f-Attorney for The Cleveland Electric-Illuminating Company Dated: February 14, 1974
{
b m.m' m)-
D r
D l-
-Q o I
~ 9"T D'
g L
v
_t JL
._a
\\
l' t.
~~
\\
r 4
m '.
g
o,.
(V 1..
s
., (]
y v
~
CERTIFICATE OF SERVICE L
Copy of the foregoing Notice of Appearance on behalf of The Cleveland Electric Illuminating Company, dated February 14, 1974, ha:, been served on the following by depositing -the same in the United States mail, first class, postage prepaid, this 14th day of February, 1974:
Philip P. Ardery, Esq.
Cerald Charnoff, Esq.
Brown, Ardery, Todd & Dudley Shaw, Pittman, Potts, Trowbridge & Madden Kentucky Home Life Building 910 17th Street, N.W.
Louisville, Kentucky 40242,
Washington, D.C.
2000'6 Roberti D. Hart, Esq.
Leslie llenry, Esq.
r Warren D. Hinchee, Commissioner Fuller, Henry, Hodge & Snyder City of Cleveland 300LMauison Avenue 1201 Lakeside Avenue Tolt.do, Ohio 43604 Cleveland, Ohio 44114' Benjamin H. Vogles, Esq.
Reuben Coldberg, E',q.
Antitrust Counsel for Regulatory Sts'f 1700 Pennsylvania Avenue, N.W.
Atomic. Energy Commission Washington, D.C.
20006 Washington, D.C.
.20545 Atomic Safety & Licensing' Jos'eph Rutberg, Esq.
Appeal Board Antitrust Counsel for Regulatory Staff Atomic Energy Commission Atomic Energy Commission
[
Washington, D.C.
20545
' Washington, D.C.
20545 J
Atomic Safety & Licensing Mr. Frank W. Karas, Chief Board Panel Public Proceedings Staff Atomic Energy Co= mission Office of Secretary of the Commission Washington, D.C.
20545 Atomic Energy Commission Washington, D.C.
20545 Steven H. Charno, Esq.
m9 Attorney, Antitr'ust Division D
D Department of Justice ag}
Washington, D.C.
20530
_kg-D (V
9 v
L
_]
c>
scitLTE3 5
. & d d; 1, A.,
if
' John Lansdale, Jr., Esq'.
5 C *> L^"nf rd 6 Brow" U;
FEB14 E7#
. g uc.n -
21 Dupont Circle, N.W. '
s
,,J h
- W Wa'shington, D.C.
20036 6
'h>7.3
??
N o
g
.6 1
~7 g --
-.c-----
-. n 1(
e
.-. 2s -. w. s. - -.... -
. -- c w -
- -s ~ ~.
1 V
U s
~
- .S-UNITED STATES OF AMERICA
.fA,'h NUCLEAR REGULATORY COMMISSION gy;3 IG Hi Fp t,2
..e,.
Before The Atomic Safety and Licensing Doalrd gj IllE S;;ca; gg,.,..
.I,,q 0.C.
M PUBLIC DOCUMENT ROOM 1
1
,j In the Matter of
)
r-
...a
-)
'~i THE TOLEDO EDISON COMPANY, et al.
) Docket Nos.50-500A
..-j (Davis-Besse Nuclear Power Station,)
50-501A
- . )
Units 2 and 3)
)
~
w
.8 0.C r n
--un.
- - - s
- .u
~
+
-v.
NOTICE OF APPEARANCE l
{
The undersigned, being an attorney at law in good 7
I i
standing admitted to practice before the courts of the State
-a j Pd of Ohio, the District of Columbia and the Supreme Court of the s-u.g Unitrel States, hereby enters his apperrance as counsel on i
behalf of Applicant, The Clevcland Electric Illuminating I
company, in the above-captioned matter.
l
- N 2-yn
(,.'
3 /k (,
Mr.4 br (
i (c.'.O.DLANGFORD& BROWN ~
John \\{.,ansdale
~
21 Dupont Circle
- Washington, D..C.
20036 l
.4 I
- f. q,
>=
=.e,.
g*
Dated:
April 24, 1975 8
e~-
9 usnic 0
j' MhY 5 i:a5.> \\a'
\\
l orne.,e e. re.c,
o.a.. 1 s..
s.a
/
l
\\. A.' g.ss.
r.-
g.>.m
. avgy. a a + gfa.y y....,,
.. y a.
...r..
/
. ~
_;.;.7..
,y __
U r, -
=
o c.
z tjM' CERTIFICATE OF SERVICE y t.'.';.I *
- l..
,~.
i s
'91.Q d
,[ *.d I hereby certify that copies of the Notice of u '* 'I l
..i, 5j Appearance of John Lansdale, dated April 24, 1975, in the
~
- f..... l
,. 1 captipned matter, have been served on each of the persons I
j
,. + l listed on the attached service l'ist by U.
S. Mail, postage
- i prepaid, this 24th day of April, 1975.
. A.o.-
.,J g
m y....
.n.
- *>>n 1.
(j g
i ? ?,
_Nd%
Hw.v/tiLk e
- E"}'
r s
John L nsdale 1
1 yy Dated:
April 24, 1975 c'.r m
.,At
_m c
3 i
i
- l.. ;.
- 4.,+;,
1
~
o,~
M; s.
om.,,,,., n,,
q
- 3. 2.n.
.o c,
- .. ;41 b
.i MAY 51975 > IO}
.\\,
e.
- u..,.,.,
,4,,/
- e. :. -. < :..
m
,,s g
g}
'T j?'W
7
/
COx,'LANS FdRD & I:' AOWN 7-Robert D. Hart, Esq.
Page Two November 18, 1975 t*"
Please advise us at once what distribution was made of your November 8 letter.
Very truly y,ou s, s.
(
e b
i Jo Lansdale t
JL:er i
Enclosures (2)
.,, _, =. _......
cc: James B. Davis, Esq.
Director, Department of Law City of Cleveland 9
k i
L...
h 8
i L
t l
e e
by i
~
w O
mi..
)
i I
I e
i L _.
I e
(.
f i
l I
r
.i
. f,.
t l
=
'J~
EXHIBIT R I
CURRESPCEDENCE FRCH ROBERT D. HART, FIRST ASSISTANT DIRECIOR OF IK, CITY OF CIEVEIMD, i
TO JmN IANSDAIE, 00K, IANGREI) & BRNN, IEED NOVDEER 21,1975.
r
'I e a
)
w.-
i l-A F
iL b.
I d
ne i
9
+
. + -
---)e a---
g
.r.=-v w
tr-e p
-y 99
-ee--
= (t d
1(b$ &
~^
t RALPH J. PERK, ??AYOR T
oen=vu cur o'v"is November 21, 1975
. c y c u ' o,."'".. "...'.'.
^
- Aussn.oA penscTon lassi se4 sooo I
John Lansdale, Esq.
Cox, Langford & Brown 21 Dupont Circle, N. W.
~
Washington, D.
C.
20036
'l -
Dear Mr. Lansdale:
- I am in receipt of your letter of November 18,
~.F
(
1975, to which you cttached copies of a Notice of Appearance before the Atomic Energy Commis-sion, Docket Nos.50-44A & 50-441A, dated Febru-
.~-
(l ary 14, 1974, and a Notice of Appearance before the Nuclear Regulatory Commission, Docket Nos.
50-500A & 50-501A, dated May 5, 1975.
7 i
As I stated in my letter to Mr. Jack White of l
November 8, 1975, a careful check of files fail-t ed'to reveal.chese documents.- Concerning the i
February 14,19'/4 document, I submit that my ad-dress on that Service List is incorrect and that.
document was not forwarded to me.
Because of L
the error in the caption 44A instead of 50-440A - the document was misfiled by the Nu-7 clear Regulatory Commission.
The document dated May.16, 1975, does not indi-l cate a Service List so ~I am unable to state any im reason for my not receiving a copy.
l I do wish to bring to.your attention, however, lL that at no time have you ever clair.'d to have entered an appearance befo e the Bc rd concern-
- r ing Docket No. 50-346A an'. as.uch, I submit that you do not have an. 'aasis for claiming re-l Presentation on behalf of CEI
.: t'.et matter.
l:
I attach a copy of the list of persons who are t
4 g
G e
a l
1
~
p.
?
to receive this letter.
It is the same list of persons who received the letter of November 8, 1975.
?
.1 Yours very.trul,
W x
-- ~~
Robert D. Hart First Assistant Director of Law '
~
r i
RDH:ak
Enclosure:
(As Stated) l
"-----'"~'7----"---'
i r
i.
t
~
j t.
e 1
e g
1 L
3 e.
u, a
g
~
i
," i t
tt t
4 1.
t
- 5 b,
'r~-. -
4
> r' 6
f a 4 S
s
- a 9
P E'T5.T S CCDE CJ EG3CTift!.i RETFQ'OTfRK i.
I Ie I
h l
t 4
t 0 $ 0(@ f[@ i g i
i f
e 9
4 o
G 4
=
.. maw
.e-s
==
- e w
one mea.,
a w<
=,e m - e,e
-*----w
. AA O 4
%'s 3
g
+
r - '
s.
g 3 ~,
p.A -
.y.-
1, r..
.I j A a,
I. -
+ v.*. <
- y9
. - 3 J.o v.5 a.
->>t*
r w u,. e n s ~.
Unvv no es o o.n, e 'u u n u o.d s g
es n.
v v u s. o.. c.
- 3 3 u.% % u J
J uuu ou nons u
u.
uuuu uu uu uuut mu u u u u. :s y
g..
.. J. o.
9
.j..
c)
- u..........
i.
. e l. -
.. ! >. i,..
!..I
. P... I....
t.*
-...'v.* -..
i e
-..c
. u s.
. F. J r!~
4 esJ
.3 l1
!. : : ; l [..h
.ii# :
- 3.sw O : : : :.4 l M,ld : : : : 1.:
g' o.. ;*l.
- ..J.. : :..si : : :1 1
0..
.a g
9 *),.. ].. r. a
.u
- '.
- . a r..
- I -
~
- 4
- ~
.s. 4.L,1 :. w:
- +. * * :o.:(**!!.:
. s.s.....
o :
. (4 4.o.
.. s.,...s
. s
.., :a o..
,1 i -m<.
~ U 1..
. H :)
s
. u...... j.. h..
- :.;i :
si...,:,.:.
1 :. :..a. e,, o :
- 6. n :
.y.
v;
'.v.I. d.. I ' : g,$. /j :"p.4 :
..... 1.' *. g. !! :
'.*j..
o
..I,.3* ". *e,U A :
- . u-t
_ c,
' t..
yt
.e s
3 o a s.
(-.
. t i.,.,R., u
.o
.c
. n,,[
..J
. d.,.. e I.,...... il L
.s.
...., i. !
- d...,...
..u I.-.....*
..,. n. t
- 1..
1.;.
s (t
en... s,
. fs
.a t,...-.
3, %
- n. 2*
. ' : 1-
.r
- I ~s
,a 5-
.:.u*! o
- i. 1': g"E
,O,' D..,...'c o.: :
V' ' 4' '. 8
~*
5 s...s.s'J "i
'..:: ec.
0'" 4. :J..'
it
",s'.
a 1
- f.. :,
- s.. o>
.... n. ~.. j >. : o : gf. n..- e
-. (:
t 3
t'.t..
- O t
0.g,1
.,s,. u.,.. ; s o.
.s
. g 5..3 V
+,. -
. s.a
,o:
I j f...'
...v.
f i f,..' :.:.!. e
.. a
- ; t' 'l...' i..
U. ; -, u
,a[+ ' :*.
.I...
.a
~
- 7.-. :.:.y.
e
' l _, e., :' :
.s
.I s, ':.. o :
1 s :.!:
- 6 ;.
x > > g 'j d.1 p; ; : e E.v g s.. r ;..*
ist*1. :a
..s.
i.,
1 j
.m
- u..
' ~ ;>;. y a 3..., l., :
ut".>9y.
3....
.. t. s :
C4 I.
a' n <<
- l:. M' y..
- 't u. 8 -5 ci e
- ;0 '1 t
- 1. '. I.' s : -
' r 1 '
- P a.. t! *..J u.rfyn:.0jan.3ee6.;-}:
9' 1;
e *J :.
o., 1 % a u P r. : e.
- g g&':.2
- > +P, _ n.. r.40,.or.i..
b. u;.J L. a 4 > c f: a s
mnaac w
eso p1a.
o o c t
,u..
y ga..n q
- o. s o.
la,, n.,,,[ g.4s' a. 3.e a r... g.
o n... a J., o.
o r o. n e 4. r y t. m. n,
.. O
<n..
e o
. e:- n.5 t.::,, m.3
= 0- !o e u
- o. s., y,..u...a u. u.4 a H j f....
e,.c O M. ~' 3 d d h *! ' % < d J F <'~' A' -
- 6 4 fi -
t.r
~
4 01; A d.!. 4 < bNh;; L s.V i c.
4 y:M
.N
. a a: m s.
- g !'
.O o
- 1. = :: r e i..., e e.i. n
- . h !).$.6 a n. p...:
o o 64 sa t..
<.b n n fi 9
%Z* 3.
.u. e u.,._
- .. i a si i rrt
' Qr
; P j.
.is.)
. t.
cm
.u u
Z $.3r4h O
1 f.1 J'
N o
z ' i !.8 68
!' '. ;. 4. 4
- 2. D,
.. o >-
4 w
% 4 I
. O $'
O h 'll
&3i
.-3 l'
k
\\-
4
. \\.-
w.-e
. m y-L s
P b,g r
n b
l su t
.E p
Nl
.y.
. +
~
9 9
9 m
+
^90 o
.?
.L.(%7
,. ='
+e.~.-=e.***~*-**
- "r-
" * * " * * ~ ~ "
jJ t
1
.v.
s f&;
~ $~c s
~
- q' ( f.,
1 i
/
n
'.#]'
- t.
\\ +,,
t t
..t
- s. : ;. g.
e.,s.
'f' e m eg.
- i-
- e e a.c v ke u.
n n., v iO n o o,. n r ee -
s os o t.u.
.c
.e v
era en an u sa u A8 o e. as - u s
.sp W
GO GO 4t) Ifs 64.
44 kJ b3 6d LJ h3 M3 he bJ LJ 63 he O 63 ha h3 L,64 kg P-
- g
.e as.,c)
.... N2..
f',
6,.
..e
.u r>.
e t., -.
.,8,
...o.
. et 4
o g...
(p i W
a
.. s.
. c:..g t
. w O,
. y.
j e.s 14 ep
. c.
s
~. ;;
..a
-. u. *.-
.s
.r..
f\\n..rs, :.-g,.,
- 3. +. i.
l'i.).!.*. l u
)
1
.s. ".;g ;..;
- ts I 1 *f. '.,..
4 4.,
n, 4.u.
g.u.
a u.
i-..
s}...
4-
.la
. -. g a.
.,.,.,a
.e
.s....
u..
u
..y.
g'
.o u 9..
., 6
..;.3
.a..
l.
.,, s..
.,]a
., r,3 s 3....; sa.
c. e.s g
(
- t. :,- e aa
.u e.
...1 2
.a,,**...s....-... r
.i
~...
......i..
..u
.u t
4 r
. o.
w t.
A.,.s..
+
a
.u t..
.a u
i...
es
. -_ er
. o..6 s.s' t..
e, p.t
- * * * ~ ; s..,. 4."f.o. t,.e.'
.o"b
- .....,4 6,
a -
6
, ~.
n.
.. 3.. e o.v.4
.s. ;
6.
s
+
33 a
a.
-uA 8.
s*'.ua
- . i
.a.
a.:
...,. g
.',c--
,., s. o.
o a.
a.
(
...c.
>e
.-..a-
,. s. %,
i<
i.
... o...,
. *... I 4 u
~,
u.
-,a,... p......e..
cf
.. e,.
- 1. a c..
. 3 L:
en,.. :,.
oa..
,.*""4.3 p:. : ;
- ...i
- :. 8.12 L.
-- 8 i- -
a i
,. t J, '.
, :;.r ; a
.! :.f y ;t..3;
- C
.y *i LA...c t
.w,i.
... o.
n... : a,. 45 i
,.,$; f. a..!
e
- 3-vi... i, z *!
.uec ut.
.c,.
J '.'.' 1;..-!.e v i j c: 6;.,.
p. Q. 8, l '5 4 8 5 n ".,j, d '.
gd. U u,e. y ";.n.it u,C'3.
-(2 w *j'-3
'. I.J.I? p n w 4 4,e;.. h. i,n T P..o " ?;.i
. tr. M !!
G
?l n TI j.
J U
. g o r3 e: f ".f* h.L i y j.:
- w. g.'i, J.14 :f. 3, ;g
>Og 5* ;i; a p
6 3. g...,;,, a w
,,i.,
v g
Lt.
g a
r -
d*
- Q
.o..f. f4 e3 e
.I*.,.d..'4 '#
c r 3 3.si,y la.. 2n 5 " o.p u.e s. u..
.o < >.o. n. o.
ij.. k 9
s.
g
.s
- ...s
- .. n, 3
' n ?.3. s
. in o e.
-- o c b -.
o.. a
- a.
't J. st-T. o., t.3 o
-w 4
r,
< q 0 +g 4 4 4 4og te. % 6 :; s y i
'.1 S. - 9 g '".' M A '. a d d ' t W, d ' d o
.-=.4 i
L d.;; U -
2 U =$.ti t.
- ~ (, s
.;- M e4
- 7. *y
.4. u, m..J T.4 rs s..t s " ;. i. t's e r i n.. lc..f t. o :.9.
..it ii..e.* I. - c A *J
~
e.
s ri s, s..:1Otaiir E
s
.c s-
-:.u
- i.)
r t
- fi o
g..
I. $.m a.;!
R z '3 9
^
U l '.)3.,
=;
o ena o
m" ::
r E -
L U >T.
Co' a.,
Q C*
t l
.t
. t
.r.m
- u n-L. :
'3
.. ~....
S 4 -
e
.w
,e f
Fs
'.1
. L-D n'R 0
i
.U o 1,
.m
.'D ~9F 1
j 0
s,.
a Y
g.
'i -.
%+*
- 6..
- i r k.-
t
- o-
.e
..g c
M e
e
.v.M.,
9 9,* g. ken (N
e4. p..
Mew i.e wk+
e
. a 9.e y em e.ww peg geo..
.h e, e.. e e
e N
- h. [ s
^'
- A^'
w,_
~
qf '.
g f
m,
'"5' 1%d..
r-
~
f 3-
- m. _. q y a.
. \\l ' <' '.
L c
4-
- ?-
f.i'; k 4
<t.
9 J:..
.em>
is en o o.e es **
g,.
> > ao. e se e4 ~
es n v
6,3 c u u w d 4* es
.o u s.u t
% gr ha ans era en 63 ts t
.uuL 4 O h3 kJ b) L& bI ass k) h3lJ4.JL., u LO.4 43.
h3 Q k) be 47 4 j'.
ag o
...S.,..
~
u.
s 4.r3.
..w.
...".,4 r~.
s.,
.. g o.
... is....
...,c t
.....s.
e-
...t,s...
..cs
. a
.s
. Le i
. et t-.
. i...
.s1 l.J. *...
. i.
sw 9 : : :
It*
l l l **
- ca
<3
.-w : g :. p 2..
e,,.3 s..
I)o.
. yH.......
1 8 i'.. i.o.J. % : *: ;,'
0
- o
- ;,
ip..
1
- t.
- 4. 4 li o.
s
. oo...
n, !! i' o.
~
I..'I...
j :
.l 'I 4
g u.
-.m>
u
.Y.
- ;.3 s s W ': : :
I '.Is
. 78 :
0..:4., n* 3 :
(,.
,e
...,.o,,t :., S4 c..
. j -- l
- : : :.,.*. 11 :sk :
- :.,;n.
u :
. s...o 8 "e i
3,;
o.
.a i -s
<4 e
.; d...:.,. U '. _: :. "r,
.u F,'.3;
's l':
e*
Mg
- - l*1
- ', ;
- i. :
- .u : :
t.'
~
..a g
s,....,
a.,,.
s
..-=4 N.......
.. w x,,
.p n
- 6. w
- n.
.u..o g
. e..,
- e. s., <..,: *l........
u zy u o.:. :.:
- 7.,. : *.., J l.
..u u-a
'l:
g
...,.an..,. u., -
e,., j u k,..
e,.. :
.o :
i s ;:up::
, e a.. ;.. - 6.
o.
8 a 4,
..,I o
4
~
u o
}.
. -..u oa ;..,.
a.
. t.s.,.
.u
.a
-d. s..'
- ; d.,
3
- n..,
s, y,.,, *u. .,Att
(;i.
f { t..,
d
.i.
.- a
,,: - :.s
- ;6: E 4
. E..*t s4 L4
.t
- ,a,,;.;* g' gf
- ~.1);.-
3 i g.r,. ;.
n.
4 1.
s.sv...
LL. 84 y s g a.,..
j 6
o F,.
- 6.,i,
o q y
G w e.
- L T l; s. $ u t.
. d. *4 y s, n. s
., U y t - ~, ~
.n e' u * " '! n.g
,-l.8-8.. J,/
- I' 7
. a :.
v
... t a
j
!D.l
.d '..d.e.
I j p d.: :
S Q
0 8*
/ '!
e p N :: o ;; <.
. i,,
- b..i.h. n y : Ou u53.n o a
+
- .s.g n p*
- 3, ;g O2 U, f;;% - :n. n ga.g s.'. o..,. p.
i.
4.J
- i U-
.4 64 4
,, n w w$
, n.,
2
,y M,
e co 5 art o n
- Q 2.'l "t t...
$,. b 4
.c., N.; ei es <.I g ;3, 44.e.1.. v p v. o. u a3.. n o.
g).I.i was. n..
.: s u
o ) Ad ;,a 4 oo
- pn..
. o.4 i1,
a
~ 4 5 0 'h,4 0,. q.F p.;*,
an 3m J. ; L y 'f f 8 'i',j. {! =g 6's O.,I i.l '.~.'. d d '. d 4 : I ; fj/. A d
-- L.J -
c.
n.
n
...s y
gd&
4
(,.
Jp 5
=a a: m. Lg
- . p U.tt o
.c y~
3
- .; y ^
c4 c.
s., - < 10 6.
e.. : 1 A o., e i e2. pf....-,e c... ;.- r.... n o a c4 lE +2' u... r.:
r.s
. w.=.-
Zh=h-u 4 -
U)8 g.*
o o nh P :g )j rl4 Hg.i $
S *!
4.s S* o,.
.i p
EE DCN 43
')
.l f
- I.
1
.6
'L
?
i
- g -
e
. i-e D
D OJf 1
) -
U '. k 6
,W g
E
- .i i
+--
ke 4
s k
9 M
r eA i
n j) x.-
r
.o',
s g
- - - + - - - ~
y,_
~.
-~
~, (,. ~ ~.
.. ~ _
s e
t tp f,"
e w *. %
.c
,, L c
w-
F
.t r1
\\..
I t.
?
t t
u o O E u. c.
uy A2 3 A.
e.4.e X e w.
. e. i-e.e. e-u e.c.n e. ~J6
.m, m, u og,. n ei ea n,
et o n.
i n) n.o.r, v v
y u s.
v La
. L e s te u u
. 3 =v 63 u u u
- s. U oou uuuu u
u uuuu uu
. u g
4D...
Q
...... B
..O e.J.
- 6..
. a e
m d
e
(
1 g].,
()
. "J e.
,8 gg g
s~
(*l 5
,3 47
.e 88.......
H.
E.
.i- - ' - -
O
. Se oi-
.d a.
. Y,
'j d"
. ts. -...
g *...
V.t gs g d.]
...3
.0
- e....
,, 8 4
,j..
. ' ~a * 'd.
.D 3..
,u,
..s *.
- 6
.f a,
43 3
.u I.}64 ld.h
[.j.
- i(g 8
.) *.'.:
- e>
,t L3
.g
. +*
. s.
u
- 3. I a, o.
. g g '..
a,,.,,
...4 s
. 1 g s.e
.u e!.
e
(,
- S, }.
.s
..,.T..
I. L
. L.
.C d
t e
- jg
} ;o sj
.]
,,,1 J
M. g,.
. a. a..,, g4
. g, 62 3,
6.
. s ;3
(,..
.g e.,
t.
e**
. ;J 84.
- g...
.e. O.
~,i I
..u
..r.
.i f
.a..
8
,j
. = '
.-;. o.
.. {...,. b.. -
...g p
(..
. s.;
n a.
.4
.. g
- g. f f.
84
,. (..w.
. 4..
f.
3, e e.,s,..
Dc f2 8 i
.,6 g
. u 1x
.i :
.a
.r>
u.
-.n a
,/..,g.
...t u.
4.
6,.-.
.n 0, 5,
4 u
j. ~. =. s 3 :.
4
- e. s s
s c, u '.'a
- y.,..
- g. 3
= y.
.J
. = ~
s,
s>
s a ',.J; d
.t.
b.
is t s (r.
e.
.()
s..c g
s t....
l3 +.
a 8 J 6.
.. 3
.u.
,u o
.: =
3
- O O
3 44 6...,...,.
.al.
3
(;
c.
f '.>.
. -ce
- a..v, s.
e C, ou
~-
.s
. : 9..
Ole
's
' l.'.
' ; f..
,.3'-
- i r.s
= >
.c.
L
.o.
3 g a. *.. p.
i.-
'. T.,;
1
- 7 ;.
.h!
. g _,
,o Li s,,.1 !. 9'f*.[' I ;.
a s.
o e s
-...f.
C.
M y 8-.
LL.
!a p.
.i
.~.a f. - ~ Sj -.
, *J a
4 n
.c-u1i d' <s !
I.-
ro
~
o v2 '.;.,.
c; 4 ;t u.
8, l 'd.1.; P, 2 Ei o. 9. ~*.l a :.
L...Ia
! c. 6. d -
l F..'
d.
..f..g,,. !.
n
- e. u L.
C a
. r.n.
2
- - no
.a..
n.,
e.
s.
f;,..
t L1. J.-
".'.:.~...or. . b. e,4
- r. n O 2.E 1
- W (1 [i n..M s
3. ; *.
J. 1.
4
- 6. v4 W ee. a 1
- Q.. d.M.:
U Uu:
L4
.4
.4%
()
'). g.3f A; g g n '4 a ' ", n w
..y N
o
..n o p..c3. n. o 3 t tnZ' ei e
d -J n,3 p,;,;3,j.3. L. t6....:pn. v.,g,,v..o. n t
e r.. -
n
-<<4n
+. o c:
~ c D e* i3 v a,3 y o e,.....
,f,....,
NbgG bI,h{f L.J
~..
e fa 4
'd U = c:..'I' Jj
- d li '
N
( * 'c; * *
' *.*
- 6 *
- a a: e. L a ;; t ;,7
~ hu =t.6 a O-
.r
...s t..
.d-c ei.rtani...a n.. ;.* e 5.
2-06.
r a n es
- a. u
.s u.
