ML19301B814

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Comment Disposition Table for ATF Project Plan V1.1
ML19301B814
Person / Time
Issue date: 10/31/2019
From: James Drake
Licensing Processes Branch
To: Raymond Furstenau, John Lubinski, Neih H
Office of Nuclear Material Safety and Safeguards, Office of Nuclear Reactor Regulation, Office of Nuclear Regulatory Research
Drake, J, NRC/NRR/LLPB
Shared Package
ML19297F703 List:
References
A11008, EPID L-2017-PMP-0011
Download: ML19301B814 (15)


Text

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table Attachment Comment Location Comment Proposed Change NRC Notes Action/Resolution 1

General The timelines, activities, and impacts associated with increasing burnup and enrichment are different.

The appendix sometimes discusses both topics and other times is only referring to one of the two, however, it is not perfectly clear at all times.

Please consider partitioning the various sections into burnup and enrichment portions of the appendix to more clearly identify the information relevant to each topic.

The impacts of high burnup and increased enrichment are different (i.e., different technical concerns), and the schedules slightly different, but the activities for addressing the impacts are largely, if not entirely, the same because of leveraging resources to perform high burnup and enrichment tasks in parallel with ATF. Those areas where there are differences in schedule or activity are delineated in the various tables present in the project plan. And the differences in the technical issues are discussed in the opening paragraphs in each section. Therefore, the decision was made not to partition the project plan.

However, many areas of the project plan were updated with revised wording to clearly indicate, when appropriate, which of the two technologies is being discussed.

Various portions of text within the entire HBU+IE project plan were revised to clearly indicate which of the two technologies (burnup or enrichment) are being discussed in those instances where both were not being addressed.

2 General In numerous places it references UF6 as the only enriched product used to fabricate UO2.

Please revise the text to be more generic as there are possibilities to use other precursor forms that are not UF6.

Agree.

Revised to identify UF6 or other potential precursor forms that are enriched above the current limit (5 weight percent U-235).

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 2

Comment Location Comment Proposed Change NRC Notes Action/Resolution 3

General The draft appendix discusses changes to the standard pellet/clad fuel system. In a fuel system where uranium is the minority component, a uranium enrichment could be above 5% while the ratio of U235 to all atoms by volume may not be above 5%. Therefore the effective enrichment would be less than 5% despite the ratio of U235 atoms to U atoms being above 5%.

Please add text to indicate that this appendix is only applicable for current UO2 fuel or clarify how to treat all fuel types.

5% weight enrichment is generally understood to be the amount of the uranium-235 isotope present relative to the amount of all other uranium isotopes.

Approach outlined in the project plan does not change depending on the fuel type. No changes made.

4 General The appendix to the NRC Project Plan is prepared as Appendix A, however the NRC Project Plan Version 1.0 (ML18261A414) already contains an Appendix A NRC Plans to Develop Analysis Capability. Having two appendices with the same letter creates an error likely situation.

Please revise the burnup and enrichment appendix or the current project plan appendix to be a different letter.

Discussed during public meeting, the HBU+IE project plan will appear as Appendix A in the ATF project plan.

The existing Appendix A in the ATF project plan will become Appendix B.

ATF project plan document to be updated with modified appendix lettering 5

General Where is table A.5? The appendix appears to skip this table.

Please revise text for consistency.

Tables A.1 through A.6 now labeled consistently Text revised for consistency

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 3

Comment Location Comment Proposed Change NRC Notes Action/Resolution 6

General, Line 25, Lines 228292 The text indicates NRC staff will participate in a coordinated PIRT on in reactor performance of fuels with increased enrichment.

Please provide more information on the timing, scope, and intent of this activity. Additional information such as the information presented during the Public Meeting on September 12th would be helpful.

The text indicates that the PIRT would only be for increased enrichment. Is burnup excluded intentionally? Would these activities be NRR focused or more crosscutting across multiple parts of NRC?

The text indicates NRC staff will participate in a PIRT for transportation packages for unirradiated fuel transportation for material with higher burnup and enrichment. Please provide more information on the timing, scope, and intent of this activity.

Please explain higher burnup unirradiated material.

Please explain NRC's intentions regarding a PIRT for increased burnup and enrichment efforts.

