ML16216A544
| ML16216A544 | |
| Person / Time | |
|---|---|
| Site: | Quad Cities  |
| Issue date: | 05/02/2016 |
| From: | Palagi B Operations Branch III |
| To: | Exelon Generation Co |
| Shared Package | |
| ML15274A322 | List: |
| References | |
| SVP-16-004 | |
| Download: ML16216A544 (9) | |
Text
ES.3OT Transient and Event Checklist Form ES-301-5 2016 Crew A Operating Test No.: 14-1 Date of Exam:4/18/16 Facility: Quad Cities A
P P
L I
C A
N T
E V
E N
T T
P E
Scenarios 1
2 3
4 T
o T
A L
M I
N I
M U
M(.)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R o
A T
c B
o P
S R
o A
T C
B o
P S
B o
A T
c B
o P
S R
o A
T c
B o
P R
I U
ROu SRO-I Elr SRO-U RX 5
6 2
1 1
0 NOR 1
1 2
1 1
1 vc 2,3,7, 8,9 2,3,6 3,7 10 4
4 2
MAJ b
7 I
3 2
2 1
TS 4,5 2
0 2
2 ROT SRO-I 8z SRO.U RX 5
4 2
1 1
0 NOR 1
1 2
1 1
1 vc 3,7 5
2,3 6,8 2,5 I
4 4
2 MAJ 6
7 I
3 2
2 1
TS 5,6 2
U 2
2 ROT SRO-I Ee SRO-U T
RX 4
6 2
1 1
0 NOR 1
1 2
'l 1
1 UC 2,8 5,8 2,3,5, 7,9 I
4 4
2 MAJ 6
7 I
3 2
2 1
TS 2,4 2
0 2
2 ROT SRO.I T
SRO-U RX 1
1 0
NOR 1
1 1
VC 4
4 2
MAJ 2
2 1
S 0
2 2
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; S are not applicble for RO applicants. ROs must serve in both the "at-the-controls" (ATC) and "balance-of-plant" (BOP) positions. lnstant SROS (SRO-l) must serve in both the SRO and the ATC postions, including at least two instrument or bomponent (l/C) malfunctons and one major transient, in the ATC position. lf an SRO-I additionally sewes in the BOP posiiion, on yC malfunction can be credited toward the two l/C malfunctions required for the ATC position.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Secton D.s.d) but must be igniticnt per Sectin C.Z.a ol Appendix D. (.) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
Whenever practical, both instrument and component malfunctions should be included; only those that requlre verifiable actions thai provide insight to the applicant's competence count toward the mnimum requirements specified for the applicant's license level in the right-hand columns.
For licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-l applicants in either the ATC or BOP position to best evaluate the SRO-l in manipulating plant controls.
lnstructions:
1 2.
3.
4.
ES-301 Transient and Event Ghecklist Form ES-301-5 2016 Crew B Operating Test No.: 14-1 Date of Exam:4/18/16 Facility:Quad Cities A
P P
L I
c A
N T
E V
E N
T T
P E
Scenarios 1
2 3
4 T
o T
A L
M I
N I
M U
M(.)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R o
A T
c B
o P
S R
o A
T c
B o
P
R o
A T
c B
o P
S R
o A
T c
B o
P R
I U
ROT SRO-I E+
SRO-U RX 5
2 o
3 1
1 U
NOR 1
1 2
1 1
'l VC 2,3,7, 8,9 3,5,6, 7,9 3,7 12 4
4 2
MAJ o
I I
3 2
2 1
TS 4,5 4,5 4
0 2
2 ROT SRO-I trs SRO-U RX 5
6 2
1 1
0 NOR
'l 1
2 1
1 1
vc 3,7 6,7 2,3,5, 7,9 I
4 4
2 MAJ 6
I B
3 2
2 1
TS 2,4 2
0 2
2 RO trr SRO-I T
SRO-U I
RX 2
1 1
1 0
NOR 1
1 2
1
'l 1
vc 2,8 3,5, I
2,5 7
4 4
2 MAJ 6
I B
3 2
2 1
TS 0
0 2
2 ROu SRO.I u
SRO-U RX 1
1 0
NOR 1
1 1
vc 4
4 2
MAJ 2
2 1
TS 0
2 2
lnstructions:
- 1.