(6 u
.....)
rt
.o Z $. i ;l
" p% +7 't il f
4 N
5 Or g % :4 M.f '. i.
2.=. o.,) u.J
- a. :
..g a0 Ou>
y.
N 4):
OO r
t s
4 i
D n
D y
I S
4-45];
_a 4
L b
90 t.
b u~. _
n___
... ~,,. * ~ - ~ ~ ~ - ~ ~ ~ ' * - * - * - '
~
~~'**T
' ~ ~ ~ ~ ~ ~ ' " ' ' ' *'
Y m
J s' 1 :-
L
M,
.ss.
I
,M
. c. -, y.
p', t i
. b h-
- s, w
<r
, t:
(.
..a tr.
s f
f, 4
f.
)-em>v
> > t-
> > c.s e, ca r.
w to o.
$ GS af) ef4 ef, u "
u n u 8h.eeeg,U.n.
e3 n v v v
N o hs.
s.
63 A h3 L.u. o v
.,., v
.y~
v uumu o
g-W W EER,
.W G GB h3 J
Q AJ kJ bd bdh4 8&he ha h3 h3 hk h)
. 4444 4
2.
d
.......,.S...a
- {,
o y.
.,.. u
..j, g*
1 ij
~_
!.. I. 'd :. - : ' :
- .n ; g l,J!,{1 ;
s.,;-
it : :
- 6:
- 1 -
44
- .lI'
.: v i)a : : ;
- o.
.u.
..?t. Il
- l l N.. l1 :...<
3 3.8.s.
.e 4.
rs
- j i i *) ]
..-.,.D i.
I g...
..o.
8 4
.a. a.
o. e
. _.i
.I.
sa -
.s
.~
4 M*, 84 ir!
I-a.:'.i
.t..a.) w i 3
- : :o :I'l'8.:
1 :
.: i a
Le
,j
. n,, i u.
. r s.u.
pj.I..-. d-
- 4
...I.'.'.... i..3 4
...i
.)
u 3.
.r-
-j L.e L..
-o ls
.} "
,4
. I1 g
..j o.
.se
,.,.l y... l, s.4
-g
% a...di
. e J. -
o, 4
sq
. lE (g.**,J
.,a, 33 r*
s.
g.
L...e 6.
e
.c.
g.f.
.3
.i d.......
. -.u
, -. rt
- g_9,
.1 e.
g; t. 2. '.,s4
...~.4
,.. g;
.s
... ~1. g J. d g.:
.]
u
."l e
..,a
., t,o..D.
..e
,.r. s
- 3. w a w. e'r'e,.
. f-t
.a 1A,-
, _i.s....
- e,, g,
. t;.,
}
! il
~w
.,..ao I TJ T
- O : :
3*4 :t>
....e
. ; h. 3. $ ' d u fr. 'O F.:.
. d.. -. 4'. * :. !.
s
.. n
'.L.J - !... s I.2 lt 43 18
.i :.1. s *. 8 n.a,
.,l '..
e
,l u 4.
d....
....s.'.
.,ss.3
.6 4
d.. W.. +. a.:
4 g
a a.
. yi..
8. >.
-S.,. t e
.u g,
o.o. -. -. o p. _ :.c.. :
4
. '.. a
..n...,
"~.
- ~-..:5,..
- ; 4.i.
- :..
.i
.,., s
_' j,t..
JI.2 *.* p.xh h' - ! !. a
.{
'1 "I'
U' EI 5 'l; y d'.'*
- I~ .'#
'. 8 j Ik.. O 4 'Y.. l*
8 Ap. Q.i if l. 8) e. d' r. '! '. )m.n i e' ; d w *88 er J.:a,; 43 s[g W:, J,.f. I' y, r.
O f
-1 p.. _ + :
- *. ' F. !
t
'!.';*a M..
l 4
. i -
e c.!!'
lie b,g.. u t.
o Wi
.r n J.
8 y.
u n. 3,,b ;;t l.
n ': ;.4.,..
yp*
- ;;. 'g l.
g-j 4 li-S rs.
- .j g.l e
J
+
[. u -
o a m.4 h; 43. J :e go * *. 4 4 :s p 4 4:,., t, 5, y a i, g.y. ;.:
rs orr
. p r*: a 0
OO g.,,y, 64
~.
e n ]'3. ;p s
- LA=
q h..j., g
- s. :s
'g
- 3. *!
n.J * *"
..;o.
- 6.,9 3*e:
M...:p, a
. Q i.
,?
"t p 3 N i
4 p,. s., p u..u..in p >o..c: es o. 3 g) J,. i.. i t. c3, n.,
a l
..c. n,[
g.g,,) q; ;3 c,
oa
.2 t-o..,
.3. o. e f-p,,....
- '8..
C s.2 4 [* U *D Md ]3 li f '*f ! ' l N. (* =N 6 8 5 L.J 9
n c..
n 3
i fe NI dh*
a
- o o e 11.;; v..n,..-..: J c: t.
m O.-
n a: m t
~ h U u n,4.
e i.i;.. n.....n a.
p.
. c 2.,- n 6.
e.m o a sn,o o A.o. g.n.
..,e u
,i.s
. t,.
Z x. o.
/. $.,
% )'.).s f1 !!
P z y.7 -l1 4
0 04~
' h
.J-M M
R a
M M.J.a g.
5 s
7 w _.
,_1"
/,
1 1 0 0
w i
@ l'
!)
d j
i'
.;{-
J 4
4 g.
5h r 'e b:-
,t
(, r., -
~
k
, g '
$.)
I#
[e ct lb W. m p.=
&.4 g,.[.,.. ; 7... -...
-.... A w.
'. m
-.S.
U 31
-l i
- (Y, g-
{'
9-4 g
g q
5
.. t (..
. m...s.
..s.. m.
t T./
'.m~....
- u
..4 6.
~,
l
., n.
P,.]
o.
s.
r.,..
,,,,,s..,
r t
.f ]
.i.
..e.
. i
- g.,..
[....
l' n r'r.,
,. ~. i
~
an f..-
4., o., l.
. j..
I,,...
l.~.
d,,. :
( ' l.' l i..,r,
- e
,a se
)
- .j
-. e'l, 4 ':s h
'o' i
,e-
, f..,.. r.
...g,..
t.
e.
.=9 i.,,
3, 3a N.}
ti
,e,,
,r g....
rt 'r' o n
I-
~
... t e. :
i,,,!,,.>9..
ra.. u.T:.,I J
'I.. ;;.5.!' L !.!
5.::
1
, 'l c e - -
J.., c:
n 3
,1 '. '.
g 4 o s
I O p-f
- 4. o*. *
. f1
.. l'e. ',
7-
'5:
'o J. T.: n,'.'
"8.J
.I Or
.....n n t.?
,h **. 1,!
1
. c r,
... I
- j
~].
n.
4...
t o
...,r:
f,
,; f.
{
.,,. y i
. "p:,0
' o; s.
r I.
.. g.: : :
.. I "' f.,y ci $t 7, '~ :-
3
- l.'
r,. t
- e.
.,.5
...n. i 2.,'
r>,,,- [.,
5.1,, ". e' 6,;
.4
. w. -
i, j
3
,a, t
- - 2
),,
f.s :.,
d, pe fi l" /1,TJ.
l
- ,.m.
.. ~....
r ji 4". : :
s i.. n.
-F., I,.
9:. P.. o,
I; e
s m
- d
- .:.':l fl i
rit.:(
z 2,a a !] S ",rsr1 r! li :! i i x T. s 't ;., n l
w
- t., 'q i
,c, p. 1
'l ej 1 :j 3 :!..
9...". O M h,, 'U h" i.
- !. ! p, ei
+:
' 'i i
- r.o, :.,Ir. :1,, l
. i l'...
- t,... ;..
f.
il F i4 n..
, r.
So n.
- s ::
. l...
,d.~:
- i.,, i ~,.1 ;. ; i,.
1 p.
f,i :
Tj !. y' *; J,1,,,)
y.o O
,n 3
..i, : : :
8'a
,jj 3 ga
! i o: : : l:
h "l.!{
-63.,
..}
- .1 i: p ;! c) e.r r..*.
.:[....
r3 -
i t.
- p
. ':..i..,;,....
4; !. '1ei
,, c.,. !, '-..,
.s.
o n
M.,:.l
!...2 e.4 I..
t.
e,. Je J
ri
.g.
q s
3 n.
o
- 3 n.
,i...
I,.
-*.8.,.
.lhi};i r* q :. t t f,
. n 1:. J..
n n
e
- ; e,, ; r.
- 8
/
r.
r.
- q.,,. 5 "4-r 1u
.l o
.a:.;
. N s
4
.a,1. : -2
,.,s;,9.!/l:-!D*3.,rh.. it,.a j,,,1
. c e
o
'I'i.p.r;'.j::,i
. i. '... '. :. - t....i. '
a...
,i e
- 1 n t. 9,1 1
',; d,.14 0 : ::
- ! 'ii' i;fW '~gj.'y~3 ei
- ;I ti I, 4
.a y, 5^ ;t.
y
.;j'.i 14A0 :
3 4 et W,*] 3 I
.D.y
- ! J i...< ,y,
,. Wet..
el i.... fE:u:
. *. :! /: a u
.i
.. : ; r;
,a
. 8 1 r-',o.t gl !! e :,;l 8 d*
- A.1 f,' I
.I 4
i
. <1
'.,: += t'l l l $
<t On II e..-. s.'
- r. - 4E b.. ft n si i.e
". T,..r.:,1 b,n,:.1. T lJ,T2, u! :e] 't.%
a
,.,,s t'
i.
o ~l /J "1
7'. M g.. ", o J:
s w "c -
s. e. 3. M u 1..,3 -
.o : t i r i y>
4.1 's d, s M.:2.s 3.
f, n. l g p, y q
..a s
h W
M dnRdM L: '.J.tf
...?
v e-.,
h i
. by
(
o
. E
.. O v
~ -
m.
- ,}
q fu u
0 uvw
.J
,.,.,..,.,. g o, u,, n o,,. n, o, m -
.{
4 n.,n.,,.,.,,,.,,, h.
44 er, >> h7 a4 14 t,...
as,. tf3 6 * *.....
D......,
oc,,e on 3 sq tr
.- y P
', 84.O GO 14 44 'O 'O 3%.
tv tu I. ?
nf3 40 b
es g.
y as 8.
,,. r,
.....,, f.3.. l
..... c.,
g, m
,.g,..,...,.....s.
..c.o y
i.
a.
.,.. n..,,
r,t c M".:,J.: c.l..........
.t.
g
, e.i
... %,, s.
,)
..a
.o
,i,,
>1
. n...
w.c J o,,,!. J. # 1, :....
c-y
...v
. c,,. 3. g..... s,
..o..
. h.,. r,,
-...u.
..n. n,...
3.
,5,... : c o
....r.g.
.,;..=."..n2:...
.s
.a
.w n
O
- c..: : : ;; :t.
uv.
. ~..
. o
- ?
3
- r. i.
. u. e,
4, J
ri...
.,.,.,,n a...,
n
.,,. c o n e p.. *. '
- g...
G.,
9 I
,...,...,.c."
o
. n.. 3.+
.. *
- c...t r
-)
.,r o
o r...
.,)
.. % a.
. =,,
.r
..v.
3
,o,.
. s. a.
s.....
- ..... :::':*.f.,.1,
- ....u,
.; n
- s.. ~.,
- v. u, 1
.n s.
.n lt*
.a
. ei...s:.
m : : g*:
.. n :.. va. c q..,f c 0 o:
e.-. :
i
.. ~
e.., ". : e..
- . ~., :r
. n.
ri
....,.....*.,.i1..
s e.-, I
).
L v r.fl,,, l,...v.. : ' : ' ' r.-i.
- . "2 : e":.2
.,c; n
.e es
, +....,..,, '.
n 6o,1.'!
.*.c i
4 :* s. U..
r.! : : ! " : r i :*.....,. *. "s.i rl j :i'i j.:. :,:. : 6 :i. r! h M:';' 't a i
.1.*.
ls
= ' a."" : : s.t a.i, g
- p
~
e :
'J.
r-c i
p'.] i !T Mi i i i !Mi M
16 ;< h i :.E l i u c i ".i,i,.l: e l,, n g !
a il r
- 1, :,. >.. ': n, ?. "n
- 4 i. ". :. 'i n ". 0. '.. ; u. '. :
il r
' l, rif. :
- .g : r. , : D.=" l* "i e.
'8 :.
i -
- .v v
- ,..i,*:;a ;.ar 1
n..
9. :,? :. "': < ~ f: 2,, ;i
.n..p I.
r..
- : : " i. !.,.
- nn :
.n g,-
n a a.:: -
f.::
(:e,,9 : j i. i.p; pl. J. i l.y lii!j @" f..l a li t.!i:; n.." i '!.)r :.
.r.
i
.,...,:o:
. i.
. :.. '. c.
. o
. p g : Lj ! a ti, n=,. fq.,
. !! a :.. y.., q: 9,. l7 Ln:
e l
" J! 4,...
e
,s'
..,p--
,,. e.-
! r-i g.B. E E : R R i. i]. p: u g". ~
= -o r ~.
vi o., * ~
n.
k n
i N Ep 8 9 i
n1 -
M i?"o.!,! p, : [,0C.,..,...! ?
,8. r 3:N.,J"jdi,d,,".,%.i,!@o.
1 E ! T. u e. '.t
".. ".~, i r o r
ve 3
a r-3 e
h j
! wa, n.,c, a.v g. ~.,..., a,.,.,,., ;. :.,:..., :
o o 3 o - 3,,,,.,J <o, o r
en i
..:.. q
.,1
, o. s,.d. o.,.n.,,.. ;i4 *(u d 3 6 d 4 d E d d n 'li ;p d did y; =;h d il d o s dad d 4 ooo
. H.,...,4,,a...
-n
- e.- - - - - - -
.. ~
n na--
t;t i $
- .iclili!.fi jd
- d
-O o..
.'. :1:1.n1 r n nnn
-" ' J :.:t n a;1.,.a M o n n:
1:
nn ep*J=soo n.f:-loaram r:r:
.v-nn 1a es tc n u nn u r's u u o c omma A A n
o ano-
- U, '
- -Un3
- y. -1R 3
- t. li m a
- 7. p h 3
R3 W
- aqma ugn
.a.
y ynn a
5 un 2 n..
. d '.
.uo n
.w 4.,
un uc
.O{
v..
,-tX' s
2.'
e g
,8.-
'.,. y,
@1 g
4.-
' wr 3-o e -
g,
- L
, t,3. g.y
,; 7 y ~.
w
~;... : :..._
~, - - ~ - -
-. -..... :. _.4 t
~
y,q.d<!dri 'l s p,
,pn (y il n N.] (, U Ur, re u
.,n t
.!1 i s.:
,, "0 ;. g :
~.$
e
.. t,,
6.c ;1:
4
.s
< n.t d
p n.
i nr.::,c-
+
p.l]
t.
h E.I.i ' ' s, :
g '"r a..
.;'I
~
h
t 1 'i '
'8
- I '
!!L i)l
,..,k hl 5! N. d
. ?
'.r
~P b '!n o. _h d U
W t
I
.t w ;, "
w,, t.
~a
.u.3
'.. n, I 'd.
3
,; s u*.-
't Y,, :. !:- ?,v
.o l T '".'
., 'd na
'". E. A
.p, d, s.*1. ;..! t...e, y,. :,,, ',:i ;j t,,.
_; L.,,; -
t.er; r
r
- ., -,, f.
,n.*-
l
' ',Si
,r...,.
.,t
....n.,
p J:,,r* ~..
-2
. P.
-g n
- r. -
p c h.,1 u
- n r,..., a >> a.p
- e. -
e.
. r o '
8l ",
,s
.e 44.o s,,:
y n
4-
,c a
.-,1,/]
T
- e. u,
, i, !..n,.L. i,.
--1<
3
- 4, y ac 3.p I
- o. e nu n
. I.,.
,a.t "a 0 d E q,b '
e n -. et o e,
~.t:
- ;' 21.'I' U ls.2 7I #' '9 D. 'E l
...Iq
- r. d ;1y ', y n
n d ern - e' "8,t c'
D'"
1 4 n s :) *!,3 y o 8
- . ',j u
8 [- l':l W Il r r::,$ p,4.
o.,
r:
o a _,., F.
,n,
,, *e: !t y
.et c>
R s n-f ! f, g.,.
.. ~
r t.
.2
- r:n y,
u-r
- e. o ;, t ~s, R' u.
- q
.a. n t ','...~-!.y M n.
,J (4 $,.1 u.
t f :' r j
d :'; y "2,g.
- b e,l !.
'i J o 3,.+
.,d 3,. <11 $ ![
t
. I o "r.
I?:n: n
- s. J nl g
~
4
- i U " " h 9.3
.Ii d! o1. :.8 :: h,i ; o.},
fI
- i I; "3
.n J
w,nl f,3,,N, i, ' I U N,, 9.
- et o
.0 I 3 I
r n,p, 9 r; r.
3.
,.. !U-Oi.
p,,
.< <- El.
<<n n
P, M,.1.n. . R ~8
? y L,;
a y,. t
'u.
n
- ... : t *...,.av.}s...,~.. p il t.. -
,, li, ",,.r i-a n
E G.
n<
n.
n,cg a. u JJ ".,i
. },,. y e' n
.t a
.c, a., s.,. ~
r g
,4 o
r n,.
a i) u d" gg s i
.n *,...es. n.; :s u b, *j 83,,, u m,.
M... n,. "n, a, u" a ~, ~y,., a, ',,
,.j' !.M~ i, n.ti.,., M, a M.!. n u.
- -.=
4 e
-gn=
,a:-a n
a a.fi n
. W-.
v, a
., d
, a.. n 3
., j n
"m
- e.,F.
1.
.; d,. 31 t
...i.,..
n e
. ( r. fi..
..,. i f
. Q,'r[ d,,
o ]u,
j g f '.,' R 4 c...,, *) 3 a ' n.a,
- 9.,. r 8,
[.
.,..? a ' r $ '*1 r
,7 ele.h}_q,,.4.,,)a y.a s v : eau U.E.
4 ;; ej
,, h i, c
- s. n,1 i
a
- i....,
n
-9 s., o, =wqo A.,
f '.M, I
p n
0, # v, 2#
c.--
(1 N !),7 /:: 3 e
n o
c s. 2, I I' ' l 6) on D
D<l n
a, OV JL y
g
- y.,
3 A
h
=
0 tS-
_a 1
o n
d 9> 10 -1.,1:
m a i; $ 7j, 9. 3 ?!,M. H p.
1;1 iU. a U. 4d s, a i
- i H t i.! s i.
- , M, 9~p '.
d
- . M 9.g Sn.d..
2 s
a e.,!j w.a.o.3 n ii n,. N,I m,, %,.i a s.2 4 m.
E
.a y, t.t, n.sd,.v!
o.a~ n egen nn a
e E.m e o
, a.gw t, 4 e.s,3 1
,, n s
a.pp;ul5; a q h,x y a 3 3., a. 1 n
p
.r.,0 e.u b g
n n-dL a -
.' y.,, 3 a,.,3 n !; :c'
- ).a R y, f, o,
I.
p - s n-P rg e a
p,. Pat o u o
.g p;.
4 ". :. ;l :r.a.. ;
ud** n d 'r t.N,!U-N rs.
ep 3. >; 26
%iA st M,, 9 a
. h,1.s L'. M,
v a.
5.2
" T S.9.,h.;~F %, h't e
ej um 0.c i o
a m 't ohno
< t 1. s o).,Q 'n.,s,
a o
u i.'.
n.
n
- ,., 4 j uo.,. ' a.g n
.~1 o..s y-o g.,
..'l*
- s.. l i > <[.'
.a t.,*. i
'. ~ c.
g *, j a. g'1g
- l-i., f u -1 5
,. u l
.]. ' i..
o g.,
{ /t b y .,
e. 8. c f.,]. [;l 6'.
o "4o f: 8
- [ ;y 5,
,q j
J, u, u., d P ;e.1 o I. "
- p. 1.
q ):...
+-
- i. i et
.o
,., e
,; i,s.,g.
'.o ","e. i 1: c: M a t g.?.
.n +.
t 9 F, ', y,,' v o. ' y
. b r.I c <d g j 4
,. h
~
q J.
:t
=
t-ts :3
- l a
p e s;,. ;, u !)
,g :, g " !.r- ]-
o
-f;.. : (..,..t., '.
t., f, y o g !.
s, f.
- p. j.
C '0 f'. o n-'
C *,;<> 4 P n
h 3
- ~
- f. '.g., E' h r.t. :/
i; U 0.t s " M 4
. - ~ q, *.e
,C
.]. g no:
.Q 'r '
a tj
"." o., I.:,,.
u, ; g pJ.M "d, (;. a n.f,.
}i }I
"! 0 :0, :.; p C, d.
"!.l'i,"j.I43'*Jh.,,Q,rtf:. p1 J r y 4, o., eg g "r,
e 1
y,} :,t...,.( } j. M.;.
- p de g
y; g,p,n,.,n",,,
- o. d,,, o j;
q,.9 u.J.,8 {. f.
ei.p
.. P
.t c e
f.9y P 'dE's :s(I,g sy r:
r,..
gj :' e,,s.y.
et 3.,.,,.,.9. j. { r., g
- . 1 ;,, -
y 3 K f.rj a es sjd ti g;
, t h',.n. n.< l r,,. -p r n o.u. o n
. "'i8 5 0,;f, :." y.3 '.I a 2 I !r 3 H 0 j d ':,1 4 '[ a o9 r. t f b I. l 1,h M h a'f if.fs e n<. > O ,hh! f,. "" d 6'- [n'. l ,i!, h. )n j hM #[, fy Hil a,. ($n ++ r.),. e< a.n..r,,! f; n..,1 . rg e nrj !!,Q,4:,i yy .n .v., u r ,.,i..#',.r, 7, C.. e,J '1, d2 U. e,q ;. 3 f n n T.; - I,- 38. ef,'s p.a'ij !s,jr g <q={ ':,'.g O /I. ; -) (q .on-
- 1 i
d M p.
- 2. : jd'
-e 4 ,t 1 t:. ' c.,.3 e! -rA T ij d *M et n r, D '. e, -o9 3.m.- ,t c e r l,,g .t I ', Jan a n,1 e,.. u -4 ;n ,,. i.i r3 e. d t h m ii; o rs s. - m,e o? c: M 8 5 t3 i3 :o C E M E"3,g f,, eoo = r n ,s gt n p n n 9i +. s 'j'h r4 0 5. u s
- ss#
n o ,,U "T 4[ 9t r.N o o 8M19.R'_4 d M o d
- 3L.EEk,.
- . ~
,d U M!d jj 1 = is o' s. o ss H n".n u f 5','. .,.A 4
..w y ..n.sy ..,,. c. t .n t, e .I -~ .~'-._..?_'. . y'.. ,t m .h ..y.; ,. ~.... n a .,.e s .1 a* t*
- i,
/11' ; i ? / T! r " !,-
- p s ;.,
.,.'!I1,. ,f.~;h Oh U ft t.ri.,. ;,,,.., J,. t'..,'if., l i.j .. i,!. -,.. p..,, ' I * ;-
- n. t t o~,..,
, a,. 0.c.4.r.,. ,..l,*. - q . + . n.,,, . h, ,r :..i.a..i a. :,,.. f,.,,.,, i.,,. i. .,,.r. .2.- .4 ,.y ... r.r ..s..,s,a., a ,!f
- ' h. : q.,
.n. a r. vt.sl e,,.g.:. y..(, f,,r.:! q.- .c. r e.:s1.:: n t,. 5". ~.:-i m s 9 ,, i s
- ,~
- 2 a2 2.. :.n..)
.a. - ! :, p. ;s. ;,;
- n. ; #
r-e, r,, N.3-. n R.n,, p,,;t. n,. ;.yJ 1 .i, ' > A: ~ g.. I s- .,. ~ ..3 i ;.!..a.i,..ii. r f c. n,- . i,, <.:,r,. b,,.. rr "'.. t t ,- 4 u l.. n a, ' ',e, t t; .5. g d.. 1 M., a. -v..,, ., :, p., s e /,s i.. !.. ,l ^ );! '; v,, si, e,,.,,9,.il. s i e q i y, y,,1, m : m' :f .a 1 r ..r.. t.,..n..,. - 9..,.., r a. a.r,. - 5, 9 9 e T',3. h:.n '. ",4.u f r, M. l t,- A f. :.,,! 'I..i,.: d.,1,;:Tl J !i ". V.' i :j,.a,.d ',,'3 o 2 , c,. t,3 o. e,,
- b.., rt, e
- q..j -
,: y. e,.g; p" q r n u v b
- t
.. r ~ .M; O.; rq !! f S/.e.3- .I.l! i ,J,.,r: d.,. ?, ',, y o" 8 3, 'J F. g .t 3. 2 , h,. .s .a y 2 g i, t,' !! a' J, . n../ .,.,.., ;. o
- ! ". ;..;.,., s,.
. v. o =. v ,y, i ;,4 !! ,,.p '., r,,., <i. r, !
- e o T, g, s{ l. 'a i.
o,. o n r r. ,. r, :. ..5 + t
- dr r
- ,;. g.
. s *n -c.. s
- . u,); n q
a
- . 2 n
g , n,s,....y, n n .!., i.,, .a qpn .a .!! h.j :,,,..,, y;;*a.ii U . r, .. g., c: o e.
- , i.
.. - }. , : 1 ~ d [. l.. a :., !N i..,. Aj g.2,.:',H:f,}.])c. : ,39 'ji 9,R 13 M I ... ~ f'j a * ;, '.. '.t :p u q.,/
- .:r3
.,i.,...: u,s } :..:!pP.[,:..:d,nyv,,,. 2..c.;,.:,,.".c i ~.. u. 3 m...c. .u...,... e
- r :..r1 1, t.,,
..n, v. .. p.,., : r.q,n c,:. >, c.
- 1 3.,3y I,,,e.I r,g " e,.
,.c,..pl r s "3.., a, u ...! p. g 1 l .rs .g t, r.e i .~..,.us..,. .o.: .i n,
- b..
'g., p., i. t. 'il 1: 1, .e N U,j, !! O! $ 2 M,,:a,,., u e.,, +r. v u,n. 6: y:.: a' ','. 'J ! N i 3 C"' C ?! 31! 5, I; j q . y. .. v'! 1, ',.? 4 h d 0 .d - o., n. :. w,, t i;. n 4 3.,.id.,t. @,': .n, r...n.. : l !i,.' q".1.e.l 5:p: ., t.. :. . d !! %...',D..' . a.1:. y a .a. a 2 dii.tl ",... n J! u<,,.,1,, !illi !d..! , R h ih1 Ll 0.ifN..i,, y... A".. e, @. a r n9 r 5 J. n 4-;; m. liit! jj jgiTljjj 77' o 1 D l u . a' Lv l Ul ni c -..n1m1
- e D A
d i [ g g ,, s . u .. a. ,..,,,, -~ . n. o.:. 1,....,, .... c, .. - ;,., c..".,t m,o .g,. g a, u ,a, e m e, .s.,,i e.,.;.,. - s., r. a,:,.. m,,,, n.. -n - p.. n,1. u.a 7 a >. 3,! i , m. %,3 e.e . p....* u <, i ,ce: :. p r.,.m,.. - 2 .o n, y, . 1: y .g :n;.. n., n q.o .c s ;. a,,3 n ::2 g: ,e,.,:,, i .F ?;.d b. <...N W;t;4; yen r...,1 j;; ii n e g d. 3 g,a 3 t>> ra.w ~.g .n. r e 1.. , c."n . h.2 r. ; w.. o., j e,I,. a., j a,, n ;l, .;; q ;w,y a:g e. +. ; i.. e y,g! :; q ., ;: 1 n,, a g
- o,.