Within the scope of the In-Reactor performance, a HBU PIRT is not being developed (but a literature search is being performed). An IE PIRT is being developed.

Clarified the scope of Section A.2.2.2 to include uranium feed material and unirradiated fuel. Revised to eliminate references to higher burnup and clarified the scope of the PIRTs will include criticality safety and materials properties/performance.

Additional discussion within Section A.1.4 has been provided to clarify the In-Reactor intent of an IE PIRT and a HBU literature search.

Delineation is also made between HBU for conventional fuel designs and ATF designs. Clarified the scope of Section A.2.2.2 to include uranium feed material and unirradiated fuel. Revised to eliminate references to higher burnup and clarified the scope of the PIRTs will include criticality safety and materials properties/performance.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 4

Comment Location Comment Proposed Change NRC Notes Action/Resolution 7

Line 24 Please spell out PIRT as this is the first occurrence (Phenomena Identification &

Ranking Table)

Please revise text as indicated PIRT spelled out Text revised as indicated.

8 Lines 46 50 The Appendix states that the staff does not anticipate identification of gaps or deficiencies in these regulations with respect to Part 71 and 72. However, lines 243 244 discuss new transportation packages, modification of current packages, or exemptions from 10 CFR 71.55(g),

especially subpart (g)(4) and its limit of 5.0 w/o.

The latter statements appear to be contradictory with respect to gaps in Part

71.

Please ensure text is consistent with intent.

The latter is not contradictory in that a gap in the regulations for Parts 71 or 72 would not provide the staff with a regulatory tool for review and approval of a proposed transport package or storage cask design. If holders of a transport package certificate of compliance for UF6 are able to demonstrate that the package is subcritical with optimum moderation, then an exemption is not needed, and the package design will meet Part 71 in its entirety.

No changes needed.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 5

Comment Location Comment Proposed Change NRC Notes Action/Resolution 9

Lines 112113 While updating the regulatory framework is important to ensure regulatory certainty, why would such changes that could include rulemaking, need to be made before either higher enrichments or burnups can be licensed?

This text appears to indicate that the common regulatory practice of using exemptions first would not be acceptable. Additionally, it is inconsistent with the exemption pathway discussed in lines 180182 and the discussion in lines 227230.

Please revise text to remove indication that regulatory framework changes are anticipated to be complete before licensing can be approved.

The intent of the word "generic" was to attempt to capture the standard, predictable licensing process used for widespread adoption of methods and technology. Clarification has been provided to indicate the NRC staff anticipates regulatory changes will be needed before a predictable licensing approach outside the use of exemptions can be implemented.

Text revised to meet original intent.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 6

Comment Location Comment Proposed Change NRC Notes Action/Resolution 10 Lines 118123 Two sentences appear to be intermixed and need to be corrected. We believe the sentences are supposed to read as follows:

While higher burnups and increased enrichments may impact the way compliance with regulatory requirements is demonstrated, the actual principal design and performance requirements provided by the GDC remain applicable. The degree to which existing regulations and guidance need revision or new regulatory requirements and guidance need to be established, depends on the level of departure from existing burnup and enrichment limits.

Please revise text.

Two sentences are indeed intermixed. The paragraph was revised by moving the intermixed sentence to the beginning of the paragraph, which was its originally intended location.

Text revised to meet original intent 11 Tables A.1 and A.2 Tables A.1 and A.2 do not appear to be in alignment.

Industry believes that 10 CFR 51 and NUREG1555 should have similar impacts.

However 10 CFR 51 is noted as being impacted by both higher burnup and enrichment but NUREG 1555 is only noted as impacted by higher enrichment.

Please review regulatory impact tables for consistency.

NUREG-1555 in Table A.2 has been updated to reflect the same impact as 10 CFR 51 in Table A.1 Text revised for consistency

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 7

Comment Location Comment Proposed Change NRC Notes Action/Resolution 12 Lines 141159 Industry performs a review of whether a LAR qualifies for a categorical exclusion from the National Environmental Policy Act (NEPA) as part of the standard LAR review process and NRC reviews that assessment during the approval of that LAR. As such, the text discussing whether NRC staff needs to reconsider the justification for the continued applicability of the existing Generic Environmental Impact Statement is unnecessary.