Check the applicant level and enter the operating test number and Form ES'D-1 event numbers for each event type; TS are not apgicble for RO applicants. ROs mustierve in both the "at-the-controls" (ATC) and "balance-of'plant" (BOP) positions. lnstant SROS (SHO-l) must serve in both the SRO and the ATC positions, including at least two instrument or bomponent (l/C) malfunctons and one major transient, in the ATC position. lf an SRO'I additionally serves in the BOP posiiion, on yó maffunction can be credited toward the two l/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.S.d) but must be óignificant per Sectin C.Z.a ol Appendix D. (.) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one'for'one basis.
- g.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions thai provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
the chief examiner may Place SRO-l for monitoring plant parameters, ln best evaluate the SRO-l
- 4.
For licensees that use the ATC oprator applicants in either the ATC or BOP
ES-301 Transient and Event Checklist Form ES-301-5 2016 Crew C Operating Test No.: 14-1 Date of Exam:4118116 Facility: Quad Cities A
P P
L I
C A
N T
E V
E N
T T
P E
Scenarios 1
2 3
4 T
o T
A L
M I
N I
M U
M(.)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R o
A T
C B
o P
S R
o A
T C
B o
P S
R o
A T
c B
o P
S R
o A
T c
B o
P R
I U
RO-l tro SRO-U T
RO RX 5
2 4
3 1
1 0
NOR 1
1 2
1 1
1 vc 2,3,7, 8,9 3,5,6, 7,9 5,8 12 4
4 2
MAJ r)
B 7
3 2
2 1
S 4,5 4,5 4
0 2
2 ROtr SRO-I Ez SRO-U u
RX
à 4
2 1
'1 0
NOR 1
1 2
1 1
1 vc 3,7 6,7 2,3,5, 6,8 I
4 4
2 MAJ 6
I 7
3 2
2 1
TS 5,6 2
0 2
RX 2
'I 1
1 U
NOR 1
1 2
1 1
1 VC 2,8 5,
3I 2,3,6 I
4 4
2 MAJ o
I 7
3 2
2 1
TS 0
0 2
2 ROn SRO-I T
SRO-U RX 1
1 0
NOR 1
'l 1
vc 4
4 2
MAJ 2
2 1
TS 0
2 2
lnstructions:
'1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS
. are not applicable for RO applicants. ROs must-serve in both the "at-the-controls" (ATC) ahd "balance-of-plant" (BOP) positions. lnstant SROS (SO-l) must serve in both the SRO and the ATC positions,ncluding at least two nstrument or bomponent (l/C) malfunctons and one major transient, in the ATC postion. lf an SRO-I additionally sewes in the BOP posiiion, one 7ó malfunction can be credited toward the two l/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be óignificant per Secti'on C.2.a ol Appendix D. (.) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one'for-one basis'
- g.
Whenever practical, both instrument and component malfunctions should be included; only those that requlre verifable actions thai provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right'hand columns.
- 4.
For licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-l applicantsineithertheATCorBoPposiiiontobesteval
ES-301 Transient and Event Checklist Form ES-301-5 2016 Crew D Operating Test No.: 14-1 Date of Exam:4/18/16 Facility:Quad Cities A
P P
L I
c A
N T
E V
E N
T T
P E
Scenarios 1
2 3
4 T
o T
A L
M I
N I
M U
M(.)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R o
A T
c B
o P
S R
o A
T c
B o
P S
R o
A T
c B
o P
S R
o A
T c
B o
P R
U ROT SRO-I Ea SRO.U n
RX 2
6 2
1 1
0 NOR 1
1 2
1 1
1 vc 3,5,6, 7,9 2,3,6 3,7 10 4
4 2
MAJ I
7 I
3 z
2 1
TS 4,5 2
0 2
2 ROT SRO-I trg SRO-U RX 2
4 6
3 1
1 0
NOR 1
1 2
1 1
1 vc 3,5, I
2,3,5, 6,8 2,3,5, 7,9 13 4
4 2
MAJ I
I 3
2 2
1 TS 5,6 2,4 4
0 2
2 RO trs SRO-I T
SRO-U n
RX 4
1
't 1
0 NOR 1
1 2
1 1
1 VC 6,7 5,8 2,5 6
4 4
2 MAJ 8
7 I
3
¿ 2
1 TS 0
0 2
2 ROT SRO.I tr SRO-U T
RX 1
1 0
NOR 1
1 1
t/c 4
4 2
MAJ 2
2 1
TS 0
2 2
lnstructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicOt tor nO applicants. RO's must-serve in both the "at-the-controls" (ATC) and "balance-of'plant" (BOP) positions. lnstant SROS (SFiO-l) must serve in both the SRO and the ATC positions, including at least two instrument or orpon"nt (t/C) malfunctons aád one major transient, in the AIC position. lf an SRO-I additionally sewes in the BOP posiiion, on yó malfunction can be credited toward the two liC malfunctions required for the ATC position'
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D'S'd) but must be gnitca;ipr Sctin C.Z.a o Appendix D. (.) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one'for-one basis'
- g.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insigfrt to the applicant's óompetence count toward the minimum requirements specified for the applicant's license level in the right-hand columns' parameters, the chief examiner may place SRO'l controls.
best evaluate the SRO-I in arily for monitorng plant For licensees that use the ATC operator prim applicants in either the ATC or BOP position 4.
ES-301 cies Checklist Form ES-301-6 Crew A lnstructions:
Facility: Quad Cities Date of Examination:4118116 Operating Test No.:14-1 Competencies APPLICANTS RO SRO-I SRO-U tl tr1n RO SRO-I SRO-U n
ø2 T
Ron SRO-I E3 SRO-U t]
RO SRO-I SRO-U SCENARIO SCENARIO SCENARIO SCENARIO 1
S R
o 2
3 B
o P
4 A
T c
1 A
T c
2 3
S R
o 4
B o
P 1
B o
P 2
3 A
T c
4 S
R o
1 2
3 4
lnterpreVDiagnose Events and Conditions 2-9 2,6, 7
3,6, 7
3,5, 6,7
)1 5,6, 7
)<
6,8, 9
2,4, 6,8, 9
5,7, 8
2-9 Comply With and Use Procedures (1) 2-6 r,2, 3,6 7
3,6, 7,8 3,5, 6
5,6, 7
1,2, 5,6, 8,9 1,2, 4,5, 6,9 4,5, 7,8 2,4, 1,8, 9
Operate Control Boards (2)
N/
A r,2, 3,6, 7
3,6, 7,8
?5 6
N/
A 1,2, 5,8, 9
1,2, 5,6, 8
4,5, 7,8 N/
A Communicate and lnteract L-9 t-4 6-8 J,
6-9 3'5' 6,7, 8
1-8 1-9 r-9 1-8 1-9 Demonstrate Supervisory Ability (3) 2-6 N/
A N/
A N/
A 2-7 N/
A N/
A N/
A 7a 5-9 Comply With and Use Tech. Specs. (3) 4,5 N/
A N/
A N/
A 5,6 N/
A N/
A N/
A 2,4 Notes (1)
(2)
(3) lncludes Technical Specification compliance for an RO.
Optionalfor an SRO-U.
Only applicable to SROs.
one evey every applicant. (This competency forms ES-303-1 and ES-303-3.)