,,g e n .4 r 1,- u,.
- 1 ]t
-,. ?, " : l.,' c.a n :.. M,./g,i ',.a u,s, a
- p.._,,1. J. r, <
t,,.- :.. - - (,,,.', A J .s. s c et.3 g.. e. a o. ,s. tjgf3..., s {: ,...,g ,. g - . 3 :, .gi p.,oge ~3.,oj e' y e ~, t
- r..r,a. p. ', g g
,g. } o t,,,,. a., i, c,.n.: . '.,2 *t ', ;, ! ! m. r.,.- .i :. r tt p 3 3 g.. c - n
- 3',:
}.1. .,i, y i. -3t .o <. 8. q,- .,r s 9,. +3 .. n., J j . I ad ,f. .l ,:.,,, i l -.i 0 ,:,.. : 2 A, * - it. .o . r ~. r. .,J t.'.,.t .; a ...,:. m. t t - o. .q .'.'.,c.'. ., \\' . t.
- e..h ;, :!. J,t. r{ :! G. c a, q ~* I.1, M ijf ;,
.. g . [, 31
- j.5* i 7! !s' f il y ji.h h J..; a; g ;,[,
P:l.li.I)~j;f r.
.C I
2;
. ;,, [1. r i.,. e.
.."r....p o ....q, d ].{
. p.
.,.,1...a.
f t : g p.... < : - { n, :.t ;.s p a.g; [,t )1 fr r e..;
,, s i.
e, g g
., e. s,
.g c
n.
.i r !.,l.. ~ #
.g 3:.g
,.;'3..
o
?
.i.tiL.{.tJ.I..,.p.
- p q.
1,
- ;-l - t.f t.
- ., C " p 2 '.. A Q,, h..,.,.,, O,,,c.4' ?; !! ",. f; ri R g.o 3,
. p.t B ilQ g.3 a,,3, q,p,H g g,,q:l,a," f: n,p .3 T c i, "q ' i. 1.. W nt,- r. 4, :.j :, h,::.g, n'; p:,mi g i c t 43.p "t-c Rs.t n 9 c n o-m. e ~,i, 3..y. p. y p,,p a L
- 2.,, a r ;;
a,, a. .on n;. 7 .n,n y u n,,.. e e a s.g q.a o.d naa n a q~ ua x v y.y y t.3 A gMp.p e o p-
- .Q.
. i a. .e s Ca .z: n ~ c' f- + n ;t;. -t. ~ -W -,4
o, ~. g...,, n .,s.~
- g.,,,,,..
j.y ~ 'Jn;R . _.,. J.s.h <.s. ~ x ; ~ 7 f,i ts p...,- J ;. t
- ~u
+y ? r m ,,.: s:- n-- u.J -. ~- ~. (. ,, e l 1 (',' '"-. C ' "- ' "m "# ' ' ' ~ " - - - - - - - - - +
- ' ' ' " " ' ' ' " " - - ' ~ * - - - - - - -
- l' 007: '::y 'T2yr.iO;LiL ItPON:T?!M. TTY f W 2-1 *>. Thi legal pr !*.::ba hea div:*a nd Ir.r t r;"a:=1 c R. h: :.: 52 th 72' : 2* ;ivi- :::Si:.1 r in th2 selectims 3.: -... tem Jui;n:d to r.id indir.d::.: + n: ::...
- y...
-
- . y>r,- t
-
- .;
- .:;;,..~: ;J..c.cL.S f C. C :-. L; M " of 2 I'" >
sistas:2 E k;;dn;WJ3 c:m' tci' '5a 2;t ;- ' : Mn.:- w hi'; ; n.. = ; ; n..' .b ;;. n. - - ~ 3 '" i" *F I"** 12 12. Ussci t. bu7. r;"a mitr:::: 1:n;.: a 1:.72.a ic er.m en y'.(: gpg *. ;.,. -- "".: n ;;;:.-i t Y n '!* n-ll M L* 'd'- uninfx:::1 :D.ctiua c: 112 'r ::n-:.. :2 : :.y:'.:.:.: := m=i-f ' I buildla.I dir :t:r7. 03: 3 hU IdIi2' ?1 E#>'#** D D th3 ' 3 P h 7'2 31 Cf M '" 3h n W ;y: T..,h:2: cr2 tW
- v. c.2 ta r
- 4 at r.J t:== :ha p:=itul s 2 3 = -
- M""
^ 20,2r21'- est in to a sa:iset matt riay:had. Icsi ::buid..;j s sa ;.ia-l' t 30 M. Tha n=:22 un.4.sr whl. - l,y-e,- Nets hly praethe may ci;n :f.a/. r refer:4.;: su::: n."- .2 2;.r
- "..;;i.:
ba a D "" Of 8 Ird3 "'" eg.3",,~g.,,,'
- , ~~ *h
- #~#~~~~-~-'~*~*~#'~~ I' - anu$"-a r b tha 23!=:03 ; :: : -n::na cc:'d 7..b! :.1 h,"
- n :r j. ; t% identity, r,"caon-
~ ~ - ~ ~~ ~" m 3;;;iti:Dy 1:i::. :Sy 0:v.:--f L -:- ;- gg3 :;;. :ad stett:; si L :a ;;rnd:h.' La"T '?- 4000-#^*" lawyar la privata prnsics rJr,u;j prenh2 only und*r his own name, Z ?-13. Tlu h el pt:In:bn sta :.---+ c ThS!. f:: n b fd-fimns its role in our scciety :nh:2 i;.:.::::::= ::: !va :::; :2.ta com-tha na:na of a lawyar employing hira. : pcrtnershyp nama comnoso<t o per.utbn fu mim Mg w
==*e .s M w + tha n==a cf ons or mors of ths h yrs practicing m a partnership, cr. if p= ritt:d by hw 6 Ga nemt of s ind?uioQ W WW chargad m appropricte casas 1: c!bab cLb b pay ;h.m..N'everth e-lan, pan:n: m bb b p:721 cr a s::t':. :1 -- "'- fas sh uld : tbn. v/.i:'t s,h !d ha c!=.:dy d2:1:2.ni es,such.,or m ny y2ars be abh te.,atala nac.-.a:y 1;-d n fis-, cad a'n m 2.uu.'d sz'pt . sc=3 !=7 th::: l':y3 221 c. fi =t :=n: 'n
- n2Nmr gg...
. - ene - 6 practice is not improper if an-1 participata m athier.1 cctivian aar n:d ta seasava sut ondectiva. ab fl3
- r e f n la whkh the dJccas3d or T.20st!:1,.1027 b ?=;hy C, nl: ~'.:n::: Aih b.%
2:~::n- ..~. rsti d - za wts a m::tber, if t't *m of tha name is authonzo't by A. a. n lavi cr ::h:e:nt::d. :nd if th. yn':!h h : t mis:ccd then.by. 1{awever. i E, .L The daterm!:stbn of r. ;r:;:: fas r:;u!r:: cin::dar:1?on E..i ~, e-;. :h$.rtns: ::n wit 3de, it:m a firm but continues 13 of tha mtar:sts ef ucth c;kat and i:.vy:r. A hvejar sh: !d act charg3 ;.
- p n2 = cfa --
u * - -: 2d fr:m :'; f tr2 n ma in order 13 avoid ? 7,i. ma:!c ~.:'~ ~~ '.~, ,.h., pt m. mors th:a a rs=:::bb f.,s f:: --b-c--t ef hp! :.e-h3 wau!d dat:r layman fr:m util:zin; tha L;d J.,2km ia pret::ti<.a cf th:ir EC 2.la. A bnyar c:"-"-i:: : ",,.5 ',s IC5I:tiv, or p bli.-xecu. ri.< hts. 'urt.'tarmore, sn enceniva chcr 3 -6:3u tha pr:in;knal re-htionshh between lawrar and c!iant. Oa th: th:r h:nd, adequata tiva cr ~*-'inist :tiva :;sitbn wh3 l' i: Lh3 rigat to piac ic, curr:ntly may alb+v his nama to r:mc2 na the name o le g g go compens:* ion is nec2ssa:/ ia crd2r :: :::::13 i't3 hwy 2r to se Tc his ') cli3nt a&ctively and ta prasarv2 th3 inta;:-ity and indrp?ndrace of activa!y continun to pr: cmc 2 hw a:. member thereo. . a' his nama sh uld ba remov2d frict tha firm name, and he should no the profession. A as n past er present memb2r of the firm; and he should E -11 The determinstbn cf the ranonablaness of fai requires be idantifi$self cut es beb; n ::recticing lawyer. considcr: tion of all rel3*:nt circumstancu, inclu: tin; th:ss stat d in ./ not hold hi 3 the D,sciplinary 11ules. The.fas of a ::vryer will vary secordin~- to i EC 2-13. In crdar to avoid th3 p::aibility of misleading persons (c==::> riany factors, including the time required, his axperian:2.,bility, and with whom ha drab, a lawy2r sh:uld b1 grupukms m the represen - -s tion of his professional status. Ib etwuld not hold himself out as oJ reputation, the nature of the emplcy nznt, the responsibi!ity Inv lved. and the results obtainel. S2ggestad ice schedulu and =n:mk re ' ' being a pertnar er asscciata of a hv-tirm if he is not one m fact. ant c thus should net hold him32 f out as a partner or associate if he on y ports of state and beal bar casociatbus provid2 aams c:i.hnn :n th,2 shares offices with en therlawyer. subject cf reasonable fres. ~ It is a commendabla and long tanding IN tradition of the bar that special considerati:n is given in tha lixia; cf I a fo 3{ } an 2Tices rendar2d z. brothat h-yar cr a m2mbar cf h's im-EC 2-14. In soms instancas a 1:wya confines his practice to a par-r ticubr fi2ld of bu. In tha abaanca ci state controis to msure the e j istancs cf spachi comp t:nca. 't 12/'y:: should not be permitt i g, EC 2-19. hold hims21f cut es a spechli:t cr n; having special trainin; or a As soon as feasible'after s lawyer has been empbyai. It Is I - desirabia that ha reach a ch:r agraemant 'vith his c!bnt'a2 ta tha be.- ty, eth r than in tha historie:Jy exeapted fields of admiralty, trat e-mis of the fee charats to be msd2. Scch : courre will aai caly provent
- l..
[ e l mark, :23 patant 10.vi. h 551 l l 1 550 i 1 l a -i { L.-. L..- t_ (( i j j _.j _j
+ .c t. 3: . L ~:a. . a. i *-., (-...... -... c. %.-....:... r -. - -.~ -. -c
- \\ 'p,
(; {t '.j e n.p(.3 H ...,i;;.ij ll 1 f !! 3:1 f; pIj.'..Aji '1"it
- 's o.1
,1
- I.
1..,. ! 1 t. ',l l1,;,,, ' 1 R y4',j.]. h r.g t; o...
- 3..
l ! '. G U 8 i ~;g., af* 4, i gg .g t, " h ~ P et 4, .I -.,...'*.1 ! i; i ag 1.; p ,! ;n.. 60,.g h rr a m. 4,,, 'f ' i i a. ~ p, . r.,II... N 9.... i,,... ;. :. a, p. ., n g1 2 ,.y ,1 - :i, ' tl *O (, c. a g: q 'h u i.,. { ,; [ y,i.), .I,3 H m',...! n.- }.>. 1 r4 f. .g g n...'... gjf fl., ..f 8 p.. .'i
- j..
..., M., gd4 F a ,hy 3, a s:::7,t:r.$.. 3 4,, s; y..I,.".i.,i d 's,: J.d, s. t, R E., I.1 i.!. !!.i, i... ! sii n.:. ij n,1 :.s
- i! ", n u.
.. :- n t.: : n ,.3.....q.. L. 1 ~ .,..a ,1
- .o -
n o y :n, o a,
- ,; _o.
- 1 ;,t
- n :7 u. 6, n g.' M a.i. !.,: h] d [.,. r..., a ;:, 9 ;p" : g n a.h ? i!. d*.",u P...,3,.;. ,: a n if ,41" 88 .s ll :,; .,g 3!!'cd ,9. M, o,. !u,.. il i x g
- l. ii'
- t. !i a
) ,F,. r s s.ci,," n '. 1 . i.. L, i a,,, d j M a,. ji ; c a.m] 2 v., a.....f:.... q. ip. a s,d E . J a t,,1
- t n. !'; n. a s n,;.k,.!!
- .2 i
- 9 go$
y p !! - u, _ .. i m. ( j ,3.13 h: a,$ 3 '4 45 $.$[ d.,t., p N.n .I Ed i.: k $1 ]11 I61 h I Z, yE I a t} e t ;l'.a g "si
- > a. el
..; l <f unu r s ., ' rl,]' a ". a q.. q !}.., u.. . ji,. o 1.1 c.l :la .n.1 a ts n n ,, rt,: ".;; n ;'. * ;,, fi
- ,t a F' ry t',! c. 2 -
- 3. 1, i.,.a o
d.. f v - -. p q,,.... t f i.o.l,!T:a nf g. : o.. 2 : p, rd e,,. v. U n s/. d a a.. .. + 4 I9n o g q;. p ,p ;m: :; p :;,: E N,. 2:. 3 p g a.n f, g u d,. g-- I na.,; n n, ;; m 4.1 '.p.; ;r q 3 it ;i !], n s >; 1 c o' ". : j - a d ' I :.l '.a n.' I!;2 h. d E N Y N i S p 1 e
- .'M
.3'... rj.. f.. 'i i!! J :h db! '} k c h .r. a "H..., n. t. i :; n j.1 i 1 -1' e ;!.. L[;: I i c . o :; n,;t U a..s 1,P.: y, 09.5 G.,' d,, !i..U. I Y. lN: !!.0,l..'.l 5 d.,. n,, a W =o e,. p .,. t 1,1.,.,, a..J,, r,i.n;,..,.... ( :. "... p-o n,, u t,, R h i.3..; n c 'q r ,. " al l n .w ...e. L. _2 t. y. i n, d,, .2 n, r. .- uo , r 2,, i. - n.4...,,,s.,p..a h 1 *15,. Un-o 5. -r o t. n y c.. occQEo
- 3
, u L4 3 !s.I
- c. a.
. 4, - u2 qg.d a x. b j.Tj *g. < g g g y,s., q g g 7, g 4, 3 g :g 3.g M-E c :. 3.1 M bi.t e i .O gi g f*% D p ,l D e -*y, a o Ji e, D 9- ~ > JU - )) Ik a f{ a y e.H 4. s -3 5 9. =g bM a :. t i;f R j; >,\\ ? h f h h a h ? L's s i',0 k i ? 'd :U kdhk .: w i,to 3,n,,n 3 s. a.n.H E s > n. 5. g 1; 9,,. nn 3, w c=n ee f U=:9 8 a;.:: & .e k d.S 3 i =n dy.nn,0 j1 Q S s :1.i G n 1 c ,,," 2 wl, o o r. o. .i s.p%s,. n':f'* An
- ~k 7~H c
u R h i;,4. p A
- N n.d P,,3 5 8 5.s h
=51g8 '5me" u .i s t ';. us, go ga.,<akg,t:1 Q ;j.E.EH. 33_ 5.g c e f. 3 l.5 3 U 7 p.J Jf C - s g t;d ii 3 f,:. =.r; t.! ". r.H.R "$ l ~ t r-Tri 2 L. s n, : :. ;a. i ..,.,,y 33, o -.,., e #:.
- 5 g *j % c, i Jg
~,
- m.. :
i... .n..= } m' h y [.m,, y ( h C fI.! ",, _if {~l *j.; n'I. _I,, gg#;t o s c
- l.I
.a' 1.. _,.o,..=. .m,. h., T} w,, a' Ll _4
- a a
iof e _r, s [, ; ' } =~. r!. b, }'.,,.= u. t ll ..,,..,.._'..fe.,, '! ! ,,. i.,. > e E i. s: '.8 y,, n, n te - n r .g. . ~... .n,a.., 1, a ;d, 'o4,, ,A.2.... .. u, 1
- . i. n. 8,.']
o o I.,..,.). I r a. ! ); n } n 'c..a., 3 y: Q /1 -1 s 3 3 J.. . 9 _o I o iI.. nn, O s. d. ?. [j ',3.tt h, "} 4.' :; 91: 4i f1
- n.
i ,i p m.,,. {a n " !!,l..; *J. 4 .,.d i' S M c. i - n.q' p d 4.-, !! s' P .j1
- 2. i.
- 1. m?i ci nu
- s n e 1w.0,o
.n r m; pi r o q ,., n,t. y h n...f! a wi r. q[g! <,, m p (J..4 fj a r.,,, g a
- e.. n,4,s
.j r ...,J :,p: :: ;; ;, ;, :...n., 9:s u j.g < ,p re q -n_ n ip. s ,i ,;j n.g n.y..... u n.r.: m.... v r;rs.M,I . a.wl n a* n. r.c..s, a. .i ,n .o, ~9 c v,. a.n _ u...3.,..u.1,;- 1., n ;, u.u. yi,r..!..n g u p+.., s. ,..n o. .m., n, a , t. a,i.,.9 1,, n u a.. p,
- 1. -
u n.a. n.g.a.
- n..g.s; n u,,, a.
J y. a q. y,1.. mppa,, r 1 ., a.,, e- ., ' n,w. i d q,. %; y :, m... ,m.c.i. !i y a s e 4a o .n 1j n g,.. m, a c.1:,,iq...a.p 6 n p.n<.qqoig;;p. ,@ r;I:n .g_., u.g s,n.q p, J.i p.m. } g a.. y., , a [. y'.7.,.:,; y,.,..,.,....,,.,... .c..,y 1!,r :1 N <( [,.g" J D " O s' 7 E. n, s. e .,i, n, !i ,.., s,., .,s,,,...,, , r,,,, I ,.... r.,.# ~.,..., e a 0 3, N @t '. o " q n,. a$ g - N, 3 ..I.j f d ' h, g. n.d I at 2 a a'a s = 3,d[ a"lo, h il'!j N C s li p =s O'n $ a,1 } *n,, a,[3 hju
- 4. -
t T a. T cf 7 M *:83
- n a a n l,s l. n ile
= a,w n c 32 a v.a a >5-s.. ..~. ;
- i. A c
.z g,g .d- ...$g".,..,..,.. .)... .e_'h h; 1 i y) 4 .a
,u .,c L. - " i. A.' 1 l c 4- ~ c=2 c.gac.~::. :cm. n..:::::r.;;; ,[U_ , ' 00,; c.? 22 n : m., n n:.c" ~
- tains pr-feni ndly s;lf-l udet,. r chhmnb ams,2 ;_ r,c t;-
3C 5 ' 3. 7. b,hv /tr ' :l;; ?'" M cr I;'n-s'id by a tract lay cliant ; c: und h:n:.:. " C.5 tr r=nb..-.a* b- .-i,ber r-e-Hiba.b unda-td:2 7g -..ntati;n ci, parce ; un-Y3 ta cb- , - cl.idas, but is not limitad to, communicatbn by ma:na sf Liavi. . sion, radio, motion pictura, nawspaper, masadaa, or b;ca - - JT t a coun:d..M.sth:r f:: 52..: '..c ni' '. n:- *, hs de t!1 not saak Yi ' E o lia E:ensed Irc.a undar.:kS; t' a r:pra ax c.;;;. c.a.?t for compel- ,7 (BP A lawyar shall not publicize him:::1, his partatr, or c.sseista r.s "N A t N $lin; r-- . C:mpdlin;ya:m.s 32 not be:':d cc:.1 i= tom as the,, >." a lawyar through;nswspapai or m:::: ina cdy:rth:mants, red;a .jd 9 ' J rapugnan:o cf.tha subjactins:c. cf the pre:2diny, tha idmtity or r - ~. t. .w G
- or telansson announ
- :m:nta, dbpby advarlb mants b city or N.
' position of a 5 rc.cn involvad 6 tha en::; tha b'!af Of tha hwyer that telaphons director!=, or other ma:n of esm: nard:I r,0bHdt7,. - v.W f- ,' the dafandant b a crimin:1 pr:an "::Is ;dity, er the belief of the nor shall he author.za cr patTnit othars to da 30 in hb Lhdf c:- D 'W ~~ 9 . lawyar rascrtih; tha ma-i:s si Os :!vil cc. a. cept as parmitted undar DR 2-13d. This d :s n:t ;rd:fsit iira- .- ~ 3C 2-31 Emilynant'sh:dd sat ta cicap: d by a lawyer when he itad and d4gmfied identification of a 1swyar a a b.iy-- as ud! u is unabla to raad3r comp: tat eartica cr wan ha kacws or it is cb-as by name: vious that tha person saakin; t2 =:;by hhn cuires to institute or - (1) In political dv,artu, mants whsa hb pro 2r !:n:1 st2tus is a maintain an act!ca moraly f:r taa purposa cf har ssing or mdicious- - (2) In public notices when tha nama and pccfas:!:n of : lawyer germana to tha political campai;n cr ta c. pc"'.kd issua. j ly injuring another. Likewisa, t hwyar chculd d=! ins employment if the intensity of hb personc! f:alin;,2 distin;uished froris a commu-are required or authorized by law or are res:cnably parti-2. nity attitude, may impair hb Offs:tiva represatatien of a prospective .nent for a purpose other.than tha attractbn of potantial t 4 client. If a lawyer knows a ciiant has proviens!y obtained counsal, he clients. [ should not accept employmant in tha mattar unhss the other counsel (3) In routine reports and announ=mants f a bona fida busi-t- approves or withdraws, or tha cibnt terminnt:s the prior employment. EC 2-31. Fulf availability cf 131;21 counsel r~iedras both that per-ness, civic, professional, or political c ;snization in which - l he sarves as a darcctor or officar. t-lp*>". . sons be ah!a to obtin ecuns;. :nd that liwyer: who undartaka repre- , (4) In and on 10:21 d cuments prapar:d by him. sant: tic: om7bts th2 wark by:!v:d. TrM! coun:ct for a convicted (5) In and on la;n! tatbooks, treath=, and th:r lari publice-datandant ca::.'J ccatinua ca rnrr at hb dint by advising whether itens, and in d:Jmft:d adverth:m=t: th:rnt. l4 to taka n n;;:al and, !? th af-n! h mannt:n, s.y be rnting
- hdl n t comp:=:ta ;r.r :ng thb of ":! 2 to rep-6W c
3 " hn q#'*3 ', b F;2' %'4 E CC. " ;N-i emun!n-f"', h:m throu-h S i n :73d c:I.n nr.7 nunn! b = 6cd cr withdcaw- "8 #- alis prmitt:d ay.5h3 :pwdc.ta rurt. ti n i t.attoa el or in niern f:r prainai:,nd 3C 2-01 t. d:ci bn bh 2 b7 r tt ?'i" f' :hocl be mada only on tha bria :f :om :311b; :inum: tan:=, nn h n u.v.cr pdin; befora - D, 2-101 Prefass! cad II tin:,.7.,nbrha:S, ?ff;;;.,,.,.= &n, g...; ,g a tribun:! ha met com;!y with t*u rd= n th uibunal ragarding (A) A lawyer or kw fiam shall nct u;c pref =::bna! card;, prof::- withdrawn!. /. buyer aheti r.ct widl='?.mnt emsidering eare. i sional announcement cards, offi a :!;ns, lait:rhnt, tabphena fully cud andnvoring to mimmi:2 da ':c;nE r A.na cifect on the directory listings, law lists, lag:1 dirxtory lic:ings, er simibr rights cf his cliant and tha peutSility of ;rt!" tea to his client c3 a profet'janal notices or devices, except that tha faibuinI may h3 h'. result of hia withdmw:1. 2:33 v han h3 jimitid.!y wii.hdraws, a lawyar should protect tha wMizra of his etm '.y giving dec notice of
- hg_,
used af they are in dignified form: L (1) A professional card of a lawyar idantifyin him by naraa his withdrawal, suggactin; emph:~nnt :f...: cauasel, delivering to and as a lawyer, and giving h{3 gddraMd3, ta!aph:na num-tha cliant di pJpp and pr:7 art 7 to Which #h 3 3'.IN.t i3 entillad, cooper- ] bars, the name of Ids law fi: n, and any informati:n p:r-cting with c:uns:1 subenca:"y am;tcyr', a. staerwisa cndeavoring g mittad under DR 2-105, s 1. prof 2ssiand en ! of : hw firm to minimiza the pcesibility of harm. Fur,nt h3 :sould refund to the 'h ] m:7 clsa givo the n:mes cf mamber::nd :=:cist;:. m.:h j cliant any cern :ansatics n:t arrn:d de-in ; t..;;m;loyment. cards may be used for identifia*+8-' "t m~ cet ta anb- ~S y ~
- 5-DISCI?LIIIARY RUL_,u r
c3 I shau' ia parloa2c.J.',, me;.=n=, nry:72 :..:, : :ther ua-O] dia. D 2 2-101. P:511 city in G=rd (2) A briaf professional announcement aard stating new or (A) A lawyer shM: n:t ;n7:ra c:=a to i,2 ;raparcd, usa, cr partici-changed associaticas or :dare:s:s, chansa of firm nama,'cr '] pata in the c:a cf, ny form of public communication that con-555 .A . 554 c.> ^ -r--p"' "'*::=.__ _ P p. -) .) ~ p* L
o n ,' x. o.y., N.,. w __... l =..:.... .s m ." !: /s." [; p i. m.g,r.' g;. ; e m! i,o.jist'*,. - v. ..l 3 i !! :.0 6[.:., ' ;.,'t.! M ;i T...!.. ;;.. li ' ei. /.
- .'li 1,
- m I'; p
. t, s, T.:.f: n..p.. i. a
- c. ;
..-...,a, -11 ",g vJ:. .2 4. 4 8.i t e If ., el r l" et it ';,' !! g S 'i u ",',* 38 E :. + fe e.t 1; n<M M! q ' ::...> r, o
- u. n,g 4 ;; te,.
,M . ** Ut','.:; d p!*I U y.::. ",: !;,<: J.. ;"r .,.e.L =, h 1 I.I !! "t h.,:,li '. ;- F M :m.. t,y.e;. r... r p :. v ;; + T. .i n s t t 1:, q.. 4 i,. t,.'..'. t,.., -
- f. r,e g. i(
- ei p
- i o
-* e rf,;.. , e. v,.G,, <. 3.. r(. t, . c-.c. - a.,1. n.n..o,,.. ..:,.,, t o. st. o . e e o.,.<.,..,., r.,c,, n.3
- c... -
..m t. ,.,...s.. s ,~ n,. v,
- . i.
