ML16053A107
| ML16053A107 | |
| Person / Time | |
|---|---|
| Site: | South Texas  |
| Issue date: | 01/27/2016 |
| From: | Marc-Anthony Murray South Texas |
| To: | Document Control Desk, Office of Nuclear Security and Incident Response |
| Shared Package | |
| ML16053A099 | List: |
| References | |
| NOC-AE-16003330, STI: 34267450 | |
| Download: ML16053A107 (55) | |
Text
Enclosures 1 & 2 Contain Personally Identifiable Information -
Withhold From Public Disclosure in Accordance With 10CFR2.390 South Texas Project Electric Generating StaUon P.Q Box 28JJ Wadsworth, Texas 77483 January 27, 2016 NOC-AE-16003330 File No.: D43.02 10 CFR 2.390 10 CFR 95.17 (a)(1)
ATTN: Document Control Desk U. S. Nuclear Regulatory Commission Director, Division of Security Operations Office of Nuclear Security and Incident Response Washington, DC 20555-0001 South Texas Project
, __ /
¥
- Units.. 1.:*&.2
~
Docket Nos. STN 50-498, STN 50-499 Foreign Ownership, Control, or Influence (FOCI)
In accordance with 10.CFR ~5.17 (a)(1), STP.Nuclear Operating Company (STPNOC) submits the information which docbme'rtts the curre-nrstatus of Forefgh Ownership; Control, or Influence (FOCI) for STPNOC and one of the owners of the South Texas Project:(STP). _The attached enclosures provide ch~inges to the--qerfificafe 'Pertaining* to -i=orergn' lntEfrests.
- In addition, the enclosed forms indicate the c;_8anges; i_n t8§ reg!-!ir~9JQfn:!_t,ha1 i9e.ntifi~~-Owners,.Qfficers, Directors, and Executive Personnel for STPNOC and a STP owner.
The attached forms in *E~cl~sures 1 a~d 2 f~r:o~ners, Officers, Dire~tqr~: ~~d*E~~cutive Personnel (OODEP) contain Personal~y ldentifiable-lnform'ation." STPNOC requestS that the OODEP forms be withhe_ld f~om public disclosure in accord;:u1ce with 1 b CFR 2.~90.
- There are no commitment~ included with this submittal.
If there are any questions, pl~ase co~ta~! ~oby!1 ~ayage a_t (361) 972~7i38.
-~;/~"
-~ ~-
/,' / Y_ll
- Michae1 P. Mu
~
- _ -:M?nag_~!':_f3egulato_ry_ Aff9irs 0
M"*
Enclosures:
- 1. Owners, Officers, Directors and Executive Personnel (OODEP), Form for STP STI: 34267450 Nuclear.Operating.Company - (Pll) Not foLPUblicDisclosure
- 2. Owners, Officers, Directors and Executive Personnel (OODEP) Forms for NRG Energy lnc.;-NRG-SouthTexas LP;-Texas Genco GP, LLC; and-Texas Genco Holdings, Inc. - (Pll) Not for Public Disclosure
- 3. Certificate Pertaining to Foreign Interests (SF-328)
- 4. Supplemental Information for Certificate Pertaining to Foreign Interests with
<7 Attachments
~ S l j(_ D '&
Enclosures 1 & 2 Contain Personally Identifiable Information -
Withhold From Public Disclosure in Accordance With 10CFR2.390 NOC-AE-16003330 Page 2 of 2 cc:
(paper copy)
- transmittal letter only
- Regional Administrator, Region IV U.S. Nuclear Regulatory Commission 1600 East Lamar Boulevard Arlington, TX 76011-4511
- Lisa M. Regner Senior Project Manager U.S. Nuclear Regulatory Commission One White Flint North (08H04) 11555 Rockville Pike Rockville, MD 20852
- NRC Resident Inspector U. S. Nuclear Regulatory Commission P. 0. Box 289, Mail Code: MN116 Wadsworth, TX 77483 RMS with all Enclosures (electronic copy)
- transmittal letter only Morgan. Lewis & Beckius LLP
- Steve Frantz, Esquire U.S. Nuclear Regulatory Commission
- John Ragan
- Chris O'Hara
- Jim van Suskil CPS Energy
- Kevin Pollo
- Cris Eugster
- L. D. Blaylock Crain Caton & James. P.C.
- Peter Nemeth City of Austin
- Elaina.Ball
- John Wester Texas Dept. of State Health Services
- Richard A. Ratliff
- Robert Free NOC-AE-16003330 Certificate Pertaining to Foreign Interests (SF-328)
(2 pages)
~.
CERTIFICATE PERTAINING TO FOREIGN INTERESTS OMB No. 0704-0194 OMB approval expires (Type or print all answers)
Msy31. 2011 PLEASE DO NOT RETURN YOUR FORM TO THE ORGANIZATION IN THE PARAGRAPH BELOW, RE11JRN COMPLETED FORM TO YOUR RESPECTIVE COGNIZANT SECURITY OFFICE.
Tllll pubUc :rtihg burden far llliS coll9clion or infotmation 11 estimated to awrage 70 minutes per respcnse. Including Ille time lot reviewing lns!NCliona. *e= exlatillQ data sources: gaVlerlng
~':1:~;~ ~=~=*
0~
- "rl~~::,
11~:'1:;'.:\\~~~~=?~~
0~:3=~~=~,!~~~~*:e=:.ilnf.:~:~O:ana~~:i"tfs':~~~ae.
Pent1g011, ~asllinglon. DC 203ot11ss (070ol-0194J. RospolldenlJ 1ltollld be awn !hat notwilhatonding any other pravllicn oflaw, no person 1han be subj!d to any penalty tor l'aoling to comply willl a cclleClion ol lnfonnatiOn if it does not display a CUl!llndy llalkl OMB number.
PENAL TY NOTICE FaUure to answer all questions or any misrepresentation (by omission or or both, knowingly lo make a false statement or reprj!sentatlon to concealment, or by misleading, false or partial answers) may serve as a any Department or Agency or the United Stales, as to any matter basil! for de111a1 of clearance for access to dasslfied Information. In within the jurlsdictiQn or any Department or Agency of the *united
~ddillon, Ttlle 18. United ~tates Code 1001. makes It a criminal offense.
States. This lndudes any statement made herein which iS knowingly J.
punishable by a maximum of five (5) years Imprisonment, $15,000 fine Incurred, Incomplete or misleading In any important particular.
PROVISIONS
- 1. This report Is authorized by the Secretary of Defense, as Executive
- 2. llVhen this report is submitted in confidence and Is so marked, Agent for the National lndusliial Security Pr9gram, pursuant to Executive applicable exemptions to the Freedom or Information Act will.be*
Order 12829. llVhlle you are not required to respond, your ellgiblllty for a Invoked to withhold It from public disclosure.
facility ~curlty r;fearance caMol be determined if you do not complete
- 3. Complete an questions on this form. Mark "Yes" or "No" for each this form. The retention of a fa.dilly security ciearance Is co11tlngent 1Jpon your compliance with the requirements of DoO.5220.22-M for submission question, If your ans\\iiter is "Yes* furnish In full. the complete of a re~ed ~rm as approp~ate.
Information un~er "Remarks."
QUESTIONS AND ANSWERS
- 1. (An5wer 1a. or 1b.J YES NO
- a. (For enlibes which issue stock): Do any foreign person(s), directly or Indirectly, own.or have beneficial ownership of 5 x
percent or more of the' outstanding sh8res of any class of your organization's equl~ securities? *
- b. (For elitilies which do not Issue stock)~* Has any foreign per5on Qirectly or Indirectly subscribed 5 percent or more of your Qrganlzatlon's total capital commitment?
- 2. Does your organimilon directly, or lndlreclly tnrough your subsidiaries and/or alliliate5, own 10 *percent or more of any foreign Interest?
x 3,.Do any non~U.S. ;;ltlzeris serve as membeni of your organization's board of director..i (or similar governing body), olfrcers, execuliw personnel, general partners, regents, trustees or senior managem1mt officials?
x
- 4. Does any* foreign person(s) have the power, direct or lndli:ect, to control the election, appointment, or IElflure of member!i of x
your organl;zatlon's boafd of directors (or similar governing body) or other management posllions of your.organization, or have the pOW!!f lo control or ~use the direction of other decisions or actlvl,ileS Of your organization?
- 5. Does your organizalion*have any contracts; agreements, understandings, or arrangements with a foreign person(s)?
x
- 6. Does yout organrzauon, whether as borro\\ver, surety, guarantor or otherwise have any indebtedness, liablUUes or obligations to a foreign person(s)?.
x
- 1. ounl\\g your last fiscal year, did your organization derive:
x
- a. 5 percent or more of its.,total revenµes or net income from any single foreign person?
. b. In the aggregate 30 percent or more lfits revenues or net Income from foreign persons?
x
- 8. Is 1 o percent or more of any class of your organization's 'liotlng securities held in "nominee" shares, In "Street names* or In some other method which does not Identify the'beneliclal ow11er?
x
- 9. Do any of the meinberi> of your organlza~n*s board of directors (or similar governing body), officers, executive personnel, ; * * ; ;*><
general partners, regents. trustees or senior management officials hold *any positions with or senle as consultants. for, any ' \\' r.
foreign persoi'l(s)? *
.:. *~,,_.
- 10. Is there any other facfor(s) that Indicate$ or demonstrates a capability OR the part of foreign pers!JOS lo.control or lnftu~ce
- s":.",.. : /X the operations or management or your organization? **
l
- *. :<<,, 1
~".1 STANDARD FORM 328 (Revised 6/2008)
PREVIOUS EDITIQN IS OBSOLETE.
'~""
~** N
REMARKS (Attach additional sheets, if necessal}', for a full detailed statement.)
See Supplemental. Attachment CERTIFICATION I CERTIFY that the entries made by me above are true, complete, and correct to the best of my knowledge and belief and are made in good faith.
WITNESSES:
NOTE: In case of a corporation, a witness is not requ/Jed but the certificate below must be completed. Type or print names under ell slgnaturas..
DavidR. Hill (Typed Name of Contractor)
Executive Vice Pre.sl~ent & General Counsel
...rte of Authorized Contractor Reprasentative) 211 Carnegie Center, Princeton, New Jersey 08540 (Address)
NOTE: Contractor, if a corporation, should cause the foUow/ng certificate to be executed under its COIJJOrate seal, provided that the same oflietlr shall not execuie }joth the Agraement and the Certificate.
CERTIFICATE
- 1. ________
B_ri_an_c_u_rc_I _______
.* certify that tam the ____
c_o....;;rp_o_ra_t_e_s_e_c_re_ta_ry..__ __ _
of the corporation named as Contractor herein; that ___________
o_.a_v_ld_R_. _H_il_l ----------
who signed this certificate on behalf of the Contractor, was then Execu.<<ve Vice President & General Counsel ofsai<:teorporation: that said certificate was d~jy signed for and.in behalf of saTd corporation by authority of its governing body, and is withfn the scope of its corporate powers.
,,~~* ;
'.~- i \\.;
~
~
01/1812016
/'~~-
~ae ~
. ;.,;f9f'.tP~iiJ~9-saa1J.
~' *
. *, "I,,.'
STANDARD FORM 328 (BACK) (Revised 6/2008)
NOC-AE-16003330 Supplemental Information for Certificate Pertaining to Foreign Interests (Supplemental Information (6 pages+ Attachments) (3 pages) (5 pages) A (24 pages) 8 (2 pages) A (9 pages)
NRG Energy, Inc., Texas Genco Holdings, Inc., Texas Genco GP, LLC, and NRG South Texas Supplemental Information for Certificate Pertaining to Foreign Interests SF328 January 18, 2016 1 of6
Supplemental Information for Certificate Pertaining to Foreign Interests For NRG Energy, Inc., Texas Genco Holdings, Inc., Texas Genco GP, LLC, and NRG South Texas Question 1:
Do any foreign person(s), directly or indirectly, own or have beneficial ownership of 5% or more of the outstanding shares of any class of your organization's equity securities?
No.
Question 2:
Does your organization directly or indirectly through your subsidiaries and/or affiliates, own 10% or more of any foreign interest?
Yes. Attachment 1 provides a listing of NRG Energy, Inc.'s ("NRG Energy") foreign interests as of January 15, 2016, by name, country, and percentage owned or units held.
In addition, Attachment 2 provides a listing of NRG personnel who act as officers or directors of the foreign entities.
Question 3:
Do any non-U.S. citizens serve as members of your organization's board of directors (or similar governing body), officers, executive personnel, general partners, regents, trustees or senior management officials?
Yes. Mauricio Gutierrez, NRG's Executive Vice President and Chief Executive Officer, is a citizen of Mexico and a citizen of the United States.
Glen Mackey, NRG's Chief Risk Officer, is a citizen of Canada, and is a resident alien of the United States.
Gaetan Frotte, NRG's Treasurer, is a citizen of Prance and a citizen of the United States.
Question 4:
Does any foreign person(s) have the power, direct or indirect, to control the election, appointment, or tenure of members of your organization's board of directors (or similar governing body) or other management positions of your organization, or have the power to control or cause the direction of other decisions or activities of your organization?
No.
2 of6
Question 5:
Does your organization have any contracts, agreements, understandings, or arrangements with a foreign person(s)?
All foreign operations represent approximately 0.1 % of the company's total operating revenues and gross income. The largest source of revenue and income from any single foreign country was the company's operations in Australia, which represent approximately 0.04% of operating revenue and gross income (December 31, 2014).
NRG's subsidiary Nuclear Innovation North America, LLC (NINA) is a joint venture that is approximately 11.14% owned by Toshiba America Nuclear Energy Corporation (TANE), which is owned by Toshiba Corporation, a Japanese company. TANE is part of a consortium along with Stone & Webster Inc. (a Louisiana corporation which is wholly owned by The Shaw Group, Inc.) that has contracted to construct a two unit commercial nuclear power plant at the South Texas Project known as STP 3&4. TANE has provided a $500 million credit facility to NINA in connection with the construction and Stone &
Webster Inc. has provided a $100 million credit facility to NINA. Current funding now exceeds $500 million. TANE is funding ongoing license activities.
Because the efforts at the South Texas Project involve controlled nuclear information, NINA has entered into contractual arrangements and obtained additional assurances in order to ensure compliance with the applicable export control requirements in 10 CFR Part 810.
In addition, NRG Energy has entered into miscellaneous contracts for work and/or services in the United States from various companies that may be foreign owned.
Question 6:
Does your organization, whether as borrower, surety, guarantor or otherwise have any indebtedness, liabilities or obligations to a foreign person(s)?
Yes. NRG Energy maintains equity and debt ratios in the range of approximately 45% or more equity and 55% or less debt. However, the precise ratio varies from time to time.
NRG Energy currently has debt in the range of $19.5 billion, with approximately $8.1 billion held pursuant to the terms of a Credit Agreement (approx. $2.0 billion) and Indenture (approximately $6.2 billion) described in further detail below. The remaining debt includes project level financings. Overall, NRG Energy's debt is held by more than 500 separate debt holders, domestic and foreign. Based upon a reasonable review of lender and bondholder lists, NRG Energy estimates that all foreign debt is less than 19%
of total debt, and we have not identified any singe foreign lender or group under common control that holds 5% or more of the company's debt.
3 of6
NRG Energy is indebted to lenders under an Amended and Restated Credit Agreement, dated as of July 1, 2011, among NRG Energy, the lending institutions parties thereto (the "Lenders"), and Citicorp North America Inc. ("Citicorp"). Citicorp is the administrative agent under the Credit Agreement. As such, Citicorp has been irrevocably designated and appointed by each Lender to act as administrative agent under the Credit Agreement.
Each Lender has irrevocably authorized Citicorp to take such action on its behalf under the provisions of the Credit Agreement and to exercise such powers and perform such duties as are expressly delegated to the administrative agent by the terms of the Credit Agreement, along with such other powers as are reasonably incidental thereto. Citicorp is domiciled in the United States. Portions of the loans under the Credit Agreement may from time to time be held by foreign persons. The loan is secured by NRG Energy's equity interests in substantially all of its domestic and foreign subsidiaries, with certain exceptions. The Credit Agreement contains reporting, ratio and other standard covenants. A listing oflenders as of January 14, 2016 is provided as Attachment 3A and 3B. Attachment 3A reflects the term loan and Attachment 3B reflects the revolver.
NRG Energy is an issuer of the notes issued under an Indenture, dated as of February 2, 2006 (as amended or supplemented from time to time, the "Indenture"), among NRG Energy, each of the guarantors party thereto and Law Debenture Trust Company of New York ("Law Debenture") as trustee and an Indenture, dated as of April 4, 2014, among NRG Energy, each of the guarantors party thereto and Law Debenture Trust Company of New York ("Law Debenture") as trustee. As trustee under the Indentures, Law Debenture is authorized to exercise such powers and perform such duties as are expressly delegated to the trustee by the terms of the Indenture. Law Debenture is domiciled in the United States. Portions of the notes issued under the Indenture may from time to time be held by foreign persons. The notes are unsecured obligations of NRG Energy, and the Indenture contains reporting and other standard covenants. A listing of bondholders as of January 2016 is provided as Attachment 4A.
In addition, an NRG Energy subsidiary plans to develop carbon capture facilities that may prolong the life ofNRG's coal fleet and convert NRG's carbon emissions from a liability to a productive asset. To that end, in July 2014, NRG Energy formed a joint venture with JX Nippon Oil & Gas Exploration Corporation (JX Nippon), to build and operate the Petra Nova Carbon Capture Project, or the Petra Nova Project.
The Petra Nova Project is being financed by: (i) up to $167 million from a U.S. DOE CCPI grant, (ii) $250 million in loans provided by the Japan Bank for International Cooperation and Mizuho Bank, Ltd., and (iii) approximately $300 million in equity contributions from each of the Company and JX Nippon. The joint venture also owns a 50% equity interest in Texas Coastal Ventures, LLC, which holds working interests in the West Ranch oil field in Jackson County, Texas.
In addition, Petra Nova Parish Holdings LLC entered into two credit facilities, or the Petra Nova Parish Credit Agreements, to fund the cost of construction of the CCF at the W.A. Parish facility. The Petra Nova Parish Credit Agreements are comprised of a $75 4 of6
million Nippon Export and Investment Insurance, or NEXI, covered loan and a $17 5 million Japan Bank for International Cooperation, or JBIC, facility.
NRG's subsidiary Nuclear Innovation North America, LLC (NINA) is a joint venture that is approximately 11.14% owned by Toshiba America Nuclear Energy Corporation TANE), which is owned by Toshiba Corporation, a Japanese company. TANE is part of a consortium along with Stone & Webster Inc. (a Louisiana corporation which is wholly owned by The Shaw Group, Inc.) that has contracted to construct a two unit commercial nuclear power plant at the South Texas Project known as STP 3&4. TANE has provided a $500 million credit facility to NINA in connection with the construction and Stone &
Webster Inc. has provided a $100 million credit facility to NINA. Current funding now exceeds $500 million. TANE is funding ongoing license activities.
Because the efforts at the South Texas Project involve controlled nuclear information, NINA has entered into contractual arrangements and obtained additional assurances in order to ensure compliance with the applicable export control requirements in 10 CFR Part 810.
Question 7:
During your last fiscal year, did your organization derive:
- a. 5% or more of its total revenues or net income from any single foreign person.
No.
- b. In the aggregate 30% or more of its revenues or net income from foreign persons?
No.
Question 8:
Is 10% or more of your organization's securities held in "nominee shares," in "street names" or in some other method which does not disclose the beneficial owner?
Yes. Hotchkis & Wiley Capital Management is an institutional investor that has disclosed holding 10% or more of the voting share. No investor has attempted to, or has exerted any control or influence over, appointments to management positions or influenced the policies of NRG Energy.
5 of6
Question 9:
Do any of the members of your organization's board of directors (or similar governing body), officers, executive personnel, general partners, regents, trustees or senior management officials hold any positions with, or serve as consultants for, any foreign person(s)?
Yes, please see Attachment 2.
In addition:
NRG Energy Director Edward Muller, a United States citizen, reports serving as a director of Transocean Ltd., a Swiss company that is one of the world's largest offshore drilling contractors.
Question 10:
Is there any other factor(s) that indicates or demonstrates a capability on the part of foreign persons to control or influence the operations or management of your organization?
No.
6 of6
Gladstone Power Station Joint Venture Australia NRG Gladstone Operating Services Pty Ltd Australia NRG Victoria I Pty Ltd Australia Mirant (Bermuda), Ltd.
Bermuda Mirant AP Investments Limited British Virgin Islands Sunora Energy International Ltd British Virgin Islands Midwest Generation Holdings Limited Cayman Islands Goal Zero Europe GmbH Germany NRG First Power Limited Guernsey Mirant Asia-Pacific Construction (Hong Kong) Limited Hong Kong NRCenerating Luxembourg (No. 1) S.a.r.I.
Luxembourg NRCenerating Luxembourg (No. 2) S.a.r.I.
Luxembourg Beheer-en Beleggingsmaatschappij Plogema B.V.
Netherlands MEC Esenyurt B.V.
Netherlands MEG San Pascual B.V.
Netherlands NRCenerating International B.V.
Netherlands San Pascual Cogeneration Company International B.V. Netherlands Sunshine State Power (No. 2) B.V.
Netherlands Sunshine State Power B.V.
Netherlands 3279405 Nova Scotia Company Nova Scotia 3283764 Nova Scotia Company Nova Scotia Pure Energies Group ULC Nova Scotia Solar Pure Energies ULC Nova Scotia 2332174 Ontario Inc.
Ontario 7644868 Canada Inc.
Ontario 7711565 Canada Inc.
Ontario 7549709 Canada Inc.
Ontario Pure Energies Solar Services Inc.
Ontario Mirant (Navotas II) Corporation Philippines Mirant Navotas Corporation Philippines Energy Efficient Engineering International (Pty) Ltd Republic of South Africa Sunshine State Power (No. 2) B.V.
Sunshine State Power B.V.
NRG Victoria I Ply Ltd NRCenerating International B.V.
GenOn Energy Services, LLC Mirant Asia-Pacific Ventures, LLC Sunora Energy Construction Holdings LLC Mission Midwest Coal, LLC Goal Zero LLC Caresale Services Limited Maplekey UK Limited Mirant AP Investments Limited NRCenerating International B.V.
NRCenerating Luxembourg (No. 1) S.a.r.I.
Mission Energy Holdings International, LLC Beheer-en Beleggingsmaatschappij Plogema B.V.
Mission Energy Holdings International, LLC NRG International LLC MEG San Pascual B.V.
NRCenerating International B.V.
NRCenerating International B.V.
NRG ULC Parent, Inc.
Solar Pure Energies ULC 3279405 Nova Scotia Company Pure Energies Group ULC Solar Pure Energies ULC Solar Pure Energies ULC Solar Pure Energies ULC Solar Pure Energies ULC Solar Pure Energies ULC Mirant AP Investments Limited Mirant AP Investments Limited NRG Renew Investments (PTY) Ltd.
Netherlands Netherlands Australia Netherlands US (Delaware)
US (Delaware)
US (Delaware)
US (Delaware)
US (Delaware)
United Kingdom United Kingdom British Virgin Islands Netherlands Luxembourg US (Delaware)
Netherlands US (Delaware)
US (Delaware)
Netherlands Netherlands Netherlands US (Delaware)
Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia British Virgin Islands British Virgin Islands Republic of South Africa Page 1 of 3 17.50 20.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 65.00 35.00 100.00 100.00 100.00 100.00 100.00 100.00 41.67 50.00 100.00 100.00 100.00 100.00 100.00 100.00 50.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00
EXKF (Pty) Ltd Republic of South Africa NRG Renew Africa (Pty) Ltd Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Management and Finance (Ply) Ltd.
Republic of South Africa NRG Renew SPV Eight (Pty) Ltd Republic of South Africa NRG Renew SPV Eighteen (Ply) Ltd Republic of South Africa NRG Renew SPV Eleven Ply Ltd Republic of South Africa NRG Renew SPV Fifteen (Pty) Ltd Republic of South Africa NRG Renew SPV Five (Ply) Ltd Republic of South Africa NRG Renew SPV Four (Ply) Ltd Republic of South Africa NRG Renew SPV Fourteen (Pty) Ltd Republic of South Africa NRG Renew SPV Nine (Ply) Ltd Republic of South Africa NRG Renew SPV Nineteen (Pty) Ltd Republic of South Africa NRG Renew SPV One (Pty) Ltd Republic of South Africa NRG Renew SPV Seven (Pty) Ltd Republic of South Africa NRG Renew SPV Seventeen (Pty) Ltd Republic of South Africa NRG Renew SPV Six (Pty) Ltd Republic of South Africa NRG Renew SPV Sixteen (Pty) Ltd Republic of South Africa NRG Renew SPV Ten (Pty) Ltd Republic of South Africa NRG Renew SPV Thirteen (Ply) Ltd Republic of South Africa NRG Renew SPV Three (Pty) Ltd Republic of South Africa NRG Renew SPV Twelve (Pty) Ltd Republic of South Africa NRG Renew SPV Twenty (Pty) Ltd Republic of South Africa NRG Renew SPV Two (Pty) Ud Republic of South Africa NRCenerating German Holdings GmbH Switzerland Doga Enerji Uretim Sanayi ve Ticaret Limited Sirketi Turkey Doga lsi Salis Hizmetleri Ticaret Limited Sirketi Turkey Doga lsletme ve Bakim Ticaret Limited Sirketi Turkey Caresale Services Limited United Kingdom EME Finance UK Limited United Kingdom Maplekey Holdings Limited United Kingdom Maplekey UK Finance Limited United Kingdom NRG Renew Africa (Pty) Ltd Republic of South Africa NRCenerating International B.V.
Netherlands NRG Renew Africa (Pty) Ltd Republic of South Africa NRG Renew Africa (Pty) Ltd Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRCenerating Luxembourg (No. 1) S.a.r.I.
Luxembourg MEC Esenyurt B.V.
Netherlands MEC Esenyurt B.V.
Netherlands MEC Esenyurt B.V.
Netherlands Mission Energy Holdings International, LLC US (Delaware)
NRG First Power Holdings I United Kingdom Mission Energy Holdings International, LLC US (Delaware)
Mission Energy Holdings International, LLC US (Delaware)
NRG First Power Holdings II United Kingdom Page 2 of 3 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 80.00 100.00 80.00 49.00 51.00 100.00 100.00 100.00
Maplekey UK Limited United Kingdom Maplekey UK Finance Limited NRG First Power Holdings I United Kingdom NRG First Power Holdings II NRG First Power Holdings II United Kingdom Mission Energy Holdings International, LLC United Kingdom United Kingdom US (Delay..iare)
Page 3 of3 100.00 100.00 100.00
Gladstone Power Station Joint Venture NRG Gladstone Operating Services Pty Ltd NRG Victoria I Ply Ltd Mirant (Bermuda), Ltd.*
Mirant AP Investments Limited Sunora Energy International Ltd*
Midwest Generation Holdings Limited Goal Zero Europe GmbH NRG First Power Limited Mirant Asia-Pacific Construction (Hong Kong) Limited NRCenerating Luxembourg (No. 1) S.a.r.I.
NRCenerating Luxembourg (No. 2) S.a.r.I.
Beheer-en Beleggingsmaatschappij Plogema B.V.
MEG Esenyurt B.V.
MEG San Pascual B.V.
NRCenerating International B.V.
San Pascual Cogeneration Company International 8.V.
Sunshine State Power (No. 2) B.V.
Sunshine State Power 8.V.
3279405 Nova Scotia Company**
3283764 Nova Scotia Company Alvarado, Michael Mclaughlin, Michael Alvarado, Michael Lewis, Stephen Alvarado, Michael Lewis, Stephen Mackey, Glen E.
Mackey, Glen E.
Harmon, William Killinger, Elizabeth R.
Olson, Rick Curci, Brian Keane, Daniel M.
Curci, Brian Mackey, Glen E.
NRCenerating International B.V.
NRCenerating International B.V.
Alvarado, Michael Alvarado, Michael Alvarado, Michael Malcarney, Kevin P.
Curci, Brian Alvarado, Michael Malcarney, Kevin P.
Alvarado, Michael Malcarney, Kevin P.
Malcarney, Kevin P.
Pegler, Kelcy Jr.
Sotos, Christopher S.
Malcarney, Kevin P.
Pegler, Kelcy Jr.
Sotos, Christopher S.
Malcarney, Kevin P.
Management Committee Member Page 1of5 Management Commmittee Member (alternate)
Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director A Director A Director Director A Director 8 Director B Director 8 Director B Director/Secretary President Vice President Secretary President Vice President Director
Pure Energies Group ULC Malcarney, Kevin P.
Surapaneni, Prakash Young, Robert Delsante, Lisa M.
Mason, Richard Pegler, Kelcy Jr.
Plotkin, Chad Scott, Hugh Son, Scott Solar Pure Energies ULC Malcarney, Kevin P.
Surapaneni, Prakash Young, Robert Delsante, Lisa M.
Mason, Richard Pegler, Kelcy Jr.
Plotkin, Chad Scott, Hugh Son, Scott 2332174 Ontario Inc.*
7549709 Canada Inc.**
Delsante, Lisa M.
Frotte, Gaelan Mason, Richard Pegler, Kelcy Jr.
Scott, Hugh Son, Scott 7644868 Canada Inc.**
Delsante, Lisa M.
Frotte, Gaetan Mason, Richard Pegler, Kelcy Jr.
Scott, Hugh Son, Scott 7711565 Canada Inc.**
Delsante, Lisa M.
Frotte, Gaetan Mason, Richard Pegler, Kelcy Jr.
Scott, Hugh Director Director Director Secretary Vice President President Page 2 of 5 Senior Vice President and Treasurer Senior Vice President Vice President Director Director Director Secretary Vice President President Senior Vice President and Treasurer Senior Vice President Vice President Secretary Vice President & Treasurer Vice President President Senior Vice President Vice President Secretary Vice President & Treasurer Vice President President Senior Vice President Vice President Secretary Vice President & Treasurer Vice President President Senior Vice President
Son, Scott Pure Energies Solar Services Inc.**
Young, Robert Chong, Jason Delsante, Lisa M.
Mason, Richard Pegler, Kelcy Jr.
Plotkin, Chad Scott, Hugh Mirant (Navotas 11) Corporation Curci, Brian Mackey, Glen E.
Mirant Navotas Corporation Curci, Brian Mackey, Glen E.
Energy Efficient Engineering International (Pty) Ltd Petrarolo, Dino Pattison, Grant Michael EXKF (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew Africa (Pty) Ltd Cornelius, Craig Pattison, Grant Michael NRG Renew Investments (Pty) Ltd.
Cornelius, Craig Pattison, Grant Michael NRG Renew Management and Finance (Ply) Ltd.
Cornelius, Craig Pattison, Grant Michael NRG Renew SPV Eight (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Eighteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Eleven (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Fifteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Five (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Four (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Fourteen (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino Vice President Director (Canadian)
Assistant Treasurer Secretary Vice President President Senior Vice President Vice President Director Page 3 of 5 Director (Chairman of the Board)/President Director Director (Chairman of the Board)/President Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director
NRG Renew SPV Nine (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Nineteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV One (Ply) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Seven (Ply) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Seventeen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Six (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Sixteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Ten (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Thirteen (Ply) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Three (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Twelve (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Twenty (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Two (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRCenerating German Holdings GmbH Malcarney, Kevin P.
Doga Enerji Uretim Sanayi ve Ticaret Limited Sirketi Alvarado, Michael Curci, Brian Oliver, Clifford Doga lsi Salis Hizmetleri Ticaret Limited Sirketi Alvarado, Michael Curci, Brian Oliver, Clifford Doga lsletme ve Bakim Ticaret Limited Sirketi Alvarado, Michael Curci, Brian Oliver, Clifford Page 4 of 5 i~-
Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Page 5 of 5 Pf'.,~:~;t'.:,"f;;rp/.~F:-"'*~~;;-?~. 7~"'7,:. ~'71'K~>r*;:;~=~~~<.:>>~l.,...,,' ~*:.i:>~ ~::~~
.. ~~~~"'*1"'-"7;;~~-:
~!1t~~N$~~~'1\\4:Ji!:.;..:
11°*;?.. ~~..t
.. ~
.. ;:\\ ~~~,.~1,;lt~.,.,.*~:..~~~:.~:.t,;:~ rij(~~e~~i!n.Qixl?:ersa~n~I;:~...,* :-G'?l....,.,. ~.. ~* l,,:i,_'t III*~lEt.f4l~
~~ ~
.. ~-:-.,... i.J~b ~t.. ::*~*~~:t:?i.a
- ~ ~~><<
Caresale Services Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director EME Finance UK Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director Maplekey Holdings Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director Maplekey UK Finance Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director Maplekey UK Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director NRG First Power Holdings I Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director NRG First Power Holdings II Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director
- NRG Energy acquired these companies and assignment of personnel to each of these entities is pending.
- NRG Management personnel pending approval.
. nsasia.
0.58817 059015 ils94Tii 05llli02 059554 059632 059755 059759.
Osl!762 059801/
059844 059902 oss9o6
. :< ~;.c- : :.. ::.;*~.:
- INVilio1t6Ei~its~
TRU.ST
- F~NXllN fl,Q;:.TING*fµ.TE MASTER SERIES{FKA)f.AANKllN FLOATING RATE MASTER SERIES DIVERSIFIED CREDIT PORTFO.UO LTD.
(INVESCOSENrOR SECURED MGMTJNO)
STREET MONTREAL CM-12'r'1l6
. 1 Investor Address: 30 HERBERTSTREET DIJELIN u::-2.
1
- HOUSE, M.'IRY STREEf GEORGETOWN f<.V*
SOUTH CHURCH STREET 1-lE:wETT-s ISLAND GLO l*R, LID.
GE.ORGE TOWN tHlGHLAflD CAf'fTAL 1.lA."iAGEMENT t P: KY.:.:
- SUITE700*
'TRIMARK;ADVANT AGE BOND FUND AOZORA aANI< L TO:
MBSON CLO LTD 2!l05-I (BABSON CAPITAL)
TRI MARK FLOATING RATE INCOME FUND..
CENTURION COO 9 LIMITED V!ORIT AS CLO Ii, LTD (ALCENTRA
. LIMITIEDl NAuTtaue: FUNDING Lro (mvssco SENIOR SECUru=O MGMT.I NC)
ROCKWALL. COOLTO (tUGIL.AJllOl EATON VANCE COO WPLC f.)A.*iTUCIU:T CLO I LTD C5NT coo )!I LIMITED CARLYLEHIGHY1E1.D PARTNERS IX, LTD (CARL YE PARTNERS)
VENTURE V COO LTD FOUR CORNERS CLO II. LTD 1'176 CLO l LTCi IUKUNIU.
CA*l.14W1a7 ln~eJ;1orAddre~$: 1-3-l, KUDAN-MINAMl CH!YODA-KU;l'OKYO
. Jr9:Z l
MARY SffiE:ET GE:ORGETdWN
.KV-*
t SUITE900 TORONTO CA-M2N6l<7 HOUSE:
SOUTH CHURCH STREET GEORGE TOwN MARY STREET G~ORGETOWN KY*
MARYS'ffiEET GEORGETOWN KY~
HOUSf;,
SOUl'H CHURCH STREET GEORGETOWN PLACE, l,F,S,C.
D\\Jl3L\\N.1, IRELANP lE-HOUSE SOUTH CHURCH STREET GEORGETOWN HOUSE SOUTH CHURCH SIR~
GEORGETOWN ln~<:stqr Address: WALKER HOUSE 81 GEORGETOWN 1
KY-i HOUSE SOUTH CHURCH STREET GEORGETOWN MARY* STREET
.GEORGE TOWN K'v~
H9!)SE SOUTH CHURCH STREET GEORGE TOIJW.l
. cico5s.l AGV BLANCA IOVEtEZ *.
312461317.S OC05852S MAX. WAGENSERG
- z.1~62.42783:
. OQOSOOAGY TOR-INV LoAN OC059287M J<El i<'AJIML!RA.
. of;i)5947a AMANDA LASKEY
. 4122346373 TO~ !NV LOANS OC45CICIAGY 8FlYAN PATfllCI<
OCQ59554A NANCY WAYNE 6'176006533' oc11.11 AAMON ZOLETA OC010fAGY DATA TEAM 9724192526 OcifOOOAGY LOUISE SEVMOUR SYNDICATED LOAH DC1234 SERVICING 9i240ill543 OC4511AGY LETICIA LlCONA 71l348:l70iQ
. OCOfl1AGY KARI LICHMAN 7134636481.
ot!l59aei CliRlSTINE XU 2127Gs5340 OC05990201 PATRICKMITCHa!i..
3123S27333 oci111 CHAIS CONRADY 4122348:<42'
... 3122935283
.. GFT.CSGROIJPC@BMO~CO~k uso l'li79809B65 t201Bl214iO@TLS.lDSPl':OO:COl.t USO 0.28.
J.201&223744@.nS.LDSP\\tOO.C OM. USO USO.
O.G$
. 01.18.1332399577 K.l<AJJM!JRA@AOZORABANK.CO.JP USO..
1-46.
AMANDJ\\.i..AS~@ElNYM!:l.LbN,C*
O~I USO US!:J
- *0.34
- ts.15627!115 12S15B27915@00CS.LDSPROD.CO M
USO J,
r*~..
asMSot11e2 NANC'i'..WAYNE@USBANK.COM USO.
- 1212.
0.12 HlGHLANQROCl\\'/\\l.All@TLS.LOSP ROO.COM USO USO 972.io1il555
$NYASSET:SOLUTIONS*
CDOGROlJP@8ANKOFNY,COM USO b.i5 281:5627943-121l l 5827943@0CCS.lDS!'ROD.CO M*
USO O.J<l i<ARl.M. UCl-lMAN@B,AN~FNY'.CO 2a1se2794a M
USO 281 :5829020.
. CREDIT@MJ)(Al,i.COM USD FOUR.CL02@USSANK.COM
- USO o.fo 2a1ss279s1 CHRiS TOPrlER.J.CONRAOV@SNYM ELLON.COM USO A Page 1of24
..... 2.992.307.fili *-..*.2,992;:307.ill
- .d.O<l.
C.O(}
o.oo 477.741iiu.
477.1.40.f o.oo 1;aoo.ae4.a1 1
o.oi tl.OC.,
&.149,324.2E o.oo..
.2.354.97!G~
o.oa 4,m,.ioe.25.
a.oil 5,458.671.ae o.ac a.oi:J 6.sss, 1so.5:i 3,251.997.24 o.oo
- t.910,962.St 1,910.962,SC o.oo
,1;912,159.8'
' t,912,159,8'1
- a.o*o e.o79.4t2:5f ii.ca
.* ~.992.J07.llt 1.009. oo<i. a 1
'~I
- . o.ai
- 8. 1'19.324.28
. 2;388,703.1~
2.354.975.12 1.45!3.67i.e~
- 6.\\lB~.100.s:J.
.3,;251,997. 24 1.910.962~
9.0713,412.5~
HOUSE
$OuTH CHURCH STREE;T KRISTOPHER KUEHL 7134836707 059907 KJNGSLAf'ID II LTD GEORGETOWN 1
. o*CCI07
. HOUSE.
NOB HILL CLO LTb sOIJTH* CHURCH STREET 71~106 OS900B GEORGE TOWN 1
0Ci8a7AG'I' SARAH PP.UCHA HOUSE..
- sOIJtH CHliRCH'STREET
. U5ll\\J11>
fo'f!UHPEfff PAf!kCUO LIU G8Jf.IGE10WN.
(ICIJ!1llll1U.
JASON CAf.Ll::JA.
11 !!4S:llf/!JH HOUSE sb_t'.rrH CHURCH stRm 6co123AGY.
ANDREA DENIS~CH z1asi1snt osm:a
'.VG HORIZONS CLO l GEORGETOWN t
HOUSE 13/\\KER STREET FUNOll-jG ClO 2005-J SOOrf:i _CHURCH STREEr OCGOO:JAGY 060Q1i LTD GEORGETOWN 1
JEFF HARRJSON 4122346219.
HOUSE
$0UTH CHURCH STREET OcS566 060021 JERSEY'.STREET CLO. LTD.
.GEORGeTOWN t
- TRACY HltlG. _
-. 71:l453&174 HAMLET JI, LTO* {OcTAGON CREDIT 1-jOUSE, SOUTHcHURCl-ISTREET OCOOOOAGY f:LlZABETH osooae INVESTORS)
GEORGE TOWN t
MATTHEWS 617-603-6522 HOUSE EATONVANCECDOVl111 LTD (EATON SOUTH CHURCH STREET CIBC037 VANCE)
GEGRGETO\\.\\IN
- 1.
OC332fi
.iOHNoANIEL
,1122341685 MARYSTRE5T
'C,ARt;.VLE HIGH YIEi:LD PARTNERS Vl11. L Gi!ORGETO\\i\\'l'J oocioas KY-1 OCQ122AGY
~RILIC!iMAN 7134a:ifi.4S t
- MARY STREET GEOURUt;-lUWN ANDREA MABJ;\\SA.
7132434017 000039 ROSEDALE CLO l:. Tei KY-1 OCQ12:l456'
- HOUSE DRYDEN XI ; LEVERAGED LOAN COO SOUTH¢HURCHSTREET
¢50044 2006 (PRUt>etriAL)
GEORGE.IOWN l
Cit:6!l0eAGY
_ MICHAEL LUEHRING 312S2786e2
'BRJOGEPDRT CLO L TO (CIFC
- HOUSE, SOUTH CHURCH STREET NORA S'i\\l1THENE!AN..:
060004 Oi:EP.i'IE:lD)
GRANO CAYMAN 1
oca1
'7325782614 CliQME.
SUl.llTOMO MlTSUI TRUST BANK LTD*
CHUO-KU OSA!(A 540-S63!i o60094 NEW 'yCR.K-NY SAANCH
' JP.-
t
- OCOf TONf HAMiliON 2.1232.60576
- HOUSE, SOUTl:-ICHURCHSTREET ascom;.
REO RIVER CLO LTD GEORGE Td\\i\\'N 1*
OCli!:fVAGY TRAVIS PUCKETT G725!!0532 7
- HOUSE, Bl.ACK 01/\\MOND cL.6 2006-1 (¢A'n.IAN) SOUTH CHURCH STREEr LOAN 060124
. L (BLACK OIAMONO CAPlTAL MGMT)
GEORGETOWN 1
OC444AGY ADMINISTRATOR 13476159000
. R9ESl<ESTR/\\AT 123 PRQSP.SRO CLO II s;v. (A!.CENTRA AMSTERDAM
. ocif145.
RAWZAf3A 90UDlAB 71~6228 060143 UMITIE:.0)
Nl-1!!7BE!!
t
- HOUSE, IJ\\NOl.IAAK_ YIU CLO LTD (SOUND SOUTH CHURCH.STREET 000146 HARBOR PARTNERS)
GRAND.* CAYMAN 1
OC2222c SIUMANLUJ; 51760$459
- HOUSE, SOUTH CHL!Rci-ISTRE!;T JA.VELLE HoUsi:oH 0£0153 JAY STREET MARKET VALUE CLO l LTD GRAND CAYMAN 1
QC()COSAGY 2123287927 HOUSE.
PACIFICA COO VIL TD ALCE~lTRA SOUTH CHURCH STREET OS0155 UM!'nEIJ GEORGE TOViN 1
DC!li41AGY JAY KWAN 7134li:lll332 NYLJM FLATIRON CLO 200il-1 LTD.
MARY STREET (NE\\'V YORK LIFE IN'IESrMENT MGMi, GEORGE-iOWN.
060160 LLC)
KY*
1:
- oct;tos REBECCA W!Ll.IAMS 7134!3~23
- P1MCD FUND$: GIS PLC GLOBAL lSTFLODI~-
INVESTM GRADE.CREOIT
'103 WIGMORE STREET ocvz4s Bt\\~IK LOAN 06011i2..
FUNO(F'lMCO)
GS.ZZ 1
sEmEMENTS 94S932:i005.
VOYACLOll LTt} (FKA!NG HOUSE INVESTMENT MANAGEMENT CLO n SOUTH C!iURCH STREET
~ORPORATE TRUST 000234 LtDJ
.GEORGE TOWN DCOtl0234 SERVICES-a11aros11s VOVACLOUILTD (FKAING HOUSE 1Nvt$TMENTMANAGEMENT cto Ill SOUTH CtiURCH STREE:.T CORPORATE TRUST 660235 LTD)
GEORGETOWN 1
. 001234 SERVICES 617$030735.
HO\\JSE SOUTH CHURCH STREET 060249 k!~IGSLANO Ill L TO GEORGETOWN 1
OC001 KRiSTOPli~ KUEHL 7134831>707
- 281582'7938 1281582793S@TLS.L0sE'ROO.COM USO 0.20 is1sa214£.s
- 12a1sa274£6@'rLS.LoSPROO.CCM USO 0:11
~816!l/l/lllli.
1281~/IJUltl@TLH.LUSfifHJiJ.l!l.\\\\~ Will 1m
. 2a1se2&1111
- ADENtsE\\l:cH@ll'.'ESTGATEHORUo
- CJ.~
ONS,COM USO 2315a2!lt23*
SEl>l_ADVlSCRS_BNYMELLOltJC.A o.25 M@BANKOfNY.COM USO
. 0000000000*
- TRACY.HING@BNVMELLON.co!.1 USO
- o.i2 aeS,35o-i1i12:
USO 0.25 3475778438:
USO D.31 -
KARLM.LICHMAN@BANKOFNv.co 2'.a1ss2&1:t4&
M USO
- 01
7047150290 PiNUf{f=Ac~l°'l:'A~~@YV!<LL!;fAROO, o.i.:i COM USO 21l1667-3090-.
. 12S1C673990@TLS.lOSPROti.coM USO -*
o,23. ~ -*-
B665673561 NCRA:SWITl-IENBANKiillOB.COM.
USO
- il:h 2.123260564 HAMILTON IONf@SMTitJ?
UStl OAS Z145404769 HIGHlAN!l@fCsOFT1COM USO 0.. 29 4694402009 14694402969@TLS.LDSPROO.COM USO
.O.BS.
RAWZABA.N,BOUOlAB@SANKOFN 0.00 2'$1.6673411 Y.CbM USO fl653".00443 SIU.LIJIE@USBA.fl\\.COM USO o.ta 0000000000 12815S29il14@TLS,LDsPROD.COi.t USO o.:!5 2!li5B25283 JAy. KwAN@BNYi.!ElLON.COM-USO 0.32 2Bl5S~SSlll 1281Sll.2S57S@TLS.LDSFROO.COM USO ii.ls 151.1S30l746 PIMCO-ll3ii83@STATESTREET.COM USO o.ao
' E.'683502009 CDO.NOTICES@USBANK.CDM' USO 0,24 OOoss08iCLt CDO,NOTICES@USBANl<.COM USO 0,10 2816613400-12i!16613400@TLS.LOSAAOO.CCM USO 027
- a,929;003.88
+/-f49Jrii'1l1
. 2,Y/ t.IWJJ!';
.1;003,25521
. 4:-190;761 Jli
.*'2A30;52£Ul2
.. 4;1'114~564;2(
. 6,031'.535:41
- 2.oas.600.ic 2,62i\\!i73..i.i 4,1310,197.02.
- -z"frr.a15.7c ll,!144;674.83 5,7:;z,aa1.sc
- r;;~3.S2i.6t 1.001 :029:3,i
.'3'.444.254.ail.
- 5".559;5:49.os s,30s;i76.2E 1.639.asai~
- 5.8;lll,93HC 4,613;!l5Ul1 1;914,$54,$0 5;238, 184.55 A Page 2 of24
.$.929 ;593,a~
o.ao z t4S.s3id11 o.oo 2,Wi,U4tl.H'-
tl,UU 1,003;255.3, a.oo.
4;490.161.111 0.00
-* 2,430;52911" --
. 0.00.-
- 4.:914,So.\\..2c a.oo 6,0J t.535.41 a.oo -
i.aaa.sae:ic.
O.OIJ
. i,627.573'.~
O.Oj)
-4.610.1lli;Ol 0.001' 2,4i.t.31S.ic 0.0()
!!,044.614.~
o.oo 5,73Z.S87,5(
~.oo 17,553:ll27.6~
0.00 i.os1.ow.
.:i~
0,00 S,444,254.~
0.0-0 5,559.549.00 (J.QQ S,Z00, 17EL2t.
tl,Oi:J 7,639.Gll<l.2~
0.00 5,tl:!0.931\\7(
o.oc 4.S1:~.9fi7.61.
0.00' 1,914,554.$'
- 0.0\\1 5.238, 184.5~
ti.ml
~929,003'.61:
-2. t49,632.s1 l!,!Ui',IMUJI~
UlOJ,;?SS.31.
4Ail0,7i.l1:ll'i
- 2,4ao.5-t9.S<
4.914,504.2(
B,03Hi35.:41 2;6aa.oeet1c 2.52/',573:44 4,G10.1!l7.Q::;
2Ati:3'1s.1c
. a,s.M.674.it:
5, 7J~,SST.5C 17.563,827.6 1.05l.Gz9~
3.4'14.254.:ll:
s.559.s.is.il~.
s.:ioo, 1w.2e 7.s:is.666.~
5.630..931.7C 4;Bt3'.~7.6'1 1,9i.4c554. 5-1 5.23&. 184.5~
HOUSE (iou'n:l CHU~CH ST
'060zS3
_ l.ATIT!JOE Cl;O II i.TD
, GEORGE.TOWN 1
_ 0Cf242-MIOHAa FRENIOTI:C 5176006728 HOUSE 060260
'GR,i.ySC,'.j CLO lTO sou:rH CHURCH stREE.T OcSOooAi:W DATATE'N.i 97262.84116*
GEORGETOWN t
- HOUSE ACAS Ct.0 20Cl7-1 LTD iFKS ACAS CLO 'soUtH CHliRCl-tSTREET llWJ<lf
~1)
G8Jl<Gf:J0WN f,
0Cij1U1AG'/
AUDREY ;JAlLeV..
/ 13411:%:58!!
bNEWAt.LsmEE.tcLDni:to F'K'A HOUSE SOJtr'H'cHl,1RcH smm 713453676.Q' 060054 oWS 11 L TO( ALCENTRA LIMrTED)
GEORGETOWN t
. OCQ12:3456'. -
SCOTT OU81C:KI HOUSE VENniREVtctJO LIMITED SOUTH CHURcBS~EET OCGOO:IAGY CHRISTINE XU 2127GSs340 ooo:m1 G'EORGE TOWN 1
SCHILl,.E.'< ?AR!< CLO [-TO (CIFC
.HOUS!;
sbUT~CHµRCHSTREET 06()31!9 OEERFIELOJ GEORGE.TOWN t-
. oCOtOtAGY _
JOANNA Ba/SiMOJ.i 212250!!201 MARY STREET GEORGETOWN CLO os03eo HARBOURVtEW Cl.0 2000.1 KY*
t OCfiOO JIDMJ~llSTAA TION 7142476551
- MARY STREET SlLVERAOQ CLO 2000-11.l TD (NEW GEORGE Ti:lWN CLO osil42a.
YOAA IJFi: INVESTMENT MGMT.. LLC) - KY~
- 1.
DC~111.
ADML'l ISTAAUON 714:2476551
'001Af§oN 1NVEs1MerrfiAA'fNER x HOUSE
'soUTH CHURCH STREET os-0444
- LTO {OCTAGON CREDiT INVESTORS)
GEORGETOWN 1
0Ct21:1 SAM PAGANO*
617s0.37saa MARY STREET 000Ml9
.EASTLAND CLO. LTD..
_(;!;'.Ul'!G!flUWN OC4672AGY oATATEMI 9724194427 KY*
1
- HOl,JSE MOUNTAIN VIEW FUNDING Cl.O 20~* 1 sOUTH <<:;HURCH STREET
¢6tl417 LTD.
. GEORGETOWN r
OC1245 PARA KOTZKER*.
2018022356..
- HOUSE, SQUTH CHURCH STREET 000482 APIDOSCDOV GS.ORGE TO\\NN 1
6c-n SAAAH PRUCHA
'1134836106.
HOUSIO
'soUTH CHURCl-1 STREET oGCM!!A
\\'.IESTBROOK CLO L'fD (SHENKMAN)
G1".0l<GE1'0WN 1
- 0Cth01AGV MICREllE. J.lllL
- l12!l920095-House WEST'/JOOO COO I LTD.(ALCENTRA SOUT~CHURCJ-ISTREET 060495 UMmED)
GEORGE TdwN 1
oi;:qj.i3AGY JAY KWAN 7134!!3i3a32 MARY STREET 060513 INwOOD PARK COO LTD.
GEQRGEtOWN KY*
1 OCQ101AGY.
V1RTUS GROUP 11399343()0 rnvestorA!ldresS: P.O.BOX"101J3GT 00052~
WASATCH Cl.O LTD.(tNVESCO SENIO!'t (3EORGE \\OWN ASHLEY MARTIN SECOREO'MGMT,JNCl KV,J<Y1l102 1
. OCO!l$
71348370.t 6.
HOUSE WHITEHORSE IV L iD {WHITEHORSE SOUTH CHURCJ'{ STREET 060525 CAPITAL)
.GEORGETOWN 1
OCOGo!S-25 SAMl.HtJI 713483&1:;?2
.ARES l<Xl CLO L TO (ARES CLO HOUSE MANAOE!liEN){FKA ct YOESOALE CLO SOUTH OHURCHSlREet 060550 2006 LTO)
GEORGETOWN i
OCCOOO/\\GY CYNTHIA YEN 21266'/'.966-7 HOUSE SOUTH cHIJRCH STREET 06055-2.
\\/ENTIJ REVll coo LIMITED GEORGE TOWN 1
D.C10WAGY JENNlFER 8Assa 71:J48:i61e12 MARY STREET GEORGETOWN CLO 060553 FOUR CORNERS CLO !If I. TC KY*
t OC123
.AOM!NISTRA TION 7142478551 HOUSE osOOi;s PHOENIX. CLO II LTO (FKAAVENUE ClO S9lfTHCHIJRCl-ISTiiEET ivlYST1 FARRIS VLTD)
GEORGE.TOWN 1
OCO-~GY 7134a3sc1s.
MARY STREET
!;LEAR lfl.KE CLO LTD (SASSON GEORGETOWN 06057()
cAP!TALMANAGEMENT LLC)
KY-1 OC222 DONALD ADAMS 7132434027 MARYSTRE:ET HALCYQN LOAN INVESTORS CLO t l TD.GEORGE \\OWN HANNAH BELK 000572 ESTORSCl.01 LTO KY-
.1
. ocoeosn 1134a3esas HOIJSE BREtHWOOO CLO LTD (HIGHLAND SOUTH CHURCH STREET 061J583 CAPITAL MANAGEl,la!T)
G!'.ORGE iOWN t
bcoo1 bAiATEAM 97262M100 MICHAEl.:,f'.JiENETI"E@USBANK.C.O
. 6663949323'.
M UStl
- 0.02 2t4s.lti417t bAi'AtE1.M@HC~.iLP.COM USO 0.44 il!!l 8!!73.42!! l 12lll!i!;! /34!!ll@ffL!;tlOOfiR tili.Ut!M usu U.24 2at6s7399s
$torr.OUBICK1$BN'r!l]ELtON.CO M
USO
-:0~1*.
2a1667:J41a:
lJSO
'0.14 7*32518261/l- -
_ JOANNA:SENSIMON@OB.COM. _
USO
-. *-. 0.1~
- tl44Sia400
' CLOADM1NlSTRAT10N@OB.COM USO
- 0.2.0 2145415374 121'1451637-i@TLS.LDSPR 00.C~J OSO b.24.
s66:3soa4S 1
- USO tiJ'o.
l;Ao 1 t.ANUCLU@l l.S.W~PKUU.f.:U
.o:M 97262&1185 M
USO.
201:iass101.
. EIANKLOANS@SEIXAOVISORS.~.I USO
-~--
M.7 281sa25:4aa I 2a100254sS@TLS, LOSf'ROO,COM USO
- on.:
3:12:2768643 UStl 0.07 2816673449 JA Y;KWAN@BNYMEIJ.QN,CDM tJSO
,'o.:i<.
B66$47074:Z INWOODPARK@VlRTUSlLC-COM USO
-.0.30
- !S166134'.;i' 1*28l007'3447@TLS.LOSP.ROO.COl.f. USO.
o.!i1 2816579CC5 MlMI.M.S!NG!i@BNYMELLON,COM USO 0.10 NCRA.MlLC)P~RATl(}NS@US NOMU
&667199290 RA COM
. osn 0:15 2811357GUi4 VSD 0.31 as52.ia;5n CLOJ\\DMINISTRATION@D6.COM USO 0,04 281007:3-llla 12616673448@TLS,l:OSPROO.COM USO, o.1a DONALO.ADMIS@WELLSFARGO,q 7047150263 OM USO o.ae
!21445164ll6@ioocs.LOS?R00.l'.;O 2144S1£.40a M
USO O:j5 972s284i55 BREloi'l'vVOOC@TLS.toSF'ROD.COM USO
.o.tii.
. 477,740.62.
- 8.sss;331 :is
<<t;f71,400.2b 2.866,M3;1.;
2;7$5,455, ll'i
.. _:2,9fr;soMC.
.i[-0eziioo:oc
~.7-iz.25361 tei4,sii2!i 13,376,7.'rt.sc s.2s1u4iJ:.ae.
1;134,!l:}:UlS l,3M,S31.S4 5,92~.()lt.2~
S,955.103.JC
. o!14,143.3E 1,9f0.962.5C'
- 2.939:546.ss S,U79,034.s2 75BJl61.57
- !>22;(1113.2'1 1.1$4.351-56
'2,BW.44l75
- 2.865.443.7.5 A Page 3 of 24 4IT,7~0.6'.
c.oo a.s99.331is Q,00 4.f/J,400. :!~
ll.UU 2,a56-,44:ui.
0,[l()
2;7M;455.1E o.oo 2;917,5~0.0C ' -
0.00
-ts62;500.1'.l<
0,00
. 4,7J2.2sJ.61 0.00 1.974£19.2£.
a.oa
- t3,37o,nt.sc 0.00'
.s.255.i46.at 0.00
~-134,633.ea O.O!l i,:'!M,S!ll.64
- 0.0(]
S,92'3.011je a.oo.
5,SSS.103.tC.
- 0.00 4t4,:i!4:l,3':
l'.J,O()
1.,910,002.5(
o.oo
- 2.939.546.SG MC i
5,ITTS,oa4.S2 0,00 i
7.sa*:o61,s1 a.oci 5.62'2:015 2' O.llll 1-,194.:lSUe _
a.a~
2,sea,443.7e b.oo 2,i!B5.443.7i a.ml 477,740.6' a.sss.l31:if
. o1."f.ll' *
.i:us.*~~
2;65e,M3.7E 2,100.;iss.1 e
. 2,eit,soo.ilc
't:M.2.S00.-0<
' 4;712.253.61 t.974.619.2~
'3~:376.7.37.5(
S,255.146.88 1.134,633;tn i,3M.Sa1.&:
5,li23. O! 1.2i 5:955.103. 1 c 414:2~3.JE i,910, 962.SC
- '2.939,s.46.5!!
s.IJ79.!i34.e; iSS.061.57 3,522;!) 15, 2A 1.i!l4;361..5f 2.866.443.7E 2.800,443.7~
HOUSE eul'\\R fllC*GE GtO PllJS !;TO. (CIFC SouTHCHURCHSTREET I Q6()S92:
DEERFIELO)
..GEORGE TOWN 1
_ o*cooooAGY
!THORA FRIHART MA8Y STREEr.
OfiMrm CANNINGTOtfflJNDll{G LTD.
GEORGETOWN MYRTALA CALVILLO (SILVERMINE CAPltALi KV-1 OC1 HQ USE MUTH CHURCH STREET rn;urnir TAAt:Ef:A:!L'U J.LfU GBJRGi'O lUWN l
0(."U29YAGV KJl.IBffiLV ulHSOi-1 MARY.STREET*
OCEANTRAll$ CLO l GEORGE TOll\\'N 06C6ll; KY*
t OCOZ46AGY.
STACEY ALEXANDER MARY'STREET 9/IF'PHIRE VALLEY CDO I. L TO.
GEORG!<TOW['I KEVIN CEOORCHUK' 050642.
(BABSON CAPITAL)
KY; 1
OC1111 BABSON CLO L To 2007-1 (BASSO['!
Mt\\fWsTREET GEOSGE i:owN 00064.3 -
cAPffAL)
. KY*
1 OC0i2JAGY KEVIN CEOORCHUl<c.
UGHr('OINT_Cto Vlt r. TD, {NEUBERG~
HOUSE SOUTHcHURCHSTREET oco*aoooooi PATRICK MITCHet.L 660660 ANO BERMAN)
GEORGETOWN 1
i>QUARE OlJBliN 050655 EAtON VANCE COO X PLC JE,ZZ t
oc12 VAU..lltl PRESSENDO HOUSE LANrn.iAAK IX c_oo Lib iSOlJ!olD SOOTH CHlJRCH S'rna!:i 06C6SS HARBOR PARTNERS)
GEORGETOWN 1
oct234 CHRlSTINAl<WA.N IWIESCO ZODIAC FUNDS-lNVESCO US 8iT80URG
~N!UH WAN fUN~lrlKIA INVtof.:U LUXl:OM!:!OUKU OCl.ll!/\\GY
&ie.OROBNY 06C'68i.
FUNDS lll*lN\\IESCO*US S!;.NtOR)
L!J.l 1273.
1
.. ' HOUSE
~OUTHCHURCliSTREET 060091 GRANT GE'!OVE CLO LTD GEORGETOWN t
. bcH.11 -*
JEt'FREY STONE HOUSE 11.13 SOlJTH CHUf!CH STREET 060707 SHlNNECOCK cr.o 2000+1 LTD GEORGETOwN 1
bdl88ilAGY1 REBE:CCA.\\'liLUAMS rnve;;torAtldr&S$: P.\\).BOX 1Q93GT LIMEROcK CLO I (INVESCO SENIOR GJ;;ORGE TOWN 0$0111 S~URSO MGl.fl',1NC)
KY-KY 1.1102 i:
OC555 MVrti A CAL VllLO HOUSE SOUTlfCHURCHSTREET 0007'17 TRIMARAN CLO Vll LTD GEOORGE TO\\l\\'N 1
OC1234 VAN NGHtEM OUEB!llSGATE HOUSE GEoRGE TOWN.
060756 MOUNTAIN VIW CLO JI L TO KY*
1 OC1245 DARA KOTZKER HOUSE SOlrTHCHURcBS~EET
. qc12M DARA KOIZKER 060761 SAKER STREET CLO 11 LTD GEO!'<GETOWN 1
.STANFIELD DAYTONA CLO Jnve*t~r Aalf1<1s11: P,O.BO)( 1093, GT L TO)(CARtYlE INVESTMENT GEQi:<GETOWN oci23 00077B MM-IAGEMENT LlC)
K'M1102 1
AARON ALMARAZ MARYSiREET
.F'PM GRA'fHAWK CLO L fo (Pl'M
,GEOR~E TOWN 060762 AMERICA)
KY*
i OC125 LENA FlALi<O*
VOYA ClO IV LTD (FKA ING HOUSE INVE~E.'lt MANAG5i.IENT CLO IV SOUTH CHURCH STREET CORPoRATE T8Ul;T asotaa LTD)
GEORGETOWN 1
D.CSOOBAGY SERVICES HOUSE SOUTH CHURCH STREET' osti1aa KlNGSl.AN D IV LTD GEORGETOWN t
OC\\l07 KRISTOPHER KUEHL HOUSE SOUTH CH,URcB STREET 06D7!l0
'ocEbJJ.TAAILS CLO ll GEORGErowN 1
OC01 ANDREADENISEVJCI-!
ClfC FUNDING 2007-11 FlV\\ CIFC HOUSE FUNDlt-.IG ~OC&lll LTD (CIFC SOUTHCHURCHSTREET 000801 DE:ERFIELD)
GEORGETOWN 1
OC!l002AGY GENE. VLAOIMtRoV HOUSE SOUTH CHURCH STREET 06081]8 MOUNTA)t<I VlEW CLO IU.LTil GEORGETOWN 1
. 001245-DARA KOTZKER LlMfTED.QUEENSGA TE HOUSE, SOUTH CHURCH STREET 06MO!I ARES XJ CLO LID GEoRGETOWN 1
OCG0800D1
!JANIE:. SCULL~
7733501629 73257a261'1 PZ/;V Al.;.@DEEflFIELQC/\\Pl!AL C(j M
USO 7134838224
~ilt6Si'!!!l24 12a1u57ll024@'rl:.S,toSPROO.CO.\\~ uso
/1:!4li:ltlll!;3.
~1-1<1!innm 12144516103@0RFAXLOS!'ROD.C OM '
U8U 21aei1a"f.3t 2a15e7374S sA~DER@WESTGArEJ.lQRIZ>
- ONS,COM USO 5f156Z9749
<i'lt.937-0495'
- KEVIN.CEOORCHUK@ISTCO.CoM USO l<,EVll'!,CEDORCHUK@SiATESTRE 517662974~ *-
s j 79310494
- ET.COM
~*
USO i123327333 5669407745*
~JGHTPb!Nt.ctornoricEs@tise AN I<, COM USO oocoooooi:m
. 281s:;1go2ir us6 71348376!4' 2:st6s7oo3a CHRlSTINA.'N.K'NAN@:BANKOFMY.