includes att rating factors for each competency.) (Competency Ratng factors as described on
ES-301 Gom petencies Checklist Form ES-301-o Facility: Quad Cities Date of Examination:4118116 Operating Test No.:14-1 Competencies APPLICANTS RO SRO-I SRO-U n
E4 n
RO SRO.l SRO-U tr5 RO SRO-I SRO-U tr1 n
RO SRO-I SRO-U nntr SCENARIO SCENARIO SCENARIO SCENARIO 1
S R
o 2
S R
o 3
4 A
T c
1 A
T c
2 B
o P
3 4
S R
o 1
B o
P 2
A T
c 4
4 B
o P
1 2
3 4
lnterpreVDiagnose Events and Conditions 2-9 3-9 3,6,
,7
?{
6,7 4,6, 7,8, 9
2-9 2,4 6,9, 9
3,5, 8,9
)\\
6,8, 9
Comply With and Use Procedures (1) 2-6 2,3, 4,5, 7,8 3,6, 7,8 3,5, 6
1 6-9 2,4, 7,8, 9
r,2, 4,5, 6,8 2,3, 5,8, 9
7,2, 5,6, 8,9 Operate Control Boards (2)
N/
A N/
A 3,6, 7,8 3,5, 6
7,6, 7,8 N/
A r,2, 5,6, 8
,)?
- 5n8, 9
1,2, 5,8, 9
Communicate and lnteract r-9 1-9 3,
6-9 3,5, 6,7, 8
L, 6-9 L-9 1-9 1-9 t-9 Demonstrate Supervisorv Abilitv (3) 2-6 r-9 N/
A N/A N/
A
)?
5-9 N/
A N/
A N/
A Comply With and Use Tech. Specs. (3) 4,5 4,5 N/
A N/A N/
A 2,4 N/
A N/
A N/
A Notes:
(1)
(2)
(3) lncludes Technical Specification compliance for an RO Optionalfor an SRO-U.
Only applicable to SROs.
Crew B lnstructions:
competency ior every applicani. ins inctudes alt rating factors for each competency.) (Competency Rating factors as described on forms ES-303-1 and ES-303-3.)
ES-301 Com petencies Checklist Form ES-301-6 Crew C lnstructons:
Check the apptcants' lcense type and enter one or more event numbers that witt atlow the examiners to evaluate every applicable competency ior every appticani rnis includes at! rating factors for each competency.) (Competency Ratng factors as described on forms ES-303-l and ES-303-3.)
Facility: Quad Cities Date of Examination:4118116 Operating Test No.:14-1 Competencies APPLICANTS RO SRO.I SRO-U n
tr6 n
RO SRO-I SRO-U n
ø7 T
RO SRO-I SRO-U
ø2!n RO SRO-I SRO-U SCENARIO SCENARIO SCENARIO SCENARIO 1
S R
o 2
S R
o 3
A T
c 4
1 A
T c
2 B
o P
3 S
R o
4 1
B o
P 2
A T
c 3
B o
P 4
1 2
3 4
lnterpreVDiagnose Events and Conditions 2-9 3-9 5,7, 8
3,5, 6,7 4,6, 7,8, 9
2,3, 5,6, 7
2,4 6,9 9
3,5, 8,9 2,6, 7
Comply With and Use Procedures (1) 2-6 2,3, 4,5, 7,8 4,5, 7,8 3,5 6
I 6-9 5,6, 7
1,2, 4,5, 6,8 2,3, 5,8, 9
r,2, 3,6, 7
Operate Control Boards (2)
N/
A N/
A 4,5, 7,8
?5 6
1,6, 7,8 N/
A 1,2, 5,6, 8
2,3, 5,8n 9
1,2, 3,6, 7
Communicate and lnteract r-9 t-9 1-8 3,5, 6,7, 8
1 6-9 1-8 1-9 1-9 r-4 6-8 Demonstrate Supervisorv Abil itv (3) 2-6 t-9 N/
A N/
A N/
A 2-7 N/
A N/
A N/
A Comply With and Use Tech. Specs. (3) 4,5 4,5 N/
A N/
A N/
A 5,6 N/
A N/
A N/
A Notes:
(1)
(2)
(3) lncludes Technical Specification compliance for an RO Optionalfor an SRO-U.
Only applicable to SROs.