I, r;, ' r.,.;.,. r: = o 9y ..,.i.,-
- a.
,. ; :e
- r c:
-. i.. ., -,. i
- ! ' q n
" n, : ?,;; i t i .t :;.n.p ;. 5 ..,. t
- d, ; :,. '.;n..., sp.s.:
- o_p,
- ,t
.,... ().,, 3; i :; -. ;:, :r .I
- I g,..,. g u r,,
.. a. .I .,. I..:..,1... g. e.,. -s,
- 4. -,,..e
[ t..
- i.l...-,!
g..,.-., i-.,, r,n , ri. o.. n : .,g y! c. . I:< l ".2.. i ..i n :-. .o.,.; i s. n t t [4 ' n ;j,[] o ,: y
- c. J 3 3 f,
.. ;. !,,,,A. t. 9'.n 'd 3 /j o w
- . r. -
o - ~.,, fd 1*. ,, p d p.;J fj I. ll ;l '.l
- s. e".J' r"t d.u.1
' ;.") .sj n., fi.'.' a, -c., {r en ,,. q c - 4...,.,l," *t.,..:... a {1., ;. q., -.t
- r..,t w
.enqn .s e s.,,J ' p. n i,,.,,*..,o n ; p; 7 .2 ..p ;+ 8 3 n, j 4 p :7 q',[.M,, c r.t .e.,. ,1 s3... ~.: J.: .n-n.,., a
- i 1 1. ' r.n. 4.
.,5 a.. j.... q ,,, o o e ~" i:.
- 3.. '...,r.
s
- t
. e t ,v. o o r,s <1, o e .,.., a. gs. 3.- 't rle.I e n ..p. e. !! s. - n"a n n 9, r?".;. ;a h 4 .g a. o* o E I'ii';i.E I " h.l. N.),:r, r 0 :t :(:1!, *! -]o.3 'I I !.,.'.44 i, i, h 3, J23 !,, , ~ r :.i t' 0 q 3 b't j u r.S u N ff m.: E d N fl. '. n 'j i' :; I N $ *r"" r4 i f 4 u c l, '. L ** t t ll d n ,,,, e, o., e !! % 31 18 " 12n 1 4 @_"p l},. C 1 ' t R p'l. 1 ' :i !"}.5 "* ' ql Ji it b ';I i..f n 3
- s. n 1i-y ae
- . a :' n o.t
-1 5 9 " g "i:O*C l
- j
-$ IM o ' " es - I;t T n :: n '. < ! !! N u -, ;, ".;* *!t t.; J.::,; n-o... R, u ii !) " 1: 5t :; <!.!! i n e c:
- G
.o .i :t J, q-J.
- j. ; ::
Y. a F '3 % ,3.;. n p h e: .a n. c.c. 6 8, :d e 1 :: u... u,r. o.r] J .b.et,.g g; o,., g n o- .3.. f ; c, t,, p> o ( n .. n e n a 4
- . a, g., e ru; 3 g.g u s
.s b.. l.,, 1,, ;~.* :*.,. o,.,,.., I.,3 3 o p* r.s,..n...d.,,;.h. d r: [. n u o n,, ,1 n .o n 4 . r.,: ,, u -. 1:.n.,},;>..~q,,. 3 tpnn i :i,i..y a!l >:. A n s.. es e p r. la
- re. ;
? a -s y, e . u. a o fj e b. n.!.,, d d,o. e.,;.. p.,. m,4 y,q,,n, y,a,#4.JI - s :,. ' *m.,.>,, q...l.m. 4..i s*.: ~ e e c,. a ...n .a. .a ,4 i r, [,, r p. . J r., E,a. ,3, q, ,2 4.:P o as.o. s. a. nou nuna' .u . <G o c.b.:m,, n,. , + rn o" a 3 <C N. c:. uh n g 31 ,o 4 .o_ s. mop w% N 1. o e 's1. i D*TT T F., m , u JU. e n - g-3 y _ S b _a ' d ii s F 4>.i d,. W i 71. p ir 3 4 5,2 _6.Q $,5 3 B.!. M. 5 ]. 5 $ 5 ) Mo,, ij@. 3 a o _.. i.,.. ,, u n. = ,4 p. I' 21. y. . e...... n.. o.n_... _. 3 G.{,i.1 :5 y. u j !i,.: S I,.es,.j I. D q :a o 'T q l-
- t P ;*..,.,j *E p I#11 M f: b * ** Ji 4
o II M.!! 7 e F ll L' c 85.'*.o ,,, r.. T. r; g y,;;.,!.'*,, _y.,, q,:s j 3 u..e [,U 9"* ;#.n v.r.,: ,, o JJ . c,. d e [1 a
- d ao e fr n e
[3 g 15 M N h '} S.,i. #.,ah d'., 41 u .,E* 3-us M $ g's.., t{ o.k.$ +~ M a !. J' i nd C C2 t.3 e.q <3 o o N-t e( 8 g e r. 1 . / o n o.o u,,,2 g, a o ::.. f.,. O N 9 'Il ',. U., C,!! ". .'J E t; hU ~ ol 43 _l2. o. :.,,e. o,o, o,, R.,. e ,g ; Ji N, > n. ,a: .s n n n.. I
- n..
n ,o c. r pu a *,,a. 'J, b s $;,d ** J n ~ .q ::.. n.n *,q .v. 3 '4 g a o c1 o u..: !i E' !Y i:' [.. ' n c.,, tv l a a.,,. .'.11:U3s'y'D-cp's%'y;[10:i' - u 7/e 'M h <I' ) " J 4 # ' c,C' id 1
- r s. c*
. O UI s
- ': 5 t
O ' '/. 5-fs il f i,ri 5 . rid " ' I. g,' ; 1,; y . :- i.:. ', rj - t o +: n..,. ,.. : -' '1,.m
- ,;.-:.. 4 e a.
-n ,..i %. n, _ b., J
- e..
.;. :.1. a !.,. o -. .n,.
- v...
e"n 'd q 4 - r (
- y y I. !! p : l..4 " "4,: b q.': 12
- i.. i]
,, 3..j.'.'o.. u [3 n. n -,n , e. .c g, r p. t 'i p o,.!; p. *l., [1 y'1.'t. J".;;.q u, !g "'o*
- 4. ',J.il 4
.a.;.I,/! - g; b.8 g g*- .s .e t ) c. d 4 o s..-
- i. p -4 a
e . D : :.- :; o. a 'n rI. 'o' d' c,: ,1, a. r e. t e ,. _e. a,. t, .,.. [ 8u 'd,.,l, e
- o. o
. l3.h,.,, -.o 'i ?;
- g Jp ~ 7.
e,., . e r .s.n.
- o,.
i. .o. o -- i .n d;,' G[g'y ?!.3 x],i*g 3 ; t,r.: d m s-j .,e e q Jr 3 +' X,r1 - i t. t
- s..
,2 r g u p i,,',j y,;! 't,., 1 '.' 4 ;'I.p' '; n c I rf, 3 = ti r 3 u y, y s. q n 4 tu[; 5 0 H 3.u U h1 o 0 0 e P."J. Ei d. g,y #I li b. h " < '!,,. til l r T {I g.:: n. b,;. 3 ; a Il 5 :.E A f 1.,',.'. t ', !, qf -. f. .]...;is ;-];!! 'U M '"' U 'd..t " i - !.; P " i !: ';-. 'i, ,. v.i u.., e.. da r .g. =~o.e r. o a.n 81! " tj "l f n., si.c' + - n +': ' y, " T.! I' '.'.r,,,; U hd a.G 'e: # " Iq 9 ; E' J} q" .i. o %, P r n u n I a8 i I
- o u.
?U..
- d. U "' 9 I.t d..I;j y.1 n1 : i;1
,4 ;j,1 n,,,., !: c :.:',l' u g v a n 1,,;,,u a o; i:q g Mj,*;'1.: 3...W' J, 9 n I!- 4 .rg u 2 'n i n h.4 P,*k, 3 o ae it;;c, p' e s> e lin.,.,,g n.. ,3, a.p,3;;. u - ;!,f n,. n-J.,.., a., p r, u t,; f q - r >.o.u g gja n a n g e o .: e neaq o,u p :s.. o o* ,i.
- a n.
,*Ib a l .M.e, . 98) e ma, n ' ;,. - m- . WP z .k y,; s .j
n. i ~ 1, s , J> g l;l-.
- . i, * *
~ 3 pF ' Ni*l .t' .sli.,,,.,,,,,, 4."I
- -t*
j 1-J. 3' e g,
- a
~.. 0 "{,b$ h ."s 1., g 9 1 3 t .w
- h. r.
f*g ,. -. a j f . m4 a ? ...7 . L.@.' 'r."y 5 3 u ,a 5 ' .,,u- ,4 ~ o.. z_, e 'm , ~.., . T,,;~.T. c6 h'5 .,s. A 'm t 2',. ,"" j ** ~ ~ ,~ ,c ' 3 g. .., ~,. h n .3 3 ",.i.,I;I."gT.7''.r-r,, ~. 3' ~ mtt a7 - ' a - -,;n 3kt w r. 3 , r,~ r ~~.. 2 a b.1 ,,. _ a a M a f. e. 'gnWhe a,7 I' e g h a u,~- ,. Y ~., *"... a s. t -.,~ [ *' s at ag;nt ~ ,. ~ m t,- sn.,*a. , ~. u,. I., y. gs e 2 p y _f-J, 2 - r a T.S.;gcaapr e 3
- L.
- dc
- it s!
nec,"g +, vst ,nhgn u ** a ain t ,.1 h ;; s r J. I 3l
- c y !. s a a
\\,** ;.- .;i c-
- 7.....,
~ n on cF u g g*, ~...,, .1w B. u ti 2 ti
- h
- c 1w
~ i v.s, r s~ .*.f1 t /p . L.. +. z... ia rsu a I. g . 'a c ait .. n. sn
- n. ;.. a; f i a.y y,
%.._,.' ~. ,.,. g yt g , c. ~. a.m
- 2.,, ~
sl a h t ;3 c j.m,..,,,. .'..i 4u:
- c. s y n re..
- r. 3.
2 o ct ..,.. ( c
- 4. u,
,.. a..,.. '" r :c i c r u;osg. .m. pt f 'e [ n1 eg er
- 2. ;. r
- h; h. ob
- = .'.mr:r cs,so1.u;p ,m.i7 e... .s am......-. v ~ - ; :
- 1.,.
t r.*. 1 i p. j a e eri r i4Ct=. I .j .J .- c t. . O' 7,a t o; D c a .. = a,..,... ,m T.,o..u. ; Yhrt d 2 . u. s n n I. ] s, o e.. n .-t.j . g e t. .., Pn ..a. 7 ;- ( ..t . b,t A g A a c crcg( rs it { l d I ,2.,C
- a.,. s. ;rJ 7
P.3 b ) V (,- G W ', ? 1 I s SI 3 Q j y p.. y) O ) "C r(, f( i ji ~ - W,. u o ~- c. a U (# f }. h a.
- h '. *..q,. e -
r
- a. e.. >,.
J t n.* 3 g e, s L. hc ? f-a-rda i .. - ;, #s M, o ]c w j. e - th s o eh d A g ~ .2 a ..... t hese nt g. ,af w .,9.m.tMd gr5
- v., f i u
[',~ %h g o h s u g oj .e... ;; - r r n n t., c. u, r.. ;W 4. t. n a pa e f r a el i .".is.. d .i_ s e j P. Eeep g.v,. 3 j. .* e- ;, _..} g 1*, ...I.. drme mai a .~
- 3.
g aih n 3 v., d. '. at ht ofi i ~ o r oa~ r j, t 2. 1 f r
- 3.,
D' h y pg2 a
- -. a.
7 .L-v
- f a
.t n, ii r2 .s a
- m. h s
dth e +., - n y i m. g I e .eh ) 5c n e-*e wn 2 t 6-r.
- +
l i 51 w t 4 i h sht n a . -... ~ L.. t Ao ih. ai -t i t ' id s.a W. a%..... e. e t ~. ~.,. 3.
- Uh l
e st h wn .s. i a - o .v. o r .., ~.. s o n r n m C ~. po 3 2 no io 3 1 e. 4a, 3 1 d.c-n a3cf ~ 3 +..., - .i l t r iL. l .g 4 :a d. i .hn: 2 2 c s n2 a c 2oh .a. u..m.. .i ct i2t 1 4 _ uu. ..,.i....~ ~ .L ra!
- ^2 s
. ~ ?.
- l :.
n b v' ....~ ,.s. r 4... h ,i l n b a 6, .. ;i - u ds;' .,.v,
- n..,.
u4'
- f
. 0 ue p3 *- .2 . 0, ..~a..,.i. ~.. ..L.,...,,.. n.,. !
- 2..
.. n.... .1b r y a: hh a .. v.,....... m. p e. r nnt t t . h',. . ;. h e r r. i n i .~ . - v,.. t ..,s,... c og ..,?. 7 c . m,..e..,.,.. ,a 3 s u:nr ,....s. .) b ; s ; ri e n t
- u,,. 1 1.
L..
- r....
- r t
sw...., ni:e y A ...siscimt
- o. m,...
sy h s. 6,..s.3 . f,.. : . - a .,3 o aw .s .,a. 3 u, n., .w ,,....h.... p a b'..,..,h ,n,n.. %.. o.. =.. I f nt r s. r.. 1 , t t t.ea o et 1 ,u 1 c ooee v,,. n t a g.
- c. gg g L, C t
. i,a rial ..,. f t A p f l a N pd l ...t .r. s.< s ,.i, m, . A. { ) .,s T> F ~, ) p r -{ ( ( .t k- .- e g. I. J
I i ew i .a 7 G.,g... 9 A. q,,, n ~ t , ~ m..w r 1 .,_ A e a ~ 2, I i [. ' b.)2 07 r,C'* D. f.' ',70 *'O'3E"Y CODE c?7 c,ar::OJA;, 27,773-3.;3. -. [ 1; .1-1 .lan, ct:h. tru:1 i. :Pt. crtt:!n of incorpor: tion, Attorney /* or "?:tsat '.cwy:r," 0; eny c:mb!a. tion W <---- j M ?;y.12:re,n nf 32 -d " 2' ::: nt= s cf ir.dddu11 teams, ca 1:ia la?;uhcass.u:. cli;c2 ci s. ' ~ in the tr :::.nc..': ;n-gic: n.37 u :.h a,A *,.... m',C l[ J,' [toth 1:r/22: C.na ab-mr:,p.tcipsting in Q2 fee g, %, sad the d:;: L'.m-*lt. '- a. marks /'"Tnf.:nr:c A -a an' ".- i'r-2-= m., 1 t.ddad 2". Tab.12,13. any ccmbination of thesa tarcs, on h!:It.t ih.2d :E! :.4,.$ .(E) ' A 12;;yw: hall n:t ne::r:t an") lay-at when he knows or it is 01). sign,and a lawyarcage d :n the a:hnfr lly prc:::e: m:y :: the des Knation " Admiralty, "Pr:ctor la 1.dmira:cy,". se vious that tha p:~s:n wh; 22:: h':: rii = dce.s cc as a result of conc 2ct prohibit.al undar this Dbei;I'nsry Rcie. ymiralty Lawyer," or any combination of thosa t:rm*., t. "f : D2 2-1CC L;g :tha cf Iltad cf I. ; 1 S:rvicas his letterhead and office si "- K (A) A larfar who has givan unsolicit d advice to a layman that he (2) A lawyer may permit his name to ha !!sted in hwr:r r:far. '".ll accept referrals.Se:Tice offices according to the fialda of hw should obtain counsal or take leg:1 action shall not accept em-wi ploym:nt resulting frcm that adya.ca, c= cept that: (1) 'A lawyer may accapt employm:nt by a clcse friend, rela-(3) A lawyer available to act as a consultant to or as an a. s-tive, former c!iant (if tha cdvica is garrnne to the former ciate of other lawyers in a particular brcach cf hw or :g;s! employment), or one whom the mwyer reasonably believes se Tice may distribute to other lawyars ar.d publish in 1.;21 - to be a client. J urna a a dignified announcement of such availabil;ty, but I (2)..i hwyar may acca;,t amp!oymant that results from his par-Ann uncement shall not contain a represantati n cf ' { ticipation in activitias d: sign:d to educata laymen to recog-not be is a ut to la nl:a le;al prchlems, to make intetiirant sclaction of counsel, ,,,,,g, b 'e-to utiliza. avalbbb 12<r.1 ::rW:s if such cctivitics 1.re inurn t!s. 7' ~c nducted cr sponsored by any of tha offices or orgcniza. (4) A bwyn who,s certified as a speclalist in a par;,f:-hi-f"*::: tions entmarct:d in DP. 2-.1C(D) (1) through (5), to the i or law prnetico by the authocity h: cia,',;rnu n e ctant and undar th3 ondi;isa: m:ri;:d therein. - , law over the subj:ct of ap:ci :i::ti,o by ;7f. ;;, t (3) A hwyer who is frni:h:d cr pid by nny cf the cifices er anc' bit!i 11w mL prescrioed lay that authocity. j crpuizations ::cmr t;l in M 2-17 (D) (1), '2), or (G) may repros.,.,.. c .,.,%., or,.,,c..' ~. t"....ci, to the ex-tant cad und:r th3 e uditi; p;;26. ~i C :rcia-E E. has f.r a - 1; f;m (4) '.Vith'cet aff;:t! ; l-i; ri;ht '..;.=- 9 :..g:aym:nt, s. lawy r j (A) A 1;><y2r shall not enter into an agraament i "> c^' '* ~"~- [, may sp:alc public!y cr writ: Dr iM.i:stren.a ugal t l lact ra ideal or cbarly e::e:s:!va fa so lon; as ha d::s act amA::m h;; own proic:2x nal ( (B) A fe ; c;3 uiy ektcin when, efter n r:v% ef m' ' '%- rianca or rapet ti n - ' ' d"- - " L.~;rtr.ka te we inc ?--,' yer of.e -3. Prt. 2,..., 0 ~ ~' wet, ..a lah, wha _;m. :a y - u.! :.,.,vic:. a convic; ion that th: f:3 ja na xn33 c; g ;w,p. .~ g Y,. 7 (5) U sue:3es in c.r ;t!G ri ; :. ~ ' * ::s cf his e!imt i:rtitem to ba cens;dered as c ;te in detarmin;a>Ikn3 1~ h... -..-, 7Lt a in t,;..'.r22 ,1~ . % J.s.1,, 43.. a e. a. -a L M.lces.de tha fo!!y ri.s.. saak, 3m :h Jm:nt fr;;a th._, c:/.ca.:d it,r t.42 Pu4c+%;* i r tim:, r.ad 15 "t harir:d}'h sZ"v"%',,, q 2 ' tha j..inder cf W.rt, ; Ir..
- o;,-
i Sh;' ' ~~ (O ';'h: I sm-a the ; n tioa3 ja,;;u. ,,. ~ 'e'ai;ir.la; t.nir j;!a 21. 1:a ;.; ;.;a.g .l"
- E2 a 1". '.hdi. '.
,.1 1. i I:3 C3 W "da deaco i M mr--: L, th: :!:;a:.n; c^- (A) A ' r r rh." :', 'd ' *:.a a M ; l.7 ^ 2 sNciaid ' L-s- '2 9 T-'" 40/c w wil ;re:.u c.c..; [ ll=nic; his p: n, =-<, : p 2.. cr. :r D R *. 'C-man g.a g;.z 37. p,.--.<...,,.. (3) Thu ica cuJt r~ 6.,
- b. =,,, J la..t..s,..,..,j g. 3;g.. j y',g p
a (1) A 1:w; r -2=i. .: a ' :4 ca 'ha Uait:0 Ma ed 888 Tires-P.tsr.t GES: 2;; c: $ 3 3. bn xica "Patcnts, " Patent H) Ti.. amount lavolved cad the ru;!u cht. ae.a { ~' 500 5GI 1 f' 'k. t~ l..-. L _.. A .J La ud ,_.j j _J ,j j _i j t.
m e s p)".V. Tr.. s:+k ~.a....., -- -5 ~ %/ G.~ n._e.,...-~.-..a._ ~,c > :.-...-..-., ~.. ...m n,. .u ~ v .o m. fi ^ s. 'CDZ3 C7 jnO7~"ifl0J4I. E*I202'2IN'I ,C002 C7 P207.',00:O;!,J "T.70'C : r~f .(5) Tha tima i!=it:;ien: 1 =~a.d by th3 c'! ant or by the cir-(2) Prasant a claim or daten:a b ;itiratica that b c:t 9. nnt. ~ p ccm ::=. ed ':nder e-!st.iag law, un122; ic con La s.:;;c;.
- ;
- 0d J (6) TM naturs ad !:'Ju I th2 N S'Jr-1 r-Stion:' sin wth fdth rar nnt for en alt;;;ir. =fl ~. ad;'. 4.' Ciat::I
- m.,, :.
ci a: stan; bv. l.-- C '~4..'. Z2d fc= MC==t {} (i) Tha experisnc2, npeu,n. rn! -M' of th huyr cr lam g U.) Ia;m2=h p yars p:rfctmin;'ha sarvb2s. (8) Whethat tha f24 is fix2d or coath ;r.t. (1) Il Parmi:si0n fcr withdrawal i.ura employm:st 51.~2ind (C) A lawyer chcIl not enter bto en ar=n ;2mrt for, ch. 22, or col. by ths rules cf n tribunal, e 'awyar sh:1!.u M :.le: v a a lect a contingent faa for r2presa.an,.. t';f.~n-hnt in a criminal employmant in a proceeding be.are that.,ribuna..maout 12: ) permission. I, casa' (2) In any event, a lawfar shcIl not withdraw from m;bym:nt i DR 2-10'I. Divisicn of Faa3 Among I.nwyrs until he has takan reasonabla st:p: toavcidI.,= =tb (A) A lawyer shall not divid2 a faa for ly;al services with encther prajadica to tha righta ci hb clkat, inchdb; fc b; dt: 1 lawyer who is not a pcrtner in or z:=iat3 cf his 1:w firm or law notica to his c!! cat a!! awing tims for employmn :: othu offica, unlass: counsal, da ivaring to th; c!kat all pape : aai ;.re;rty to I. (1) Tha client consants to employm nt cf the cther lawyer efter which tha client is entitled, and coanplyin; with appli: bla a full discl: sura that division cf faos will be made. laws and rules. (3) A lawy3r who withdraws from cmploym:nt ch211 nfund. ' N (2) The division is made in propertion to the services per. promptly any part of a fea paid in advanca tlut h:2 nct formed and ra'sponsibility assumed by each. been earn:d-(3) Tha total faa cf thi hwyar: de : net clently exceed racson-
- h. sj, able compensatica for all la;l sarvices they rendered tha (3) Man tory withdrawal.
p client. A hwy?r reprasanting a client befaro a tribunal, v i'h it: par. former mission if required by ita rubs, shn!! withdraw it=2 c=;;;;. (B) This Dbelplina' r 2t!2 da:2 n t r _.ai,al . t to ment, and a lawy2r representing a cliant in otMe inti:= chali w;, or r3 inmat partn.r or c.c.,.. e.. ~ withdraw from Omployment,if: 1 g "I*"0" (1) iia knows or it la obvious that hi: c! bat h brindn; th: h-gj D3 *%tC'L M rsa = 2nts E r*9.:t h? :.0:m cr a L.wp p21 acti:n, cenducting tha defans?, er =rti:; i 7=i'i n (A) A lawyer shall net b3 a r "ty tc cv wticip.ta la a partnenhlp in tha litimtha, or is ott.*rwis s havin; :t:p: ten ?r him, or employmens a;r32mant with cn.";c 1;i/yc inat reatricts tas mercly fc? th: pt2T 02 of har=3ia.; er.n.a,n=.f.2442., j right of a lawyar to practica Ir.v i. ar the termination of a rata-any pers n. a tionsh!p crant:d by th? ;r:2mn!, uc:pt r.; a condition to pay-(2) ile knows or it is obvious that hia continued m;bymcat ment of retirament b2nsfu. will result m vi:!ation of a Disciplinary 2:!2 (B) In connection with the ntt!2ramt of a controversy or suit, a law-q (3) IEs mental or physical conditica r-m S.~ It ~.rnn=t:/ yer sha!! not ant in' e * :- =.c.2nt thnt rastricts his right to difficult far him to carry out th3 amplay==t ."J.;MC/. l practi:3 Ew. (4) iia is di.::har:2d by his cliant. s (c=9 (C) Parmis:iva withdrawal. DR 2-109. Acc27enn Of E=;,. 7ct. d s I', _.,,2,.,.-110 (a,,l is not apph.::bh,ehwra m:-n9t r"7:,. (A) A 12cyc :hr.Il not cecapt am,1cimm on bd a". oI a parson il p .i ha !=cws er it is obvicua that cuch pr_sn wis 03 0_ ana may nct ni%....,,,, a. op..s.,m, %...,unp_.. _ .,. m.c., 1 J. }- s (1) Brinr: la;tl c:tha, ccaduct ; daf3n:3, or assart a postgion g gg g ) la liti;r.ti:n, cr cth:rwin hava st p; tehn Br him, marty ] for th pur*'::a of har:: ia; or mehetoudy injuring any (a) Ins,sts upon presenting a cle:,m or daf;asa th:t b not i FO*"- b warrant:d under existin; hw :nd cc:nat La capport:J {q 5G3 l. I L e t .i -
- L --
. L.- t L.._ __;,7 5 - 34_.. J. q. w.....,.j __j j_ j _j [ s m_
kbI 2 "Y bD N -. N N ]I-b f e' Uk k- +x... c . m. g
- s.
.l i-i- COOE 07 700-'C'0*02AL I'23?O!!~2"'*TI COOO 07 ng7y;.,g;,g;, y i by goed S!!h : ;umant for en extanzien, modification. 3 ((.