COM USO 6300845$3-0 63D5.S61.l5M
.!(.}!}IAt:_J?[,_NUl lt:if!;@MUl{UAN!;;f ANLEV,CO!.t USO ll l1603653R.
06675:!7754 USO 4122346292 Rt;aecc.'\\;WILPAMs@aNvMei.LOl'I 2Si667:>WS
.COi.i USO 71U<il5W~
29165'1!Hlo:23 128165'19023@TLSXOSPROO.Cmol USO 71~61aa aa1esis1i47 VAN.NGHlEOM@E!NYJ.iatON.COM USO 2016022356 2815827955 12615827955@rLS.LOSPROO.COM UStl 2018022356 2013388701
- BANl\\LOANS@SElxADVISORS.COM u:so 7134836340.
2816S79IM4 MRON.ALMi'!RAZ@BNY.MELLON_C OM USP 312s2785Ba 2&16579001 PP.MASAN~oANQPS@PPMAMERI CA.COM.
USO 611EH!W'11 E!saJsazll99*
COO.flOTICES@U$8ANK.coM U:SD 1134a:;6101 Zll 16S7SC!44 126165790<l2@TLS.LOSPROO,COM USO l\\DENlS~lCH@lflESTGA TEf!OR!Z n::ie2131.sa 2516579'1'.le.l.
ONS.COM USO
- maimoea4 6669406ZlS QlFC.fUNDING.CL03@BANli;OfMt E:RlCA.COM USO 2018Cl2235t; 2.0133li&'t01 BANKLOANS@SEIXADVl_SORS.COM USO 6176C>:ili4nt ilffi;s16oaS:i:
USO 0.07
- 1,4$S,75MC 0.2.4
- 4. ?ai.009.07
.u_:ru
. 3,ljll!J,ll:/l:l~b
.0:14
- i,814.700,99 0.115
-955.481,25.
0.09 1,605,i45.8E 0:00
- s2f
- i.770.0C 0.32.
S.201.1'!5.3:i...
- 0:11'
.a.3s9,s95U3E cdi 6; t1s,M-4.e1 0.07.'
t.434.119,SE..
- 0::10
.i :.952.530-4S 011
- 2. i.10,0MJJ*
0,,20 3,855,9W.L&
-0.33.
a.s22:eoo.e3 0.2l 4,204,tl7.50.
0.22
- 4:342:.ii7C>>35 0:10 1;s;o.ss2.sc D.aS i ;572, 002:. l~
o.27 s,2$1.sti5.6; 0.20
- 3.MS. 2.76:27 0.28 S'412,ii01.o-1 0.29
.5.837,339.Jll 0_44 8,110.565.01 A Page 4 of 24 1.<isa.:1so.oc o.oo
.i,1s;.oo9.o; o.oo 3,B~jr.U.!IQ u.uu 2,814.700;9t.
D,00
.9SsASt2~
o.oc i,805, MS.Be 0.00
- 1,528,no.nc Q,Q(l i;,:mt145.:i:::
0.00 l,3Ss,599,5E 0.0(}
~. -.
.5,1'73.444.&1 0;00 1.434J19.8 - -
- o.oo
- 1,!lSZ,330AS o.oo 2, 11o;OS9.S~
(l,(l(J 3,1)55.~.ff(
Jl,OC 6.522:8C0.6<
0.0~
4.204-, 111.SC 0,00
-4,342,670.3 o.oo 1,.910,96Z.!iG 0,00
,,672,IJ9z. is a,a(J 5,291,605.o; O,OQ
.S.~,276;27,
0,00' l;..\\12,601.Ol 0.00 5,531,339,38
- 0,0(}
8.1i0.665.01 ii.ml
.1,45!1,750.il*:
'4,787.00S.ili 3,!!!l!J,1J'.U;H!
2,'ll1.4,70EUJ~
-llSs.481 :2e "1,IJOO, i45.a~
1.528,no.oc *
.6,2Cl1.14S.3:? '
-3.339.sease 6.~i3:#Ui1
-- 1,434,119.Sc 119S2..3S0~4~
2; 1 f0,009_93 3,855,962.,&
a.s22,aoo.6::.
4:204. Hi S.:
4,342,670,SS i.~hb.002.sc i.67i.!l92.1S 5.29tsOS.Oi; 3.945.275;2.7 S.412,601.01 5.S31,S39.~
- a. 7.1 o.665.07
~ouso; osoo1i SQUTH PHL)~CH.STREET St76re&7oo
. REGATTA FlJNDlNG L1'D
.. GrollGE.TOWN 1
o'C(IOOOAG.Y.
MARO'FbfWIT El7 MARY smEEr F:oo'rHli1.c1.o 1, Lro \\CM1;Y1.E; GEORGEJOWN JEsSiCA Kru.Le.R 41006421..io.
ooa'll~o iNVESTMENT MANAGEMENT LLCI KY*kl' 19002 1
OC45S5*
- HOUSE SOUTH cHlJ'R¢H:s'!'1<EET or:&~.
l RAC'/ Hll'll,;
- OOl}!l:;I!,
' MA'RtBO'P:DUt;'H!,'(l:(mcm LT(J<
. t:l&lf.IGE.10WN *.,
l 11a4ll:.!lif'4' HOUSE.
ooooi~
MTWlLSON CLO llLTO. ~RN s9:il'fK cHIJRCl-ismm oeo333AGY CHRISTINE LE'E:
1132168702*
ASSET MANA.GEMEND GroRGETOWN t
S<JlJTH CHU.R9H STRID
~~PA!fK AVEf'.iUE Cl.tJ IL Til !.OAK GEO~ETOWN 6cin1 JASC.N J PEREZ 11~23z 00ll:836 kl'~
1 HOU!?!;
§li;>tJTH '9HURt:HSTREEI"
. Oell001 AGY KIMBERLY REINl"L..
OSOS7!i
.. Bl.UEMOIJNTAfN*CLO Iii LT!J>
.GEORGE.TOWN -*
L.
212~\\J:tl
?ll.ieo Fl.)NDs:,G!S.FLC DM<:RSJFlEO IN COUR-V:.
eANKLOAN 05001.S HARCOURfRO FUND*
IE*
t oco333AG.v ACCOUNTING ti49S323005
- Mil.PS CLO FIJND II L. TD '{GSO/Bl.ACK HOUSE STONE DEBT FlJNps MAWAGEMENT SOOT~ CHlJl':lCH S~EET
!ll foo3fl52t '
00pst7 Ll..CJ
- GEOl'lGE.TO\\>\\'N t
OC!l302AGY MR'.:1-lAa ell Lt ii BlilOOEPOITT CLO II LTD tCIFC r;ousi:;...
CLO SOUTH CHlJRcH sme:ET OOG91a:
Oi;ERFIEl.D)
GEORGETOWN 1
6csiil31\\GY AOMll'lrSTRA110N 1l42476s5t HOUSE t.:IJA CAi:<HOS 1..'t.U k1U. fRl\\APllJIJl; f.<<J:1,f 11-1 t.:HIJH{.)li !? lfl1:;1i J 0Cli11 KoRY BURLESON i'134a3SOfl4.
I 000021 CDO:VI !FRA!SERAllJLUVANl GEORGETOWN 1
MARY S'fREET G[<A,ND CAYMAN
' 06!l9:1.4 CAAt;YLE HI Git YIELD PARTNERS X LTt:l KY~_.
1:
.. cictH!21AGY
. TATfANAM/\\.Ril.N!;Z ' 7134837396:'
SATURN c1.().. 1..ro (P!NEBRIDGIE 1:10.USE SQUTH CHURCH STREEt LSK CHOBUATHONG 0009:1.7 INVEsTMENTS LLCi GEORGETOWN 1
Oei12WIGY 7i34836fill HOUSE SOUTH. CHURCH SiREET Cl.O 050039 CENT CLlO 12 l rrr G!e.OMETOWN
- t.
OCMH ADMlNISTRA.TiOO 71'4241o5fH
- MoUNTAl~IOAf'ITA\\;,Cl.OVl.LTO EiANK Of; CANADA (CARI. Vl.E'INVESTMENT MANAGEMENT sHeoDEN ~OAO 000042 LLC)
GEORGETOWN t
OC!lli21AGY OAVlD RAMSEY
?134li3Ba1<!
HOUSE GREENS CREEK FUNDING L itJ G~ORGETOWN 000006 (SJLVERMINECAPITAL)
K'M<Y10002
- 1.
6Cll123AGY RONAl.0 FViJEH 713463i5227 HOfJ~E.
000067
.~TAGON fNll'ESTlvlENl'f'ARTNt;RS.XI SOUTHCHURqiSTREET
. QCOoonAGV JOSHUA CU" fl17.liroq.5:!l LiO (OC't'AGOltCf<EOlt INVESTORS). GRAND CAYMAN
,: 1*
E!lACKRdCI{ SENJORlNCOME S81JE$
HOUSE
$0UTH CHURCH STREET LOAN PROOOC'T'?
0000(;5 JV GEORG!: TOWN f
OCOOAGY TEAM 212S105l.>55 OUEE!<ISGATE HOUSE GEORGETOWN CLO
~1 CEN1' COO 14 LTD KY*
t OCOOOOAGV ADMINISTRA T!ci.I 114247665.1 HOUSE HAACH CLOll! LIMITED iHAR'CH SOUTH CHURCH STRID o6o9&2 CAPITAL MGMT)
GEORGETOWN 1
bc4701AGY CLO.. ADMINS'TRAilbN 71424765S1 HOUSE SHOUTH CHURCH STREET 0610t;I.
CtFC FUNDlNG 2007-1 t. TO GEORGETOWN t
cH;;o;jj~,GY MK!A6AYNeS a12;;3:zr.i2a
- HOUSE 001019 i/i/ESTCHESTER CLO LTD !'KA Sl1QUTH <;HURCH STRl=i::r 0COJ01AGY
. AMHERST CLO. LTD GEORGETOWN 1
Oi\\.TATEAM 97262841.00 STANFJELO MCLt\\REN CLO Jn~estorA~S:S: P.O.SOX.1003, cm L m}tCARI. YLE INVESTMENT GEQ~GETOWN CHP.RLESJANz 001028 MANAGEMENT LLC1
.KY-1 OC0tr.!1AGY 7i34!!3B3J9 ilwesto('Address; P,Q.OOX 1.003 GT
?tio~N1xc1:0 m Lro(FKA)AVEf.iui:. ct.a GEORGE.TOWN.
661033 VILTO:
KY-OOtSOOAGY GREGORY HAf.ICOCK 1l34!l363n i'lOVSE O!lto34-SHASTA CLO I LTD
'sotri'H CHUR.CH sm'ee'(
GE:t'.ll<GEiOWN t
Q'Cl.lll21AGY ROBENLlJNA n;i48:lt;.is6 NOTICES,REGAtrAFUNDJNG@Vl Fl
. :a 657719471:
fTl.JSLLC.COM USO
. o.~o '
i'001Sn269 J.ESstcA.KKaLER@wa.LsFARGO
- .COM Usb o.2.i lt!'!lB!i'i!IUbll" fRl\\CV'.HlNG@BN'fMEW:lN.UOM
- US!J
°'"
ZSl Ss7!looi>*
USO
- 0
- 01 ia1ss;:sns5'.
Oso o.ii.1
' 2ll1007;1712
., 12&i00'137.i~TLS.LOSPR00.C~.l1 USO
~~0*1$
ff1inoom PIMCO.~STATESTREET,COM USO 0:110 a8a::latl!I43:ti.*.
. M1CkAei..clfU. v@USBANK.odM.. osci
..... *b.41' 7swe2sH*
Cl.OADMINiSTRATION@013.COM USO im Ktlf{'f JJUH~N@:!:!NYM!iU.IJNJ.::
cd1 2il16510037' OM USO TATIANA.rMRTINEZ@BANKOFNY.C
- zet667-3'l11> -.
OM USO
,().~,""
LEJ:tK;CHOBUATHONq@E!;l,Ni.;OFN.
0'14 2il.1657G~29 If.COM USO ii600i14792' Clo:Al'.lMjNfSTRA'l'iCN@bB:COM *. USO
- MS
- !i!.16573714 DAVlD.M.l<,l,MSey@SNYMELLON:C Oil,!.
USO
.cuo
. ZlltM7M:J7 USO
.0.29' 8ses317.!l11)<<
USO d).il!.
21441114091 t214'l61409t~TLS.LOOPROV.COM USO 0'.14 a666i14795 CLO.ADMiNtSraATIO~J@D6.COM USO o:is a6861147!l5 ClO.ADMlNSiAATIONiJS.i::OM USD o.oo a!i69~01oos C!Fc0701,NOTICES@US8ANKCOM USO
- irn 2.149!l85007' 12:t4flS'll!l007@Tt.S,tCSPROO.COM USO 0.'63 281007:i73&
CHARLES.JANZ@BANKOFNY.COM USO
°'18 2a1001.5741l GREGO(<Y,Hf\\NCOCi<@BAN~OFN\\f, COM USO 0Jl
- 2.!!.i561Ji'3:2.'
1213;1667:>732@00CS.LDSPROD,C6
.M USO b.rla 1,910,SllZ.SC.
4.771'.~oo.2e
?$.:J:fJ,!llU.l>l
.. 1 {435,64~:~ '
- 4;il i4J!62.SC
- 2.917';500.ot
- il,691.643:1*
. S, faS;149.5t 1,a97A2ii;3C 2,245,:ia~.9':.
4.42l!,aa1.7
i77U9S-~
5';tl96, 719,!ili
- 1,oo8;736.00 5,752,069.. 09 i;458;751);tiJ.
- ttia,§4.oe
.'3.!i79;fi04.o.i' 1,eoo,1stas
.:<:1.111,soo.oo
'12;45().!ja&, 1.'.l
.S.443.:133.SIJ '.
1, t34,482.8c
- 1.(100;43t.09 A Page 5 of 24
~,!ll0.002.!iC O,QQ 4.m.400?5 o.oo 3,ti9:Ul1U.f>i u.uu 1,43iL~.~
CJK
- Mi.\\,00,2,1lC 0,00 2,sw ;ooo.oc
.o.oo
- li,89:1>643.1' o.oo S:.rlla.149.~.
0.1)~
U97,42il.:it:
c.oo.
t;i45,3j!O.~
o.oo *
-- 4,42a,B97,1e -
0.00'
- 2;rTO,fl9S.ll::
o.oo 5,096\\119.4~
- Q,!J<J 1.Siil.l,736,fiE 0,00, s.7S2,oes.~
0.00 i.458.~!ii:J.ll(
O,i:l<l 2,728.954.01 o.oo 3,67'3,604;6"
\\'Mic t'500 J67.s:
a,110
- i:;91J.500JK O,!ll; 12.450.5!15.1~
o.oc
.JMa,:m:se 0;00' i,134;4l!WC
- 0.00 1,600;431.0l:
- OJJCI, i
~.S10;S02.&
4~711.400.2!
- 3,:5!.!3,llm.o\\
- J.4Js.S46.~
~.ll14,UG2.SC 2,917,sooJic i tJl9t:M3. lS a; 1:ia, 149.Bs '
M91.~5.~i 1.~45.JsQ.~
.... 4,42a.aa1,11
- ?.,770.!195.6' l>,096,"l'f.Ei,,4!
t,!J!lil,7~.&i 5.752.009,00
. 1.4!lll.7So,(IG 2, 728,004.llf 3,679,604,!>1 1,600.767.tit i.917;SOOJX 12,450,5155, 1~ '
S.443. 333..ile t.134~':!¢2.~C '
t.eoo,.;:31.ae
l<ATONAH 2007-1 CLO !.:TD. 1'..l<A CRlC~ET.SQUARE GE()!'.l'.GEJ:OWN
- 061004 BRIARCLIFF fCl.O'LTD. *
, KY*
oc1Z4i>.
JOHN oeLANEY,JR MIIBY SiRECf.
BATTALION CLO 2Q07*l LTD (BRIGADE aEo:ORGETOWN 061082 CAPITAL MANAGEMENT, LLCi KY-KY 19002.
1 0Ctl4>
JIM KEOGH HOUSE -
SQUTH CHURCH' STR!OET mmm1:1 STHATFURO l!lO L(t:J G8J!-iGETOWN.
1 GCilll!!fAGV LIAJ::.0, TEM!
HOUSE o*mo3 GALE FOR.CE 3 CLO L.TO SO_lil}i CHURCH SmEEr OCS900AGY SUSANNE Ml.Cl<iES GEORGETOWN
- t.
HOUSE AP.IOOS CINCO crio SOlfrH Cl*lllf~Ctl STJ'lEET 001110 GEORGETOWN 1
0C061110 MODLJPEOYEDE HOUSE
~OUTH.CHL)RCHSTREET 061130 ROCKWALL. C001~ LTD.
GEoRGETOWN 1
'OC0135AGY DATA'TEAM MARYSTRECT ST.)AMES i'llVER Ct.d; LTD (EIASSON GEORGETOWN OCOJOViGY 061144 CAPITAL MANAGEMENT LLC)
KY*
1 BUCKNER TONEY -
HOUSE FLAGSl'lf P CLO VI (OEU:rSCHE AsSET SOUTH CHURCH STREET 0Bii!'i5 MGMT).
GEOiJGETOWN l
OC!n11AGY LlZ:OELGADO CALUOU.S DEBT PRTNRS CLO FUND Vf HOUSE LT,(GSOi!!LACK STONE Ol!9T FUNDS SOOTH CHURCl'I s'marr 061156 MANAGEMENT LtC)
GEORGETOWN 1
OC01 MICHA.EL CULLY DON ROAD S't Hlol.IEH t:AfUIHAl;; l:lUMMI I 051174 CANARAs SUMMIT tto LIMITED JE-JE12TFI 1
OCOJ}il.GY CLO LTO CRlCKET SQUARE GEOR,GE TOWN 061192.
FLAGSHI~ CLO V. -
.KY~
- 1
'bc562-1 uz:oetGAoo HOUSE
'FLATIRON CLO :i007-1 LTO SOUTH CHURCH STREET' 0Ca1 ClQ 6st1!l~
GEORGETOWN 1
ADMINISTAA TION HOUSE SOUTH. CHURCH STREET 001i!l9 ACACl02007-l LTD GEORGEIOWN 1
0Cllli11!l!i AZAA ASHflA!'I HOUSE SOUTI:! CHURCH STREET oe1:!rn:
VENTURE: V11J COOL TD GE:ORGE TO\\l\\'N 1
OCOlra3AGY KRYSTIN.A WU CRICl<ET SQUARE GULF-STREAM SEXiANt CLO 2097,,
GEORGE TOWN.
061230 LTO KY*KYt1102.
1 OC55S TAMARA DAW HOUSE SOUTH CH,URcH STREET' 061240 KlNGSLAND V LTD GE.Ot!GE TOWN 1
QCGO/
KRISTOPHER KUEH.t VOY.I\\ Cl.O V LTD {fl<A !NG HOUSE INVESTMENT MANAGEMENT CLO V
?iOUTH CHURCH STREET CORPORATE TRUST 061249 LTD)
GE:.ORGETOWN 1
QC HOUSE
'l'IEST'IVQDD COO II, LTD {Al.CalTRA SotlTH CHURCH STREET 061264 UMlTlEDi GEORGETOWN 1
0Cli61264A JA'M<WAN HOUSE MSIM PECONIC BAY LTD (INVESCO 11'3 SOUTH CHURCH STREET 061272 SENiOR SECURED MANAGEMENTj GEORGE TO~IN 1
OC2001AGY AAMGN ZOLETA _
HOUSE scxmrcHURCH SiREET 001302 DUANE STREET CLO ti/ LTD GEORGETOWN t
ocn11 NOBl.E KALLUKUZlW HOUSE SOUTHCHURCHSTJ'lEET CLO 06131..l FOREClO LTD 2007-t GEORGETOWN 1
QC6908AGY1
.AllMINISlR.I\\ TION
~Rl9~~ SQUARE WALKER HOUSE 061346 PRIMUS Ct.0 n LTD (CIFC OEERflELDr 57 MARY STREET 1
OC0111AGY BURKE MALEK HOUSE SO_UTH CHURCH STREET 061360 FRANKUN CLOVl. LIMITED
.GEo:ORGE TOWN
,f
- OCOOODAGY JO.AM MUl.IUFl HOUSE SOUTHCHURCHSTREET 061422 CENT*CDO 15 tTD GEORGEiOWN 1
OC0314AGY Vl_RTIJS GROUP 1n'1eoo6491 8sS6Mi216'.
GltLIG~l@KATOt:"AHDEBTADYJSO RS.COM usu 2127459420 iil1Sa73735 BANKDEBT@BRIGADECAPlmL.co
- M USO H.
- l!J:i411!44U:
- t14b4MM.rn.
UATAlEMl@HCMLJ.l.COM usu Z1Z5~32.147 at1~1nSe&
USO 71a-i836969 i815827:?.14 MODLlPE.OY!;OE@6NY MELLON.CO M
USO
!fl:ie~e.1100.
',972il'164.t47
_ ' kNOl<@Tl5;LOSl'ROD.COM *.
USO euc~;N ER-T.TONEY@WELl.:SFARG 71:32~02i fomso29s*
O.COM USO 2124541945
!l668317Q8j,.
EUZABErH.DELGAoO@DE.i::OM USO 6176036471.
1.166848iJ554' MlGHl\\El.CUlL Y@USBANK.COM USO 2123727425.
2815.62615&
. 128155261S6@T.LS.t0Sf'ROO.COM USO.
2f2454i945 136G:l86P.1 $Z.
. El!ZASell:WEi.GAOO@OO.COM USO 71'12476551 2*45723374" CLOADMIN!STRATION@DB.COM USO
'1'134133106'1 2!!161!'i':i't41.
USO 2 l 21fr.S5309 212:705S391J*
ll 5176036540 B-66848855i
_USO 713483&707' Z81SB27810,
.12S15S;!i810@TLS.LOSilROD.COM USO
<1604712225.
lles350:ZOO\\l COO.NOTICES@USSANk.coM
!.)SI) 713483633'2 28'i'58272H1 USO 1713411363)).8 '
2B1657il.71S RAMON.O.ZOLETA@BANKOFNV;co M
Vsri NOBl,E.KAlLUKUZHY@BNYMEllO 9727655298 2lil5827'775 N.COM USO 7142476551 S60075627S FORE,CLO@FCRERESEARCH.COM USO, PRlli!USCL9llFAX@VIR1WlLC,y0 61737111336 817:)712290 M
USO sso:i12<1ooa 2:815622073*
JMULIUF@FRK.CC~i USO 7139!134:i()ci 56ll60t2494 CENtCDOXVFAX@\\~RnJSLt.C.CO M
USD
, o-05
- 9SS,481;25 o.2e
, 4;911.61e.it1
.[]_!!/
f,314,10UJ~
it~
4,&46,44S.e<
0.06 i;134,ti33:9E
.. _ o.2e
- 5,416;4SS.7C.
0Jl2 47'r.7.\\0.~
0.15
'2.B56;443.i?:
- i.hs.
.2,937,047, l7 0.25 4,B36,97fJ!,.
th18
- ,,a
- ;o.a2a.1e
'0.24 4,660;101.9':
011 3,.\\11,500.57 bciS
!!70,001,7;;
.0.25' 4,88!3,934.67 0.29 S, 781,529.41!
0.10 1,S54,77'.l-S7 o.23 4.4a1,2ao.oc b.n
- 2. i 5rl,251.2tl c111 2;149,832:81 o.34 6.756.443.75 0,14 2.00S, 035,57 Q.23 4,554.9.16;5£ o.22 4,328,264.9° A Page 6 of 24 955.4il1.25 O,QIJ 4,911,616.ie 0.Q(l
/,3111, 1UU.r..! '
U,UU
~,546A45.i;i a.oo t,134.633.!la 0.00
.... li.416,455"(C 0.00 4rT,740.M.
Q,0(1 2.800,443'7<
0,00 2.937.Mi.lJ Cl.O(J
~.836.sJ u; O.M 3,ISJo ;a~a.1~
0.00.
4,lltlil,iOUl*
o.oo 3,417,500.5)
- O.~ll
!!70.031.7~
a.oo.
4,a86.934,6l 0.00 5,71!1.529.42 (J,(J(J 1,954.773.61 o.oo 4.481.:iilO.<<
0,Q(j 2, 150~51..z: '
o,oa 2*.1'19,ea:ta1.
0,00
_i;,1ss~44:;,n o.aG wse.oae.1:1 0;0(1 4,554,9.16.SE
-0.Ctl 4.323.264.00 a.ml,
!155;481.~
- 4.91t610.1 e
'f,3H. iai.!K!
4;546,445.IU 1 :134,633'.~
li,41Sil55.70
- 471'.740.62
' 2.Bss,A4i7~
- 2.937.047.11 4,836.971.61
,, 3.aJO,B:!!l:'7.f 4.650.101.9' 3,417,-506.Si 11io,031:7~
4.58&;934.lll 5.781,529.J~
u154,m.a.
4.481,220.0(
2, 1so.2s1.2~
- Z.149,832.81 o.1se.4-l:i:1"
. 2.sss.0-.:s~.s, 4,554,!116.S<
.4,328.254.!K:
~;;ix.>;11 ci'.01:.ft;) (Fl<ACLYoi;sDAt.e; HOUSE
$0UTl':l cHl)RCH $TREEIT CLOAOMIN 001436
. cLo 200'7-LTD}
GEORGE-TOWN f,
OC031~
HOUSE --
SOUTH CHURCH STRET oC3ietAcw lllRTvSGMUP' 001989
'SP,N GAflRIE.L CLO I l. to*
GEORGETOWN 1*
~-
HOUSE SOUTf! CHl.iR_Cl-t:;JTREET:
05'.WV MUIR tSf.!UVto CLU L TU' G8JRG\\;Ji'.lWN.
t-001111 JEFFW:V-SWl-l'E 00'7019 CtFC fundrn9 2tl67-llh LTD tcfjf'!':
~~~CHURCl-IST"Ri::Er 6C~61ilteAG
- JUST1N MIHAUNE.c
GEORGlHOWN t
HOUSE 00717'7 OOL.UMEJ:Ul>NOV~Cl:.O IV LTD. 2'o<)Nf si:.il.m:I ~HURci-1 SfflEET OCGoOO.t.GY
\\llRTUS e:R:oup (CIFO DEERFIELD}
GEOB.GE WWN 1*
1-jOUSE;
,!>OOTP:l ~HU~CH $TREeT GATI:s WA TEL _ __
067006 VENTURE IX COO LTD
.GEOR~E.TOWN r
- OC<l1,_
1-JOUSE;,
~
'~ -
AAES]JIRl~Vl'fCLO LTD SCWH C:HURl;H-STREET OCtl-if REEMAEZZIE
' Oil57D7 GEORGETOWN t
. fRANKUN.TEMeLEToNsE:lllESff.
_RO'O\\l, FlJNOO F'RAM<UN FLOATING RATE ii t.Ui<l:MBOIJRG'
! o'ali4n-FUND LLl'l2449*
- t,. '
oeuaa.m....... TRUDY HALE PLACE CLO DRYb!!N XVIII LE\\iEAAGEO LOAN 2.~lrr Dl.llli.JN AOMINISTAA.tlot<i CIS7715 LIMITED (PRUDENTIAL!
iRELANO 1
oc11s
- TEAM COURT HAAt,;UUlif oc11i1 HEATl-:IERG.R!S\\11/QLD 7676
~LOANS 2007 !.lMtTED OUl31.!N2 1
HO.USE..
- our1-
- 1 ~HURCH.STREET 0000'16
.. JFIN CLO 2007 LTO *.. {SASSON OAF'l'rAL) _Gi;ORGEioWN r
_ocn:i2 KEVtN ctooR.cH!JK BOUNDARHiALl.
GULF $rp,:EAM--COMPASS Cl.0 2007 LTD CRlci<ETSQUARE O!lt11 a (APOl.l:.Q GlOOAL MANAGEMENT LLCl GeaoRGE i'ov.'Iil 1
oti24 CORY OLSEN HOUSE SOUTH CHlJRCl-\\$TREET 09851>9 Mf'.S Xll CLO l'l'O (3!;,0~GE "IOWN t
- OCitml JONATHAN lOll!G CRlCKET SQUARE oo.E!:NSRlAA ClQ, LTD,_ !HIGHLN<!O
.GEORGE TOWN l00'.!79 CAf'rTAL IMNAGEMENTI K"(~
1 oC:tAadAGY D.l\\TATEMI fl7 MARY STREET dJ~¢f<dE; To~N ocm BANKLOANACCQUMTI 102743 PORTOLA CLO. l:.TO.
K'f,KY1$002 1
NG 61 MARY STR!'Ef ABERDEEN LOAN fUNOJNG, LTD.
GEORGETOWN 0611.. i!l140t TRAVISF'UCKET.i J-i-isi-A tH1GHtAND C:APlT AL)
KY,KV191l)2.
t S506 Af:I l.JTRECITT STI~TING. PENSlOENl'ONQS NETHERLANDS 112414 MEDISCHI: SPECIAUSTEN
. NI.*
r rOC1124140l Pl-Ht.IP COLBURN GLOBAL CREOli ALPHA FUND!FKA tir;estcr Addr&SS'. 68 FORT STREET ioit.tco CAYMAN GI.OBA!.. CREOfl';l!ElOR GEORGE TOWN BANK LOAN 1f5673 PUJS FUNCi)(PIMCO)
KY-K\\11-hOO 1*
ocHsStio~
SETTLEMENTS*
Hl,)OSON CANYON FUN01NG U, LTD.
!17 MARY STREET*
(ll'NESCQ SENfOR SECURED*
GEORGETOWN 12o5!1s*
MGM'r,INC)
K'l-h.'Yi.soo2 l
b.c12.0soo MAUAeAYN!:S WM.POOi.. HIGH vrELD FIXED STREET INT~E;ST TRUSl(OAKTREEC,Al'ITAL NOR'TH SYDNEY
'OCQirr t4<illsa MANA.GEM5NT, LJ>.)
AU*:?OOO
- 1.
FARZAD MlL'TON SUNS.UF'E:R POOLED QUEENStANO
!)UNSIJPER PART'i 1.64859 SUPE!1'.ANNUA TION TRUST AU4064 1
OC.i<<
LTO RENAISSANCE TRUST 2!}00.
HOUSE,00 FORT STf!EET (HIGHBR!OOE CAPffAl GEORGETOWN 1S0014 MANAGEMENT,Lt:CI l{y.
1 OCm45 MARIA PENA HOUSE 68 FORT SJ'REJ:T
- 6C()c61 te11&:>
INNOVATION TRUST 2009 GEORGETOWN l
AMANDA LASKEY HP\\JSE,68 FORT STREET AM91TION TRUST 2009 jsi\\6SON GEORG_E TOWN 15'725t CAPITAL MANAGEMENr.l.lCl kY~
1 bc<100 AMA.NOA !:ASKEY.
7l4247ll551 B 6se70027if>
_USO
_LO;i.J t1smil4220.-
0063584774 sANGABRIE):.ClOIFA:.\\@VlRTUSLlC
- :caM
- USO
- 0.00 l:lfi'6!rJllli3H
~H1iH5lll-usu
'.!J."J;')
- 2.1:2.6241694.
a122'1sa1 u *
- L.QANADMIN@CIFC.COr:.t USO
"(t16 71009'34315.
a&is735359
~flf:~~tr~~~~
USD ri.'16
- 112:iaza-j1:2'...
2:14'W142.87c
.
- Vi;;NTi.JRE.fX.NOTIC!:s@USSANK'
!.ISO o.iO 7134837&16-i134aU&7 USD o.ss lftS4il314S5 2144.fi 1*he5-121441S14100@ti.S.LlJ$AAOO~.li l!SD'
.. b.G.\\.. *-
91aaim2.ln il~sa Ct.6:AilMINlS1'RATION@DB.COM.
USO..
-'Qab'
~~
~, "
2122so1eso:
2:126512.Jtll GSOFFWSO@IMSl,cOM USO 0.1!1.i K5VIN.CEDORCl-\\1.JK@STATESTRE 61'19$73$2!)'
- 131'7937!1581:!.
- !:I.COM USD
- 1"1.il,* *.
(/174723972' a1M59101a-..
12144101s@TLS.l.DSPROO.COM l!so
'0'.i$
I 2142.914361@00cS.LDSPROD,CO
- i.100!114 ill
-Sii'9370064
- M
" USO
- o.aQ 972628411}0 im~&11s5 GREENSRIAR.@TLS,J.ooPROO,COM USO
- OJYI, 9499323005 e1?3:io:1S64 Pl!\\<lCU.OoB21liitsTATESTREET,COM USO
.O.o.o.
!!1241 ii442.1 9126264155' ROCKWALl3@1'.LS.tl'.lSF'ROD.COr.i USO o~
l>t74i24565'.
21'4.\\1}14:160'.
12"144614100@.ffLS:,1.0SFROO,COf.ti USO o,oo
£l49932woo-6-1'73303765' R!MC0-03S45:11tSr ATESTREET,COM USO
--o.rr.
3123327323 ae8!!4o7ff41 HUDSoNC'ANYON,Ci.O.NOTICES@
USEAN!<.CO/\\I USO iuis OOOOJJO(J(l(}()
ilOOOOOifOOC!
1<01R 12748Z@TLS.LOSFROO:COM UsO
- 0.00 2125002145..
- ?Oi.57.SG!l71!
i Wt51Sil9i'S@rLS. l:.OOPROO.COf.t USO
!i.ti4 71:!4537077 2.01911:<1$4 MARIA.E,l'ENA!3NVMeLlON.COM USO
'L41 4122348373
- .!019i7Z153 120191n1S:\\@TLS.LOSPROO,COM USD 2'eie 412234832.2 2.019112:155_
iAMAl'JDA.LASKEY@BNYMEli.l.qN.C QM USO b.!!2
'3.42lM7'.co
- j34;tfil.74
- 4,:13b,1W.81 33, rn1>,t12s.6c
- s, 112.ooo,oc 1,li4-0,063.4t.
- 5,oos.m.ti
-., 703.1141,~
- S,a3li,ooo.6c 1,i 61 ;2a4.!l!l T,!145',000.0C i.93:i.100.. Bl:
5,9'21l;SOTi!!1 12:.496,1134. 11 0,0~
6'.$1i.'941.l;i
'654,504,61: -
-477,405..1~
i.ali9,\\!451.3f
-9.64;~.4.c
. !l54,SS:L9S 47,!l00.!JS6:5S 4z40r,m;aa 18; fa5Ji50...5i:
... A Page 7 of24
_$,4'29.471:0<
o.oo 1,134.-633,74' o.oo
-4,\\!!jl:i';IOO.lil.
tl.JJU J~100.62S.o<
0,00.
.a;i 12.o00.o(
O,OC
.... i;!J.lo~A*
.o.cc 8,ass,s:ia:t:;
C,00 J03.84i7=
o.illi
.5,!!35,oOO,Ill:.
o.oo 1, 181,294.lit 0.00'
~-" i.S45,000;tlt.
0,00
-2,932, faci.ac o.oo 5;92:8',M'l.a j 0:.00 12.ll~.33*M1 J;'l,oo
!Ul1 0,00
!l.5DS *. 9il'l'.al
-0,00 Si>-4,504,SE 0:00'
>1n.4oo.1~
ihOO 1,1109 ;049,:ii;.
0,.00
. '!?64.955.. ~
t),Q~
.a54.m~
Q,()(i 21$J6.s'.se.si:
0.()Q
-42,401,292.lll:
a,ac
-1!t, 135.550.5~
0.00 3,42SA71:b,*
- c:t,'134';633,74:
.* -4,:l:lti,lW.l:li 3:100.oos.oc
.:i.112.000.<<
,1 ;s4(tb©...ie
- 6..as5,Sla-.7;;
103,e4i7~
- s.s35.uoo.oc 1.1<11,294.&i i.945,.lll.JO.!l~
- U32JSO.BC
.5,9:2S,90'1',l'l l 12.400,334, Tl 0:01
'-.6.ssil.S4i;:111 lis4.504,SE 4'17..40S..1~
.1.,iifill.949,as
!!64.955.4~ '
- 854.332.~~
27,606.!l&'l~
- 4l,4l}i,292JJ~
18,135.ssiJ.5~
FPRUHR!i'ET FRASER SIJLUIJAN CLO VU ):.ID *. (FKA GEORGE TOWN COA 'fEM:iUs CLO L:.TD)
KY*KY 1i10flc
)>SO L(JAfl.fRUSr;mw teLACKSTONE: HOUSE..
OEST AOVlSORS{GSO CAPITAL
' lfOITT STREET F'ARTNERS))'
GEORGE. TOWN H9USE, 66 FQRT SfflEET oCT AGOll'LOAN TRUST 201 O GEORGE."l'OWN..
iotrr XGoiii cru=uir!Nv(l:iTORs LUJJ
- Kv~ **
IRONSfloRE INC (BLACKROCK FINA~lCfAL:!t!ANAGEMENT l.
LlO'tl.lS BANK PENSlON S.CHEl,IE NO 1 iFJ<e., tt:o'r'!)S rse ~RQUP PENS10N SCHE!MENO.t)
I.t;G'(OS 81\\f\\!'5 PENSlON $CHEM!".N9,'a (Fl<AJ IJ..OYOS T$S GROUP RENSION SCl-IEM!; NO 2. *..
Jl"M81 REBLAC!<ROCK.BANKLOAN.
FUND (BLAC\\{ROCK FlNANClAL
.. 21iJ.5i7.... MANAGaterm ACCIDENT COM?ENSAT!Ofi CORP:dRA110-N' {PlMCOi SLUEMOt.lNTAIN CLO 201 M LTD.
!f;!l.U!;.MUUrlfA!~J Cl'l'l1Al..
MANAGEr.15NTl HUTCHINS OR' GEORGE YoW/4 KY*
STREET LONDON Gs.Emvn.in STREET LONDON
.Ga..ti.c20WN HOUSE f'ORTU\\NO.f'tACE LONDON t.S.W1A\\M.
IFSC DiJBLiJ.l JJ=~~t t:Ll'.it~~~ss: PO SQX 242 NZ-*...
rn.~estrlrAdi!ress: P.O.BOX:Hl93 :
G1'.UJ!l<?1:: "fUWN KYcKY111G2 I nV$$(1)r' /\\.dd~ss: 33 HOl.:BORN' THE SA!NSE!URY!S PENSION SCtla.le LONOON.
(Pl~tCO)
G6:ECiN2HT M!amoP< fRLJ!?HOll. tBA~N Cf\\PITAL IMNAOEMeNT Lt.Ci HOUSE 68 FORTS)REET GEORGE ioV..'N:
ADOISCOMBE ROAO CROYDON Pl:NsrON PR01EC110N (fUND (P.tMoof GS..CROO!'i..'l 090 ~OAN IB\\JST.2\\111 (BLACKSTONE HOUSE l>aFORT CAYMAN OEBTAOVISORS(GSOCAPITAL
.GEOft(;lETOWN PARTNERS}))
KV'"
INNOVATKJNTRlJST.2011 (EATON VANCE MGMTl FIMCO FIJNOO GLOBAL INVESTORS SER1ES PLC;t:.UR.0 CREOff FUNO{PJ.'.\\CO}
RACE POINTV CLO IJMlTED HOUSE 68 FORT STREET GEOR.aE.fo11Vr*i
.IW*.
Fl..OOR UPPER HATCH STREET DUllUN HOUSE GRAND CAYMAN r,v;KY t 11 G-:i MA.RY SiRE:Ei.
GEORGE.TOWN.
KY" 1'(; FORT STREET BABSON CLO L"l'O 20i1*1 (BABSON GEORG!! iOINN CAPITAL MANAGEMENT ltC)
KY-KY i1iGB PENSlONS(Cl.15) TRlNtTY ROAD ABOS FJW\\L SALARY PENStON SCHEME HAUfAX (FIMCO):
Ga.HXt.iRG GA!:AXY XI Cl.O LTD PlMC914,JNDS.GLOBAL INVESTORS SERlES PLC OIVERSIFIED tNOOME OUAATION !-!EDGED fUNO{PlMCO)
HOUSE SOUTH CHURCH STRffi GEORGE "l'OWN FLOOR. UPPER HATCH STREET DUEi.lli STREET GOLUB CAP.IT.AL P.AATNERS CLO iO STAA THAVALE HOUSE LIMITED IGOltJB CAPITA!.)
GEORGE TOWN ln\\lelltOr Add~: UGI.AND HOOSE GEORGl:TOWN FALCON SENJOR. l:.OAN FUND LTD KY*KY 1-1104.
1'-
t 1.
r t
t OC11i DCOf OC1 LOAN PROOIJCTS BAN,1<;L9AN ACCOUNTING
<!Atm.LOAN ACCOUNTING BANK LOA>>
r.CCOUNTfNG BANK LOAN AcfoumiNG KoRYBURLESON BANKl!OAN
!1499323005
. oca1 '.....
. ACCOUNl'.ING OCi~
0Ci23 DCi312:
0001 bcol BANK LONI ACCOUNTING S499j23005*
Br'.NKtOAN ACCOUN:rtNG 94993ZJ005.
CLO AOMINISTRATlON ElANKlOAN AC.COUNT! NG JAMIE SPENCER B6Sll74447A NOT[{::ES;FRAsERSULL.lVANoLOV!I
@VlRt\\.ISt.LCCo!.i USO Z0!71'6SQ11 2017192475 1.2017'924'/'S@fts.LOS?ROO.COMl USO CLO;AOMlNlSTRATION@D!l.COM USD 2.a1a12is11 i2Gt<U27ii17@TLS,LDsl?ROD.COM USO 2017165-Q.79 MJZUHOLT-MZL 1@S'l'A1E!STREEf.CCIM USO 0.02.
7,003,007.51
'O:il1 o.:m 7,716i79!USS
- IJJl:S 0.1'.!2
.459.598:58 1 A.!33:.39 I ;st 0.0l. A Page 8 of24 1.642.6'!8' 1 ~
o.oo OJl!l U.00 f,lOO 0.00 0.00.
Cl,00 ii.llO O,tliJ O.O!l i
.o.oo*
o.oc
. 0.00 o.oo.
O;QO:
ii.mi, 5!l\\l140;01 1.sse.il1a:n
- 459.sss:se
ROOERSO~S QUAY.
RWl,ldERICA LO.(\\N OPPORTUNITIES.
DUBLIN
'245.Sfi!I LIMITED (PRUDENTIAL)
. IE**
1
. o*co1*
JASciJ.I RUFFCoRN E>1Ela717342 MAJ5YsrREET 1245529 ALM VI LTD GEORGETOWN K.Y-k't.19oo2.
1 OC{l1 VALERIE GUil.iARES a176036St2.
BOUNDARY HAU:
MIMCCLO IX. tiMITEri.:(AMER1CAf.I CFllCKET. SQUARE
- 14llf/ll MUNI?( MANJ>.Gfl'.iSi-f(CURP),
GE.ORGETOWN QCn'.!
. VlRTUS' UROU~ UJ fl :;s;<J3'1:!UU GSO JUPITER L:.OAN TR.UST STRE ET,CANEU:A COURT.
tE!l.AC~STQNE oe;Bt AoV1SORS(GSD cMiANABAY z134a3ittail 246422
. CAPITAL PARTNERS))
- KY" t
6col frnALID Et Hl:J.!Alf HOUSE-CLO DRYOEN :0:.11.SENIOR LOAN FUND SOlrrfi CHUf;tCH STREET AOMIN1$TMTION 71-i2476551 2&307.3 GEORGETOWN 1
ocai iEAM FOl1:T~T.
GEORGETOWN 26:3595' '
JMIESTO\\NN C!.O.l l TO _
.... KV-KY1l1G3 1 '
OC01 _____.. srEPHEt-1 GLOFUA
.. 7139934300'.
HOUSE 26545'7 Lc.'ii X L.IMJTi;O P~tNERSHlf> (LCl.i GRAND CAYMAN tt.o ASSET)
K't*KY 11102 i
oCOi
- ADMli'llSTRA TION 7142470551 CRl~SQUARE GRAND CAYMAN
'26547.!!
AMMC CLD*llUMrrt:o KY-KY 1.1102
- t.
DCl25 VlRfUSGROli? LP 7139~343{)0 CRlq<~ ~5QUARE GEOR<?iE Tl'l'ri\\.'N 265857 FLATIRON CLO 2012-1 LID KY-KY 11102' 1
ocaco.
STCPHEN KOVACH 7134836'3h HOUSE SOUTH 2663Dr BLUEl~OUNTAIN ci:.o 2012 l LTD t:HUHr..:Hl>IH!::l:;I GEORGETOWN 1
0Ct2 KO.RY BURLESON 1134a:;so64 HOUSE SoUTt;¢HURCHSTREET l;f16a29760 2:655S4 eABSbN Ct:.o LTO*l!Oli t GEORGETOWN
. Ot5oo.
C:MJ'.LJN f'AARSN.
iHE ROY Al BAI<< OF' SCOTLANP
- 4 ADD!SCCMEIE ROAD 26mil Ct<.OYdQN oi::soo
~N~l.OAN GROUP* PENSION FUND GB'-CR!lSPB t
ACCOUNTING fMsroi.aoos 81 Ml\\BY.STREET CARLYLE GtOBAl MARKET GEORGETOWN 2!';9721 SiAAT!:'.GIES. Ct.0*2012 f LTO KY-KY 19C1'.12 1
- CC1Zl WESLEYSUWVAN 51765~31),l LANE HOUSE M9lCE!'l STREET LOWtR MA.NOY HEflEl=ci1D, 2711101
'1cE GLOBAL CREDIT CLO*Lltv1ITEo DUBLIN 1*
acq1 VIRTIJSGROUP, LP 7139'w4370 FORT STREET eCP cL6 2012.s L m GEORGE TOWN, GRAND CAYMAN 27SS49 KY*KY11106 1
ocsoo..
MWZM3A BOUOlAB 71::3~6226 HOUSE SOI.ITH CHURCH STREET CLO 281276 LCM XI LIMliED PARTNERSHIP G!OORGETOWN i
. Ql!:01 ADMIN~TAA TION 7142476551 CRl<;KJ:T SQUARE GEO~GETOWN 2B17S5 l/ENTI.IRE: )(.CLO UMITED KV.,KY 'ti102 1
ocsoo CHRISTINE XU 21270553-<10:
75 FORT SfREET GRAND CAYMAN 28267:1' MP.REA CLO LTD KY-K'f111oa 1
OC12 TOM JOVlC 6306846389 HOUSE SOuTH CHURCH STREET
- 2B:i8!!3.
9ABOON cLa LTD.2012 u
- m:ORGE TOWN 1
bcsoo CArrUN FARRE~I 61i6fd976[}
MARY STREET CAA.LYLE GLOBAL MAAKJ;.T Gt::CRGE'.iOWN.
284184*
STRATEGIES CLO 201.22 I.TO KY*KY1900Z 1
6c1i3 1NES1..EY SULLIVAN*
a11si;:z9:;04*
HOUSE 2Ss1.12.
APIOOS CLO lX.
. SOUTH CHURCH STREET GEORGETOWN 1
OC5110
!JASON CALLEJA 71\\'l<l836708 75 fO.RT STREET GEOl:<<lETOWN 265472 E~Cl.020124 LTD KY *l<t i11 oa 1
o'cr>!IO DAVlO. BALMERT 7 i 34li37752 15 FORT STREET GEORGE IOWN SLATER MJLL LOAN 28758:!'
SLATER l.ilLL LOAN FUND LP KY*KY tt1()S 1
,OC500 F.UNDL.P 0000000000 HO\\,JSE SOUTH CHURCH STREET 267983
.DRYDEN XX.Iii SENIOR LOAN FUND GEORGETOWN 1
bcsoo MICHAEL LUEHRING iJ128278662.
PAAGLF-
'2017192129 PRBO@STATESTREET.COM USO 0.01.
COO.Ai.MGW@COO.USBANKCOM
- a66tsos32&
USO
- o.oa *
- ~JOTICl~SAMMCCLOIX@VlRTUSLL
. l!lli:!:lll/llij4{
01JUM usu U.:M S475922ast 1347sS~iS5t@nS.wSPROD.COM USO
-:ivio.
zo1719::1ar 1'2017192187@Tl.S.LOSPROO.CC>>.t USO 0.06 f':IQTli;E$:F~CVllCBNA@VIRTUSLLC
. a e5513o1 C110 *
.toM USO
-*-* M2
- 21<1545s371i CLOADMINlSTRATiON@DB.COM USO 0.50 NOTICESAMrJcctoX@VIRTUSLlc an41ssilefi
.COi.{
USO o.is.
- i1.i54s51s1
- 1214545-513\\@TLS,LoSFROO.COM USO
- 6,W;.
21-1572337()*
12145723370@TLS.tQSf'ROD.COM USO.
0.20
~..
~
CAlTLlN.FARREN@STATESTREET' 6lN!ii~7bfr
..COM USO IJ,10 6173303825 P'IMC.O-Os405~STATESTREET,COM USO o:H CARLYLE-
£17.8S81'.1544
- \\liP1@S'!'Ail:STP.~.Cc>>.i USO 0.14 NOTICESJCE2HSICLO@VIRTUSi.LC 6SS449l665
,COM USO
!U6 2145562555 12145e'6255S@TLS.LOSPROO.COM USO
- .6.32.
2: 1,457:2380£*
.l:!145723S06@TLS.LDSf'Rbo.cm.t USO 0.:22 2145723587 1 '21 *\\6723587@TLS.LOSPROo.C~,f, USO O,ll5 146ll3756874 14937.5SS74@TLS,LDSPROD.COM USO 0.00
!'11741.il-176()
SSC!!Al:lSON@STA TESlREET.COM USO il.to CAA.LYLE-E>1i'961l7971' 91Fi@STATESTRE:ET.COM uoo
.0.00 4693755935 1.i693756935@TLS.l.:OSPROO.CO>.t USO 0:16 4$375687!)
1469375e875@TLS.LOSPROO.COM USO
- (}.14
' 8552734763 SI.A TER..MILL§USBANK.COM USO o:'\\5 2144616486, 1214461ll4!16@TLS.LDSPROO.COM USO cua 149.516'.S: '
1;004.616.ti SJ14U,!!9U *.\\l.
1.ssa.e64;a£ 1:2;;;,irr.3; A7!t,40M7
- 5.a2r.09it.1s
.s.547:.395~4(
- 997;43~;90 s".aso,aoi>.o.:
j '945,000.00...
~.20:>.300.56 2; '72S,594S7 3, Cl.52,f:l11.3ll IS.301.717.0f 4,JQll,014,'l!
!i70,il'3t.7:
i.166.294.3.<
ul4s,coo.ot 1mzwa.6e
- 'l;OS5;353
- .9C 1.&75,347.5{
2;98'i.,654.7~
. ;1,415;863.6< A Page 9 of 24
.. 149,316.'EI<
O,Q(J 1.004.616.i:o O,Q(J 6,!l<lO,Y!JUAt U.Ull 7.sa3.SG4.a>
o.ac 1,237.2ri.:re 0.00 478,4dll.07 0.00 5,82.7,00o.1S o.oo 5,W.396.Ai O.l)(J s97.43s.sc.
a.co 3,aS0,800.04 O.rul
... 1.945.ooo,ac.-..
0.00
. 2,203.300.ll!
o.ao
- 1.,720-,594.i'
- 0.00 a,¢52.il1 l.~
~.oo Ei.30 l.777.at 0.00 4,396.014.'!f O,O(J 970.031,7~
o.oc 1, 100-,:194.32 o.ao t;94s.ooo:O(
.a,aii.
1.ni.ssa.!ll:
Cl.Oil 3.005:353.SC 0.00 z.srs.247.st o.oo.
2.984,654.n
-0.0IJ 3.475,883.6<
a.ml.
i49.31S.~
1.So4.61e.r.
IS,!i'IU,!JY!JA[
Z.8113,W4.B~
1.m.211:!le
. *4.'18,40ll.0J 5Ji27.dso, H s.547.396'.4i 997.435',91 5;850.006.Q<!
1.94S, 000. DO
-2.203.:J'OD,se 2,725,594.1';
3,ti52,911;3l:
' 6.301.777:ot
~;396.014. 7£ e1.o.ro1.n i,100,294.3<
1.945.ooa:oc 1.772.sea.oE 3.085;lS3.9C 2 ;675.3'47,51,;
2.984:654,7' 3.475;863.~
r
~9U.SE
$QUTH CHl.JRC!i.STREE!
2!'18!141!.
NWEEROER BERMAN CL.O :XII l ID
.* GEORGE.TOWN l
. ocsoo..
cHARlOTTEJIN.
3123326995 CeN'ffiE Wl"RlEstl'f,fl-OAO
- ?OOms BOCPEJllSIOl'>f iNWS'l'MENtFU"O THE SURREY RESEARCH ~ARK TOM JO~'JC 63oo84e3a9 GULloFORD l
ocsoo
~ CRICJ'.'EJ SQUARE HA.LCY,oN LOAN AOl/ISbf'<:S f\\:l14Pi.NG GEORGE.TOWN
- :.!lw.>lJ:!
lltnl! T LJn i<v~Kv 11w2 '
1\\
001 JENN1FER llU
/,1::149:51>.l~I!
HOUSE MAGNETITE VI LIMlTeo.
SciutH CHURCH S~EE:r 001 MAGNETIT.E oooooooO'Qil.
2~H5 GEORGi:.TOWN 1
CR!(}l(ET.S9.UARE Ai.IMC CLOXt LIMtTED GR!\\NP C,._YMl\\N DONNY NGUYEff
- i\\90030 KY*K'I' 1110:2.
1 OC1 11:19934,300 CR1C~i:T SQIJARI;;
'.idM:ti
' G!tORGltTOWN '
lilRl'US G!W!.Jf>,LP VENTuRi;;:x1 CLO.UMITE!O*.
- KY*KY*H1CIZ.
t
. 'dc1:t..
7139934300'.
HO(JSE
'3oii421
'Bl.UEMOIJNTAIN CLO i!t2 2 Lm SOIJ:THCHURCHS~EET oc12 KORY: BURLESON 7 ! 34e.3ao$4 GEORGE TOWN i
rnvestllr'/;ddf!.l:SS.:.100. ELGlN IWISr!UE CARLl'l:E}3t.oBAl MARl'Jff GRAND C'AVMAff 301161' SiRA.iEGIES Clo zmi.3 LiO.
- .l<Y-KY 190<!5 1,
001.2,.
1/VSSLE!'. suLUVAN*
ll1*Nsioofi4,
.HOUSE.
GAANO CA'iMAN CLO 3.01717 l.CMXU UMITEO PARTNERSHIP l<Y-KYrnoa 1
OC1 AOMINISTRA TioN i'M~47SsSl crucm souARE
. SUte.47 131\\LAxY ;.!tVCl.O LTD U!;UR!31;l ! UWN MANOYHO n.a4a35i15 KY*K'l'l1Hl2 1
OC~2 HOVSESQUTHCHURCH VOYAO.P.~012 3 LTD lFKA ING IM Cl.O $'!'RE.ITT JONA.THAN 3\\1:24'21 w12a LW)
Gl;ORGE TOWN*
1:
ocSOO. -
' FLEfOHl::R.
S l700'3'67i S.
HOUSE Q9TAGOl'{INVESTMENTPARTNERSXlV SQUTli CHURCH STREET OC12 sr!WEJONAs
~176006537'
- !03643 LTO GEORGETOWN 1
AlLIANa!BERNSJElN lNSTITUTICJ#AL RUP?ERT INVESTMENTS AXA HIGH YIELD LOAN LUXEMllOURG 300917' JOO!n'F006' uf.t24S3 1
'0Cli3 H!'.NR.Y CAtlAu:M 97:251'0441[);
HOUSE SQUTH CHURCH
!iTREET OC1 WENdt cRu1.1La 7134!!3~1Q 307031 APIOOSCW:X GEORGE TOWJ'J 1
~¢k.~:~~s:; 190 ELGIN A'VENll!=
007295 RACE POINT VI! CLO LIMITED KY*l<Y 19002' 1
- 6Cii RACE POINT VU. CLO 00000000000 CRlCl:{ET. SQUARE.
('lA.!.CVON tOAN ADVISORS FUNDING GEORGE \\OWN qc1 AZ~ETH OLVEfll\\
00700{}
'2012 2LTD*
KY,KY 11102 1
BAAVO 7134a:l&.lll2 CRlCKET SQIJARS:
GEORGETOWN 312606 NORTHWOODS CAPITAL tx LtMITI;D KYcKY mo2 l
0012 KAREN LAM 71:34S~2*
HOUSE SOUTH.CHURCH srnse;r n3.4a.37i1sa-312.&iO FLATIRON CLO 2013 i LTO GEORGE TOWN.
r OC01 AGENT NOTICES
/iOUSi;; :)OUTH CHURCl:f STRfiET 312914 IJEN'l1JFIE )(Jj ClO UMJrED GEORGE.. TOWN 1
QCj ANOYRIJJZ 71:300343110 HOUSE SOl.JTH CHURCH smEET 00(11 313753 APtOOS<.CL.O 'XI GRAND CAYMAN
- 1.
RU!lENLUNA 7l~S$
- Cl'\\lCl<ET SO.llARE.
MtMC CLO Xll llMITED GRAND CAYMAN COLIN GALUSKI 31482!)
KY,KY 11ili2 1
OC.1 51760S5751 fnyesto;,Ad\\!r;osa: 67 !.IAR'f STR,EET 315$44 MAGNETITE vn LIMITsD GEORGETOWN KY*KY 1900<
1 DC!l-07 AGSNT NOilCC'.S 0000000001:1 Pi~.ico F!JNOS Gl.OBAl iNVEsTORS FLOOR UPPER HATCH STRt;ET t!ANKlOAN 3iS62f>*
SERIES PLC INCOME FUND DUBLIN
.I
. cco1 ACCOUNTING
!M9$32300!i.
CR,1CJ5ET-SQUA!1E GEORGETOWN 311a85 EllACKOIAMONOCt020121 lrri KY*KY T1iG2:
l OC1 GRANT PORTP.A 704330'2.4:-!il NEUBERGER,BERMAN.Cl01!tNO'rl
!16sn'64!Ma CES@USSAf.Jl<~COM usu
- o.os 4692.77i52lf l4139~frt52.QTLS,L0Sl"ROO.COM USO a.a..i
!11'81l!!lt91l4
, ITT2W!$7!lll4@rUl.u:lSPR oo.eoi.~ US'U
,tJJl1
$7.29sil1aoo 19729967!300@n.s. LOO PROO.e<>>.t USO b.1>1 iJ0011:o95ci4' NoneesAMr;1cx1@V1i;iTus~tc.co 1f1o M
USO
. !!6S91.l3700S*..
NQTtcES.V~ITUREXlCl,O@.VIRTIJS LLC.cOM USO
.:0.10...
i14Sma70 1s7:t584o02$@TLS:lOSF'ROO.COM USo o:Ui Ell793742Zil CAJ1l,Y'Ls..
91F3@SiATI:STREET.COM USO
... 'b.:25 b7Wl4n0<i1 CLOADMIN!STRATION@DB.COM. IJSD 0:16 sn5.!!4Ua4r; l!'.1125S4004$@tLS.Los?ROQ.COM USO.
O.illl aee.M19a COOING~tt@COO,\\JS9ANKCOM USO
.Q,iJO,.
8'Tl377916l' COO.OCT14@CPO.US81\\l>ll<.COM
- USO 000 t 12.S:ls:J:W:i:'
197:26406523'@TLS.LOS!<'R 00.{1 dM llStJ
- 017 WEND1;CRUMlE'(@!3~NMELi.ON.C 2 1-1:i02h3:4a Qly!
USO cm.
l'.659419228 RACE.PblNT. '/ll@!JSBANK,COM USO
.,0;20' l1~2962't'71
.ti142962'lti@tlsJ:.OS£/ROO.et>>.t uso O'.i$
eo:?e8il4oaa*
l602600400Srtlfft.S,i.OSPROO.COM USO
- o,Ja.
~1A2s646:l1 12.i4296'463:i~TLS.LDSPRiJD.CoM IJSo 0.06 866001.liil 16 l\\lOTICESNam.JREXUCLO@VIRTU SLlC.CD'-l USD b.10' 21443Ui005 RIJE!a.t.(UNA@ENYME!..LON.COM USO o:o-8
!!MSMil!iOO*
COO.AMMC 12@COCWS8.i.N~COM USO 0.1-5 t'.iO<IOOOOCOO.
16\\'.i265f.l1087@TI.S.LOSPROO,C0.~ USO 0.09 i11l'S{05009 1>1Mc6-0397a@ST AresTRer.coM USO
. *0.75 4693iM2976, T46S3042trtll@TLS.L0SPROD.CCI.~ USO
,0:20 9$4,s10.1<.
- 77il:sh~
- I\\; HJ3,WUJ<
1.435.307:6~
1;a60.a511.:M
- 1.!142,s3i;73
'3,875.227:8°
. 4.sl 0.41iL1~
- 3', mi.6zz41
[);,!l'i
'.(),(!1 0.01 2,a:i1,4ei>. ts 3', i:!i.m.01
.1;a10, 300..ao 2.so:tni:ss 7 ;ias,075.95
. 991.435.90
-i:MO,OOaAS l;6$o,5$;31 21~4.911'.0!l 1.S25.JOU3'9 A Page 10 of 24
!le.4:,a'lo.1*
o.oo 779,,S:rl.3<
o.oo
.4, 1U3', 148.11:
ll,OU l,43$;:;01.65 o.oo'
'\\
1,M1,i,6Ss;3'J 0.00' 1~,ss1.n*
0.00
~.a'is-22.1.B; a,oo
.4,910';41$.1$
.. Cl.Oil a.11o:s2i!.<17 o.oo ll.1'1 0.00
. !l.Ot 0.00 OJli o.oo
- s,MJ,;ige.t~
().()0 a.122. 111.m n,oo I
3.670,'3cr.!.BC.
Cl,00 2.Mi.t21.~
o.oo 7,3ae.01s.1.r.
oioc 997.4SS;9C
- {LOO 1,940-,0fl3.4f ll,00' 1.W0.58S,3l o.at *
- !;9'24~911 '°"'
o.oo.
1.825.W,fit
(),l;>C
- 14;<102, na.ze
- i4,S02, l<lli.2E
- 0,Q(J
. :i.S.79.s:is:&i 3.si~'h539.64 tiJJll.
.9<14.810. i2 '
- f'ro;S,}3,SE.
' 4; 103; 14!!.!I<
I,4S6, 31.i1Jl!J t,aaa.asa.:i.< '
'1,942.s.:!1, n *
.s.!im.22.t.R!
. 4.9foA i a. 1~
3;'!1.0~>Jj O.oi
- 0;01
.(f01' 3,33i.4t!5 H 3, 122.177.01
. a.aro:aa:uc 2.M2.;2'i,!ie
- r,3ae
- .1rrs. s!
im,435.sc t,S40JJ6:);4f i.l>llo.sooj,1 2,92,4,SiM~
1.825.307.i!S 14.802.786.~
3.979;.539,5'1
Cl'\\YMA~ l.,!MITED 190 318248
. ioEORGE:ToWN 1
_OC1 STEPHANIE SMl:rrl HOl)St:..
- _
GRAND CAYMAN tl.6_
316606 LCM xm LIMITED PARTNERSHIP' KY-KY i.1102 1
OC12 ADMINISTAA TION HOUSE Si.UEMOUNTAIH CLO 2013..11 TD (FkA s.OUTk CHURCH smEET
- .miu~1>
BM t)LQ.:.!Ol::klLOAN FUNOll'lG LU::'
GRAND GAYMAN T*
OC1 1<<JR*t1:1Ul{U:Hmi FORT :STREET 31~~
NOMAD Cl.O LTO GEORGE TOWN TOM JOVIC KY*Ki'11.108 1
OCH STREEf.
319514 ARCH!;$ FUNDING ULC VANCO\\NER ocoi AURELIA BOSTAf/
CA.YISE4N7" 1
.Investor /ladress: 190 El.GIN AYeNUE GE<OR(3E'TOWN 31!ll;j.g -
AACE POINT VtlJ CLO :UMITEO*
KY*KY19oos
.1 0Cf2.... -
.. DAVID GAi.LiE.
PLUS FUND JPY HEOOE A SERIES TRUST OF MUlTI Mt\\NAGER GLOBAL HOUSE66FORTSTREET GEORGE.TOWN.
eANi)LOAN, 31971'.15 l~IYESTMENT TRUST KY*l<Y 1.ifoo 1
6c01 ACCOUNTING HOUSE SOUTHCHURCHSTREET 31l!Sl:!B MOUNTAIN HAWK! CLO LIO GEORGE 10WN 1:
. oc12:.