ES-301 Comoetencies Checklist Form ES-301-6 Facility: Quad Cities Date of Examination:4118116 Operating Test No.:14-1 Competencies APPLICANTS RO SRO.I SRO-U n
tr8 Ro tl SRO.I E9 SRO-U tr RO tr3 sRo-r n SRO-U tr RO SRO-I SRO.U nntl SCENARIO SCENARIO SCENARIO SCENARIO 1
2 S
R o
3 B
o P
4 A
T c
1 2
A T
c 3
S R
o 4
S R
o 1
2 B
o P
3 A
T c
4 B
o P
1 2
3 4
lnterpreVDiagnose Events and Conditions 3-9 2,6, 7
3,6, 7
3,5, 8,9 2,3, 5,6, 7
2-9 4,6, 7,8, 9
1 8
2,5, 6,8, 9
Comply With and Use Procedures (1) 2,3, 4,5, 7,8 1,2, 3,6, 7
3,6, 7,8 2,3, 5,8, 9
5,6, 7
2,4, 7,8, 9
1, 6-9 4,
7, 8
r,2, 5,6, 8,9 Operate Control Boards (2)
N/
A 1,2, 3,6, 7
3,6, 7,8 2,3, 5,8, 9
N/
A N/
A 1,6,
'7,8 4,
5, 8
r,2, 5,8, 9
Communicate and lnteract t-9 l-4 6-8 3,
6-9 t-9 1-8 t-9 1
6-9 1-8 1-9 Demonstrate Supervisorv Ability (3) l-9 N/
A N/A N/
A aa 2,3, 5-9 N/
A N/
A N/
A Comply With and Use Tech. Specs. (3) 4,5 N/
A N/A N/
A 5,6 2,4 N/
A N/
A N/
A Notes:
(1)
(2)
(3) lncludes Technical Specification compliance for an RO Optional for an SRO-U.
Only applicable to SROs.
Crew D lnstructions:
Check the applicants'license type and enter one or more event numbers that witt atlow the examiners to evaluate every applicable o,rpete*i ior every applicaní. fnis includes att tâting factots for each competency.) (Competency Ratng factors as described on forms ES-303-1 and ES-303-3.)
ES-401 Written Examination Quality Checklist Form ES-401-6 1
FaciritY: fut¿ â/trc ilr,ht, Date of Exam Jltlnl Item Description lnitial a
b.
c*#
Questions and answers are technically accurate and applicable to the facility iil
.+
n 2.
a.
b.
NRC KAs are referenced for all questions.
Facility learning objectves are referenced as available.
ítN g 4(
3.
SRO questions are appropriate in accordance with Section D.2.d of ES-401 lt')
C(
4 The sampling process was random and systematic (lf more than 4 RO or 2 SRO questions were repeated from the last two NRC licensing exams, consult the NRF/NRO OL program office).
il'/il I 41 Question duplication from the licensee screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate
_ The audit exam was systematically and randomly developed; or Xthe audit exam was completed before the license exam was started; or
_ the examinations were developed independently; or
_ the licensee certifies that there is no duplicatlon; or
_ other (explain)
ítil n
6, Bank use meets lmits (no more than 75 percent from the bank, at least 1 0 percent new, and th rest new or modified); enter the actual RO / SRO-only question distribution(s) at right Bank Modified New 30tg ttL
¿/T t /5 1il.g a/
7 Between 50 and 60 percent of the qustons on the RO exam are written at the comprehension/ analysis level; the SRO exam may exceed 60 percent if the randomly selected l(As support the higher cognitive levels; entr the actual RO / SRO question distribution(s) at right.
Memory c/A 35t 5 4tØ
ílN g
ø(
8.
References/handouts provided do not give away answers or ad in the limination of distractors.
íil -y
(
L Question content conforms to specific l(/A statements in the previously approved examination outline and is appropriate for the tier to which they are assigned; deviations are justified.
il
0(
- 10.
Question psychometric quality and format meet the guidelines in ES Appendix B.
q,il 6
ç(
11 The exam contains the required number of one-point, multiple choice items; the total is corrct and agrees with the value on the cover sheet.
I tr'l.5
ú Printed Nam / Signature Date
- a. Author I ',:::."::,:K^l#w *
- d. NRC Regional Supervisor¿rdlb 2'í LAcr l z/s/t¿p Vlnn (tunL Note:
The facility reviewer's ntials or signature are not applicabl for NRC-developed examinations.
lndependent NRC reviewer initials items in Column "c"; chief examiner concurrence required. -
ES-401, Page 46 of 50