- gjf,21
,fof 3i:nd jud;:: t is tha 'pmduct c!, a l p or ravar:clcf ::i:tinglaw. , d Dm:
- (b) Persona!!y s:ths to pursus c;t ilbpl course of condt::t.
cat appro{;],7.g L*[ms", ca'd a Srm daical commitment.53, a &:ip iaad, ar -l- ~ t ' (c) Insists that th: hwyer purcu coursa of ecnduct that n hwy r who undatak:s to handh 122:1 mattars is act is illagd er th:t is prohibit:d undar the Discip!!n.ry sata;rity cr legal ecmpatance b th - Rules '(d) By other conduct renders it unreasonably difficult for re ub"ti k b +nduct of a lawyer. A lawyer is not on y b ti [' a cal caduct. the lawyer to carry out his employ nent effectively. The public interest i t a as >y a ra 2htad pro. ' (e) Insists, in a matter not pending befora a tribund, that fession committed t ""#I E"U E# IJN - ' ths lawyer engage in conduct that is contrary to th2 ' the public in that th r frcm seeking employmaat by ' juogment and advica of the lawyer but not prohibit 2d impropar overtures' urader the Disciplinary Rules. j from submitting to th con of tl n a-tha exercisa of hh judi. i ment. 3foreover, a person wh -(f) Deliberately disregards an agreement or obligation to O lager is I protected by the attorne.1 the lawyeras to expenses or faes. yer to hold iaviobte the c ofida ice ccretsof hisc : (2) His continued employment is likaly to result in a viohtion EC As. A layman who saaks i 1 of a Disciplinary Rule. to judga whether he will recair - s n t in a p sition (3) His inability to work with co. counsel indicates that the best Interests of the client likely will be served by withdrawal. entrustment of a legal mattar may w 11 1 reputation, the property, tha fraadom, or even t lif the e la (4) His mental or physic t conditica renders it difficult for oper taction of members of the public damands that no f 5 g perm { tad to act in tha confidential and demandin-av -4.S oi him to carry out tha em;! yment effectively. j " ca ' 'i (5) His client knowingly and frae!y cassats to termlaction of gw I his employmant. EC *'5' n her nx::sur nor da2irable to ette'"d ~ at th a t--- (6) Ha belisvas in good f th. h a proca: ding panding bafare a lation of ~!,8p3 i,c d2fimtica cf what constitut a tha ' e tribunal, th t the trib l will find tha cdstanca of other d h' p # aw raht's t t:5 ramhtiin"ef ) servie:sfa[ot tI' t erI for tne professicati jud-p. + of. l-gocd causa for withdr:wal. 3^ 7',". 7'* 'i33:0a of tha professbaal jud~"'"t of
- #'" '3 M3 #i' C A N O >! 3 ucated chitity to relate tha -* * *d Mschy of la-te c.
f c c:=3 ' specific n?~g[f on;[gjyyfj g{us r A Lawysr Sh:uld As:ist i i:coveraing ua ',rctre ap !!:intarsst wi! ba 6 Q battar se Uaeuthxi: ) Padi:2 of Lcw p 3 :nd udgment. Whara tais profes25 ' [,,$ f,,[f f'f ETIIICAL CONSIDERATIONS g y $ art clerks, police officers, abstreete:, and many gov [rn ertIe /~~~] EC 3-1. The prohibition.against the pre.ctics of law by a layman is c==> of a hwya$ cre e:sant Ma~ ff[*** MOY ersi:23 in Occu b requira e sneeing nig3wg,+., grounded in tha naad of th2 public for inte;;rity and comp 2tance rf those who unda-t 'ca to randr lepl n.vicas. Dacnuss of the fidm C'~7. c==> th u e ter:Jt wh:n3ve th: :::r:S2 ciary and persond characts of tha 1:ayn. client ratationship and tha of prof 2ssi:ng I ;3; juggg inherently comptax natur3 of our lag 1 cystem, tha public can bettar p. be assured of the raquisita r:sponsibidiy sad compatoaca if the prac-oth[hh p] } b yt s ta:ks to cichs, arr:tarias, and tice of law is confined to thcsa who era sabicct ta tha requirements a direct re!aticr$hi M as U E rnr.:iataks s This daia -+- ~, -.~E.~.f~,~"~C, ab 8uprvb:2 tha dahmtad work, and reguhtions impos2d upon mambars cf the legal profession. and has craputa, T-P03;ihi!It7 for tha w:r!c praduct. EC 3-2. The sensitiva varintbns in ths considarations that bear on i h 7yar ta rcad--l~e g ***" D#2 JC~2Wai-ca:If cad e!!!dantly. ~ legal datarrainations citan rr.ha it diffiedt even fc-a lawyer to exer-cisc appropriata prefassiond judgmant, and it is tharefora esaantial EC 3-7 TllJ r hibition Eninst a n n. lawyer pr:ctichJ b d:a that tha personal actura cf the rehticaship cf client and lawyer be not pch y n fro,n r:pr:santing hun:df, for th.: ha is ordi. 561 565 I
yu '-. '. i.g# [ g' E9;..c ;.
- MEITNIM T4FJ; _ [,,<.174,,fp M.,., e w,__
y .....,.,,a.., L m m -. t 1. I g L + CCD3 C[?OO?222OI'.". C~ 212'2II.t"Y
- E.2?OI:3:3; 277 narily exp:$h; caly b4'd to rossibts injury. Th permse of tla. -
3 scaad:3 period of time after his death, to his e; tab or b -legal profs::ica is is m:13 ^r: h.1 IJ J U ::statioa avaiSI:b in one er more specified parsons.
- A tha public; 'aat anyona wa:,..ain t wisa t.< l. Liais.:lf of cuch ray
('!) A Jawyer who cd.n'~ I resentatka b rat raq n.1 t; do so. 01:: ::. D212:al profession ' nm of a de[-[> Iaw " *## E27 00 tha estata of tha J:,. ! Y cWata unfkbh:d h; 15:::. J' should help ;nar.hars c' tha publi: to rs::pi:2 byl probbms and to understand why it may la unwisa for them t> act for themselves in ceased kw3e tl at com!)2nsatica which fairly represen I matters having legal consequ ncas. ceased lawyer-
- *** #8'"lered by the de.
EC L3. Sin $e a la'wyer shou!II not aid or encourage a layman to (3) A lawyer oriaw firm may include aon-la - practice law, he should not practice law in association with a layman retirement plan, even though the plan i or otherwise share legal fees with alayman. This does not mean, how-a part on a profit-sharing arran2 ament. that tha pacuniary valua of tha intarest of a deceased lawyer in his in. or practice may not be paid to his estate or specified persons DR Atos, porminga Partne hi ew "I## such as h. widow or heirs. In like manner, profit-sharing retirement (A) A I4Wyer shall not f partnership with a nou-lawyar if an plans of a lawyer or law firm which includs non-lawyer office em-of the activities of ti a partnership consbt of tha practica oflaw-ployees ara not impropar. These limited exceptions to the rule 3 against sharing legal faas with layman are permissible since they do CANON.; not aid or encourage laymen to practice law. ' A Lawyer Should Proserva tha C nfidencas and EC AS. Rasulation of tha practice of law is accomplished principal-ly by the respective statas. Authority to engage in the practice of law Sacrab d a @ conferr3d in any juri.-diction is not per ca a grant of the right to ETI!! CAL CONOIDERATIONS practica e!sawhere, and it is improper fer a hwyer to engage in prac. EC 4-1. Both the fiduciary relat' 32n kwyar and 7 tice whers ha is not p2: nittad by hw or ':r court order to do so. How. chent and the proper functionin ever, tha demands of b2 sin 23s r.nd th: mc5Gity of our society pose ervation by the bwyer cf conth,([f $;31 sy3 tarn requira tha pr:s-distinct p:ablams in tha rs;uhtion of tha practica of law by the ploy 0d or sought to em+y hi d caJwhoh;;en:. I ~ states. In furtheranca cf th2 pub!ie intrast, the legal proteasion whataver he wishes with5is !s b2IIf:0 h dUca;; should disccurage re thths that unr:2::nsL!y imposes territoriai to obtain information Leyond that d a awy:r must La c;u". 7frca ) s e limitations upon the ri;ht of e 67:: t aandic the legal affairs of his clisnt er upcn tha c :pc-+.'mitr of ; c2.2. to obtaia tho services of . ould be fully informeil of a!! t .",", # # d by hi3 c!!2nt. /. hwy :- sh in order for his client to chlain th y ar ha b h:nd& a hwy 2r of his choico in c11 m.ttars 12:. d:: the presentation cf a .~g C tem.
- I# d 37 I
contest 2d rnatter in a tribun.! befera uhwh the lawyer is not perraa-It is for the lawyer in the exerci J ~ hR nadependant prafts. s onal udgment to separate t; It J ): fnca of h ehicIoh," nently admitted to practica. DISCIPLINARY RUI.ES bc)h f a fa")y#" brtan T1 a o ,r 6
- "*"3 Of h c not only facilitates the fu I d[g M fach easantia: to pr:y DR b101. Aiding '!:acthori::d ?ra::na ;? 4.nw representation of the clienc d
( (A) A hwyer shall not tid a non-lawy;. in tha unauthorized practicey r legal assistanca. -. a an:our:J23 byman to saak caggy of law. I (B) A lawyer shall not prcctica law in. jurisdiction where to do so EC 4-2. Tha obl' -to protect confid nc?s and sacrata obvbu ' would be in vichthn of replatiors of the profession in that ju-does not practuda la I 8 rm2ti n when his c!L consents aftar full disc![$ur i risdiction. w Derf;rm his prof:4 ^ DR b102. Elvid!= L?plFna with cII;a.La.wyer sional employmenti whan p[bitt d - 8 requirad by hw. 0, or wh:n c! sa the affairs of hb e!j'., to partners or asso-'-t**UnbsJ the e T"'. (A) A lawyar or law firm shallsiot shara legal fees with a non-lawyer, n except that: f h'*' I'* E as a mat +- of common knowhd o that thah$ ~ (1) An c;r aat by a lawyar with his firm, partner, or asso-offj,8 eX tbn ofc. law s] ccnfidantial pre hs: ion; g clata may provida for the par.ni:at of money, over a rea. p , particularly secretarias and the~-- F' M"#00* 566 567 . 't. k I I t.. t-L. . t.__ (_ m t ___ L.~ jg uJ a 1 __J i __J 'f i
r 22 h m :. s.a,.K.,' **@{f -3J;;4 g,4, s.. 7 w, s g 9,. s .,y., w.., a, s v j' } 'f' CODE CF POO.T./; TONAL RES?Df!S!U!IATY CODE OF PROFCSION*" I C?CN3Ia;LI ;. .t going busineu because, amna; other - --- to tha fiks; and this ob!! gabs a lawyar to exarcise c Ta in selecting the discicsura of confid2ncas and ar I N *, to do so 7:11 ir.vW ~ and training his emphyaas.;c that tha sanctity of rJ1 confilences and vide for tha protection of the confid E OO secrets of his clients rnay ha esernd. If thf obligation ext 3nds to lowing the termination of th " f thalawyer, wh thn termhui 8.'
- ** **I'3 A M-1 two or mora clianta as to th. 2ama informatian, a lawyer should obtain tion is dua to daath, disa$ii! -
- 'N 2 D M
- the permission of all halera revealing tha information. ' A lawyer 1 might provide for the pette I must always be sensitiva ta l'ia rights and wiacs of his client and act him and for tha papers of the la!v to e -eticnt to ba mtwnn to . scrupulcusly in the raaking of dacisions which may involve the disclo-
- I'N
Thus. or to be destroyed. In determinin 11 sure of information obtain2d in his profasaknal relauonship. structions and wishes of tha client sho d ba a cininant considJration. I la the a' anca of consent of his client after full disclosure, a lawyer should not associata another iawyer in tha handling of a matter; nor should he, in the absence of consent, saak counsel from another lawyer DISCIPLINdRY RULES if there is a reasonabla possibility that the identity of the client or his DR 4-101. Prewrvalion of Ccarid Iloth social confidences or secrets would be revealed to such lawyer. (A) "Confidencc" refers to info - amenities and profassi:nal duty should causa a lawyer to shun indis- "*T* creet conversations conearnin; his clients. client privilege under applicab a th-EC 4 :1..Unless the client otherwise diracts, it is not improper for a C[eI"IO*Ation gained in the prof 33 n ! ef ti s requested be held inviolate or the disclosura of wh ch lawyer to give limited information from.. s files to an outside agency 2 or would be likaly to ba datrimantal ta necessary for statistical, bookkceping, accounting, data processing, the client-banking, printing, or othar lagttimata purposes, provided he exercises (B) Except when permitted undar D2 4-M1(Ch a lawyar r.h:11 not due cara in tha selectie:s cf the agency ced warns the agency that the knowmgly: irformation must ba ka?t confidantEl. (1) Reveal a confidan:a or accret af hh c!!:st EC 4-4. The attorn:y-c!! ant privibp 1 more limited than the ethi-(al ebligation of a hwyer 'O <;uard tha confidences and secrets of his (2) Use a confidenca or sacrat of hb cibnt to tha w*u* antga of the client. This ethical precept. unlika da cvidantir.ry privilege, extsis 'I client. without r2rird to the natura or sour:3 of iaforraation or the fact that (3) Use a confidence or se 3 ahantago others skra the knowbdp. A lawy3 :houti en 12avor to act in a of himac!f or of a thic person, unbss the c!iant ccas:nts ,I manner whi:h presrv33 taa svidant!"r privileTo; for example, he after full disclosara should svoid professienal dis:tssions in tha prescace of peisons to (C) A lawyer may revaal- - whom tha privilega dass not antind. A bwy:r owes an obhgation to (1) Confidences or secrets with the cons:nt of th c advise tha client of tha attoney.cliant %ttega and timely to assert n s affected, but only after a Ju!! dUebstra to h the privila2e unless it is waivid by the client hen parmitted under Discipt; nary A lawyer should not c:3 infmtha ncquired in the coursa Rules or r u re y aw or court or:he. ( EC 4-5.of the raprasentation of a clint ta the 'i:.dvantage of the client and (3) Th ntention of his client to commit a crima an ! tha infor-C"--~~l a lawyar should not usa, ernpt with th: :casant of his client after full } essary to prevent the crime } disclasure,such informatian for his wn purgscs. Likewise, a lawyer
- should be diligent in his efforts to prevent the misuse of such infor-
' {c-.--g (4) Confidences or secrets necessary to establish F c s j mation by his empicyeu and associata:. Care should be exercised by ] fee or to defend himself or his 7 against an acer s.%on J' wron~* ~ a lawyer to prevent the disclasure of tha confidences and secrets of - c, D) A lawyer shall exerciso ressmah["!:and one client to ancth:r, rad na employm:nt should be accepted that s E##""! E'32-4 I .might r2 quire such db:bsura. Ployees, associates, and othen weasa servicas are uti:izad b* him \\ I I from disebsinE r usm confid2n:2s or sacrets c a ei 1 1_ i r ma: reveal tha infercution a :$' cd by 'h' I EC 4-3. The ob'l;;ttbn of a lawyer t, pruarva the confidences and U cept that ! secrets of his elbat continuas after th3 termination of his employ-101(C) thr:ug an employea. ment. Thus a lawyar should not attempt to sell a law practice as a 563 563 k b-~' I [ g- -w ~.,
'F ~., 9 dn, J.. .s -~ p ' '",#cQ a..-f .c -.. 4 a e-F'
- M.m O."., '< w...
y- .m q+ ,:~^ ? ' ' 7 : ;~.. .g., m,cy.... - +- .-,m- -. t y ' < '4'MV A u ,' I ~ ~ m. }; Ti 1 l CW D Ww~gg L air, OII21fEL--, CO*C G7 PRO 7;yJ0: Cili.. 2T:IO;13;iL;.7 {; w ~ . who obtcles 5m his c iaat talan:in, r.";,2:t':: ' " "- p - '!' C.A.I'!Obl 6 per, ma;czi 3. 8:=k, cr oth:r pab 'c 2kr. ri;hb v'.".:. hap:t to iha q c:sa racy ha in"acn: d, cca:-!:ra:7 cr use:ns b dy, 0: 0cour:ai'. . k 1.5.ypt.. Sh:0IJ E73M3 g^lu...-. Proh s'.;;;l CO3000t t'ut 'vi'i cahnnee tha.vaba ef hb pub!hatun rl;a:: to th) ,.7 '~ s' Xg Pr:Jtd';2 of hb cibat. To p=vant ihm.,aka&."y C: ia; mho - ,jg)d.t sa i,aL M esta, such crren :r.:nb shx:d ba scrupc:aasir a. aided Fri:r to tha 1-- .~> ETlilCAL C013s1DE2gm,m ' termination of nH aspects of tha matter c;iving ri:e to tha employ-EC 5-1 The professionaljud; ment of a hwyer I id be exercised. ment, evan though his employmant has pr:visualy,.adad. M ' f &nt end EC M. A hwyer'should not sunast ta his cli:at that 'a ;ift ba 'j. within the bounds of tha hw ElelY f 2" !aither his persual mads V nimsaN u for his benefit. If a lawyar accepts a gift imm free of compromising infusences and 13,y U-e desires of third per-sts tha interasts of c: hor cl!aa,- his ch, ant. he, pecuh,arly susceptible to the charge that hj t.a:!uly u s. firenced or overrea:hed the cliant. If a chent volu.itardy cffers to g should be permittad to diluts his tcy.ty to h s gg, so ,aake a gift to his hwyer, the lawyar may accept the gift, but before ' Interests of a lawyer Th:1 May f.ffect 11is Ju !gment doing so, he should urge that his client secure dish. tere <ted advica. ' e ?,. A lawyer should not accept proffend em g gg g gg ., gy circumstancea. Other than in exceptianal circumcantes, n' lawyer - t interests or desires will, or thor: Is a Y'"; I t. t ey will. affect advarsety th tvic2 t b g nn . ices to be should insist that an instrument in which his client desires ta n him ben 2ficially.be prepared by anather lawyer selected by tha client. rendered the prospectiva c!1st. y ent. a law. S rty right.or as-yer caretully should rafram from E0 5-G. A byyer should not consciously influenca a dient to nama his judgment less protec-i suming a pocition thr.t wodd tan him as :ceutcr, trustaa, or law' ar ia an in:trument. / In thos3 cas:s. I {Q '. tive of the lateresta of his c!! ant. whara a cliant wishas to numa h!a lawyar as such cara shouhl ha taken by tha hwyar to arcid aven tha appearen:a ofimproprict;. {' 7 EC 5-3. Tha self-bt2:2a cf n..,, -dtin; from h,, p of property in uhl:h his e(,t L,{f. interest or which, may af-EC 5 7. L *,,rf$.$, with tha exercisa og s The possibility of an n.! versa eficct upon the anardca cf free 1f su h interference would occur free judgment by e lawy:r on behalf of his client duri.y 1 tigation feet property of his M i.. judgment on behalf of his {..l[.n. ~~ generally makes it unda:irtbla for the h.vyar to ac:;uira : propriatary with respect to a ptspatti'~3 CII23 ~v yar shouhl decline employ- - ment proffered by him. After. . ~mployment, a lawyer should interest in the cause of his c!!aat or otherwise to becoma fiaancial:y -) c.1v rsgy affect his pr IC' interested in the outeema cf the litigati:n. Ilowever It la r.st improp-not acc.uire property rights t, c) at. Even if the pr 1 er for a lawyer to protart h!: ri;5t to collact a f:a for his acrvices by S sional judgment in tha the assertion of legally parmi:sibla ::Jaa, evan thau;h by dela; so ha ~ pran'.ti'r int:rfero with the exere erty mterests of 3 y may acquire an interest in the cutam: of iitigation. Althou;h a con-of his independent judgmen. but tha likenhood of mtartenence o tingent fee arrangement ;ives a lawyer a financial laterest in tha cut. wy c should explain the situation ,, 3 "**[* d s culd. d!c' eempL unt or withdraw un come of litigation, a reascnd.!a contingent fee la parmis ib!a ja civil cases becausa it may ba tha only maans by which : tarmaa car. cbtdn c lent consents to the continuance of th rakti {nt to patmit nirs _ J a G g the services of a lawyer of h:2 choice. But c la'.vyar be:au: h: b in n A hwyer shod ng d b Q.j ko i.nproper use of hi-sure. A bettar pcait:,on to evduata c cat'sa of actica, shcu'd enter iaia a con-m. y i to invest in en undertahm;;f his c 'e rofessional rebtica:'aip ta mflu:a:). caeat to invest in an entetr tingent aa cr=n;ement only m th::3 instan::s rh:r2 th3 erran:2 mant will ba b ntficial to the cli2nt. rise in vihich th3 lawyerla lat: rest L 7 f financic! int $rcet h tha e'ite: n: of Ut! itbn abs r::ulta f-EO M. EC 5-L If. In th3 cours: cf hu ry, -. c bea):icial ownarship i if m:natary cJvan::s a.n mada by tha k'vrar t his (Lat.1.!!h: ;h er is permittad to re::r 3 frc:1 h,3 p2n ttar cf th3 employmen. this as:::taa:: ca2r !'y is not encoura % thera ar: instan::a vihan - ublication ridts nbSn; M ca sup ([t ~ of his client to his own it la not imprepar to mak: !c:ns to a c!iant.' Far cramp!2, the ad-l se may be tamptal t0 0'19 anticipt. tad pecuniary gam. or,
- 3, awyer in a criminal case vancing cr guaranteeing of payment of tha costs cad ex.)
- nsas'of liti-r -
j ,570 571 I-t'. l. l L L-g ~ i 1-L L.; t. ~ ~ ~~ p. .,=e-- N-'
w a + "/ i ~ i, b g l. ~ <l. i*lILIs EI 1' .I -f'. i 1 e' !l*. L ! j l4 3 .L' - a - - - ahht a h .s t I 'a e i r. a f r oe e yiso a-e h m y pl J a hh. i l ct nhhy ci tbnra~ t u t t h i r ,ibapi iet l c bbey y roh i tbide ua eu t s t t e ded p fi sd-nroywbnw lpeaha e s p lt h 3 a w m w c ph f ri sd f a t l r o .icl o n a sy cm wyaanic w i e e s aadia emt kwi rt c t a u shmh e tl u s l tbeda t o o b h bmnl s o yz a melia,w ez e mn nl t enlan pah a e a t p i ii gfd s u ry i e paia t e h t t t pi a st r a t od mt d o r a nt a af n si a vhhs aan non i_ t t n s bi s ad r n u n c, i n h amh o anc ea2t c ah g. i i l t e n-oaaspa a v 0 r :m a r t t ico o rl nl yl itl h r an o i t eamgy t. a hd t t! ep t 1 a ljbf ao a t s h oyt c;t o st : a a: na u i ; a p c d a i. ta pf wibu rt a 3 ea l na p :c r i r a i. f w r. r t - a oil I h b a I rduiul g c;i al i lt u hf ; a e g r at nt oi gb-s
- end c u
- alaie, t
v p t e c m a pi c u ogr i.aat t a r-at h sa n t a r ma wn ayvortn/a el t : yai mbu. s ri f 4f a ~ i w. o ;f du n jl d t s h a rf }
- a rf ahy wf st n r a w i
e c
- i b
do t at hnaiao s enb'r a ad je 4 e ed a oi a C . c e: k. b n ;i p a aphl tl rt a
- ra mur a r r
cc l f : h o c n y' f ;i tf c2 ut aha l d n k ieg,ehsamsghniv ?. En.aI ay rh n a bo'naag 2 i ch
- : m a et t
ei pr nC, c i t t et u rb n. tl 3 t is s ra aart e mtaf z ot rah t e ni eh p 'Z a t d h*
- r. I f
n a ei hb. s i a r: oma s oe eh v f' l t t u b
- t h
d .r:irrf ni a e r a t t t f u e cn-nvh m :n a p n p r ! yl t i e a ol t d
- a. : o nt d e
l g h hf s a gc s l b 3 t i l a he na a:suherman cht i j i c nwi d : r a e a;:h s op ya d aya i t d d t If n cgr h a f e nt t ra a v7a ns o: p aa u ep t a rt iado ehl at o a a h 'a o f plo2 ha ot ni u s an t e sl d a i . w6 t i i a t 1 3 ys r f a t e! gl yh e l t t 2 u a o n ncjrmc d ;n ! ,it vk r a c mbakpe o n a ina! at v: !c!a pdlui v 7 paba i hb e ntf n r t b ti O nl d;a 5 ec l i ph m n eu! t nt m q n e rh b c e t m ziot a e h mh i t !: vif un nI uks amt lya nh n a a sq 3 t i i a t nd dit e w g, easi o. ;e s ewiy o q 3 cl ai nh cl uh s dd ss .a t h ol aio u rit J y a n on l it i a l t E s h i ;r van rcc n l t es ctho d o h a i yl ebai od l oe ps l f u s rt et bgoio F spel grt s e ef r n r t ' a. d h r e rs en y sf ot Q ent rraigu t e a eminewohernahl r l O p e t un oo s nv nt d a p a :c t io t h n i a r o st se euc if seh v ese r m cl n R sk ok s em e uya! t e ct ao t t gCai e c rbo l g :c l icn l t i v c o t nr e i i dl rnnt e P r7ch e f i inb n e'e lyt l e r as n t G';; - oi l l-s aeo e rc oei i ne eh o i f s r C h nprTr yl ly r s a e hrmi os 7 shifj zh n,a d f y s y gd c 3 c et l r i r w n e gi m i e t a a e d st J u yh na e inwn dl a C l t e l e oe sfl p i wpul aiind yh noa rl it t ih y e. ot mu e p iarv.mb if a rf ir sl t l o s t u ly, a as wgsno a o r i t t ei otOrl ed t. at e yldl E nshf uiya iee a al uAf s et pr pst vhi. t n rr s l l ro f t t D ai bo area l d a mn
- l. cgpsr r
s del s f s o n e awl l o :r
- y. y s g a b a t th l
s mc o uf emf O h s i. Ibhl Ay g io a e f c n u at hy '. Mlaic f ish i tyn ei wn .d ed e d! rl n n aa ji r e C ae w wa fhh nh I s i o f ivh 1t yh .a o cap o a at t og a otbytnmnamesa orli G a* t t s i a ,l a e t ai t td c rt hi a ot n .neirI i wldl oI t a r;irnlyo nh s e nbt 3 yo gt em s1.f at ni. 1 i l i t o g 3 a t oh t ow a uief neint eti 1 t l e 3 b s y :3 h n t d o nt t o t,n u rye s t et l 2 u a 5 at et. t s t h siy i beesdf bdco ebd e0 w godmwih c o o ol is t nt t b1 e r nar sd , t s r ne nwe wn r f. nyag nairtc d g, f ih pph rt n e t et t rd C pi o Cc r o Ciey p r nuiese t d aeiel r t e nial omo n r o ero e a eheonrl e a eu n s en u E r mi E ed r A c e t E q ml rec E s m p m r ch p ad c m af vJj ya s I s e f w
- .G g}
Y + e { b } i wO e .c ~ f 9 c O Q. h { rL i d eaeesssrnt.e - - l aonh lual dd ah w o u i n' po e. ed. e e - se df 1 nuent c s cs o e iph hh hhh e pe t v f iii - s f ooye n a i a e m pl et e t et vndt e sl d s s ~(. c io si aa r l a l r c bh f lcumf a ,m i h o m s h et cc e os add saao xr gemfoo a uu t i e .i r yat t o s e fi ui oy epy n odi sl t e r e h am l r c e oy n pmr e t r ohil h f a st at p u a e,i e v eo c a >w f ef o or a dsmopsf t wbihl o sat t r hh et o hhnitkhmf iaid d maa st rer d n o gh b t a t s s t i a le ib e cis pvs s e cei i p r l e s a L i t e erv ,it t n o s sl yhli ht s l t el n al b y d 'n i v e n I iell nt ur ur ef ea ebf r a vl i i r b w;w unl l e dt s sa aa cie s en oa g rht e e curida as .o e l e cp .ni f c en c e t yt.dr mI ewvdet ihh einn et nl opdl h i i r wn e e e u ed ra s eh iu nt syru o x t ie ol c f s e a2 t anon a I n l td n i nl nipo n yh c .he a l uymotb L .evpnh uya t t e et el eae rwt ht Z nd .d i a i i ei e a ul h h t ol f dw rl i a me aayu o aoi et asvt lain obes U-e n ce i t at mo i s na d a i C gdvmo sayvl h st ach nh r s ,nel n l r ou o ncocahcy a s l,: C ro o ri t e os t t a c nae s n o o s rt e e l gat t ,n o sn s i e aet ai e c ssrl ,ab
- t. h vwdahhr e af e
s s. C ct ooy t .i sl o n ep l d rymaf rieaist /d via;n-scct r r i h e n r. t t s t I mboa t of ehpne 'w Mi.