AGENT NOTICES AAA.i;>'W?OiNTCLO 20t;l 1 LTD* (FK'.i, Af:J ln\\rel;iill Adilreas: 190. ELGIN AVENUE CH!ilSTbPHER GE6ME.1'9WN 321265 CL02Ql3'1 LTD)
KY*KY 19005 1
OC1J CHLUM.SKY FORT.STREET l'.lf;;Uf!(,llriUWN 321:123 JAMESTOWN CLO II LTD KY*KY 11100 1
OC12 VIR'f:US GROUP LP HOUSE SOUTH CHURCH STREET 330059 E!llJEMOlJNTAIN.cLO 2Q13 2 L TO*
.GEORGE TOWN l
octz SARAH PRUCH~
HOUSE 33005z BABSON CLO L TO 2013 i SOUTH CHURCH STREET GEORGETOWN 1
ocar cAITl.lN FARREN 75 FOITT Sfi'\\EET GEORGETOWN 231'.\\9$4.
ACiSCL020131 lTD KY-KY 11108 1
OC1.2 ACtS CL0*2013 l LTD HOUSE 332272 NEUBERGER BERMAN Cl,O Xl\\fLTO SOUTKCHURCHSTREET GIOORGETOWN l
OC12 AMIEE COOPER HOUSE s61,1tH CHURCH STREET 33272()
A?lOOS CLO XII GEORGETOWN 1
OC1 SARAH PRUCHA CRlC!<ET SQUARE l;lA.L.CYON lOAfl ADVISORS FUNDING GEORGETOWN 33:l082 20131.LTD KV-KY.1.1102 t
OC12 CHEVELLE GANDSEY.
fiOUl>E SOUTH CHURCH" LOAN SERVIC!Ne.
VOYACl020l31 LTD (FKAING IM CLO !>~EE'!'
33-1111 20131 LTD)
GEORGETOWN i
OC1 UNIT
~34%4 FLATIRON CLO 20141. LTD (FKA)
FLATIRON CLO 2613 2 LTD HOUSE So0T1-i CHURCH STREET GEORGETOWN 1
OCi STRUCTURED CREDIT SERVICES.
HOUSE VOYA CLO 21>13 2 LTD (FAA ING IM CLO SOUTHCHURCH STREET 23soa.i 1ot32LTO) -
GEORGETOWN 1
OC1 GJEHGJI ANGJELIU
- LANE.HOUSE
'tCE3 Gl.O!lAL CREDIT CLO LIMITED*
MERCE~ SIR$ LD'M:'.R 335311 DUSI.IN 1
OC01 6RANOY HEREFORD HOUSE SOUTH CHURCH STREE GIOORGETOWN 338934
.OCE..\\N.TRAILS CLO IV KV,11102 1
OC01 ANDREA DEN ISEVICH FOfff ST GRA,ND CAYMAN
~0089 NORTH ENO CLO LTD
.KY-KY t1106 1
OC1 TOM JOV1C l-jOUSESOUJH CHURCH STREET 344867' APIOOS Cl.O XIV GEORGETOWN
.t OC001 JASON cAU.cJA HO~SESOUTHC!iURCM S.TReET 352498 V-tNTURE XJV CLO U.!rrEO GS'.lRGE TOWN 1
ocooi A."JDY RUJZ.
ST!'PHANtE:SMlTH@Wl:tl:SFAAGO 4108542344 7047152:!15"
,COi.i USO 7142476561 502680425&*
CLOADMJ~llSTRATlON@Dll.COM Uso...
11~1!4
- Yi:.<&'111!16Ya 1Y1:lli!llH!ilJ3@fll;l.WSfiRW.t:UM usu aJ0684a3S9 4fl9521l7781.
146$62S778\\@Tl.S.LoSFROO,COM: USO 4169SJ6345 l!Q26a04271' tii026c0427*1@TLS.LDSPROO.COl.IJ USO l
<t 1 <Z':J4a3oa 4698287765; -
1469S287185@TLS.LQSPROO.C'"-t USO.
9499323005 6 i 73105722.
- F'IMC°'093oe@STATESTREET.COM USO nmmoocoaail B556uiJ3Sl8,
- lllOTICES.MOUNTAl~J.HAWK.CLO@i
. USSAN!<.COM USO 0000000000
- TC4715J464 USO NU lft;J;,!;.JATl!1'~ I UWNt:LUll@VlR r 71:399:J4:lOO:
8009001306
. USlLC.COM USO.
7Cl483&106
. 4'69S<a7n3
_ 1413962Btm@iLS.LOSPROO.COM USO SASSON-
'61'76629760 G173lOS740 5740@STATESTRE:ET.COM USO 0000000()()0 555:1:087411
~~~~O
.201~_1.NOTlCES@IJSSA USO 3123327021 65522Ss507 NEUBERGER,BERMAN.CL..014.NOTi USO CES@USBANKJ:;QM 7134836106 4591.!287.799
- 1498287799@TLS.LOSPROO.cm.t USO 312332103-l"
!!552107821)
HA!.CYON,LOANAOVISOR~.2013, 1
@USBANK.COM USO fNG_lM_CU:UC113*
5176&24451>
f.>17310&761.
IL 'TO@STA. TESTREET:COM USO 71.;;2476551 6026804253 CLOADMiNtSTRATION@D!l.COM USO 61760313482 8552355233 fNG,lM.CU:i,2013:2@USBANK:COM USD NOTIC(;SJCE3G_LOBALCRE!J:>ITCL0l 7139934WO 577415~162 TO@VIRTU$LLC.COM USO A,OE;NISSVJCH@V;ESTGATEHORIZ 21'362137.SS 9725a.-IM43*
ONS.COM USO 6'1C68463S9 9726!l675'Si 197211967551@.T'LS.LOSPROP.COM USO 713-lll36708 4698287797 1469£1267797@TLS.LDSPROO,COM USO 8009149780' NOTlCES.VENTUREXIV@VI RTUSLL 71SSS34:iOo c.cor.i USO
.Q.i2 2.402,74S.'Zll 021
- 4217.to2:s*
.u.:.m
- 3.Jl!lll,UOO:Ul
- o in
- .293; e3ft65 o.is 6'.61a;1ss.ao
'O.a"O *
- s.a20,1110.~
'0:19 inr.36e.3:
ri.n8 i;1l62,B41.s7
- r.i~1il 1;947;461,93 o.10.
. 2,025.fl11'.6:i.
- 0..i.O.
1, !145.000.00 -
- 3,aoo.ooo.oc 0;2\\l 0.1\\5 1,018;5oi.Q.1 IJ.01 1,43!;,334.75 0.12 2:339,fsS.98 O".i!i 2;866.443.75 0.10 J,942.562.6E 0.05
.991.-0s.9c i:i.~
£170,00Z.Sf 0,26
.3;£140, 7&,i.49 0.2.0
- i;a94,S74.66
().01
- Wl.7111>.7C 0;13 2,650,29S.Ss b.~
972,500.0C A Page 11 of 24 2,402149.2~
0.00.
'4..217.,70~.
O,Q.aeo,ooo.oc 0.011 1,078,501.iM
- 0.!J(l 1.;435',334.7i a,oo, 2.339:165.9(!
O.O<l Z,866.44(\\.7!
O.O<l 1,942,552.liE o.oo
~'t.435.0C 0,Q(l
!Jfa.os2:a1 a.oo 3,B40,759.4t O,OQ 5,8S4.S7.4.&
O.Olo. 7!i9,4>
~eg,j.874.lil:
293.738.70 2.sso,ws;oe sn.soo.oc
fjOUSE ~OUTH, cHURc!:I
~T~E:E'T.*
CLO 3~20!l
. MOUNTAIN HA\\M< ti CLO 'LTD*
GEORGE TO\\ft,lfl.I 1
OCi AoMINISTAA TlON 714247ll551
~RE!ON
' 3545111 SANK.A.TY sENIOR LOAN FUND Pl.ISi.JC DUBLIN SAN!<ATY SENIOR*
LIMITED ci:lMPANY.
tE:-2 l
OCi LOAN FUND PLC OOOOoOOOOCI
- HOUSE SOUTH
- lli-l:tlla l:ll!JE MOUN'f/'IJN CL0:2Ul3 3 LIU CHURCH STREET
.GEdRGi; 'lUWri
- f.
OCUUY AGEN1 Nt.fflCES
- lJ!lUlJ{JIJUWU.
f rlllestcr Addre~s: ISO ELGIN AVENUE*
GEORGE::ro\\M't 35.$001 AVERY'POlliT u CLO LIMITT:O KY*KY 10005.
1 oc&in F!ENSE ME'RTZ 4122348206' C~YMAN L!MITED 355$25 CFIP*Cl:.0~0111 [.!MlTE!i ( FMCf'll'
,\\SO ELGlN i\\V,!:N~
MAAn'ZA SAINT VIL 410084211.3' CLO 2MS 2 UMITEO )
GEORGETOWN 1
OCi I fl)'eliibr.l\\ddfeli~ 1.SIJ. El.GlN AVENliE LOAf!
GE0!1.GE !pWN 35004!1 MAGNETITE VIII LIMITED KY*KY :tOOIJS.
t
. OC007
. AoMIN!STAATlON - ' 0000000000 *,
AYENUE..
F'A".llUON REAL AsSErS l"OOL W'lNNlf'EG 35695;;
CA,FSMOOO' 1
OCi
. LVKENEWCOMS J.12$4sofo GOLDMAN'S.'IOOS LUX INVESTMENT KENNEDY,.
G!;;',M FPRTFDUO FUNDS (Fl<A) GO~DMANSACHS FUNDS l.LIXEMBOURG CONTROL AND.
- 55741!)
SlClW$!F
. 1.;tt.i:,1855,
- l.
'ocoo, ANALYSIS 2120028222
~~~sguTH~URq.!
357TJ7 GALLATIN CLO V 201 J 1* LIMITED GEORGETOWN 1*
OCQOl ANTH!Jt>IY STARK 2.1200Uil66 fl\\\\lestot Address: ISO ELGIN AVENUE..
- NEusiRcief<liEEMAl-1 cl.oxv t.ro
~t;Ui\\ll!;O 1 UWN..
OC1 AGENT NOTICES 35000~
KY.KY 19005-1 0000000000.
ALL;JANCEE!EfUISTElN'lNSTffiJllO,.'l!\\L RUPPERT INVESj'MEMTS li:l.A HJGlj i'lE:l.Il LOAN tt LU;_\\EMl'lOURG 35ll03'7 *- ' POR'ffOUO.
.. LU-1..2453 1'
OC1 HeNRY: CASALERO.. G12000MM HOUSE 3sti~
LCM XIV UMITED PARTNERStJ'fp GRAND CAYMAN 6c1 01:.0..
7i4241ess1 KY*KY11'\\G2*
j AOMlNfSTRATIOM HOUSesotrfH CHURCH STReET
'M911lJ OOA 1.0AIJ FUNOJNG aoi3*2 L TO G!;.OAGE'TOWN t
- O~
CHA!.Jl'2d13 2 0000000000 rnveswr Ad~rw$; !.!GLAND HOUSE, *
. GE:OR~elOWN 35972!:1 8A6SON CAPITAL. SENlOR LOAN TRUST K'r'cKY 11104 I
OC:OOl CA!TtlN FARREN 617!ll>i9760
~!Z,AL CO~IMERCIAL BANKING RCSCPLAZA
~1!!AYf'.LA AVE~~LIE 66u01 350'337 CORPORATION MAK.A.Tl Clf'r' 1
SARAH PRUCHA 7134836106 AVAW LOANS Sl\\NK11;TY 2H KAf'ITALMLAGEGESELLSCHAPT.1<18,!i *
. *~
". *~
. ;il;171'!!l IITTERNATiONAl.E DUSSELOORF kAFelTALANtAGEG~smscHAi;t MaH b~G476' i
OCOOl SAN!;,,l,Tv 0000000000 HOUSE
~OUiH CHURCl-! $TREET 3$2115 E!LUEMOUNTAIN CLO 2013-4 lTD GEORGETOWN 1
OCQ-01 AGENT NOTfcSs 0000000000 ARRPWPOINT ol.0:<0142 LTl'l (FKAl ll'lVCShlt.Addr!!SS: 100 ELGJN AVENUE
~2sa GEORGEiOWN El~!.L I( ALBA AAROiNl"OINT CLO :2cltl 2 !. TD KY*i<Y 10005 i'
001 4100!!4Q432 DON ROAD STHe!.JER
- &1
- ili6 sARANAC CL0*1 LTD JE.JEl2l'R 1
QCfrOl SAAANAC: ct:.o.
0000000000 ROOERSONSS OUAY 36485~
MQZlNJCA SHr;lR10UR.l\\1!0NHlGH Dl,lSLIN YlELOf\\JNO l&
t 0C(l!l1 SANK LOAN ACTIVlrt tkiooooO-ooo
- HOUSE SO!Jl'H
- 35ss;;;
APIOOS.CLO.XV C}!URCH STREET AGENT NOilCES GEORGETOWN 1
OCi 7134S36Uti CENTRE 11 DR ROYS DRlY!"
"1353117 MUI. Tf SECTOR VALUE BONO FUND GP.AND CAYMAN 1
001 PHltlP COU3URN
!!17 4:!245'\\S HOUSE
'.36602<}
KlNGSLll.ND Vt SOUTH CHURCHSTREEi GEORGETOWN
.t 001 LETICfA LfCoNA 11341!37070 75 FORT STREET GEORGETOWN 3650:l5 i'LUE HILL CLOUD-l'.Y*KY 11it1i't.
t OCtltli iOM JO\\llC 6300848389
. snn4so42 19721745642@TLS,L0s!"ROO.COM USO
'0,00 4SiWlow7o 146944ooa7o@rLS.t.DsPRoo.cm.fi USO lits
' SLUEJ.tbUNTAl/.i.2ll13@Usi;ANKc Bli!i6!Sl>l!a<fl Lir.r * * *
- usu u,w
.i6ee10023&
14006100236i!!JTLS.l.00f'~OD.CC>>.t USO it is
- 041151.519 MARITZl\\;~1mvi~WEJ-LSFARG0
.COM USO 0.12
&0261504:!1.9
' 1<1ooaiooo62@rLS.LOSPROO.cCM !JSIL O.fl!I
- n24maor.
PAVllloN@CQ8TLANOCll.OBAL.cO M
USO O.~
GOLDMANSActiS-ll1794i!a!l3i'.
. GF'iK@s'rAtESii:iencoM USO
- 0A1 '.
4em1a004 1400J31S004@TLS,LoSf'ROO.COO USO o.07 GOOOOO!IOOO 1400519$49$@-1'.LS.LQSPROO.COMI USO.
0.05
. 46002S7Ba:l
.. 1469B287ali4@TLS.L0si"ROO,COMI USO ilAit<...
snaooroos-
' CLO ADMJNiST!'lATlON@DS.COM USO cHa 2.!ii8!!8743 I,*
12!U8ilB7451@:'fLS.LOOPROO.C c+.t USO 0.07 BA!HSOU..
6179460133 OtJ3@STATEsTRE.ET,COM USO 0100
' :a 143005172 1.214JOOS772@TLS.LOSFROO.COM USO
.Q,:is SANKl\\TYAEVN@TI.S,LDSPROO~CO OU49211$11il9i1:1S M USO 0:05 8LUEMQUNTAIN.W13.4@USBANK.
4ll1'331<!070 CQM USO 020 7 047156'.00il t;ll.L ¥.Ale'A@WElLsFARGO.COM USO
- o.:m Et6S977t47ll sARANAc.tLD@U$BMlK.COM USO iioo amoosm 19725ll40S65@TLS.LOSl'ROO.COM USO
,,iJ;s2
~127551'006 1972755f300@TLS.l:OOPR'OO.COM USO 0.1.S 4~1Bll-41 USO o.oo 469331BWll' 146933i5031l@.TLS.LOSPROO,COM USO 0,08 460031aila:i*
14139331806:.l@!LS.LOSPROO.C Cl.~ USO 0107
'413,16Mt io2a.il14.7i l;tM!;>,UOIJJJt.
4.1!62:500.oc S!;434,i!i4:43
.*1;615~333;33 fl74Sf37.'M
'2.c100;1l4.i2 Vt5S;700,00
.m,.:leff.s:
... Jl,759, 19S.4!
~~o:t394.-ai l,>l62,401M1 Q,Gl 4.asz,oosAs 1.i39,4:J<;t1 3Jl21){383;3;1 '
.J,!i>N,47t6C flll7,435Jlll 10J45,65022 3,740;595,:32 n,1zo;:;r; i..i9\\i,1s3ss
.1.4ss.a34.:is A Page 12 of 24 4n,1-a2.oo a.oo il.025..sr.i:n.
O.Oll 1,Y.:!:1,UUUllt 0,00 ll,ll'02J:;00.!J(
0.00 2,A34.l'l24A O.Oll
- ' 1,()16.333.~
I 0.00 :.
974.))37.3"1 O,Qil 2,100.n'.!;i~
O.Oll.
1A51.t750:0C 0.00
.sn ::sJ;s.a*
ttoo
' !l.1.59.196.4~....
0:00 S,60~.~9*!.Zl o.oo
,1,41tl,4f!$.iil
- Q,{]l)
U;tli.
a,oo
>1;2,035.>I~
0,00 1,13.9,43:!.i!
>,l'.l,00 3)l20,363,3; Q,1J\\'l 3,(li4.47i.6c o.oo 99i'Ail5.s<,
n..00
- to,1"5.a&o.2:i 0,00
.3,140,595;3.Z o.oo r-t.120.3(
0.00
'i,.i.oo, J53Jlc
- 0.00
- t;4sS.334.3~
fi,rnl' "11<1.1sios
.3.025,974.77 '
i,U4i;;Ul)!l.IJ!.
4;56'2.00D.Oc 2,434, 924.4<
_i,!115:333.13 ei4.im.. a.
2.100. 't 1**'7" I
1.453.700.00
!1'17;3So,9J
- !!,1.(lil,1SfS.~
$,llil3,3!l4. 21
- !*.,462,401'.U:)l 0Jl1 4;882,035.4!
t, 13$),432. 7~
3.920,31.lS.3 3,(314,471.&:
911z..135.9c
- 10;14S.600,2" 3,7Ml..595.~
73,1;m,3J; t,496, 153.af j_456.334.illi
INOUsTRl/l,LANi:f COMMEl'lCtALMNI~
Fl.,l))lf:lGMEijt4EL,A.~IJE XICHENG' r:JiS~tCT 3Ssr.i4
' OF ctltNA LlMlTEO S.E:IJlN~.
1
.OC02
.* Vll'>l'GLIAO
!l400ll1e5S1 ftwesltlf Mdr'.!l?S! 100 &:LG!N AVEJ:lUe GEOR~.TOWN FERNANOO t.o.PlA 4122348307 008.1;4 AVERY POlNTM*cLo llM1te.o KY*KV10005 1
oCMi*
HOUSESQUTH CHURCI:! STREET KdRV'.LAVNE
- lB\\lllliH.
Af'tOOS ULU XV1 Gi9;JHG~itlwrt 001 BURLESON I 13483\\!llH4 HOUSESO\\:ITH CHURCH smEE'f a12s3216n 37o1.GZ N~SERG!ffi: BERMAN. CLO XVI LTD GEORGE TOWN 1
661
...M.itEECoOPER HOl,lj?E S!)UTHCH\\JR~H*
. 3712:;:;
\\ll!NTUrte ;tf/ ClO'tlMJTI:D STREE'f.
GEOEG£'fOWN 1
ccoot DELIA:GAMBOA'.
1:12700&322*
FQRT~IBEEf GEO~GE.TOWN 37'3965' '
>IAM!OSTOWN CLO Ul LTD K'MCV*tl'HIS t
. ocoo't.
\\tlRTUS GR'OUI? LP.. 1.lE993'i30:0:.
FORT.STREET l~N!:SCO BL Fl:JNO LTD GRANO ti'.YMAN forv\\Jo\\llc roceB.483a9 374835 KY'*K"<1f111a t
OC.i
~2:TO~S'ID !:!TREEf VlRWS GF:MUt.'r.ISECTOR 'SHORT DIJ!lLiN' 374943 ouR.o\\r1oi-1 aoNo FtJNo
- IE-
- t.
DC0fl7 MJV)\\EITH 8G016051l'fS wes:r 1A rii..N<JNcrroti E'.LOATlNG RAiE OU!!9£C CITY*
3760!0 INCOME J:'JJND CA,G1li'.7Ma 1
OC.t PEGGY EGAN 41Gs00227 HOUSE.SOUTH.CHURCH 377P43
~GNET1TE lli LIMITED
~1ijt:c1 ocnri1 MAGNETITE IX LTD OOOOOOIJOOO.
GEO,i'.!GETOWN 1
HOUSE SOI.ITH CHURCH STREET
- ma1s NORTHWooos CAPITAL XI LIMtrED.. ' GEO.RGE.iOWN ocoot
..... KAREN Kl.AM 11341:!$2{)1 HOUSE SOUTH CHIJaCH.
I.CM xv LIMITED PAATNE RSHIF>
ST~E$'.
CLQ 7i424'1's551
- i1a2ro GEORGETOWN 1
6c1 AOMlNiSTRATION FORTST!"!Etr GEORGETOWN 371!549 LlMl'!ROCK,ClO fl LTD.
KV-k.YH1M 1
()Cool TOM.Jf.MC ro008483a 9 KAl'ITAl.ANLP,GEC!ESEU.
'iaCHAFTMBH, YORCKSTAABE 21
/IDMINISTAA T!Vl!
380274.
s!.tZUKA INK/;
DUS.SS.DORF.
1
. QC:l.Hll CONTACT oodoaauoon HOUSE 3Qt/h4 CHUROI STREET MlCHAEL ESPINOZA 35!l4tS
~IOOS CLO xvn GEORGE TOWN 1
O.Ci 000000000 0 HOUSE soorff cf.luRCH sra'EET AGENT NOTICES
. 38~701.
AclScL020143l"TD GEORGE.TOWN
'\\'
. q.61.
MtlOOOCOOO.
HOUSE SOOTH CHURCH STREET 38'102!1 Sl.UEMOUNTAIN'CLO 2J>14 ! LTD GEORGE TOWN 1
OC1
- AGENT NOTrCSs OOOOO<JOO HOUSE.
SOUTH cHURCl'I :STREET
. 3at417 Al'IDOS CLOX'vlh GEORGETOWN
- t 001 JAscN CAiL~JA 000000000(1, lnve.toiAddr.tsi;: 100 ELGIN AVENUE GEORGE TOWN 381837 oAKTREE CLQW14 1 lTO kY-KY 19005'.
1 b.c1 GWEN NA!i'.A1'ANI 2 l 3!!3067711 HOUSE COA SUMMIT.Ct.al TO SQl,ITH CHURCH STREET 6C1:n COA SUMMrrci.o.
382~7ij GEORGETOWN t
oooooooooa inv~ator Mdmss: 37 ESF'LANADE 3s:l.504 SARANAC CLO II LIMITED ST,HELIER JE..JE42TR i
001' AGENT NOTICES.
0000000000 HOUSE
$00Tt:i CHURCH STREET MOUNTAIN HAWK Ill 3642:3-a MOUNTAIN liAWK lll Ol.O l.IMITEO
.GEORGE TOWN 1
OC01 CUSTOUY 714247%51 100LEADENHALLSTRECT LONDON AGENT NOTICES 385428.
ACE EUROPEAN'CROUP LlMlTEO GS*EC.3A38P I
OCOi 000000000:0 A-99R Pll.ICOFIJNOS lREl.AND PlC P!MCO UPPERHAJCH STREET
. JiM:>t>
SENIOR LO~ FUND OllllLIN 1
OCQ1 AGENT NOTtCt;S
!!499323005 21295631!31 f.OAl-4ADMIN@LIS:tcac.coM.CN USO
- i>;.34
- 124.a1s):12.s1 i142:oo2412 f2:i429&24i2@rLS.l.DSFROO.CC'1.t uro
- l'l'.1S
'2Jl32;160.St'.
z l.114.ll 1!16411*
. l:! l 44:!1:J!!4ll@flS.U:iSPfH}U.tiC.'M' usu
- a.11:5
- ",<:!!l:l;!if.:l'J'.:!L 000000!>000 AMlEE.COOFER@.USE!M-!K.COM' USO
- 0:10.
'l,il64,Q46'.4£ i 121055:>91>'
CREDfi@MJ;l.Af.l.COM USO o.61 t::?Sl?i76D.S;
- NQTlCEl';JAMEST6WNCLQlli@Vf~
60d,4~2\\!
.. TUSLtC.toM USO ll.!11
- 1,460,ZlTAS 21420024 H*
12.i429&24.1i@Tts.k.OSPROO.CCM uso 0.00
' -11,684,77 if44314iaj 12.1443142il3@TLS.LO$PROOJJOM uso
' *i:J.01 '
'" Ss;74'3.6£.
f>Ei;;GV.~GAN@lACLAftii,IGTOr-tco 12.Z4J:i, 380.$4 J 1IJ3048.Zl3 M
UsO "OU 0000000000' 14695lase59@r.1c..S.tQSl"fioo.cOM USO 0.1(6 i.:2,11,B;i.1.s:l *
. 46951635'$'.
14695lB3S56@i'.f:LS;!..OOAAOO.COMi USO o.ss..
.. 11J.'.il!9.38S.:16..
if44:>142S4 ClOADMlNlSTRATION@DB.COM USO
- o*til
-.\\~l'.l\\;"2;f72: 11' 46951$6~5 146SS:136085@'f LS.LOO~OO.COM USO (l.£12
'476,55J.71 il6.95\\M007 i4illl5,'1001@.TLS.LOSPR00.COM uao 0.-01
-;,42°5,49!J..OO 4698l14l005 146SS04396S@Tts. i.OOPROOJ::.O..\\t USO
- OH.
2,015.sse.se
~554871251>
AC!l?.Cl.0:2014:..S';NOTICES@UsBA NKCOld USO
(),!14.
8.55.Jl!i.20 4600043~6.i>'
14ilSao4391SO@TLS:.. l.OSPR00.COM USO
().ii;
- 2.. ~.969. 711 469004:'\\SIW 1490043~TLS,LPsPROO.CQ'1.~. USO 0:15
- 2.S4a.7!l8.S~
i11z4:>1~394 l!ln43T83!!4@M.LOSl"fi.OO.. CoM1 USO i:l..'25.
4,a99,2<<.32 866'9'400605 COA.SUMMIT@USSANK,CQM USO 0;1;;
2;1ns.00a.~<
aaas4.002:Mi.
S.l\\RJ\\NAC;Cl:D.ll@tlS<iANJ{.COM use 0.!1&
- ~i';43SJ:l0 2.14546541!)
ClO.AOMlNIS7RATiON@D0.COM USO 0.02 4S4.llijS,!)J 0000000000 14698043884@TLS.LoS!"ROO.COM USO o,Q1
.2i4,~!l4.87 6i73~.
PIMC0.\\36\\l!i@STAiESTR~.OOM vso (J,()l.
lill,54:!-.82 A Page 13 of 24
.124.SiS.712.51.
o.oc
.2:,ert::\\,100:6C I*
(').()(
.ll,4f:l8,bll:J..Jll'.
U.ut J;~.1?4<>A<
o.oo.
1.2&2.1110.si 0,ll()
j,4130' i227A~
tl.00 :.
.41$B*Ln.
0,00
.oo,'7112.f;*
0.00 2.245,380..!M 0.01) 1.:iH.sM.o:<
0.011 1G,189.U:l..1E o.oo*
1.~,112,'fc 6.ail
.\\16,!;f>:f't.1
- O:M i,i125;MUMJ<;
fl,00 2.07:5:5913,!1~
- 0,00 855,4i6.2t o;oo 2,!)4(l:,009.7' o.oo
- 2.948.798.~
o.oo'
>>l;SS!l.244,:i;!
a..00
.2.,°913,098.S<
O,l'.lt/
.!i!'l7.A35.0C 0.01.l 48'1.005.!l*
O;IJC 274,294.a?
- 0,00 tJ!l.s4:i.a2 a.oo.
l24.im;m2.s1
.. 2:002,100.ilc
.4,41!8;$~.;it
't~."410.46 1.2a2.1S0.~
,1,41l0i227A!,
41.6!14~17
!19.743.$9 2.245.3&1.9'1
~*
1~211.as4.e;;
l!i,789.::ie:>.i! '
1:,9tl2.1n. ii 4'1'6;553.11 1 ;425Ji91Hlt
. 2.. 075.596.S<
.. 8..55.416.it 2,946,961't7\\
- 2.948,796.0:.:
.;4;800,;<<\\4;3?
4.!!13.tW6.;;(
.S!f7;435 *.!it 4!!4.065.!l'l 214.294.S'l
'91l.54'3.!l2
~
HOUSE GRANO CAYMAN
.~38!!
AVERY POl~JT iV CLO LIMITED*
_ K'r'*:KY:,11102 1
OC01 AGENT Nonces 0000000000.
l:iOUSE
- CLO.
DRYDEN3SSE.*41CR LOAN FUND sou:nf CHURCH stRro f'.DMINIJ3lRATiofs ooooaooooo
.:iilnss GaoR.GE.to\\fr.'N f
oco1.-
TEAM rrwestor Ao;ldress: 2 CHURCH..sTFIEEr Pll:lco BERMUDA l'RU$T l(F'lMCO.
HAM1LTON '
- 11.GtfltT NOfiCES -
y,\\yg3:z2005
- tlll3!
- ill B@~iUDJ\\ INCOME FUND M.
BM-ll T
ocin HA.q'.:Y9N \\-QAN l'i°'llSQRS FiJ~[.lfNG HOUSE_
1-lAi:.CY 6t~ LOAN s¢.trr)f 9HU~cti smro 0000000000
~saa 2014'21:.TO GEORGETOWN..
t Oc~tll ADVISORS FUNOING.
- HOUSE
- 1ae
- !1a i<J]~GSU\\NO Vll SOOTH CHURcH STREET G£600E.TOWN 1
ocot KJNGSLAND Vil i'l-000coooon lnveiiO* Addreu: 37 ESPl.ANADE ST HELlER.
- sma.
SARANAC CLO Ill LIMITED.*
JE.Jet1itR 1 '
-ocoi.
. - AGENT NOTICES 0000000000:
HOUSE*SOOTH CHURCH
'391105 AclS CL02014 4 ll'D sTREET.
GEORGE TOWN t
0C01 Al'::ISCLO 00000000000
. HOUSE GRANO CAY!-MiN DEBBIE 3ll22fa L~t}\\Vl( UMiTED l'ARTN~Sl-llP KY-KY 1l10Z t.'
OC02 s,ANFlORENzO
- 212351174tf!
ljOUSE; SOUTH CHURCH STREET
- imsa NORTHWOODS CAPfTAl..XU LIMrTEO
_ GEORGETOWN 1
oco2:.
MlCHAE!. NICOLO 212eil2rl2&i:l
~!~S:t'~~~~~::J~~;~~~BANK EULJlRO, CHUNG-GU S!OtiUL
~s1ll4 JNVESTMENT Tf\\U8;: LOAN CLAIM KR-100719 1
OC01 ssar 00000-000 7ffi FORT STREET GEOf:tGE TOWN
- m.sst.
JA.l.IESlOWN Cl.O IV 1:"1'0
_ K1-KY11!08 r
oco2
~
AGE'.Nr NOT!CSS.
7139934300 75 FORT STREET GEORGETOWN 3fi.193!l A VOcE CLO LTD KY*KY irn.l&
I QC()j TOMJOVtt.
630064a389 PIMCO l'UNOS GLOBAL INVESTORS FL90!'<
Sl:R'u;:s PLC LOW DURATION GlOElAl UPPER HATtl+STRE.ET aAN'KlOAN.
3007B2 INVES'fM!!NiG~:MIE Ml!.Oli r:uNtr tlUBLIN t*
OCIH ACCCIJNTINti 9499323005 7;1 FORT.OOTREET
,GE:ORCill: iOW\\11 397436 APtDClS CLO XIX KY-1\\f rnos 1
ocl)i JAllON PEREZ
- 7taw34io9 HOUSE iloll/ESCO POLARIS US BANK LOAN ssfORf Em'lEEr
- 96485 FUND '
GEORGE.ToWN 1
061J1 TOMJOVIC 6300346389 HOUSE
-~-
- CLO
$0UTHCHU.RCH STREET 0Go1 AOMlNISTAATION 3)i11211 DRYOEN'M SEW~ LOAN FUND GEORGI! IOWN -
1 iEAM 7i424/U55t 75 FORT STR!:ET GEORGETOWN
- iooo:rr
~lMEROC';< Cl.0 Ul LTD
_ KY:KY Hiil'S 1
OC!!1 TOMJOVIC a30684631l9 HOOSE 400633 '
!iO()TH CHURCH sr~ro oco1.
ANN CONG FlATlRON CL0.2015 1 L TO GEORGETOWN j
7134637866.*
ln\\te!il-01l\\dorttsi;:100 ELGIN'AVEtlUE GEORGI:. TOWN 40i3t4
'.AARoWPb1~rr cLo 2014 a Ltc:i kV-KY 10005.
1 bCll1 AdENT NOTrCt:S coooorn:iocm.
HOUSE GRAND CAYMAN 402005 AVERY.P01NTVCLO LIMITED KY*KYM11Ya t
OCtli
.AGENT NOTICES
!.lQOOOOOOOll HOUSE H
~ 'M SOUTH cHURCli STREET 402163 MAGNE1lrl'!Xl lLlMITEO, GEORGETOWN
.1 ocil<l7 AGENT NOTICES.
0000000001'.l fr\\Ves1o; Addrese; 100 ELGIN AVENUE.
MA\\3NETITE XU I.TD (FKA} MAGNETITE GEOS.GE TOWN 40:i577 Xl.IMriEO.
KY-l<'r'10005 1
OC!l1 AGENT NOTIC!:S 000<1000000 75 FORT Sl'REET GO::OROETOWN RAMON ZOlETA 4bsooa ECP CLO 20146 LTD KY*KY 1.110i.l J
otrlt*
00000()000 P,ENSlON PORTFOLIO INVESTMENT PL/IDS*S GRAOE:O'i3L!GATIONER I jFKA}
i::OPENHAGilN ElANKLOAN
' 40ll874
]NDUS'l'l'tlENS PENSION PQRTFOLJO Dl<-1781J 1
OCOI ACCOIJNT!NG MS9a230i:J5 ass24azaaa*
- . AVER'i'.POINTJV@USBANK,COM USO 0.26 4~95oS.
c1.o:AoMiN1stRATI6N@ba.eoM usn
- ii:i'o 1:1rl'tfMWo-
' Pfl\\<l.C0-1.l!W.:llJ~ST All::!rtRe8.Cai'.! usu
.UJJ.\\l HAlCYON,LOAN.AOll!$0Rs.:ii)14.z a552:iszooa
_ @USBANl<;.CQM USO
- ins.*
Ml200t02Q KlNGStM07@)usBANl\\.COM USO
.o.l:le B0031 lOS11 _
,' sARANAC.CLO.lll@USaANK.coM ' USO........... O.!l5 469$64~86 14ESa04948e@TLS,LDsPROO.COM USO o_fi5
. imrn:ioooocnr. oSANRriRENZO@LCMl\\M.CO~!.. uso
' '0.10.
2:fa857taaa MNlCOLO@MlGS.OGOROON,COM USO
- o.&s CASl~R!f'J!.3b'YEl}@Sl..;(1;;!51~l::til 6l7.359Elt99*
.COM USO
.o.d4 NCITlCES,JAMESTOWNCl.OIV@\\llR S17$00S40&...
1'0SLLOcCOM USO
- ll-.12 "'
400&1495-22 1469aci49S~2@TLS. LOsi>ROO,ccM USO 0:0~
M/'3151354 f>IMCO-i!ill83@S1'.Ait!ST~IOE'i,COM USb
(),fl\\j 469331!126:!
!41l93311l262@TLS.L!JSPROO.COM USO b,oa.
281!1ll7.!il0 1,'i!6lll987510@TLS.LoSPROO.CC>>.t USO J),01 lia11i!.'21sl' 1 Wli'.1!ll!1a?@TLS.LDSPROO:coM: USO 0:00 2l!is007500*
t26la987550@TLS.l.OSPROO.COM USP 0.02 21451M'i55l 1i141i041553@TLS,LDSPROO.COM USO
- 0.00 ARROW]'>Ol}ITCL02014.3.NOTICES aB1l350W74
@USBANK,Cm,l USO h.10 8442ff3!1423' AV5RY'.f'OINT,V@US6ANKCOM USO ii.t;.!
0000000000*
M a111aa32'11@tLS. tosPtioo.cOM> USO OJ:lG
-0000000000 1469&-IS:i>!El2@TLS.lDSPROP.COM USO Mu
- i:8t8987 49S:
126169Bi458@TL..S.LoSPROO,C~~ US.ti o.1e 6113303914 PIMC0-0178!!:§l-S'rArES.1Ra:T,COM USO i:wfl 5.144,200..Sl. '
. j,694, i7it23 I*
'*i, l!ll,til\\!.~
2.006,443.i!
J.4s5,1s3.se
',.' - ';007;43s,9t i ms:ooi :6s 1.009,660:05 10;800; 17~_.12 747;439j7
- 2.293,421k~
.439, 'foaj>*~
13;8'21;,$4 i,005,and1 1 l!.t.783.89,.
oos,7:!6.t3c.
367,123.00
- 997.43:.Jici
.J;!l1l.l,695-.0:l
- ?: a 1s,001.25 1;6'.i'S,692:31 l,tl25.307.61J 3', 'f79.22i:sS 4!li.iJ2..5S A Page 14 of 24
!i,144.2(l'S.5~
O.ll<l Utr4,t7e%
o,oo i:11n,1;l11.~
u.uu a*;oos,oM:u~
ci.oo i.4!16. 1.53 Jl.
0.00
.:S97;4'35;'9c _
0.00 1J$,Sl)1_~
(),(l(!
- i,ll5!l1SBO.m: *
- O,Oll 1o;a6i.l, 173J:?..
a.oo 741:439.t?
O.C<l i'
2,Z93 ;420.S!...
0.00 4$'4,7~.ie o.atl f3,il'W,S; *
- ('/,!J(l 1,555,654.lil Mc 11'8.783.89
- 0.00 969.7.36,SC o.oo 3(?7,123.5(
o.oc 997.435.$'1 0.tlil t!lis ;!ls5.o:;.
o;Jii 2,316.00l.2:'
a.oo tars.6!12.ll o.oo
.1.a:is.1-01.si.
o.oo 3;fl9,222.5!
'fl.O(J 4et'i3:!.ll$.
g,!Jil li,144.20S~
-ctll>M,170'2J
,, :nii ;111Y.a*
2:s61S,44Z. 1~
1..ia6.153:as
'997,43S.9C iJlw.soiJ:i:
tllfill,e&I.05 '
10.ooe. 11a 1:1 7_41..43f).t'i
" :2:200,420.SIJ
- 439.'7Sa:7! '
f:l,!!2.S'.114 t55'5,S62.01 rn1,11i:i.at I
S00.7:!6,5C 3.ai',t2a,sc
!l!lt,4'35.9(
t!l7s.!>95.oz.
2,316;931,2~
"675.002.31 t.!!i5.307.~
11.179.1122.5~
491;732.fil:
JiOUSE
, 'NoRJHWooos cAPITAl-)(l\\ILlMlTED
$0UH _CHU~CB STREET i 400ll7&
.GEORG~ TOWN l
OCGi SAMUEL PAGANO-tiOUS!!'
i 408:i39,
'i.~E:T6NV* CLO L m sTH CHURCH smelir TOMJOVtC GEORGE-TOWN t
0Cil1
- ' H_OUSE
- 4Ull<i4lJ Aeis-cw."Lu14 !:> L rtr sOUtkcHURCl:i:ST'f<l!ET GEDR&ll'.lWN -
T-OCUI
- Al3EN1 NOftCES FRANKUN'TEMF'tETON-SERfESll 600SCHETTE FUNDS i=RANK.l.!N \\.lPPER "ni;Ri ltJX!oU.1a(JuRG
, 410414
- Fl.OATlNGRATEEUND
- LIJ.J..1245 t
OcQt AGENT NOTtCSS HOUSE DRYDE~l 36.SENIOR LOAN FUN ti
~OOTH ctiURcH STREET ociH AGENT NOTICES 410051.
GEORGETOWN 1
- !TICHTINS E!~J
- JF$PENl;!IOeNf0!"~ H9QJ1f\\t1!l5 -
~g~~i$~,~~g;.~oa RlJSW!<!K BANl<l:.OAN
- 410005, Nl--2200 t
ocoi
,, ACcOUITTING HOUSE
-412.t'iii HAROOUR\\lrEW cl.a vn Lro a.gU-;rri 9::1u8CH i>meiir ocoo1 HARSOURVIE.\\'\\I GEORGETOWN t
TREUl'W!O AG Ml1'.0TRONlc HOLOING-SWITzeRllAUO lNNEREG\\JTERSTRASS~ 4 41;;!3116 -
~latt Zi:JG t - --
ocoi JAflOi-/ i3U!>OESS
.. HOUSE Si:J-.UTH CHl.JRcH smeet 4f47ll7 MACJNETITE xiv LIMlTI:O GEORGETOWN 1
OCS1 AGENT NOTICES HOUSE SOOTH CHURCH-
"~~,~
410033 API DOS CLO xx s: i'!{E!,!;;f KoRYi.AYNE GEORGETOWN 1
ocin-3!'i NQRTHWHARF ROAD
~RKSAND SP!'NCll'.f\\f'EN:?tON LONDON IMNKl.OAN 4:fS3t5 SCl-lEi.11:-
Gl:PN211111/\\'
1' ocor ACCOUNTING HOUSf::.SOUTH CHURCH AMMC CLO 15 UM!tso STREET oct\\1 AGENT NOTICE*S 415747 GEORGE TOV\\'N t
tnvootor Address; 190 ELGlN AVENUE GEl'iOGE TOWN 411lllza AAttOWPOINi CLO 20i5 4 L rrr KY*KY'1900&
i 0001 AAROWPO~NT HOUSE 4~2005 LCl'.lXVtil LlMITEO PAATNERSKIP
_GRAND Cf'YMAN AGENT NOTICES J<'/-KY 1llf>2 t
OC01 INVESCO BANK LOAN FUND SERIES-2*A HOUSE S~lES 'TRUST OF MULTI MANAG~
si FORT SlHEEl\\ PO BOX 2330 OC01 423243.
Gl.OE!Al lN\\IESTh!ENi TRUST GEORGE iOWl\\I
!1 TOM JO\\IIC PLUS FUND JPY. HEOOE $GRIES '$:A HOUSE SERIES TRUST _OF MULTI MANAGER 00 F,ORTSTREET f> 0 BOX 2~0 AG£NT NOTIC£S 4.23llil4 OtOML JNVESTM~iiRUST GEORGE iOWN t
OC01
~,*
HOU Sc SOOTH CHURCH $TREET
. 424163 AClS CL.O 201$ S HO GEORGETOWN
- t 0001 AG!:ITT NOTTc5$
SER!!;S II A SERIES TRUST 01" MUL Tl HOUSE
.MANAt-ER QLQBAi.. INVESTMENT
. ea !"ORT sffiElir, *l"O eo;.:. w:io eMILYZENG 42450*
JRLJst GeORGE-TOWN 1
OC01 SERIES-2A SERIES TRUST OF 1'-!0USc MUlTIMANAGcJ~ GLOBAL l"!'i;ieSTME~li 6S FORT,STREET P O}!OX 2330 oco1 S.llL-YZENG 427rna TRUST GEORGETOWN l
75 FORT STREET GEORGEiOWN 4;z-r;i:;2-RECEHE CLO I.TD KY*K'f11l0H 1
OC01 TOM40VtC
- HOUSE APIDOS CLO.XXl SOUTfi CHURC!-l STREET 42765!'.!
GEORGE. TOWN 1
0001 WJLLl,'\\M L WALU\\CE HOUSE SOUTH CHUf~CH.STREET 43Q101 APIDOS Cf.;O X)(J1
_GEORGE TOWN 1
0001 MIKE~;nrn plMCQ FUNDS' GLOBAL lNVESTORS FLOOR SeRlES P.LC-EIJRO INC0!,11;,, aor.io UPPER.HATCH STRECT 43&4ra FLIND.
DUBLIN'
,t bco1 AGENT NOTICES AU GLOBAL EA.'IK LOAN FUNO 2015.A H04:SE SERIES-TRUST OF MULTI MANAGER ea FORT S-TRECT PO 6QX 23:l(l 433682 GLOBAL INVESTMENT TRUST '
GEl.'.lR.GEiOWN i
OC01 AGENT NOilCE f.JOflTHWQQPS:CAPITA,LJ{IV@USB
&'l700376lHl-:
800'89216$3' ANK.COM USO
'0.48 63oaa483ti9 li4307&629 12i-43o7!isa9@tLS,LDSPROO.COM USO o.ria AClS.CL'Cr:~14.S.NOTiCES@IJSBAN OOEJO(JUUOOU
~2\\18blll:f
- K::cor;.,
- usu
!Ll!>.l USO CU!
oolliloooooao riooocoooo[)
1469161'!39i3@TLS.UJsPROObCM USO o:i4 9400323005
. .4,tTD@Us SANK.COM USb 010 7142476551
!172805118B ClO.PiDMIN!STRATION@DB.COM USO o;;i6.
1i'Josa4a~
4696172577" 1400s 172577@TLS.LDS?ROO.COM USO
,(.),;;:;
94Sll3:l30ll5 Si7S4004~!l' F?ii..,cP:i3093@StAi!:STR£ET.COt.1 (}St>
O.M 0000-0()!)00!),
aes-Eioo t&?a AQIS_CL0_201l'UtJ-!OTICES@USti
_ANK.COM l..lSO 0,09 6171721732 469615297:!.
1469f'i.152!l71@TLS,LOOPR.OO.COM USO 0::16 fl17R21732 21143574380_
12 !43S743RO@il$.LD$PROO.CGM IJ5D
.a..i; 63oea483S9 Gl4etIBif12a 1-214646192-"'..-@TLS.LOSFROO.COM usu
- o.o.£
-=
0000000000
~;2:i022939 19723622S39@TLS.\\:OOPROD.CO>.t US!l 0.00
[J{,)00000000 972~2$41 1972:36<2~1@TLS.LOSPRCP.COM !JSO o.t1
!J4gsai3llo5.
$17330374.j
- PIMC0..00621@STATESTREET,COl',f l.!so Cd3 Odo!loooooci e123ai:fo1a*
t 9ti:l622970@TLS.LDSPROD.COM !JSO a.:22
- 9,4Cif,032.7:
i:S44.261t~
1,U/l:l,SUl'.U~
2:e92.sotlii~
4.600,7117.~
1'71).ll71.4L
'2.004:654_7, i.979,1343.n
. 1,1:110,556.91,
=
. 2,il1s,s11&Ji1
- :271;1.il9i42,
fas;sae,5'1
-1,!lail,'1'69.!!l 4,!M9,10!M1 G,49i',12Ui
, 494,lll0.94 1.741,309.SI
- 2Jl92,307
- 6!
7,fil>l,487.11 t61s;100.st' 1.i12S.9GU!1 _
'2. i00.592-4!
-~;549,546Jll 4,139, tci2 5i A Page 15 of 24 i
JM01m2.1~.
Q,[!(
1,54-4.2£3.ss a.no l,U/ll,,bUUJi;.
u.uu*
,i,!;92.3il7;Bs o.oc 4,i;so,197,ru 0.00 I
'179,671;4~
0.00' 2,$64,654.'i*
.Q,00
_t,!lis.1543.71
-a.oo u1iu;sa..91 OJJO
-=
2;07~,5Si!.!ll 0.0(1'
.2ts.ss:i,<1:
o.oc,
-f31t58a,S<i o.nc
- f,9~'.-1M.~
- t),\\](
4,949, 100-,41 (i,oo fi,497.122. 7" 0.00 494.SiP.ik
_0,00 1,141,309.a~
o.oo 2J;92.s07.ili oJlll 1,mi,-481Je tl,00 i.e16. 766.!M o.l'li i.823.00l.2i' o.!l<
'2,109,592-2t O;C-IJ:
-t,54i),S46.aE o.oo 4.239, 102..!ll ilJJll 1:!,401,032.n
- 1.54-4jas:-5£ i
~,U/8,!iU1J.ll' i
2:9!!2;iID1.e.!
.l',600.797.~
,,,,, ~ 19,671.<li
- 2,984;604.'i'
-t!l7ll,Mi71 t610.esM1
'2,075,596.flll
"'.:mi.ss2.'4:
1Z!!0.58!l,s.i 1,!lS9,169. 82
' 4,!!149,109,41
- fi.49i'.122.1a 4!l4.ll io.94 1,74i~.SI
'2.992.307'{\\1 7,ll]S;4il-th us1s.100.e<
t,~S.!lai..21
-z,1us.092.2t 2.549.548.81 4.239.102.!X
lnVes(or Addres-s; 25 GRANO RUE MULTIFLEX.SICAV ~lOE!..\\LMUlTI LUXEMBOURG
'14097a A.SsET li\\COME FUND LU*L 16G1
- 1 OC!!1 AGENT NOTICE 949932;JOQ5 HOUSE-
- 17&2 NiriiVFLE£tct.02.61s1 Lto soo:rH' CHURCH STREET ocot 8ASMAH PARVEz*
71~141 GEORGEiOWN i'
HOUSE-
'SOUTH CHURCH STREET
'.w.llllfa URYDEN 41 Sl:NIUR WAN FUNIJ.
tlEof.!G£lOVi/N
- 1 Ut!l)l BRJANSCHQTI OOUOOU!JUUU HOUSE.
o1¥2ai;
,DRYOENAi SENIOR LOAN FUND sr;ij'.ri'~¢HURCl:ISIT<i;i;r oc111 13RlAN SCH01T OOOOOOOOQO GEORGETOWN t
7'5 FORT STRE~
454430 APIDOS CiO.XXlll GEORGl:TPWN, K'i',IW11100*
1*
oca1
. JASON PEREZ 713$934309 F!irotgn 360 DEUISChe; BANK'A$ NEVv Y.OBK -
investor Addf!J.SS: 60 WALL STREET
- ns'162a NEWYOR~
MARKuSLANG a045i70553
.BRAUCH US.10005 i
- 6Ctl!114AGY1 32ND FLOOR* WEST BUlLDINt;O NEWVORK, NY osi63a ERSTE GROUP BANkAG AT-10017 2-OCQ012AGY -
JEAN RAMJEET_
2129845654 STREETNC102S 1706
- C:HAAL01ie Rl:'.NDNA
- os1ssa 8.11.NK oF AMERICA NA LlS-26255 2
- OC1340AGY CHIN'/o/ENDY Z142092lJ6 11TH FLOOR l:l/\\~t'.;U\\W <JANK 1-'Ll!{NtW 'r'UKK NJ:WYU~K ocf254 D1'RMOT KE1'NAN 3059!!24~
057661 BRANCH)
GS-10265 2
STREET pAN_FRANCISCO CA 94104 LOAN JMOING.
057751'
.. WELLS FARGO BANK NA US-94104.
2 OG126:
SUPPORT.
' 7045902871
.Investor Addrass: 1295 ST ATE ST MASSACHUSETTS MUTUAL LlFE BOSTON MA oseow INSURANCE COMPANY '
us.01111 2
. 6eon1 li:EVlN CERDORCHUK 6176629749 T~ OEf'AATMEJ'tT MORGA."ISTAALEY SENIOR FUNolN~ 1633 SROAOWAY,25 TJ:I A.OOR 058341 INC NE'>NYMK 2
CCl}58347 MA I}
- INVESCO SENIOR INCOMto TRlJST(FK/\\ STREET INVESCO VAN KAMPEN SENIOR SUITE 1800 05!134!1 INCOME ATLANTA 2
OCl.l~Sl;!AGY TOM JOVIC B30684a:!ll9 PLACE
!;ATON \\/ANtE FLOATING RATE e'rH FLOOR 05844:?.
PORTi'OL10 (FJ<A GRAYSON ANO COl BOSTON a
OP321A*
RACHEL KlELY 6179378189 AFR 7 FIDELITY ADVlSOR SERIES t -
rnv!'sto< Ad~{llss: 82 OEV!JNSHIRE ST I.
FIDEt.ITY ADVISOR FLOATING RATE BOSTON.MA
. QC-0104AG'I FIDELITY al74i4sns.
05851i>
HIGH INCOME l'UND(FIOE'UTY) us:o2mll INVESTM1'NTS.
FRANl'\\Lln JNVESTORS SCCURITIES P~WAY TRUST.f~KUN FLOATING RA TE S{\\NMA~O MMRIANNE 058561)
DAILY ACCESS FUNO
.. US-!14403 2
OC012!>AGY CHRENClK 5603122461 NATIONW10 MUTUAL FIRE
'INSURANCE CO (NAllONWIOE Ul'E ln~est!li Addrass; 2 Pl:}INS WAY 058570 INSURANCE COMPANY)
\\JS.
2
, OPS2 ANGELA FARRIS 5142493356.
fnvestor Address; 51 MADISON AVENUE NEW YORK LIFE INSURANCE &
NEW '(ORK,. NY 1ooto 058619 Al'/}JUIT'( G ORPD°RATI0.'1' us-10010*
2 ocasi2Ai:;y HAROLD GOW 21257654!>7 fn~astcr Address: 51 MADISON AVENUE 056620 NEW YORK LLFE INSURANCE CO NEW YORI( NV f0010 OC!,li1ZAGY 2:1257654(17 US.10010
- 1.
HAROLD GOl.D _
FINANCIAL RIVERSOt,JRCE LIFE INSURANCE:
CENTER
- osa11e, COMPANY MINNEAPOUS 2
OCftOOAGY CYNTHtA.SCOTI
'l694111S47 STREET BLACKRCCl<.LlMITED DURATIOl-1 NEWYQRKN'Y' LOAN SERVICIN~
058...<l87 INCOME TRUSl' US-10022 2
OC0562AGY UNIT 5176621233 PAAKWAY 8U>.Cl<,R<JCK FLOATlNGAATE INCOME Wl!.M1NGTON
~-
LOAN PROOUCT$
059029
. STRATEGIES FUND INC_(BLA.CKROCK)
US*19809 QC!l07' TEAM 6176621648.
WEi;TEHN ASSET FLOATING RA TE BLVD HIGH IN FUND LlC( WESTERN ASSET PASAOENA, CA 91105 S'(NOICATED L9Ail 059159 MANAGEMENT) us.
i ocna3JAGY SERVICING
!!724015593 6174210420'
. PIMCO-X-J4C@STATESTREET,COM USO 0.211.
sn9e2549s i972ssas496@TL:tLOSPROO.CCM USO o.~6 85!>!>113YUl:V
- LIRVLIENAlia:USBANK.COM usu
.u,1:.i
. SG6516S69s DftYDEN42@.'JSSANK COM USO 0:16' '.
NOTICES,APlJOsct:OXXlll@\\11 RTU o.r.ii
' 4 092704300 SLLC.COM USO LO;\\N *. SE~VlCING:NY@l.lsT.oe:co 732:3803359 o.ss M
USO 2129845E4i' JRM!JEE'r@ERSTEGRDUP.COM USO c1.1.s 2.142909484 USO 618' IJt!<MtJ !.f<!~.!;NAN@l;!;ryl-i[;LAY.l:l.t:U 201il1oa101*
M USO 0.62 7.b47t5D194* -
~0.11\\NTRADESUPPOR.T@WELl,SFA RGO.GOM USO
.z....~
BABSON*
f.)'173:303121 31il@STATl:STREET,COM USO 0;2~
0 USO 0.£10
- rni244aa42*
12012443842@Tl.,S,lOSPROO,COMi USO b.03' EATQNIJ~
617.937052i ll627@STATESTREET.COM USO
.o.oo - -
6l73852MS:'
FFCMSB.l\\NKO@FMl'tCOM USO l.04
!i50312334S I 2144614163@TLS.LOSPROO.COM USD 0.21 6142496869 FARRfSrci@i>-ATIONWiOE.COM USO OAS 214291433i:
HAAoLO GDlD@NYLii.i.C:OM USO 0.4l 2.14291433:0 HAROU:i~GOLO@NYLJM.COM USO 0.20
,120124..i:js?S@DOCS.LDSPROD,CQ 2012443.lStS*
M USO O;Oo 6179'839517 12142613145@nS.L0Sf'R00.GOM USO O.Lr.1 0173363020 12.144425380@JLS.LOSPROO.COM USO 0:10 B652S0!!661' E!NYCOOGR@SAJ>JKOFNY_C:OM USO 0.01' 5,651.961.0!l
- 5.974..ih.4-i 2,'l!ll,ll:l.2J: '
t;t/s9Je9.s~
.255,fiJP.SE
-1.1;S00,133,52 14,134.843-48
,3'.s62:54s.4e
,<!OS,673.61
- oo.tJ40,nv12 3,~7,'291 ;35 50,59f57 672.42&5
().1)1 2Msa,l91:2s 5.3.."4.942.96 9:S54J!1isc
- a,010, fo4.7i
.&.995,4~.21 1 ;!i41J;205.1f
.5913)161-5-t
<?.019,ao7.e~
'249: 358.91 A Page 16 of 24
~,661,961.0l:
naq*
5,974.4!1-44 O..oo l!,41:!( ;l!Tl!~E tl,Ull
};9~;7696.1 o.oii 21'15.630.9E IJ,O!l Fonitgn 11,6()5,:l3iii:!
-tum 14,734,848.4! '
o,mi a.s02;&1s.;:;
0,00 403,673.61 O.OiJ 60,040.737.-1:;
.0.0(!
3,i)it.29 i,3; (l.!ltl 5o;S97:5i
- 0.0{]
!liVl2B.5<
n.oo D.01 0.00 fa38g_397.20 a.oo 5;394,942. Si:
0:00
-G,554.812.SC ihac
!1,010, 104.77 a.oo 3,995.*133', :ai o.ao 1.6'1il,:2ll!'L1 E 0,!)lj' sso:.o1a1,5-1 _
O.OQ
- Wl9,ilDi.s~
.a.oo 240,358.9'1 a.no' 5.$61.961.0s 5,914;4lVl4.
l!.4Bl;l!1Q~E 1;900, ies.a.:
. 285.630.!18
1,454,13!;4,524.11 I Ls00.133.5:
14.734.846.4!
3,S02.54S.A~
403,673.61 50,040,-;::i1:o12 3.!:121:291.~
5(J,597,5i 612,428.5~
O.Q1 20.W.39t;2E s,:;!14, S42. Si:
9,S54;fl12.SC ll,Ofo, 104.77 3.005,:.133;21 t64a,2os. 1 E
.S!l<l.461.5*'
io'ls.soi.ss
.Z49,35a9'i
M1PE104 SPRINGFIEl,.Q, MA 05!!2Z7 CM LIFE INSURANCE CO l.!S-01111 z
. ticnoz.
KEVIN CEROORCHUK 6176629749 f?AR~WAY *.
91.ACKRCCK FL.OATING RATE INCOME Ytrli.M~NGTON OOOOOOoOOO OS92S3 TRUST US-19809 ii.
- otuoa-AGENT NOTICES FD FKAFHNX MUL.Tl-SECTSHRTTERM STREET eNOFD(NEWFLEEr ASSET
. HARTFORD. CT
!l5!l"J!$U MANAOEMEt*ffJ U8'0011b
- L Ut:[l!J:l!IAG\\'
A.'.iV REffH HoU/l:lU!:!l1 !>
rrwestcf Address: 60 STATE STREET sbsroN 059431 PlQNEISR FLOATING RATEIRUST US.o:!1Cl9
- l.
- OCl56.AG)'.
Fl:llllP 'coLSURN s1142z.is&s
!NOYA Hl;At..TH,SYSTEM F.OUNDATIOO lnw.ita,-.\\qdress; 2990 TELESIART CT DEFINED BENEFIT PLAN 1,!f,STER 2
Ol::0333AGV SANKl9AN 9400323005
'060168 TRUST US*22042 ACCOUNTING JC PENNEY CORPORATION lt~C tn~o~tot Address: 650! LEGACY DR 060i!IS PEJJSIDN Pt.AN l'RUST -
US.75024 2 --.
OC!l1 AGENT NOTTcES *--
9499323005 Investor Address; 1345 AVENUE Of'THE FtXED INCOME SHARES sERlES c AMERJCAS49TH FL BAN'!'\\ LOAN.
060205 US'1011l5
- 2-
- oco1 ACCOUNTING G4S93Z3005 AVE IBM PERSONAi. PE./IJSJON PLAN TRUST' WHITE PLAINS, NY SANK LOAN 060:209 tP!MCO)
US-10604 2
DC0333AGY
,4.CCOtlNTlNG 9499323005 OPTlMUM FUND TRUST.OPTIMUM 06027.S F:tXED INCOME !"tlND (DELAWARE tMcslllr AddritsS'. 2005 MARKET S'T' OC0333AGY JOSEPH FlORIL*..i\\
Zl52552J2t tNVESTMEN'TS)
US.19100 RATEHlGH INCOMEFUNOFKASTT STE.LZ.ER RD.
r;LA~f(.;. l;ll;li\\'rlUAllNG KA 1 I; HIGH t;UL.UMtlUl;l, UH CH1'!SE.NN1S 060-~1 INCOME FUND US-43219 2
OCJ6116 617662116-4.
BOND FlJND {Fl<A '{IR.TUS MUI.. Tl' STREET SECTOR FIXED INCOMEFUND){FAA GREENFIELO 060334 PHOENlX Mlh'U:.SECTOR FIXED.
US-01301 2
_ OCCIJIJ'.3340\\
AMY f;J;lJH 8607605$ l S:
11\\'ESTER.'l ASSET CORE PLUS BOND BLVD.
000056 PORTFO (WES~N ASSET F'A.."ADENA; CA 91105 ocoi34AGY CHRISTl~ii; ROSADO MANAGEMENT)
US-91101 z
6176624576 lnvootor A(,lllrass: 60 STATE STREET BOSTON, MA
. 0612311 PlON!Orn9.0ND FUNb' US-Cl2..1G9 2
OCrr512:S90~
PHILIP COLBURN 5114224565
- M.ETINVESTOR!) SERISSIRUST CENTER PIONEER.srRArEGIC INCOME BOSTON 061241 PORTFOl..10 US-02111
- .l 0Cl-002AGY PHILIP COLBURN Gl2<12Z45!l5 ROAD FORD MaTOR COMPANY DEFINED DEARBORN 001336 BENEf'lf MASTER TRUST
_ US-46126 2
oc01 AGENT NOTICES S.\\99323005 rnvestcr Add~sS: 6.rr STAIE l!fflEET'
. 0,61362 BOSTON, MA QCOB1:Je2 Pt!IUP COLSURN.
6174224565.
F'IONEER FLOATlNG RATE FUND US*Cl211l9 2
INTERNATIONAl PIJ\\CE FL.OOR,7*
DEUTSCHEH1GH INCOME TRUST (FKA BOSTON 070228 D'NS HIGH INCOME TRUST)
MASSACHUSSf;ll'S 2
CC72&AOY CYNTHIA~UMNER 2124543$22 DE.UTSCHEGLOBAL INCOMESUILOEI<; STREET 11 'Tl-i FLOOR FUND (FKA OWS GLOBAL INCOME BOSTON Kll.WAiPOON 070233 BUILDER FUND) uS.02.108 2
- OC21MG'l" 2124S429M JEN AL RQA[}
TAIPEI FUBO.'l COMMERCIAL BANK CO, LOS ANGELES a7a.1.is L m_ LOS ANGELES BRA14CH T'N-90017
- i.
OC:07!3145 JOYCEOlJH 21 :J-225~3Bll PORTFOllOS 1NC:H PRUOENTfAL THREE TOTAL RETIJ$N BOND FUNb (f'KA) 100 MULBERRY STiiEE.i SYNDICATED LO.AN 086395 PRUDENTIAL TOT.'IL RETURN BONO NE'NARI(
OCQ1 SERVICES
(!724016523 CENTER DRIVE PIMCO FUNDS PIMCO 1NVESTh1ENT SUITE 100 8;'.NKLOAN Qa7276 Gi'tAOE COOF'ORATE' BOND FUND NEWPORT SEACH 2
ocn1 ACCOUNTING 94003-23005.
NE'.VYORK PlMCO CAYMAN TRUST PlMCO CAYMM N'f BANLLOAN 08945-S SANK LOAN FUND KY-10005 2
DC01 ACCOUNTING 9499323005 TRUST (fl<A DWS MUL.11 M,A.RKET PLACE INCOME TRUST (DEUTSCHE ASSET
.l'TH FLOOR CYNTHfA SUMlt.ER 09493-3 MG Mn)
BOSTON 2
- OCM25 2 i :2-454-3822 11TH FLO(Jfl D'NS UNCONSTRAfMEO INCOMe VIP EOSTON 094934 (FKA r:N<iS STRATEGIC INCOME VIP)
MA
- 2.
OCOS25*
CYNTHIA SUMMER 212-454-3822 BAB~ON-S173203t 1a*
W1i8@STATESTREET.COM USO o.o.l
. i 14261~t42-12i42s13142@TLS.LDSPROO.COi.t uso o.oe 2144-125:1,4 1 2144425214@00CS.LDSl'ROD,CQ M
., ' usu
- 1:2U 2012443745 12012443l45@TLS.LDSPROD:cOM: USO
- o_oo o1733()370S*
f'IMCO.G239i@sr ATESTREET.COM i.JSD
.o.Gi
. 6179370i52;
-* F'IMCO.OGAS@STA TESTREET.COM USO om A~UANi-_..
i;1~300tH4' PCSA@STATESTRF:ET.COM USO 0~15 BANRlbANACCOUNTING@SSciMS
. 94l!MOB1!90'
.COM USO b.G3 2s1234oaoa t201&17756S@TL.S.f.DSPROO.COM USO 0J18 -.