Please remove Section A.1.1 as it's redundant.

Section A.1.1 was not removed. Instead it was updated to be clearer about the NRC staff's intended course of action, should it become necessary:

streamlining NRC staff reviews of categorical exclusions and/or environmental impacts that do not meet the exclusion.

Text updated to be clearer.

13 Line 170 The reference to ADAMS Accession Number ML18100A045 is incorrect.

That was the draft LTA letter from the NRC to NEI which was posted on 53118.

The final LTA letter should be cited, ADAMS Accession Number ML18323A169 dated 62419.

Please revise text.

Agreed Text updated with applicable ML#.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 8

Comment Location Comment Proposed Change NRC Notes Action/Resolution 14 Lines 171173 The text states that for LTAs using increased enrichments and higher burnups, the guidance in the LTA letter may not be applicable. The guidance in the LTA letter should be applicable to all LTAs programs. The determination of whether a 50.59 or LAR is required is made by applying the guidance on a casebycase basis depending on the scope of the LTA campaign and the licensing basis of the reactor.

Please revise the text to simply state that LTA programs for higher burnup and increased enrichment may require LARs and remove the text indicating that the LTA program may fall outside the guidance. The determination of whether a LAR or 50.59 is appropriate is made by applying the guidance in the LTA letter to the specifics of the LTA campaign and the reactor licensing basis.

Agreed Text updated to be clearer.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 9

Comment Location Comment Proposed Change NRC Notes Action/Resolution 15 Lines 241 -

244 The design of new UF6 packaging must continue to interface with the existing plant equipment process (receipt, storage, heating, discharge, cleaning, etc).

Please add text to indicate that as part of the consideration of new package designs, there should be a consideration for how a new packages would interface with existing facility equipment.

The package designer should work with licensees to ensure that any new or modified package design will interface with existing facility equipment.

No changes needed.

16 Lines 235244 The Appendix contains two citations of 10 CFR 71.55(g) and one citation of 49 CFR 173.420 (line 322). There is no mention of 49 CFR 173.417 which sets a 5.0 w/o U235 enrichment limit for transport within 30inch cylinders. Given the regulatory infrastructure changes discussed in lines 235244 of the Appendix, the need to revise DOTs 49 CFR 173.417 should be captured in some fashion in this Appendix.

Please add mention of 49 CFR 173.417 in the appendix.

Section A2.2.4.1 was revised to state that "DOT regulations in 49 CFR 173.417 which provide requirements for shipment of UF6 heels without a protective overpack also limit the enrichment of 30B and 30C cylinders to 5 weight percent."

Revised text as stated.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 10 Comment Location Comment Proposed Change NRC Notes Action/Resolution 17 Table A.4 Why does table A.4 not have an opinion on NUREGs 1536, 1567 or 1927?

Please provide the NRC opinion of these fuel cycle NUREGs in table A.4.

NUREG-2215 is being finalized, which consolidated both the guidance in NUREG-1567 and NUREG-1536, Revision 1. The staff expects that the document will be publicly-available prior to any need to store ATF with high burnup and high enrichment. NUREG-2215 will be the review guidance used for the initial period of storage, up to 40 years. The renewals of storage facilties will be addressed in a future revision to this plan, which will include reference to the proper revision of NUREG-1927. At this point, that reference is not warranted.

No edits are warranted.

18 Line 256 safety related issues should be safetyrelated issues Please revise text as indicated Text revised as indicated.

19 Lines

266, 272, 321, 329 Please use subscripts consistently throughout the appendix.

Please revise text for consistency.

All instances of U235 or superscript 235U have been updated with "uranium-235" (to maintain consistency with the ATF project plan), UF6 now uses subscript 6, and UO2 now uses subscript 2.

Text revised throughout document.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 11 Comment Location Comment Proposed Change NRC Notes Action/Resolution 20 Lines 328 to 338 The International Handbook of Evaluated Criticality Safety Benchmark Experiments contain approximately 30 LWR benchmark cases between 5 and 10 w/o U235 with the majority near 7 w/o. Pooling these benchmark experiments with the larger population of experiments below 5 w/o does present a challenge but general issue exists in all benchmark studies as discussed in DSSISG201001 (ML110620086).