- a. d snenauro a
s t t oearn a p o e t ee k2 s n wa f u u. odahs a nt c. prf aob g ysi a t ! o u an! saa nh rhwmtbUba a i a 'r an sc em t sbi i c - pn t a o
- e2 n
ei : ahh t s t! yoronab :u *d. n y ;r l h l i o r, ?. h g a g S s r-arldi a A. uarwh tT bs e viba h I n t o d ,g noum wt f n nbmnatc nh r rihish ^ t o c r a a r u t R dr 3 co iie ou a l-L. as leoma n y al.nh e i t a s nt tjv s sh c mt ar os t ul w sdal h st i 2 vi e syuw y t t t ehmtsci-m yh h af gops e l r2 n at s el 7 lassi e pit f e / wi b e ah riws5 c ef yn oa t c s a, t.cdpsl wonpe s i p;mt e ji h e :mt muf a shi mct s e ia r ht r eh on c !y yy snr e 'p asbh g e l ied b eo o r s o s g a uh cbi t t u ganiu ei h of po nd t o eti s a imt eoe d ai l ot n akib nll O h d r i ln ;n i t l ot f t i o l os ene, c L ic I", oi rwe e alst e;o t t i t b gah h, i neiud 1 b, e bsica iwct t awho ct y t r n s i t nctii ww d l s a e a a ya l o sl l v y,n lut ngl n h! w e :a d r n a ne n 1 si o adei n a f va nd win: we k 7 t ahI ne anaf e r d s, s d t cwms ar a hs u i u o t hb ayswt o d l gowai eia w s g o I c r cI 0 3 a
- hia yu s s3 yimaoa s
i h e ?- b :a ' , ahweoie s rt \\ n h h,t l r s v uhl s c e oit i t a o st f ii a i,m a b l sa amsn s nh h r I. s s seud rsad i. e 3 d n f ? ym a u t s a rtd s qd t aer pail n e d h n l i y n h oio a s r m s. 3 sr2 mt eeht n e aa me nea , i a: aa n 9 ? m i. echc a l t yh e n ms oen bul s t o yeyohu r t y r n n h tbi l hae.iemh miei g wror c y eai O ut nhwa atb gie.. b gnot ot snyt ewr y, c n b 2 eae o m mn oiet y lee l oo aiwe t l f t s no s n a ep cw s n e t c l iap o ei l r nl dv rf A i m m a'a l m yhi ird e n u ens ehur o o a erasb i eai mavl b qi nip s r yof ctf nooe uy l l D wt !c ah au ehwgaee t f Psmprs veir nc l r uv C
- r. t a ct e
t d ht ee snt hsw aa s gi t yed nsoar wre e nio e , na es .a c el s C _e. abt Oh et n t s r c nohit uh io I t si u n of yi s t h a brot i. ninmt ooa l onl unt t s d t l aciht s ur af e ae .elp t wnd oe c on af e iil t f y a, f u n cyo t t j 0 r vt is: i t se a l o o rb emno i bheeedsdha no n eie r o bct D.e nio 1bf ehcia wal rsbnamo rl o a wv ow o ecl c r a ea oa aynyst st e y a. en t nt a ba ct g adi i s nt i f e n i t gen Ccutnoon ni s t di t wit a s nl at c t raeh w och ch ei ia n c C p sn s wi a rf s t a a ehhWl af e o e oh of aa t ef aa sio iat e ee ptt c Eacnoit e t Cr t r sen s gob Elabt pt A p o v f Eacobt ahtliawmprt f_- f,; f s., i ~ .J 4 4 I
.9 Q y w~- r - - ~.,,... y , s t y pg..c.gg-. 3u .. m., .g, e .e c.... ...m.. _ ~ ; % f. %,,,,,, q,. t,. 4 CODE OF P.tO77"C LtL PES? 5ELWY CODE OF P :OF7,3 g;,ig, pgyg.,. EC M3. 5n those instancas in which a lawy:r la justified in repre-f ",,,y ,^ ser a lawy has uad:rtakan ic cet as r.a Im-senting two or more c!! ants 5:ving Caria; interests.11 is n*verthe-htQ {,{ 8D3-M. hould not theraafter represent in . less essential that each cliant in given the cym.Wty to evah ate his the disputa on7 0f hO parties mvolad. need for representation faa of any pc tti
- wa Rt and to obtain other counsel if he so dasiru. Thus ba; n r.1:wyer may represent p~, :~ c u.. d Pers:as ar multiple cljents, he should explain fully t') c2c' cliant the implica-EC Sc tions of the common reprasantatica and shcr*1 accept or continue em-ment scb!y to exacha profassi:nal judy-b of his chent requires that he diaregard the ce-If the are present other car-
,g g D ree judgment. The desires of a j ployment only if the chents ccn mt. cumstances that might cause any of tae mulupla chents to question third person will seI om dversely affact a lawyer unleas that person F' . the undividad loyalty of the lawyer, he should also advise all of the h in a m i* h u rong economic, pclitica!, or g;eg I pressures 4 upon tb bya.. Thesa influencas a
- ---.i.o.
must ha a::.rt to their anistanca. /. hNrssu r'~[.~7'^~ "' '* I
- E###~'
clients of thosa circumat.ncas. EC b17. Typically racurring cituations involving potentially dif-s 023 fering i sterests ara thoas in which a lawyer is askyl to represent co-chant Lclievas that the effectjyca2,3 yQ.Cl,*[,*[ U .c haan or defendants in a criminal c::3, cc-plaintiffs in a personal injury case, b-O,y. will be i.npaired tharaby, the lawy$n an insurad and his insurar, and banafisi-+s of the estate of a ? draw fmm representation of hb c!! Whether a 1:wyer can fairly and edquately pmtect the in-decedent. terests of multiple clients in thase and simibr situations depenl' ar$"N E 5-.y mic, politica;, or sccial pressuns by third persons upon nr. analysis of each casa. In cartain circumstances, there may t " h3I" #D33d3 0 IN;ne.t of a lawyer . exist little thance of the judgnent of the hwyer being adversely af-in a matbr a W. he is comp::.::::a, :;V. ;/ d,,d y +,n,,*113 a fected by tha slight possibility that the interests will become actually pro.,cssianal work i - *..avaly wiu.. m-.a cLat. m ",.... ar h._.ad, if a gawyer is. compensated from a sauna cthe th^-- 1.r. differing; in other cirec=stan::s, the ch:nea of adversa effect upon reeg a sensa of responsibility t s macna othat than hia c!! ant,' g** "../ ,:~
- ~
+ i t ;. his judgment it, net unlikaly. EC 5-18. A lawyer ampbyad cr retained by a corporation or similar tY;,,re"[Nb
- ""I*2IIC3 th*M cr " d h 64 m entity owes his alleginnea ta tha antiN ra:d not to a stockhohler, direc-ssess0 a potaatial paw:r t3 erst trer pm tor, officar, employea, reprasantativa, er #aar oarson connectcl with proyg,
cpandent p, y n utoft3c )g;77,c,. gc m, sum &M m y, the entity. In advising tha antity, a. la" yar chould keep paramount ita .== =0 0*I2 E0IIII00I. interest 3 and his professional jud;mant f'an.not be influenced by tha or social g[ab w thout r)- vid - > profa::imal r::pon:!b!:ity of tha -) lawyer to his individ--1 ]*' Occasionally a lawyer prme@% 5 w a concern:d personal desires of any person or orr'm a with estab!!shment or \\e tc for an entity is requestad by a stockhoidar, director, officer. em-
- than in tha imma-g I
diate protection of t!
- Al*Y#5 kE2ai client. On ployee, representative, or other parson caanected with the entity to 3
some occasions deci i .w ba mada by the cm-represent him in an individual capacity; ia su:h case the lawyer may Ployer rather tfian tha serve the individual only if the lawyer is convinced that differing in- {cg # h resu2 mat Dro33cution of work already undertaken for el terests are not present. ',*" **N Y." may a e e ns aus y r unconse ot. to fu th EC 5-19. A lawyer may represent saveral clients whose interests are , ecj'n mic interests through the actions of tha l$wyers en I not actually or potentially diffaring. IIevartheless, he should explain, pjoyg "Yer must always be fraa to enareba hi, pro-any circumstances that might causa a dia st to question his urdivided ' 7 fessional jud ith ut reTird to tha intaras*3 or motivas cf a /
- ~
') third perror a Regardlass of the beliaf cf a lawyer that he may properly ho is empbyM by ona to represent ancth must cons'Entiy guard against erosi:n of his pmhschaal inado$e-loyalty. represent multipla c!iants, ha must def s: to c client who holds the con, i e-7 W- ') trary beliaf and withdraw from reprea:atation of that client. i preserv'ag his prof aasional inde- ~ EC 5-?O, A la'wy.:e is oftan r.sked to serve as an impartial arbitra-g,yy g'," r in the form of a professional ledal nd nc - umber of courses are availab!a to him. For exampla a tor or madir.tcr in matters which involva present or former clients. n rporation,' even tl oug{ the corpor te form 1: permitted by law, if Ha m:y sarva in althat capccity if he first discloses such present or i h 575 574 'm L-i.-- t -r, , ~ =~ j----. u g L _a 1 [ m m..
_s. _ f'
- ;jWY W/
~ -?a&,%-f!kyf 9 n&, g3x ; my.,- -.,, e,,.p q_ g
- l?n +? g w y.x a
e4 ,s. '*hy> e v
- h,.
. g: _y w CCDE C7 P207."310N/.L RESPONSIBILITY CODE OF PROFESSIONAL RESPONSmn.in any director, el icer, or atadholder of it is a non-lawyer. Although a R 5-102. Withdrawal as Counsel When the Lawyer &CC*D28 P Wit-lawyer may ba employed by a businass corporation with non-lawyers ness serving as directors or odicers, and they nac:33arily have the right to (A) If, after undertaking emptor:nant i I kd or pending l. make decisions of Lusinass policy, a lawyer must decline to accept litigation, a lawyer learns or it is ob o at he er a lawyer in Various direction of his professional judgment from any layman. his firm ought to be called as i types of legal aid offices are administered by boants of directors com. he shall withdraw from the conduct f he t A lawyer should not accept employment any, shall not continue representation in th posed of lawyars and laymen. from such an organization unless the board sats only broad policies he may continue the representation and h and there is no interference in the relationship of the lawyer and the firm may testify in the circu t C 8 enumerated in DR 5-individual client he serves. Where a lawyer is employed by an organi. 101(B) (1) through (4). zation, a written agreement that defines the relationship 1.ctween him (B) If, after undertak' i e ntemplated or pending and the organization and pmides for his independence is desirable litigation a lawye ea 3 s u that he or a lawyer in since it may serve to prevent misumlerstanding as to their respective . his firm may be called as a wit on behalf of his Although other innovations in the means of supplying legal counsel may develop, the responsibility of the lawyer to maintain his client, he may continue th d until it is apparent roles. that his testimony is or my b preju icial to his chant. professional independence remains constant, and the legal profession must insure that changing circumstamces do not result in loss of the D R 5-103. Avoiding Acquisition cf Interest in Litigation prufessional independence of the lawyer. (A) A fawyer shall not ac tary interest in the cause of action or subject mat r of I c nducting for a DISCIPLINARY RULES client, except that he mnY - ' h Itefusing Employment When the Interests of the Lawyer U) Accluire a lien granted by law to secure his f DR 5-101. May Impair Ilis Indepanhat Professional Judgment (2) Contract with a client for a reasottable conttr. gent fee in a Except with the consent of his client after full disclosure, a law. civil case. (A) yer shall not accept employment if the exercise of his profes-(B) While representing a client in connect' sional judgment on behalf of his client will be or reason.bly pending litigation, a lawyer shall not ad ~ I s may be affected by his own financial, business, property, or per-nancial assist;mee to his client sonal interests. vance or guarantee the expenses of ti t In u e urt A lawyer shall not accept employment in contemplated or pend. costs, expenses of investigat. n f medical examina-(B) ing litigation if he knows or it is obvious that he or a lawyer in tion. and costs of obtai his firm ought to be called as a witness, except that he may un-O the client remains ultimat yI b e rsuci ex dertake the employment and he or a lawyer in his firm may tes-DR 5 10 3. Limiting Business Relations with a Client (1) If the testimony will relate solely to an uncontested matter. r"3 (A) A lawyer shall not enter int b Ction with a client (2) If the testimony will relate solely to a matter of formality if they have differing inter s s th ei nd f i e client expects and there is no reason to believe that substantial evidence the lawyer to exercise his te. will be of fered in opposition to the testimony. Dr tection of the client, unless the ent has consented after (3) If the testimony will relate sotaly to the nature and value of ^ full disclosure. legal services rendered in the case by the lawyer or his firm B) Prior to conclusion of all aspects of th ^ to the client.
- mpforment, a lawyer sha!! ' ot enter int n
(4) As to any matter, if refusal would work a substantial hard. "Cunderstanding with a client or a pros ect ship on the client because of the distinctive value of the h interest in publication right wt res t te lawyer or his firm as counsel in the particular case. s employment or proposed employment. ...,., m 576 577 i L_ L__ L_ i ( L-t.
..y & M R "- @ ~% Wi5Q Q Q S Q y f'iy...:- - j f ;,y. Q : g-m ,c - + .7 +. g _.s.e
- I e
CODE OF PitO*'ESS10NAI, IttMPONSmluTY coni: or amon ssioni, l ' IiR 5-103.3 Refusing to Acc:pt ce Contlaue Erap!ayment if the ~^ (C) L.u.ver shall not practice with oi 7 the fon a. i, teresta c?-An 'har Cliant Iday impair the Independ-
- dion or association authorized to pran:.
I .o a eat PrcfessicnalJudgment of the Lawyer (A) A' lawyer shall decline pmffered eraployment if the exercise of i U) n-lawyer owns any interest therein. ewcpt that a fidu-his independent professional judgment in behalf of a client wid .{ '*P.sesentative of the estate of a lawyer may hold the lL st of the lawyer for a reason'.able time during be or is likely to be adversely affected by the acceptance of the in proffered employmant, except to tha extent permitted under DR )b g 5 105(C). n n awyer is a corporate director or officer thereof; or A lawyar shall not continue multiple employment if the exercise vyer has the right to direct or control the profas. I n (B) of his independant professional judgment in behalf of a client g gment of alawyer. will be or is likaly to be adversely affected by his representation of another client, except to the extzat permitted under DR 5-CANON 6 105(C). In the situations covered by DR 5-105(A) and (B), a lawyer A 1.awyer Should ileprasant a Cliant Co."e3t04}I7 (C) may represent multiple clients if it is obvious that he can ad - quately represent tha interest of each and if each consents to ETIIICAL CONUIDORATION3 the representation after full disclosure of the possibla effect of EC C-1. Because of his
- I"*F8F such representation on the exercisa of his independent profas-should act with competene d
W. cHents. alonaljudgmant en b2 half cf each, lie shc::hl strive to become ar.d Wea and If a lawyer is required to declins employment or to withdraw should acc pt employment ont i e-ch ha b 07 iataada to 1,Q (D) from employment uncer D". f-105, no partner cr associate of becomo compdent to hand!a. his or his firm may a::ept or contiata such cmpicym:n,. A lawyer is aidad in attainin; e53 n.,*-n ,,t g abreast of curr:nt tagal:RaratN$$$$,. p D Stit!b; S!mi*:: Chir-n e ? Ch.'s p3h],, epr{I continuing leg;! education pro ~ DE 5-103. n ~~* A lawyer who repres3nts two or mera clients shall not make or g ~. (A) participate in tha making cf er. c;. recate settlement r,f tha d g gl 8 the additionc! ethi:01 obrigation to cdi. 1 ~ -)- g, par icu!ar creas of the law, and by uti!i in*$'t i-i claims of or c-a.hst his c!!!nts, t3!m :::h client has cenacnted Kal f y 30 by p rthipeti-m :- .b * #' ten ad t3 ndvance the qualky ano s: nda:d.; ab'""""-[* to the settl?mmt aft 2r bein; d.4i: d of tha c:dstanca and n - 4 4 settlement, si tha I ture of all the cinims inv0lve ! is th > propos total amount of tha s?ttl2mant, and of the participation of cach fession. Of particular younger casociates and t! is th3 carafd trainiag of his 4 person in ths satt! ament. who consult him. In short. a er sl d DR 5-107. Arciding Influ::e2';7O Sm,Then the Client th3 consent of his client after full disclosure, a law.
- d[
n in advancing the h 33 t ia d N ss (A) Exc3 t vi EC G-3. While the licensing of a la evi that ha has met (1) Accept compensation for his legal services from one other - the standards then prevailing for ad. o n in any ans of a)i Ifich than his client.
- * "I (2) Accept from one other thea his client any thing of value C {w e g3,,g qust ied. lfo avar, he may accept such employmant if in related to his representation of or his employment by his ood f m b M c t u H icd thmugh study and investi-l p cp.agion, as long as such parati:n would not result in unreasonabla t
client. delay or expensa to his r madon end npnsenta-A lawyer shall not parmit a person who recommends, employs, or tion may require the a[s: (B) i* 'c by tha lawyar of profasaionais in cth-I_ pays him to rendar legal sarvices for another to direct or regu-i er Geiphnn A% red empI ymant la a matter in which ha i lata his profar,sional judgment in rendering such legal services. 573 578 f t e e. k -- + ~w a L. L.- ) .....) g 6 a u_
q w g w-<.-g:wA:... g.a
- g. "..^; y, g-h * lfg
~o.. ;;p n...p q t c . 7,. ,, ~ -4 . ;m.. m ..a_q's t ' m & c; , n. a y ~ :n nL..y... 1 ~ , i." .y'. s -T COD 3 07 P.'.0y~*'"0NAL RESPOMSImt27Y CODE cv paOFESSIGNAL RES.G43I23,m. m O.. . *J ~ M is not and doas nct expect to tt:sme so qualifhd should either decline' CANON 7 i, J the employmant or, with tha cc 03nt of his c! bat, accapt the employ-i _ meat and associata a lawyar who is comp: tant n t a ma er. A lawyer Should I;epresent a C#aat Zee!auh WEia b. ", i h tt '~ .EC 6-4. ' Having undartakaa r:present 11on. a lawyer should use th3 Bounds of thaiaw 'l proper care to safeguard the interests of his cli:nt.. If a lawyer has. accepted employment in a mattar beyond his competeace but in which ETli! CAL CbNSIDPIIATIONS he expected to become competent, he should diligently undertake the EC ,.-l. The duty of a lawyer, both to hi I work and study necessary to qualify himss!I. In addition to being
- d system. Is to represent his client zealou !(
qualified to har.dle a particular matter, his obligation to his client re- '4 # law,.which includes Disciplinary Rules a. d quires him to prepara adequ taly for and r;iva appropriate attention regulations. The profossional rasEon i'"m-.
- I a i:Lyar deriv 33 frc~ -
"s to his legal work. his membarahi I Meh has tha duty of assisting mamI n EC 6-5. A hwyer should hava pride in his professional endeavors. bers of the pub ic to 20: righb and Lu. efit3. In our govern ant f ember of oer . His obligati:n to act competantly calls for hi';her motivation than that arising from fear of civil!! ability or disciplinary penalty. society is entitled to have his e d u ed ia accord. ance with thalaw; to seek anyla fut b t EC 6-6. A lawyer should not seek, by contract or other means, to sable means; and to presant for adJ'udication an}* lawful claim,133ua, limit his individual liability to his cliant te his malpractice. A law-or defaa:2. yer who h:ndlas tha affairs of 1:is client Pp?-!7 has no need to at, EC 7-2. tempt to li:2it his liability for hb professimi tctivities and one who Tha bounds of the la? * *
- ' "3' ~~2 $ 23 E ffiA % ta ascartain. The bngu, of L.
does not haa !c tha citairs of his cliar.t - ; 'y shouk: not ta per-fons m:y ha uncertah [3 a :i I
- ^ 233t: 2n' judicial cpia.
mitted b da c. A bwyer who is n eteckh:11.-ia cr is casociated with g aud :itur.that Tg; [. limits and specific meani a profe::ica:! lagal ccrporcti:n may, ho"tr/;r, u. NIL laa lir.tility for doubtfui by changing ce ? of apparently re!re:.t M y z, gy g;3, malyacti:2 of his.assni tsa in the corporain, but only to the extent
- "C * ""*"2 iaWXJoclia. L.
permitt2d by 1:w. ade;uat;!7 mpremd e.
- iud 02 J5C.*.
t? lic and judi:!al attitud. Certainty of u.., -. p ruIas thrcuTh araa3 of confiktin. au.2_4.,7I,3 er ;g gg; DISCIPLINARY RULES precedont. i s M 6-1M. hilh'; 13 Att Cr.'??t03tII EO 7-3. Where the bcund of law are uneart:in, $2 M n cf a 1..w IA)' A l2~7y2rsheli no:! yer may d? pend on wh:ther he is serving as at.r:ta or advi3#. 1. t,, tt r which ha 5:w2 or should know that hwy 2r my seine simunaneous! h8 Is o n ent to h2ndh, witlnut assteiating with hi tha two rcks are essentia!!y difteront.7 as M ad g 3 and c y ace. M d,f In asurtm; c pan,t:aa ca ba. t c lawyer who ts comp 3 tant to h:adla it. half of his cilant, an advocate for the most part 43:b with ptst c:a-(2) Handb c b':21 matt r w n adequate in th duct and must take the facts as he tinda them. Oy contrast, c 1:wy : serving as adviser, primarily a2.sists his client la deb: ninia; th: circumstan:23. __c c coursa of future conduct and relationships. Whih u~h: 23 cli:- - j (3) Maclact a hpl matter entrust a,o hita-h,- N") cata, a hwyer should rasolva in' favor of his c!L : d:cb:s :: to tha g bounds of tne law. In serving a client as adviser,2 hwy:r in cp;=- D3 6-10* Limit 5g LiabL.!ty to Cli.,._. msdf froza or limil C' priata circumstances shaald give his p '--d-' cphi:2 a: t, ~ihd 3 (i,Eihtftfife'ii" 5fh$p7tsalmalprSc"c*- M the ultimata decisions of th) : urts would lika! (^) t / 2222t;th::pp h s Duty of the Lawyer to a Client 1 c-EC 7-1. The advocate may urge any pe missibb constructbn cf tha i law favorabia to his cibnt, without re; rd to hh p=far,:ba:I cphh3 580 531 l 1 i l L.. -_J _a _ i 6_.