617330329!!"
USO O.iJO 12144,425217@DOCS,LDSPROD,C()
21*lM25t17 M.
USO o.o;;
6174514958.
CSi'IUANG@STATESTREET.COM USO it*i i 149aa5Sitf 12i49S85il'70@TLS.l0Sf'P.OD.COM !JSO 0.07 2142!114 397.
1214W143!!7@TLS.LDSPROO.COM USO OJ:M 6179460303*
PIMC0-0-0303@STATESTREET.COM USO
.0.00
.Z 14988SS93 *
.1214S8SS893@rLS.LOSf'ROD.COM; USO 0'10 INV!'S TMENT.SUPPORT-6179869291>"
HY*Zi}llS.T, OB.COM USO 0.00
!11n2cia~
KM.JAf.POON@DS.COM USO 0.00
- 1.132369155 JO.YCE.DUH@FlJEONl:ACOM*
USD i:.t25.
2c111s2i2s BNYCDOGR@SANKOFNY.COM USO 0.1>7 517.'.:'300300 PIMCO,FC2R@STATESTRE.ET.CCM USO 0.26
. 6173303760.
PIMCC-ro813@STA1ESTREET.COM USO o.oo o1i9SSEl29fJ..
USO 0.20 617958!!295' USO
.o.ol 662.!16R~.
i.2i1 ;a5e.9i
.23Jro!:i;U/U.9~
1:210;7.t:.lSE
- 204:122, 1i
-65t>,20t.$;). *--
2.m.111.2c
!!34;251:8(
. t,4Sll;Sl7.M p;02
.900.370,a.l.
a,71!4.932.21 1,309,Co9,31
-!l83,6ZO.te 1;749,801'.32
- 2..16!1.1~
.9<\\8;187.51 i,t13;BO:i41
.\\,911;S1ih!B 1.~s~,7.5!}.oc
.5. 00.1
- 1$:1 57 eis.sw.i.e a.5166',179, 1s 115.636.92 A Page 17 of 24 i.!62,0SS.34 O,OQ.
t,2Zl.aS8:~
0.00
- 1:5,llU!>,llf!l!K tl.UU J,2Hi.713.6(
0.00 2°'4.122.1:<
0.0-0
- 656,201,5:!.
0.00 2,92li ;;'f dC Cl,00 5a4.25i 87.
O.Dll 1,4110.517.A<.
0,00 0.02 0.00
'i!()(J.~0.84 -.
a.oo
&J'.64:.!132.2.7 O.Otl 1,31lil,00$.31 o.oo 1)83,820,1~
(i.tlC.
1,749.807.~
O.O<l 2.033, 111S.1:<
0.0Q
!'l~S.187.&1 o.~o t, 113.803.41 o.oo 4,li1 UliS.1E a.no 1-458,750.!K Cl,01) 5.031.191.51 0.01.l' 615,599.11; a.ao S.966.179.1~
-0.00 1'*t6',03t"9:2 6.oo
- ~s:z.oaa,34 t.221.856'.m
.2lJ:l01:i,1JiO.ll~
1,iio:n.3'.B~
iM;122:1~
ese:to1.sz
- 2-9.Zli.7; ;i(
s:i-.i25~.a*
1.4S0.5lJ,M 0.02
!lrlD.S70.B4 e,7a4,932.21 i,'309JlM. 31 aaa,s:w,ic 1,74$,807.3;.
2.033.169. 11
!148; 187; 51 i;113,803..i1 4311l;li16.1E t451.l.7~.oc 5.,031'191.5?
615.500.10 3,!)66, 179.1 =
116-035.9,
~
DWS UNCONSTMINED lN~OMEfUNQ 11JI-! fL_OOf;:'
BOSTON 095002 (FKADWSSTRATEGICINCOMEFIJND). MA 2
OCG!i25' cYNTHIASUMMER oioursCHS STRAT.EGIC IN.COME iRUST F'LAPS. TfH f'LOOR (FKA DWS STRATEGIC !NCPME BOSTON ci9Soa3 TRSUT(DEUTSCH£ASS£T MGMTi)
MA 2
ocofl2s CYNTHIA SUMMER COLUME!lA STMTEG1C;INC0ME FUND STREET ASERIESOF COLlJMSlA FUNDS Si:RiES BOSTON llYH93!1 lRlJl>"Tf.
uS-o:mo z
OCUY!llf.511 CYi<lTHIASGOT:I 981
- Sfi! INSTITUTIONAL.MANAGED Bl.VO, TRUST'S CORE FiXEii' INCOME(
PAsADSNA 0119"~2:
(WESTERN ASSET MANAGEMENT}
CA 2
ocqi.J7 DONNA THOMAS TAX D!'l'ARThl$tTW81fA ACE PROPEwY ANO CASUALTY Pl:ilL.AflELPHIA oco1 AGENT NOTICES 1001sa INSURANCE COMPANY PA 2
.fOliN HAt-JCOCK FUND U-.Fl:OATlf!G STREET F!ATe INCOME. FUNO(WESTEBN ASSET BOSTON 1002(t,._
MANAGEMENT}.
MA..
2
. OC!l'122AGV1.. hJOsEPH $MITH* *-
SARATOGA INVESTMENT CORP CLO
,ii.VENUE 4'fl-! fl,O,OR ANOREW i201iJJJO (FK)\\GSC INVESTMENT NEW YORK iri67:;s CORP clo 2007 LTD) us.10022 2
OCl5?4AGY sCHAEFFER PMl.l<WAY*
Bi.ACKRCCK DEFlN~D OF'POR'Ti..INITY WlLMINGTON oco1 llJMli.
CREDITTR.usr OE 2
LOAN 1'.ROOVC'j'S VlRTl.JSSENIOR FLOATING RATE FUND STREET
!FKAJPHCENIX SENIOR FLOATING RA TE MEEMFiE:L.0 109sis FU~lO lJS.01301
- 2.
oi::.10957501 I.MY KEITH
- AVENUE ILL,JNIJlS fllUL WURKS,INU. MA!>li;H fJLl::l'lVff;;W, IL OC1157i'.501 EIANKl.UJ\\l'-l 1{5775 TRUST US-60025 2
ACCOUNTING INCOME SERIEStFJKIA PHONEIX EDGE** STREET
$ERlES F\\.JNO:PHOENI,)( MULJl SECTOR G~EENFll_:lD, Ml\\
l1193:l FIXED lNCOME SERlES(NEWFLEEt IJS-01301.
2 OCH7WS.
. MW KEITT!
1n~es1cr Address; P. o aox 1744 1-tAATFOFiO LIFE INSURANCE COMPANY HARTfoO ct 0Ca1 AGENT NOTICE 1SOW1 US.061#
2 SUITE 1(100 AMERICA'l Hi\\U.MARk1NSUAANCECO FT WORTH, TX'
- f32002 Oi' TX US.1fil!l2..
- z OCH~
DUSTY \\MlS'ON!
SACrtS. ANO CO.
GoLDMArl SACHS LENDlNG PARTNERS S.5 BROAD 'sfRE£T-TAX rii:Fi'.
. 1::13006.
~c
, NEWYORK.NY 2
OC 1 :i31!6ll3 CAU.'IHEW CAUFOR~<IA STATE TEACHERS PLACEMS04 Ret1Ra!ENt svs~1 twestE:R.N WEST SACRAMENTO 1-352!11 ASSET' MANAGEMENT)
US.956\\1<S 2
0Ct234 MARK LUTZ TAX OEPARfMENT NE'N YOR~. NY OPERATIONS
)362Cl2 GOLDMAN SACHS EWJK USA US.ll}Zs:<
2
. OCll25 CONTACT JP~IORGAN STRATEGIC INCOME rn*1e5tar Addre$S: :140 PARKAYENUE NEV'/ YQRK. NY i'3771G OPPORTUNITIES FUND US-10157'.-COIH OC01Zl TRACI MANFORD AVENUE FLOOR35 159404 SANKATY SENIORLOAN FUND LP eOSTON
- 2 001234 BRYANT. i,llJLLfNS C!;NTERDR.IVE W03 - PACIFIC SEl.ECT FUND*
NEWPORT BEACH, cA 140454 DIVERSIFIED BOND PORTFOLIO lJS-92650 2
DC01234 CHRJS GAuAGHtR MUl.:TIPLE*COMMON TRUST F\\JNOS*
STREET TRUST OJ'>PORTUNlSTIC FlXEJJ INCOME BOSTON, MA MATTHEW 1446i*5 ALLOcATlON PORTFOLIO US-02110
- 2.
OC~OIJ1AGY STAFFORD
- INt;: *. (FKA THE MEO I CAL ASSURANCE Jn11estor Add!lls!!I: P.O. BOX 590009*
COMPANYJ{Ol'PENHEJ MER BIRMINGHM\\, f\\L.
1471$2.
INVESTMENT MGMT)
US-3S259 2
0Ct2:;4 MICHAEL KONRAD F1M(:;O Fl.Jll!PS PIMCO LOW DURATION
~~~cfR~~~c~1re wo BANK LOA.N 1521!15 FUNO {PlMOO)
US-92660 2
OCC01 ACCOUNTING 1 nvestor Address: PO eox 590009 BIRMINGHAM 16064J PROASSURANCE CA.sUALTY COMPANY US-35259 2
00121 MlCHAEl. KONRAD
~1. S.flGl,JEf\\OA ~~EET SANK.OF. TAIWAN, !.OS AflGEl.ES.
LOS AN'GElES, CA 064589 165624 BRANCH TW-90017 2
T(MOil-l'r'llU 212-454-3822 6179SS92SB USO 0.05 212-454~382i t317!laa9296-USO o.Oti
- l!l!M 1/1!14 /
!!Ul'/16!>1IBn 12Uf/ 1 li!>l:l!>ll@Jl.S.LOSPROU.eU.\\~ usu U.U3 5268M48W:
617~9157 SeJCFh661@STAIESTREET,COM USO
- ti.O..s oOOOoooooo 0000000000 146980438a4@iLS.l'.OSPROO.Cb>'~ USO 0.02 JO$EP8P$MITH@STATESTREET'.C
- 61.766212:!9 -
6179'6!.!7!177.
OM_
USO
-- O.IJ.i 7o4:13s4s15 21445.19590*
ANoREW.scf!AEFFER@usEiANK.c OM
. USO 0'.19 2i:i8105655 2144618261 ti 144191 il:isr@TLS.LD$PR00.COM USO
.o.!li::.
121M61B24S@OOCS'..LDSPROD.CO BS07ll05815 21.1461a24a M
IJSO i:J.2:!
sJ00323005-lj 17(;'303873
. F'IMC0.07001@SiATESTREET.CCM USO o.ti1 86076058 j:;"
. 2144425231.
1 l!14442523i@DOCS,LDSF'r:l0D,CO M.
USO O.!Y.t OOCOOoOOGO a f4461"4e9*
H!MCOBANKt.OANOPS@Tl1EHARTF ORD, COM USO COi HFS.
ll.l'13.fa1il:i7 a.rnws11119 I N\\ieSTMENTS@HALLMARKGRP.C QM mm
- 0.05 2 l:i;lt>.'A45'r 54u7770CI*
USO 0,00 WAMG6-ammoo21.r 6173303443 TCsO@STATESTR<?;ET.COM
- USO
.0.1:12' GS-SBD-ADMIN-21isri210ee s179on.:ism' CONTACTS@NY:EMAILGS.COM USO 0.01 TRACl,LMANFORD@JPMOR,GAN.C
&13SS94364
!113-9853217 OM USO 0.0!)
BRYAN.T.MUtllNs@BANKoi'NY.cc 2815824214.
4122348211 M
USO o.s9 c;eAilAGHER@STATESTREET.CO 5171iifi2tii!I
!! 173303458.,
M USD b.15.
i!o1w35eo3 zo1253saoa l 2012835SOO@TLS. LOSPROO.COM USO 0.05 3178433651 3 'I 78-i3369\\'.I*
MtCHAEl.KOliMD@OPCO.COM USO.
O.li:l 949"<1323005 617-330037!;.
PIMCO-PC1CJ@STA TESTREET.COM USO 0,7;:,
3178433631.
3178433699 MICHAeLKONRAD@OPCO.COM USO 0.00 21362956!l0 E.'<TN 155 2136200610 TiMOTHVL@BOTLAUS USO 0.50
.9ll2:9QuS.
- ;J 13,92!H1!i
"!I'll.OO:t!:!l
- 63:>,ioo:v 324.166.61.
74&'.0IU<._
,;{a21 :925J5c
- 44ll.B4&..1E
. s,i]9;ass.;1i
- 235,761.GE J003,@0:6ll
'\\04.46292
!l55,~81.2E 4,8Sl:50
- A27',2os.~
21G',703.3:1.
1 ;84 T, 750.0C 7,595,2.18:21'.
'2,924,812.0~
\\192.an37 49S;717:9E 14.312. 773.0E 994.884.91 il.713.869.3< A Page 18 of 24
.!laz.001.n o.oo.
1,, 1~.929.s~
Q,QQ EU1,!lfl2.Bl U,UU 633.zw.21 0,00 324.100.67 0,00
-*- 74i3.07fi.!!2 **-
0.00 3,si i.e2s.oc 0,00 Ma,846.1~.
0.00 s,279.a5a41 a.ao 235.161.~
0.00
. Zll:i,030.S!:
0.00' fC4AS2,~
0.011
- 955;41'11:2"
- ('1.0CJ 4',852,(1(
ll'.00.
4:n;200.ire
-o.oo 216,7-03.3~
0,00 1,847,750.0(
o.oo 7,596 ;218.2C 0,00 2.924,812.0<.
a.nil 992,273.e]
O,OIJ 4S5;7i7.!v.:
0.00 14,31:U73.0.:.
(J;Q(j 994.884.91
- 0,0IJ 9J'i:i.ass.3~
.a.mi
.11a2,9e1,n t113.929.~
i;21.m;:1.!l'i 5jsios.27 324,i00.67
'741.l,0713'.ll:!
M:<1':925.bc 44a.a4!3.1 e
- 5.279.35a47 235.761.6~
~s:i;o:io:&!:
-104;462..9"
.!'lrul.481.2£ A,862.so 427,200.B!l 2.16;703.32 l.841, rso.oc 7,596,2.18.2C 2,924,El12,02 992.:273.81
,isa,11i.s~
14.312.773'.0.:
994.884.91 H.773.869.':Y-
CENTE_R, DRf\\fE,,Surre 11:t0 PIMCO LONG - TERM CREl:)1T FUND NE'IVPORT BEACH EWl~LOAN 949932Wo&:
172:Wi (PIMCO).
us;_s2seo.
2
. o*c0ilo1 ACCOIJNTING DELAWARE 01VERSIFIED FLOA TlNG STREE:i, ONE COMMERCIO RAT~FUNO{DELAWARE:
$_\\lUARE. !ffij FLOoR;INV.
2.15:255232t
'173292 INVESTMENTS) -
ACCOUNTiNG 2
Oc0001 JOSEPH F10RILl:A
- MET/EATON VANCE R.OATING.AATE ' 1900 PORTFOLIO (EATON VANCE IRVINe
' il:!ll:!B2.
MAW.G£i.!ENf]
US-!!2~14 I!
OClJU!li fM.t:HE:L Kl!:L V liP!!nani>
TI-IE 1-iARtFoRilsl-!ORT o'UP:.AilON DRlVE" INdODBUR't
' 11lQ38-0 FUND US-65125.
2 0CQ076 JASON BURGESS 9fa5il1&2S1' FLOOR.
ff!Cl405 l.QEB AR8fl'RAGEOFFSHORE NEW'fCJRK OCGi23
.IA.\\it E GROSSMAN PARTNERS LTD.
KY"i0006
- 2.
2124837053 LVTP !Jf!J\\WARE Ql\\IERSlFlEO Cl.fNTON STREET Fl.OATING ~.ATE FUNO (DELAWARE rPRTWAYNE
'1009:1-2..
INVESTMEUTS).
u~z 2
. OCOOt JOSS>Jt FlORIL.lA - 215255'>..321 -
AVCNUESU1TE42D Cft.J.lf.Oi'U-llA FIRST NATIONAL BANK IRVINE..
JOE GREWE 184549 (CALil'ORN!A FIRST NATIONAL BANK)
US.92512 2
OC125 800(352465 FIRST V'IEST~N CAPITAL STREET MANAGEMENT HIGf-1 INCOME Si:NIOR SUITE26Sa 184929 LOANS llt.ilTED PARTNERSHIP D~CD 2
_ DCT111 VlRiUS GROUP LP 71:39~34300-CENTER DRl\\'t NEWPORT l;l!:ACH BANK LOAN
'204184*
PlMCO FUNDS l'IMCO INCOME FUND LlS.92660 z
OC123 ACCOUNTING
!l4!l9323005
- FREDERlCKSBURG Fm; A3E
~06400 USM SHORrTERM BOND FUND BANMHUNIU oc:0.1 VfllARlE DAY us.1a2as 2
2104007519 OPPORTUNITIES FUND fNC STREEJ, 1 fTli f\\.OOR (DEUT5qH5 ASSET MANAGEMENT
.B9STON 206784 AMERICAS iNCl US-02108 2
. OC456 CYNTHIA SUMNER 21'2.\\54Sl322 SOVAR;E' 21-0079 PUTNAM ABSOLUTE RETURN:iDo FUND BO$TC<N
'!PUTNAM INV!:STMENTS) us.02100 2
btiil MARK NGUYEN'
?1;;24i6Q.l1 SUITE 1000 JNLJP,r'M AMERiCA FLOATING ijATE ClilCAGO 211536 INCOME; fUND (f>PM AM!!RICA INC) us.-eoooe 2:
OCl1il1 CHiltS GAUAGHER.
oocooocouo
.. POWERSHARE:S SENIOR.LOAN ROAD Jl.NGEtA fORTFOUO (INVESCOSENIOR WHl:ATON GAl.ISAAOELlA 217014 SECIJREO MANAGEMENT lNCl Us-60187 2
OC1 FAVUZZA 2122769563 STREET s~IERSl:T 220790 SOMERSET TRUST COMPANY
. US.15501 2
6Ci DEU.A'l~ESH 8144439:271 SACHS HJGHYTB.D FLOATING RATE SACHS* ASSET MANAGMENT FUND (GOLDMAN SACHS ASSlIT 30 HUDSON STRSIT 15TH FLOOR i
OCO!J1 iri2s111£423_
22-ieio MANAGEMENT LP)
Ji:RSEY Clrf..
ALICIA LUSIY PO~Tl'Ol.IOS 9 f'RUVENTIAt.,
TriREE, 1 Q(l MULEH:RRY ASSPLUTE RETIJRN BONQ FU{'IQ STREET. 9Tli FLOOR. NEWARK SYNDICATED LO.ArJ.
226238 (PRUOENTIAL INVESTMENT MANAGER) NEW JERSEY 2
. dc12s SERVICES 97240113541 FLOOR
- ?28359 JPMORGAN F'WATING RATE INCOME NE'/l/VORK GFS LOANSERVICES FUND U~1D017
~
OC159*
oooococooo STREET 228421
\\JiRTUS BA!'.ANCED l'UNtl GRESIFIELQ i
AMY KEITH 8607605815 U&a130l DC159 STREET GREENFIEtO 226428 VlRTUS BONO FUND US--01301 2
OC1W AMY KEITH 0007605815 S1'REH 22ll42ll
~~~~~~:if~~~~~~~~~C)
GREENFIELD US.013Gf
~
OC11 ftJ,W l<EJTH B60i00581.!i CCTAGON DElAWAAE TRUST 2011 RQAl;J:
COLUMBUS MARGARETB
- 22000; (OCTAGON CREDIT INVE
- STORS LLC)
US-3!999.
2 OC101v KARVEY 21'2-IOOBM4 PlONEER MULTI ASSET-ULTRASHORT ln~estar Address: 60 STA TE-STREET" ll{COME fUND(fKA)?IONEER MULTI BOSTON 229334 AsSET FlOATlNG RATE FUND US*02109 2
OC:123 PHILIP COLSURN.
6174224565 ROAD MAt;.'MUTUA!. INSURANCE COMPANY BLOG a, SUITE ~OQ-BANK LOAN 2.38116 (PIMCO)
ATLANTA
- i a'c:1 ACCOIJNliNG
!1499323005 S17S3~D;
, PIMCO:PPFS@STATESTREET.COM USO
0.11 2fl7234DBOf 12018223612@TLS.LOSF'ROO.COM USO a.en MET.:c/\\TONVAiiCEFLOArR-
!i1i3~U:i14tl
. t:'iLM@SlAf1'!>"fRtET.OOl.i usu U.21J.
~ M57iaaar WfylCSERVrCES@MARKlT.COM USO
- 6:.1::' '.
i 12S742CO:>*
L.OESOPEAATIONs@LOE!l.CAP.CO M
USO
.o.oo 2en3'i!)ao3* ___
_. 12Q1fl223658@TLS.LOSPROO.COM USO o.oo. *-
6.001354589 s"ERvice@CALFIRST,COM USO a.so NOTfCES,F.WCMHIGHINCOMESENf a71i7aa216 DRLOANSlP@VlRlUSLlC.COM USO o.!!2' sm3ciOOM PIMC6-PX2Z@STATESTREET.COM USO 6.s1 2:1j149MS:lt*
S,.\\Nkt:OANS@USMCOM USO 0.49 6173~03:15?'
CYNTHIA.SUMNER@OB.COM USO o.cra.
6666758277 MARl<.t-IGUVEN@D6.COM USO
'0.01" 1'>1'13300155 PPM.JNAO@SiATESTR~.CCM USO 0.10 201man6' 12015223776@TLS,l.OSPROO.COM USO U2 6144A3G309 RESH@SOMERSETIRUST.COM USO
.0.10"
~
61 is:lro:'na*
GOLDMANSFRr:-
5-SU!@STATESTREEr.COM USO 0.4:!
W1i'.192441
- f2Q171!!244i@TLS.LDSPROO.COM USO 0.09
~595135122 13ANK_LOANS@JPMORGAN.CO~l USO 0.88 214'142521CI 121444252lO@l1.S.LDsPR00.COM USO 0.00 3-475778475 134757784 7S@TLS. LOSl'ROO~COO USO
,Q,[JJ 2.144425221 17135175297@TLS.LOSPROO.COM USO 0.£!1 MHARVEY@OCTAGONCREOlT.co*
B6a2El151 ;.I M
USO Q,18 a 01 s:;gooe2 USO 0.08
!l173305ll1If PIMCO--!J11i55@STATESTRE£:1',COM USO 0.115
.'2.1.13,069.81
-:J;9T.442.46
-3,!165,1!41-!!i
,'.?,;J.1lta4$:Sf 0.01
-618.171:!.s.l
-'9.749.373..4~
471.740:6' 1s.ri6s.200.1~
'.9, 730,1)35.0~
1,G&l,337~i t~sa.7so.oc l,llail, 169.82
- a1,aee.w.;.o.;
1,910,s62.sc s;.ti1. 84e:Ae.
1.Ei94.51:J:.96 "
11.35G,33i:5s
. s11,a54.22 19a;~1s:se 174.104.!Ui
'3.629,002.68 1,565,996.06 917,385.93 A Page 19 of 24 2,11a.009.si 0,0IJ
- ifl7.442Af o.oo
!l,llB!> ;:w
~'i~
[!Jj(j
.:i,;,i-18.~s,as 0,0()
0.01 0.00
- s1a,11s,54 tl.00 9,749.373;4:; '
o.oo 4n7ACL5<.
0,00 19,005.209.7" '
[tOO
.9,]30,Q35.0~
0.00 1.oocr.~Ml.
0.00' t,4SS, 760,QC 0,Qll i~!lllil: 769'.i!~
- Q,{Jj)
- i 1,866,ll!Xi,O
- :
o:oo.
1.910.002.sc.
- 0,00 SA31Ms.~
0,00 1,6S:\\_,51:J:.!re o.oo
- 17,356".33.1.5 0.00 611,!15-4.2:<
!100'
- 19:8,S76.se 0.00 174.1()4.!!C o.oo
.J,629.os2.a~.
0.00 tGss,!lSam:
,tJ,oo srr.:iao.l!;;
a.mi 2, 113,009.61 "4£17.442.4 3,>Jllb,>!M_ 15; 2.a1s.a45Jle 0.01 s1a,i7!1.54
- !J.749.373.:.r.:
..;tf.7.W.iu
- 19.oo5.20ii.7z
~-
- 9. 730~D3iWJ
- _tG:J0.337;31 iAss.iso.oc 1,9~.169Jf.1
- i t.BB&.aes.o::
1.910,!162. SC 1i.431:1348AS 1;e1<4.&13.1'1l 17.300,331,*
S1l.854.2~
19S;97S,9S 17.\\,10,Ule
.J,G29.082.!ll:
i.G~.996,-0IJ
!177,J8!i92
lNCQME i:RUST(FKA) PIONEER
.DRIVE OPPQ~TIJNISTIC CORE PLUS FIXEO.
OAK:!)
iaims INCOME TRUST US.19456.
2
.OCOL.
PHILIP COLBURN 5l7422'15'>5 SUITE1SOO US8S2.
- ~a._1uoAcAl'trAL MANAGe~eNr Lm HOUSTON 3026345837
- (JPMORGAN ASSET MANAGEMENT):
us-noo2 z
OGtSi:i.1 JENNIFER ZERHUSEN
&:C_TQR FIXED lNCQME POf'!TFOUO lnve$1Cr Ad~rass: 60. sTATE$T~EET (FKA).PlONEER JNSTITIJTIONAL -
SOSTON.
Pio~JEER FUND-
- 24bll'.l!i OPP0f.ITUNISTIC CORIO Pl.US uS.u11100 2
OCl!.!1.
- ACCOtJl>iTING lff/42241l<l3*
MED!CAL:LIASILITY MUTUAL ROOM2500.
INSURANJ:E COMPAN'l'(ll>!VESCO.
NEV>/ YORK OCZZI 63ooa4a3a.9.
246310 SENlORSECURED MANA,GEMS.NTI _
US.10016 2
TOMJOVIC STREET 264159 VlRTUS TOTN-RETURN FUNO(NEW GREENFIEL.D FLEET ASSET MANAGEMENT l-LC.l US.01301 2
OC1 KEVINGANC 3023232452:
Ml,IL TJ PLE COLLeCTIV~ IN'IESft\\ENT STREET FUNDS TRUSJ 11 C_Q~E BONQ PLUS BOSTON MATTHEW
. 2£3635 -*
HfGH'llELO PORTFOLIO.
uso2210.
2
- OC12 STAFFORD.
---** 972Sll 1653 5 V1RTvS GJ.06AL MUi.tl.SECTOR STREET GREENFIEW AfJY KEITH itl6551 INCOME. FUND US*01301 2
6c12-eeo75osat5 CIRCLE
)NOIANAPOUS PO~TFOLIO.
267l!5s t:OMMtlNITY INSURANCE cOMPANY U5'462ll4 2
OC1.2.3 DRERAnmis TEAM 0{)00000000 FREEWAY HOUSTON*
269109 US SPECIALTY INSURANCE CbMPANY LlS..77040 oc601 LOAN PRooucts
- !t2s1oe3sa
~ ~
FREE.WAY HOUSTON CASUALTY COMPANY H!)Ul;;lUN 269110 US-77040
- i oct212a LOAN PRODUCTS*
2121.1-ios:iss TOWER 2.00_CLARENOON STREETFL41
- 17.9491 RACEO POINT VI CLO t.IMITEO _
BOSlON.
2
. ocsoo..
LiAsON SMALLWOOD. 4122341441 OtTISANl'l NA-SECONDARY TRADING Investor Adllross: ;z PENNS WAY
- KEVltlGANC*
211()333 LEVE.RAGE 6 ALT
- us-2 bC23423 302J23245i
- ~*.;**
.PLAZA HAIHFORD FIRE INSURANCE HA~TFORO 281369 COMPANY US-Oti1S!l.
2
. octa LOANACTM1Y oocooocooo ROAO S\\'.'J!.ON BANKtOAN 292237 NESTLE IN Tl1E USA PENSION TRUST Us-44139
~
.0C:o1 ACCOUNTING 9499323005 AVENUE.19T'4 FLOOR Nl?NVORK 294247 JFINCL020121.TO US-10022 2
OC11 AGENT NOTICES 6176029741 OEUTSCHEGLOBA,LHJGH INCOME.*
STREET 11THROOf!
FUND 1NC {~
OWS GLOBAL HIGH BOSTON 299651.
INCOME l'UNSO INC)
US-021tra 2
'Qcll1 U:ZDE.l.GADO Zl22!i00588 S)fiEET GREENFIELD 3'01741 VIRTUS LOW DURATION INCOME AJNO US.01301 2
0*012 AMY'KElTH B607005SJ15 HIGHLAND !BOXX SENIOR LOA.'I ETF SUITE:700 DALLA?
306927 (FKA'l'YXISIB'OX.\\: Sef.llOR i.OAN ETF)
US-75201
~
oci1 AGENT NOTICES 9724196275 ROAD COLUMBUS 207177 APOLLO AF LOAN TRUST ZD12 U~19!!9 i
bcz APOLLO AF LOAN 0000000000 PARKWAY*
M!ERICA\\J EOUlTY INVESTMENT l,Jl't;:
W~$T DES MOlNES MICHAEi.. CAROZZA
- i;1740 INSURANCE. COMPANY US*50200
- 2.
och*
!!176&297.37 THEC!TYOFNEWYORKGROUP STREET ROOM *736' TRUST (INVES<;O SENIOR:. SECURED NEW YORK TOMJOVlC 313JM MAl'iAGEMENT INC)
US-10007 2
OC1 6300$48389 330 CHlCAGO
- l1:J...o06 MW'RD RETIREMENT FUND U&-6ll61 l 2
OC1 PHILIP COLBURN
!l174Z!45e5 60ULS.VAR.D DUNHAM CORPORA TE OOVERNMENT HAUPPAUGE.
- l162H>
aoNo FiJNo LIS-11768 2
- OC1 AMY KEITH BGoieosa1.s PlRCLE BLUECROSS 81.UESH!EL.0 Of CHAITANOOOI\\
MATTHEW
- i30664 TENN!::SSEE INC US-37402.
2 ot:1 STAFF ORO 9725815535 2015108124 USO O.llO 3.ow345aea.
ei\\N1{:LOANS@jPMORGAftco1.i USO o.oi Sfr.1~4226 usu
. tl.QIJ '
- t0181;1:75l.67*
120t8127.967@TLS.LoSPROO.COM USO
- 0.07 2129g4()975*
GLPARSLTS=rrt.EMENT@CITIGRO UP.COM USD o.tli
. :?.0121335802 t20i28358.o2TLS.LOSPRCO.COM USO 0.12 iJ457233&J li14Sm3ea@TLS.i:DSPROD.COM USO 6.04 2145723387 l2145T233il7@TLS.~PR00.COM USO o.w
' 2149197264 1:Z149197284@TLS.LOSFROO,COM' USO
.0.00 2.M919125S 12i4l'l19726J@tLS.tDSPROQ.COM USO.
0.03
. 2018127917 12145723379@TLS.lOSPROIJ.COMi USO
.0.10 Gl,P~Sl TSEiTLEMENT@ClrJGRO 64627450\\:l7 UP.COM USD 0.21 2 144514469 USO
.0.1H 51733Q:j726:
PllvlCiJ..OilMO@sTl\\TESTREef,COM USO a.o2 JEFFRIES-6174514751.'
47s1@STATESTREET.COM USO
.cu.S 6173300221 ELIZABEO:TH.DELGA.00@08.COM USO 0.00:
46937Wll77 1469'375GB77@TLS.LDSPROD.CCM USO o.re 2142952733 1214296l!733@TLS.LDSFROO.COM USO 0:10 aoom12og CDO.AALPT@COO.USBANK.COM iJSO 0.01
&i.79370171
. 1602ead4o~@TLS.LDSPROO.COM USO 000 972990raos.*
Hl72006780S@TLS. tOSFROO.CCM USO O.!l2 4692771497 14692771497@TIS,LOSPROO.COM USO Q,00 6 026004124' teooss041i4@TLS.LOSPROO.COM USO 0.01 45saisn4B l469B2B7146@TLS.LDSPROO.CC>>,f USO 0,02
.. 97;493.7
'389.0o0;0c 9l;i4Y3,/'
I; JW, a67;54 lM.t!OlLsE
_.:2.3S2;27t>.7C....
710,317~14
- 1,325,955.66
.,isa:ntil*
<19s,ri1.s~
1,925.403.02 -
..i,a51.11143 2.!iB,67!fOe
.joa,5ous
.2,91S.B93.43 ao9::211i1s
- 590. Tim.48.
i:1eS:492.29
- 273,692.:72 0;01
- 330;ai<1;1e 97;493.7°
-144,256.31 485)5().Q[ A Page 20 of 24
- .97,493.7~
o.oo
-;:89.oco.&
o.oo 111,.i11:i.n tl.UU l.323.657.e.1 0.00 1!14.002M 0.00 2,:iil2,21e-.1c - -
o.oo'
.116:.31'"1-4 D.00 1,325.955.fili 0.00 400,717.lli' o.oo 4sa.ti7.ll~
0.00 1.925.~;02 o.oo 4,051.11 I.41.
O.Oll
~58,6.70:~
o.oo
- i00.. 501.7*
(!,00 2/il18.693A~
- 0.00 300,210.~~
o.oo 590.N0.4~
0:00 3;iir6..\\92.2S o.O(l
. 273,692. 7:<
0,00 fr.01 o.Oti 3l0.6t*k1~
O.OCi il7,4GS.7::/
0:00'
- 144,258.31.
- Q,Q(J
'186.250.!]()
iwo
- SM9S.1a.
51'!9.00o.oc
!!l..4ll:J./3' 1,323.oo?.~
1.!14,002.5
- 2.':l92,276/7C 7,16.317:14 1.325.9'55.Bt 498.717.ai 496.7i1.se 1.925.A0:>.02
. *4,051. t.l"i 4*
2.58,610.0!
300,501.7~
2,!118.003.4~
.300.21Q.1~
!iS0,74-0.4~
- 3, 186;492.2£ 273,692.7:<
c1.61 S30,EH4.1~
97.493'.T.l 144.258.31 4<16150.0(
JFINCLOW.Hfl LiO (FRAJFIN A.VENUE NEW YORK.
334006 cAPITAt. 2.013 LlC) us-1oo22_
2 001 MlCl-lAEL aURNS
- AVENUE HARTFORD LOAM PRoou¢rs 337002.
AETNA HEALTH INC US*05l56'.
i
_ oC-001*
TEAM AVENUE HARTFOR-D LOAN PROGUCiS 39/UU!L AETNA Hf:ALIH MANAGEMENT uu:
U&OB11i8
~-*
- Ut:UOl TEAM AVENUE HARTF.orui LOAN PFl,di:lUcTS l3ami1
.AETNA ~IFE INSURANCE COMPANY US:001SG l!.
OC!Jt TEAM RIDGE PAAKWAY s:i1:;si; w-bRKERS COMPENSAitON FUND SANDY*
US*S4010 2
ot:o.1 MATTHEW ST.AFFORD AfJ_ERICA~ HONOAMASiE.~
!>LVO MATrHEw
~9315' TORRANCE RETIREMl:NT TRUST
~-"- - us.sow;
. 2
..
- 0Cll1.
STAFFORD Al._U:GHENY 'fECHN(JLOGIES Investor Address: 1000 S1X PPG PLACE 356952.
INCORPORATED MASTER PEf':ISION PITTSBURGH
-o&
TRUST Us-15222 i-K\\ilEMlLlER SJJJTE200*
ASCENSfON ALPHA FUND LLC (FKA CLAYTON 340215 CHIMCO ALPHA FUNo LLC)
US-6J1o5 -
2.:
ocoa7 HFS tWIKOEBT.OPS ROAD ASCENSlON HEALTH MASTER PENSION sr:LOUIS 340219 TRUST iJs'.e3134
- a 6i;Qii1 PHILIP COLBURN PKWY 35{646 FCCI iNSURANCE COMPANY
~1$UI~
US-~2~0 2
OCi LYNN GUY
- SUITE.151Q NEWVQRK 352S7B
- CHURCHILL. RNANCIALCAYMAN LID US-I 00:12..
- 2
.OC1 Mlt:HAEL DZWOtAK 6 01Jl:.EV,AF.D 253i!aa MTL INSURANCE COMPANY o;\\K.BRbOJS MATTHEW LIS-60523.
2 oc1 STAFFORD YORKMELLQN TRUSTEI: SllO GRAfff.STREET'
- '!54279.
ONCOR Ri:'.TJREMEN'f p!J,JJ'TRUST PrrTSSURGH 2*
OC01 AGENT NOTfCES AVENUE MURRAVHlLL 355739 LINOE PENSION PLAN-TRUST U&Q1974 2
OC1 TOMJOVIC MANAGEMENT L(loMis SAYLES CORE PLlJS BOND ADVJSORS LP 399 ilOVLStON STREEf 356382 F'UNO BOSTON 2
OCQOf JOSEPH ANGELONE.
CENTER l.OOM!S SA'(LES CORE Pl.US FIXED BOSTON
- .lc51l3S3 INCOME TRUST US.02111 2
QCl}01 LIOSE?H ANGELONE:
CENTER LOOMIS SAYLES CORE PLUS FIXED BOSTON 351>364 JNCOMEFUNO US.02159 2
ocoo1 JOSEPH ANGELONE MACOUARlEIFtRST TRUST GLOBAL SUITE 4CO INFRASffiUCTLIRSUTllrnes DIVIDEND WHEATON
~5S03S ANO INCOME FUND US.60187
- ?
OC001 JEFFERY MCXEAN 6Ul~OlNG7 1STFLOORSCUTH 358985 VERIZON i.!AS'J'1:....R SAVINGS TRUS1 BASKING RIDGE 2
bc1 LOUISE NOtAN STREET NE STE600i.AX 3600!14 VANTAGETRUST WASHlNGTON l!.
. OcQQ1 CUSHING ALAN*
SrBEET TUCSON SUPPLEMENTAi. RETlR...MENT TUCS9N BANK.LOAN 361555 SYSTEM US.85701 2
OC001 ACCOUNTlNG SOUTH 1STH fL PERMANENS CAf'fTAt FLOATl_['IG RA, re l<lSNYQRK LOAN PRODUCTS "62910 FUNOLP us-10010 2
DC!lOl Te:AM C!RCt.E INOIANAPOUS PORiFOLIO f:l631>17 Bi.UE CROSS OF CALIFORNIA US.462C4
~
- OC!!lll OPERATIONS TEA/,;
CENTER STE 13JIJ NE.WFLE:ET MUI.Tl SECTOR fNCOME eETi-tESDA
- 53$!15 El"l' US
- .Z!IB14 2:
OC1
/.J.tY K.EJTJ-1 Mti;:;HAgt;SURNSJR@STAiESTREE 1>170029741
' B 173757376*
T.COM
- USO
,0.15 OOOooollOGO
- aoboaoooot>
T46982S7B3S@rLS.LOSPROO.CCM USO
- om 2l:.!81UB3t>li
~!MlWl-!!SY*
1-llJWlB7a:JS@TW.WSPfiOO.l!UM usu
- a.oo.
- ooaooooooil 46ll8287:a3.7
- 1400S2aie3Z@TLS.l.OSPROO.COM USO 0.02
!!725616535
' 4698287565 146982578~8@TLS.LOSPROD.CbM USO 0.00 972S!llS5a5 2l4545S261
. t21'4S45S261@TLS.LOSPROO.COM USO.
0.01 2135534448 film99t4e t\\l:LE[>HENYJECHNOLOGIES-3ll03@STATESTRE.ET,COM' USO 0.00 3126:i0011H 912sooiooE1 I 97269675ll6@TLS.LDSPRoi:i.cm.r uso 0.02' S17422<15S5 912eile7s91 USO 0.01 ao2229.2~a S0231842:4S-BACKOFFICE@Kof'AM.COM USO.
0.02 CMLYLE-2128483983_
e-11~:ioo1.sa
.. Cl758@STATESTREEf.COM.
USO
.0.18 ti7~sai659s 9725ll40021l' l972S840028@tLS. LDSl"ROD,COM-USO 0.00 s49!132300S 61'79460090*
l"IMCO-il3254~Sl'.A T!!S'TRe!T.COl'J USl:l Ml 63061l483llll 4 sga r9a,13;a 14ij95.19ll482@TLS.LDSPROO.C~~ USO 0,00 6174822274 BLOPERATIONS@LOoMlSSAYLES 61747674'17 COM
.. USO
- .0,27.
Bl.OPERATlONS@LOOMISSA \\'LES, 61747il7.t.f7 6174822274 COM
- USO, o.fb SLOPERATIONS@LOOMISSAYLES, t>t747a74'17
£>174022274 COM
!JSO 0,01 S088713125 s.oas1:1aoo1 FiRSTTRUST@PNCGIS.CoM (jg;:)
O.t-1 SETJ\\.El.IENTS@ROGGEGLOSALC.
2078428430 zo1B428431 QM USD i:I.05 DLGAMINVACC'TBANKLOAN@EXCH S1523S5333 6665~946 ANGE.PRINCIPALCOM u
.6.&s 949932305 6173303105-*
PIMCO.IJ2446@STATESTR.EE.T.COM USD.
o.ro oocooocooo
_4'6ro75694ii 140037513945@TLS.LOSPROD.COM USO O.o:<
00000000000 21429'32410 BLUECROSSOFCAL!!'ORNIA@TLS.l DSPROOCO USO 6:14 B607B05lli Ei 4698257828.
146952S7Si!!@TLS.L0Sf?ROO.COM USO o.c13
_.2.917;500.0C 174;55-i:2E 14;ml'l.m 418~923,Q(
li55,886:S~
.:m;470.4Z.
U14:eeeL1
.a rn.245.3c 145,815.66
~87;461l.5i '
'3.577,23iHu.
~12.5oci.ac 179,G5C!.!l5 5\\1,536,91
.$,346.266.2!
.514;1e;>.1a 2nse1:22 _
716;615.61
!174,937.:34 558.817.58
- .544.465. 1.7
- s9B'.974;3E.
2.a45.199:2a 626.562..7! A Page 21 of 24 "2,917,500.QC '
o.oo
-174,551~
o.oo 74JIUl.!ll; U,UU 41.&.923. \\}(
0,00 5Ss.686;B~
0.00 217,470,4~
o.oo.
i.i14.66s:n.
0,00
- itG,245.ac 0.00 145,a75.oc 0,00
'481,",\\68.6]
0.011
. :3..S77,2SS,7C 0.00.
sn;s1ici.ac 0,0\\l
-rni;oso.s:
- il',00 59.536,511
~.oo 5.346.zaa.ze
- 0.00 st4.1~.1~
0,00 27~.001,22.
o.oo 718~8.tS.6-1 0.00 1174.mri'.:i.4 a.no 8Sa.817:&:
a.cc
!544A65.17.
0.00
- !98.974.:Je O.QO i,845, 199.2
- 0,0(l 628.562.7*
ii.no.
2,s11;soo.oc
- -;7.tss'l.2~
'/4,llli/J>\\I.
41S.923JJe sss,lias.!l2
.l'.17,470.4'2 1.1i4;oo5.:7e 3 l6,24fi3C,
145.875.0C
.!\\17.455.67'
. :3.!i77,239.7C
!172.soo.oc 179,0SO:s!
ss,e.as.91 5,J46,2S6,21i s14.1s:;.1e.
'273.561.~:
.718.815.61
!17o\\.9'J7.34 658.817.~
sM,4SS.11 398,974.3
-2;S4s,19s,2e 628,562:7~
0,01.JB~EL!Ni: LOW DURATION 150ND i\\VENl.j'ESUITE 1800 l,.0$NlGEl:.ES 367363 FUND US-90071 2
.001 STEPHANIE BAZA
&176036415' POMf\\'1.lNGlEO f'SN$EON 'fRL!ST FUND. rnves\\or AddrGSS: 1170 PARKAVE:f:;UI:'
Fl.OATENO' RATE INCOMS OF N~YO~K 30:26345616 361354 JPMORGAN CHASE SANK'N A
- Us-10011 i
Oct!O:i'J Ll.lKE JENNlNGS
- ORlVEWEST CHi OPERATING !flVE$TMENT ENGLEWQOri PORT!'OUO
- fill4lJU.*
AAOGRAI.! L P uS-sll112
- l
. Ut.:1' OPERA llUml fi::AM IJULJU(JIJIJUllU fnlleslcr Addre:is: 1 KAISER Pl.Ab,.
oAKWlo 36'75i7 KAISCR.PERMANEITTE GROUP TRUST US-94612.
j!
oc TOM~OVIC li300s4a389' 411.'52!>
367614 l/l/ELLMARK INC DESf,!Olf:iES 2
MAlTHi;:w 972sa165J5 US*50309 Ot;DOl STAFFORD tn~5tor l'\\dd~s: 1 KAISER' PLAZA OAKLAND.
369375..
KA!st;R FOUNDATION HOSPITALS uS.s.ie12 2
.* occoi.
TOM JOVJC il300848SB9 NATIONAL UNION ARE INSURANCE
,18TH,FLOOR NE1/'~YORl'I i"
636684a3a9 359376 COMPANY O!' l'ITTSSURGl-I PA IJS-10038
. otdoi TOMJOVIC lr\\ve1tkir'Addr~;.1!IOS4MMER STRl;El BOSTON 389379 LEXINGTON 'rNSUP.ANC'E coi.iPANY.
US-02110
- 2.
OCOCl7 "fOMJo\\lrc 6300ll4B:lil9 MIERICA'! GENERAL Lif'E. INSliRANCE.
lllW1!fgf Addres.s: PO BO~ 4Bea:
HOUSTON 369380 COMPAN'f US-77210
- 2.
oCt.101 TOMJOVIC 6300848369 18Tt>FLOQR Mll:!{l<,:A~ HUM!; A.$l;;UHANi.:!;
N!i;WYt.,IKK TOM;JOVlC 3593112 COMPNIY US,-1003<3 2
OCOl)l 6306841!359
~f\\'1NQOST445 UNIT'EDHE,tl.l. THCARE INSURAf:!.¢E MINNETONKA 369911.
COMPANY US-SS34i'l 2
OC!li..
UHIC..
oooooocooo ROAD
'rrocKv!LLE BANK SOU[H WlNDSOR "6c:i 3'1'0121 l.lS-06074 2
SARAilr~
oolrnf:iasa fl90!l.
LOEE> Mi~ ALTERNATIVE.STRATEGIES NEW YORK 3'i'01:!.4 FUNO lJS-iOOOO 2
- OCJ>1 JOf<USSO 2.l24a310S2 CENTER C~NTURY cm Si:ASON.S SERIES TRUST DI llERSIF1ED LOS AflGELES 370183 FIXED INCOME PORTFOLIO US-90067 2
OC1 CHRJ S llASSI 972581iu57' lnvcstcr Address: 80 ARKAY ORIVE HAUPP,.\\UGE.
';$71335 DUNHAM FLOATING RATE BOND FUND US-11788 2
OC1.
AMY KEITH 6607605615 rnvestor AddresS:* 1 oo 'SN MAR.Kj:T RE~ENCE BLUECROSS Bl.UESH!ELO PORTl.:AN!l E!ANKLOAN
- 72195 Ol'.08EGON
,US-97201 2
0011 ACCOUNTING
!!499323005 COTTONWOOD PAR'i<mAY REGENCE BLUECROSS BlU(:SHlELD SA,L T LAKE CITY BANK LOAN 3722()2 OFUTAff US-84121 2
OCDD1 ACCOUNTING
!!499323005 rn~estar Address: 1il0D NINTH AVE
.REGENCE BLlJESHIELO SEATTLE aANKLONl 372207' lis.9a101 2
OCi AtcollNTtNG g.!99523005 rnvestQr Address: 1602 21ST AVE LEWISTOfj BANKLOAfl
- imua ru:::GENCE BllJESHIELD OF IDAHO US-83501 2
ocno1 ACcmJNTJNG B4993230IT5 STE204 N~AA~
372701 GALLATIN CLO V12013 2 LL.C US-1!1711 2
OC1
.ANTHONY STARK
- 212!i019l6tl
.DRIVE.
SENTRY INSURANCE A MUTUAL STE\\ll;NS FOtm 315472 COMPANY US-54451 OC1 TOMJOVIC 5300641!38;)
SAN FRANCISCO CITY AND COUNTY AVENUE, SUITE 3(l!](]
SAN FRANCISCO SAN FfWJGlSCO ClJY 3'11:![)9 EMPLOYEES RETIREMENT SYSTEM US-94102 2
001 AND COUNTRY EMPL 000000000 0 PORTFOLIOS INC ff PRUDENTIAL THRSE Sl-lOl'lTOURA110N MUL Tf SECiOR iOO MULBERRY STREET JOSEPH 384322 SONOFIJNO NEiNARK 2
OC01 LEMANOW1CZ 9738()26$.16 lnVestdr Address~ 290 V/OODCUFf DR MANN!NG ANO NAPIER FUND lNG HIGH FAIRPORT 384983 VIELO SOND SERIES US-14450 2
oc2.1 AGENT NOTICES O!lCOOallOIJO a6&4r:;sa!l21.
OOUBlEUNE LOW.DURATION@(JS
- raANKCOM USO 0.21
- 3 02aJ.foaes, MNK*lOAflS@JPMORGAN.CO~l USO a.in CATHOUCHEA!. THINIT1AT1VES@Ti:
. \\!.1!11$4!l!l!!!>U*
S.i:.iJSPROU.COl.i
' usu
.u.us
~1443135711 12144313G70@Tl.S.LoSFROO,C<>>.I. USO "0.02
~143009775
'1214'300977El@TLS.LPSPROO.CO.'-' iJSo o,cs
. 2l44Jl357t.
. 12t4431J671@TLS.LDSPRCO.COM USO 0.02
~69331Mti1 1469331aooi@Tls,l;D$i>Roo.co~.t USO 0.00 46!1331lia61 1469331soil1@nS.LOSPROO.COM USO 0.00 4693316ose 14693318000@Tl.S.LoSl'ROO.COM USO
.0.02 4.593311'!055 14693318056@TLS.LOS?ROO.COM USO 0.00
~ 600192'!!il. "
. 146001!1267l@iLS.LOSl'ROO.COM! USO 0.02 COMMERqlALLOANSERVlCING@R 660291:1691' OCKVIL!.ESANKCOM USO a.so
[125742003 LOEBOPERATIONs@LOESKING.CO M
USO Mo 46961921132 146W19293Z@TLS.LOSPROO,COl.t USO 0.!11 2146461859 1.2.t4s4618S9@TLS.LOSPROO.COMi USO
- .0.114 8174&14757 PIMC0.ll3C4i@STATIE.STREET.COM USO 0.00 G17'1!114m PIMC0-0304S@ST ATESTREET.COM USO o.oo 61745147~
i:>IMC0-03cM@Sr ATESiREET,COM USO 0.01 St74fit4BOO PIMC0.03Cl43@ST ATESTREET.COM USO 0.00 i 1431i6~Cf94 12143069094@TLS.LDSFROO.COM USO
,Q,07 469511!3531 146951&3631@rLS.LDSPROO.COM USO MS
- l69513!lli7'.il 14005l:le07~@ns.LOOPROO.COM USO 0,06 JOSEPH.lEMA.1-!0WICZ@PRUDENTI 973367<104 7
.... L.COM USO O.D:l MFOPERATICNS@MANN1NG'-
oaeoailooou NAPIER.COM:
USO b.15.
- 4. iw;aw.;r..
144.346.73 1,5 lll,l!43llll
~(l.47&.9:1
'977.Sa6.9Z
.380.'458.2f. --
40,610if 2a.:io2.4E 320.1sz.z; 94,552::1!1
.l74.~.'1 *"
- .ii,149.S73A3 0.0.1
.2M,3A6,72 325.295,96 es.1s9,1;;
32,57G.SE.
121,oo().3C
.rn.547.74 1.~si;.1so.oc 60i',73ff.90 1, 14i!;l!46<<8i.
4$9,924.43 2.!!29.45925 A Page 22 of 24 4,125,:mi.s; o.oo 244.346".7'i Q,Q(I l,orn,!l.;:rni.:
- ll.UlJ
- xJOA ~5.\\11
- C,00
(:Jn.sas.l};:
0.00 380,468.2f 0.00 40,1§10.2 Q,Q(I
'20,202.4>
0.00 320~*16:2.Z:.
o.oo
'94,:562.!!1 0.00
..:i74.00S:4e C:OO 9,1.:9,373:4~
il.ao CHli O.Oll 2.14.a.m, 7:;
n,ao.
o25.29-0.9 0.00
- 65.159.1~
0,00 "J2.~79.5e o.ao 121.000.Sc o.oo 19.547.1*
a,oo 1A5S.750.0c a.mi 607.735.0C o.oo.
1, 142.z.l!i.Si o.o!l' 469,9Z4.4' O.oo 2.929'.4sli2i a.ml 4,125,326~
l!A4,34S~7, l,!!1 Y.l!4~fic 3eOAiS.91 sn.3ss:s~
SS0,46e.ZE 40.610.2e
'20,302.4:9
.a20.16~
94.562.81
'314,03B.4e 9;749.373:.A~
0))1 2*14,3~!3:7::
825;296:9 65.159..l:l 32.579.513 t.27,060.3(
19;547.74 1.455.700.0C M7,7.38.9C 1,142,346.llE
- 4.69.924.4~
2.929,459.:1.G
- ?TfiEE:T FIRs'l".ENERG'r'.SYSTEM MASTER Al<RCN.
PORTFOUO
?e6S43
. RETIREMENTTRUST US,44308*,
2 OC01 OPERATIONS 0000000000
~
AVENUE'19TH l'LOO~
JF.IN ci:.6201SLfo (FKA)JFIN f'ui-io iv NEW.YORK '
MICHAEL BuRNS silab91.
2014'LI.c*
uS:-ioo22
- 2 OC01 5li'0029741 FlNANClAL CENTER BtACKsTONE GSO SENIOR LOAN*
.1 LINCOLN STREET 3llH2llll POi<ii=.ouo imSltlN 2
OC01 Mtt:Hll.fL t:AfillllA ll1 IB!l:!Yl-31 ST;SUITE 1500 POITTFolJO AON HEWITT GROUP TRUST HIGH C!-llCAGO..
3il94rn VlEtO PLUS BOND FUND os;sooo1 OC01 OPERATIONS TEAM oOOOQOOOOO.
DRJVEWEST PORTFOLIO Pl\\TfiOUO HEAL Tl-! INITIATIVES E.NGLEW900 390010 MASTER TRUST US.&0112 2
OC1 OPERATIOWl TEAM 21355344411 HASTlNGS M\\fl'UAL INSUAA~Cl'i f\\\\IE HASTINGS 39ci074 COMPANY -
.- Us-4905810!!.i.
2
.,OC01 HASTINGS MUTUAL 00000000000 MULTlPL_E COLLECTl\\IE INV-cSThlENT STREET FUNos TRLiSTJI MULTI SECTOR SoSTON
- 922ai CREDIT PORTFOLIO Us.022116 2
oco1 CHRlSBASsl 9t25Bi6257 PlMCD FUNDS PRIVATE ACCOUNT
'PdRTFotiO.SERll:S LOl*Kl'OURATiON
~ENTER PRIVE' SUITE 100' BANK LOAN 393328 CORPORAT1" BONO PORTFOl.1 b NEWFORTSEACH 2
"OC01 ACCOUNTiNB 9'1!l!l:i2J005 BAYER CORPORATION DEFINED ln~cr Adllress: 100 Bl'.Y:RRQ PITTSBUR~H BANKLO.ill>l 393466 BENEFIT MASTERl'RUST US.15:!05 2
OC01 ACCOUNTING 9499JZaOOS PAAKWAY410
'JH!; V~lfjl;iLE;AflNUllY lll-c Hl,lU:OlUN 397134 JNSURAfJCE COMPANY US-71019 OC01
'iOMilOVlC
(;30084638 9 STREET MILWAUl{EE
- 95799 MM HIMCO SHORT OURA l'.lON
- FUND US-53233.
2 dco1 AGENT NOTICES.. OOCOOOOoliG DTE ENERG_Y COMP' AN'( AFFILll\\TES 1nv~tQr,Aqdress;.ONE Ef"ERGY P.LAZA EMPLOYEE BE,NEflT PLANS MASTER DETROlT AGENT No Tl CES
- 39s1so TRUST US.4S226' 2
OC01
!:14993iJ005 PA,lilKWAY MOUNTAIN Vlr::#
39!!525 G'OOG!t.E:INc US-94043 2
- CCOf AG!ONT NOTIC!e:S 6116!i29252 investor Addfl!S$l 7'1,! HIGH si:REET PGIT ULTRA SHORT ENHANCED '(ll:lD DESMOIN!!S 4D15B6 FUND US.511392 2
0C01 AGENT NOTICES 5152475245 LlCJHT WO cL... RENtl6Ns STREET fl 4 i 4oi32a SANKATV SENIOR LOAN FUND SRf LP BOsTON 2
- oc111 RENEE MERTZ 412234&26{!
STREET'*
405480 VJRTUS SiRATEGfC INCOME FUtlO GREENFIELO US.V1301 2
OC01 P.l,!Y KEITH aso7eoss1s STREET 9';NTURYUNX INC DEFINED BENEFIT S41TE3SOO B'ANKLOAN 407039 MASTER TRUST DENVER OCC01 ACCOUNTING 94993230051 QOMMERCE ANO INP.USTRY 18THFLOOR Ni;JNYORK
{07080 INSi.JRANCE COMPANY US-10038 2
oc-01 TOMJOViC 630684SS69.
PAfl'Jf;V'/AY THliHJNITED STATES UFE INSURANCE HOUSTON
'411046 COMPANY IN THE CITY OF NEW YORI<
US-tro19 a
OCIJ1 TOMJO\\IJC 6300848389 STREET FIRSTENERGV'SYS1'EM'MAS'l'rn AKRON BANXLOAN 412156 RETIREMENT TRUST
'us.M:iila
- OCriCl1 ACCOUNTING g499Jzj()os STREET RUSH UNl\\lcRSITYMEOICAL CENTER sUITE200 8,6.Nl<;_lOAN 412217 MASTER RETIREMENT TRUST ClilCAGO 2
OC001 ACCOUNTtNG 9499323005 75 FORT STREET' GEO~GEToWN
.4127$2 EtM*CL020141 LTD K1*KY 111(18 2
OC01 AGENT NOTICES 0000000000
'Rro TINro AMERICA MASTER PAAKWAY SOUTH JORDAN.
l:lANKlOAN 412692 RETIREMENT TRUST us.a.:bGS
- ?
'OCOOl ACCOUNTING
!l49S323ilo5 SWTH MiCHCLiN NORTH AMERICA INC
.G:REE!*MLLE ElANKLOAN
~'i3S35 MASTEf{ RETIREMi=NTTRUST lJS-29515'
- i OC01 ACCOtJNil~JG' 9499323005 46!13319255 14003319255@TLS.LOPROO, COM usu o.o~
- 61'73600s2j, jEFFERl!'S~: _
OS23@STATl:STREET,COM USO
- o:fa
~ -...
r:>r1.:mio.rnru Ul:lU
.u.!lrJ.
4SB6rie4300 14E$6004300@TI.S.LOS~OO.COM USO 0 Qzj 469Si!l592i 1;i6991!l5927~'rLS.LOSfiROO.CCMi USO om HASTtNGS,MlliUALlNSURANCE@
' 1>600.104789 '
. USMNK'.COM USO 0;01
' 4 698049600 i469864siiOO@TLS.lOSPROO:COM USO 0Jl2 1Hf330C&24
' PIMCO.PPAS@STATESTREET.COM IJSO
. o.57.
511:3:ioaan
- l?IMC0-07002@STATESTREET.COJ\\I USO
-O.(l;).
~.6.9.3311300!1' 1469331o058@TLS,LOSPROO.COM IJSO, a.no 2149835Bll5*
UM8FS-FATEAMJENNl@UM8.COM USO O.Gi 6173303727 PIMCcNl2953@STATESTREET.COM USO 0.02 M18S81S'i3 12a1S!.>81513@iLS.LflSPROb.COM USO
-.;(i:f2 Dl:.GAMINVACCTE!A~LOAN@EXCH n29925400*
A.NGE,PRINClf'l'\\L,COM USO 0,lll il171Ga323:>
18177663233@TLS.LOSFROO.COM USO
.0.06 a\\73453785:
, a t73:4537as@rLS.LOSPROD.coM USO orij El l73:i0Jll01>
PJMC0--06I,13-§ST ATESTREET,COM USO o.tl2.
21~68SS*
1 i14307S885@lTLS1DSPROD.COi.l USO O.C-0 4693316057.
1469331!l057@iLS.LDSPROOi:C!M USO a.oil 6173303676 PIMCO-il1S24@STATESTREET.COl'.I USO
.-O.Dl Gl7S30_38li' f'IMCo.-0627.l@ST ATESiREET.CQl<,\\ USO O.tll
' ass592t 688 ELM.CL020!4@USBANKCOl.I USO 0.11 6'1793702.47 PIMC6-078S9@STATESTREET,COM USO 0.01 5173303!114 PIMCO-D62,06@Sl'.AT£STREET,COM USO b.ol 1, 709,665.87 '
- 2.il3l.5so.a1..
b;Yl4AlVl<I u6s:2sa. 7'l
- 1,424;53i.5S
- ' 2ll4;!¥.l6.9l -
- 313,986.3(
,tl.167.ill:!JJ!
167,669.9.:: '
58.017~45'
.104;402.9<:...
.;ioa.24s;iS 2.:reo. wa.3s 151,85305
".1,082;799:3'!
i 19,3a6.1G 312.52S.8d.
60.540-4~
'J'f.ll)D.52 150,~7~.J~
- 294; 155-.ii
- 2. t10.-1115.'2l t184,&n.a2 2Jt.4;:i.Us A Page 23 of 24 i..7Qa:.665. S7 o.oo 2,631,5s6:al (l.Q(I 5,!l /!1.4 H.44 O,UU tli00:2a3.74 Cl.00 i.42.\\;,532.~
0.00
' 294,69tl.9 0.00' 313s1as:3*
0.00 11.161,ilta!l< ' --
o.oo 167.aoil-.9 0,00
_Aa,011.~e O.M l
1-04.;462;9' 0.00 409,245.31:
o.oo 2,~B0:798;~
o.oo lSt,~S;J. rn; Q,00 t,OB2.799.3'1 0.00 i19,38S.1S 0.0(1
'312.525.8~
0,Q(J iio.540.44 QOO
- a7,a10.o<
a.no i50.a1s.14 a.w 294.1.55.64 Q,Q(j' 2,1HJ.B15.24 O;OQ.
184,672.8:1
.(J,Oll 231;43*4'16
.a.oo 1,708, 665.!17 2.S31.SSO.B1
~.!Jl4.41Vl~
.t.S00.283. 74 1.424.-532.5~
- 294.600.91 3.13see.3c
,11J 5(,913.si '
161JJos.S~
45,017.45
- 104AS2.92
- 409,245.~~
- !,2BO,'i'9S.3~
16l,BS3,11"
'f.o~.100.~
119.386.ts 312.525.84 60.540.44
.:iw1u.52
- 1 so.s1s.14 294,IS5.64
-:?;110,615.24 184,672.82 2:iL434.iS
FINANCIAL CENTER 3200PLAzAS 41°381!4 s\\JN,*.!.IERICA FLEXIBLE CREDITFUNO JERSEY CITY 2
. OC01 Al.!YkEITl-l 86071i053Hi 2.143D7E82l*
STREET JOHN HANCOCK PENSlON PLAN USTAXZa BANI< LONI 617946o096 414653 80STON 2
0Co1 ACCOUNTING 9499323005 0633 FO 60.X 4418 ATL:ANTA 41b4!l1 8flK1NG CREEK TAAUlNt; Lll.!
US-:ill".lO:'L UC01 JUHN IAVLUR.
!U:.!!>l!ll>l~ll
~ll!Af1!:>:l\\i2!l.
ln~eslcr Address; 6621 FANNIN STREET TEXAS CHILDRENS HOSPITAL HOUSTON 418S69 l'OU~iDATION US*770JO 2
OC02 AGENT NOTICES 9499323005 i; 17369~;;m1 ROAD CoN 'NAY RETIREMENTM.A.STER TRU.ST
.SUITE 100 6,l\\/o!KL9AN 949'3323005 419222.
ANN ARBOR 2
OC01 ACCOUNTING 6173303673 WAY 42045-3 FIRST AMERICAN Tt.TlE INSUSV-.NCE
~A,NTAANA COMPANY US.92707 2 -
OC01 AGENT NOTICES.*
9499S23005
. 6l7421034il NEW YORK STATE i::OMlfoN lnvestarMdrei;s: 110 STAIE STREET 42l~lll AlBANY RETiR~ENT FUND.
us-12234 2
OC01 AGENT NOTICES -
0000000000 OoCOOOOOOO*
J'>lVD CONSUMER PROGRAM 11THFlOOR BANK LOAN 42.1242.-
ADMINISTRAToRS INC CHICAGO
- 2.