Please revise the last bullet (lines 336 and 337) to the following:

increase the onesided k effective tolerance factor to account for uncertainties in criticality code performance due to the number of applicable critical experiments for benchmarking.

Agree.

Text revised as indicated.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 12 Comment Location Comment Proposed Change NRC Notes Action/Resolution 21 Lines 332337 Are each of the activities noted are potential methods for applicants to overcome the NRC's stated lack of criticality benchmark data?

Or is the intent that a combination of the denoted activities would be needed?

Given the predictive nature of first principle codes now available, has the NRC staff reviewed how these advanced codes could resolve the issue?

Please clarify text.

The NRC staff is not aware of any higher fidelity computer codes which have been demonstrated to have increased predictive capability compared to the previously approved methods. Insufficient representative test data may prevent adequate validation of higher fidelity codes and result in an inability to assess the code's uncertainty. While NRC staff is aware that many new codes are able to model detailed physical processes that were previously unable to be modeled, the staff has not reviewed and is not aware of the justification which demonstrates the credibility of these higher fidelity models in areas where data is unavailable.

Text revised to indicate an "either/or" set of options (or combination thereof).

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 13 22 Lines 353355 The text indicates that there is a need for experimental confirmation for whether an unknown agerelated phenomena impact the spent fuel during storage and transport after storage.

Why would this be the case?

Please remove this text. There is no reason an experimental confirmation for something that isn't known to exist is needed.

The NRC has historically expected that experimental confirmation be obtained and assessed, which confirms that the spent fuel performs as expected. The experimental confirmatory basis that low-burnup fuel

[45 gigawatt days per metric ton of uranium (GWd/MTU)]

remains in its analyzed configuration during the period of extended operation was provided in NUREG/CR-6745, Dry Cask Storage Characterization Project Phase 1; CASTOR V/21 Cask Opening and Examination (Bare and Torgerson, 2001), and NUREG/CR-6831, Examination of Spent PWR Fuel Rods after 15 Years in Dry Storage (Einziger et al.,

2003). This research demonstrated that low-burnup fuel cladding and other cask internals had no deleterious effects after 15 years of storage and confirmed the basis for the guidance on creep deformation and radial hydride reorientation in NRC's review guidance. The research results in NUREG/CR-6745 and NUREG/CR-6831 support a determination that degradation of low-burnup Revised the text to refer to "unanalyzed" instead of "unknown" age-related phenomena, and provide perspective on NRC's basis for the expectation.

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 14 Comment Location Comment Proposed Change NRC Notes Action/Resolution fuel cladding and assembly hardware should not result in changes to the approved design bases during the first period of extended operation, provided that the cask/canister internal environment is maintained.

The U.S. Department of Energy (DOE) is funding a similar program for high burnup fuel [>45 gigawatt days per metric ton of uranium (GWd/MTU)] at the North Anna independent spent fuel storage installation to gather similar experimental confirmatory data to support the technical basis for storage during the first period of extended operation (EPRI, 2014).

Therefore, the cited discussion is consistent with NRC's expectation that experimental data be obtained to confirm that unanalyzed age-related phenomena is not operable during the dry storage and subsequent transport of spent ATF of higher burnup and higher enrichment.

23 Line 372 "Near term" should be "nearterm" Please revise text as indicated Text revised as indicated.

24 Line 374 Please revise text to "..only one fuel cycle facility has shared plans" Please revise text as indicated Revised to delete "however".

ATF Project Plan V1.1 October 2019 Stakeholder Comment Disposition Table 15 Comment Location Comment Proposed Change NRC Notes Action/Resolution 25 Line 394 Please revise "unrainum" to "uranium" Please revise text as indicated Text revised as indicated.

26 Lines 423 -

424 The text indicates that near term increases in burnup and enrichment limits are expected to be only marginally greater than current limits. Is the 5 - 8 wt% range considered as marginally greater than current limits; or is a stepwise approach between 5 - 8% being envisioned?

What burnup values are considered to be marginal increases?

Please clarify text.

Text clarified to indicate range of consideration for impacts Text clarified.