- c.. _ _
._J 4 4 Q,_ - i .__s
\\c* *" - h* h A u - g..m, 5' f$ + b ' p i .+:,.. h l' t v q I ' I' b I O!I p + v y - - 7 a? ... t s - abegNdi a i u "# u3 t
- adt r-
'c T v h 3 h .uj t;,
- D2,c EH 8
t t 23d q4 rt t
- l
! t I ,( a aa-hUme"fasOoa(gI nu d2E; b P ~;a s h b chg* dmL Rp . '4 i a l h n E o d C O d d c 2 s t o tb at e et y # : 1 n i nL 'C7o J 2. " C* amNs) i l o I" b;n I 0 - = ' Ll c s d sht c ~' A. !! t I 0 U 7 ~[~* I If o ert c rI r aih 'j f.r ' 8 ; #' iscm f cadg mt J
- ro upEhb 00 I",F"
- ~ 0 I
o p r I
- ' I is p
p ot t 0 - 1 ~ .r e? ahn;' n a U 2 " [" mt o ~ in"dd ea t 8 h"~"" ~f n 2 i g cft o u' O 4 7 4-t a o"" kk 2 jy, - n acUo C 2 1 t i 2!MLU nays ' e ai ' rl 1 1 t a c ! ; ""cym5 c i2 ;i y a 3 g e a c " A a. N d e e t !c l' as om: h U,-{ t WI
- 1
.7" i t he d ' 'C r 3 t 4 g N e 3 m" i l
- ro '
o 7t u n 3 3 d a' s,' io# al e s h 3ar
- 4 h
0 q t u;f ~ 7 U:g - t C s t
- i eI r w
I p cj; t 3 rw 0 I h1 g 'c' m.,7'r a n. n I . a e :; a #*; b a. Ea v a, i c t t n i w od,ed y e I 0 a t j = 2 b ;g r n r.1I h a' t i 3, f D 3. L I fs i :5, _# ' E3 p ndihf 3 I bf<gbt 3 h "a g_e$ s. t 3 =t c a m e t t
- t u1 t rm a
= 2 a t 5 i us b h. i a3 a = : r ij ao s c8 t d w d a o m "c .u
- ha e
x c lyb ' eg t t y sb a'.,, b t oeh o't e m l 3 [i o rd: i d %8t t oa d c r v s e n rin h ."[-^' t ; -t a I e rs h-r 3,P s h e 'l 'd r' d o e t n2 o aip e t. i ao l t y e pp 1 a l { 2 3 w pe # c e c t c h sunt c 2 ra 2 a a t u i n f sn n r, f. ad' o a. ~. 7 f o ot b rh I t nct yosha gqpbwdm*n&h t e h r c a t ut t r e a : t a d sh o*C - C A tb pf h c,h r e t fo :c a c a d aN t b E n m s J r n m m r, p p i no df ect pa ar da nt r H o aa e rrs e . y P n e s eo niupf a m g at t t a,b :r r c re +w Wi n e,u b a t g cgcm a a 7 m, rh a tb.h w"! ! .. c y b ee n ogb ge a o i s i t n ngnho d n
- g a
r eb mwi pe , c rci ni ch e ae oj l ml isa o i ak n h md h v cf ebd t a t i r r rt 1 ga e o c etgh r inodj xrl1 nt f aohc n c.lcbp a %. e n oh ua n rd v r r e u a uwsm3 u emspcu}t a t et a eo uhss o r t o r cSau
- d na s
- o f
e rc t 3 a )- e a c jn a ocmo d h,' e f i 3 r al r i a a d h! et aj ci j pb d o f r o s o ch a g ngh-t wb ad ayh rsben.u~d[~"- < n e s - a t asirt i f g-oh uh r t 7' .- r epclus fi xu e f.. nk a shh not e y. f i uyrd br.ta a b h ): n 7 ht l .s a t t .o lepsoma t j a $', ^ - [ i b b o d fdf d a c e J.aic a : i c aj a :$ o e p o i y c r @:..k D o ae .t m n ." e l t w e e i c t pukf ay i c a nbrlyl ,g ci; n lr a a nf sv 3 l -Cl lc a r i n' f !it - at n c 3 oe r n yrsaiHsve n a ::.w bi 7 v o hal ahal 3 1 l hr a a t D,* O, O fu 7 mao 7l 0 l s a r s r na s pi a m,e 2 I" s l l a 7i inay Jwo s rat yleymicbnoya" ei o a a n r j,, n's' g fuD amPl s imiri a nn e t t t at p o o o Ct 3 0t l e e t xnp Omtsnrrl 8" d.tm2nt l s 3 l n a EiKEt a EhctaeeoIn uci e p ii i t a; n i r n( ~ ,e e- + h ,-)C ] Th_ '
- 7. t i
aM" C h h' rF@,_ ~ t . _ ~ l ina a ic o . f - f. et ef nol , a yi o n h ni e - rrt e - ye ie s iot iwr r ol 8f d. n ye rse neon h nrh vmmav e rp ed ey e t oat e meas wd, g n o t i i a ah e t w h iowo b b h p de ea m r n n e yymht owtsm vf i t c t oai t a gl eabe yt t a t a a a e n ~ I t t tf g tegl a ndb eno ach ins o ve st c ^ t it nr rhl s iaht d h h we ar r hh ho .hia e t: e tl asi ht a eia a a t t ni l n c rah t w tf i s hi ik l e l nh pl v eo iebee w t idIil enAl n s ,f e e cf o t c e et imou ey h l f tl asyt i l h he o n cl n cii a u iwi t o ai l c f vibf eme on sd a vl ce vt psot o f s u c et t sn d r oirl n st i l . s c .ip s at r en osi ua l r r l l i hudnid r u o nmd is c s e a adont e hBea rh e ac. s c n onioh a e r t g h owf y en n a peb~ oi nhdpaio Wy i f washetthir io rh : el dde ib pa~b vis oi t sf t n dl n k n cbta:d nr .f sr u t o h ic;ht sic v e u: a a oa os fL ar t s a ut s ot a y n q r. i .oni n oioAf a l t o tt t a e oi vn u apar ,t t et g e nhwt st r t et e sh s vad o ipi ea t t nnyrio iot o ac, e nbnb t t p ri t sl md wh s saa: h os f i ? i l me pr e e rh t ah n a wnnc t d : U a. 3 r t ct s L ru r el e c aamc h e a:d o . S n l n c n c b e :. =. a 2;ni oiu a,i r s r i s zErH t e s oa t et uny y-o a e ih s ncI c4f o a luhs, y. nbt i ] O ti serlva:hcw fl d .ch md a C n
- c. t f@1'g ' S !
i a ic a 3 a: ec n a c d e s o h v r3: ; ehmf enfaidh h e rnsoh l ? l d cvwl r: t a o y. !. h t o t i ut i i e h t s e a S wn h Q e < *t a-u a ah - nwo jau,imd t a t ! .t c r t t et no ol l et ? a w n n t ei p2 v 3hra b 4
- t
- b. =r.
e "< ; :, ahea c onh rpoivikvbof n i ; n h~ d f h e rn - c oe r t sht Si n vet ti n n l owh inb nt i yt t p se2 r lctki i a t ot ntaye i e ewnf L it i t ap 8 c rl ( n e e t t aedl niHt s e ad al ahfa5 t h a h oe is u yf ct yi e si 4 nt - ai nl cl o o o shs smar db as a xn c t nt rinricms. <l u .pt
- aa t nt at rt slah ne t
et e id itu arosaia t o dbhr l ry r q i r ehi ept ,d im :n h y. .1 u s rcf o t al nl t
- f if pt e
,er s st a f a ui oc k v t r e p u r
- t. n
'S nf b a, i. p t 'n y ; b t : eh e o3 f n ea c t h ad a c o me a oe cfi vt yhl o ak c i p h m. 'r r n oc i
- odbi a
ca nft t ,h a io og solct wt c t t i abr:ikac c a a a s o root at t n u t d 2 o;hnb - b m: oea a d :l e !ua d s 2 hntfbr:j s i e pi o o r an c hi n u v i s r Q' 7 n t a n t r? pa oibahmi t a rth h as n ih e u a n d a apwhcm o' c r n rsod al c d ipt at r s o ah s t h :' d ce L 2 u ;: de d, aofhnue oeh r t l r st ;? df a rt 3 ncainh l at h y o 'n y e i f s P i o-e s nha no sl ot a cot g it e o h :. i w l cn r abuc n' a aa h a p ps n s ed can t a i st rs r n d rye a ana ra e as nnf i a e a aiwh s r ua ,o a rms: cat " i 7 t ur e or asl mf thoho od yt a e a i C hl roo d u ai f ct v t ui t p h 7 e r x n a r e t se w n t dt r r ei ist e a a at n ot o no e yssin r so cn hwu l oyegyaf at o s rt a s r ai e o l i e 3 o c e u ac ne thc n rf nnl c c nthtAeh sa ee l l ~ .] O~h inef y s. we%ias ei e t e e y ct c acn n h s i h.h g a epcnAs h kt wu af t n e i h: ap oh l l i t an o l o4 c h r gl c t ti cl a r ot coat mbs p: i ~ kwnmav Aptis poge s" Wha 4 C lait a al r u n er ue o a t i I ti rhreh sa rs3 .h l tL.d *,,., C l t t f r c y t g nh avi -l r ot a n ngOlepn n l b .foehiywinl fb 8 f i f s ahio Hah . f i I ou l o
- a f u oin r.
.- oin hi a i g r, f im 5 t i.ryd .oo 7-yt ww e emcuod - o 7 r .hi;at s al t s u l o sad aio h a] n,- 'odu ph w t n 7s i re 5 wa ahd virt t l t n udr idef dl ht s avs - gluinee d is u n nsmvdecd 7 t l se 7npr t c o a *i 7 n mi a ira d t n nl Cel easi i oe e c a c rc o Co t yt unr oit ern cwgoue Cumctccee aeh i t - ' actfHt Egtf celagsct Ebt a adH o nd m a E m a thmiehdwapps Es f oa ib i t t e o e neio a Cv soh a h ihool ahoh 7 ^- ..i m h
- ~
u .g 5 p
-m ua,N. n . *[ <aym p. J ~ -WA;.y WMKM[Q.Q~';Nj/ :p$1.M, 2,(
- ryg.,dQ..Myp,
I q m_ n.. c
- e ccDE or P
- toy *2 'ON/.L MSPONSillit.lTY i
IW M NIMIONAI. ItE3potp;3n.;n tributin; to the adv:::2=2nt of his interests, regardless of.wheti+r he is lagdly disqudil*:! Inm parfa: ni., ca11in acts, the lawyer looking toward the adjudication of specific ri ht f s b. should obtain from hL: C pe stbla nid. "I iha di; ability of a client classes of parties. The foregoin are but and tha bck of a 1:;:1 re;r:;4:tztiva ecm a! the lawyer to make deri-types of pr.aceedings conditeted hv administra iv n ^1 sions for his client, tha hwy r chould considar a!! circumstances then appearing before an administrative a anc i ~~ prevailing and act with cara to safaguard and advance the interests of of the i.n.c.: edin it is conducting has the o i uin u"
- 1 S
his client. But obviously a lawyer cr.nnct parform any net or make the cmase of his client within the hoim*.a of the I " # "d'b 'i any dacision which tha law requiras his c:Iont to posform or make, ci-cable tules of the a an I-- I ther actin; for himza!! !! :mpatant, or ' y r. duly constituted npre-is his duty to comply thI a$ili unie f o 1 sentative if legally in cm;4::n:. for challancin: tha vdidity tharauf. In aI app )* t EC 7-13. The responzioility of a puh'ie prosecutor differs from ministrative avancias, a Inwyer should identify himself, nia cli=t il - that of the usual advocata; his duty is to scah justice, not merely to "",".tity of his client is not privila;ad, aad the rap:r. mtatira.m n a g its appearance. h is not improper, howJvar fer a Lawyar to se:k convict. This special duty scists beccess: (1) the prosecutor repre-g8 nj{ancy mformation availabla to tha public without identify. sents the soverei;n.nd th:raf are shoei!! use restraint in the discre-3- tionary exercise of ;ovar::m:ntal powars. such as in the selection of l cases to prococute;- (2) durin; tri:1 tha prc<::cutor is not only an ad-EC 7-lG. The primary huainess of a le 'sht' bod i vocate but he also racy maka dxisions normd!y made by an individu-rather than to adjudicato cant v raias, although on occasion the cc-al client, and those aff:.in; das pub'i: N.tr2st should be fair ta all; tivitia of a legislativa b'~
- ~
i and'(3) in our system cf crimind jt*: tics tha accused is to be given versary pmecedina, panticu. Iy n in i i-i P" "". the bansfit of all r'--*- :::Sts. "T.h resp:ct to evidanca and The rola of a ;;wy:n.;pon.tk' 'T matter::. P =d ! If=~ witne :as, the prc 2 cuter h:2 respen:itClaa different from those.of lation norma!P> i; < "a d.'.'.' r-.t. rcra his rola na r"r%mt! yer ap 22:a in conn::tien with 2.'. 3 "".'"D"~ son und,:r inva3t! atbn er cn tri-' '2-1.1+M a lawyer in privata p:*.et:.:3: th3 riemuter snoun.a nada timely dis-C ~- closura to the d'af2cs3 cf vai::Sla avid = 2, known to him, that tenda to negata ths guilt of tha 2::: sad, mi" r.t3 the degrea of the offense, tha 1:wmahin; process, but wh "' "[i i. or reduco the punishmant. Furthar. praecutor should not inten-inv::ti;:tary or impeac'-- nt 2~ ZT "' " C" #' A 8 d M tionally avoid pursuit of avdanes =2d/ cecause he L21ieves it will prot::tbn Of tha right: $[5: I"M 3c I lic)t tify him:alf and his cliant, if ibt[ty ot p 1 'd' ') damage tha prosacutica'a casa or aid th a xcused. f si shoud comply with app:: calla laws and la; ;!ativa rulaa. a EC 7-14. A government 12nyer who '".2 dheretionary power relative -h lawyer in the discharge of his prefa :bnn! utias nd. i'.a bl to litigation sliould r2frain frnm in.d:a'.ine; or continuing litigation EC 7-17. The obligation of loyait to hi (*r' that is obviously unfair. A govarnm2{. !wyer not having such dis- , E,ation to adopt a personal viewpoint favorable to the int ts cretionary power who beli2vas thara t ack of merit m a controversy submitted to him shculd so advisa his 2nmriora and recommend the 4; sires of his client. Whila a lawyer must act n! ways with I um on m order that his conduct will not advarsaly affcet the rights of a avoidance cf unfair lit: t:an. n gavacam?at laa ycr m, a civil action c7 hent in a matter he is than handlic['b'la ira or admm,strativa precar*:n; has th; rc.goasibility to seek justice tak i f , ues and espousa 12;21 rafarm ha ' " ~ ' 83 and to develop a full and fair racord, '..Lt ha should not uso his posi-- s g " ". vidual views of any client. tion or tha economi: powar of tha ;;vas..acut to harass parties or to bring about unjust satt1 ments or resuR3. .C., Io,. The legal syst2m in its br: d st ansa functi n"'"'a~-+ w%n j EC 7-15. Tha natura and purpoa3 c? proccadings before admm tra-a ersons m, naco cf Im.1 a ica c,. c..:-+._,.res ara r<*=ra' '-tad I :- 11#' is v ~ J. wn counsa!. For this r2: son a 1:wm i 13 tive ngancies vary wid2!y. Tha pr:c;: ia:s.may ha legislative or 3 quasi-judicial, or a cambination of tsa. They may be ex parte in subject matter of the representation o[g h 3 e Ien [ charactar, in which avant they may orignite either at the instance of knows to be representad in the matter by a la'vyar unless u tt the agency or upcn ra:tica of an interastad party. The secpe of an law or rule of court or unless he has the consent of the lawf ha inquiry may be purely investigative or it may be truly adversary {^ "n. If one is m,t represented by counsel, a lawyer rer esentin+ 584 r may have to deal directly with the unrepre.<ented person; in SM 4 I L_. _. _. J _] __J j _. t-j a
n J *dh.3 h"..
C'
_ Y},: S 4 ^.f9:N%'4b{f.[fMY %
f-J b
M:;. M[
7 r.
y
{
t :
I' CODE C7 P3M3EIDW.L HESPOE1311.1TY CODE OF PROFESSIONAL RESPONSilNIIC
'f[
such an instance, a lawyar should not undertaki to give advice to the lawyers in the cause. A tribunal inat is fully informed on the app!!.
person who is attemptin; to repra: ant hima:1f, except that he may ad; cabla law is better able to make a fair and accurate datarminatica of vise him to obtain alt.wyu.
the matter before it. The adversary system contemplatas that ea:h lawyer -Mi presant and argue the e::isting law in the ;ight most favor.
Duty of tha I;twyar b Co Adv3=ary Systam of Justica abla to his client. Whera a lawyer knows of legal aum,rity in the cen-tro!!ing j EC 7-19. Our legal systam pvidas for tha adjudication of disputes should m, urisdiction directly adversa to the position of his client, l.a 'Ii governed by the :ules of substantive, evidaatiary, and pmeedurallaw.
form the tribunal of its existence unle
utilizin* p ocedur3s which vi!] presrva ths 1.n; didity of tribunab quired by law to reveal.
.g s
and mais th2ir dacisland pr~ns2:3 mmm cl just, without imping-(4) haowingly use perjured taatimony or falsa avidan::.
Ing upon tha obliga. tion cf tha 12";'2r to ::gruent their clients zoal-(5) Knowingly maka a falso statement of law or (20t.
f" ously within tha framaw:rk cf the law.
(6) Participata in the creation or pr.::arvatbn of avidcace when he knows or it is obvious that the evidanca is falsa.
DISCIPLINARY RULZS (7) Counsel or assist his c!! ant in conduct that tha tr.wyar knows to ba allegal or fraudulent.
DR 7-101. Eapresanting a Cllsat '22: bus' (8) Knowingly eninge in other illags! conduct ce conduct con-m trary to a Dis:2;!! nary Rula.
(A) A lawyer shall not m. tant.ianally:
t, (1) Fail to seek tha l2wful objactivas of his ch.cnt through rea-g s
) A lawyer who receivas.information claarly establishing that-t (1) E,s ch, ant her, in the courso cf tha reprasantat!sn, parpa-sonably avaihbla means parmi'.t;d by law and the Discipli.
u nary Ruls, ex::pt.u provided by D2 7-101(E). A lawyer trated a fraud upon c person or tribunal, sh L prc=pt!y f
' does not violata this Dixiplin;;y DA howsvar, by acced-cc!! upon his cliant to xactify tha sam:, and !! his c!! ant ing to reescnable requasts of cp;;;ing counsel which do not
, refusa or is unabla to da so, he shall rava:1 Ga.fr=3 ta prejudica tha rights of his cliant, by being punctual in fug.
the effacted pe son or tribun:!.
{_
i>-
filling di profascicnal cimeriSnM, by avoiding offensive (2) A person other than his c!!ent h::
i perpetratad a fraud b
tactics, or by tractin; with cour' ;/ r.nd consideration all b
upon a tribunal shell promptly reveal tha fraud to the tri-persons invcind in the1:galprecas.
bunal.
SSO 501
~
h i
L--~
l I
-~~
i t*
,,,_,.j A
, _,3
,- P'GrQ
.'.C
.jQ
{}
- .,QM dNWO Wh
- }*Wh },S&Wf%$.%~. & '5 & ' F C.'
/* 1,.. 3. . y ^, c' f,~ ,J' a s ? s lc: c ;. I CODE OF PP.072':SIONAI. ItE4 PONS!!!!!.lTY CODF. OF PitOFESSIONAL ItESPONSIBII.lTY . D2 7-103. ?arler:abg *ha D:ty :f Pablb P :::cutor cr Other Cov. (C) In appearing in his professional capacity before a tribunal, a i ernment ' awy2r lawyer s!ddl not: (A) A public prosecutor or othar government lawyer shall not insti-(IT State ur allude to any matter that he has no reasonahte ba. A ' tute or causa to ha instituted criminal charges when he knows or si.< tie w!ieve is relevant to tha casa or that wiI no; be sup-it is cbvious that tha char;3s are not supportad by probabla ported by admissible evidance. causa. (2) Ask any question that he has no reascnabla ha:S t: hs!! ave (B) ' A public prosecutor or othar government lawyer in criminal liti-is relevant to the case and that is intendad to degrade a wit. gation shall make timaly disclosure to counsal for the defendant. nc<.s or other person. or to the defendant if ha has no counsai, of the existence of evi-dence, known to tha presacabr or oth2r ';cvernment lawyer, that
- 13) Assert his parscca! knowed;2 ef tha fa:t2 in issua, encept when testifying as a witna--
tends ta negata tha gui't of the accu:d, mitigate the degree of (4) Assert h.is twrsonal opinion as ta the j.ustnass of a cause, as the offansa, or redu:a ths punishm:st. to the credibility of a witness, as to the culpabi'Jiy cf a civil DR 7-104. Communicating with One of Mv:rsa Interest itigant, or as to the guilt or innocacea of an w:usad; but-I (A) During the coursa of his representathn of a client a lawyer he may argue, on his analysts of the evidence, for any posi-tion or conclusion with respe:t to the matters stated herein. shall not: (1) Communicate or causa another to ecmmunicate on the sub-(5) Fail to comply with known laca! custsms of courtesy or practice of the bar or a parti:nbr tribunst without giviag ject of the reprasantation with a pMy he knows to be rep-to opposing couns21 timely notice of hb intent ar,t to com-resentad by a hwyer in that matt:r unless he has the prior j pg,y consant of t'ta lay:r ::::::::nting :uch other. party or is T (6) Engage m. undignified or dia::urtace: conduct which is da-
- 8 author.ized by hw to do so.
grading to a tribunal. (2) Give advice to a persen who is not represented by a lawyer, other than ths advice to sacura ccensal, if the interests of (7) 3ntentionally or habitually vichta any estab!bhad ruta of { such person arm or have a reasonchla pcssibility of bemz m-procedura or of evidence-conflict with tha intarests of his clbat. , DR 7-107. Trial Publicity DR 7-105. Threatening Criminal Presse:tbn ^ #Ncr participating in or associated with the in estigation of a crmu. (A) A lawyer shall not present, participati m presenting, or threat-nal matter shall not make or partici ata in making an en to present criminal charge's solely to obtam an advantage an extrajudicial statement that a reasonab!c per[cn wculd expect to be disseminated by means of public communication and that a ctvil matter. does more than state without elaboration: na n cm a ned in a puW record. ~ Dht 7-106. Trial Ccaduct es (2) That the inv.estigation is in progress. (A) A lawyer sha!! not disre;a-d or adyba his client to disregard a (c=Q (3) The general scope of the investigatien including a dascrip-standing rule of a tribunal or a ruling of a tribunal made in the r coursa of a proceeding, but he inay take appropriate steps in d tion of the offense and, if pcanitud by hw, the identity of good faith to test the validity of such rule or ruling. }iO the victim. I 3 (B).In presenting a mattar to a tribunal, a lawyer shall disclose: fM (4) A request for assis'ance in apprehanding a su:pect or as- 'I t (1) Legal authcrity in the controlliaz iuri: diction known to him {stanea m other matters'and the informatian nocessary i to be direct:y adversa to the position of his client and which t>- is not disclosad by opposing counati. (5) A warm,ng to the public of any dangars. [ (2) Uhss privilagad or irratavant, the identitics of the clients !) M A lawyer or law firm associated with the prosecution or defense i he represents and of tha persons wno employed him. "3 " 'YI*'".at matter sha!! not, from the time of the filing of a c amphu.nt. mformation, or indictment, the issuaaca of an arrest n : e. .n 593 f es %,-~s 4.-* be us.- e..- . = - e-==se = ' ' * * "
e e4 .>..s.- M ~ l 'CGDE 07 PnC7":3;O!!AL RESPONSIBILITY CODE 07 PROFFJ::0?iA:. REspOr.U;mL:n j warrant, or arrest until the commencament of the trial or dispo-W) During the selection of a jnry or tlie trial cf a crimin d myter. I sition without trial, maka or participate in making an extrajudi-a lawyer or law firm associated with the prosecution..r defense i cial statement that a reasonabla p?rsen would expact to be dis-of a crimmal matter shat! not make or participate in m: king an seminated by means of public communication and that relates extrajudicial statemeat that a reasonable person wouhi emet to to. he disseminated by means of public communication anel that re- 'i (1) The charactar, raputatica, or prior criminal record (includ. lates to the trial, parties, or issues in the trial or oth. r matters f ing arrests, indictments, or other charges of crime) of the that are reasonably likely to interfere with a fair tr%!. exapt accused. that he may quote from or refer without cmum.mt W public records cf the murt in the case. (2) The possibility of a plaa of guilty to tha offense charged or (E) A tg tha completion of a trial or disposition without 4 ial of a to a lesser offensa. crimmal matter and prior to the imposition of sentence, a lawyer (3) The existence or contents of any confess. ion, admiss. ton, or statement given by the accused or his rafusal or failure to or law firm associsted with the pro,ecution or defen.u shall'not + niake or participate in making an extrajudicial statei.icnt that a make e statement. reasonable person would expect to be dissaminated I,v public i (4) The performance or results of any examinations or tests or communication and that is reasonably likely to affat :i$e impo-the refusal cr failura of the accused to submit to examina-sition of sentence. tions or tasts. (P) The foregoing provisions of DR 7-107 tho apply to professional (5) The identity, tastimony, or credibility of a prospective w,t- .iisciplinary proceedings and juvenile disciplinary inmeedings i when pertinent and consistent with oth0r law applicabla to such ness. (6) Any cpinion as to th2 guilt or innocence of the accused *.he proceedings. evidence, or the merits of the case. (G) A lawyer or law firm associated with a civil action sha! not dur. (C) DR 7-107(I1) doas not preclude a lawyer dating such period inz its investigation or litigation make or participate la making
- A..
from announcing: an extrajud:cial statement, othar than a quotatica from or ref. (1) The name, age, residence, occupation, and family status of erence to public records, that a rea:cnabla paraon wcu'd expcct the accused. to be disseminated by means of public ccmmunication and that relates to-(2) If the accused has not been apprahended, any m. format.ion necessary to aid in his apprehension or to warn the public (1) Evidance regarding the occurrence or transaction involved. g of any dangers he may present. (2) The character, credibility, or criminal record of a party. (3) A request for assistance in obtaining evidence. witness, or prospective witness. (4) The identity of the victim of the crime. (3) The performance or results of any examinations or tests or f (5) The fact, time, ard place of arrest, resistance, pursuit, and the refusal or failure of a party to submit to such. P g use of weapons. (4) IIis opinion as to the merits of the claims or defenses of a (6) The identity of investigating and arresting officers or C ~~~~3 party, except as required by law or administrative rule. agencies and the length of the investigation. (5) Any other matter reasonably likely to interfere with a fair (7) At the time of seizure, a description of tile physical ev,- trial of the action. i dence seized. cther than a confession, admission, or state-During the pendency of an administrative proceeding, a lawyer { ment. or law firm associated therewith sha!! not maka or participata in (8) The nature, substance, or text of the charge. making a statement, other than c quotation from or r:farcace I (9) Quotations from or rafaeneca to public records of the to public records, that a rea: nabla p rson would capact to ba l~ court in the casa. disseminated by means of public.communi:stion if it is mada (10) Tha scheduling or result of any step in the judicial pro-outsida tha official course of the pro: ceding and relates to: ceedings. (1) Evidence regarding the occurrence or trancaction involved. (11) That the accused danics tha char 3:a made against him. 595 594 .e a gw L__. L_ L_ L_ " " " ~ ' ~~-# ~ -, rw "-- --w h-. h" ,r. ~_,,.f--. s
W' ..s,', ..,; v e.. a..g.pp.'- n,.,9, , 'Q W, q W yvA wag.jg?jA ?"'# ...~. e A, . -,,, m f.y. ' Q."_: ~,. "-lf. ~5 G 9t*, 'y Q n;g,4~ . s lO5?j.,.. g.Q. [ ~ 1 .s ..e x t -
- (
' CCDE OF PRC72:::'O!!!.L n'C?C:!3IO:'.NY AI, RESPON3!3tL;Ty (2), thy charnetr, :mid"i!y, c: ""*'.! r:ced of a panty, gp3 All restrict!ar_: i:2;os2d by DR 7-103 u iwitness, or proc;sctt: ri"-- _ I'38 With Cr tuvastigation3 o ba 3o
- -'~-* C c juror.