CC01 DP8:vlTI!ONS 2, :2!l 10635-8
. 0000000000 DRIVENORTI+
LIVONIA 423616 INVESCO SSL FUND LLC US-48152 2
OC01 TOM 0
JOVIC 6306648389 46%133100 lmiestor Ad<Jress: 6524.FANNIN
!;;J 1..Ul<~Ht:ALll'l!;;Y!;;IEM HUUlHUN
!:IAl'lKLUAN 425552 RETIREMENT PLAN US-TIOJO 2
OC01 ACCOUNTING 94gg32J00s 5173303654 HOUSE
~OUTHCHURCHSTREET 426561 DR.YDEN 38 SENIOR LOAN FUND
.GEORGE TOWN 2
. OC01 BRAIN SCHOU:
OOCOOOC-000 84456$0i!H.
'/'IELFARE BENEflTS Pl.AN FOR DRIVE COLLE9TJVEl Y BARGAlNED CHARLOTT BANI< LOAN 426902 El.IF'LOYEES US-28262 2
OC01 ACCOUNTING Me9323oos 61rn00702*
NORTHWESTERN MU.TUAL SERIES
'(l/1ScONSIN AVE FUNO INC MUL TT SECTOR BOND MILWAUKEE BANKLOM-1 421790 POt<Tl'OUO US-53iD2 2
ocno1 ACCOUNTll'J(;
949!1323005 6179880722 ALTERNATIVES FUND (FKA}
WAY
'of>PE~IHEIMER OUEST FOR VALUE CENTENNIAL
- 128473 FUNDS FOR THE ACCOUNT OF US-80112 2
OC:Ol AGENT NOTICES 0000000000
~ 693287827*
Investor Addras~' 4 EASTON OVAL COLUMBUS 428660 SAFE.A.UTO INSURANCE COMPANY US-432196010 2
6C1l1 AGENT NOTICES 0000000000 8444203339 STREET HEWLETT PACKARD COMPANY PAt.OALTO 428780 MASTER TRUST US-943!14 2
OC01 A.GENT NoTiCE.s 9499322005 5173303863*
lnYestor Al!dress: 101 ASH STREET SEMPRA ENERGY DEFINED BENEFIT S,t\\NOIEGQ 428950 MASTI;R TRUST US-92101 2
OC01 AGENT NOTICES 9499n3oos e 11s.;soc9a UNCONSTRAINEO BOND SERIES (Fi<A) l11'i'esta1Address:290 WOODCLIFF.DR MANNING AND NAPIER FUND 1NC CORE FAIRPORT 430483 Pl.US BOIJD SERJES IJS-14450
- i ocoa TRADE PROCESSING 5853252215 oocoooooooo Fl 28 LOS ANGELES DIONNE AUBREY 431265 OAKTREE ElF II SERIES 92 LTO US-90071 2
DC01 MCGHEE 2138306:;()6 OODOOOGOOO SUITE1400 STATE OF HAWAII EM!>LOYEES.
HONOLUW BANK LOAN 432049 RETIR~IENT~YSTEM
- US*001l1::J2980.
- 2.
OCOi AC.COUNTING 9499323005 6174210453 SUITE1.tHO VIRTUS NE'NFLEET MUl Tl SECTOR.
NEWVORK M1148 UNCONSTRAINED BOND ETF US-10036 2
QC01 AGENT i'JOTJCES.
860i605315 9725JS.l045*
P;IRKWAY WAREHOUSE FUNDING AVERY !"O!NT COLUMBUS WAREHOUSEfUrJOlt!
4'12734 VII CLOLLC 43240 2
OC01 G
oocoooaooo 5443{]04523 20a Demos tic 12143075821@00CS.lDSPROD.CO M
USO o.ro PIMC0'0782.0@STA TESTREET,COM USO 0.01 141JYtllbW'2t!@TL!;.L0$PRUU.l.!Ul.F usu
.(].J.Jb PIMC0.D17JO@STATESTREET.COM USO "0.02.
P IMCO-il1B72@ST ATE STREET,COM USO 0.02
. PIMC0.0304S@S'rATESTREET.COM USO
- - o.ro 197280Si613@TLS:t0sPROO.COl..t USO 0.03 BLK-PRJVA TENFO@BLACKRCCK.COM USO 1101
- 14G951SJ796@Tl.S.LDSFROO.COM USO
- 0.00
_ F'IMCO-Oi459@.STATESTREEr.CCl'..I USO
.0.01
. DRYDEMl8@USBANKcoM*
USO l}.1:;
PIMC6--0i3i!O@STATESTREET,COM USO
- 0.02.
PIMC0-06232.~STA 1'E.SiREOl.COM USO O.o.I 146962BlS:l.7@TLS.LDSPROO.COM USO 0,00 SAFE.AuT0.1NSURAACEC6@USsA
- NK.COM USO
.0.01 PIMC0.:06935@ST ATESTREET.COM USO 0.04 PIMC0--07697@STATESTREET,COM !JSP o.ao TRADEPROCESStNG@MANNlNG-N~IERCOM USO 0:45 OCM-NEWACCT@OAKTREEECAP!TALG OM VSD 0.18
- PIMC0.100i3@STATESTREET.C~1 USO
.0.01 19725354045@T.LS. tOSPROO.COM USO, O.G:l AVERY.POINT.Vll@USBANK.COM USO
- 0,13 Total 100.00 64B:333;3:l 192, o24:6li Y\\l:!,:J.'lU.!:1-1
-444,2.89:3.l
.l!46; 265.22 494.9iO~!loi.
1173.269.-2~
- 2!11. 750.ot 1;21s,i>1-1:7E 1)1.1):;6.~5'
.2~9f-4.6S.t72.
..j45.482..sa B6G,5~03 547,B51.99
'246.086.7~
731),314.3:2 87,86SA1 8.1l33,ES0-42
- 3.n12.ci20.sa 132.101HC 537, 237.80 2.467,212.2~
1 ;9_66,394,99~.85 A Page 24 of 24 6-iS.333.~
o.oo
- 92,02<1.&e 0.00
!J!l:!,:l'l!W4 u.uu
- 1.269.34 0,00 346,205,22 0.00
.194,910.!J.<:
0.00 s73,i69.2' 0.00 Wt7_50.[)(
0.00 1.275.0.14.7E c.oo 117,033.~~
0.00 2.984,654.7~
0.00 445,482.ii!
O.Oll illl6,!i:l6.0C
- 0.0(]
Sol7;!J51.~
0,(1(]
2~3.086,7~
0.00
.739,314.'3:
0,00 87.8&5.41 0.Q(i 6,933.660.~
o.oo 3,512,025.6f.
a.nil 132.1os.1c a.co 537.237:8*
0.00
'2.487;212.2E..
.QQO, DcrnMtle 1.9S6,3\\;4,999,8S 0.00
!i48,333:~
t92.C24.ile Y9:!.3M:iJJ~
444:269.34
.346.265:2<
49:.\\,910.94 673.269.2~
29t75.0.0C.
1.i7S.tl14.7S 117.036.4E
. 2;984,654.7~
- 445.4S2.So 856,536.0~
5*17,951,9!
2~8.ilSo. 7<
7:39.31<!.3'.<
87.865.41 8,933.60,4,
- ,s1i.026.&
132.106.7C 537237.8' 2,4B7,212,2E 511 ;54_0,475.7~
- 1,966,394,999:.85
fr~anche Ref No: 031BTPR13.1610003 frranche Name : NRG ENERGY RC SENIOR INVESTOR#
Investor Name MNEMONIC Fund Manager MEI Code DTCC CODE GFCID DNB BANK ASA (FKA DNB NOR BANK 059089 ASA)
DNBASAUSD DNB NOR BANK ASA N01L 177325 THE ROYAL BANK OF SCOTLAND RBS GREENWICH 061337 GROUP PLC RBSUSD CAPITAL GB1L211398 GB1L211398 1001648132 SUMITOMO MITSUI BANKING SUMITOMO MITSUI 095191 CORPORATION 095191USD BANKING JP1L113879 THE BANK OF TOKYO MITSUBISHI UFJ BANK OF TOKYO 057609 LTD ACSBTM MITSUBISHI JP1L164542 JP1L164542 DEUTSCHE BANK AG NEW YORK 057628 BRANCH MD BAG Deutsche Bank Ag DE1L156826 DE1L 156826 BANK OF AMERICA, 057658 BANK OF AMERICA NA 057658USD N.A.
US1L009318 US1L009318 BARCLAYS BANK PLC( NEW YORK 057661 BRANCH)
VBBB BARCLAYS BANK PLC GB1L182938 GB1L182938 1008116136 057666 NATIXIS NEW YORK BRANCH ACSNBP Natixis FR1L 181185 FR1L181185 057680 BNP PARIBAS (BNP PARIBAS)
VUEBNP BNP PARIBAS FR1L377510 FR1L377510 CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK(F/K/A 057697 CAL YON)(CAL YON)
CAL YON CREDIT AGRICOLE FROM0001K2 FROM0001K2 1000086424 ROYAL BANK OF 057732 ROYAL BANK OF CANADA CAPRB CANADA CA1L116960 CA1L116960 1000573112 SUMITOMO MITSUI BANKING CORP.
SUMITOMO MITSUI 057738 (FKA THE SUMITOMO BANK)
PSUMIT BANKING JP1L113879 MUFG UNION BANK NA (FKA UNION UNION BANK OF 057746 BANK NA)
AESUBC CALIFORNIA US1L329203 US1L329203 1001359416 JPMORGAN CHASE BANK NA (JPM JPMORGAN CHASE 057887 CHASE)
CJPMOGR BANK, N.A.
US1L019291 US1L019291 MORGAN STANLEY BANK, N.A.
MORGAN STANLEY 058244 (MORGAN STANLEY)
ACS MS SENIOR US1L094930 US1L094930 MORGAN STANLEY SENIOR FUNDING MORGAN STANLEY 058347 INC MSSF SENIOR US1L022337 US1L022337 1002310879 KEYBANK NATIONAL ASSOCIATION 058415 (KEYBANK NATL ASSOCIATION)
EMKBN KEYBANK US1L035115 US1L035115 1000518979 058782 ING CAPITAL LLC ARMING ING Capital LLC US1L102188 1005384709 CJTIGROUP GLOBAL 060086 CITIBANK, N.A. - ORIGINATIONS STPCUSD-18 MARKETS US1L027740 DUOOOCITl3 INVESTOR DETAILS OCCONTACT ENTITY NAME Investor Address: DRONNING EUFEMIAS GATE 30 OSLO N0-0191 1
OC0143AGY ALBERTO CACEDA I"'.""""'"",.._..._.,.,..,.,.,"+£.::ii. -.,.,...,,u.........._._....,,,,,,_
EDINBURGH SCOTLAND GB-1 OC131 LISA SHULSEN
............. -......................._,....,.... 1""',...,..................... """.....
DUBLIN IRELAND IE-1 OC01 KRISTEN LEE Foreign 3
1111v<;;>;;io~v1 ri,yu1i;;;;;io;;io, l&..o.J r\\YL....._,,
Inc.
10TH FL NEW YORK JP-10020 2
OC0101AGY JAIME VELEZ Investor Address: 60 WALL STREET NEW YORK US-10005 2
OC0101AGY PARAMJIT SIHRA Investor Address: 150 N COLLEGE STREET NC1 028 17 06 CHARLOTTE FAIR VALUE US-28255 2
OC9000AGY4 SERVICING TEAM I'"'*--*- *--*---* - *-**-***--
11TH FLOOR NEW YORK GB-10265 2
OC1254 DERMOT KEENAN 1111vv;;io~v1 ""1.1u1o;;;;;io;;io. I"""'
""'v-. __ ur inc:.....,.,,._,.,,,...,,......,
34TH FLOOR NEW YORK, NY FR-10020 2
OC005 ROSLYN ADAMS Investor Address: 787 SEVENTH AVENUE, 32ND FL NEW YORK, NEW YORK 10019 FR-2 OC1201A PATRIZIA RIZZO Investor Address: 1301 AVENUE OF THE AMERICAS NEW YORK FR-10019 2
OC012 GENER DAVID Investor Address: ONE LIBERTY PLAZA NEW YORK LOANS CA-10006 2
OC0250AGY ADMINISTRATION
-~
..............,........, 01n TAX DEPARTMENT NEW YORK JP-10172 2
OC12345 CLAIRE KOWALSKI
- --*,....... "'tUV CALIFORNIA STREET SAN FRANCISCO COMMERCIAL LOANS US-94104 2
OC0258AGY OPERATIONS Investor Address: 270 PARK AVENUE NEWYORK,NY US-10017 2
OC005 ASHA NANJAPPA
- --*-* *--*---* -**- u 1ru
....,,_1 llC.C"\\
201 SOUTH MAIN STREET, 5TH FLOOR SALT LAKE CITY, UT US-84111 2
OC101 MORGAN STANLEY DEPARTMENT 1633 BROADWAY,25 TH FLOOR NEW YORK 2
OC015 MORGAN STANLEY Investor Address: 127 PUBLIC SQUARE CLEVELAND US-44114 2
OC61013 LASHAWN DALTON Investor Address: 1325 AVENUE OF AMERICAS NEW YORK, US-10019 2
OC002 FRENKLIN CHRISTIAN 30TH FLOOR NEW YORK, NY 10043 US-10043 2
OC6900AGY ANNEMARIE PAVCO ENTITY PHONE # ENTITY FAX# ENTITY EMAIL CCY 8322145807 8322145839 ALBERTO.CACEDA@DNB.NO USO GBMUSOCLENDINGOPERA TIONS@R 8013126187 2038735019 BS.COM USO KRISTENMYUNGHEE_LEE@SMBCGR 2122244314 2122245197 CUP.COM USO 2014138586 2015212304 JVELEZ@US.MUFG.JP USO 9042712411 7323803359 PARAMJIT.SIHRA@DB.COM USO FAIR_ VALUE_OPTION_SERVICING_T 9803864605 7046023632 EAM@BANKOFAMERICA.COM USO 3059824464 2015108101 DERMOT.KEENAN@BARCLAYS.COM USO 2128725177 2017616934 ROSL YN.ADAMS@US.NATIXIS.COM USO NYK_LS_LOAN_BOOK@US.BNPPARI 5142856042 2016167918 BAS.COM USO 7325907751 9178495543 GENER.DAVID@CA-CIB.COM USO 2124286322 2124282372 USO CLAIRE_KOWALSKl@SMBCGROUP.C 2017618701 2122244397 OM USO 3237246198 8004469951 CLO SYND@UNIONBANK.COM USO 8066760775 2012443885 NA_CPG@JPMORGAN.COM USD MSLOANSERVICING@MORGANSTAN 4436274355 7182332140 LEY.COM USD MSLOANSERVICING@MORGANSTAN 4436274355 7182332140 LEY.COM USD 2168134819 2163706114 LASHAWN DAL TON@KEYBANK.COM USD DL-NYCLOANADMINISTRATION@AMERI 6464248244 6464248251 GAS.ING.COM USD 3028946010 3028946120 AGENTNOTICE@CITl.COM USO TOTAL LOAN ASSET RATIO TOTAL COMMITMENT OUTSTANDING 3.98 100,000,000.00 0.00 4.78 120,000,000.00 0.00 3.98 100,000,000.00 0.00 2.35 59,000,000.00 0.00 6.73 169,000,000.00 0.00 6.73 169,000,000.00 0.00 6.73 169,000,000.00 0.00 3.98 100,000,000.00 0.00 3.98 100,000,000.00 0.00 6.73 169,000,000.00 0.00 4.98 125,000,000.00 0.00 1.00 25,000,000.00 0.00 2.99 75,000,000.00 0.00 5.97 150,000,000.00 0.00 4.98 125,000,000.00 0.00 0.76 19,000,000.00 0.00 1.39 35,000,000.00 0.00 3.98 100,000,000.00 0.00 6.73 169,000,000.00 0.00 8 Page 1 of 2 TOTAL LC OUTSTANDING TOTAL OUTSTANDING 44,052,653.26 44,052,653.26 52,863, 183.91 52,863, 183.91 44,052,653.26 44,052,653.26 Foreign 140,968,490.42 25, 991,065.42 25,991,065.42 74,448,984.00 74,448,984.00 74,448,984.00 74,448,984.00 74,448,984.00 74,448,984.00 44,052,653.26 44,052,653.26 44,052,653.26 44,052,653.26 74,448,984.00 74,448,984.00 55,065,816.57 55,065,816.57 11,013, 163.31 11,013,163.31 33,039,489.94 33,039,489.94 66,078,979.88 66,078,979.88 55,065,816.57 55,065,816.57 8,370,004.12 8,370,004.12 15,418,428.64 15,418,428.64 44,052,653.26 44,052,653.26 74,448,984.00 74,448,984.00
Investor Address: ELEVEN MADISON AVENUE CREDIT SUISSE AG CAYMAN ISLANDS NEW YORK, NY 10010-3629 060098 BRA NCH FREDS1 CREDIT SUISSE CH1L156797 CH1L 156797 1003008564 CH-10010 2
OC0928AGY Investor Address: 2 WORLD FINANCIAL CENTER COMMERZBANK AG, NEW YORK AND NEW YORK 060099 GRAND CAYMAN BRANCHES COMMBUSD COMMERZBANK AG DE1L 156768 1001025682 DE-10281 2
OC012345 Investor Address: 888 EAST WALNUT STREET PASADENA 110172 CIT BANK NA (FKA) CIT BANK CITB CIT GROUP US1L027781 1001712876 US-91101 2
OC1 Investor Address: 200 WEST STREET TAX DEPARTMENT GOLDMAN SACHS NEW YORK, NY 136202 GOLDMAN SACHS BANK USA GOLDDLC BANK USA US1L 131229 US1L131229 1000753986 US-10282 2
OC17 Domestic 20 DERRICK RAY 9199945559 8664693871 18664693871@DOCS.LDSPROD.COM USO 6.73 LYLE BOOTH 2122667379 2122988111 L YLE.BOOTH@COMMERZBANK.COM USO 2.99 DEBORAH CHANDLER 4347916322 2124617855 DEBORAH.CHANDLER@CIT.COM USO 0.80 OPERATIONS CONTACT 0000000000 9179773966 USO 6.73 Total 100.00 169,000,000.00 0.00 75,000,000.00 0.00 20,000,000.00 0.00 169,000,000.00 0.00 2,511,000,000.01 0.00 8 Page 2 of 2 74,448,984.00 33,039,489.94 8,810,530.65 74,448,984.00 Domestic 74,448,984.00 33,039,489.94 8,810,530.65 74,448,984.00 965, 193,632.86 1,106,162, 123.28 965, 193,632.86
1/1212016 SPR Browser Output COMPANY ID: 00550873 AccouNT ID: 00181661 A Page 1 of 9 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:30:12 EST Security Position Reports: One Time Special Security Position Report Security Description The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 GCB 144A NRG ENERGY D08/20/l0 Cusip 8.250% MS20 629377BH4 Participant Quantity Quantity BROWN BROS Participant Quantity Total 1125000
1/12/2016 SPR Browser Output A Page 2 of 9 COMPANY ID: 00550873 ACCOUNT ID: 00181661 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:40:39 EST Security Position Reports: One Time Special Security Position Report Security Description The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 GCB NRG.ENERGY INC D04/18/11 Cusip 08.2500/o SM20 629377BJO Participant Quantity Participant Quantity
---~*-*--,---
4801 RBC DOM**
0705 SCOTTRADE
---+--*~--
2319 SSB TRUST Participant Quantity AMALGAMATE 0226 NFS LLC 0443 PERSHING 0725 RAYMOND Total 1056526000
1/12/2016 SPR Browser Output A Page 3 of 9 CoMPANY ID: 00550873 AccoUNT ID: 00181661 LOGGED IN AS: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:41:23 EST Security Position Reports: One Time Special Security Position Report Security Description The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 GCB NRG.ENERGY INC D11/08/11 Cusip 07.6250/o JJ18 629377BN1 Participant Quantity Participant Quantity Participant
--,~~~~----*~~--,--
485000 0715 DAVENPORT 220000 0141 FRST CLEAR 5208 GS !'NATL 0534 INT BROKER 2357 JPM BK/IA 0419 STEPHENS 0188 TD AMERITR 0642 UBS SECLLC 0062 VANGUARD 0250 WELLS FARG Total Quantity 1038646000
1/12/2016 SPR Browser Output A Page 4 of 9 COMPANY ID: 00550873 AccoUNT ID: 00181661 LOGGED IN AS: BRIAN.CURCI@NRCENERGY,COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:43:01 EST Security Position Reports: One Time Special Security Position Report Security Description CB NRG ENERGY INC Dll/15/11 07.8750/o MN21 Participant r----*-
0756 AEIS INC.
The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Cusip 629377850 Participant 2567 AMAL BK Quantity Participant 2116 5TH-3RD BK Total 1128040000
1/1212016 SPR Browser Output A Page 5 of 9 COMPANY ID: 00550873 AccoUNT ID: 00181661 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:43:49 EST Security Position Reports: One Time Special Security Position Report Security Description CB NRG ENERGY INC 003/15/13 06.6250/o MS23 Participant Quantity 0250 WELLS FARG The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Cusip 629377BU5 Participant Participant 0221 UBS FINAN 2027 WELLS BKNA Total 916000000
1/12/2016 SPR Browser Output COMPANY ID: 00550873 ACCOUNT ID: 00181661 A Page 6 of 9 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:51:59 EST Security Position Reports: One Time Special Security Position Report Security De~cription GCB144A NRG ENERGY INC DOi/27/14 06.2500/o ll22 Participant Quantity The Depository Trust Company One Time Security Position Report Cusip 629377BV3 Participant Quantity Participant Quantity THERE WAS NO POSITION FOR THIS SECURITY
1/1212016 SPR Browser Output COMPANY ID: 00550873 ACCOUNT ID: 00181661 A Page 7 of 9 LOGGED IN AS: BRIAN.CURCI@NRCENERGY.COM Security Position.Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:52:31 EST Security Position Reports: One Time Special Security Position Report The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Security Description GCB NRG.ENERGY INC Dl0/24/14 Cusip 06.2500/o JJ22 629377BW1 Participant Quantity Participant Quantity Participant Quantity Total 1090000000
1/12/2016 SPR Browser Output COMPANY ID: 00550873 ACCOUNT ID: 00181661 A Page 8 of 9 LOGGED IN AS: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:53:14 EST Security Position Reports:* One Time Special Security Position Report Security Descripti~n GCB144A NRG ENERGY INC 004/21/14 o6.250i>/o MN24 Participant Quantity The Depository Trust Company One Time Security Position Report Cusip 629377BX9 Participant Quantity Participant Quantity THERE WAS NO POSITION FOR THIS SECURITY
1/12/2016 SPR Browser Output CoMPANV ID: 00550873 AccouNT ID: 00181661 A Page 9 of 9 LOGGED IN AS: BRIAN,CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:54:10 EST Security Position Reports: One Time Special Security Position Report Security Description CB NRG ENERGY INC 011/01/14 06.2500/o MN24 Participant Quantity The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Cusip 629377BY7 Participant Total Participant Quantity 115000 1 26364000 8000 150000 310000 1416000 125000 886875000
Enclosures 1 & 2 Contain Personally Identifiable Information -
Withhold From Public Disclosure in Accordance With 10CFR2.390 South Texas Project Electric Generating StaUon P.Q Box 28JJ Wadsworth, Texas 77483 January 27, 2016 NOC-AE-16003330 File No.: D43.02 10 CFR 2.390 10 CFR 95.17 (a)(1)
ATTN: Document Control Desk U. S. Nuclear Regulatory Commission Director, Division of Security Operations Office of Nuclear Security and Incident Response Washington, DC 20555-0001 South Texas Project
, __ /
¥
- Units.. 1.:*&.2
~
Docket Nos. STN 50-498, STN 50-499 Foreign Ownership, Control, or Influence (FOCI)
In accordance with 10.CFR ~5.17 (a)(1), STP.Nuclear Operating Company (STPNOC) submits the information which docbme'rtts the curre-nrstatus of Forefgh Ownership; Control, or Influence (FOCI) for STPNOC and one of the owners of the South Texas Project:(STP). _The attached enclosures provide ch~inges to the--qerfificafe 'Pertaining* to -i=orergn' lntEfrests.
- In addition, the enclosed forms indicate the c;_8anges; i_n t8§ reg!-!ir~9JQfn:!_t,ha1 i9e.ntifi~~-Owners,.Qfficers, Directors, and Executive Personnel for STPNOC and a STP owner.
The attached forms in *E~cl~sures 1 a~d 2 f~r:o~ners, Officers, Dire~tqr~: ~~d*E~~cutive Personnel (OODEP) contain Personal~y ldentifiable-lnform'ation." STPNOC requestS that the OODEP forms be withhe_ld f~om public disclosure in accord;:u1ce with 1 b CFR 2.~90.
- There are no commitment~ included with this submittal.
If there are any questions, pl~ase co~ta~! ~oby!1 ~ayage a_t (361) 972~7i38.
-~;/~"
-~ ~-
/,' / Y_ll
- Michae1 P. Mu
~
- _ -:M?nag_~!':_f3egulato_ry_ Aff9irs 0
M"*
Enclosures:
- 1. Owners, Officers, Directors and Executive Personnel (OODEP), Form for STP STI: 34267450 Nuclear.Operating.Company - (Pll) Not foLPUblicDisclosure
- 2. Owners, Officers, Directors and Executive Personnel (OODEP) Forms for NRG Energy lnc.;-NRG-SouthTexas LP;-Texas Genco GP, LLC; and-Texas Genco Holdings, Inc. - (Pll) Not for Public Disclosure
- 3. Certificate Pertaining to Foreign Interests (SF-328)
- 4. Supplemental Information for Certificate Pertaining to Foreign Interests with
<7 Attachments
~ S l j(_ D '&
Enclosures 1 & 2 Contain Personally Identifiable Information -
Withhold From Public Disclosure in Accordance With 10CFR2.390 NOC-AE-16003330 Page 2 of 2 cc:
(paper copy)
- transmittal letter only
- Regional Administrator, Region IV U.S. Nuclear Regulatory Commission 1600 East Lamar Boulevard Arlington, TX 76011-4511
- Lisa M. Regner Senior Project Manager U.S. Nuclear Regulatory Commission One White Flint North (08H04) 11555 Rockville Pike Rockville, MD 20852
- NRC Resident Inspector U. S. Nuclear Regulatory Commission P. 0. Box 289, Mail Code: MN116 Wadsworth, TX 77483 RMS with all Enclosures (electronic copy)
- transmittal letter only Morgan. Lewis & Beckius LLP
- Steve Frantz, Esquire U.S. Nuclear Regulatory Commission
- John Ragan
- Chris O'Hara
- Jim van Suskil CPS Energy
- Kevin Pollo
- Cris Eugster
- L. D. Blaylock Crain Caton & James. P.C.
- Peter Nemeth City of Austin
- Elaina.Ball
- John Wester Texas Dept. of State Health Services
- Richard A. Ratliff
- Robert Free NOC-AE-16003330 Certificate Pertaining to Foreign Interests (SF-328)
(2 pages)
~.
CERTIFICATE PERTAINING TO FOREIGN INTERESTS OMB No. 0704-0194 OMB approval expires (Type or print all answers)
Msy31. 2011 PLEASE DO NOT RETURN YOUR FORM TO THE ORGANIZATION IN THE PARAGRAPH BELOW, RE11JRN COMPLETED FORM TO YOUR RESPECTIVE COGNIZANT SECURITY OFFICE.
Tllll pubUc :rtihg burden far llliS coll9clion or infotmation 11 estimated to awrage 70 minutes per respcnse. Including Ille time lot reviewing lns!NCliona. *e= exlatillQ data sources: gaVlerlng
~':1:~;~ ~=~=*
0~
- "rl~~::,
11~:'1:;'.:\\~~~~=?~~
0~:3=~~=~,!~~~~*:e=:.ilnf.:~:~O:ana~~:i"tfs':~~~ae.
Pent1g011, ~asllinglon. DC 203ot11ss (070ol-0194J. RospolldenlJ 1ltollld be awn !hat notwilhatonding any other pravllicn oflaw, no person 1han be subj!d to any penalty tor l'aoling to comply willl a cclleClion ol lnfonnatiOn if it does not display a CUl!llndy llalkl OMB number.
PENAL TY NOTICE FaUure to answer all questions or any misrepresentation (by omission or or both, knowingly lo make a false statement or reprj!sentatlon to concealment, or by misleading, false or partial answers) may serve as a any Department or Agency or the United Stales, as to any matter basil! for de111a1 of clearance for access to dasslfied Information. In within the jurlsdictiQn or any Department or Agency of the *united
~ddillon, Ttlle 18. United ~tates Code 1001. makes It a criminal offense.
States. This lndudes any statement made herein which iS knowingly J.
punishable by a maximum of five (5) years Imprisonment, $15,000 fine Incurred, Incomplete or misleading In any important particular.
PROVISIONS
- 1. This report Is authorized by the Secretary of Defense, as Executive
- 2. llVhen this report is submitted in confidence and Is so marked, Agent for the National lndusliial Security Pr9gram, pursuant to Executive applicable exemptions to the Freedom or Information Act will.be*
Order 12829. llVhlle you are not required to respond, your ellgiblllty for a Invoked to withhold It from public disclosure.
facility ~curlty r;fearance caMol be determined if you do not complete
- 3. Complete an questions on this form. Mark "Yes" or "No" for each this form. The retention of a fa.dilly security ciearance Is co11tlngent 1Jpon your compliance with the requirements of DoO.5220.22-M for submission question, If your ans\\iiter is "Yes* furnish In full. the complete of a re~ed ~rm as approp~ate.
Information un~er "Remarks."
QUESTIONS AND ANSWERS
- 1. (An5wer 1a. or 1b.J YES NO
- a. (For enlibes which issue stock): Do any foreign person(s), directly or Indirectly, own.or have beneficial ownership of 5 x
percent or more of the' outstanding sh8res of any class of your organization's equl~ securities? *
- b. (For elitilies which do not Issue stock)~* Has any foreign per5on Qirectly or Indirectly subscribed 5 percent or more of your Qrganlzatlon's total capital commitment?
- 2. Does your organimilon directly, or lndlreclly tnrough your subsidiaries and/or alliliate5, own 10 *percent or more of any foreign Interest?
x 3,.Do any non~U.S. ;;ltlzeris serve as membeni of your organization's board of director..i (or similar governing body), olfrcers, execuliw personnel, general partners, regents, trustees or senior managem1mt officials?
x
- 4. Does any* foreign person(s) have the power, direct or lndli:ect, to control the election, appointment, or IElflure of member!i of x
your organl;zatlon's boafd of directors (or similar governing body) or other management posllions of your.organization, or have the pOW!!f lo control or ~use the direction of other decisions or actlvl,ileS Of your organization?
- 5. Does your organizalion*have any contracts; agreements, understandings, or arrangements with a foreign person(s)?
x
- 6. Does yout organrzauon, whether as borro\\ver, surety, guarantor or otherwise have any indebtedness, liablUUes or obligations to a foreign person(s)?.
x
- 1. ounl\\g your last fiscal year, did your organization derive:
x
- a. 5 percent or more of its.,total revenµes or net income from any single foreign person?
. b. In the aggregate 30 percent or more lfits revenues or net Income from foreign persons?
x
- 8. Is 1 o percent or more of any class of your organization's 'liotlng securities held in "nominee" shares, In "Street names* or In some other method which does not Identify the'beneliclal ow11er?
x
- 9. Do any of the meinberi> of your organlza~n*s board of directors (or similar governing body), officers, executive personnel, ; * * ; ;*><
general partners, regents. trustees or senior management officials hold *any positions with or senle as consultants. for, any ' \\' r.
foreign persoi'l(s)? *
.:. *~,,_.
- 10. Is there any other facfor(s) that Indicate$ or demonstrates a capability OR the part of foreign pers!JOS lo.control or lnftu~ce
- s":.",.. : /X the operations or management or your organization? **
l
- *. :<<,, 1
~".1 STANDARD FORM 328 (Revised 6/2008)
PREVIOUS EDITIQN IS OBSOLETE.
'~""
~** N
REMARKS (Attach additional sheets, if necessal}', for a full detailed statement.)
See Supplemental. Attachment CERTIFICATION I CERTIFY that the entries made by me above are true, complete, and correct to the best of my knowledge and belief and are made in good faith.
WITNESSES:
NOTE: In case of a corporation, a witness is not requ/Jed but the certificate below must be completed. Type or print names under ell slgnaturas..
DavidR. Hill (Typed Name of Contractor)
Executive Vice Pre.sl~ent & General Counsel
...rte of Authorized Contractor Reprasentative) 211 Carnegie Center, Princeton, New Jersey 08540 (Address)
NOTE: Contractor, if a corporation, should cause the foUow/ng certificate to be executed under its COIJJOrate seal, provided that the same oflietlr shall not execuie }joth the Agraement and the Certificate.
CERTIFICATE
- 1. ________
B_ri_an_c_u_rc_I _______
.* certify that tam the ____
c_o....;;rp_o_ra_t_e_s_e_c_re_ta_ry..__ __ _
of the corporation named as Contractor herein; that ___________
o_.a_v_ld_R_. _H_il_l ----------
who signed this certificate on behalf of the Contractor, was then Execu.<<ve Vice President & General Counsel ofsai<:teorporation: that said certificate was d~jy signed for and.in behalf of saTd corporation by authority of its governing body, and is withfn the scope of its corporate powers.
,,~~* ;
'.~- i \\.;
~
~
01/1812016
/'~~-
~ae ~
. ;.,;f9f'.tP~iiJ~9-saa1J.
~' *
. *, "I,,.'
STANDARD FORM 328 (BACK) (Revised 6/2008)
NOC-AE-16003330 Supplemental Information for Certificate Pertaining to Foreign Interests (Supplemental Information (6 pages+ Attachments) (3 pages) (5 pages) A (24 pages) 8 (2 pages) A (9 pages)
NRG Energy, Inc., Texas Genco Holdings, Inc., Texas Genco GP, LLC, and NRG South Texas Supplemental Information for Certificate Pertaining to Foreign Interests SF328 January 18, 2016 1 of6
Supplemental Information for Certificate Pertaining to Foreign Interests For NRG Energy, Inc., Texas Genco Holdings, Inc., Texas Genco GP, LLC, and NRG South Texas Question 1:
Do any foreign person(s), directly or indirectly, own or have beneficial ownership of 5% or more of the outstanding shares of any class of your organization's equity securities?
No.
Question 2:
Does your organization directly or indirectly through your subsidiaries and/or affiliates, own 10% or more of any foreign interest?
Yes. Attachment 1 provides a listing of NRG Energy, Inc.'s ("NRG Energy") foreign interests as of January 15, 2016, by name, country, and percentage owned or units held.
In addition, Attachment 2 provides a listing of NRG personnel who act as officers or directors of the foreign entities.
Question 3:
Do any non-U.S. citizens serve as members of your organization's board of directors (or similar governing body), officers, executive personnel, general partners, regents, trustees or senior management officials?
Yes. Mauricio Gutierrez, NRG's Executive Vice President and Chief Executive Officer, is a citizen of Mexico and a citizen of the United States.
Glen Mackey, NRG's Chief Risk Officer, is a citizen of Canada, and is a resident alien of the United States.
Gaetan Frotte, NRG's Treasurer, is a citizen of Prance and a citizen of the United States.
Question 4:
Does any foreign person(s) have the power, direct or indirect, to control the election, appointment, or tenure of members of your organization's board of directors (or similar governing body) or other management positions of your organization, or have the power to control or cause the direction of other decisions or activities of your organization?
No.
2 of6
Question 5:
Does your organization have any contracts, agreements, understandings, or arrangements with a foreign person(s)?
All foreign operations represent approximately 0.1 % of the company's total operating revenues and gross income. The largest source of revenue and income from any single foreign country was the company's operations in Australia, which represent approximately 0.04% of operating revenue and gross income (December 31, 2014).
NRG's subsidiary Nuclear Innovation North America, LLC (NINA) is a joint venture that is approximately 11.14% owned by Toshiba America Nuclear Energy Corporation (TANE), which is owned by Toshiba Corporation, a Japanese company. TANE is part of a consortium along with Stone & Webster Inc. (a Louisiana corporation which is wholly owned by The Shaw Group, Inc.) that has contracted to construct a two unit commercial nuclear power plant at the South Texas Project known as STP 3&4. TANE has provided a $500 million credit facility to NINA in connection with the construction and Stone &
Webster Inc. has provided a $100 million credit facility to NINA. Current funding now exceeds $500 million. TANE is funding ongoing license activities.
Because the efforts at the South Texas Project involve controlled nuclear information, NINA has entered into contractual arrangements and obtained additional assurances in order to ensure compliance with the applicable export control requirements in 10 CFR Part 810.
In addition, NRG Energy has entered into miscellaneous contracts for work and/or services in the United States from various companies that may be foreign owned.
Question 6:
Does your organization, whether as borrower, surety, guarantor or otherwise have any indebtedness, liabilities or obligations to a foreign person(s)?
Yes. NRG Energy maintains equity and debt ratios in the range of approximately 45% or more equity and 55% or less debt. However, the precise ratio varies from time to time.
NRG Energy currently has debt in the range of $19.5 billion, with approximately $8.1 billion held pursuant to the terms of a Credit Agreement (approx. $2.0 billion) and Indenture (approximately $6.2 billion) described in further detail below. The remaining debt includes project level financings. Overall, NRG Energy's debt is held by more than 500 separate debt holders, domestic and foreign. Based upon a reasonable review of lender and bondholder lists, NRG Energy estimates that all foreign debt is less than 19%
of total debt, and we have not identified any singe foreign lender or group under common control that holds 5% or more of the company's debt.
3 of6
NRG Energy is indebted to lenders under an Amended and Restated Credit Agreement, dated as of July 1, 2011, among NRG Energy, the lending institutions parties thereto (the "Lenders"), and Citicorp North America Inc. ("Citicorp"). Citicorp is the administrative agent under the Credit Agreement. As such, Citicorp has been irrevocably designated and appointed by each Lender to act as administrative agent under the Credit Agreement.
Each Lender has irrevocably authorized Citicorp to take such action on its behalf under the provisions of the Credit Agreement and to exercise such powers and perform such duties as are expressly delegated to the administrative agent by the terms of the Credit Agreement, along with such other powers as are reasonably incidental thereto. Citicorp is domiciled in the United States. Portions of the loans under the Credit Agreement may from time to time be held by foreign persons. The loan is secured by NRG Energy's equity interests in substantially all of its domestic and foreign subsidiaries, with certain exceptions. The Credit Agreement contains reporting, ratio and other standard covenants. A listing oflenders as of January 14, 2016 is provided as Attachment 3A and 3B. Attachment 3A reflects the term loan and Attachment 3B reflects the revolver.
NRG Energy is an issuer of the notes issued under an Indenture, dated as of February 2, 2006 (as amended or supplemented from time to time, the "Indenture"), among NRG Energy, each of the guarantors party thereto and Law Debenture Trust Company of New York ("Law Debenture") as trustee and an Indenture, dated as of April 4, 2014, among NRG Energy, each of the guarantors party thereto and Law Debenture Trust Company of New York ("Law Debenture") as trustee. As trustee under the Indentures, Law Debenture is authorized to exercise such powers and perform such duties as are expressly delegated to the trustee by the terms of the Indenture. Law Debenture is domiciled in the United States. Portions of the notes issued under the Indenture may from time to time be held by foreign persons. The notes are unsecured obligations of NRG Energy, and the Indenture contains reporting and other standard covenants. A listing of bondholders as of January 2016 is provided as Attachment 4A.
In addition, an NRG Energy subsidiary plans to develop carbon capture facilities that may prolong the life ofNRG's coal fleet and convert NRG's carbon emissions from a liability to a productive asset. To that end, in July 2014, NRG Energy formed a joint venture with JX Nippon Oil & Gas Exploration Corporation (JX Nippon), to build and operate the Petra Nova Carbon Capture Project, or the Petra Nova Project.
The Petra Nova Project is being financed by: (i) up to $167 million from a U.S. DOE CCPI grant, (ii) $250 million in loans provided by the Japan Bank for International Cooperation and Mizuho Bank, Ltd., and (iii) approximately $300 million in equity contributions from each of the Company and JX Nippon. The joint venture also owns a 50% equity interest in Texas Coastal Ventures, LLC, which holds working interests in the West Ranch oil field in Jackson County, Texas.
In addition, Petra Nova Parish Holdings LLC entered into two credit facilities, or the Petra Nova Parish Credit Agreements, to fund the cost of construction of the CCF at the W.A. Parish facility. The Petra Nova Parish Credit Agreements are comprised of a $75 4 of6
million Nippon Export and Investment Insurance, or NEXI, covered loan and a $17 5 million Japan Bank for International Cooperation, or JBIC, facility.
NRG's subsidiary Nuclear Innovation North America, LLC (NINA) is a joint venture that is approximately 11.14% owned by Toshiba America Nuclear Energy Corporation TANE), which is owned by Toshiba Corporation, a Japanese company. TANE is part of a consortium along with Stone & Webster Inc. (a Louisiana corporation which is wholly owned by The Shaw Group, Inc.) that has contracted to construct a two unit commercial nuclear power plant at the South Texas Project known as STP 3&4. TANE has provided a $500 million credit facility to NINA in connection with the construction and Stone &
Webster Inc. has provided a $100 million credit facility to NINA. Current funding now exceeds $500 million. TANE is funding ongoing license activities.
Because the efforts at the South Texas Project involve controlled nuclear information, NINA has entered into contractual arrangements and obtained additional assurances in order to ensure compliance with the applicable export control requirements in 10 CFR Part 810.
Question 7:
During your last fiscal year, did your organization derive:
- a. 5% or more of its total revenues or net income from any single foreign person.
No.
- b. In the aggregate 30% or more of its revenues or net income from foreign persons?
No.
Question 8:
Is 10% or more of your organization's securities held in "nominee shares," in "street names" or in some other method which does not disclose the beneficial owner?
Yes. Hotchkis & Wiley Capital Management is an institutional investor that has disclosed holding 10% or more of the voting share. No investor has attempted to, or has exerted any control or influence over, appointments to management positions or influenced the policies of NRG Energy.
5 of6
Question 9:
Do any of the members of your organization's board of directors (or similar governing body), officers, executive personnel, general partners, regents, trustees or senior management officials hold any positions with, or serve as consultants for, any foreign person(s)?
Yes, please see Attachment 2.
In addition:
NRG Energy Director Edward Muller, a United States citizen, reports serving as a director of Transocean Ltd., a Swiss company that is one of the world's largest offshore drilling contractors.
Question 10:
Is there any other factor(s) that indicates or demonstrates a capability on the part of foreign persons to control or influence the operations or management of your organization?
No.
6 of6
Gladstone Power Station Joint Venture Australia NRG Gladstone Operating Services Pty Ltd Australia NRG Victoria I Pty Ltd Australia Mirant (Bermuda), Ltd.
Bermuda Mirant AP Investments Limited British Virgin Islands Sunora Energy International Ltd British Virgin Islands Midwest Generation Holdings Limited Cayman Islands Goal Zero Europe GmbH Germany NRG First Power Limited Guernsey Mirant Asia-Pacific Construction (Hong Kong) Limited Hong Kong NRCenerating Luxembourg (No. 1) S.a.r.I.
Luxembourg NRCenerating Luxembourg (No. 2) S.a.r.I.
Luxembourg Beheer-en Beleggingsmaatschappij Plogema B.V.
Netherlands MEC Esenyurt B.V.
Netherlands MEG San Pascual B.V.
Netherlands NRCenerating International B.V.
Netherlands San Pascual Cogeneration Company International B.V. Netherlands Sunshine State Power (No. 2) B.V.
Netherlands Sunshine State Power B.V.
Netherlands 3279405 Nova Scotia Company Nova Scotia 3283764 Nova Scotia Company Nova Scotia Pure Energies Group ULC Nova Scotia Solar Pure Energies ULC Nova Scotia 2332174 Ontario Inc.
Ontario 7644868 Canada Inc.
Ontario 7711565 Canada Inc.
Ontario 7549709 Canada Inc.
Ontario Pure Energies Solar Services Inc.
Ontario Mirant (Navotas II) Corporation Philippines Mirant Navotas Corporation Philippines Energy Efficient Engineering International (Pty) Ltd Republic of South Africa Sunshine State Power (No. 2) B.V.
Sunshine State Power B.V.
NRG Victoria I Ply Ltd NRCenerating International B.V.
GenOn Energy Services, LLC Mirant Asia-Pacific Ventures, LLC Sunora Energy Construction Holdings LLC Mission Midwest Coal, LLC Goal Zero LLC Caresale Services Limited Maplekey UK Limited Mirant AP Investments Limited NRCenerating International B.V.
NRCenerating Luxembourg (No. 1) S.a.r.I.
Mission Energy Holdings International, LLC Beheer-en Beleggingsmaatschappij Plogema B.V.
Mission Energy Holdings International, LLC NRG International LLC MEG San Pascual B.V.
NRCenerating International B.V.
NRCenerating International B.V.
NRG ULC Parent, Inc.
Solar Pure Energies ULC 3279405 Nova Scotia Company Pure Energies Group ULC Solar Pure Energies ULC Solar Pure Energies ULC Solar Pure Energies ULC Solar Pure Energies ULC Solar Pure Energies ULC Mirant AP Investments Limited Mirant AP Investments Limited NRG Renew Investments (PTY) Ltd.
Netherlands Netherlands Australia Netherlands US (Delaware)
US (Delaware)
US (Delaware)
US (Delaware)
US (Delaware)
United Kingdom United Kingdom British Virgin Islands Netherlands Luxembourg US (Delaware)
Netherlands US (Delaware)
US (Delaware)
Netherlands Netherlands Netherlands US (Delaware)
Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia Nova Scotia British Virgin Islands British Virgin Islands Republic of South Africa Page 1 of 3 17.50 20.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 65.00 35.00 100.00 100.00 100.00 100.00 100.00 100.00 41.67 50.00 100.00 100.00 100.00 100.00 100.00 100.00 50.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00
EXKF (Pty) Ltd Republic of South Africa NRG Renew Africa (Pty) Ltd Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Management and Finance (Ply) Ltd.
Republic of South Africa NRG Renew SPV Eight (Pty) Ltd Republic of South Africa NRG Renew SPV Eighteen (Ply) Ltd Republic of South Africa NRG Renew SPV Eleven Ply Ltd Republic of South Africa NRG Renew SPV Fifteen (Pty) Ltd Republic of South Africa NRG Renew SPV Five (Ply) Ltd Republic of South Africa NRG Renew SPV Four (Ply) Ltd Republic of South Africa NRG Renew SPV Fourteen (Pty) Ltd Republic of South Africa NRG Renew SPV Nine (Ply) Ltd Republic of South Africa NRG Renew SPV Nineteen (Pty) Ltd Republic of South Africa NRG Renew SPV One (Pty) Ltd Republic of South Africa NRG Renew SPV Seven (Pty) Ltd Republic of South Africa NRG Renew SPV Seventeen (Pty) Ltd Republic of South Africa NRG Renew SPV Six (Pty) Ltd Republic of South Africa NRG Renew SPV Sixteen (Pty) Ltd Republic of South Africa NRG Renew SPV Ten (Pty) Ltd Republic of South Africa NRG Renew SPV Thirteen (Ply) Ltd Republic of South Africa NRG Renew SPV Three (Pty) Ltd Republic of South Africa NRG Renew SPV Twelve (Pty) Ltd Republic of South Africa NRG Renew SPV Twenty (Pty) Ltd Republic of South Africa NRG Renew SPV Two (Pty) Ud Republic of South Africa NRCenerating German Holdings GmbH Switzerland Doga Enerji Uretim Sanayi ve Ticaret Limited Sirketi Turkey Doga lsi Salis Hizmetleri Ticaret Limited Sirketi Turkey Doga lsletme ve Bakim Ticaret Limited Sirketi Turkey Caresale Services Limited United Kingdom EME Finance UK Limited United Kingdom Maplekey Holdings Limited United Kingdom Maplekey UK Finance Limited United Kingdom NRG Renew Africa (Pty) Ltd Republic of South Africa NRCenerating International B.V.
Netherlands NRG Renew Africa (Pty) Ltd Republic of South Africa NRG Renew Africa (Pty) Ltd Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Ply) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRG Renew Investments (Pty) Ltd.
Republic of South Africa NRCenerating Luxembourg (No. 1) S.a.r.I.
Luxembourg MEC Esenyurt B.V.
Netherlands MEC Esenyurt B.V.
Netherlands MEC Esenyurt B.V.
Netherlands Mission Energy Holdings International, LLC US (Delaware)
NRG First Power Holdings I United Kingdom Mission Energy Holdings International, LLC US (Delaware)
Mission Energy Holdings International, LLC US (Delaware)
NRG First Power Holdings II United Kingdom Page 2 of 3 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 80.00 100.00 80.00 49.00 51.00 100.00 100.00 100.00
Maplekey UK Limited United Kingdom Maplekey UK Finance Limited NRG First Power Holdings I United Kingdom NRG First Power Holdings II NRG First Power Holdings II United Kingdom Mission Energy Holdings International, LLC United Kingdom United Kingdom US (Delay..iare)
Page 3 of3 100.00 100.00 100.00
Gladstone Power Station Joint Venture NRG Gladstone Operating Services Pty Ltd NRG Victoria I Ply Ltd Mirant (Bermuda), Ltd.*
Mirant AP Investments Limited Sunora Energy International Ltd*
Midwest Generation Holdings Limited Goal Zero Europe GmbH NRG First Power Limited Mirant Asia-Pacific Construction (Hong Kong) Limited NRCenerating Luxembourg (No. 1) S.a.r.I.
NRCenerating Luxembourg (No. 2) S.a.r.I.
Beheer-en Beleggingsmaatschappij Plogema B.V.
MEG Esenyurt B.V.
MEG San Pascual B.V.
NRCenerating International B.V.
San Pascual Cogeneration Company International 8.V.
Sunshine State Power (No. 2) B.V.
Sunshine State Power 8.V.
3279405 Nova Scotia Company**
3283764 Nova Scotia Company Alvarado, Michael Mclaughlin, Michael Alvarado, Michael Lewis, Stephen Alvarado, Michael Lewis, Stephen Mackey, Glen E.
Mackey, Glen E.
Harmon, William Killinger, Elizabeth R.
Olson, Rick Curci, Brian Keane, Daniel M.
Curci, Brian Mackey, Glen E.
NRCenerating International B.V.
NRCenerating International B.V.
Alvarado, Michael Alvarado, Michael Alvarado, Michael Malcarney, Kevin P.
Curci, Brian Alvarado, Michael Malcarney, Kevin P.
Alvarado, Michael Malcarney, Kevin P.
Malcarney, Kevin P.
Pegler, Kelcy Jr.
Sotos, Christopher S.
Malcarney, Kevin P.
Pegler, Kelcy Jr.
Sotos, Christopher S.
Malcarney, Kevin P.
Management Committee Member Page 1of5 Management Commmittee Member (alternate)
Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director A Director A Director Director A Director 8 Director B Director 8 Director B Director/Secretary President Vice President Secretary President Vice President Director
Pure Energies Group ULC Malcarney, Kevin P.
Surapaneni, Prakash Young, Robert Delsante, Lisa M.
Mason, Richard Pegler, Kelcy Jr.
Plotkin, Chad Scott, Hugh Son, Scott Solar Pure Energies ULC Malcarney, Kevin P.
Surapaneni, Prakash Young, Robert Delsante, Lisa M.
Mason, Richard Pegler, Kelcy Jr.
Plotkin, Chad Scott, Hugh Son, Scott 2332174 Ontario Inc.*
7549709 Canada Inc.**
Delsante, Lisa M.
Frotte, Gaelan Mason, Richard Pegler, Kelcy Jr.
Scott, Hugh Son, Scott 7644868 Canada Inc.**
Delsante, Lisa M.
Frotte, Gaetan Mason, Richard Pegler, Kelcy Jr.
Scott, Hugh Son, Scott 7711565 Canada Inc.**
Delsante, Lisa M.
Frotte, Gaetan Mason, Richard Pegler, Kelcy Jr.
Scott, Hugh Director Director Director Secretary Vice President President Page 2 of 5 Senior Vice President and Treasurer Senior Vice President Vice President Director Director Director Secretary Vice President President Senior Vice President and Treasurer Senior Vice President Vice President Secretary Vice President & Treasurer Vice President President Senior Vice President Vice President Secretary Vice President & Treasurer Vice President President Senior Vice President Vice President Secretary Vice President & Treasurer Vice President President Senior Vice President
Son, Scott Pure Energies Solar Services Inc.**
Young, Robert Chong, Jason Delsante, Lisa M.
Mason, Richard Pegler, Kelcy Jr.
Plotkin, Chad Scott, Hugh Mirant (Navotas 11) Corporation Curci, Brian Mackey, Glen E.
Mirant Navotas Corporation Curci, Brian Mackey, Glen E.
Energy Efficient Engineering International (Pty) Ltd Petrarolo, Dino Pattison, Grant Michael EXKF (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew Africa (Pty) Ltd Cornelius, Craig Pattison, Grant Michael NRG Renew Investments (Pty) Ltd.
Cornelius, Craig Pattison, Grant Michael NRG Renew Management and Finance (Ply) Ltd.
Cornelius, Craig Pattison, Grant Michael NRG Renew SPV Eight (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Eighteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Eleven (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Fifteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Five (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Four (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Fourteen (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino Vice President Director (Canadian)
Assistant Treasurer Secretary Vice President President Senior Vice President Vice President Director Page 3 of 5 Director (Chairman of the Board)/President Director Director (Chairman of the Board)/President Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director
NRG Renew SPV Nine (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Nineteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV One (Ply) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Seven (Ply) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Seventeen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Six (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Sixteen (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Ten (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Thirteen (Ply) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Three (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Twelve (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRG Renew SPV Twenty (Pty) Ltd Buchanan, Margo Juliet Pattison, Grant Michael NRG Renew SPV Two (Pty) Ltd Pattison, Grant Michael Petrarolo, Dino NRCenerating German Holdings GmbH Malcarney, Kevin P.
Doga Enerji Uretim Sanayi ve Ticaret Limited Sirketi Alvarado, Michael Curci, Brian Oliver, Clifford Doga lsi Salis Hizmetleri Ticaret Limited Sirketi Alvarado, Michael Curci, Brian Oliver, Clifford Doga lsletme ve Bakim Ticaret Limited Sirketi Alvarado, Michael Curci, Brian Oliver, Clifford Page 4 of 5 i~-
Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Director Page 5 of 5 Pf'.,~:~;t'.:,"f;;rp/.~F:-"'*~~;;-?~. 7~"'7,:. ~'71'K~>r*;:;~=~~~<.:>>~l.,...,,' ~*:.i:>~ ~::~~
.. ~~~~"'*1"'-"7;;~~-:
~!1t~~N$~~~'1\\4:Ji!:.;..:
11°*;?.. ~~..t
.. ~
.. ;:\\ ~~~,.~1,;lt~.,.,.*~:..~~~:.~:.t,;:~ rij(~~e~~i!n.Qixl?:ersa~n~I;:~...,* :-G'?l....,.,. ~.. ~* l,,:i,_'t III*~lEt.f4l~
~~ ~
.. ~-:-.,... i.J~b ~t.. ::*~*~~:t:?i.a
- ~ ~~><<
Caresale Services Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director EME Finance UK Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director Maplekey Holdings Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director Maplekey UK Finance Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director Maplekey UK Limited Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director NRG First Power Holdings I Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director NRG First Power Holdings II Curci, Brian Director Keane, Daniel M.
Director Mackey, Glen E.
Director
- NRG Energy acquired these companies and assignment of personnel to each of these entities is pending.
- NRG Management personnel pending approval.
. nsasia.
0.58817 059015 ils94Tii 05llli02 059554 059632 059755 059759.
Osl!762 059801/
059844 059902 oss9o6
. :< ~;.c- : :.. ::.;*~.:
- INVilio1t6Ei~its~
TRU.ST
- F~NXllN fl,Q;:.TING*fµ.TE MASTER SERIES{FKA)f.AANKllN FLOATING RATE MASTER SERIES DIVERSIFIED CREDIT PORTFO.UO LTD.
(INVESCOSENrOR SECURED MGMTJNO)
STREET MONTREAL CM-12'r'1l6
. 1 Investor Address: 30 HERBERTSTREET DIJELIN u::-2.
1
- HOUSE, M.'IRY STREEf GEORGETOWN f<.V*
SOUTH CHURCH STREET 1-lE:wETT-s ISLAND GLO l*R, LID.
GE.ORGE TOWN tHlGHLAflD CAf'fTAL 1.lA."iAGEMENT t P: KY.:.:
- SUITE700*
'TRIMARK;ADVANT AGE BOND FUND AOZORA aANI< L TO:
MBSON CLO LTD 2!l05-I (BABSON CAPITAL)
TRI MARK FLOATING RATE INCOME FUND..
CENTURION COO 9 LIMITED V!ORIT AS CLO Ii, LTD (ALCENTRA
. LIMITIEDl NAuTtaue: FUNDING Lro (mvssco SENIOR SECUru=O MGMT.I NC)
ROCKWALL. COOLTO (tUGIL.AJllOl EATON VANCE COO WPLC f.)A.*iTUCIU:T CLO I LTD C5NT coo )!I LIMITED CARLYLEHIGHY1E1.D PARTNERS IX, LTD (CARL YE PARTNERS)
VENTURE V COO LTD FOUR CORNERS CLO II. LTD 1'176 CLO l LTCi IUKUNIU.
CA*l.14W1a7 ln~eJ;1orAddre~$: 1-3-l, KUDAN-MINAMl CH!YODA-KU;l'OKYO
. Jr9:Z l
MARY SffiE:ET GE:ORGETdWN
.KV-*
t SUITE900 TORONTO CA-M2N6l<7 HOUSE:
SOUTH CHURCH STREET GEORGE TOwN MARY STREET G~ORGETOWN KY*
MARYS'ffiEET GEORGETOWN KY~
HOUSf;,
SOUl'H CHURCH STREET GEORGETOWN PLACE, l,F,S,C.
D\\Jl3L\\N.1, IRELANP lE-HOUSE SOUTH CHURCH STREET GEORGETOWN HOUSE SOUTH CHURCH SIR~
GEORGETOWN ln~<:stqr Address: WALKER HOUSE 81 GEORGETOWN 1
KY-i HOUSE SOUTH CHURCH STREET GEORGETOWN MARY* STREET
.GEORGE TOWN K'v~
H9!)SE SOUTH CHURCH STREET GEORGE TOIJW.l
. cico5s.l AGV BLANCA IOVEtEZ *.
312461317.S OC05852S MAX. WAGENSERG
- z.1~62.42783:
. OQOSOOAGY TOR-INV LoAN OC059287M J<El i<'AJIML!RA.
. of;i)5947a AMANDA LASKEY
. 4122346373 TO~ !NV LOANS OC45CICIAGY 8FlYAN PATfllCI<
OCQ59554A NANCY WAYNE 6'176006533' oc11.11 AAMON ZOLETA OC010fAGY DATA TEAM 9724192526 OcifOOOAGY LOUISE SEVMOUR SYNDICATED LOAH DC1234 SERVICING 9i240ill543 OC4511AGY LETICIA LlCONA 71l348:l70iQ
. OCOfl1AGY KARI LICHMAN 7134636481.
ot!l59aei CliRlSTINE XU 2127Gs5340 OC05990201 PATRICKMITCHa!i..
3123S27333 oci111 CHAIS CONRADY 4122348:<42'
... 3122935283
.. GFT.CSGROIJPC@BMO~CO~k uso l'li79809B65 t201Bl214iO@TLS.lDSPl':OO:COl.t USO 0.28.
J.201&223744@.nS.LDSP\\tOO.C OM. USO USO.
O.G$
. 01.18.1332399577 K.l<AJJM!JRA@AOZORABANK.CO.JP USO..
1-46.
AMANDJ\\.i..AS~@ElNYM!:l.LbN,C*
O~I USO US!:J
- *0.34
- ts.15627!115 12S15B27915@00CS.LDSPROD.CO M
USO J,
r*~..
asMSot11e2 NANC'i'..WAYNE@USBANK.COM USO.
- 1212.
0.12 HlGHLANQROCl\\'/\\l.All@TLS.LOSP ROO.COM USO USO 972.io1il555
$NYASSET:SOLUTIONS*
CDOGROlJP@8ANKOFNY,COM USO b.i5 281:5627943-121l l 5827943@0CCS.lDS!'ROD.CO M*
USO O.J<l i<ARl.M. UCl-lMAN@B,AN~FNY'.CO 2a1se2794a M
USO 281 :5829020.
. CREDIT@MJ)(Al,i.COM USD FOUR.CL02@USSANK.COM
- USO o.fo 2a1ss279s1 CHRiS TOPrlER.J.CONRAOV@SNYM ELLON.COM USO A Page 1of24
..... 2.992.307.fili *-..*.2,992;:307.ill
- .d.O<l.
C.O(}
o.oo 477.741iiu.
477.1.40.f o.oo 1;aoo.ae4.a1 1
o.oi tl.OC.,
&.149,324.2E o.oo..
.2.354.97!G~
o.oa 4,m,.ioe.25.
a.oil 5,458.671.ae o.ac a.oi:J 6.sss, 1so.5:i 3,251.997.24 o.oo
- t.910,962.St 1,910.962,SC o.oo
,1;912,159.8'
' t,912,159,8'1
- a.o*o e.o79.4t2:5f ii.ca
.* ~.992.J07.llt 1.009. oo<i. a 1
'~I
- . o.ai
- 8. 1'19.324.28
. 2;388,703.1~
2.354.975.12 1.45!3.67i.e~
- 6.\\lB~.100.s:J.
.3,;251,997. 24 1.910.962~
9.0713,412.5~
HOUSE
$OuTH CHURCH STREE;T KRISTOPHER KUEHL 7134836707 059907 KJNGSLAf'ID II LTD GEORGETOWN 1
. o*CCI07
. HOUSE.
NOB HILL CLO LTb sOIJTH* CHURCH STREET 71~106 OS900B GEORGE TOWN 1
0Ci8a7AG'I' SARAH PP.UCHA HOUSE..
- sOIJtH CHliRCH'STREET
. U5ll\\J11>
fo'f!UHPEfff PAf!kCUO LIU G8Jf.IGE10WN.
(ICIJ!1llll1U.
JASON CAf.Ll::JA.
11 !!4S:llf/!JH HOUSE sb_t'.rrH CHURCH stRm 6co123AGY.
ANDREA DENIS~CH z1asi1snt osm:a
'.VG HORIZONS CLO l GEORGETOWN t
HOUSE 13/\\KER STREET FUNOll-jG ClO 2005-J SOOrf:i _CHURCH STREEr OCGOO:JAGY 060Q1i LTD GEORGETOWN 1
JEFF HARRJSON 4122346219.
HOUSE
$0UTH CHURCH STREET OcS566 060021 JERSEY'.STREET CLO. LTD.
.GEORGeTOWN t
- TRACY HltlG. _
-. 71:l453&174 HAMLET JI, LTO* {OcTAGON CREDIT 1-jOUSE, SOUTHcHURCl-ISTREET OCOOOOAGY f:LlZABETH osooae INVESTORS)
GEORGE TOWN t
MATTHEWS 617-603-6522 HOUSE EATONVANCECDOVl111 LTD (EATON SOUTH CHURCH STREET CIBC037 VANCE)
GEGRGETO\\.\\IN
- 1.
OC332fi
.iOHNoANIEL
,1122341685 MARYSTRE5T
'C,ARt;.VLE HIGH YIEi:LD PARTNERS Vl11. L Gi!ORGETO\\i\\'l'J oocioas KY-1 OCQ122AGY
~RILIC!iMAN 7134a:ifi.4S t
- MARY STREET GEOURUt;-lUWN ANDREA MABJ;\\SA.
7132434017 000039 ROSEDALE CLO l:. Tei KY-1 OCQ12:l456'
- HOUSE DRYDEN XI ; LEVERAGED LOAN COO SOUTH¢HURCHSTREET
¢50044 2006 (PRUt>etriAL)
GEORGE.IOWN l
Cit:6!l0eAGY
_ MICHAEL LUEHRING 312S2786e2
'BRJOGEPDRT CLO L TO (CIFC
- HOUSE, SOUTH CHURCH STREET NORA S'i\\l1THENE!AN..:
060004 Oi:EP.i'IE:lD)
GRANO CAYMAN 1
oca1
'7325782614 CliQME.
SUl.llTOMO MlTSUI TRUST BANK LTD*
CHUO-KU OSA!(A 540-S63!i o60094 NEW 'yCR.K-NY SAANCH
' JP.-
t
- OCOf TONf HAMiliON 2.1232.60576
- HOUSE, SOUTl:-ICHURCHSTREET ascom;.
