ML19308B917

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Responds to NRC 781213 & 01 Memos Re Mod of Sua Sponte Rules.Neither Memo Makes Clear That Sua Sponte Review Std Relates Exclusively to OL Proceedings
ML19308B917
Person / Time
Site: Crane Constellation icon.png
Issue date: 12/15/1978
From: Rosenthal A
NRC ATOMIC SAFETY & LICENSING APPEAL PANEL (ASLAP)
To: Kelley J
NRC OFFICE OF THE GENERAL COUNSEL (OGC)
Shared Package
ML19308B912 List:
References
TASK-TF, TASK-TMR NUDOCS 8001170625
Download: ML19308B917 (2)


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UNITED STATES

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j5 NUCLEAR REGULATORY COMMISSION

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'd WASHINGTON, D. C. 20555

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December 15, 1978

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MEMORANDUM TO:

James L. Kelley, Acting General Counsel

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(: L Alan S.

Rosenthal, Chairman FROM:

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Atomic Safety and Licensing Appeal Panel

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SUBJECT:

MODIFICATION ~OF SUA SPONTE RULES

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This is in response to your December 13, 1978 memorandum on the above-styled subject, to which was attached your 7

December 1, 1978 memorandum to-the Commission entitled

" Generic Issues and the Sua Snonte : Review Standard".

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have only the following brief corments:

7 1.

Neither -memorandum makes clear that the sua sponte

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review standard.under consideration relates exclusively to Z

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operatinc license proceedings.

As recognized in ALAB-491 (slip opinion, p. 2), the Rules of Practice do not restrict

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the right of either a licensing er an appeal board to raise

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issues on its own initiative in ~ a construction pe=it pre-ceedinc.

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2.

The appeal boards have never taken the terms.cf 10 CFR 2.760a and 2.785 (b) (2) as precluding rheir. inquiry into a matter not considered by the licensing board which, in the judgment ~of'the particular appeal board, has suffi-i M-cient potential safety or environmental significance to warrant exploration sua snonte.

At the same time, however',

E there are decided practical limitations upon the ability k=..g I:ME of an appeal board -to ferret out and then to reach an h==

-informed conclusion -on matters which -were not raised befcre

' %F""j cr considered by.the -licensing. board and as to which :the're.

ing.

Put another way, appeal boards do not have the

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is no contest between.or ~ among Jthe parties to the proceed-

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resources to serve as general overseers of the mannerlin l== =

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2 which the staff-is discharging its functions in-connections L

D. =r with the review of operating license applications.

This is especially so insofar as the staff review is addressed

  • -"i to whether acknowledged generic safety problems have.been satisfactorily. resolved for the facility in cuestion.~-

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James L.

Kelley December 15, 1978

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3.

For the foregoing reason, I am very much concerned

......1 that a modification of the terms of section 2.785 (b) (2) 19 7

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along the lines indicated in your December 13 memorandum micht be construed to reflect a Cc missicn belief that it F==..=..

is both possible and appropriate for appeal boards to under-

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take a role which they.are unable to perform.

It seems to e.=

me that the preferable course is to leave section 2.785 (b) (2)

u alone and to focus instead upcn the recommendation contained
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at p.

6 of your December 1 memorandum to the Commissien that

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  • be explcred to increase the Ccm-

"a number of avenues *

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mission's involvement in -resolving generic problems * * * *.

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With due respect, I believe it. manif es:.that it is the respon-

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sibility of the Commission itself --- and not that of its adjudicatory boards -- to police the activities of the staff

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I have no views respecting the best means for achieving

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greater direct Commission involvement in the resolution of i= ]:.:.:.(;

generic safety problems.

I think it at best doubtful, how-

~ i.E ever, that meetings with the adjudica cry boards should be

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a part of the process.

As I see it, there are clear perils associated with: assigning non-adjudicatory. functions to M.l=f those boards.

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4.

One final, albeit mincr, point.

.The phrase'"sua h:

sponte review" is misleading as used in the centext of M...~....-

L sections 2.7 60a and,2.7 85 (b) (2).

In NRC parlance, that E ::::~~~

phrase has accuired'the settled meaning of review by an i.C =l appeal board its own initiative of those porticas of a

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licensing boaru decision--(cr of the evidentiary record upon which that decision Eis' based) which are not encompassed.in

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any appeal which:may have'.been taken by one of the. parties _

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to the proceeding.w Needless'to say,~neither ALA3-491-nor h===

your two memoranda Zare addressed to' that ' appeal board.Jfunction.

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Indeed, we were careftil-in AIAE-4911 (slip ~ opinion, ;p.1) -to draw a distinction 'between the ' review (in:the absence of-an-

7:" ~.E.T appeal) of an issue-contested before a licensing board in AEE an operating license proceeding anc the "taking up [of] new E:i: =

matters not previously put in controversy" in's6ch a pro-ceeding.

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