(8) Phy$ical evidaca :: 11 yd me:n er rt:t'Ita of any ex-aminaticna c kat: Or.da r ^"'t ^"r2 of s p rty to A I""727 h2' 7:v::: prcmptly to the '**0 I*)r* Par c;;d M ? submit to such. a ventr 3 man c- ' j- ~~, by another uw:rd a vaniramna cry" (4) His opinion es to th2 m:rits of tha chims, defenses, or po-Juror or a mamb 'M" ' 83 family, of which the lawyer haa kn:wl. edge. sitions of an int r:stad parson. f. . (5) Any other mett'~ - #1y lih@ to interfere with a fair DR 7-103. Conta:t r !!h Trh - i. hearing. ) A lawy3r sha.! not suppr:2; any aygg,DO: that ha cr h5 23;:0 (D The foragoing provishns cf DR 7-15 do not preclude a 1:wyer has a bgal own g3 %, from r: plying ts chr ;12 cf ch:enden pvE'y madt egainst (B) A lawyar sha!. nct advisa or e him or frcm parti:1patin7 ;n the procudng f b:;'stative, ad-to le2Va tha juriad!::ica of a t ' m
- b purNsa ct mc:;ia >
n b secreta hima3It n ministe:tive,or othatinv::ti;; tiva t:d 3. him unavai!:hl3 a3 g y;g cas therem.. A lawyer shall exar:isa r:asonabla era to prevent h.is employees (C) A lawyar sha:1 not pay, cffer to pay (J)
- ' * " P^IA *3 I and associates from makin ! cn extrafidi-i-1 statement that he f C?mpon3atic.a to a witness continga
'I D would ha prohibit 2d ine :. king und ar 22'l-107. testimony or the outestna cf tha cas2. But a lawyar racy rd. vanca, guarantee of c D4 7-103. Communintha with er Inv2ct!;.'Sn cf Jurcrs hg II) EXpa s a rease -~'.s incurred by a witness in aWQ c' .4-testifyin". Befare the trial of a c:sa n 1:wyer co mach.! therewith shall not (A) conununicate with er c use another to communicata with anyone 3:Onab:J compensation to a witn2S foe hh I032 c" uma a., r he knows to ba a memb r Of tha vtnira Mm which the jury will g -~ sng or testifying. be selected for ths trial of the casa. f ' fn. fe he professional services of en c:part ^ wj .) (B) During the trial of a casa: i s (1) A lawyer connect:d *.harawith $$11 not communicate with or 1. DR 7-110. Ccatact with Cff;ciala LI cause anothar to c:m nunicata with any member of the (A) A lawyer shall not gi fa a b a jadya, cf. jury. ficitl, er amploy03 cf tribu al. (2) A lawyer who is not connacted therewich shall not communi-(B) In an adversary proceedin,. a la cate with or causa another to communicate with a juror con. cause another to communicate as to ft hall not communicata, cr 3 cerning the casa. 8 Ju4e e an official before whom the proceedmg ja pendias (C) DR 7-108( A) and (B) da not prchibit a lawyer from communi. except: cat.mg with venirc:2:n or jurora i.: the course of official pro. (1) In the course of cfficial ~ ceedings. (2) In writing if he prompt y eli e c py of the writing to (D) After discharge of the jury frcm further consideration of a opposing counsel or t; th a eraa party if ha is not ra;ra-e case with which ths.rcyac was c; n:: tad, the lawyer shall not seated by a lawyer, ask questions of cr maha cora==ta to a memb:r of that jury that are calculated mar 21y to hnr:sa cr cmbarrcss the juror or (3) orally up:n a. tice to op ing counsel or to t:23 adrer. a party 5f to influence hia c:ti:ns in futura j ct/ hervice. (4) Asothanvi:2 sulhorized by Iaw. A lawyer shall n:, :ent:t or cau 2. Sy financial su : port or oth. (E) erwise, anothar la c0nhet a vazatioua or harassing invest;p tion of either vanireman or a jurct. i i 506 597 i - e ~' ~ ' ' ' E E T N ~ ' ~ ' ' ~ ' ~ ~ ~ ~ ' " ~ ' ~
,., >..m g ;; . - c:.. w,,, a r u.~ .v s e e- .- -~- .J,>a,g, 4, -w. r. ,r% ~u,u h.; ~ ff,. g.. _ g %,,f,..v h.;. ph -s.w m 6 a. . : - -.:.~. - + _y 1 -: ;y .. a ~~ .g; ~; T + s, -.c ~...e ~ ' CCJ. 3 07 ?"'.C7~"".?q.t'., ",2CP":C' :!.d"*7 CODE.0F PROFESSIGNAL RE3PONSIIllLITY l5. -; ^ C.* MON il EC S-3. Fraudulent, daceptive, or otherwha i"agal conduct by :: I _. m I' ~ .f participant in a proceedic.; before a tribunal or leg:slative body 12 la. Li A Lcwyn, Should ?c,t:, y y.. m y,e *.- iho L Cd S'/ stem consistent with fair administratics of justica, and it should navar bs ' 2 -M-parthipat:d in or condon:3 by hwyer:. Ual.:ss con:tr:ia 4 by hb bh tun 'o preserve th: confidances and sacrata c' h;a dkat, a 1 -. !j ET'!!Cl.' C"II"*" "P3-yer s 1ould rcreal to appropriate authoritiea any kaawladJ: ha m:r i have of such impropar conduct. EC 8-1. Changas in human affnirs nr.d ~~7 -factimts in humnu in- . stitutions maka nacr-- y eca: tent :..cru t) c:. int.in and improve 3 0 3-S. Judg:3 and ed.ninistrative officin'.2 h::6..d our legal syst2m. This :ysta.n ahoull fur'f, in menner that com-pcws= ought tc ta p;r:;ons of integrity, comp;tanc:, ::-)d :ab'udkat:;d. t abb d; .l. mands pub'!: =: pact =l fcci.cs tha un J.
- -*d = meli:s to n:hieve p:r 1.
Gca rcily,10 vyers are qualified, by p2::3:11 eb:rvati:n redress of ;;;nane::..V : r.ca of r x.a and !' Ohne?, bw-or investi;atba, to evalusta the qualifications cf g=r.: =:!.b~ cr yers are esp :ially qu !ifiad to raca:nt a ddit:=:ka la tha !?:al sys-baing c: ;ide.cd for such public offices, and.c; thb r:.::: th:'~ tem and ta imtiata ecrectiva ;n::suras t! nm. Thus they should hava a spechi responsibdity to aid in the select
- n of only d,a:3 wha participata in propo:in; nad cupportin; Ir; ^*] and programs to ara que.ti:ed. It is the duty of lawyers to end? aver to nr:v:nt paliti.
t improve tha Systam, wkhout ra;:nl ta 122 2nr.:1 tcr:sts or desires cal c:::!draticna from outwei;hing judicial fita:= fa d,0 ::!stba ;f of clients or J;rmar chants. Judgas. Lawyers should protcat earnestly a;: inst tha a.ppointmaat ;r ""
- Ja siho ara unsuited for the banc'a and.cha dd atri;2 t:
- EC 8-2. 5:!as of law are daft:12nt if they era n:t just, understanda. c==> have eloe.,cd c., appointed thereto caly thosa w.i w "' *- <-~ e ble, and ros;casive to tha naada of sceisty. If a hwycr L li;ves that-pursuits, whathar of a business, political, or c01 ur i i the existan:3 or absenca of a rula of law, tuht.ntiva or procedural, C' 2 terfara with ti.e free and fair consideration cf[qE5:~5[f 32aE-t C' adjud!:atisn. causes or ::: tributes ta an unjust resul', ha sh:'dd endcarcr by law- ,,3 Adjudicatory officials. not beia iT. courage *h 2implif!cc'1:a cf laws and the E.;. 1 er amendm:nt of - }$)J thams:h =, ars ::Uded to receive the supp rt af tha i;cr a;ninst i: D ful means ta obta!n app =priata ca.a;22.r. ..is..rr, Ab enouli cn-
- f. --
Just erttic::m. While a hivyar as a citizen hal) a right to ents::= :::h i ir fficia.s pubb:./, ha shculd be certain of the marts of his c:=pinat, laws that are outmod:d. Lihani:2, la;.! proc du=s chauld ba im-proved wh:never expri2 ca indicatas a ch:n :: b andad. J' approprigt kaguage, and avoid petty criticism:, f r uac. 88 n our la;21 system. Criticisms motivated by resacas othar taed a g a ptram. n-- Ih EC 8-3. Tha fair ad:ninistr: tion of ju:ti:a re';;!res the availability of competant lawy3rs. 3!embars of tha pubhc should be educated to sire to improva the legal system are not justified. recogniza tha existan=3 cf lapi problams and tha resultant need for EC 8-7. aiace lawyers are r. vital part of tha 12 gal system, thay ,I legal servicas, and should ha provid:d meta:ds fer intdhgent selec-b tion of cou :21. Thosa prsans unab!3 t3 pay for 1::;al services should should be persana of integrity, of professional skill, and of dadication to the improvament of the system. Thus a lawyer should aid sa esta'a-be providad nseded services. Clianta cad !xvym chould not be penal-j s va!! as enforem, g, standards of conduct adequata to prote:t ized by undua geo raphien! rntraints upon r:prasentation in legal tl p ring that those who practica hw are quahfud to da matters, and tha bar cheuld cdfress itnif io improvements in licens-s ing, recipre dty, and ~' i-ica ;rocadurca esacht;nt with the needs = EC 8-0. Lawysrs oftan s2rv3 as la;islators or ta h::ders of ouir l of modera xmmrea. h
- f[.g ;f, #
7 '{2 2*I' EC 8--L Y!hanavr 2 h 7:t sacPa Y;i tiva or administrative i jg j; e g changes, h):hould id:st'fy 'a2 e via:dyja v.aca, ha cppears, whether systam. 1. lawyer who is a public officer, whaMiar fWi or part.G.N on behalf of hhusela, a ch:at, cr un paou:.
- f. b ryer may advocate should nat ann;;2 in activities in.which his perconal cr prafari:ad such chan;23 on bahn, of a chaat 2ven t ;u.;h,na does not agrea with interesta ara or foreaceably raay be ia conflict with hia official duti:s.
them. Jut "han huyr nurparta to e:, ;n ba'ulf of the pubhe, he EC S-!P. The advancement of our last system is of vital importaacs should aspc sa ca!y th = 5.;:;= whift i.; c.acci:atiously believes tii be in th3 ;;?ic iaternt, m maintainmg the rule of law and la facilitatiag orderly changu; 508 599 4 g 3.
4 ^. ,i p(d i h r. l - y f e :: .a r. d. c. =f yai - a., s aua caa; m n.r. g r ri ; a cu a l c a t o i a :n !r :, C "~ t h c-v nt.a y: a il i yiadiaob* -z: s. rd in,a: f ahwi r s a ecinc no t - n bviy m e ~ ~. p w e r c r a rd uidc r P g p a. ra t h ;. a a pr e ij!. t o2t .d b a ;2 in: d oird: h si a a *a. r t d *~ d l 'u J r. + n d. b mc lub t y t p
- . c. :
a hhn d m eeu o o u n a1 t a e aP-s: a-n 1 e c: t n t hset h p s ;; n f hl r i o a o n t af o:rh ;r {reof i a I n ab s u m ;p y.a i n T eh yor m h c
- r n
,i
- r. i
- d aeh dt s
t t h h f aM' o o
- pt oi : c s i t t nn sv c l
n e t : c 7 I. ai r a ut 7hp e ot ona em aia emhwmy i c t e e c a e-: a rdcd r t gnkepd i h h c h a et oG i mt y.sn m t b., J pfCn nt si nv s nra s af 7 0 c E c n cu;r i r: r n b r. h o a r v D m ;;7, ~:._: i m; ut csisce s i S h e t r ra !;ia ::.. :: ai u p n pd ' a: n h e i o. op et N io a 2 : u; 3 b v a' d l y r O a p i c m : ;;; v. /. ; le :. m s S.. y :e a u. d nt i ~ . a ue a i ;i h: k a a
- hd P
S f a v aic e 0 :: n L ;a i. S t r r f v e sd m.y t 4 c p d :h iol e h m :n 3. ' h: t i t 3 u n2* axt e' e z a nh 3 E eai a s ny d a o h 3
- t F e n
i 3 m
- b at a 2 i o
3 R o sc s e rt i 0 t e f f r C l t W. r p t l ! t : l c rt c ! ih onf
- n f u n.
n,a na o e ah r! ; : o! nt N 7 5 L 3 f e-roO e ab r r abht nn o muob ,n a, r !p r'S cpp h c m p u; p n c A e guf r ay e f t c &n;ao =d; s3 u3t ct pe poo emc 7, r ;;; % N-v.m v s t osme on s ol a o i 6
- b /.o a
O r o a
- e ri i h d C
s ie eemdac = l d-n t r ef r ch h ht nP
- u pe n!
dl a a , pc I h gi i
- .t t!
a c. h J 1 nct a ae S h nu c c t t 4" u a t r ao st e a" r 3t t s S
- n. t rh eni t
c p e - a a c s c
- .u a
s r a c.r y o cif ae t h a s a ui: " W a n f r s e t E nt ht n f h: w-e wn;h a :b rd s.. eu g F .txi cxa e ut c s . b a "- a A-t p t / r c c at h r.a. O r r : i d.i iad r 2 *c n o n 2 t d ' L-ht st d p e.n.o S t cidh
- t a:
a cc a M:a+ri h n: e-t rd r: e c e pc i c I i . P t a u ut n t a v he+.dr d t h"" f r T. o *. = cu D 3 c at ds ga r. z a :.
- e a
e ot n e n u ot o ny e t i nu v on yf d u o a nst g nh d F C O s ief olayt ," d *a : h nr wo t sa d, ga.w f ch sf iop y .rj ga;nt g 1.r t l t l n nl a icbi 'n eps r c t h p e o chd h g ^oh mt shy t bin e a s i o 'n m n, " t l r a gh o t o r i / 4 a/b
- t
- i E
iac ot nt t e ei =o eS a c s ee v '. dh u-r t P a"r' D g ct et s
- u y. : c y m~<u "-
pa; efM 'd l u0 p, r t c a ar O ai
- i. h s
i e u v o i p1 u r.t aei ei l U r C ibt b e r nb 1 'f ps m pd a a.h. o0 - h I =a E y b !. b~ Sap. Eo al o t s # yc c r f us ch ,u c. " 2 wn i aa vs p ^8 n : i~ e ~ at s e smd r s n
- d c
n lyf # s t n a e ai gl u na n a ed ghsl r ot nb e i r d ni a l ~ !ac o o fi G.n r ai e 'r l Ata "~~ ep a"-im Jc ci h t aa r D,, y t a sinyo h f A,t u n p.# b:h t r ldi i n mt o e n e c e w4,o 9 n ,lede a c' v Dh a a c ~s a a gi t ui aro r. t s3 c t om ncD .fa a a Cr or Ct c C d e d pr a2'* g) h i h e o.h i a y o (A sd smtsRmdP t'" emiv Epsstd Enab Eat ad sf r ouh e one nhl e uoe 8 se 3') } J a ou W rC r ( ) j '4 i a g C ]. ' rj. i } i f *a.w w". f - f e - - r s o a b rf Y nt ur f d a r. r l ys 1.. eo on 4 ojp y l r ci t t d b a a s ,f e d n i f o t p ,C a e 2 ,,a l e irv n vs e h U. a. e "* g d , a 4 ao e a ob ,i l p xp a rt o ot a J t c n bf e r f f a r. d.[ m., : t n r" a o h! J a' o y g
- . i
't a h u .T-f eti . L. ol s t p r ,t. t i n o t h o o 3 e a- " i a a o wa mi pc na sn a c f. .eW! ," j n.. / ki t f r m2 eh t o 7 3 ,a a ,v.. 3" Wm ih o e ht ni t a t 3 2 c p - s mL f 2 m i w t'. t o wr t
== w .L , o. ,t. U e r nf c n eA a e o2 r,c -2 : _ w c t i l Ed ~s L s c e I L i P - a-ue . ~ d ~ sL a
- r n
u,,,'. m m ri " r-n,_ t i N A',"'o. l d 3,. - i 3 : t o 2 O . st f 'a l c , W - ;2a ? u o c ' t aoC a f s.'.~. n m r n4
- h n
f-eh T d n t. oI o g 1 d J a f 3 u _, ~"a.T.. ' d.x. n u i 3 7 [ Eh Mc h a,. "c f mhi d~ ad h r i 1 3 s e n. b hn w,. a r .ic nt u e-min t d h =bu y 9 'n. 7, G i: u. Tw. 5'. a ns2 - I a m l . n p c M a, v~ h o. o 4 O f I C l. e t
- h a a
!;f gf
- n..
d 0 .. C *f. tda. c f ~ i n.. ut s e t s n .m n: d y
- O n
r a . h '. s,,,. i : nua o 5. = t! r s vi I. .. 2 t a :. i u A ~ S mt,ne fib s
- buwa n
't. w O = ,1 U i ~ sn ov: n s u pt g b, c
- iu s
i n<s ~C, k :: I d a at f k d tu r l T n p3 r.i c o C a f ,%, P a: p aia ot u O t l l ^ K. d :s L as ict c c aiai
- nt eF c
i hl fl ej i lum nt h t, oia nd h T i.ia l. nrt h l s b u t D slobae ng nlai c S F. f c g t 1 v] a ah uvd a ub yi g ?g l uil r "' o+e c l m',_. 7 h :v pd n pi nri my I. qd ae r t' s n e ndi : i uda,,. s a u auh aoc 2g e ,r C i.e inf uhh n o c st n 1 he jst y e tc h. i l h sr s t u i a,t s e sh o w t t n t i b rl t rp i vh icit e c f an sh p a r nrb o a s,... u. ~ G 0 ym Ar eel a c e e e wu t mgt yo lc. o uc e r S C e[o ci Paf im t.]s c 4 o col 3 wi e Q. y sp c s n cn n b l n h uit wa C ad wUsat UeAki t ann ag A ~d b b c u.. hl
- se'4 c.;
n Li l l rel d 1 enu i ) ,a a) e D e u ) ( ( Ac mAj - nap n t 2 3 I l h 9p ~ 9 r c e r s l A( C e oe v et p C' o c o C ,, e fe;
- 8. '
e ) ) R A B Egt m 5' .ym ?. r n i t R) e a A D W ( ( h h D( t c r c
f CODE OF P!!OF20310NAL RESPON0131LI'I'Y CODE OF PROM:GNAL RE3?ONJ:33 LIT 7. - (B) A Ir.wyer shall not accast privets employment in a matter in (1) " Differing interests" inida every interest th.t will ad. which ha had subatanth! r::ponsibiUty whih he was a public em-versely affect either tha ja4mant or tha loyilty of a law-ployee. yet to a client, whether it, ha a conflicting, inconsistent ldi- [, (C) - A lawyer sha!I not stata or imply thet ha is able to influence im-verse, or other interest proparly or up;a irr:Sve.nt grc= any trihmal, legislative (2) " Law finn" includes a profassionallegal corporat:ca. body, or public cif!:bl. (3) " Person" includes a concration, an associatian, a trust, a DR 9-102. Preser6ang Identity of Funds and Property of a Client partnership, and any other organizat.on or lagal entity. (A) All funds of cliants paid to a lawyer or law firm, other than ad. - (4) *Pr fessional legal corporation" means a corpcration, or an . vances for costs and expenses, shall be deposited in one or more assoc {ation treated as a corporation, authorized by law to identifiable bank accounts maintained in the state in which the -l practice law for profit, I law office is situated and no funds belonging to the lawyer or law (5) " State" includes the District of Ca!ambia, Puarto Rico, and other federal territories and possessions. firm shall be depositad therein excast as follows: (1) Funds reasonably sufficient to pay bank charges may be (6) " Tribunal" includes all courts and all other adjudicatory deposited tharain. bodies. (2) Funds belonging in tart to a client and in part presently or (7) "A bar association reprasantative of tha ganaral bar" in-potentially to tha lawyer or law firm must be deposited cludes a bar association of specialists as refarred to in DR - therein, but the portion belonging to the lawyer or law firm 2-105(A) (1) or (4). may be withdrawn when dua unlass the right of the lawyer or law firm to receive it is di:puted by the client in which event the disputed portion sh:11 not ba withdra. until the dispute is finally resolved.- (B) A Ir.wyer shall: (1) Promptly notify a client of tha recaipt of his funds, securi-ties, or othar ptsperties. I (2) Identify and label securitias and properties of a client [ promptly upon receipt and placa them in a safe deposit box or other place of safakeeping aa soon as practicable. I 7c, (3) Maintain ecmplate records of all funds, securities, and oth-er propertics of a client coming into the possession of the. . lawyer and render appropriata accounts to his client ie-garding them. (4) Piomptly pay or deliver to the client as requested by a cli- ' (C) i ent the tuuds, se:urities, or other properties in the posses-fd sion of the lawyer which the client is entitled to receive. d SED b DEFINITIONS
- As used in the Disciplinary Rules of the Code of Professional Re-sponsibility:
- "Conndence" and " secret" are defined in DR 4-101(A).
602 603 gKhe"J%.%D f iAese dT b.* -y 7**"*'*" N%
u,, -.. - ~ _ -.., _ _ ---., :..; w.::,f m e ".:~ m,,. -.., a. q. s... -.. ~., , m.. ~ ~ . p-3 .m^ . W.., c ; w..n..,.,.; ..~-w s ' ng, us.,gg.ONSilutITY COD 2 07 PROFEssiO. LITY. . ' COC ' OF P3072SS10 NAE. RESPO ISEI 22...... EC..Tc. w,cO, g.R -*. ca. ca. e nft N10nu (2, --"~~8 u.u. Da.7 . EC72. DR7., ,"4 _Crocs-P.ahrene2 Tablas DR 7.uoci,2, - -- 27. =. DU7lo4c)n,
- a. Aar eaa. e es. Cm::, a twrmi Rwm7 1 m i.1,.
DRgcin ::::::::::::J n..... nese entes a:= t.ned be emnermaces contened in ens r~tes to ~ g (( [ *'33,1*H 7-IG1 =a al.:2 c. iv.:nu ece. ana emm =. D!t 7-IORmj'(gI:::":-":.-...... 20 v 25.... ....EC 7 3s, D3 7.iac, y' - + - .. " --- i .........,g.3,7c,,oj;1a g. Canons DR 7-Icoa) -e. cada DR 7-im(a).... - -. 3, 2-10. 1;C 2-14.,cDR 2 S xc 2 3, ~ 27... EC +c....................... 37 Case Casans e 37 - DR 7 1w.., O ....................... 20 .........._.........ma.DR4-201.........................................n DR 2.ic.u D EC8-6 EC t.3 DR Sl=..........:-----1,g. Ic3 D,R 2.m, Mg f DH 4-lal(m (3i................. 37 sc 1-4 sc 2-s......................... 32 b, Da 24aw........-........ 28, 2s ......................... O g,g,,,,,........... ;;;;- - ~,, DH 4-131(c) (3) Ec o-2 gg dis 1-101( Al..................... 65 DR 4miss m................. 37 EC 0-3 ,,,:::::::_::. 2s........ EC,,1-uc a EC 2 3, cc ........................ 35 29 _.m. nn i.ia.[u,, D, EC5-1 1 na 1-10nai.... _........ EC 54 3. 3.yo,in, pg M ..................a29 y E p -;......................,g.. g g......................... gy Da go, 2 304, pig. 3g, DR 14aa) 29.......EC 1-3. EC 1. EC ' m. l ......................19 EC 5-10 R 1-101( ...................... 7 EC C* DR ' h' EC. -3.................... 27, 23 Casons CeJa U 1-Im i EC bli........................ 7 EC 2-9....................... 8. 27 EC 512 g .EC 7-3d. EC 8-d. Dit 4102 ...... C - -- 7... EC 3.c, D3g Stog ag3g,,g l_ _ Al 448 EC 2-10................... 27, 23 DR 2-14 l EC bli ............... 6 j.- -.,EC.-3 5 EC 7 3q DR y.gg 30,, " 'g g ..................... 33 (A'yI:' M *- A m EC 511...................... 6 EC 2-11....................... 33 4......EC 240. EC 7-I. DR 2-Ito EC 5-13 EC 212 ................. 35, 33 2.'.'O ....... ~............... 2T 31 [ ' ' E'C l"M ' 11. g..s EC 7-la, 8 101up (33 EC 5-21 .... 8 EC 2-14....................... 12 32 ' ... 1D 5.. .EC -23,. EC 7 33. EC 7-27, gp *. Dit 5-101(A).......... EC 2-10 7,y'.I1..EC Y-31 EC ....................... 12 DR -101(A) (D. DR 7 DR F102 .... 10 ............... 13 DIE 5-102( A)... EC 2-17.......,............. 12 .-101( A) Og 103. DR 7-100(A). DR 7 .... 42 10km 33 ' ' " ' " EC 2-13 pR _,. FC 2-12.,,EC SS. j. 4I Dit 5103(B) .6 EC 2-00....,.............. 38 DR MO5(A) -300rA, g Da 3 33 6......EC 4-1. EC 4 4 EC 414 EC 2-21 c; EC 5-18. EC 5-13. DTt 3 ' ** DR 24004C). Dit l,,e'. .....................31 DR 5-107(A) (2) .. [. ~..[...h 235 4-101. Dit 5101(A). DR -2u0' D 4 D:t 3103(Ap A EC 2-22 ~ 14 . ' '.. ' [. 2 '.'. 2 5..[31 DR 5407(B) .............. 4,15, 30, 32 EC 2-23 5-105(A3 g4 '"'*..EC 242. EC 3-4 DH 2 30/ EC7-1...................... 32 EC 2-2G c- ....................... 8 .) EC 2 "S................... 7. 23 'INAI C3 ..EC 2-::S. EC 240. EC 2-30, EC 7-5 ............4.5,7 ...............<....24 pq 0 12 35 ".....EC Lt. EC 5-21. DR S107 ...... 7, 30 EC 7-S EC 2-20 8 ~ -........EC 2-0. EC 7-8 8H 'b EC 7-0 .........5 EC 2-30 .............. 44 EC 7-13 a,- --..EC 5-6. EC 7-18. DR 7-104 - 34 " ~ ..M 43. DR 0-101(A). DR ......................26 }dy . R b104u) (2) O!01s ne EC 2-32 .................... 27 EC 7-1G ................... D DR 2-201 .............. 33 EC 7-13 ...... EC A7. DR 5103pg SI -. E 41, Ec 4-5. EC 4-6. DR 10 " DR 2102(A) (4)............ 27,43 EC 7-19............. 15, 32 i y ~ ~..".EC 4-5, DH 4 101(D) (3), DR g- '~'3 4-101. OR 4-101(C) 83 DR 2402(Al (6) ................ 33 EC 7-20................ ... 15 L J A102 DR 4-101(C) (4 .... 21 D1t 2-102(U) ................. 33 EC 7 21 DR 2102(C).. .......... 33 f9 g3.... .EC 2.la. UC 2-17. EC 2 13, 38.....EC 2-21. EC 5-21. DR SMa M -M EC 745.................22.41 DR 2-102(D) .............27,*S EC 7 "G gg, gg, .. 33 34 '"....EC 2-20. DR 210qlig g33 33 DR 2-103. .......... 23 ............. 5 - ~..EC 7-29. g>. ". - -....... EC 2 33
- EC 7-?7 DR 2-104 15
".E' 'C7'-1. EC 7-24. EC 7-10 40 ' " ' " - -......... EC 2 -2 ........... 2S EC 7-2S. DH 2-101(A) (1) ... 27, 43, 4 % 40 ............. 23 DR 7-201(A). DR 7-101 41 ~ " " - - -~... M 7-20 EC 7-23 .. 20 DR 2-105 gg ' " ".."~fg'g"2402u) (db DIt 2 34 43 """ M DR 51% ................ 27 EC 7-33....... NW DR 2-10',(A) (11......,.......... 4G ..... 32 g7 ' " ~M 7-37. En 7106 (C) (D DR 2-10'a(A) (3) .. 12 EC 7-3t................. 3. 32 EC 7-35............... gg ' ...EC 7-3d. DR 71cgc3 g23 4,"""""".. -32, DR 2.m DR 2-10C(B) (S)................ 13 EC 7-3G.................... 1, 3. 18 DR 2-200 ~ " =~ 45 "' "" *
- fit 2 I[
R" ......................17 go ' ". ~......EC 5-10. DR 5-102 39 - - .EC 7-33. DR 7-107 1 ) 1 ................ 34 46;,,;,y},_,_g I EC 7-37 DR 2-107(A) (2) EC 7-33................. 21, 24, 23 ... 30 ................... 15 """'"" "" 7-04 EC 7-33 47 2 D!t 2-100(A) (1) . 48 DR 7-101(A) ......... 4. 4 15, 32 DR 2-110 DR 2-110(C)..................... 4 Dit 7-101(A) (1)................. 24
- J EC 3-8................... 33, 31, 47 Dit 7-101(A) (3)................. 30
.................... 47 Dit 7-102(A) (1).............. 22,23 DR 3-101(A) .................... 34 DIt T-102(A) (4)......................f DR 3-102(A) .................. 33 D113-103( A) 4 37 DR 7-103 DR 7-104(A) (1).............. 605 EC 4-1.... EC 4-5....... ~.......... 4 11, 37604 e e f i 4 a __ y - p ** -*= % 3, r-. @N
- -.<--"'%4,_
---a
- ' N " '
m
- "'8**e-j
-~ ,, --}}