REO RIVER CLO LTD GEORGE Td\\i\\'N 1*
OCli!:fVAGY TRAVIS PUCKETT G725!!0532 7
- HOUSE, Bl.ACK 01/\\MOND cL.6 2006-1 (¢A'n.IAN) SOUTH CHURCH STREEr LOAN 060124
. L (BLACK OIAMONO CAPlTAL MGMT)
GEORGETOWN 1
OC444AGY ADMINISTRATOR 13476159000
. R9ESl<ESTR/\\AT 123 PRQSP.SRO CLO II s;v. (A!.CENTRA AMSTERDAM
. ocif145.
RAWZAf3A 90UDlAB 71~6228 060143 UMITIE:.0)
Nl-1!!7BE!!
t
- HOUSE, IJ\\NOl.IAAK_ YIU CLO LTD (SOUND SOUTH CHURCH.STREET 000146 HARBOR PARTNERS)
GRAND.* CAYMAN 1
OC2222c SIUMANLUJ; 51760$459
- HOUSE, SOUTH CHL!Rci-ISTRE!;T JA.VELLE HoUsi:oH 0£0153 JAY STREET MARKET VALUE CLO l LTD GRAND CAYMAN 1
QC()COSAGY 2123287927 HOUSE.
PACIFICA COO VIL TD ALCE~lTRA SOUTH CHURCH STREET OS0155 UM!'nEIJ GEORGE TOViN 1
DC!li41AGY JAY KWAN 7134li:lll332 NYLJM FLATIRON CLO 200il-1 LTD.
MARY STREET (NE\\'V YORK LIFE IN'IESrMENT MGMi, GEORGE-iOWN.
060160 LLC)
KY*
1:
- oct;tos REBECCA W!Ll.IAMS 7134!3~23
- P1MCD FUND$: GIS PLC GLOBAL lSTFLODI~-
INVESTM GRADE.CREOIT
'103 WIGMORE STREET ocvz4s Bt\\~IK LOAN 06011i2..
FUNO(F'lMCO)
GS.ZZ 1
sEmEMENTS 94S932:i005.
VOYACLOll LTt} (FKA!NG HOUSE INVESTMENT MANAGEMENT CLO n SOUTH C!iURCH STREET
~ORPORATE TRUST 000234 LtDJ
.GEORGE TOWN DCOtl0234 SERVICES-a11aros11s VOVACLOUILTD (FKAING HOUSE 1Nvt$TMENTMANAGEMENT cto Ill SOUTH CtiURCH STREE:.T CORPORATE TRUST 660235 LTD)
GEORGETOWN 1
. 001234 SERVICES 617$030735.
HO\\JSE SOUTH CHURCH STREET 060249 k!~IGSLANO Ill L TO GEORGETOWN 1
OC001 KRiSTOPli~ KUEHL 7134831>707
- 281582'7938 1281582793S@TLS.L0sE'ROO.COM USO 0.20 is1sa214£.s
- 12a1sa274£6@'rLS.LoSPROO.CCM USO 0:11
~816!l/l/lllli.
1281~/IJUltl@TLH.LUSfifHJiJ.l!l.\\\\~ Will 1m
. 2a1se2&1111
- ADENtsE\\l:cH@ll'.'ESTGATEHORUo
- CJ.~
ONS,COM USO 2315a2!lt23*
SEl>l_ADVlSCRS_BNYMELLOltJC.A o.25 M@BANKOfNY.COM USO
. 0000000000*
- TRACY.HING@BNVMELLON.co!.1 USO
- o.i2 aeS,35o-i1i12:
USO 0.25 3475778438:
USO D.31 -
KARLM.LICHMAN@BANKOFNv.co 2'.a1ss2&1:t4&
M USO
- 01
7047150290 PiNUf{f=Ac~l°'l:'A~~@YV!<LL!;fAROO, o.i.:i COM USO 21l1667-3090-.
. 12S1C673990@TLS.lOSPROti.coM USO -*
o,23. ~ -*-
B665673561 NCRA:SWITl-IENBANKiillOB.COM.
USO
- il:h 2.123260564 HAMILTON IONf@SMTitJ?
UStl OAS Z145404769 HIGHlAN!l@fCsOFT1COM USO 0.. 29 4694402009 14694402969@TLS.LDSPROO.COM USO
.O.BS.
RAWZABA.N,BOUOlAB@SANKOFN 0.00 2'$1.6673411 Y.CbM USO fl653".00443 SIU.LIJIE@USBA.fl\\.COM USO o.ta 0000000000 12815S29il14@TLS,LDsPROD.COi.t USO o.:!5 2!li5B25283 JAy. KwAN@BNYi.!ElLON.COM-USO 0.32 2Bl5S~SSlll 1281Sll.2S57S@TLS.LDSFROO.COM USO ii.ls 151.1S30l746 PIMCO-ll3ii83@STATESTREET.COM USO o.ao
' E.'683502009 CDO.NOTICES@USBANK.CDM' USO 0,24 OOoss08iCLt CDO,NOTICES@USBANl<.COM USO 0,10 2816613400-12i!16613400@TLS.LOSAAOO.CCM USO 027
- a,929;003.88
+/-f49Jrii'1l1
. 2,Y/ t.IWJJ!';
.1;003,25521
. 4:-190;761 Jli
.*'2A30;52£Ul2
.. 4;1'114~564;2(
. 6,031'.535:41
- 2.oas.600.ic 2,62i\\!i73..i.i 4,1310,197.02.
- -z"frr.a15.7c ll,!144;674.83 5,7:;z,aa1.sc
- r;;~3.S2i.6t 1.001 :029:3,i
.'3'.444.254.ail.
- 5".559;5:49.os s,30s;i76.2E 1.639.asai~
- 5.8;lll,93HC 4,613;!l5Ul1 1;914,$54,$0 5;238, 184.55 A Page 2 of24
.$.929 ;593,a~
o.ao z t4S.s3id11 o.oo 2,Wi,U4tl.H'-
tl,UU 1,003;255.3, a.oo.
4;490.161.111 0.00
-* 2,430;52911" --
. 0.00.-
- 4.:914,So.\\..2c a.oo 6,0J t.535.41 a.oo -
i.aaa.sae:ic.
O.OIJ
. i,627.573'.~
O.Oj)
-4.610.1lli;Ol 0.001' 2,4i.t.31S.ic 0.0()
!!,044.614.~
o.oo 5,73Z.S87,5(
~.oo 17,553:ll27.6~
0.00 i.os1.ow.
.:i~
0,00 S,444,254.~
0.0-0 5,559.549.00 (J.QQ S,Z00, 17EL2t.
tl,Oi:J 7,639.Gll<l.2~
0.00 5,tl:!0.931\\7(
o.oc 4.S1:~.9fi7.61.
0.00' 1,914,554.$'
- 0.0\\1 5.238, 184.5~
ti.ml
~929,003'.61:
-2. t49,632.s1 l!,!Ui',IMUJI~
UlOJ,;?SS.31.
4Ail0,7i.l1:ll'i
- 2,4ao.5-t9.S<
4.914,504.2(
B,03Hi35.:41 2;6aa.oeet1c 2.52/',573:44 4,G10.1!l7.Q::;
2Ati:3'1s.1c
. a,s.M.674.it:
5, 7J~,SST.5C 17.563,827.6 1.05l.Gz9~
3.4'14.254.:ll:
s.559.s.is.il~.
s.:ioo, 1w.2e 7.s:is.666.~
5.630..931.7C 4;Bt3'.~7.6'1 1,9i.4c554. 5-1 5.23&. 184.5~
HOUSE (iou'n:l CHU~CH ST
'060zS3
_ l.ATIT!JOE Cl;O II i.TD
, GEORGE.TOWN 1
_ 0Cf242-MIOHAa FRENIOTI:C 5176006728 HOUSE 060260
'GR,i.ySC,'.j CLO lTO sou:rH CHURCH stREE.T OcSOooAi:W DATATE'N.i 97262.84116*
GEORGETOWN t
- HOUSE ACAS Ct.0 20Cl7-1 LTD iFKS ACAS CLO 'soUtH CHliRCl-tSTREET llWJ<lf
~1)
G8Jl<Gf:J0WN f,
0Cij1U1AG'/
AUDREY ;JAlLeV..
/ 13411:%:58!!
bNEWAt.LsmEE.tcLDni:to F'K'A HOUSE SOJtr'H'cHl,1RcH smm 713453676.Q' 060054 oWS 11 L TO( ALCENTRA LIMrTED)
GEORGETOWN t
. OCQ12:3456'. -
SCOTT OU81C:KI HOUSE VENniREVtctJO LIMITED SOUTH CHURcBS~EET OCGOO:IAGY CHRISTINE XU 2127GSs340 ooo:m1 G'EORGE TOWN 1
SCHILl,.E.'< ?AR!< CLO [-TO (CIFC
.HOUS!;
sbUT~CHµRCHSTREET 06()31!9 OEERFIELOJ GEORGE.TOWN t-
. oCOtOtAGY _
JOANNA Ba/SiMOJ.i 212250!!201 MARY STREET GEORGETOWN CLO os03eo HARBOURVtEW Cl.0 2000.1 KY*
t OCfiOO JIDMJ~llSTAA TION 7142476551
- MARY STREET SlLVERAOQ CLO 2000-11.l TD (NEW GEORGE Ti:lWN CLO osil42a.
YOAA IJFi: INVESTMENT MGMT.. LLC) - KY~
- 1.
DC~111.
ADML'l ISTAAUON 714:2476551
'001Af§oN 1NVEs1MerrfiAA'fNER x HOUSE
'soUTH CHURCH STREET os-0444
- LTO {OCTAGON CREDiT INVESTORS)
GEORGETOWN 1
0Ct21:1 SAM PAGANO*
617s0.37saa MARY STREET 000Ml9
.EASTLAND CLO. LTD..
_(;!;'.Ul'!G!flUWN OC4672AGY oATATEMI 9724194427 KY*
1
- HOl,JSE MOUNTAIN VIEW FUNDING Cl.O 20~* 1 sOUTH <<:;HURCH STREET
¢6tl417 LTD.
. GEORGETOWN r
OC1245 PARA KOTZKER*.
2018022356..
- HOUSE, SQUTH CHURCH STREET 000482 APIDOSCDOV GS.ORGE TO\\NN 1
6c-n SAAAH PRUCHA
'1134836106.
HOUSIO
'soUTH CHURCl-1 STREET oGCM!!A
\\'.IESTBROOK CLO L'fD (SHENKMAN)
G1".0l<GE1'0WN 1
- 0Cth01AGV MICREllE. J.lllL
- l12!l920095-House WEST'/JOOO COO I LTD.(ALCENTRA SOUT~CHURCJ-ISTREET 060495 UMmED)
GEORGE TdwN 1
oi;:qj.i3AGY JAY KWAN 7134!!3i3a32 MARY STREET 060513 INwOOD PARK COO LTD.
GEQRGEtOWN KY*
1 OCQ101AGY.
V1RTUS GROUP 11399343()0 rnvestorA!ldresS: P.O.BOX"101J3GT 00052~
WASATCH Cl.O LTD.(tNVESCO SENIO!'t (3EORGE \\OWN ASHLEY MARTIN SECOREO'MGMT,JNCl KV,J<Y1l102 1
. OCO!l$
71348370.t 6.
HOUSE WHITEHORSE IV L iD {WHITEHORSE SOUTH CHURCJ'{ STREET 060525 CAPITAL)
.GEORGETOWN 1
OCOGo!S-25 SAMl.HtJI 713483&1:;?2
.ARES l<Xl CLO L TO (ARES CLO HOUSE MANAOE!liEN){FKA ct YOESOALE CLO SOUTH OHURCHSlREet 060550 2006 LTO)
GEORGETOWN i
OCCOOO/\\GY CYNTHIA YEN 21266'/'.966-7 HOUSE SOUTH cHIJRCH STREET 06055-2.
\\/ENTIJ REVll coo LIMITED GEORGE TOWN 1
D.C10WAGY JENNlFER 8Assa 71:J48:i61e12 MARY STREET GEORGETOWN CLO 060553 FOUR CORNERS CLO !If I. TC KY*
t OC123
.AOM!NISTRA TION 7142478551 HOUSE osOOi;s PHOENIX. CLO II LTO (FKAAVENUE ClO S9lfTHCHIJRCl-ISTiiEET ivlYST1 FARRIS VLTD)
GEORGE.TOWN 1
OCO-~GY 7134a3sc1s.
MARY STREET
!;LEAR lfl.KE CLO LTD (SASSON GEORGETOWN 06057()
cAP!TALMANAGEMENT LLC)
KY-1 OC222 DONALD ADAMS 7132434027 MARYSTRE:ET HALCYQN LOAN INVESTORS CLO t l TD.GEORGE \\OWN HANNAH BELK 000572 ESTORSCl.01 LTO KY-
.1
. ocoeosn 1134a3esas HOIJSE BREtHWOOO CLO LTD (HIGHLAND SOUTH CHURCH STREET 061J583 CAPITAL MANAGEl,la!T)
G!'.ORGE iOWN t
bcoo1 bAiATEAM 97262M100 MICHAEl.:,f'.JiENETI"E@USBANK.C.O
. 6663949323'.
M UStl
- 0.02 2t4s.lti417t bAi'AtE1.M@HC~.iLP.COM USO 0.44 il!!l 8!!73.42!! l 12lll!i!;! /34!!ll@ffL!;tlOOfiR tili.Ut!M usu U.24 2at6s7399s
$torr.OUBICK1$BN'r!l]ELtON.CO M
USO
-:0~1*.
2a1667:J41a:
lJSO
'0.14 7*32518261/l- -
_ JOANNA:SENSIMON@OB.COM. _
USO
-. *-. 0.1~
- tl44Sia400
' CLOADM1NlSTRAT10N@OB.COM USO
- 0.2.0 2145415374 121'1451637-i@TLS.LDSPR 00.C~J OSO b.24.
s66:3soa4S 1
- USO tiJ'o.
l;Ao 1 t.ANUCLU@l l.S.W~PKUU.f.:U
.o:M 97262&1185 M
USO.
201:iass101.
. EIANKLOANS@SEIXAOVISORS.~.I USO
-~--
M.7 281sa25:4aa I 2a100254sS@TLS, LOSf'ROO,COM USO
- on.:
3:12:2768643 UStl 0.07 2816673449 JA Y;KWAN@BNYMEIJ.QN,CDM tJSO
,'o.:i<.
B66$47074:Z INWOODPARK@VlRTUSlLC-COM USO
-.0.30
- !S166134'.;i' 1*28l007'3447@TLS.LOSP.ROO.COl.f. USO.
o.!i1 2816579CC5 MlMI.M.S!NG!i@BNYMELLON,COM USO 0.10 NCRA.MlLC)P~RATl(}NS@US NOMU
&667199290 RA COM
. osn 0:15 2811357GUi4 VSD 0.31 as52.ia;5n CLOJ\\DMINISTRATION@D6.COM USO 0,04 281007:3-llla 12616673448@TLS,l:OSPROO.COM USO, o.1a DONALO.ADMIS@WELLSFARGO,q 7047150263 OM USO o.ae
!21445164ll6@ioocs.LOS?R00.l'.;O 2144S1£.40a M
USO O:j5 972s284i55 BREloi'l'vVOOC@TLS.toSF'ROD.COM USO
.o.tii.
. 477,740.62.
- 8.sss;331 :is
<<t;f71,400.2b 2.866,M3;1.;
2;7$5,455, ll'i
.. _:2,9fr;soMC.
.i[-0eziioo:oc
~.7-iz.25361 tei4,sii2!i 13,376,7.'rt.sc s.2s1u4iJ:.ae.
1;134,!l:}:UlS l,3M,S31.S4 5,92~.()lt.2~
S,955.103.JC
. o!14,143.3E 1,9f0.962.5C'
- 2.939:546.ss S,U79,034.s2 75BJl61.57
- !>22;(1113.2'1 1.1$4.351-56
'2,BW.44l75
- 2.865.443.7.5 A Page 3 of 24 4IT,7~0.6'.
c.oo a.s99.331is Q,00 4.f/J,400. :!~
ll.UU 2,a56-,44:ui.
0,[l()
2;7M;455.1E o.oo 2;917,5~0.0C ' -
0.00
-ts62;500.1'.l<
0,00
. 4,7J2.2sJ.61 0.00 1.974£19.2£.
a.oa
- t3,37o,nt.sc 0.00'
.s.255.i46.at 0.00
~-134,633.ea O.O!l i,:'!M,S!ll.64
- 0.0(]
S,92'3.011je a.oo.
5,SSS.103.tC.
- 0.00 4t4,:i!4:l,3':
l'.J,O()
1.,910,002.5(
o.oo
- 2.939.546.SG MC i
5,ITTS,oa4.S2 0,00 i
7.sa*:o61,s1 a.oci 5.62'2:015 2' O.llll 1-,194.:lSUe _
a.a~
2,sea,443.7e b.oo 2,i!B5.443.7i a.ml 477,740.6' a.sss.l31:if
. o1."f.ll' *
.i:us.*~~
2;65e,M3.7E 2,100.;iss.1 e
. 2,eit,soo.ilc
't:M.2.S00.-0<
' 4;712.253.61 t.974.619.2~
'3~:376.7.37.5(
S,255.146.88 1.134,633;tn i,3M.Sa1.&:
5,li23. O! 1.2i 5:955.103. 1 c 414:2~3.JE i,910, 962.SC
- '2.939,s.46.5!!
s.IJ79.!i34.e; iSS.061.57 3,522;!) 15, 2A 1.i!l4;361..5f 2.866.443.7E 2.800,443.7~
HOUSE eul'\\R fllC*GE GtO PllJS !;TO. (CIFC SouTHCHURCHSTREET I Q6()S92:
DEERFIELO)
..GEORGE TOWN 1
_ o*cooooAGY
!THORA FRIHART MA8Y STREEr.
OfiMrm CANNINGTOtfflJNDll{G LTD.
GEORGETOWN MYRTALA CALVILLO (SILVERMINE CAPltALi KV-1 OC1 HQ USE MUTH CHURCH STREET rn;urnir TAAt:Ef:A:!L'U J.LfU GBJRGi'O lUWN l
0(."U29YAGV KJl.IBffiLV ulHSOi-1 MARY.STREET*
OCEANTRAll$ CLO l GEORGE TOll\\'N 06C6ll; KY*
t OCOZ46AGY.
STACEY ALEXANDER MARY'STREET 9/IF'PHIRE VALLEY CDO I. L TO.
GEORG!<TOW['I KEVIN CEOORCHUK' 050642.
(BABSON CAPITAL)
KY; 1
OC1111 BABSON CLO L To 2007-1 (BASSO['!
Mt\\fWsTREET GEOSGE i:owN 00064.3 -
cAPffAL)
. KY*
1 OC0i2JAGY KEVIN CEOORCHUl<c.
UGHr('OINT_Cto Vlt r. TD, {NEUBERG~
HOUSE SOUTHcHURCHSTREET oco*aoooooi PATRICK MITCHet.L 660660 ANO BERMAN)
GEORGETOWN 1
i>QUARE OlJBliN 050655 EAtON VANCE COO X PLC JE,ZZ t
oc12 VAU..lltl PRESSENDO HOUSE LANrn.iAAK IX c_oo Lib iSOlJ!olD SOOTH CHlJRCH S'rna!:i 06C6SS HARBOR PARTNERS)
GEORGETOWN 1
oct234 CHRlSTINAl<WA.N IWIESCO ZODIAC FUNDS-lNVESCO US 8iT80URG
~N!UH WAN fUN~lrlKIA INVtof.:U LUXl:OM!:!OUKU OCl.ll!/\\GY
&ie.OROBNY 06C'68i.
FUNDS lll*lN\\IESCO*US S!;.NtOR)
L!J.l 1273.
1
.. ' HOUSE
~OUTHCHURCliSTREET 060091 GRANT GE'!OVE CLO LTD GEORGETOWN t
. bcH.11 -*
JEt'FREY STONE HOUSE 11.13 SOlJTH CHUf!CH STREET 060707 SHlNNECOCK cr.o 2000+1 LTD GEORGETOwN 1
bdl88ilAGY1 REBE:CCA.\\'liLUAMS rnve;;torAtldr&S$: P.\\).BOX 1Q93GT LIMEROcK CLO I (INVESCO SENIOR GJ;;ORGE TOWN 0$0111 S~URSO MGl.fl',1NC)
KY-KY 1.1102 i:
OC555 MVrti A CAL VllLO HOUSE SOUTlfCHURCHSTREET 0007'17 TRIMARAN CLO Vll LTD GEOORGE TO\\l\\'N 1
OC1234 VAN NGHtEM OUEB!llSGATE HOUSE GEoRGE TOWN.
060756 MOUNTAIN VIW CLO JI L TO KY*
1 OC1245 DARA KOTZKER HOUSE SOlrTHCHURcBS~EET
. qc12M DARA KOIZKER 060761 SAKER STREET CLO 11 LTD GEO!'<GETOWN 1
.STANFIELD DAYTONA CLO Jnve*t~r Aalf1<1s11: P,O.BO)( 1093, GT L TO)(CARtYlE INVESTMENT GEQi:<GETOWN oci23 00077B MM-IAGEMENT LlC)
K'M1102 1
AARON ALMARAZ MARYSiREET
.F'PM GRA'fHAWK CLO L fo (Pl'M
,GEOR~E TOWN 060762 AMERICA)
KY*
i OC125 LENA FlALi<O*
VOYA ClO IV LTD (FKA ING HOUSE INVE~E.'lt MANAG5i.IENT CLO IV SOUTH CHURCH STREET CORPoRATE T8Ul;T asotaa LTD)
GEORGETOWN 1
D.CSOOBAGY SERVICES HOUSE SOUTH CHURCH STREET' osti1aa KlNGSl.AN D IV LTD GEORGETOWN t
OC\\l07 KRISTOPHER KUEHL HOUSE SOUTH CH,URcB STREET 06D7!l0
'ocEbJJ.TAAILS CLO ll GEORGErowN 1
OC01 ANDREADENISEVJCI-!
ClfC FUNDING 2007-11 FlV\\ CIFC HOUSE FUNDlt-.IG ~OC&lll LTD (CIFC SOUTHCHURCHSTREET 000801 DE:ERFIELD)
GEORGETOWN 1
OC!l002AGY GENE. VLAOIMtRoV HOUSE SOUTH CHURCH STREET 06081]8 MOUNTA)t<I VlEW CLO IU.LTil GEORGETOWN 1
. 001245-DARA KOTZKER LlMfTED.QUEENSGA TE HOUSE, SOUTH CHURCH STREET 06MO!I ARES XJ CLO LID GEoRGETOWN 1
OCG0800D1
!JANIE:. SCULL~
7733501629 73257a261'1 PZ/;V Al.;.@DEEflFIELQC/\\Pl!AL C(j M
USO 7134838224
~ilt6Si'!!!l24 12a1u57ll024@'rl:.S,toSPROO.CO.\\~ uso
/1:!4li:ltlll!;3.
~1-1<1!innm 12144516103@0RFAXLOS!'ROD.C OM '
U8U 21aei1a"f.3t 2a15e7374S sA~DER@WESTGArEJ.lQRIZ>
- ONS,COM USO 5f156Z9749
<i'lt.937-0495'
- KEVIN.CEOORCHUK@ISTCO.CoM USO l<,EVll'!,CEDORCHUK@SiATESTRE 517662974~ *-
s j 79310494
- ET.COM
~*
USO i123327333 5669407745*
~JGHTPb!Nt.ctornoricEs@tise AN I<, COM USO oocoooooi:m
. 281s:;1go2ir us6 71348376!4' 2:st6s7oo3a CHRlSTINA.'N.K'NAN@:BANKOFMY.
COM USO 6300845$3-0 63D5.S61.l5M
.!(.}!}IAt:_J?[,_NUl lt:if!;@MUl{UAN!;;f ANLEV,CO!.t USO ll l1603653R.
06675:!7754 USO 4122346292 Rt;aecc.'\\;WILPAMs@aNvMei.LOl'I 2Si667:>WS
.COi.i USO 71U<il5W~
29165'1!Hlo:23 128165'19023@TLSXOSPROO.Cmol USO 71~61aa aa1esis1i47 VAN.NGHlEOM@E!NYJ.iatON.COM USO 2016022356 2815827955 12615827955@rLS.LOSPROO.COM UStl 2018022356 2013388701
- BANl\\LOANS@SElxADVISORS.COM u:so 7134836340.
2816S79IM4 MRON.ALMi'!RAZ@BNY.MELLON_C OM USP 312s2785Ba 2&16579001 PP.MASAN~oANQPS@PPMAMERI CA.COM.
USO 611EH!W'11 E!saJsazll99*
COO.flOTICES@U$8ANK.coM U:SD 1134a:;6101 Zll 16S7SC!44 126165790<l2@TLS.LOSPROO,COM USO l\\DENlS~lCH@lflESTGA TEf!OR!Z n::ie2131.sa 2516579'1'.le.l.
ONS.COM USO
- maimoea4 6669406ZlS QlFC.fUNDING.CL03@BANli;OfMt E:RlCA.COM USO 2018Cl2235t; 2.0133li&'t01 BANKLOANS@SEIXADVl_SORS.COM USO 6176C>:ili4nt ilffi;s16oaS:i:
USO 0.07
- 1,4$S,75MC 0.2.4
- 4. ?ai.009.07
.u_:ru
. 3,ljll!J,ll:/l:l~b
.0:14
- i,814.700,99 0.115
-955.481,25.
0.09 1,605,i45.8E 0:00
- s2f
- i.770.0C 0.32.
S.201.1'!5.3:i...
- 0:11'
.a.3s9,s95U3E cdi 6; t1s,M-4.e1 0.07.'
t.434.119,SE..
- 0::10
.i :.952.530-4S 011
- 2. i.10,0MJJ*
0,,20 3,855,9W.L&
-0.33.
a.s22:eoo.e3 0.2l 4,204,tl7.50.
0.22
- 4:342:.ii7C>>35 0:10 1;s;o.ss2.sc D.aS i ;572, 002:. l~
o.27 s,2$1.sti5.6; 0.20
- 3.MS. 2.76:27 0.28 S'412,ii01.o-1 0.29
.5.837,339.Jll 0_44 8,110.565.01 A Page 4 of 24 1.<isa.:1so.oc o.oo
.i,1s;.oo9.o; o.oo 3,B~jr.U.!IQ u.uu 2,814.700;9t.
D,00
.9SsASt2~
o.oc i,805, MS.Be 0.00
- 1,528,no.nc Q,Q(l i;,:mt145.:i:::
0.00 l,3Ss,599,5E 0.0(}
~. -.
.5,1'73.444.&1 0;00 1.434J19.8 - -
- o.oo
- 1,!lSZ,330AS o.oo 2, 11o;OS9.S~
(l,(l(J 3,1)55.~.ff(
Jl,OC 6.522:8C0.6<
0.0~
4.204-, 111.SC 0,00
-4,342,670.3 o.oo 1,.910,96Z.!iG 0,00
,,672,IJ9z. is a,a(J 5,291,605.o; O,OQ
.S.~,276;27,
0,00' l;..\\12,601.Ol 0.00 5,531,339,38
- 0,0(}
8.1i0.665.01 ii.ml
.1,45!1,750.il*:
'4,787.00S.ili 3,!!!l!J,1J'.U;H!
2,'ll1.4,70EUJ~
-llSs.481 :2e "1,IJOO, i45.a~
1.528,no.oc *
.6,2Cl1.14S.3:? '
-3.339.sease 6.~i3:#Ui1
-- 1,434,119.Sc 119S2..3S0~4~
2; 1 f0,009_93 3,855,962.,&
a.s22,aoo.6::.
4:204. Hi S.:
4,342,670,SS i.~hb.002.sc i.67i.!l92.1S 5.29tsOS.Oi; 3.945.275;2.7 S.412,601.01 5.S31,S39.~
- a. 7.1 o.665.07
~ouso; osoo1i SQUTH PHL)~CH.STREET St76re&7oo
. REGATTA FlJNDlNG L1'D
.. GrollGE.TOWN 1
o'C(IOOOAG.Y.
MARO'FbfWIT El7 MARY smEEr F:oo'rHli1.c1.o 1, Lro \\CM1;Y1.E; GEORGEJOWN JEsSiCA Kru.Le.R 41006421..io.
ooa'll~o iNVESTMENT MANAGEMENT LLCI KY*kl' 19002 1
OC45S5*
- HOUSE SOUTH cHlJ'R¢H:s'!'1<EET or:&~.
l RAC'/ Hll'll,;
- OOl}!l:;I!,
' MA'RtBO'P:DUt;'H!,'(l:(mcm LT(J<
. t:l&lf.IGE.10WN *.,
l 11a4ll:.!lif'4' HOUSE.
ooooi~
MTWlLSON CLO llLTO. ~RN s9:il'fK cHIJRCl-ismm oeo333AGY CHRISTINE LE'E:
1132168702*
ASSET MANA.GEMEND GroRGETOWN t
S<JlJTH CHU.R9H STRID
~~PA!fK AVEf'.iUE Cl.tJ IL Til !.OAK GEO~ETOWN 6cin1 JASC.N J PEREZ 11~23z 00ll:836 kl'~
1 HOU!?!;
§li;>tJTH '9HURt:HSTREEI"
. Oell001 AGY KIMBERLY REINl"L..
OSOS7!i
.. Bl.UEMOIJNTAfN*CLO Iii LT!J>
.GEORGE.TOWN -*
L.
212~\\J:tl
?ll.ieo Fl.)NDs:,G!S.FLC DM<:RSJFlEO IN COUR-V:.
eANKLOAN 05001.S HARCOURfRO FUND*
IE*
t oco333AG.v ACCOUNTING ti49S323005
- Mil.PS CLO FIJND II L. TD '{GSO/Bl.ACK HOUSE STONE DEBT FlJNps MAWAGEMENT SOOT~ CHlJl':lCH S~EET
!ll foo3fl52t '
00pst7 Ll..CJ
- GEOl'lGE.TO\\>\\'N t
OC!l302AGY MR'.:1-lAa ell Lt ii BlilOOEPOITT CLO II LTD tCIFC r;ousi:;...
CLO SOUTH CHlJRcH sme:ET OOG91a:
Oi;ERFIEl.D)
GEORGETOWN 1
6csiil31\\GY AOMll'lrSTRA110N 1l42476s5t HOUSE t.:IJA CAi:<HOS 1..'t.U k1U. fRl\\APllJIJl; f.<<J:1,f 11-1 t.:HIJH{.)li !? lfl1:;1i J 0Cli11 KoRY BURLESON i'134a3SOfl4.
I 000021 CDO:VI !FRA!SERAllJLUVANl GEORGETOWN 1
MARY S'fREET G[<A,ND CAYMAN
' 06!l9:1.4 CAAt;YLE HI Git YIELD PARTNERS X LTt:l KY~_.
1:
.. cictH!21AGY
. TATfANAM/\\.Ril.N!;Z ' 7134837396:'
SATURN c1.().. 1..ro (P!NEBRIDGIE 1:10.USE SQUTH CHURCH STREEt LSK CHOBUATHONG 0009:1.7 INVEsTMENTS LLCi GEORGETOWN 1
Oei12WIGY 7i34836fill HOUSE SOUTH. CHURCH SiREET Cl.O 050039 CENT CLlO 12 l rrr G!e.OMETOWN
- t.
OCMH ADMlNISTRA.TiOO 71'4241o5fH
- MoUNTAl~IOAf'ITA\\;,Cl.OVl.LTO EiANK Of; CANADA (CARI. Vl.E'INVESTMENT MANAGEMENT sHeoDEN ~OAO 000042 LLC)
GEORGETOWN t
OC!lli21AGY OAVlD RAMSEY
?134li3Ba1<!
HOUSE GREENS CREEK FUNDING L itJ G~ORGETOWN 000006 (SJLVERMINECAPITAL)
K'M<Y10002
- 1.
6Cll123AGY RONAl.0 FViJEH 713463i5227 HOfJ~E.
000067
.~TAGON fNll'ESTlvlENl'f'ARTNt;RS.XI SOUTHCHURqiSTREET
. QCOoonAGV JOSHUA CU" fl17.liroq.5:!l LiO (OC't'AGOltCf<EOlt INVESTORS). GRAND CAYMAN
,: 1*
E!lACKRdCI{ SENJORlNCOME S81JE$
HOUSE
$0UTH CHURCH STREET LOAN PROOOC'T'?
0000(;5 JV GEORG!: TOWN f
OCOOAGY TEAM 212S105l.>55 OUEE!<ISGATE HOUSE GEORGETOWN CLO
~1 CEN1' COO 14 LTD KY*
t OCOOOOAGV ADMINISTRA T!ci.I 114247665.1 HOUSE HAACH CLOll! LIMITED iHAR'CH SOUTH CHURCH STRID o6o9&2 CAPITAL MGMT)
GEORGETOWN 1
bc4701AGY CLO.. ADMINS'TRAilbN 71424765S1 HOUSE SHOUTH CHURCH STREET 0610t;I.
CtFC FUNDlNG 2007-1 t. TO GEORGETOWN t
cH;;o;jj~,GY MK!A6AYNeS a12;;3:zr.i2a
- HOUSE 001019 i/i/ESTCHESTER CLO LTD !'KA Sl1QUTH <;HURCH STRl=i::r 0COJ01AGY
. AMHERST CLO. LTD GEORGETOWN 1
Oi\\.TATEAM 97262841.00 STANFJELO MCLt\\REN CLO Jn~estorA~S:S: P.O.SOX.1003, cm L m}tCARI. YLE INVESTMENT GEQ~GETOWN CHP.RLESJANz 001028 MANAGEMENT LLC1
.KY-1 OC0tr.!1AGY 7i34!!3B3J9 ilwesto('Address; P,Q.OOX 1.003 GT
?tio~N1xc1:0 m Lro(FKA)AVEf.iui:. ct.a GEORGE.TOWN.
661033 VILTO:
KY-OOtSOOAGY GREGORY HAf.ICOCK 1l34!l363n i'lOVSE O!lto34-SHASTA CLO I LTD
'sotri'H CHUR.CH sm'ee'(
GE:t'.ll<GEiOWN t
Q'Cl.lll21AGY ROBENLlJNA n;i48:lt;.is6 NOTICES,REGAtrAFUNDJNG@Vl Fl
. :a 657719471:
fTl.JSLLC.COM USO
. o.~o '
i'001Sn269 J.ESstcA.KKaLER@wa.LsFARGO
- .COM Usb o.2.i lt!'!lB!i'i!IUbll" fRl\\CV'.HlNG@BN'fMEW:lN.UOM
- US!J
°'"
ZSl Ss7!looi>*
USO
- 0
- 01 ia1ss;:sns5'.
Oso o.ii.1
' 2ll1007;1712
., 12&i00'137.i~TLS.LOSPR00.C~.l1 USO
~~0*1$
ff1inoom PIMCO.~STATESTREET,COM USO 0:110 a8a::latl!I43:ti.*.
. M1CkAei..clfU. v@USBANK.odM.. osci
..... *b.41' 7swe2sH*
Cl.OADMINiSTRATION@013.COM USO im Ktlf{'f JJUH~N@:!:!NYM!iU.IJNJ.::
cd1 2il16510037' OM USO TATIANA.rMRTINEZ@BANKOFNY.C
- zet667-3'l11> -.
OM USO
,().~,""
LEJ:tK;CHOBUATHONq@E!;l,Ni.;OFN.
0'14 2il.1657G~29 If.COM USO ii600i14792' Clo:Al'.lMjNfSTRA'l'iCN@bB:COM *. USO
- MS
- !i!.16573714 DAVlD.M.l<,l,MSey@SNYMELLON:C Oil,!.
USO
.cuo
. ZlltM7M:J7 USO
.0.29' 8ses317.!l11)<<
USO d).il!.
21441114091 t214'l61409t~TLS.LOOPROV.COM USO 0'.14 a666i14795 CLO.ADMiNtSraATIO~J@D6.COM USO o:is a6861147!l5 ClO.ADMlNSiAATIONiJS.i::OM USD o.oo a!i69~01oos C!Fc0701,NOTICES@US8ANKCOM USO
- irn 2.149!l85007' 12:t4flS'll!l007@Tt.S,tCSPROO.COM USO 0.'63 281007:i73&
CHARLES.JANZ@BANKOFNY.COM USO
°'18 2a1001.5741l GREGO(<Y,Hf\\NCOCi<@BAN~OFN\\f, COM USO 0Jl
- 2.!!.i561Ji'3:2.'
1213;1667:>732@00CS.LDSPROD,C6
.M USO b.rla 1,910,SllZ.SC.
4.771'.~oo.2e
?$.:J:fJ,!llU.l>l
.. 1 {435,64~:~ '
- 4;il i4J!62.SC
- 2.917';500.ot
- il,691.643:1*
. S, faS;149.5t 1,a97A2ii;3C 2,245,:ia~.9':.
4.42l!,aa1.7
i77U9S-~
5';tl96, 719,!ili
- 1,oo8;736.00 5,752,069.. 09 i;458;751);tiJ.
- ttia,§4.oe
.'3.!i79;fi04.o.i' 1,eoo,1stas
.:<:1.111,soo.oo
'12;45().!ja&, 1.'.l
.S.443.:133.SIJ '.
1, t34,482.8c
- 1.(100;43t.09 A Page 5 of 24
~,!ll0.002.!iC O,QQ 4.m.400?5 o.oo 3,ti9:Ul1U.f>i u.uu 1,43iL~.~
CJK
- Mi.\\,00,2,1lC 0,00 2,sw ;ooo.oc
.o.oo
- li,89:1>643.1' o.oo S:.rlla.149.~.
0.1)~
U97,42il.:it:
c.oo.
t;i45,3j!O.~
o.oo *
-- 4,42a,B97,1e -
0.00'
- 2;rTO,fl9S.ll::
o.oo 5,096\\119.4~
- Q,!J<J 1.Siil.l,736,fiE 0,00, s.7S2,oes.~
0.00 i.458.~!ii:J.ll(
O,i:l<l 2,728.954.01 o.oo 3,67'3,604;6"
\\'Mic t'500 J67.s:
a,110
- i:;91J.500JK O,!ll; 12.450.5!15.1~
o.oc
.JMa,:m:se 0;00' i,134;4l!WC
- 0.00 1,600;431.0l:
- OJJCI, i
~.S10;S02.&
4~711.400.2!
- 3,:5!.!3,llm.o\\
- J.4Js.S46.~
~.ll14,UG2.SC 2,917,sooJic i tJl9t:M3. lS a; 1:ia, 149.Bs '
M91.~5.~i 1.~45.JsQ.~
.... 4,42a.aa1,11
- ?.,770.!195.6' l>,096,"l'f.Ei,,4!
t,!J!lil,7~.&i 5.752.009,00
. 1.4!lll.7So,(IG 2, 728,004.llf 3,679,604,!>1 1,600.767.tit i.917;SOOJX 12,450,5155, 1~ '
S.443. 333..ile t.134~':!¢2.~C '
t.eoo,.;:31.ae
l<ATONAH 2007-1 CLO !.:TD. 1'..l<A CRlC~ET.SQUARE GE()!'.l'.GEJ:OWN
- 061004 BRIARCLIFF fCl.O'LTD. *
, KY*
oc1Z4i>.
JOHN oeLANEY,JR MIIBY SiRECf.
BATTALION CLO 2Q07*l LTD (BRIGADE aEo:ORGETOWN 061082 CAPITAL MANAGEMENT, LLCi KY-KY 19002.
1 0Ctl4>
JIM KEOGH HOUSE -
SQUTH CHURCH' STR!OET mmm1:1 STHATFURO l!lO L(t:J G8J!-iGETOWN.
1 GCilll!!fAGV LIAJ::.0, TEM!
HOUSE o*mo3 GALE FOR.CE 3 CLO L.TO SO_lil}i CHURCH SmEEr OCS900AGY SUSANNE Ml.Cl<iES GEORGETOWN
- t.
HOUSE AP.IOOS CINCO crio SOlfrH Cl*lllf~Ctl STJ'lEET 001110 GEORGETOWN 1
0C061110 MODLJPEOYEDE HOUSE
~OUTH.CHL)RCHSTREET 061130 ROCKWALL. C001~ LTD.
GEoRGETOWN 1
'OC0135AGY DATA'TEAM MARYSTRECT ST.)AMES i'llVER Ct.d; LTD (EIASSON GEORGETOWN OCOJOViGY 061144 CAPITAL MANAGEMENT LLC)
KY*
1 BUCKNER TONEY -
HOUSE FLAGSl'lf P CLO VI (OEU:rSCHE AsSET SOUTH CHURCH STREET 0Bii!'i5 MGMT).
GEOiJGETOWN l
OC!n11AGY LlZ:OELGADO CALUOU.S DEBT PRTNRS CLO FUND Vf HOUSE LT,(GSOi!!LACK STONE Ol!9T FUNDS SOOTH CHURCl'I s'marr 061156 MANAGEMENT LtC)
GEORGETOWN 1
OC01 MICHA.EL CULLY DON ROAD S't Hlol.IEH t:AfUIHAl;; l:lUMMI I 051174 CANARAs SUMMIT tto LIMITED JE-JE12TFI 1
OCOJ}il.GY CLO LTO CRlCKET SQUARE GEOR,GE TOWN 061192.
FLAGSHI~ CLO V. -
.KY~
- 1
'bc562-1 uz:oetGAoo HOUSE
'FLATIRON CLO :i007-1 LTO SOUTH CHURCH STREET' 0Ca1 ClQ 6st1!l~
GEORGETOWN 1
ADMINISTAA TION HOUSE SOUTH. CHURCH STREET 001i!l9 ACACl02007-l LTD GEORGEIOWN 1
0Cllli11!l!i AZAA ASHflA!'I HOUSE SOUTI:! CHURCH STREET oe1:!rn:
VENTURE: V11J COOL TD GE:ORGE TO\\l\\'N 1
OCOlra3AGY KRYSTIN.A WU CRICl<ET SQUARE GULF-STREAM SEXiANt CLO 2097,,
GEORGE TOWN.
061230 LTO KY*KYt1102.
1 OC55S TAMARA DAW HOUSE SOUTH CH,URcH STREET' 061240 KlNGSLAND V LTD GE.Ot!GE TOWN 1
QCGO/
KRISTOPHER KUEH.t VOY.I\\ Cl.O V LTD {fl<A !NG HOUSE INVESTMENT MANAGEMENT CLO V
?iOUTH CHURCH STREET CORPORATE TRUST 061249 LTD)
GE:.ORGETOWN 1
QC HOUSE
'l'IEST'IVQDD COO II, LTD {Al.CalTRA SotlTH CHURCH STREET 061264 UMlTlEDi GEORGETOWN 1
0Cli61264A JA'M<WAN HOUSE MSIM PECONIC BAY LTD (INVESCO 11'3 SOUTH CHURCH STREET 061272 SENiOR SECURED MANAGEMENTj GEORGE TO~IN 1
OC2001AGY AAMGN ZOLETA _
HOUSE scxmrcHURCH SiREET 001302 DUANE STREET CLO ti/ LTD GEORGETOWN t
ocn11 NOBl.E KALLUKUZlW HOUSE SOUTHCHURCHSTJ'lEET CLO 06131..l FOREClO LTD 2007-t GEORGETOWN 1
QC6908AGY1
.AllMINISlR.I\\ TION
~Rl9~~ SQUARE WALKER HOUSE 061346 PRIMUS Ct.0 n LTD (CIFC OEERflELDr 57 MARY STREET 1
OC0111AGY BURKE MALEK HOUSE SO_UTH CHURCH STREET 061360 FRANKUN CLOVl. LIMITED
.GEo:ORGE TOWN
,f
- OCOOODAGY JO.AM MUl.IUFl HOUSE SOUTHCHURCHSTREET 061422 CENT*CDO 15 tTD GEORGEiOWN 1
OC0314AGY Vl_RTIJS GROUP 1n'1eoo6491 8sS6Mi216'.
GltLIG~l@KATOt:"AHDEBTADYJSO RS.COM usu 2127459420 iil1Sa73735 BANKDEBT@BRIGADECAPlmL.co
- M USO H.
- l!J:i411!44U:
- t14b4MM.rn.
UATAlEMl@HCMLJ.l.COM usu Z1Z5~32.147 at1~1nSe&
USO 71a-i836969 i815827:?.14 MODLlPE.OY!;OE@6NY MELLON.CO M
USO
!fl:ie~e.1100.
',972il'164.t47
_ ' kNOl<@Tl5;LOSl'ROD.COM *.
USO euc~;N ER-T.TONEY@WELl.:SFARG 71:32~02i fomso29s*
O.COM USO 2124541945
!l668317Q8j,.
EUZABErH.DELGAoO@DE.i::OM USO 6176036471.
1.166848iJ554' MlGHl\\El.CUlL Y@USBANK.COM USO 2123727425.
2815.62615&
. 128155261S6@T.LS.t0Sf'ROO.COM USO.
2f2454i945 136G:l86P.1 $Z.
. El!ZASell:WEi.GAOO@OO.COM USO 71'12476551 2*45723374" CLOADMIN!STRATION@DB.COM USO
'1'134133106'1 2!!161!'i':i't41.
USO 2 l 21fr.S5309 212:705S391J*
ll 5176036540 B-66848855i
_USO 713483&707' Z81SB27810,
.12S15S;!i810@TLS.LOSilROD.COM USO
<1604712225.
lles350:ZOO\\l COO.NOTICES@USSANk.coM
!.)SI) 713483633'2 28'i'58272H1 USO 1713411363)).8 '
2B1657il.71S RAMON.O.ZOLETA@BANKOFNV;co M
Vsri NOBl,E.KAlLUKUZHY@BNYMEllO 9727655298 2lil5827'775 N.COM USO 7142476551 S60075627S FORE,CLO@FCRERESEARCH.COM USO, PRlli!USCL9llFAX@VIR1WlLC,y0 61737111336 817:)712290 M
USO sso:i12<1ooa 2:815622073*
JMULIUF@FRK.CC~i USO 7139!134:i()ci 56ll60t2494 CENtCDOXVFAX@\\~RnJSLt.C.CO M
USD
, o-05
- 9SS,481;25 o.2e
, 4;911.61e.it1
.[]_!!/
f,314,10UJ~
it~
4,&46,44S.e<
0.06 i;134,ti33:9E
.. _ o.2e
- 5,416;4SS.7C.
0Jl2 47'r.7.\\0.~
0.15
'2.B56;443.i?:
- i.hs.
.2,937,047, l7 0.25 4,B36,97fJ!,.
th18
- ,,a
- ;o.a2a.1e
'0.24 4,660;101.9':
011 3,.\\11,500.57 bciS
!!70,001,7;;
.0.25' 4,88!3,934.67 0.29 S, 781,529.41!
0.10 1,S54,77'.l-S7 o.23 4.4a1,2ao.oc b.n
- 2. i 5rl,251.2tl c111 2;149,832:81 o.34 6.756.443.75 0,14 2.00S, 035,57 Q.23 4,554.9.16;5£ o.22 4,328,264.9° A Page 6 of 24 955.4il1.25 O,QIJ 4,911,616.ie 0.Q(l
/,3111, 1UU.r..! '
U,UU
~,546A45.i;i a.oo t,134.633.!la 0.00
.... li.416,455"(C 0.00 4rT,740.M.
Q,0(1 2.800,443'7<
0,00 2.937.Mi.lJ Cl.O(J
~.836.sJ u; O.M 3,ISJo ;a~a.1~
0.00.
4,lltlil,iOUl*
o.oo 3,417,500.5)
- O.~ll
!!70.031.7~
a.oo.
4,a86.934,6l 0.00 5,71!1.529.42 (J,(J(J 1,954.773.61 o.oo 4.481.:iilO.<<
0,Q(j 2, 150~51..z: '
o,oa 2*.1'19,ea:ta1.
0,00
_i;,1ss~44:;,n o.aG wse.oae.1:1 0;0(1 4,554,9.16.SE
-0.Ctl 4.323.264.00 a.ml,
!155;481.~
- 4.91t610.1 e
'f,3H. iai.!K!
4;546,445.IU 1 :134,633'.~
li,41Sil55.70
- 471'.740.62
' 2.Bss,A4i7~
- 2.937.047.11 4,836.971.61
,, 3.aJO,B:!!l:'7.f 4.650.101.9' 3,417,-506.Si 11io,031:7~
4.58&;934.lll 5.781,529.J~
u154,m.a.
4.481,220.0(
2, 1so.2s1.2~
- Z.149,832.81 o.1se.4-l:i:1"
. 2.sss.0-.:s~.s, 4,554,!116.S<
.4,328.254.!K:
~;;ix.>;11 ci'.01:.ft;) (Fl<ACLYoi;sDAt.e; HOUSE
$0UTl':l cHl)RCH $TREEIT CLOAOMIN 001436
. cLo 200'7-LTD}
GEORGE-TOWN f,
OC031~
HOUSE --
SOUTH CHURCH STRET oC3ietAcw lllRTvSGMUP' 001989
'SP,N GAflRIE.L CLO I l. to*
GEORGETOWN 1*
~-
HOUSE SOUTf! CHl.iR_Cl-t:;JTREET:
05'.WV MUIR tSf.!UVto CLU L TU' G8JRG\\;Ji'.lWN.
t-001111 JEFFW:V-SWl-l'E 00'7019 CtFC fundrn9 2tl67-llh LTD tcfjf'!':
~~~CHURCl-IST"Ri::Er 6C~61ilteAG
- JUST1N MIHAUNE.c
GEORGlHOWN t
HOUSE 00717'7 OOL.UMEJ:Ul>NOV~Cl:.O IV LTD. 2'o<)Nf si:.il.m:I ~HURci-1 SfflEET OCGoOO.t.GY
\\llRTUS e:R:oup (CIFO DEERFIELD}
GEOB.GE WWN 1*
1-jOUSE;
,!>OOTP:l ~HU~CH $TREeT GATI:s WA TEL _ __
067006 VENTURE IX COO LTD
.GEOR~E.TOWN r
- OC<l1,_
1-JOUSE;,
~
'~ -
AAES]JIRl~Vl'fCLO LTD SCWH C:HURl;H-STREET OCtl-if REEMAEZZIE
' Oil57D7 GEORGETOWN t
. fRANKUN.TEMeLEToNsE:lllESff.
_RO'O\\l, FlJNOO F'RAM<UN FLOATING RATE ii t.Ui<l:MBOIJRG'
! o'ali4n-FUND LLl'l2449*
- t,. '
oeuaa.m....... TRUDY HALE PLACE CLO DRYb!!N XVIII LE\\iEAAGEO LOAN 2.~lrr Dl.llli.JN AOMINISTAA.tlot<i CIS7715 LIMITED (PRUDENTIAL!
iRELANO 1
oc11s
- TEAM COURT HAAt,;UUlif oc11i1 HEATl-:IERG.R!S\\11/QLD 7676
~LOANS 2007 !.lMtTED OUl31.!N2 1
HO.USE..
- our1-
- 1 ~HURCH.STREET 0000'16
.. JFIN CLO 2007 LTO *.. {SASSON OAF'l'rAL) _Gi;ORGEioWN r
_ocn:i2 KEVtN ctooR.cH!JK BOUNDARHiALl.
GULF $rp,:EAM--COMPASS Cl.0 2007 LTD CRlci<ETSQUARE O!lt11 a (APOl.l:.Q GlOOAL MANAGEMENT LLCl GeaoRGE i'ov.'Iil 1
oti24 CORY OLSEN HOUSE SOUTH CHlJRCl-\\$TREET 09851>9 Mf'.S Xll CLO l'l'O (3!;,0~GE "IOWN t
- OCitml JONATHAN lOll!G CRlCKET SQUARE oo.E!:NSRlAA ClQ, LTD,_ !HIGHLN<!O
.GEORGE TOWN l00'.!79 CAf'rTAL IMNAGEMENTI K"(~
1 oC:tAadAGY D.l\\TATEMI fl7 MARY STREET dJ~¢f<dE; To~N ocm BANKLOANACCQUMTI 102743 PORTOLA CLO. l:.TO.
K'f,KY1$002 1
NG 61 MARY STR!'Ef ABERDEEN LOAN fUNOJNG, LTD.
GEORGETOWN 0611.. i!l140t TRAVISF'UCKET.i J-i-isi-A tH1GHtAND C:APlT AL)
KY,KV191l)2.
t S506 Af:I l.JTRECITT STI~TING. PENSlOENl'ONQS NETHERLANDS 112414 MEDISCHI: SPECIAUSTEN
. NI.*
r rOC1124140l Pl-Ht.IP COLBURN GLOBAL CREOli ALPHA FUND!FKA tir;estcr Addr&SS'. 68 FORT STREET ioit.tco CAYMAN GI.OBA!.. CREOfl';l!ElOR GEORGE TOWN BANK LOAN 1f5673 PUJS FUNCi)(PIMCO)
KY-K\\11-hOO 1*
ocHsStio~
SETTLEMENTS*
Hl,)OSON CANYON FUN01NG U, LTD.
!17 MARY STREET*
(ll'NESCQ SENfOR SECURED*
GEORGETOWN 12o5!1s*
MGM'r,INC)
K'l-h.'Yi.soo2 l
b.c12.0soo MAUAeAYN!:S WM.POOi.. HIGH vrELD FIXED STREET INT~E;ST TRUSl(OAKTREEC,Al'ITAL NOR'TH SYDNEY
'OCQirr t4<illsa MANA.GEM5NT, LJ>.)
AU*:?OOO
- 1.
FARZAD MlL'TON SUNS.UF'E:R POOLED QUEENStANO
!)UNSIJPER PART'i 1.64859 SUPE!1'.ANNUA TION TRUST AU4064 1
OC.i<<
LTO RENAISSANCE TRUST 2!}00.
HOUSE,00 FORT STf!EET (HIGHBR!OOE CAPffAl GEORGETOWN 1S0014 MANAGEMENT,Lt:CI l{y.
1 OCm45 MARIA PENA HOUSE 68 FORT SJ'REJ:T
- 6C()c61 te11&:>
INNOVATION TRUST 2009 GEORGETOWN l
AMANDA LASKEY HP\\JSE,68 FORT STREET AM91TION TRUST 2009 jsi\\6SON GEORG_E TOWN 15'725t CAPITAL MANAGEMENr.l.lCl kY~
1 bc<100 AMA.NOA !:ASKEY.
7l4247ll551 B 6se70027if>
_USO
_LO;i.J t1smil4220.-
0063584774 sANGABRIE):.ClOIFA:.\\@VlRTUSLlC
- :caM
- USO
- 0.00 l:lfi'6!rJllli3H
~H1iH5lll-usu
'.!J."J;')
- 2.1:2.6241694.
a122'1sa1 u *
- L.QANADMIN@CIFC.COr:.t USO
"(t16 71009'34315.
a&is735359
~flf:~~tr~~~~
USD ri.'16
- 112:iaza-j1:2'...
2:14'W142.87c
.
- Vi;;NTi.JRE.fX.NOTIC!:s@USSANK'
!.ISO o.iO 7134837&16-i134aU&7 USD o.ss lftS4il314S5 2144.fi 1*he5-121441S14100@ti.S.LlJ$AAOO~.li l!SD'
.. b.G.\\.. *-
91aaim2.ln il~sa Ct.6:AilMINlS1'RATION@DB.COM.
USO..
-'Qab'
~~
~, "
2122so1eso:
2:126512.Jtll GSOFFWSO@IMSl,cOM USO 0.1!1.i K5VIN.CEDORCl-\\1.JK@STATESTRE 61'19$73$2!)'
- 131'7937!1581:!.
- !:I.COM USD
- 1"1.il,* *.
(/174723972' a1M59101a-..
12144101s@TLS.l.DSPROO.COM l!so
'0'.i$
I 2142.914361@00cS.LDSPROD,CO
- i.100!114 ill
-Sii'9370064
- M
" USO
- o.aQ 972628411}0 im~&11s5 GREENSRIAR.@TLS,J.ooPROO,COM USO
- OJYI, 9499323005 e1?3:io:1S64 Pl!\\<lCU.OoB21liitsTATESTREET,COM USO
.O.o.o.
!!1241 ii442.1 9126264155' ROCKWALl3@1'.LS.tl'.lSF'ROD.COr.i USO o~
l>t74i24565'.
21'4.\\1}14:160'.
12"144614100@.ffLS:,1.0SFROO,COf.ti USO o,oo
£l49932woo-6-1'73303765' R!MC0-03S45:11tSr ATESTREET,COM USO
--o.rr.
3123327323 ae8!!4o7ff41 HUDSoNC'ANYON,Ci.O.NOTICES@
USEAN!<.CO/\\I USO iuis OOOOJJO(J(l(}()
ilOOOOOifOOC!
1<01R 12748Z@TLS.LOSFROO:COM UsO
- 0.00 2125002145..
- ?Oi.57.SG!l71!
i Wt51Sil9i'S@rLS. l:.OOPROO.COf.t USO
!i.ti4 71:!4537077 2.01911:<1$4 MARIA.E,l'ENA!3NVMeLlON.COM USO
'L41 4122348373
- .!019i7Z153 120191n1S:\\@TLS.LOSPROO,COM USD 2'eie 412234832.2 2.019112:155_
iAMAl'JDA.LASKEY@BNYMEli.l.qN.C QM USO b.!!2
'3.42lM7'.co
- j34;tfil.74
- 4,:13b,1W.81 33, rn1>,t12s.6c
- s, 112.ooo,oc 1,li4-0,063.4t.
- 5,oos.m.ti
-., 703.1141,~
- S,a3li,ooo.6c 1,i 61 ;2a4.!l!l T,!145',000.0C i.93:i.100.. Bl:
5,9'21l;SOTi!!1 12:.496,1134. 11 0,0~
6'.$1i.'941.l;i
'654,504,61: -
-477,405..1~
i.ali9,\\!451.3f
-9.64;~.4.c
. !l54,SS:L9S 47,!l00.!JS6:5S 4z40r,m;aa 18; fa5Ji50...5i:
... A Page 7 of24
_$,4'29.471:0<
o.oo 1,134.-633,74' o.oo
-4,\\!!jl:i';IOO.lil.
tl.JJU J~100.62S.o<
0,00.
.a;i 12.o00.o(
O,OC
.... i;!J.lo~A*
.o.cc 8,ass,s:ia:t:;
C,00 J03.84i7=
o.illi
.5,!!35,oOO,Ill:.
o.oo 1, 181,294.lit 0.00'
~-" i.S45,000;tlt.
0,00
-2,932, faci.ac o.oo 5;92:8',M'l.a j 0:.00 12.ll~.33*M1 J;'l,oo
!Ul1 0,00
!l.5DS *. 9il'l'.al
-0,00 Si>-4,504,SE 0:00'
>1n.4oo.1~
ihOO 1,1109 ;049,:ii;.
0,.00
. '!?64.955.. ~
t),Q~
.a54.m~
Q,()(i 21$J6.s'.se.si:
0.()Q
-42,401,292.lll:
a,ac
-1!t, 135.550.5~
0.00 3,42SA71:b,*
- c:t,'134';633,74:
.* -4,:l:lti,lW.l:li 3:100.oos.oc
.:i.112.000.<<
,1 ;s4(tb©...ie
- 6..as5,Sla-.7;;
103,e4i7~
- s.s35.uoo.oc 1.1<11,294.&i i.945,.lll.JO.!l~
- U32JSO.BC
.5,9:2S,90'1',l'l l 12.400,334, Tl 0:01
'-.6.ssil.S4i;:111 lis4.504,SE 4'17..40S..1~
.1.,iifill.949,as
!!64.955.4~ '
- 854.332.~~
27,606.!l&'l~
- 4l,4l}i,292JJ~
18,135.ssiJ.5~
FPRUHR!i'ET FRASER SIJLUIJAN CLO VU ):.ID *. (FKA GEORGE TOWN COA 'fEM:iUs CLO L:.TD)
KY*KY 1i10flc
)>SO L(JAfl.fRUSr;mw teLACKSTONE: HOUSE..
OEST AOVlSORS{GSO CAPITAL
' lfOITT STREET F'ARTNERS))'
GEORGE. TOWN H9USE, 66 FQRT SfflEET oCT AGOll'LOAN TRUST 201 O GEORGE."l'OWN..
iotrr XGoiii cru=uir!Nv(l:iTORs LUJJ
- Kv~ **
IRONSfloRE INC (BLACKROCK FINA~lCfAL:!t!ANAGEMENT l.
LlO'tl.lS BANK PENSlON S.CHEl,IE NO 1 iFJ<e., tt:o'r'!)S rse ~RQUP PENS10N SCHE!MENO.t)
I.t;G'(OS 81\\f\\!'5 PENSlON $CHEM!".N9,'a (Fl<AJ IJ..OYOS T$S GROUP RENSION SCl-IEM!; NO 2. *..
Jl"M81 REBLAC!<ROCK.BANKLOAN.
FUND (BLAC\\{ROCK FlNANClAL
.. 21iJ.5i7.... MANAGaterm ACCIDENT COM?ENSAT!Ofi CORP:dRA110-N' {PlMCOi SLUEMOt.lNTAIN CLO 201 M LTD.
!f;!l.U!;.MUUrlfA!~J Cl'l'l1Al..
MANAGEr.15NTl HUTCHINS OR' GEORGE YoW/4 KY*
STREET LONDON Gs.Emvn.in STREET LONDON
.Ga..ti.c20WN HOUSE f'ORTU\\NO.f'tACE LONDON t.S.W1A\\M.
IFSC DiJBLiJ.l JJ=~~t t:Ll'.it~~~ss: PO SQX 242 NZ-*...
rn.~estrlrAdi!ress: P.O.BOX:Hl93 :
G1'.UJ!l<?1:: "fUWN KYcKY111G2 I nV$$(1)r' /\\.dd~ss: 33 HOl.:BORN' THE SA!NSE!URY!S PENSION SCtla.le LONOON.
(Pl~tCO)
G6:ECiN2HT M!amoP< fRLJ!?HOll. tBA~N Cf\\PITAL IMNAOEMeNT Lt.Ci HOUSE 68 FORTS)REET GEORGE ioV..'N:
ADOISCOMBE ROAO CROYDON Pl:NsrON PR01EC110N (fUND (P.tMoof GS..CROO!'i..'l 090 ~OAN IB\\JST.2\\111 (BLACKSTONE HOUSE l>aFORT CAYMAN OEBTAOVISORS(GSOCAPITAL
.GEOft(;lETOWN PARTNERS}))
KV'"
INNOVATKJNTRlJST.2011 (EATON VANCE MGMTl FIMCO FIJNOO GLOBAL INVESTORS SER1ES PLC;t:.UR.0 CREOff FUNO{PJ.'.\\CO}
RACE POINTV CLO IJMlTED HOUSE 68 FORT STREET GEOR.aE.fo11Vr*i
.IW*.
Fl..OOR UPPER HATCH STREET DUllUN HOUSE GRAND CAYMAN r,v;KY t 11 G-:i MA.RY SiRE:Ei.
GEORGE.TOWN.
KY" 1'(; FORT STREET BABSON CLO L"l'O 20i1*1 (BABSON GEORG!! iOINN CAPITAL MANAGEMENT ltC)
KY-KY i1iGB PENSlONS(Cl.15) TRlNtTY ROAD ABOS FJW\\L SALARY PENStON SCHEME HAUfAX (FIMCO):
Ga.HXt.iRG GA!:AXY XI Cl.O LTD PlMC914,JNDS.GLOBAL INVESTORS SERlES PLC OIVERSIFIED tNOOME OUAATION !-!EDGED fUNO{PlMCO)
HOUSE SOUTH CHURCH STRffi GEORGE "l'OWN FLOOR. UPPER HATCH STREET DUEi.lli STREET GOLUB CAP.IT.AL P.AATNERS CLO iO STAA THAVALE HOUSE LIMITED IGOltJB CAPITA!.)
GEORGE TOWN ln\\lelltOr Add~: UGI.AND HOOSE GEORGl:TOWN FALCON SENJOR. l:.OAN FUND LTD KY*KY 1-1104.
1'-
t 1.
r t
t OC11i DCOf OC1 LOAN PROOIJCTS BAN,1<;L9AN ACCOUNTING
<!Atm.LOAN ACCOUNTING BANK LOA>>
r.CCOUNTfNG BANK LOAN AcfoumiNG KoRYBURLESON BANKl!OAN
!1499323005
. oca1 '.....
. ACCOUNl'.ING OCi~
0Ci23 DCi312:
0001 bcol BANK LONI ACCOUNTING S499j23005*
Br'.NKtOAN ACCOUN:rtNG 94993ZJ005.
CLO AOMINISTRATlON ElANKlOAN AC.COUNT! NG JAMIE SPENCER B6Sll74447A NOT[{::ES;FRAsERSULL.lVANoLOV!I
@VlRt\\.ISt.LCCo!.i USO Z0!71'6SQ11 2017192475 1.2017'924'/'S@fts.LOS?ROO.COMl USO CLO;AOMlNlSTRATION@D!l.COM USD 2.a1a12is11 i2Gt<U27ii17@TLS,LDsl?ROD.COM USO 2017165-Q.79 MJZUHOLT-MZL 1@S'l'A1E!STREEf.CCIM USO 0.02.
7,003,007.51
'O:il1 o.:m 7,716i79!USS
- IJJl:S 0.1'.!2
.459.598:58 1 A.!33:.39 I ;st 0.0l. A Page 8 of24 1.642.6'!8' 1 ~
o.oo OJl!l U.00 f,lOO 0.00 0.00.
Cl,00 ii.llO O,tliJ O.O!l i
.o.oo*
o.oc
. 0.00 o.oo.
O;QO:
ii.mi, 5!l\\l140;01 1.sse.il1a:n
- 459.sss:se
ROOERSO~S QUAY.
RWl,ldERICA LO.(\\N OPPORTUNITIES.
DUBLIN
'245.Sfi!I LIMITED (PRUDENTIAL)
. IE**
1
. o*co1*
JASciJ.I RUFFCoRN E>1Ela717342 MAJ5YsrREET 1245529 ALM VI LTD GEORGETOWN K.Y-k't.19oo2.
1 OC{l1 VALERIE GUil.iARES a176036St2.
BOUNDARY HAU:
MIMCCLO IX. tiMITEri.:(AMER1CAf.I CFllCKET. SQUARE
- 14llf/ll MUNI?( MANJ>.Gfl'.iSi-f(CURP),
GE.ORGETOWN QCn'.!
. VlRTUS' UROU~ UJ fl :;s;<J3'1:!UU GSO JUPITER L:.OAN TR.UST STRE ET,CANEU:A COURT.
tE!l.AC~STQNE oe;Bt AoV1SORS(GSD cMiANABAY z134a3ittail 246422
. CAPITAL PARTNERS))
- KY" t
6col frnALID Et Hl:J.!Alf HOUSE-CLO DRYOEN :0:.11.SENIOR LOAN FUND SOlrrfi CHUf;tCH STREET AOMIN1$TMTION 71-i2476551 2&307.3 GEORGETOWN 1
ocai iEAM FOl1:T~T.
GEORGETOWN 26:3595' '
JMIESTO\\NN C!.O.l l TO _
.... KV-KY1l1G3 1 '
OC01 _____.. srEPHEt-1 GLOFUA
.. 7139934300'.
HOUSE 26545'7 Lc.'ii X L.IMJTi;O P~tNERSHlf> (LCl.i GRAND CAYMAN tt.o ASSET)
K't*KY 11102 i
oCOi
- ADMli'llSTRA TION 7142470551 CRl~SQUARE GRAND CAYMAN
'26547.!!
AMMC CLD*llUMrrt:o KY-KY 1.1102
- t.
DCl25 VlRfUSGROli? LP 7139~343{)0 CRlq<~ ~5QUARE GEOR<?iE Tl'l'ri\\.'N 265857 FLATIRON CLO 2012-1 LID KY-KY 11102' 1
ocaco.
STCPHEN KOVACH 7134836'3h HOUSE SOUTH 2663Dr BLUEl~OUNTAIN ci:.o 2012 l LTD t:HUHr..:Hl>IH!::l:;I GEORGETOWN 1
0Ct2 KO.RY BURLESON 1134a:;so64 HOUSE SoUTt;¢HURCHSTREET l;f16a29760 2:655S4 eABSbN Ct:.o LTO*l!Oli t GEORGETOWN
. Ot5oo.
C:MJ'.LJN f'AARSN.
iHE ROY Al BAI<< OF' SCOTLANP
- 4 ADD!SCCMEIE ROAD 26mil Ct<.OYdQN oi::soo
~N~l.OAN GROUP* PENSION FUND GB'-CR!lSPB t
ACCOUNTING fMsroi.aoos 81 Ml\\BY.STREET CARLYLE GtOBAl MARKET GEORGETOWN 2!';9721 SiAAT!:'.GIES. Ct.0*2012 f LTO KY-KY 19C1'.12 1
- CC1Zl WESLEYSUWVAN 51765~31),l LANE HOUSE M9lCE!'l STREET LOWtR MA.NOY HEflEl=ci1D, 2711101
'1cE GLOBAL CREDIT CLO*Lltv1ITEo DUBLIN 1*
acq1 VIRTIJSGROUP, LP 7139'w4370 FORT STREET eCP cL6 2012.s L m GEORGE TOWN, GRAND CAYMAN 27SS49 KY*KY11106 1
ocsoo..
MWZM3A BOUOlAB 71::3~6226 HOUSE SOI.ITH CHURCH STREET CLO 281276 LCM XI LIMliED PARTNERSHIP G!OORGETOWN i
. Ql!:01 ADMIN~TAA TION 7142476551 CRl<;KJ:T SQUARE GEO~GETOWN 2B17S5 l/ENTI.IRE: )(.CLO UMITED KV.,KY 'ti102 1
ocsoo CHRISTINE XU 21270553-<10:
75 FORT SfREET GRAND CAYMAN 28267:1' MP.REA CLO LTD KY-K'f111oa 1
OC12 TOM JOVlC 6306846389 HOUSE SOuTH CHURCH STREET
- 2B:i8!!3.
9ABOON cLa LTD.2012 u
- m:ORGE TOWN 1
bcsoo CArrUN FARRE~I 61i6fd976[}
MARY STREET CAA.LYLE GLOBAL MAAKJ;.T Gt::CRGE'.iOWN.
284184*
STRATEGIES CLO 201.22 I.TO KY*KY1900Z 1
6c1i3 1NES1..EY SULLIVAN*
a11si;:z9:;04*
HOUSE 2Ss1.12.
APIOOS CLO lX.
. SOUTH CHURCH STREET GEORGETOWN 1
OC5110
!JASON CALLEJA 71\\'l<l836708 75 fO.RT STREET GEOl:<<lETOWN 265472 E~Cl.020124 LTD KY *l<t i11 oa 1
o'cr>!IO DAVlO. BALMERT 7 i 34li37752 15 FORT STREET GEORGE IOWN SLATER MJLL LOAN 28758:!'
SLATER l.ilLL LOAN FUND LP KY*KY tt1()S 1
,OC500 F.UNDL.P 0000000000 HO\\,JSE SOUTH CHURCH STREET 267983
.DRYDEN XX.Iii SENIOR LOAN FUND GEORGETOWN 1
bcsoo MICHAEL LUEHRING iJ128278662.
PAAGLF-
'2017192129 PRBO@STATESTREET.COM USO 0.01.
COO.Ai.MGW@COO.USBANKCOM
- a66tsos32&
USO
- o.oa *
- ~JOTICl~SAMMCCLOIX@VlRTUSLL
. l!lli:!:lll/llij4{
01JUM usu U.:M S475922ast 1347sS~iS5t@nS.wSPROD.COM USO
-:ivio.
zo1719::1ar 1'2017192187@Tl.S.LOSPROO.CC>>.t USO 0.06 f':IQTli;E$:F~CVllCBNA@VIRTUSLLC
. a e5513o1 C110 *
.toM USO
-*-* M2
- 21<1545s371i CLOADMINlSTRATiON@DB.COM USO 0.50 NOTICESAMrJcctoX@VIRTUSLlc an41ssilefi
.COi.{
USO o.is.
- i1.i54s51s1
- 1214545-513\\@TLS,LoSFROO.COM USO
- 6,W;.
21-1572337()*
12145723370@TLS.tQSf'ROD.COM USO.
0.20
~..
~
CAlTLlN.FARREN@STATESTREET' 6lN!ii~7bfr
..COM USO IJ,10 6173303825 P'IMC.O-Os405~STATESTREET,COM USO o:H CARLYLE-
£17.8S81'.1544
- \\liP1@S'!'Ail:STP.~.Cc>>.i USO 0.14 NOTICESJCE2HSICLO@VIRTUSi.LC 6SS449l665
,COM USO
!U6 2145562555 12145e'6255S@TLS.LOSPROO.COM USO
- .6.32.
2: 1,457:2380£*
.l:!145723S06@TLS.LDSf'Rbo.cm.t USO 0.:22 2145723587 1 '21 *\\6723587@TLS.LOSPROo.C~,f, USO O,ll5 146ll3756874 14937.5SS74@TLS,LDSPROD.COM USO 0.00
!'11741.il-176()
SSC!!Al:lSON@STA TESlREET.COM USO il.to CAA.LYLE-E>1i'961l7971' 91Fi@STATESTRE:ET.COM uoo
.0.00 4693755935 1.i693756935@TLS.l.:OSPROO.CO>.t USO 0:16 4$375687!)
1469375e875@TLS.LOSPROO.COM USO
- (}.14
' 8552734763 SI.A TER..MILL§USBANK.COM USO o:'\\5 2144616486, 1214461ll4!16@TLS.LDSPROO.COM USO cua 149.516'.S: '
1;004.616.ti SJ14U,!!9U *.\\l.
1.ssa.e64;a£ 1:2;;;,irr.3; A7!t,40M7
- 5.a2r.09it.1s
.s.547:.395~4(
- 997;43~;90 s".aso,aoi>.o.:
j '945,000.00...
~.20:>.300.56 2; '72S,594S7 3, Cl.52,f:l11.3ll IS.301.717.0f 4,JQll,014,'l!
!i70,il'3t.7:
i.166.294.3.<
ul4s,coo.ot 1mzwa.6e
- 'l;OS5;353
- .9C 1.&75,347.5{
2;98'i.,654.7~
. ;1,415;863.6< A Page 9 of 24
.. 149,316.'EI<
O,Q(J 1.004.616.i:o O,Q(J 6,!l<lO,Y!JUAt U.Ull 7.sa3.SG4.a>
o.ac 1,237.2ri.:re 0.00 478,4dll.07 0.00 5,82.7,00o.1S o.oo 5,W.396.Ai O.l)(J s97.43s.sc.
a.co 3,aS0,800.04 O.rul
... 1.945.ooo,ac.-..
0.00
. 2,203.300.ll!
o.ao
- 1.,720-,594.i'
- 0.00 a,¢52.il1 l.~
~.oo Ei.30 l.777.at 0.00 4,396.014.'!f O,O(J 970.031,7~
o.oc 1, 100-,:194.32 o.ao t;94s.ooo:O(
.a,aii.
1.ni.ssa.!ll:
Cl.Oil 3.005:353.SC 0.00 z.srs.247.st o.oo.
2.984,654.n
-0.0IJ 3.475,883.6<
a.ml.
i49.31S.~
1.So4.61e.r.
IS,!i'IU,!JY!JA[
Z.8113,W4.B~
1.m.211:!le
. *4.'18,40ll.0J 5Ji27.dso, H s.547.396'.4i 997.435',91 5;850.006.Q<!
1.94S, 000. DO
-2.203.:J'OD,se 2,725,594.1';
3,ti52,911;3l:
' 6.301.777:ot
~;396.014. 7£ e1.o.ro1.n i,100,294.3<
1.945.ooa:oc 1.772.sea.oE 3.085;lS3.9C 2 ;675.3'47,51,;
2.984:654,7' 3.475;863.~
r
~9U.SE
$QUTH CHl.JRC!i.STREE!
2!'18!141!.
NWEEROER BERMAN CL.O :XII l ID
.* GEORGE.TOWN l
. ocsoo..
cHARlOTTEJIN.
3123326995 CeN'ffiE Wl"RlEstl'f,fl-OAO
- ?OOms BOCPEJllSIOl'>f iNWS'l'MENtFU"O THE SURREY RESEARCH ~ARK TOM JO~'JC 63oo84e3a9 GULloFORD l
ocsoo
~ CRICJ'.'EJ SQUARE HA.LCY,oN LOAN AOl/ISbf'<:S f\\:l14Pi.NG GEORGE.TOWN
- :.!lw.>lJ:!
lltnl! T LJn i<v~Kv 11w2 '
1\\
001 JENN1FER llU
/,1::149:51>.l~I!
HOUSE MAGNETITE VI LIMlTeo.
SciutH CHURCH S~EE:r 001 MAGNETIT.E oooooooO'Qil.
2~H5 GEORGi:.TOWN 1
CR!(}l(ET.S9.UARE Ai.IMC CLOXt LIMtTED GR!\\NP C,._YMl\\N DONNY NGUYEff
- i\\90030 KY*K'I' 1110:2.
1 OC1 11:19934,300 CR1C~i:T SQIJARI;;
'.idM:ti
' G!tORGltTOWN '
lilRl'US G!W!.Jf>,LP VENTuRi;;:x1 CLO.UMITE!O*.
- KY*KY*H1CIZ.
t
. 'dc1:t..
7139934300'.
HO(JSE
'3oii421
'Bl.UEMOIJNTAIN CLO i!t2 2 Lm SOIJ:THCHURCHS~EET oc12 KORY: BURLESON 7 ! 34e.3ao$4 GEORGE TOWN i
rnvestllr'/;ddf!.l:SS.:.100. ELGlN IWISr!UE CARLl'l:E}3t.oBAl MARl'Jff GRAND C'AVMAff 301161' SiRA.iEGIES Clo zmi.3 LiO.
- .l<Y-KY 190<!5 1,
001.2,.
1/VSSLE!'. suLUVAN*
ll1*Nsioofi4,
.HOUSE.
GAANO CA'iMAN CLO 3.01717 l.CMXU UMITEO PARTNERSHIP l<Y-KYrnoa 1
OC1 AOMINISTRA TioN i'M~47SsSl crucm souARE
. SUte.47 131\\LAxY ;.!tVCl.O LTD U!;UR!31;l ! UWN MANOYHO n.a4a35i15 KY*K'l'l1Hl2 1
OC~2 HOVSESQUTHCHURCH VOYAO.P.~012 3 LTD lFKA ING IM Cl.O $'!'RE.ITT JONA.THAN 3\\1:24'21 w12a LW)
Gl;ORGE TOWN*
1:
ocSOO. -
' FLEfOHl::R.
S l700'3'67i S.
HOUSE Q9TAGOl'{INVESTMENTPARTNERSXlV SQUTli CHURCH STREET OC12 sr!WEJONAs
~176006537'
- !03643 LTO GEORGETOWN 1
AlLIANa!BERNSJElN lNSTITUTICJ#AL RUP?ERT INVESTMENTS AXA HIGH YIELD LOAN LUXEMllOURG 300917' JOO!n'F006' uf.t24S3 1
'0Cli3 H!'.NR.Y CAtlAu:M 97:251'0441[);
HOUSE SQUTH CHURCH
!iTREET OC1 WENdt cRu1.1La 7134!!3~1Q 307031 APIOOSCW:X GEORGE TOWJ'J 1
~¢k.~:~~s:; 190 ELGIN A'VENll!=
007295 RACE POINT VI! CLO LIMITED KY*l<Y 19002' 1
- 6Cii RACE POINT VU. CLO 00000000000 CRlCl:{ET. SQUARE.
('lA.!.CVON tOAN ADVISORS FUNDING GEORGE \\OWN qc1 AZ~ETH OLVEfll\\
00700{}
'2012 2LTD*
KY,KY 11102 1
BAAVO 7134a:l&.lll2 CRlCKET SQIJARS:
GEORGETOWN 312606 NORTHWOODS CAPITAL tx LtMITI;D KYcKY mo2 l
0012 KAREN LAM 71:34S~2*
HOUSE SOUTH.CHURCH srnse;r n3.4a.37i1sa-312.&iO FLATIRON CLO 2013 i LTO GEORGE TOWN.
r OC01 AGENT NOTICES
/iOUSi;; :)OUTH CHURCl:f STRfiET 312914 IJEN'l1JFIE )(Jj ClO UMJrED GEORGE.. TOWN 1
QCj ANOYRIJJZ 71:300343110 HOUSE SOl.JTH CHURCH smEET 00(11 313753 APtOOS<.CL.O 'XI GRAND CAYMAN
- 1.
RU!lENLUNA 7l~S$
- Cl'\\lCl<ET SO.llARE.
MtMC CLO Xll llMITED GRAND CAYMAN COLIN GALUSKI 31482!)
KY,KY 11ili2 1
OC.1 51760S5751 fnyesto;,Ad\\!r;osa: 67 !.IAR'f STR,EET 315$44 MAGNETITE vn LIMITsD GEORGETOWN KY*KY 1900<
1 DC!l-07 AGSNT NOilCC'.S 0000000001:1 Pi~.ico F!JNOS Gl.OBAl iNVEsTORS FLOOR UPPER HATCH STRt;ET t!ANKlOAN 3iS62f>*
SERIES PLC INCOME FUND DUBLIN
.I
. cco1 ACCOUNTING
!M9$32300!i.
CR,1CJ5ET-SQUA!1E GEORGETOWN 311a85 EllACKOIAMONOCt020121 lrri KY*KY T1iG2:
l OC1 GRANT PORTP.A 704330'2.4:-!il NEUBERGER,BERMAN.Cl01!tNO'rl
!16sn'64!Ma CES@USSAf.Jl<~COM usu
- o.os 4692.77i52lf l4139~frt52.QTLS,L0Sl"ROO.COM USO a.a..i
!11'81l!!lt91l4
, ITT2W!$7!lll4@rUl.u:lSPR oo.eoi.~ US'U
,tJJl1
$7.29sil1aoo 19729967!300@n.s. LOO PROO.e<>>.t USO b.1>1 iJ0011:o95ci4' NoneesAMr;1cx1@V1i;iTus~tc.co 1f1o M
USO
. !!6S91.l3700S*..
NQTtcES.V~ITUREXlCl,O@.VIRTIJS LLC.cOM USO
.:0.10...
i14Sma70 1s7:t584o02$@TLS:lOSF'ROO.COM USo o:Ui Ell793742Zil CAJ1l,Y'Ls..
91F3@SiATI:STREET.COM USO
... 'b.:25 b7Wl4n0<i1 CLOADMIN!STRATION@DB.COM. IJSD 0:16 sn5.!!4Ua4r; l!'.1125S4004$@tLS.Los?ROQ.COM USO.
O.illl aee.M19a COOING~tt@COO,\\JS9ANKCOM USO
.Q,iJO,.
8'Tl377916l' COO.OCT14@CPO.US81\\l>ll<.COM
- USO 000 t 12.S:ls:J:W:i:'
197:26406523'@TLS.LOS!<'R 00.{1 dM llStJ
- 017 WEND1;CRUMlE'(@!3~NMELi.ON.C 2 1-1:i02h3:4a Qly!
USO cm.
l'.659419228 RACE.PblNT. '/ll@!JSBANK,COM USO
.,0;20' l1~2962't'71
.ti142962'lti@tlsJ:.OS£/ROO.et>>.t uso O'.i$
eo:?e8il4oaa*
l602600400Srtlfft.S,i.OSPROO.COM USO
- o,Ja.
~1A2s646:l1 12.i4296'463:i~TLS.LDSPRiJD.CoM IJSo 0.06 866001.liil 16 l\\lOTICESNam.JREXUCLO@VIRTU SLlC.CD'-l USD b.10' 21443Ui005 RIJE!a.t.(UNA@ENYME!..LON.COM USO o:o-8
!!MSMil!iOO*
COO.AMMC 12@COCWS8.i.N~COM USO 0.1-5 t'.iO<IOOOOCOO.
16\\'.i265f.l1087@TI.S.LOSPROO,C0.~ USO 0.09 i11l'S{05009 1>1Mc6-0397a@ST AresTRer.coM USO
. *0.75 4693iM2976, T46S3042trtll@TLS.L0SPROD.CCI.~ USO
,0:20 9$4,s10.1<.
- 77il:sh~
- I\\; HJ3,WUJ<
1.435.307:6~
1;a60.a511.:M
- 1.!142,s3i;73
'3,875.227:8°
. 4.sl 0.41iL1~
- 3', mi.6zz41
[);,!l'i
'.(),(!1 0.01 2,a:i1,4ei>. ts 3', i:!i.m.01
.1;a10, 300..ao 2.so:tni:ss 7 ;ias,075.95
. 991.435.90
-i:MO,OOaAS l;6$o,5$;31 21~4.911'.0!l 1.S25.JOU3'9 A Page 10 of 24
!le.4:,a'lo.1*
o.oo 779,,S:rl.3<
o.oo
.4, 1U3', 148.11:
ll,OU l,43$;:;01.65 o.oo'
'\\
1,M1,i,6Ss;3'J 0.00' 1~,ss1.n*
0.00
~.a'is-22.1.B; a,oo
.4,910';41$.1$
.. Cl.Oil a.11o:s2i!.<17 o.oo ll.1'1 0.00
. !l.Ot 0.00 OJli o.oo
- s,MJ,;ige.t~
().()0 a.122. 111.m n,oo I
3.670,'3cr.!.BC.
Cl,00 2.Mi.t21.~
o.oo 7,3ae.01s.1.r.
oioc 997.4SS;9C
- {LOO 1,940-,0fl3.4f ll,00' 1.W0.58S,3l o.at *
- !;9'24~911 '°"'
o.oo.
1.825.W,fit
(),l;>C
- 14;<102, na.ze
- i4,S02, l<lli.2E
- 0,Q(J
. :i.S.79.s:is:&i 3.si~'h539.64 tiJJll.
.9<14.810. i2 '
- f'ro;S,}3,SE.
' 4; 103; 14!!.!I<
I,4S6, 31.i1Jl!J t,aaa.asa.:i.< '
'1,942.s.:!1, n *
.s.!im.22.t.R!
. 4.9foA i a. 1~
3;'!1.0~>Jj O.oi
- 0;01
.(f01' 3,33i.4t!5 H 3, 122.177.01
. a.aro:aa:uc 2.M2.;2'i,!ie
- r,3ae
- .1rrs. s!
im,435.sc t,S40JJ6:);4f i.l>llo.sooj,1 2,92,4,SiM~
1.825.307.i!S 14.802.786.~
3.979;.539,5'1
Cl'\\YMA~ l.,!MITED 190 318248
. ioEORGE:ToWN 1
_OC1 STEPHANIE SMl:rrl HOl)St:..
- _
GRAND CAYMAN tl.6_
316606 LCM xm LIMITED PARTNERSHIP' KY-KY i.1102 1
OC12 ADMINISTAA TION HOUSE Si.UEMOUNTAIH CLO 2013..11 TD (FkA s.OUTk CHURCH smEET
- .miu~1>
BM t)LQ.:.!Ol::klLOAN FUNOll'lG LU::'
GRAND GAYMAN T*
OC1 1<<JR*t1:1Ul{U:Hmi FORT :STREET 31~~
NOMAD Cl.O LTO GEORGE TOWN TOM JOVIC KY*Ki'11.108 1
OCH STREEf.
319514 ARCH!;$ FUNDING ULC VANCO\\NER ocoi AURELIA BOSTAf/
CA.YISE4N7" 1
.Investor /ladress: 190 El.GIN AYeNUE GE<OR(3E'TOWN 31!ll;j.g -
AACE POINT VtlJ CLO :UMITEO*
KY*KY19oos
.1 0Cf2.... -
.. DAVID GAi.LiE.
PLUS FUND JPY HEOOE A SERIES TRUST OF MUlTI Mt\\NAGER GLOBAL HOUSE66FORTSTREET GEORGE.TOWN.
eANi)LOAN, 31971'.15 l~IYESTMENT TRUST KY*l<Y 1.ifoo 1
6c01 ACCOUNTING HOUSE SOUTHCHURCHSTREET 31l!Sl:!B MOUNTAIN HAWK! CLO LIO GEORGE 10WN 1:
. oc12:.
AGENT NOTICES AAA.i;>'W?OiNTCLO 20t;l 1 LTD* (FK'.i, Af:J ln\\rel;iill Adilreas: 190. ELGIN AVENUE CH!ilSTbPHER GE6ME.1'9WN 321265 CL02Ql3'1 LTD)
KY*KY 19005 1
OC1J CHLUM.SKY FORT.STREET l'.lf;;Uf!(,llriUWN 321:123 JAMESTOWN CLO II LTD KY*KY 11100 1
OC12 VIR'f:US GROUP LP HOUSE SOUTH CHURCH STREET 330059 E!llJEMOlJNTAIN.cLO 2Q13 2 L TO*
.GEORGE TOWN l
octz SARAH PRUCH~
HOUSE 33005z BABSON CLO L TO 2013 i SOUTH CHURCH STREET GEORGETOWN 1
ocar cAITl.lN FARREN 75 FOITT Sfi'\\EET GEORGETOWN 231'.\\9$4.
ACiSCL020131 lTD KY-KY 11108 1
OC1.2 ACtS CL0*2013 l LTD HOUSE 332272 NEUBERGER BERMAN Cl,O Xl\\fLTO SOUTKCHURCHSTREET GIOORGETOWN l
OC12 AMIEE COOPER HOUSE s61,1tH CHURCH STREET 33272()
A?lOOS CLO XII GEORGETOWN 1
OC1 SARAH PRUCHA CRlC!<ET SQUARE l;lA.L.CYON lOAfl ADVISORS FUNDING GEORGETOWN 33:l082 20131.LTD KV-KY.1.1102 t
OC12 CHEVELLE GANDSEY.
fiOUl>E SOUTH CHURCH" LOAN SERVIC!Ne.
VOYACl020l31 LTD (FKAING IM CLO !>~EE'!'
33-1111 20131 LTD)
GEORGETOWN i
OC1 UNIT
~34%4 FLATIRON CLO 20141. LTD (FKA)
FLATIRON CLO 2613 2 LTD HOUSE So0T1-i CHURCH STREET GEORGETOWN 1
OCi STRUCTURED CREDIT SERVICES.
HOUSE VOYA CLO 21>13 2 LTD (FAA ING IM CLO SOUTHCHURCH STREET 23soa.i 1ot32LTO) -
GEORGETOWN 1
OC1 GJEHGJI ANGJELIU
- LANE.HOUSE
'tCE3 Gl.O!lAL CREDIT CLO LIMITED*
MERCE~ SIR$ LD'M:'.R 335311 DUSI.IN 1
OC01 6RANOY HEREFORD HOUSE SOUTH CHURCH STREE GIOORGETOWN 338934
.OCE..\\N.TRAILS CLO IV KV,11102 1
OC01 ANDREA DEN ISEVICH FOfff ST GRA,ND CAYMAN
~0089 NORTH ENO CLO LTD
.KY-KY t1106 1
OC1 TOM JOV1C l-jOUSESOUJH CHURCH STREET 344867' APIOOS Cl.O XIV GEORGETOWN
.t OC001 JASON cAU.cJA HO~SESOUTHC!iURCM S.TReET 352498 V-tNTURE XJV CLO U.!rrEO GS'.lRGE TOWN 1
ocooi A."JDY RUJZ.
ST!'PHANtE:SMlTH@Wl:tl:SFAAGO 4108542344 7047152:!15"
,COi.i USO 7142476561 502680425&*
CLOADMJ~llSTRATlON@Dll.COM Uso...
11~1!4
- Yi:.<&'111!16Ya 1Y1:lli!llH!ilJ3@fll;l.WSfiRW.t:UM usu aJ0684a3S9 4fl9521l7781.
146$62S778\\@Tl.S.LoSFROO,COM: USO 4169SJ6345 l!Q26a04271' tii026c0427*1@TLS.LDSPROO.COl.IJ USO l
<t 1 <Z':J4a3oa 4698287765; -
1469S287185@TLS.LQSPROO.C'"-t USO.
9499323005 6 i 73105722.
- F'IMC°'093oe@STATESTREET.COM USO nmmoocoaail B556uiJ3Sl8,
- lllOTICES.MOUNTAl~J.HAWK.CLO@i
. USSAN!<.COM USO 0000000000
- TC4715J464 USO NU lft;J;,!;.JATl!1'~ I UWNt:LUll@VlR r 71:399:J4:lOO:
8009001306
. USlLC.COM USO.
7Cl483&106
. 4'69S<a7n3
_ 1413962Btm@iLS.LOSPROO.COM USO SASSON-
'61'76629760 G173lOS740 5740@STATESTRE:ET.COM USO 0000000()()0 555:1:087411
~~~~O
.201~_1.NOTlCES@IJSSA USO 3123327021 65522Ss507 NEUBERGER,BERMAN.CL..014.NOTi USO CES@USBANKJ:;QM 7134836106 4591.!287.799
- 1498287799@TLS.LOSPROO.cm.t USO 312332103-l"
!!552107821)
HA!.CYON,LOANAOVISOR~.2013, 1
@USBANK.COM USO fNG_lM_CU:UC113*
5176&24451>
f.>17310&761.
IL 'TO@STA. TESTREET:COM USO 71.;;2476551 6026804253 CLOADMiNtSTRATION@D!l.COM USO 61760313482 8552355233 fNG,lM.CU:i,2013:2@USBANK:COM USD NOTIC(;SJCE3G_LOBALCRE!J:>ITCL0l 7139934WO 577415~162 TO@VIRTU$LLC.COM USO A,OE;NISSVJCH@V;ESTGATEHORIZ 21'362137.SS 9725a.-IM43*
ONS.COM USO 6'1C68463S9 9726!l675'Si 197211967551@.T'LS.LOSPROP.COM USO 713-lll36708 4698287797 1469£1267797@TLS.LDSPROO,COM USO 8009149780' NOTlCES.VENTUREXIV@VI RTUSLL 71SSS34:iOo c.cor.i USO
.Q.i2 2.402,74S.'Zll 021
- 4217.to2:s*
.u.:.m
- 3.Jl!lll,UOO:Ul
- o in
- .293; e3ft65 o.is 6'.61a;1ss.ao
'O.a"O *
- s.a20,1110.~
'0:19 inr.36e.3:
ri.n8 i;1l62,B41.s7
- r.i~1il 1;947;461,93 o.10.
. 2,025.fl11'.6:i.
- 0..i.O.
1, !145.000.00 -
- 3,aoo.ooo.oc 0;2\\l 0.1\\5 1,018;5oi.Q.1 IJ.01 1,43!;,334.75 0.12 2:339,fsS.98 O".i!i 2;866.443.75 0.10 J,942.562.6E 0.05
.991.-0s.9c i:i.~
£170,00Z.Sf 0,26
.3;£140, 7&,i.49 0.2.0
- i;a94,S74.66
().01
- Wl.7111>.7C 0;13 2,650,29S.Ss b.~
972,500.0C A Page 11 of 24 2,402149.2~
0.00.
'4..217.,70~.
O,Q.aeo,ooo.oc 0.011 1,078,501.iM
- 0.!J(l 1.;435',334.7i a,oo, 2.339:165.9(!
O.O<l Z,866.44(\\.7!
O.O<l 1,942,552.liE o.oo
~'t.435.0C 0,Q(l
!Jfa.os2:a1 a.oo 3,B40,759.4t O,OQ 5,8S4.S7.4.&
O.Olo. 7!i9,4>
~eg,j.874.lil:
293.738.70 2.sso,ws;oe sn.soo.oc
fjOUSE ~OUTH, cHURc!:I
~T~E:E'T.*
CLO 3~20!l
. MOUNTAIN HA\\M< ti CLO 'LTD*
GEORGE TO\\ft,lfl.I 1
OCi AoMINISTAA TlON 714247ll551
~RE!ON
' 3545111 SANK.A.TY sENIOR LOAN FUND Pl.ISi.JC DUBLIN SAN!<ATY SENIOR*
LIMITED ci:lMPANY.
tE:-2 l
OCi LOAN FUND PLC OOOOoOOOOCI
- HOUSE SOUTH
- lli-l:tlla l:ll!JE MOUN'f/'IJN CL0:2Ul3 3 LIU CHURCH STREET
.GEdRGi; 'lUWri
- f.
OCUUY AGEN1 Nt.fflCES
- lJ!lUlJ{JIJUWU.
f rlllestcr Addre~s: ISO ELGIN AVENUE*
GEORGE::ro\\M't 35.$001 AVERY'POlliT u CLO LIMITT:O KY*KY 10005.
1 oc&in F!ENSE ME'RTZ 4122348206' C~YMAN L!MITED 355$25 CFIP*Cl:.0~0111 [.!MlTE!i ( FMCf'll'
,\\SO ELGlN i\\V,!:N~
MAAn'ZA SAINT VIL 410084211.3' CLO 2MS 2 UMITEO )
GEORGETOWN 1
OCi I fl)'eliibr.l\\ddfeli~ 1.SIJ. El.GlN AVENliE LOAf!
GE0!1.GE !pWN 35004!1 MAGNETITE VIII LIMITED KY*KY :tOOIJS.
t
. OC007
. AoMIN!STAATlON - ' 0000000000 *,
AYENUE..
F'A".llUON REAL AsSErS l"OOL W'lNNlf'EG 35695;;
CA,FSMOOO' 1
OCi
. LVKENEWCOMS J.12$4sofo GOLDMAN'S.'IOOS LUX INVESTMENT KENNEDY,.
G!;;',M FPRTFDUO FUNDS (Fl<A) GO~DMANSACHS FUNDS l.LIXEMBOURG CONTROL AND.
- 55741!)
SlClW$!F
. 1.;tt.i:,1855,
- l.
'ocoo, ANALYSIS 2120028222
~~~sguTH~URq.!
357TJ7 GALLATIN CLO V 201 J 1* LIMITED GEORGETOWN 1*
OCQOl ANTH!Jt>IY STARK 2.1200Uil66 fl\\\\lestot Address: ISO ELGIN AVENUE..
- NEusiRcief<liEEMAl-1 cl.oxv t.ro
~t;Ui\\ll!;O 1 UWN..
OC1 AGENT NOTICES 35000~
KY.KY 19005-1 0000000000.
ALL;JANCEE!EfUISTElN'lNSTffiJllO,.'l!\\L RUPPERT INVESj'MEMTS li:l.A HJGlj i'lE:l.Il LOAN tt LU;_\\EMl'lOURG 35ll03'7 *- ' POR'ffOUO.
.. LU-1..2453 1'
OC1 HeNRY: CASALERO.. G12000MM HOUSE 3sti~
LCM XIV UMITED PARTNERStJ'fp GRAND CAYMAN 6c1 01:.0..
7i4241ess1 KY*KY11'\\G2*
j AOMlNfSTRATIOM HOUSesotrfH CHURCH STReET
'M911lJ OOA 1.0AIJ FUNOJNG aoi3*2 L TO G!;.OAGE'TOWN t
- O~
CHA!.Jl'2d13 2 0000000000 rnveswr Ad~rw$; !.!GLAND HOUSE, *
. GE:OR~elOWN 35972!:1 8A6SON CAPITAL. SENlOR LOAN TRUST K'r'cKY 11104 I
OC:OOl CA!TtlN FARREN 617!ll>i9760
~!Z,AL CO~IMERCIAL BANKING RCSCPLAZA
~1!!AYf'.LA AVE~~LIE 66u01 350'337 CORPORATION MAK.A.Tl Clf'r' 1
SARAH PRUCHA 7134836106 AVAW LOANS Sl\\NK11;TY 2H KAf'ITALMLAGEGESELLSCHAPT.1<18,!i *
. *~
". *~
. ;il;171'!!l IITTERNATiONAl.E DUSSELOORF kAFelTALANtAGEG~smscHAi;t MaH b~G476' i
OCOOl SAN!;,,l,Tv 0000000000 HOUSE
~OUiH CHURCl-! $TREET 3$2115 E!LUEMOUNTAIN CLO 2013-4 lTD GEORGETOWN 1
OCQ-01 AGENT NOTfcSs 0000000000 ARRPWPOINT ol.0:<0142 LTl'l (FKAl ll'lVCShlt.Addr!!SS: 100 ELGJN AVENUE
~2sa GEORGEiOWN El~!.L I( ALBA AAROiNl"OINT CLO :2cltl 2 !. TD KY*i<Y 10005 i'
001 4100!!4Q432 DON ROAD STHe!.JER
- &1
- ili6 sARANAC CL0*1 LTD JE.JEl2l'R 1
QCfrOl SAAANAC: ct:.o.
0000000000 ROOERSONSS OUAY 36485~
MQZlNJCA SHr;lR10UR.l\\1!0NHlGH Dl,lSLIN YlELOf\\JNO l&
t 0C(l!l1 SANK LOAN ACTIVlrt tkiooooO-ooo
- HOUSE SO!Jl'H
- 35ss;;;
APIOOS.CLO.XV C}!URCH STREET AGENT NOilCES GEORGETOWN 1
OCi 7134S36Uti CENTRE 11 DR ROYS DRlY!"
"1353117 MUI. Tf SECTOR VALUE BONO FUND GP.AND CAYMAN 1
001 PHltlP COU3URN
!!17 4:!245'\\S HOUSE
'.36602<}
KlNGSLll.ND Vt SOUTH CHURCHSTREEi GEORGETOWN
.t 001 LETICfA LfCoNA 11341!37070 75 FORT STREET GEORGETOWN 3650:l5 i'LUE HILL CLOUD-l'.Y*KY 11it1i't.
t OCtltli iOM JO\\llC 6300848389
. snn4so42 19721745642@TLS,L0s!"ROO.COM USO
'0,00 4SiWlow7o 146944ooa7o@rLS.t.DsPRoo.cm.fi USO lits
' SLUEJ.tbUNTAl/.i.2ll13@Usi;ANKc Bli!i6!Sl>l!a<fl Lir.r * * *
- usu u,w
.i6ee10023&
14006100236i!!JTLS.l.00f'~OD.CC>>.t USO it is
- 041151.519 MARITZl\\;~1mvi~WEJ-LSFARG0
.COM USO 0.12
&0261504:!1.9
' 1<1ooaiooo62@rLS.LOSPROO.cCM !JSIL O.fl!I
- n24maor.
PAVllloN@CQ8TLANOCll.OBAL.cO M
USO O.~
GOLDMANSActiS-ll1794i!a!l3i'.
. GF'iK@s'rAtESii:iencoM USO
- 0A1 '.
4em1a004 1400J31S004@TLS,LoSf'ROO.COO USO o.07 GOOOOO!IOOO 1400519$49$@-1'.LS.LQSPROO.COMI USO.
0.05
. 46002S7Ba:l
.. 1469B287ali4@TLS.L0si"ROO,COMI USO ilAit<...
snaooroos-
' CLO ADMJNiST!'lATlON@DS.COM USO cHa 2.!ii8!!8743 I,*
12!U8ilB7451@:'fLS.LOOPROO.C c+.t USO 0.07 BA!HSOU..
6179460133 OtJ3@STATEsTRE.ET,COM USO 0100
' :a 143005172 1.214JOOS772@TLS.LOSFROO.COM USO
.Q,:is SANKl\\TYAEVN@TI.S,LDSPROO~CO OU49211$11il9i1:1S M USO 0:05 8LUEMQUNTAIN.W13.4@USBANK.
4ll1'331<!070 CQM USO 020 7 047156'.00il t;ll.L ¥.Ale'A@WElLsFARGO.COM USO
- o.:m Et6S977t47ll sARANAc.tLD@U$BMlK.COM USO iioo amoosm 19725ll40S65@TLS.LOSl'ROO.COM USO
,,iJ;s2
~127551'006 1972755f300@TLS.l:OOPR'OO.COM USO 0.1.S 4~1Bll-41 USO o.oo 469331BWll' 146933i5031l@.TLS.LOSPROO,COM USO 0,08 460031aila:i*
14139331806:.l@!LS.LOSPROO.C Cl.~ USO 0107
'413,16Mt io2a.il14.7i l;tM!;>,UOIJJJt.
4.1!62:500.oc S!;434,i!i4:43
.*1;615~333;33 fl74Sf37.'M
'2.c100;1l4.i2 Vt5S;700,00
.m,.:leff.s:
... Jl,759, 19S.4!
~~o:t394.-ai l,>l62,401M1 Q,Gl 4.asz,oosAs 1.i39,4:J<;t1 3Jl21){383;3;1 '
.J,!i>N,47t6C flll7,435Jlll 10J45,65022 3,740;595,:32 n,1zo;:;r; i..i9\\i,1s3ss
.1.4ss.a34.:is A Page 12 of 24 4n,1-a2.oo a.oo il.025..sr.i:n.
O.Oll 1,Y.:!:1,UUUllt 0,00 ll,ll'02J:;00.!J(
0.00 2,A34.l'l24A O.Oll
- ' 1,()16.333.~
I 0.00 :.
974.))37.3"1 O,Qil 2,100.n'.!;i~
O.Oll.
1A51.t750:0C 0.00
.sn ::sJ;s.a*
ttoo
' !l.1.59.196.4~....
0:00 S,60~.~9*!.Zl o.oo
,1,41tl,4f!$.iil
- Q,{]l)
U;tli.
a,oo
>1;2,035.>I~
0,00 1,13.9,43:!.i!
>,l'.l,00 3)l20,363,3; Q,1J\\'l 3,(li4.47i.6c o.oo 99i'Ail5.s<,
n..00
- to,1"5.a&o.2:i 0,00
.3,140,595;3.Z o.oo r-t.120.3(
0.00
'i,.i.oo, J53Jlc
- 0.00
- t;4sS.334.3~
fi,rnl' "11<1.1sios
.3.025,974.77 '
i,U4i;;Ul)!l.IJ!.
4;56'2.00D.Oc 2,434, 924.4<
_i,!115:333.13 ei4.im.. a.
2.100. 't 1**'7" I
1.453.700.00
!1'17;3So,9J
- !!,1.(lil,1SfS.~
$,llil3,3!l4. 21
- !*.,462,401'.U:)l 0Jl1 4;882,035.4!
t, 13$),432. 7~
3.920,31.lS.3 3,(314,471.&:
911z..135.9c
- 10;14S.600,2" 3,7Ml..595.~
73,1;m,3J; t,496, 153.af j_456.334.illi
INOUsTRl/l,LANi:f COMMEl'lCtALMNI~
Fl.,l))lf:lGMEijt4EL,A.~IJE XICHENG' r:JiS~tCT 3Ssr.i4
' OF ctltNA LlMlTEO S.E:IJlN~.
1
.OC02
.* Vll'>l'GLIAO
!l400ll1e5S1 ftwesltlf Mdr'.!l?S! 100 &:LG!N AVEJ:lUe GEOR~.TOWN FERNANOO t.o.PlA 4122348307 008.1;4 AVERY POlNTM*cLo llM1te.o KY*KV10005 1
oCMi*
HOUSESQUTH CHURCI:! STREET KdRV'.LAVNE
- lB\\lllliH.
Af'tOOS ULU XV1 Gi9;JHG~itlwrt 001 BURLESON I 13483\\!llH4 HOUSESO\\:ITH CHURCH smEE'f a12s3216n 37o1.GZ N~SERG!ffi: BERMAN. CLO XVI LTD GEORGE TOWN 1
661
...M.itEECoOPER HOl,lj?E S!)UTHCH\\JR~H*
. 3712:;:;
\\ll!NTUrte ;tf/ ClO'tlMJTI:D STREE'f.
GEOEG£'fOWN 1
ccoot DELIA:GAMBOA'.
1:12700&322*
FQRT~IBEEf GEO~GE.TOWN 37'3965' '
>IAM!OSTOWN CLO Ul LTD K'MCV*tl'HIS t
. ocoo't.
\\tlRTUS GR'OUI? LP.. 1.lE993'i30:0:.
FORT.STREET l~N!:SCO BL Fl:JNO LTD GRANO ti'.YMAN forv\\Jo\\llc roceB.483a9 374835 KY'*K"<1f111a t
OC.i
~2:TO~S'ID !:!TREEf VlRWS GF:MUt.'r.ISECTOR 'SHORT DIJ!lLiN' 374943 ouR.o\\r1oi-1 aoNo FtJNo
- IE-
- t.
DC0fl7 MJV)\\EITH 8G016051l'fS wes:r 1A rii..N<JNcrroti E'.LOATlNG RAiE OU!!9£C CITY*
3760!0 INCOME J:'JJND CA,G1li'.7Ma 1
OC.t PEGGY EGAN 41Gs00227 HOUSE.SOUTH.CHURCH 377P43
~GNET1TE lli LIMITED
~1ijt:c1 ocnri1 MAGNETITE IX LTD OOOOOOIJOOO.
GEO,i'.!GETOWN 1
HOUSE SOI.ITH CHURCH STREET
- ma1s NORTHWooos CAPITAL XI LIMtrED.. ' GEO.RGE.iOWN ocoot
..... KAREN Kl.AM 11341:!$2{)1 HOUSE SOUTH CHIJaCH.
I.CM xv LIMITED PAATNE RSHIF>
ST~E$'.
CLQ 7i424'1's551
- i1a2ro GEORGETOWN 1
6c1 AOMlNiSTRATION FORTST!"!Etr GEORGETOWN 371!549 LlMl'!ROCK,ClO fl LTD.
KV-k.YH1M 1
()Cool TOM.Jf.MC ro008483a 9 KAl'ITAl.ANLP,GEC!ESEU.
'iaCHAFTMBH, YORCKSTAABE 21
/IDMINISTAA T!Vl!
380274.
s!.tZUKA INK/;
DUS.SS.DORF.
1
. QC:l.Hll CONTACT oodoaauoon HOUSE 3Qt/h4 CHUROI STREET MlCHAEL ESPINOZA 35!l4tS
~IOOS CLO xvn GEORGE TOWN 1
O.Ci 000000000 0 HOUSE soorff cf.luRCH sra'EET AGENT NOTICES
. 38~701.
AclScL020143l"TD GEORGE.TOWN
'\\'
. q.61.
MtlOOOCOOO.
HOUSE SOOTH CHURCH STREET 38'102!1 Sl.UEMOUNTAIN'CLO 2J>14 ! LTD GEORGE TOWN 1
OC1
- AGENT NOTrCSs OOOOO<JOO HOUSE.
SOUTH cHURCl'I :STREET
. 3at417 Al'IDOS CLOX'vlh GEORGETOWN
- t 001 JAscN CAiL~JA 000000000(1, lnve.toiAddr.tsi;: 100 ELGIN AVENUE GEORGE TOWN 381837 oAKTREE CLQW14 1 lTO kY-KY 19005'.
1 b.c1 GWEN NA!i'.A1'ANI 2 l 3!!3067711 HOUSE COA SUMMIT.Ct.al TO SQl,ITH CHURCH STREET 6C1:n COA SUMMrrci.o.
382~7ij GEORGETOWN t
oooooooooa inv~ator Mdmss: 37 ESF'LANADE 3s:l.504 SARANAC CLO II LIMITED ST,HELIER JE..JE42TR i
001' AGENT NOTICES.
0000000000 HOUSE
$00Tt:i CHURCH STREET MOUNTAIN HAWK Ill 3642:3-a MOUNTAIN liAWK lll Ol.O l.IMITEO
.GEORGE TOWN 1
OC01 CUSTOUY 714247%51 100LEADENHALLSTRECT LONDON AGENT NOTICES 385428.
ACE EUROPEAN'CROUP LlMlTEO GS*EC.3A38P I
OCOi 000000000:0 A-99R Pll.ICOFIJNOS lREl.AND PlC P!MCO UPPERHAJCH STREET
. JiM:>t>
SENIOR LO~ FUND OllllLIN 1
OCQ1 AGENT NOTtCt;S
!!499323005 21295631!31 f.OAl-4ADMIN@LIS:tcac.coM.CN USO
- i>;.34
- 124.a1s):12.s1 i142:oo2412 f2:i429&24i2@rLS.l.DSFROO.CC'1.t uro
- l'l'.1S
'2Jl32;160.St'.
z l.114.ll 1!16411*
. l:! l 44:!1:J!!4ll@flS.U:iSPfH}U.tiC.'M' usu
- a.11:5
- ",<:!!l:l;!if.:l'J'.:!L 000000!>000 AMlEE.COOFER@.USE!M-!K.COM' USO
- 0:10.
'l,il64,Q46'.4£ i 121055:>91>'
CREDfi@MJ;l.Af.l.COM USO o.61 t::?Sl?i76D.S;
- NQTlCEl';JAMEST6WNCLQlli@Vf~
60d,4~2\\!
.. TUSLtC.toM USO ll.!11
- 1,460,ZlTAS 21420024 H*
12.i429&24.1i@Tts.k.OSPROO.CCM uso 0.00
' -11,684,77 if44314iaj 12.1443142il3@TLS.LO$PROOJJOM uso
' *i:J.01 '
'" Ss;74'3.6£.
f>Ei;;GV.~GAN@lACLAftii,IGTOr-tco 12.Z4J:i, 380.$4 J 1IJ3048.Zl3 M
UsO "OU 0000000000' 14695lase59@r.1c..S.tQSl"fioo.cOM USO 0.1(6 i.:2,11,B;i.1.s:l *
. 46951635'$'.
14695lB3S56@i'.f:LS;!..OOAAOO.COMi USO o.ss..
.. 11J.'.il!9.38S.:16..
if44:>142S4 ClOADMlNlSTRATION@DB.COM USO
- o*til
-.\\~l'.l\\;"2;f72: 11' 46951$6~5 146SS:136085@'f LS.LOO~OO.COM USO (l.£12
'476,55J.71 il6.95\\M007 i4illl5,'1001@.TLS.LOSPR00.COM uao 0.-01
-;,42°5,49!J..OO 4698l14l005 146SS04396S@Tts. i.OOPROOJ::.O..\\t USO
- OH.
2,015.sse.se
~554871251>
AC!l?.Cl.0:2014:..S';NOTICES@UsBA NKCOld USO
(),!14.
8.55.Jl!i.20 4600043~6.i>'
14ilSao4391SO@TLS:.. l.OSPR00.COM USO
().ii;
- 2.. ~.969. 711 469004:'\\SIW 1490043~TLS,LPsPROO.CQ'1.~. USO 0:15
- 2.S4a.7!l8.S~
i11z4:>1~394 l!ln43T83!!4@M.LOSl"fi.OO.. CoM1 USO i:l..'25.
4,a99,2<<.32 866'9'400605 COA.SUMMIT@USSANK,CQM USO 0;1;;
2;1ns.00a.~<
aaas4.002:Mi.
S.l\\RJ\\NAC;Cl:D.ll@tlS<iANJ{.COM use 0.!1&
- ~i';43SJ:l0 2.14546541!)
ClO.AOMlNIS7RATiON@D0.COM USO 0.02 4S4.llijS,!)J 0000000000 14698043884@TLS.LoS!"ROO.COM USO o,Q1
.2i4,~!l4.87 6i73~.
PIMC0.\\36\\l!i@STAiESTR~.OOM vso (J,()l.
lill,54:!-.82 A Page 13 of 24
.124.SiS.712.51.
o.oc
.2:,ert::\\,100:6C I*
(').()(
.ll,4f:l8,bll:J..Jll'.
U.ut J;~.1?4<>A<
o.oo.
1.2&2.1110.si 0,ll()
j,4130' i227A~
tl.00 :.
.41$B*Ln.
0,00
.oo,'7112.f;*
0.00 2.245,380..!M 0.01) 1.:iH.sM.o:<
0.011 1G,189.U:l..1E o.oo*
1.~,112,'fc 6.ail
.\\16,!;f>:f't.1
- O:M i,i125;MUMJ<;
fl,00 2.07:5:5913,!1~
- 0,00 855,4i6.2t o;oo 2,!)4(l:,009.7' o.oo
- 2.948.798.~
o.oo'
>>l;SS!l.244,:i;!
a..00
.2.,°913,098.S<
O,l'.lt/
.!i!'l7.A35.0C 0.01.l 48'1.005.!l*
O;IJC 274,294.a?
- 0,00 tJ!l.s4:i.a2 a.oo.
l24.im;m2.s1
.. 2:002,100.ilc
.4,41!8;$~.;it
't~."410.46 1.2a2.1S0.~
,1,41l0i227A!,
41.6!14~17
!19.743.$9 2.245.3&1.9'1
~*
1~211.as4.e;;
l!i,789.::ie:>.i! '
1:,9tl2.1n. ii 4'1'6;553.11 1 ;425Ji91Hlt
. 2.. 075.596.S<
.. 8..55.416.it 2,946,961't7\\
- 2.948,796.0:.:
.;4;800,;<<\\4;3?
4.!!13.tW6.;;(
.S!f7;435 *.!it 4!!4.065.!l'l 214.294.S'l
'91l.54'3.!l2
~
HOUSE GRANO CAYMAN
.~38!!
AVERY POl~JT iV CLO LIMITED*
_ K'r'*:KY:,11102 1
OC01 AGENT Nonces 0000000000.
l:iOUSE
- CLO.
DRYDEN3SSE.*41CR LOAN FUND sou:nf CHURCH stRro f'.DMINIJ3lRATiofs ooooaooooo
.:iilnss GaoR.GE.to\\fr.'N f
oco1.-
TEAM rrwestor Ao;ldress: 2 CHURCH..sTFIEEr Pll:lco BERMUDA l'RU$T l(F'lMCO.
HAM1LTON '
- 11.GtfltT NOfiCES -
y,\\yg3:z2005
- tlll3!
- ill B@~iUDJ\\ INCOME FUND M.
BM-ll T
ocin HA.q'.:Y9N \\-QAN l'i°'llSQRS FiJ~[.lfNG HOUSE_
1-lAi:.CY 6t~ LOAN s¢.trr)f 9HU~cti smro 0000000000
~saa 2014'21:.TO GEORGETOWN..
t Oc~tll ADVISORS FUNOING.
- HOUSE
- 1ae
- !1a i<J]~GSU\\NO Vll SOOTH CHURcH STREET G£600E.TOWN 1
ocot KJNGSLAND Vil i'l-000coooon lnveiiO* Addreu: 37 ESPl.ANADE ST HELlER.
- sma.
SARANAC CLO Ill LIMITED.*
JE.Jet1itR 1 '
-ocoi.
. - AGENT NOTICES 0000000000:
HOUSE*SOOTH CHURCH
'391105 AclS CL02014 4 ll'D sTREET.
GEORGE TOWN t
0C01 Al'::ISCLO 00000000000
. HOUSE GRANO CAY!-MiN DEBBIE 3ll22fa L~t}\\Vl( UMiTED l'ARTN~Sl-llP KY-KY 1l10Z t.'
OC02 s,ANFlORENzO
- 212351174tf!
ljOUSE; SOUTH CHURCH STREET
- imsa NORTHWOODS CAPfTAl..XU LIMrTEO
_ GEORGETOWN 1
oco2:.
MlCHAE!. NICOLO 212eil2rl2&i:l
~!~S:t'~~~~~::J~~;~~~BANK EULJlRO, CHUNG-GU S!OtiUL
~s1ll4 JNVESTMENT Tf\\U8;: LOAN CLAIM KR-100719 1
OC01 ssar 00000-000 7ffi FORT STREET GEOf:tGE TOWN
- m.sst.
JA.l.IESlOWN Cl.O IV 1:"1'0
_ K1-KY11!08 r
oco2
~
AGE'.Nr NOT!CSS.
7139934300 75 FORT STREET GEORGETOWN 3fi.193!l A VOcE CLO LTD KY*KY irn.l&
I QC()j TOMJOVtt.
630064a389 PIMCO l'UNOS GLOBAL INVESTORS FL90!'<
Sl:R'u;:s PLC LOW DURATION GlOElAl UPPER HATtl+STRE.ET aAN'KlOAN.
3007B2 INVES'fM!!NiG~:MIE Ml!.Oli r:uNtr tlUBLIN t*
OCIH ACCCIJNTINti 9499323005 7;1 FORT.OOTREET
,GE:ORCill: iOW\\11 397436 APtDClS CLO XIX KY-1\\f rnos 1
ocl)i JAllON PEREZ
- 7taw34io9 HOUSE iloll/ESCO POLARIS US BANK LOAN ssfORf Em'lEEr
- 96485 FUND '
GEORGE.ToWN 1
061J1 TOMJOVIC 6300346389 HOUSE
-~-
- CLO
$0UTHCHU.RCH STREET 0Go1 AOMlNISTAATION 3)i11211 DRYOEN'M SEW~ LOAN FUND GEORGI! IOWN -
1 iEAM 7i424/U55t 75 FORT STR!:ET GEORGETOWN
- iooo:rr
~lMEROC';< Cl.0 Ul LTD
_ KY:KY Hiil'S 1
OC!!1 TOMJOVIC a30684631l9 HOOSE 400633 '
!iO()TH CHURCH sr~ro oco1.
ANN CONG FlATlRON CL0.2015 1 L TO GEORGETOWN j
7134637866.*
ln\\te!il-01l\\dorttsi;:100 ELGIN'AVEtlUE GEORGI:. TOWN 40i3t4
'.AARoWPb1~rr cLo 2014 a Ltc:i kV-KY 10005.
1 bCll1 AdENT NOTrCt:S coooorn:iocm.
HOUSE GRAND CAYMAN 402005 AVERY.P01NTVCLO LIMITED KY*KYM11Ya t
OCtli
.AGENT NOTICES
!.lQOOOOOOOll HOUSE H
~ 'M SOUTH cHURCli STREET 402163 MAGNE1lrl'!Xl lLlMITEO, GEORGETOWN
.1 ocil<l7 AGENT NOTICES.
0000000001'.l fr\\Ves1o; Addrese; 100 ELGIN AVENUE.
MA\\3NETITE XU I.TD (FKA} MAGNETITE GEOS.GE TOWN 40:i577 Xl.IMriEO.
KY-l<'r'10005 1
OC!l1 AGENT NOTIC!:S 000<1000000 75 FORT Sl'REET GO::OROETOWN RAMON ZOlETA 4bsooa ECP CLO 20146 LTD KY*KY 1.110i.l J
otrlt*
00000()000 P,ENSlON PORTFOLIO INVESTMENT PL/IDS*S GRAOE:O'i3L!GATIONER I jFKA}
i::OPENHAGilN ElANKLOAN
' 40ll874
]NDUS'l'l'tlENS PENSION PQRTFOLJO Dl<-1781J 1
OCOI ACCOIJNT!NG MS9a230i:J5 ass24azaaa*
- . AVER'i'.POINTJV@USBANK,COM USO 0.26 4~95oS.
c1.o:AoMiN1stRATI6N@ba.eoM usn
- ii:i'o 1:1rl'tfMWo-
' Pfl\\<l.C0-1.l!W.:llJ~ST All::!rtRe8.Cai'.! usu
.UJJ.\\l HAlCYON,LOAN.AOll!$0Rs.:ii)14.z a552:iszooa
_ @USBANl<;.CQM USO
- ins.*
Ml200t02Q KlNGStM07@)usBANl\\.COM USO
.o.l:le B0031 lOS11 _
,' sARANAC.CLO.lll@USaANK.coM ' USO........... O.!l5 469$64~86 14ESa04948e@TLS,LDsPROO.COM USO o_fi5
. imrn:ioooocnr. oSANRriRENZO@LCMl\\M.CO~!.. uso
' '0.10.
2:fa857taaa MNlCOLO@MlGS.OGOROON,COM USO
- o.&s CASl~R!f'J!.3b'YEl}@Sl..;(1;;!51~l::til 6l7.359Elt99*
.COM USO
.o.d4 NCITlCES,JAMESTOWNCl.OIV@\\llR S17$00S40&...
1'0SLLOcCOM USO
- ll-.12 "'
400&1495-22 1469aci49S~2@TLS. LOsi>ROO,ccM USO 0:0~
M/'3151354 f>IMCO-i!ill83@S1'.Ait!ST~IOE'i,COM USb
(),fl\\j 469331!126:!
!41l93311l262@TLS.L!JSPROO.COM USO b,oa.
281!1ll7.!il0 1,'i!6lll987510@TLS.LoSPROO.CC>>.t USO J),01 lia11i!.'21sl' 1 Wli'.1!ll!1a?@TLS.LDSPROO:coM: USO 0:00 2l!is007500*
t26la987550@TLS.l.OSPROO.COM USP 0.02 21451M'i55l 1i141i041553@TLS,LDSPROO.COM USO
- 0.00 ARROW]'>Ol}ITCL02014.3.NOTICES aB1l350W74
@USBANK,Cm,l USO h.10 8442ff3!1423' AV5RY'.f'OINT,V@US6ANKCOM USO ii.t;.!
0000000000*
M a111aa32'11@tLS. tosPtioo.cOM> USO OJ:lG
-0000000000 1469&-IS:i>!El2@TLS.lDSPROP.COM USO Mu
- i:8t8987 49S:
126169Bi458@TL..S.LoSPROO,C~~ US.ti o.1e 6113303914 PIMC0-0178!!:§l-S'rArES.1Ra:T,COM USO i:wfl 5.144,200..Sl. '
. j,694, i7it23 I*
'*i, l!ll,til\\!.~
2.006,443.i!
J.4s5,1s3.se
',.' - ';007;43s,9t i ms:ooi :6s 1.009,660:05 10;800; 17~_.12 747;439j7
- 2.293,421k~
.439, 'foaj>*~
13;8'21;,$4 i,005,and1 1 l!.t.783.89,.
oos,7:!6.t3c.
367,123.00
- 997.43:.Jici
.J;!l1l.l,695-.0:l
- ?: a 1s,001.25 1;6'.i'S,692:31 l,tl25.307.61J 3', 'f79.22i:sS 4!li.iJ2..5S A Page 14 of 24
!i,144.2(l'S.5~
O.ll<l Utr4,t7e%
o,oo i:11n,1;l11.~
u.uu a*;oos,oM:u~
ci.oo i.4!16. 1.53 Jl.
0.00
.:S97;4'35;'9c _
0.00 1J$,Sl)1_~
(),(l(!
- i,ll5!l1SBO.m: *
- O,Oll 1o;a6i.l, 173J:?..
a.oo 741:439.t?
O.C<l i'
2,Z93 ;420.S!...
0.00 4$'4,7~.ie o.atl f3,il'W,S; *
- ('/,!J(l 1,555,654.lil Mc 11'8.783.89
- 0.00 969.7.36,SC o.oo 3(?7,123.5(
o.oc 997.435.$'1 0.tlil t!lis ;!ls5.o:;.
o;Jii 2,316.00l.2:'
a.oo tars.6!12.ll o.oo
.1.a:is.1-01.si.
o.oo 3;fl9,222.5!
'fl.O(J 4et'i3:!.ll$.
g,!Jil li,144.20S~
-ctll>M,170'2J
,, :nii ;111Y.a*
2:s61S,44Z. 1~
1..ia6.153:as
'997,43S.9C iJlw.soiJ:i:
tllfill,e&I.05 '
10.ooe. 11a 1:1 7_41..43f).t'i
" :2:200,420.SIJ
- 439.'7Sa:7! '
f:l,!!2.S'.114 t55'5,S62.01 rn1,11i:i.at I
S00.7:!6,5C 3.ai',t2a,sc
!l!lt,4'35.9(
t!l7s.!>95.oz.
2,316;931,2~
"675.002.31 t.!!i5.307.~
11.179.1122.5~
491;732.fil:
JiOUSE
, 'NoRJHWooos cAPITAl-)(l\\ILlMlTED
$0UH _CHU~CB STREET i 400ll7&
.GEORG~ TOWN l
OCGi SAMUEL PAGANO-tiOUS!!'
i 408:i39,
'i.~E:T6NV* CLO L m sTH CHURCH smelir TOMJOVtC GEORGE-TOWN t
0Cil1
- ' H_OUSE
- 4Ull<i4lJ Aeis-cw."Lu14 !:> L rtr sOUtkcHURCl:i:ST'f<l!ET GEDR&ll'.lWN -
T-OCUI
- Al3EN1 NOftCES FRANKUN'TEMF'tETON-SERfESll 600SCHETTE FUNDS i=RANK.l.!N \\.lPPER "ni;Ri ltJX!oU.1a(JuRG
, 410414
- Fl.OATlNGRATEEUND
- LIJ.J..1245 t
OcQt AGENT NOTtCSS HOUSE DRYDE~l 36.SENIOR LOAN FUN ti
~OOTH ctiURcH STREET ociH AGENT NOTICES 410051.
GEORGETOWN 1
- !TICHTINS E!~J
- JF$PENl;!IOeNf0!"~ H9QJ1f\\t1!l5 -
~g~~i$~,~~g;.~oa RlJSW!<!K BANl<l:.OAN
- 410005, Nl--2200 t
ocoi
,, ACcOUITTING HOUSE
-412.t'iii HAROOUR\\lrEW cl.a vn Lro a.gU-;rri 9::1u8CH i>meiir ocoo1 HARSOURVIE.\\'\\I GEORGETOWN t
TREUl'W!O AG Ml1'.0TRONlc HOLOING-SWITzeRllAUO lNNEREG\\JTERSTRASS~ 4 41;;!3116 -
~latt Zi:JG t - --
ocoi JAflOi-/ i3U!>OESS
.. HOUSE Si:J-.UTH CHl.JRcH smeet 4f47ll7 MACJNETITE xiv LIMlTI:O GEORGETOWN 1
OCS1 AGENT NOTICES HOUSE SOOTH CHURCH-
"~~,~
410033 API DOS CLO xx s: i'!{E!,!;;f KoRYi.AYNE GEORGETOWN 1
ocin-3!'i NQRTHWHARF ROAD
~RKSAND SP!'NCll'.f\\f'EN:?tON LONDON IMNKl.OAN 4:fS3t5 SCl-lEi.11:-
Gl:PN211111/\\'
1' ocor ACCOUNTING HOUSf::.SOUTH CHURCH AMMC CLO 15 UM!tso STREET oct\\1 AGENT NOTICE*S 415747 GEORGE TOV\\'N t
tnvootor Address; 190 ELGlN AVENUE GEl'iOGE TOWN 411lllza AAttOWPOINi CLO 20i5 4 L rrr KY*KY'1900&
i 0001 AAROWPO~NT HOUSE 4~2005 LCl'.lXVtil LlMITEO PAATNERSKIP
_GRAND Cf'YMAN AGENT NOTICES J<'/-KY 1llf>2 t
OC01 INVESCO BANK LOAN FUND SERIES-2*A HOUSE S~lES 'TRUST OF MULTI MANAG~
si FORT SlHEEl\\ PO BOX 2330 OC01 423243.
Gl.OE!Al lN\\IESTh!ENi TRUST GEORGE iOWl\\I
!1 TOM JO\\IIC PLUS FUND JPY. HEOOE $GRIES '$:A HOUSE SERIES TRUST _OF MULTI MANAGER 00 F,ORTSTREET f> 0 BOX 2~0 AG£NT NOTIC£S 4.23llil4 OtOML JNVESTM~iiRUST GEORGE iOWN t
OC01
~,*
HOU Sc SOOTH CHURCH $TREET
. 424163 AClS CL.O 201$ S HO GEORGETOWN
- t 0001 AG!:ITT NOTTc5$
SER!!;S II A SERIES TRUST 01" MUL Tl HOUSE
.MANAt-ER QLQBAi.. INVESTMENT
. ea !"ORT sffiElir, *l"O eo;.:. w:io eMILYZENG 42450*
JRLJst GeORGE-TOWN 1
OC01 SERIES-2A SERIES TRUST OF 1'-!0USc MUlTIMANAGcJ~ GLOBAL l"!'i;ieSTME~li 6S FORT,STREET P O}!OX 2330 oco1 S.llL-YZENG 427rna TRUST GEORGETOWN l
75 FORT STREET GEORGEiOWN 4;z-r;i:;2-RECEHE CLO I.TD KY*K'f11l0H 1
OC01 TOM40VtC
- HOUSE APIDOS CLO.XXl SOUTfi CHURC!-l STREET 42765!'.!
GEORGE. TOWN 1
0001 WJLLl,'\\M L WALU\\CE HOUSE SOUTH CHUf~CH.STREET 43Q101 APIDOS Cf.;O X)(J1
_GEORGE TOWN 1
0001 MIKE~;nrn plMCQ FUNDS' GLOBAL lNVESTORS FLOOR SeRlES P.LC-EIJRO INC0!,11;,, aor.io UPPER.HATCH STRECT 43&4ra FLIND.
DUBLIN'
,t bco1 AGENT NOTICES AU GLOBAL EA.'IK LOAN FUNO 2015.A H04:SE SERIES-TRUST OF MULTI MANAGER ea FORT S-TRECT PO 6QX 23:l(l 433682 GLOBAL INVESTMENT TRUST '
GEl.'.lR.GEiOWN i
OC01 AGENT NOilCE f.JOflTHWQQPS:CAPITA,LJ{IV@USB
&'l700376lHl-:
800'89216$3' ANK.COM USO
'0.48 63oaa483ti9 li4307&629 12i-43o7!isa9@tLS,LDSPROO.COM USO o.ria AClS.CL'Cr:~14.S.NOTiCES@IJSBAN OOEJO(JUUOOU
~2\\18blll:f
- K::cor;.,
- usu
!Ll!>.l USO CU!
oolliloooooao riooocoooo[)
1469161'!39i3@TLS.UJsPROObCM USO o:i4 9400323005
. .4,tTD@Us SANK.COM USb 010 7142476551
!172805118B ClO.PiDMIN!STRATION@DB.COM USO o;;i6.
1i'Josa4a~
4696172577" 1400s 172577@TLS.LDS?ROO.COM USO
,(.),;;:;
94Sll3:l30ll5 Si7S4004~!l' F?ii..,cP:i3093@StAi!:STR£ET.COt.1 (}St>
O.M 0000-0()!)00!),
aes-Eioo t&?a AQIS_CL0_201l'UtJ-!OTICES@USti
_ANK.COM l..lSO 0,09 6171721732 469615297:!.
1469f'i.152!l71@TLS,LOOPR.OO.COM USO 0::16 fl17R21732 21143574380_
12 !43S743RO@il$.LD$PROO.CGM IJ5D
.a..i; 63oea483S9 Gl4etIBif12a 1-214646192-"'..-@TLS.LOSFROO.COM usu
- o.o.£
-=
0000000000
~;2:i022939 19723622S39@TLS.\\:OOPROD.CO>.t US!l 0.00
[J{,)00000000 972~2$41 1972:36<2~1@TLS.LOSPRCP.COM !JSO o.t1
!J4gsai3llo5.
$17330374.j
- PIMC0..00621@STATESTREET,COl',f l.!so Cd3 Odo!loooooci e123ai:fo1a*
t 9ti:l622970@TLS.LDSPROD.COM !JSO a.:22
- 9,4Cif,032.7:
i:S44.261t~
1,U/l:l,SUl'.U~
2:e92.sotlii~
4.600,7117.~
1'71).ll71.4L
'2.004:654_7, i.979,1343.n
. 1,1:110,556.91,
=
. 2,il1s,s11&Ji1
- :271;1.il9i42,
fas;sae,5'1
-1,!lail,'1'69.!!l 4,!M9,10!M1 G,49i',12Ui
, 494,lll0.94 1.741,309.SI
- 2Jl92,307
- 6!
7,fil>l,487.11 t61s;100.st' 1.i12S.9GU!1 _
'2. i00.592-4!
-~;549,546Jll 4,139, tci2 5i A Page 15 of 24 i
JM01m2.1~.
Q,[!(
1,54-4.2£3.ss a.no l,U/ll,,bUUJi;.
u.uu*
,i,!;92.3il7;Bs o.oc 4,i;so,197,ru 0.00 I
'179,671;4~
0.00' 2,$64,654.'i*
.Q,00
_t,!lis.1543.71
-a.oo u1iu;sa..91 OJJO
-=
2;07~,5Si!.!ll 0.0(1'
.2ts.ss:i,<1:
o.oc,
-f31t58a,S<i o.nc
- f,9~'.-1M.~
- t),\\](
4,949, 100-,41 (i,oo fi,497.122. 7" 0.00 494.SiP.ik
_0,00 1,141,309.a~
o.oo 2J;92.s07.ili oJlll 1,mi,-481Je tl,00 i.e16. 766.!M o.l'li i.823.00l.2i' o.!l<
'2,109,592-2t O;C-IJ:
-t,54i),S46.aE o.oo 4.239, 102..!ll ilJJll 1:!,401,032.n
- 1.54-4jas:-5£ i
~,U/8,!iU1J.ll' i
2:9!!2;iID1.e.!
.l',600.797.~
,,,,, ~ 19,671.<li
- 2,984;604.'i'
-t!l7ll,Mi71 t610.esM1
'2,075,596.flll
"'.:mi.ss2.'4:
1Z!!0.58!l,s.i 1,!lS9,169. 82
' 4,!!149,109,41
- fi.49i'.122.1a 4!l4.ll io.94 1,74i~.SI
'2.992.307'{\\1 7,ll]S;4il-th us1s.100.e<
t,~S.!lai..21
-z,1us.092.2t 2.549.548.81 4.239.102.!X
lnVes(or Addres-s; 25 GRANO RUE MULTIFLEX.SICAV ~lOE!..\\LMUlTI LUXEMBOURG
'14097a A.SsET li\\COME FUND LU*L 16G1
- 1 OC!!1 AGENT NOTICE 949932;JOQ5 HOUSE-
- 17&2 NiriiVFLE£tct.02.61s1 Lto soo:rH' CHURCH STREET ocot 8ASMAH PARVEz*
71~141 GEORGEiOWN i'
HOUSE-
'SOUTH CHURCH STREET
'.w.llllfa URYDEN 41 Sl:NIUR WAN FUNIJ.
tlEof.!G£lOVi/N
- 1 Ut!l)l BRJANSCHQTI OOUOOU!JUUU HOUSE.
o1¥2ai;
,DRYOENAi SENIOR LOAN FUND sr;ij'.ri'~¢HURCl:ISIT<i;i;r oc111 13RlAN SCH01T OOOOOOOOQO GEORGETOWN t
7'5 FORT STRE~
454430 APIDOS CiO.XXlll GEORGl:TPWN, K'i',IW11100*
1*
oca1
. JASON PEREZ 713$934309 F!irotgn 360 DEUISChe; BANK'A$ NEVv Y.OBK -
investor Addf!J.SS: 60 WALL STREET
- ns'162a NEWYOR~
MARKuSLANG a045i70553
.BRAUCH US.10005 i
- 6Ctl!114AGY1 32ND FLOOR* WEST BUlLDINt;O NEWVORK, NY osi63a ERSTE GROUP BANkAG AT-10017 2-OCQ012AGY -
JEAN RAMJEET_
2129845654 STREETNC102S 1706
- C:HAAL01ie Rl:'.NDNA
- os1ssa 8.11.NK oF AMERICA NA LlS-26255 2
- OC1340AGY CHIN'/o/ENDY Z142092lJ6 11TH FLOOR l:l/\\~t'.;U\\W <JANK 1-'Ll!{NtW 'r'UKK NJ:WYU~K ocf254 D1'RMOT KE1'NAN 3059!!24~
057661 BRANCH)
GS-10265 2
STREET pAN_FRANCISCO CA 94104 LOAN JMOING.
057751'
.. WELLS FARGO BANK NA US-94104.
2 OG126:
SUPPORT.
' 7045902871
.Investor Addrass: 1295 ST ATE ST MASSACHUSETTS MUTUAL LlFE BOSTON MA oseow INSURANCE COMPANY '
us.01111 2
. 6eon1 li:EVlN CERDORCHUK 6176629749 T~ OEf'AATMEJ'tT MORGA."ISTAALEY SENIOR FUNolN~ 1633 SROAOWAY,25 TJ:I A.OOR 058341 INC NE'>NYMK 2
CCl}58347 MA I}
- INVESCO SENIOR INCOMto TRlJST(FK/\\ STREET INVESCO VAN KAMPEN SENIOR SUITE 1800 05!134!1 INCOME ATLANTA 2
OCl.l~Sl;!AGY TOM JOVIC B30684a:!ll9 PLACE
!;ATON \\/ANtE FLOATING RATE e'rH FLOOR 05844:?.
PORTi'OL10 (FJ<A GRAYSON ANO COl BOSTON a
OP321A*
RACHEL KlELY 6179378189 AFR 7 FIDELITY ADVlSOR SERIES t -
rnv!'sto< Ad~{llss: 82 OEV!JNSHIRE ST I.
FIDEt.ITY ADVISOR FLOATING RATE BOSTON.MA
. QC-0104AG'I FIDELITY al74i4sns.
05851i>
HIGH INCOME l'UND(FIOE'UTY) us:o2mll INVESTM1'NTS.
FRANl'\\Lln JNVESTORS SCCURITIES P~WAY TRUST.f~KUN FLOATING RA TE S{\\NMA~O MMRIANNE 058561)
DAILY ACCESS FUNO
.. US-!14403 2
OC012!>AGY CHRENClK 5603122461 NATIONW10 MUTUAL FIRE
'INSURANCE CO (NAllONWIOE Ul'E ln~est!li Addrass; 2 Pl:}INS WAY 058570 INSURANCE COMPANY)
\\JS.
2
, OPS2 ANGELA FARRIS 5142493356.
fnvestor Address; 51 MADISON AVENUE NEW YORK LIFE INSURANCE &
NEW '(ORK,. NY 1ooto 058619 Al'/}JUIT'( G ORPD°RATI0.'1' us-10010*
2 ocasi2Ai:;y HAROLD GOW 21257654!>7 fn~astcr Address: 51 MADISON AVENUE 056620 NEW YORK LLFE INSURANCE CO NEW YORI( NV f0010 OC!,li1ZAGY 2:1257654(17 US.10010
- 1.
HAROLD GOl.D _
FINANCIAL RIVERSOt,JRCE LIFE INSURANCE:
CENTER
- osa11e, COMPANY MINNEAPOUS 2
OCftOOAGY CYNTHtA.SCOTI
'l694111S47 STREET BLACKRCCl<.LlMITED DURATIOl-1 NEWYQRKN'Y' LOAN SERVICIN~
058...<l87 INCOME TRUSl' US-10022 2
OC0562AGY UNIT 5176621233 PAAKWAY 8U>.Cl<,R<JCK FLOATlNGAATE INCOME Wl!.M1NGTON
~-
LOAN PROOUCT$
059029
. STRATEGIES FUND INC_(BLA.CKROCK)
US*19809 QC!l07' TEAM 6176621648.
WEi;TEHN ASSET FLOATING RA TE BLVD HIGH IN FUND LlC( WESTERN ASSET PASAOENA, CA 91105 S'(NOICATED L9Ail 059159 MANAGEMENT) us.
i ocna3JAGY SERVICING
!!724015593 6174210420'
. PIMCO-X-J4C@STATESTREET,COM USO 0.211.
sn9e2549s i972ssas496@TL:tLOSPROO.CCM USO o.~6 85!>!>113YUl:V
- LIRVLIENAlia:USBANK.COM usu
.u,1:.i
. SG6516S69s DftYDEN42@.'JSSANK COM USO 0:16' '.
NOTICES,APlJOsct:OXXlll@\\11 RTU o.r.ii
' 4 092704300 SLLC.COM USO LO;\\N *. SE~VlCING:NY@l.lsT.oe:co 732:3803359 o.ss M
USO 2129845E4i' JRM!JEE'r@ERSTEGRDUP.COM USO c1.1.s 2.142909484 USO 618' IJt!<MtJ !.f<!~.!;NAN@l;!;ryl-i[;LAY.l:l.t:U 201il1oa101*
M USO 0.62 7.b47t5D194* -
~0.11\\NTRADESUPPOR.T@WELl,SFA RGO.GOM USO
.z....~
BABSON*
f.)'173:303121 31il@STATl:STREET,COM USO 0;2~
0 USO 0.£10
- rni244aa42*
12012443842@Tl.,S,lOSPROO,COMi USO b.03' EATQNIJ~
617.937052i ll627@STATESTREET.COM USO
.o.oo - -
6l73852MS:'
FFCMSB.l\\NKO@FMl'tCOM USO l.04
!i50312334S I 2144614163@TLS.LOSPROO.COM USD 0.21 6142496869 FARRfSrci@i>-ATIONWiOE.COM USO OAS 214291433i:
HAAoLO GDlD@NYLii.i.C:OM USO 0.4l 2.14291433:0 HAROU:i~GOLO@NYLJM.COM USO 0.20
,120124..i:js?S@DOCS.LDSPROD,CQ 2012443.lStS*
M USO O;Oo 6179'839517 12142613145@nS.L0Sf'R00.GOM USO O.Lr.1 0173363020 12.144425380@JLS.LOSPROO.COM USO 0:10 B652S0!!661' E!NYCOOGR@SAJ>JKOFNY_C:OM USO 0.01' 5,651.961.0!l
- 5.974..ih.4-i 2,'l!ll,ll:l.2J: '
t;t/s9Je9.s~
.255,fiJP.SE
-1.1;S00,133,52 14,134.843-48
,3'.s62:54s.4e
,<!OS,673.61
- oo.tJ40,nv12 3,~7,'291 ;35 50,59f57 672.42&5
().1)1 2Msa,l91:2s 5.3.."4.942.96 9:S54J!1isc
- a,010, fo4.7i
.&.995,4~.21 1 ;!i41J;205.1f
.5913)161-5-t
<?.019,ao7.e~
'249: 358.91 A Page 16 of 24
~,661,961.0l:
naq*
5,974.4!1-44 O..oo l!,41:!( ;l!Tl!~E tl,Ull
};9~;7696.1 o.oii 21'15.630.9E IJ,O!l Fonitgn 11,6()5,:l3iii:!
-tum 14,734,848.4! '
o,mi a.s02;&1s.;:;
0,00 403,673.61 O.OiJ 60,040.737.-1:;
.0.0(!
3,i)it.29 i,3; (l.!ltl 5o;S97:5i
- 0.0{]
!liVl2B.5<
n.oo D.01 0.00 fa38g_397.20 a.oo 5;394,942. Si:
0:00
-G,554.812.SC ihac
!1,010, 104.77 a.oo 3,995.*133', :ai o.ao 1.6'1il,:2ll!'L1 E 0,!)lj' sso:.o1a1,5-1 _
O.OQ
- Wl9,ilDi.s~
.a.oo 240,358.9'1 a.no' 5.$61.961.0s 5,914;4lVl4.
l!.4Bl;l!1Q~E 1;900, ies.a.:
. 285.630.!18
1,454,13!;4,524.11 I Ls00.133.5:
14.734.846.4!
3,S02.54S.A~
403,673.61 50,040,-;::i1:o12 3.!:121:291.~
5(J,597,5i 612,428.5~
O.Q1 20.W.39t;2E s,:;!14, S42. Si:
9,S54;fl12.SC ll,Ofo, 104.77 3.005,:.133;21 t64a,2os. 1 E
.S!l<l.461.5*'
io'ls.soi.ss
.Z49,35a9'i
M1PE104 SPRINGFIEl,.Q, MA 05!!2Z7 CM LIFE INSURANCE CO l.!S-01111 z
. ticnoz.
KEVIN CEROORCHUK 6176629749 f?AR~WAY *.
91.ACKRCCK FL.OATING RATE INCOME Ytrli.M~NGTON OOOOOOoOOO OS92S3 TRUST US-19809 ii.
- otuoa-AGENT NOTICES FD FKAFHNX MUL.Tl-SECTSHRTTERM STREET eNOFD(NEWFLEEr ASSET
. HARTFORD. CT
!l5!l"J!$U MANAOEMEt*ffJ U8'0011b
- L Ut:[l!J:l!IAG\\'
A.'.iV REffH HoU/l:lU!:!l1 !>
rrwestcf Address: 60 STATE STREET sbsroN 059431 PlQNEISR FLOATING RATEIRUST US.o:!1Cl9
- l.
- OCl56.AG)'.
Fl:llllP 'coLSURN s1142z.is&s
!NOYA Hl;At..TH,SYSTEM F.OUNDATIOO lnw.ita,-.\\qdress; 2990 TELESIART CT DEFINED BENEFIT PLAN 1,!f,STER 2
Ol::0333AGV SANKl9AN 9400323005
'060168 TRUST US*22042 ACCOUNTING JC PENNEY CORPORATION lt~C tn~o~tot Address: 650! LEGACY DR 060i!IS PEJJSIDN Pt.AN l'RUST -
US.75024 2 --.
OC!l1 AGENT NOTTcES *--
9499323005 Investor Address; 1345 AVENUE Of'THE FtXED INCOME SHARES sERlES c AMERJCAS49TH FL BAN'!'\\ LOAN.
060205 US'1011l5
- 2-
- oco1 ACCOUNTING G4S93Z3005 AVE IBM PERSONAi. PE./IJSJON PLAN TRUST' WHITE PLAINS, NY SANK LOAN 060:209 tP!MCO)
US-10604 2
DC0333AGY
,4.CCOtlNTlNG 9499323005 OPTlMUM FUND TRUST.OPTIMUM 06027.S F:tXED INCOME !"tlND (DELAWARE tMcslllr AddritsS'. 2005 MARKET S'T' OC0333AGY JOSEPH FlORIL*..i\\
Zl52552J2t tNVESTMEN'TS)
US.19100 RATEHlGH INCOMEFUNOFKASTT STE.LZ.ER RD.
r;LA~f(.;. l;ll;li\\'rlUAllNG KA 1 I; HIGH t;UL.UMtlUl;l, UH CH1'!SE.NN1S 060-~1 INCOME FUND US-43219 2
OCJ6116 617662116-4.
BOND FlJND {Fl<A '{IR.TUS MUI.. Tl' STREET SECTOR FIXED INCOMEFUND){FAA GREENFIELO 060334 PHOENlX Mlh'U:.SECTOR FIXED.
US-01301 2
_ OCCIJIJ'.3340\\
AMY f;J;lJH 8607605$ l S:
11\\'ESTER.'l ASSET CORE PLUS BOND BLVD.
000056 PORTFO (WES~N ASSET F'A.."ADENA; CA 91105 ocoi34AGY CHRISTl~ii; ROSADO MANAGEMENT)
US-91101 z
6176624576 lnvootor A(,lllrass: 60 STATE STREET BOSTON, MA
. 0612311 PlON!Orn9.0ND FUNb' US-Cl2..1G9 2
OCrr512:S90~
PHILIP COLBURN 5114224565
- M.ETINVESTOR!) SERISSIRUST CENTER PIONEER.srRArEGIC INCOME BOSTON 061241 PORTFOl..10 US-02111
- .l 0Cl-002AGY PHILIP COLBURN Gl2<12Z45!l5 ROAD FORD MaTOR COMPANY DEFINED DEARBORN 001336 BENEf'lf MASTER TRUST
_ US-46126 2
oc01 AGENT NOTICES S.\\99323005 rnvestcr Add~sS: 6.rr STAIE l!fflEET'
. 0,61362 BOSTON, MA QCOB1:Je2 Pt!IUP COLSURN.
6174224565.
F'IONEER FLOATlNG RATE FUND US*Cl211l9 2
INTERNATIONAl PIJ\\CE FL.OOR,7*
DEUTSCHEH1GH INCOME TRUST (FKA BOSTON 070228 D'NS HIGH INCOME TRUST)
MASSACHUSSf;ll'S 2
CC72&AOY CYNTHIA~UMNER 2124543$22 DE.UTSCHEGLOBAL INCOMESUILOEI<; STREET 11 'Tl-i FLOOR FUND (FKA OWS GLOBAL INCOME BOSTON Kll.WAiPOON 070233 BUILDER FUND) uS.02.108 2
- OC21MG'l" 2124S429M JEN AL RQA[}
TAIPEI FUBO.'l COMMERCIAL BANK CO, LOS ANGELES a7a.1.is L m_ LOS ANGELES BRA14CH T'N-90017
- i.
OC:07!3145 JOYCEOlJH 21 :J-225~3Bll PORTFOllOS 1NC:H PRUOENTfAL THREE TOTAL RETIJ$N BOND FUNb (f'KA) 100 MULBERRY STiiEE.i SYNDICATED LO.AN 086395 PRUDENTIAL TOT.'IL RETURN BONO NE'NARI(
OCQ1 SERVICES
(!724016523 CENTER DRIVE PIMCO FUNDS PIMCO 1NVESTh1ENT SUITE 100 8;'.NKLOAN Qa7276 Gi'tAOE COOF'ORATE' BOND FUND NEWPORT SEACH 2
ocn1 ACCOUNTING 94003-23005.
NE'.VYORK PlMCO CAYMAN TRUST PlMCO CAYMM N'f BANLLOAN 08945-S SANK LOAN FUND KY-10005 2
DC01 ACCOUNTING 9499323005 TRUST (fl<A DWS MUL.11 M,A.RKET PLACE INCOME TRUST (DEUTSCHE ASSET
.l'TH FLOOR CYNTHfA SUMlt.ER 09493-3 MG Mn)
BOSTON 2
- OCM25 2 i :2-454-3822 11TH FLO(Jfl D'NS UNCONSTRAfMEO INCOMe VIP EOSTON 094934 (FKA r:N<iS STRATEGIC INCOME VIP)
MA
- 2.
OCOS25*
CYNTHIA SUMMER 212-454-3822 BAB~ON-S173203t 1a*
W1i8@STATESTREET.COM USO o.o.l
. i 14261~t42-12i42s13142@TLS.LDSPROO.COi.t uso o.oe 2144-125:1,4 1 2144425214@00CS.LDSl'ROD,CQ M
., ' usu
- 1:2U 2012443745 12012443l45@TLS.LDSPROD:cOM: USO
- o_oo o1733()370S*
f'IMCO.G239i@sr ATESTREET.COM i.JSD
.o.Gi
. 6179370i52;
-* F'IMCO.OGAS@STA TESTREET.COM USO om A~UANi-_..
i;1~300tH4' PCSA@STATESTRF:ET.COM USO 0~15 BANRlbANACCOUNTING@SSciMS
. 94l!MOB1!90'
.COM USO b.G3 2s1234oaoa t201&17756S@TL.S.f.DSPROO.COM USO 0J18 -.
617330329!!"
USO O.iJO 12144,425217@DOCS,LDSPROD,C()
21*lM25t17 M.
USO o.o;;
6174514958.
CSi'IUANG@STATESTREET.COM USO it*i i 149aa5Sitf 12i49S85il'70@TLS.l0Sf'P.OD.COM !JSO 0.07 2142!114 397.
1214W143!!7@TLS.LDSPROO.COM USO OJ:M 6179460303*
PIMC0-0-0303@STATESTREET.COM USO
.0.00
.Z 14988SS93 *
.1214S8SS893@rLS.LOSf'ROD.COM; USO 0'10 INV!'S TMENT.SUPPORT-6179869291>"
HY*Zi}llS.T, OB.COM USO 0.00
!11n2cia~
KM.JAf.POON@DS.COM USO 0.00
- 1.132369155 JO.YCE.DUH@FlJEONl:ACOM*
USD i:.t25.
2c111s2i2s BNYCDOGR@SANKOFNY.COM USO 0.1>7 517.'.:'300300 PIMCO,FC2R@STATESTRE.ET.CCM USO 0.26
. 6173303760.
PIMCC-ro813@STA1ESTREET.COM USO o.oo o1i9SSEl29fJ..
USO 0.20 617958!!295' USO
.o.ol 662.!16R~.
i.2i1 ;a5e.9i
.23Jro!:i;U/U.9~
1:210;7.t:.lSE
- 204:122, 1i
-65t>,20t.$;). *--
2.m.111.2c
!!34;251:8(
. t,4Sll;Sl7.M p;02
.900.370,a.l.
a,71!4.932.21 1,309,Co9,31
-!l83,6ZO.te 1;749,801'.32
- 2..16!1.1~
.9<\\8;187.51 i,t13;BO:i41
.\\,911;S1ih!B 1.~s~,7.5!}.oc
.5. 00.1
- 1$:1 57 eis.sw.i.e a.5166',179, 1s 115.636.92 A Page 17 of 24 i.!62,0SS.34 O,OQ.
t,2Zl.aS8:~
0.00
- 1:5,llU!>,llf!l!K tl.UU J,2Hi.713.6(
0.00 2°'4.122.1:<
0.0-0
- 656,201,5:!.
0.00 2,92li ;;'f dC Cl,00 5a4.25i 87.
O.Dll 1,4110.517.A<.
0,00 0.02 0.00
'i!()(J.~0.84 -.
a.oo
&J'.64:.!132.2.7 O.Otl 1,31lil,00$.31 o.oo 1)83,820,1~
(i.tlC.
1,749.807.~
O.O<l 2.033, 111S.1:<
0.0Q
!'l~S.187.&1 o.~o t, 113.803.41 o.oo 4,li1 UliS.1E a.no 1-458,750.!K Cl,01) 5.031.191.51 0.01.l' 615,599.11; a.ao S.966.179.1~
-0.00 1'*t6',03t"9:2 6.oo
- ~s:z.oaa,34 t.221.856'.m
.2lJ:l01:i,1JiO.ll~
1,iio:n.3'.B~
iM;122:1~
ese:to1.sz
- 2-9.Zli.7; ;i(
s:i-.i25~.a*
1.4S0.5lJ,M 0.02
!lrlD.S70.B4 e,7a4,932.21 i,'309JlM. 31 aaa,s:w,ic 1,74$,807.3;.
2.033.169. 11
!148; 187; 51 i;113,803..i1 4311l;li16.1E t451.l.7~.oc 5.,031'191.5?
615.500.10 3,!)66, 179.1 =
116-035.9,
~
DWS UNCONSTMINED lN~OMEfUNQ 11JI-! fL_OOf;:'
BOSTON 095002 (FKADWSSTRATEGICINCOMEFIJND). MA 2
OCG!i25' cYNTHIASUMMER oioursCHS STRAT.EGIC IN.COME iRUST F'LAPS. TfH f'LOOR (FKA DWS STRATEGIC !NCPME BOSTON ci9Soa3 TRSUT(DEUTSCH£ASS£T MGMTi)
MA 2
ocofl2s CYNTHIA SUMMER COLUME!lA STMTEG1C;INC0ME FUND STREET ASERIESOF COLlJMSlA FUNDS Si:RiES BOSTON llYH93!1 lRlJl>"Tf.
uS-o:mo z
OCUY!llf.511 CYi<lTHIASGOT:I 981
- Sfi! INSTITUTIONAL.MANAGED Bl.VO, TRUST'S CORE FiXEii' INCOME(
PAsADSNA 0119"~2:
(WESTERN ASSET MANAGEMENT}
CA 2
ocqi.J7 DONNA THOMAS TAX D!'l'ARThl$tTW81fA ACE PROPEwY ANO CASUALTY Pl:ilL.AflELPHIA oco1 AGENT NOTICES 1001sa INSURANCE COMPANY PA 2
.fOliN HAt-JCOCK FUND U-.Fl:OATlf!G STREET F!ATe INCOME. FUNO(WESTEBN ASSET BOSTON 1002(t,._
MANAGEMENT}.
MA..
2
. OC!l'122AGV1.. hJOsEPH $MITH* *-
SARATOGA INVESTMENT CORP CLO
,ii.VENUE 4'fl-! fl,O,OR ANOREW i201iJJJO (FK)\\GSC INVESTMENT NEW YORK iri67:;s CORP clo 2007 LTD) us.10022 2
OCl5?4AGY sCHAEFFER PMl.l<WAY*
Bi.ACKRCCK DEFlN~D OF'POR'Ti..INITY WlLMINGTON oco1 llJMli.
CREDITTR.usr OE 2
LOAN 1'.ROOVC'j'S VlRTl.JSSENIOR FLOATING RATE FUND STREET
!FKAJPHCENIX SENIOR FLOATING RA TE MEEMFiE:L.0 109sis FU~lO lJS.01301
- 2.
oi::.10957501 I.MY KEITH
- AVENUE ILL,JNIJlS fllUL WURKS,INU. MA!>li;H fJLl::l'lVff;;W, IL OC1157i'.501 EIANKl.UJ\\l'-l 1{5775 TRUST US-60025 2
ACCOUNTING INCOME SERIEStFJKIA PHONEIX EDGE** STREET
$ERlES F\\.JNO:PHOENI,)( MULJl SECTOR G~EENFll_:lD, Ml\\
l1193:l FIXED lNCOME SERlES(NEWFLEEt IJS-01301.
2 OCH7WS.
. MW KEITT!
1n~es1cr Address; P. o aox 1744 1-tAATFOFiO LIFE INSURANCE COMPANY HARTfoO ct 0Ca1 AGENT NOTICE 1SOW1 US.061#
2 SUITE 1(100 AMERICA'l Hi\\U.MARk1NSUAANCECO FT WORTH, TX'
- f32002 Oi' TX US.1fil!l2..
- z OCH~
DUSTY \\MlS'ON!
SACrtS. ANO CO.
GoLDMArl SACHS LENDlNG PARTNERS S.5 BROAD 'sfRE£T-TAX rii:Fi'.
. 1::13006.
~c
, NEWYORK.NY 2
OC 1 :i31!6ll3 CAU.'IHEW CAUFOR~<IA STATE TEACHERS PLACEMS04 Ret1Ra!ENt svs~1 twestE:R.N WEST SACRAMENTO 1-352!11 ASSET' MANAGEMENT)
US.956\\1<S 2
0Ct234 MARK LUTZ TAX OEPARfMENT NE'N YOR~. NY OPERATIONS
)362Cl2 GOLDMAN SACHS EWJK USA US.ll}Zs:<
2
. OCll25 CONTACT JP~IORGAN STRATEGIC INCOME rn*1e5tar Addre$S: :140 PARKAYENUE NEV'/ YQRK. NY i'3771G OPPORTUNITIES FUND US-10157'.-COIH OC01Zl TRACI MANFORD AVENUE FLOOR35 159404 SANKATY SENIORLOAN FUND LP eOSTON
- 2 001234 BRYANT. i,llJLLfNS C!;NTERDR.IVE W03 - PACIFIC SEl.ECT FUND*
NEWPORT BEACH, cA 140454 DIVERSIFIED BOND PORTFOLIO lJS-92650 2
DC01234 CHRJS GAuAGHtR MUl.:TIPLE*COMMON TRUST F\\JNOS*
STREET TRUST OJ'>PORTUNlSTIC FlXEJJ INCOME BOSTON, MA MATTHEW 1446i*5 ALLOcATlON PORTFOLIO US-02110
- 2.
OC~OIJ1AGY STAFFORD
- INt;: *. (FKA THE MEO I CAL ASSURANCE Jn11estor Add!lls!!I: P.O. BOX 590009*
COMPANYJ{Ol'PENHEJ MER BIRMINGHM\\, f\\L.
1471$2.
INVESTMENT MGMT)
US-3S259 2
0Ct2:;4 MICHAEL KONRAD F1M(:;O Fl.Jll!PS PIMCO LOW DURATION
~~~cfR~~~c~1re wo BANK LOA.N 1521!15 FUNO {PlMOO)
US-92660 2
OCC01 ACCOUNTING 1 nvestor Address: PO eox 590009 BIRMINGHAM 16064J PROASSURANCE CA.sUALTY COMPANY US-35259 2
00121 MlCHAEl. KONRAD
~1. S.flGl,JEf\\OA ~~EET SANK.OF. TAIWAN, !.OS AflGEl.ES.
LOS AN'GElES, CA 064589 165624 BRANCH TW-90017 2
T(MOil-l'r'llU 212-454-3822 6179SS92SB USO 0.05 212-454~382i t317!laa9296-USO o.Oti
- l!l!M 1/1!14 /
!!Ul'/16!>1IBn 12Uf/ 1 li!>l:l!>ll@Jl.S.LOSPROU.eU.\\~ usu U.U3 5268M48W:
617~9157 SeJCFh661@STAIESTREET,COM USO
- ti.O..s oOOOoooooo 0000000000 146980438a4@iLS.l'.OSPROO.Cb>'~ USO 0.02 JO$EP8P$MITH@STATESTREET'.C
- 61.766212:!9 -
6179'6!.!7!177.
OM_
USO
-- O.IJ.i 7o4:13s4s15 21445.19590*
ANoREW.scf!AEFFER@usEiANK.c OM
. USO 0'.19 2i:i8105655 2144618261 ti 144191 il:isr@TLS.LD$PR00.COM USO
.o.!li::.
121M61B24S@OOCS'..LDSPROD.CO BS07ll05815 21.1461a24a M
IJSO i:J.2:!
sJ00323005-lj 17(;'303873
. F'IMC0.07001@SiATESTREET.CCM USO o.ti1 86076058 j:;"
. 2144425231.
1 l!14442523i@DOCS,LDSF'r:l0D,CO M.
USO O.!Y.t OOCOOoOOGO a f4461"4e9*
H!MCOBANKt.OANOPS@Tl1EHARTF ORD, COM USO COi HFS.
ll.l'13.fa1il:i7 a.rnws11119 I N\\ieSTMENTS@HALLMARKGRP.C QM mm
- 0.05 2 l:i;lt>.'A45'r 54u7770CI*
USO 0,00 WAMG6-ammoo21.r 6173303443 TCsO@STATESTR<?;ET.COM
- USO
.0.1:12' GS-SBD-ADMIN-21isri210ee s179on.:ism' CONTACTS@NY:EMAILGS.COM USO 0.01 TRACl,LMANFORD@JPMOR,GAN.C
&13SS94364
!113-9853217 OM USO 0.0!)
BRYAN.T.MUtllNs@BANKoi'NY.cc 2815824214.
4122348211 M
USO o.s9 c;eAilAGHER@STATESTREET.CO 5171iifi2tii!I
!! 173303458.,
M USD b.15.
i!o1w35eo3 zo1253saoa l 2012835SOO@TLS. LOSPROO.COM USO 0.05 3178433651 3 'I 78-i3369\\'.I*
MtCHAEl.KOliMD@OPCO.COM USO.
O.li:l 949"<1323005 617-330037!;.
PIMCO-PC1CJ@STA TESTREET.COM USO 0,7;:,
3178433631.
3178433699 MICHAeLKONRAD@OPCO.COM USO 0.00 21362956!l0 E.'<TN 155 2136200610 TiMOTHVL@BOTLAUS USO 0.50
.9ll2:9QuS.
- ;J 13,92!H1!i
"!I'll.OO:t!:!l
- 63:>,ioo:v 324.166.61.
74&'.0IU<._
,;{a21 :925J5c
- 44ll.B4&..1E
. s,i]9;ass.;1i
- 235,761.GE J003,@0:6ll
'\\04.46292
!l55,~81.2E 4,8Sl:50
- A27',2os.~
21G',703.3:1.
1 ;84 T, 750.0C 7,595,2.18:21'.
'2,924,812.0~
\\192.an37 49S;717:9E 14.312. 773.0E 994.884.91 il.713.869.3< A Page 18 of 24
.!laz.001.n o.oo.
1,, 1~.929.s~
Q,QQ EU1,!lfl2.Bl U,UU 633.zw.21 0,00 324.100.67 0,00
-*- 74i3.07fi.!!2 **-
0.00 3,si i.e2s.oc 0,00 Ma,846.1~.
0.00 s,279.a5a41 a.ao 235.161.~
0.00
. Zll:i,030.S!:
0.00' fC4AS2,~
0.011
- 955;41'11:2"
- ('1.0CJ 4',852,(1(
ll'.00.
4:n;200.ire
-o.oo 216,7-03.3~
0,00 1,847,750.0(
o.oo 7,596 ;218.2C 0,00 2.924,812.0<.
a.nil 992,273.e]
O,OIJ 4S5;7i7.!v.:
0.00 14,31:U73.0.:.
(J;Q(j 994.884.91
- 0,0IJ 9J'i:i.ass.3~
.a.mi
.11a2,9e1,n t113.929.~
i;21.m;:1.!l'i 5jsios.27 324,i00.67
'741.l,0713'.ll:!
M:<1':925.bc 44a.a4!3.1 e
- 5.279.35a47 235.761.6~
~s:i;o:io:&!:
-104;462..9"
.!'lrul.481.2£ A,862.so 427,200.B!l 2.16;703.32 l.841, rso.oc 7,596,2.18.2C 2,924,El12,02 992.:273.81
,isa,11i.s~
14.312.773'.0.:
994.884.91 H.773.869.':Y-
CENTE_R, DRf\\fE,,Surre 11:t0 PIMCO LONG - TERM CREl:)1T FUND NE'IVPORT BEACH EWl~LOAN 949932Wo&:
172:Wi (PIMCO).
us;_s2seo.
2
. o*c0ilo1 ACCOIJNTING DELAWARE 01VERSIFIED FLOA TlNG STREE:i, ONE COMMERCIO RAT~FUNO{DELAWARE:
$_\\lUARE. !ffij FLOoR;INV.
2.15:255232t
'173292 INVESTMENTS) -
ACCOUNTiNG 2
Oc0001 JOSEPH F10RILl:A
- MET/EATON VANCE R.OATING.AATE ' 1900 PORTFOLIO (EATON VANCE IRVINe
' il:!ll:!B2.
MAW.G£i.!ENf]
US-!!2~14 I!
OClJU!li fM.t:HE:L Kl!:L V liP!!nani>
TI-IE 1-iARtFoRilsl-!ORT o'UP:.AilON DRlVE" INdODBUR't
' 11lQ38-0 FUND US-65125.
2 0CQ076 JASON BURGESS 9fa5il1&2S1' FLOOR.
ff!Cl405 l.QEB AR8fl'RAGEOFFSHORE NEW'fCJRK OCGi23
.IA.\\it E GROSSMAN PARTNERS LTD.
KY"i0006
- 2.
2124837053 LVTP !Jf!J\\WARE Ql\\IERSlFlEO Cl.fNTON STREET Fl.OATING ~.ATE FUNO (DELAWARE rPRTWAYNE
'1009:1-2..
INVESTMEUTS).
u~z 2
. OCOOt JOSS>Jt FlORIL.lA - 215255'>..321 -
AVCNUESU1TE42D Cft.J.lf.Oi'U-llA FIRST NATIONAL BANK IRVINE..
JOE GREWE 184549 (CALil'ORN!A FIRST NATIONAL BANK)
US.92512 2
OC125 800(352465 FIRST V'IEST~N CAPITAL STREET MANAGEMENT HIGf-1 INCOME Si:NIOR SUITE26Sa 184929 LOANS llt.ilTED PARTNERSHIP D~CD 2
_ DCT111 VlRiUS GROUP LP 71:39~34300-CENTER DRl\\'t NEWPORT l;l!:ACH BANK LOAN
'204184*
PlMCO FUNDS l'IMCO INCOME FUND LlS.92660 z
OC123 ACCOUNTING
!l4!l9323005
- FREDERlCKSBURG Fm; A3E
~06400 USM SHORrTERM BOND FUND BANMHUNIU oc:0.1 VfllARlE DAY us.1a2as 2
2104007519 OPPORTUNITIES FUND fNC STREEJ, 1 fTli f\\.OOR (DEUT5qH5 ASSET MANAGEMENT
.B9STON 206784 AMERICAS iNCl US-02108 2
. OC456 CYNTHIA SUMNER 21'2.\\54Sl322 SOVAR;E' 21-0079 PUTNAM ABSOLUTE RETURN:iDo FUND BO$TC<N
'!PUTNAM INV!:STMENTS) us.02100 2
btiil MARK NGUYEN'
?1;;24i6Q.l1 SUITE 1000 JNLJP,r'M AMERiCA FLOATING ijATE ClilCAGO 211536 INCOME; fUND (f>PM AM!!RICA INC) us.-eoooe 2:
OCl1il1 CHiltS GAUAGHER.
oocooocouo
.. POWERSHARE:S SENIOR.LOAN ROAD Jl.NGEtA fORTFOUO (INVESCOSENIOR WHl:ATON GAl.ISAAOELlA 217014 SECIJREO MANAGEMENT lNCl Us-60187 2
OC1 FAVUZZA 2122769563 STREET s~IERSl:T 220790 SOMERSET TRUST COMPANY
. US.15501 2
6Ci DEU.A'l~ESH 8144439:271 SACHS HJGHYTB.D FLOATING RATE SACHS* ASSET MANAGMENT FUND (GOLDMAN SACHS ASSlIT 30 HUDSON STRSIT 15TH FLOOR i
OCO!J1 iri2s111£423_
22-ieio MANAGEMENT LP)
Ji:RSEY Clrf..
ALICIA LUSIY PO~Tl'Ol.IOS 9 f'RUVENTIAt.,
TriREE, 1 Q(l MULEH:RRY ASSPLUTE RETIJRN BONQ FU{'IQ STREET. 9Tli FLOOR. NEWARK SYNDICATED LO.ArJ.
226238 (PRUOENTIAL INVESTMENT MANAGER) NEW JERSEY 2
. dc12s SERVICES 97240113541 FLOOR
- ?28359 JPMORGAN F'WATING RATE INCOME NE'/l/VORK GFS LOANSERVICES FUND U~1D017
~
OC159*
oooococooo STREET 228421
\\JiRTUS BA!'.ANCED l'UNtl GRESIFIELQ i
AMY KEITH 8607605815 U&a130l DC159 STREET GREENFIEtO 226428 VlRTUS BONO FUND US--01301 2
OC1W AMY KEITH 0007605815 S1'REH 22ll42ll
~~~~~~:if~~~~~~~~~C)
GREENFIELD US.013Gf
~
OC11 ftJ,W l<EJTH B60i00581.!i CCTAGON DElAWAAE TRUST 2011 RQAl;J:
COLUMBUS MARGARETB
- 22000; (OCTAGON CREDIT INVE
- STORS LLC)
US-3!999.
2 OC101v KARVEY 21'2-IOOBM4 PlONEER MULTI ASSET-ULTRASHORT ln~estar Address: 60 STA TE-STREET" ll{COME fUND(fKA)?IONEER MULTI BOSTON 229334 AsSET FlOATlNG RATE FUND US*02109 2
OC:123 PHILIP COLSURN.
6174224565 ROAD MAt;.'MUTUA!. INSURANCE COMPANY BLOG a, SUITE ~OQ-BANK LOAN 2.38116 (PIMCO)
ATLANTA
- i a'c:1 ACCOIJNliNG
!1499323005 S17S3~D;
, PIMCO:PPFS@STATESTREET.COM USO
0.11 2fl7234DBOf 12018223612@TLS.LOSF'ROO.COM USO a.en MET.:c/\\TONVAiiCEFLOArR-
!i1i3~U:i14tl
. t:'iLM@SlAf1'!>"fRtET.OOl.i usu U.21J.
~ M57iaaar WfylCSERVrCES@MARKlT.COM USO
- 6:.1::' '.
i 12S742CO:>*
L.OESOPEAATIONs@LOE!l.CAP.CO M
USO
.o.oo 2en3'i!)ao3* ___
_. 12Q1fl223658@TLS.LOSPROO.COM USO o.oo. *-
6.001354589 s"ERvice@CALFIRST,COM USO a.so NOTfCES,F.WCMHIGHINCOMESENf a71i7aa216 DRLOANSlP@VlRlUSLlC.COM USO o.!!2' sm3ciOOM PIMC6-PX2Z@STATESTREET.COM USO 6.s1 2:1j149MS:lt*
S,.\\Nkt:OANS@USMCOM USO 0.49 6173~03:15?'
CYNTHIA.SUMNER@OB.COM USO o.cra.
6666758277 MARl<.t-IGUVEN@D6.COM USO
'0.01" 1'>1'13300155 PPM.JNAO@SiATESTR~.CCM USO 0.10 201man6' 12015223776@TLS,l.OSPROO.COM USO U2 6144A3G309 RESH@SOMERSETIRUST.COM USO
.0.10"
~
61 is:lro:'na*
GOLDMANSFRr:-
5-SU!@STATESTREEr.COM USO 0.4:!
W1i'.192441
- f2Q171!!244i@TLS.LDSPROO.COM USO 0.09
~595135122 13ANK_LOANS@JPMORGAN.CO~l USO 0.88 214'142521CI 121444252lO@l1.S.LDsPR00.COM USO 0.00 3-475778475 134757784 7S@TLS. LOSl'ROO~COO USO
,Q,[JJ 2.144425221 17135175297@TLS.LOSPROO.COM USO 0.£!1 MHARVEY@OCTAGONCREOlT.co*
B6a2El151 ;.I M
USO Q,18 a 01 s:;gooe2 USO 0.08
!l173305ll1If PIMCO--!J11i55@STATESTRE£:1',COM USO 0.115
.'2.1.13,069.81
-:J;9T.442.46
-3,!165,1!41-!!i
,'.?,;J.1lta4$:Sf 0.01
-618.171:!.s.l
-'9.749.373..4~
471.740:6' 1s.ri6s.200.1~
'.9, 730,1)35.0~
1,G&l,337~i t~sa.7so.oc l,llail, 169.82
- a1,aee.w.;.o.;
1,910,s62.sc s;.ti1. 84e:Ae.
1.Ei94.51:J:.96 "
11.35G,33i:5s
. s11,a54.22 19a;~1s:se 174.104.!Ui
'3.629,002.68 1,565,996.06 917,385.93 A Page 19 of 24 2,11a.009.si 0,0IJ
- ifl7.442Af o.oo
!l,llB!> ;:w
~'i~
[!Jj(j
.:i,;,i-18.~s,as 0,0()
0.01 0.00
- s1a,11s,54 tl.00 9,749.373;4:; '
o.oo 4n7ACL5<.
0,00 19,005.209.7" '
[tOO
.9,]30,Q35.0~
0.00 1.oocr.~Ml.
0.00' t,4SS, 760,QC 0,Qll i~!lllil: 769'.i!~
- Q,{Jj)
- i 1,866,ll!Xi,O
- :
o:oo.
1.910.002.sc.
- 0,00 SA31Ms.~
0,00 1,6S:\\_,51:J:.!re o.oo
- 17,356".33.1.5 0.00 611,!15-4.2:<
!100'
- 19:8,S76.se 0.00 174.1()4.!!C o.oo
.J,629.os2.a~.
0.00 tGss,!lSam:
,tJ,oo srr.:iao.l!;;
a.mi 2, 113,009.61 "4£17.442.4 3,>Jllb,>!M_ 15; 2.a1s.a45Jle 0.01 s1a,i7!1.54
- !J.749.373.:.r.:
..;tf.7.W.iu
- 19.oo5.20ii.7z
~-
- 9. 730~D3iWJ
- _tG:J0.337;31 iAss.iso.oc 1,9~.169Jf.1
- i t.BB&.aes.o::
1.910,!162. SC 1i.431:1348AS 1;e1<4.&13.1'1l 17.300,331,*
S1l.854.2~
19S;97S,9S 17.\\,10,Ule
.J,G29.082.!ll:
i.G~.996,-0IJ
!177,J8!i92
lNCQME i:RUST(FKA) PIONEER
.DRIVE OPPQ~TIJNISTIC CORE PLUS FIXEO.
OAK:!)
iaims INCOME TRUST US.19456.
2
.OCOL.
PHILIP COLBURN 5l7422'15'>5 SUITE1SOO US8S2.
- ~a._1uoAcAl'trAL MANAGe~eNr Lm HOUSTON 3026345837
- (JPMORGAN ASSET MANAGEMENT):
us-noo2 z
OGtSi:i.1 JENNIFER ZERHUSEN
&:C_TQR FIXED lNCQME POf'!TFOUO lnve$1Cr Ad~rass: 60. sTATE$T~EET (FKA).PlONEER JNSTITIJTIONAL -
SOSTON.
Pio~JEER FUND-
- 24bll'.l!i OPP0f.ITUNISTIC CORIO Pl.US uS.u11100 2
OCl!.!1.
- ACCOtJl>iTING lff/42241l<l3*
MED!CAL:LIASILITY MUTUAL ROOM2500.
INSURANJ:E COMPAN'l'(ll>!VESCO.
NEV>/ YORK OCZZI 63ooa4a3a.9.
246310 SENlORSECURED MANA,GEMS.NTI _
US.10016 2
TOMJOVIC STREET 264159 VlRTUS TOTN-RETURN FUNO(NEW GREENFIEL.D FLEET ASSET MANAGEMENT l-LC.l US.01301 2
OC1 KEVINGANC 3023232452:
Ml,IL TJ PLE COLLeCTIV~ IN'IESft\\ENT STREET FUNDS TRUSJ 11 C_Q~E BONQ PLUS BOSTON MATTHEW
. 2£3635 -*
HfGH'llELO PORTFOLIO.
uso2210.
2
- OC12 STAFFORD.
---** 972Sll 1653 5 V1RTvS GJ.06AL MUi.tl.SECTOR STREET GREENFIEW AfJY KEITH itl6551 INCOME. FUND US*01301 2
6c12-eeo75osat5 CIRCLE
)NOIANAPOUS PO~TFOLIO.
267l!5s t:OMMtlNITY INSURANCE cOMPANY U5'462ll4 2
OC1.2.3 DRERAnmis TEAM 0{)00000000 FREEWAY HOUSTON*
269109 US SPECIALTY INSURANCE CbMPANY LlS..77040 oc601 LOAN PRooucts
- !t2s1oe3sa
~ ~
FREE.WAY HOUSTON CASUALTY COMPANY H!)Ul;;lUN 269110 US-77040
- i oct212a LOAN PRODUCTS*
2121.1-ios:iss TOWER 2.00_CLARENOON STREETFL41
- 17.9491 RACEO POINT VI CLO t.IMITEO _
BOSlON.
2
. ocsoo..
LiAsON SMALLWOOD. 4122341441 OtTISANl'l NA-SECONDARY TRADING Investor Adllross: ;z PENNS WAY
- KEVltlGANC*
211()333 LEVE.RAGE 6 ALT
- us-2 bC23423 302J23245i
- ~*.;**
.PLAZA HAIHFORD FIRE INSURANCE HA~TFORO 281369 COMPANY US-Oti1S!l.
2
. octa LOANACTM1Y oocooocooo ROAO S\\'.'J!.ON BANKtOAN 292237 NESTLE IN Tl1E USA PENSION TRUST Us-44139
~
.0C:o1 ACCOUNTING 9499323005 AVENUE.19T'4 FLOOR Nl?NVORK 294247 JFINCL020121.TO US-10022 2
OC11 AGENT NOTICES 6176029741 OEUTSCHEGLOBA,LHJGH INCOME.*
STREET 11THROOf!
FUND 1NC {~
OWS GLOBAL HIGH BOSTON 299651.
INCOME l'UNSO INC)
US-021tra 2
'Qcll1 U:ZDE.l.GADO Zl22!i00588 S)fiEET GREENFIELD 3'01741 VIRTUS LOW DURATION INCOME AJNO US.01301 2
0*012 AMY'KElTH B607005SJ15 HIGHLAND !BOXX SENIOR LOA.'I ETF SUITE:700 DALLA?
306927 (FKA'l'YXISIB'OX.\\: Sef.llOR i.OAN ETF)
US-75201
~
oci1 AGENT NOTICES 9724196275 ROAD COLUMBUS 207177 APOLLO AF LOAN TRUST ZD12 U~19!!9 i
bcz APOLLO AF LOAN 0000000000 PARKWAY*
M!ERICA\\J EOUlTY INVESTMENT l,Jl't;:
W~$T DES MOlNES MICHAEi.. CAROZZA
- i;1740 INSURANCE. COMPANY US*50200
- 2.
och*
!!176&297.37 THEC!TYOFNEWYORKGROUP STREET ROOM *736' TRUST (INVES<;O SENIOR:. SECURED NEW YORK TOMJOVlC 313JM MAl'iAGEMENT INC)
US-10007 2
OC1 6300$48389 330 CHlCAGO
- l1:J...o06 MW'RD RETIREMENT FUND U&-6ll61 l 2
OC1 PHILIP COLBURN
!l174Z!45e5 60ULS.VAR.D DUNHAM CORPORA TE OOVERNMENT HAUPPAUGE.
- l162H>
aoNo FiJNo LIS-11768 2
- OC1 AMY KEITH BGoieosa1.s PlRCLE BLUECROSS 81.UESH!EL.0 Of CHAITANOOOI\\
MATTHEW
- i30664 TENN!::SSEE INC US-37402.
2 ot:1 STAFF ORO 9725815535 2015108124 USO O.llO 3.ow345aea.
ei\\N1{:LOANS@jPMORGAftco1.i USO o.oi Sfr.1~4226 usu
. tl.QIJ '
- t0181;1:75l.67*
120t8127.967@TLS.LoSPROO.COM USO
- 0.07 2129g4()975*
GLPARSLTS=rrt.EMENT@CITIGRO UP.COM USD o.tli
. :?.0121335802 t20i28358.o2TLS.LOSPRCO.COM USO 0.12 iJ457233&J li14Sm3ea@TLS.i:DSPROD.COM USO 6.04 2145723387 l2145T233il7@TLS.~PR00.COM USO o.w
' 2149197264 1:Z149197284@TLS.LOSFROO,COM' USO
.0.00 2.M919125S 12i4l'l19726J@tLS.tDSPROQ.COM USO.
0.03
. 2018127917 12145723379@TLS.lOSPROIJ.COMi USO
.0.10 Gl,P~Sl TSEiTLEMENT@ClrJGRO 64627450\\:l7 UP.COM USD 0.21 2 144514469 USO
.0.1H 51733Q:j726:
PllvlCiJ..OilMO@sTl\\TESTREef,COM USO a.o2 JEFFRIES-6174514751.'
47s1@STATESTREET.COM USO
.cu.S 6173300221 ELIZABEO:TH.DELGA.00@08.COM USO 0.00:
46937Wll77 1469'375GB77@TLS.LDSPROD.CCM USO o.re 2142952733 1214296l!733@TLS.LDSFROO.COM USO 0:10 aoom12og CDO.AALPT@COO.USBANK.COM iJSO 0.01
&i.79370171
. 1602ead4o~@TLS.LDSPROO.COM USO 000 972990raos.*
Hl72006780S@TLS. tOSFROO.CCM USO O.!l2 4692771497 14692771497@TIS,LOSPROO.COM USO Q,00 6 026004124' teooss041i4@TLS.LOSPROO.COM USO 0.01 45saisn4B l469B2B7146@TLS.LDSPROO.CC>>,f USO 0,02
.. 97;493.7
'389.0o0;0c 9l;i4Y3,/'
I; JW, a67;54 lM.t!OlLsE
_.:2.3S2;27t>.7C....
710,317~14
- 1,325,955.66
.,isa:ntil*
<19s,ri1.s~
1,925.403.02 -
..i,a51.11143 2.!iB,67!fOe
.joa,5ous
.2,91S.B93.43 ao9::211i1s
- 590. Tim.48.
i:1eS:492.29
- 273,692.:72 0;01
- 330;ai<1;1e 97;493.7°
-144,256.31 485)5().Q[ A Page 20 of 24
- .97,493.7~
o.oo
-;:89.oco.&
o.oo 111,.i11:i.n tl.UU l.323.657.e.1 0.00 1!14.002M 0.00 2,:iil2,21e-.1c - -
o.oo'
.116:.31'"1-4 D.00 1,325.955.fili 0.00 400,717.lli' o.oo 4sa.ti7.ll~
0.00 1.925.~;02 o.oo 4,051.11 I.41.
O.Oll
~58,6.70:~
o.oo
- i00.. 501.7*
(!,00 2/il18.693A~
- 0.00 300,210.~~
o.oo 590.N0.4~
0:00 3;iir6..\\92.2S o.O(l
. 273,692. 7:<
0,00 fr.01 o.Oti 3l0.6t*k1~
O.OCi il7,4GS.7::/
0:00'
- 144,258.31.
- Q,Q(J
'186.250.!]()
iwo
- SM9S.1a.
51'!9.00o.oc
!!l..4ll:J./3' 1,323.oo?.~
1.!14,002.5
- 2.':l92,276/7C 7,16.317:14 1.325.9'55.Bt 498.717.ai 496.7i1.se 1.925.A0:>.02
. *4,051. t.l"i 4*
2.58,610.0!
300,501.7~
2,!118.003.4~
.300.21Q.1~
!iS0,74-0.4~
- 3, 186;492.2£ 273,692.7:<
c1.61 S30,EH4.1~
97.493'.T.l 144.258.31 4<16150.0(
JFINCLOW.Hfl LiO (FRAJFIN A.VENUE NEW YORK.
334006 cAPITAt. 2.013 LlC) us-1oo22_
2 001 MlCl-lAEL aURNS
- AVENUE HARTFORD LOAM PRoou¢rs 337002.
AETNA HEALTH INC US*05l56'.
i
_ oC-001*
TEAM AVENUE HARTFOR-D LOAN PROGUCiS 39/UU!L AETNA Hf:ALIH MANAGEMENT uu:
U&OB11i8
~-*
- Ut:UOl TEAM AVENUE HARTF.orui LOAN PFl,di:lUcTS l3ami1
.AETNA ~IFE INSURANCE COMPANY US:001SG l!.
OC!Jt TEAM RIDGE PAAKWAY s:i1:;si; w-bRKERS COMPENSAitON FUND SANDY*
US*S4010 2
ot:o.1 MATTHEW ST.AFFORD AfJ_ERICA~ HONOAMASiE.~
!>LVO MATrHEw
~9315' TORRANCE RETIREMl:NT TRUST
~-"- - us.sow;
. 2
..
- 0Cll1.
STAFFORD Al._U:GHENY 'fECHN(JLOGIES Investor Address: 1000 S1X PPG PLACE 356952.
INCORPORATED MASTER PEf':ISION PITTSBURGH
-o&
TRUST Us-15222 i-K\\ilEMlLlER SJJJTE200*
ASCENSfON ALPHA FUND LLC (FKA CLAYTON 340215 CHIMCO ALPHA FUNo LLC)
US-6J1o5 -
2.:
ocoa7 HFS tWIKOEBT.OPS ROAD ASCENSlON HEALTH MASTER PENSION sr:LOUIS 340219 TRUST iJs'.e3134
- a 6i;Qii1 PHILIP COLBURN PKWY 35{646 FCCI iNSURANCE COMPANY
~1$UI~
US-~2~0 2
OCi LYNN GUY
- SUITE.151Q NEWVQRK 352S7B
- CHURCHILL. RNANCIALCAYMAN LID US-I 00:12..
- 2
.OC1 Mlt:HAEL DZWOtAK 6 01Jl:.EV,AF.D 253i!aa MTL INSURANCE COMPANY o;\\K.BRbOJS MATTHEW LIS-60523.
2 oc1 STAFFORD YORKMELLQN TRUSTEI: SllO GRAfff.STREET'
- '!54279.
ONCOR Ri:'.TJREMEN'f p!J,JJ'TRUST PrrTSSURGH 2*
OC01 AGENT NOTfCES AVENUE MURRAVHlLL 355739 LINOE PENSION PLAN-TRUST U&Q1974 2
OC1 TOMJOVIC MANAGEMENT L(loMis SAYLES CORE PLlJS BOND ADVJSORS LP 399 ilOVLStON STREEf 356382 F'UNO BOSTON 2
OCQOf JOSEPH ANGELONE.
CENTER l.OOM!S SA'(LES CORE Pl.US FIXED BOSTON
- .lc51l3S3 INCOME TRUST US.02111 2
QCl}01 LIOSE?H ANGELONE:
CENTER LOOMIS SAYLES CORE PLUS FIXED BOSTON 351>364 JNCOMEFUNO US.02159 2
ocoo1 JOSEPH ANGELONE MACOUARlEIFtRST TRUST GLOBAL SUITE 4CO INFRASffiUCTLIRSUTllrnes DIVIDEND WHEATON
~5S03S ANO INCOME FUND US.60187
- ?
OC001 JEFFERY MCXEAN 6Ul~OlNG7 1STFLOORSCUTH 358985 VERIZON i.!AS'J'1:....R SAVINGS TRUS1 BASKING RIDGE 2
bc1 LOUISE NOtAN STREET NE STE600i.AX 3600!14 VANTAGETRUST WASHlNGTON l!.
. OcQQ1 CUSHING ALAN*
SrBEET TUCSON SUPPLEMENTAi. RETlR...MENT TUCS9N BANK.LOAN 361555 SYSTEM US.85701 2
OC001 ACCOUNTlNG SOUTH 1STH fL PERMANENS CAf'fTAt FLOATl_['IG RA, re l<lSNYQRK LOAN PRODUCTS "62910 FUNOLP us-10010 2
DC!lOl Te:AM C!RCt.E INOIANAPOUS PORiFOLIO f:l631>17 Bi.UE CROSS OF CALIFORNIA US.462C4
~
- OC!!lll OPERATIONS TEA/,;
CENTER STE 13JIJ NE.WFLE:ET MUI.Tl SECTOR fNCOME eETi-tESDA
- 53$!15 El"l' US
- .Z!IB14 2:
OC1
/.J.tY K.EJTJ-1 Mti;:;HAgt;SURNSJR@STAiESTREE 1>170029741
' B 173757376*
T.COM
- USO
,0.15 OOOooollOGO
- aoboaoooot>
T46982S7B3S@rLS.LOSPROO.CCM USO
- om 2l:.!81UB3t>li
~!MlWl-!!SY*
1-llJWlB7a:JS@TW.WSPfiOO.l!UM usu
- a.oo.
- ooaooooooil 46ll8287:a3.7
- 1400S2aie3Z@TLS.l.OSPROO.COM USO 0.02
!!725616535
' 4698287565 146982578~8@TLS.LOSPROD.CbM USO 0.00 972S!llS5a5 2l4545S261
. t21'4S45S261@TLS.LOSPROO.COM USO.
0.01 2135534448 film99t4e t\\l:LE[>HENYJECHNOLOGIES-3ll03@STATESTRE.ET,COM' USO 0.00 3126:i0011H 912sooiooE1 I 97269675ll6@TLS.LDSPRoi:i.cm.r uso 0.02' S17422<15S5 912eile7s91 USO 0.01 ao2229.2~a S0231842:4S-BACKOFFICE@Kof'AM.COM USO.
0.02 CMLYLE-2128483983_
e-11~:ioo1.sa
.. Cl758@STATESTREEf.COM.
USO
.0.18 ti7~sai659s 9725ll40021l' l972S840028@tLS. LDSl"ROD,COM-USO 0.00 s49!132300S 61'79460090*
l"IMCO-il3254~Sl'.A T!!S'TRe!T.COl'J USl:l Ml 63061l483llll 4 sga r9a,13;a 14ij95.19ll482@TLS.LDSPROO.C~~ USO 0,00 6174822274 BLOPERATIONS@LOoMlSSAYLES 61747674'17 COM
.. USO
- .0,27.
Bl.OPERATlONS@LOOMISSA \\'LES, 61747il7.t.f7 6174822274 COM
- USO, o.fb SLOPERATIONS@LOOMISSAYLES, t>t747a74'17
£>174022274 COM
!JSO 0,01 S088713125 s.oas1:1aoo1 FiRSTTRUST@PNCGIS.CoM (jg;:)
O.t-1 SETJ\\.El.IENTS@ROGGEGLOSALC.
2078428430 zo1B428431 QM USD i:I.05 DLGAMINVACC'TBANKLOAN@EXCH S1523S5333 6665~946 ANGE.PRINCIPALCOM u
.6.&s 949932305 6173303105-*
PIMCO.IJ2446@STATESTR.EE.T.COM USD.
o.ro oocooocooo
_4'6ro75694ii 140037513945@TLS.LOSPROD.COM USO O.o:<
00000000000 21429'32410 BLUECROSSOFCAL!!'ORNIA@TLS.l DSPROOCO USO 6:14 B607B05lli Ei 4698257828.
146952S7Si!!@TLS.L0Sf?ROO.COM USO o.c13
_.2.917;500.0C 174;55-i:2E 14;ml'l.m 418~923,Q(
li55,886:S~
.:m;470.4Z.
U14:eeeL1
.a rn.245.3c 145,815.66
~87;461l.5i '
'3.577,23iHu.
~12.5oci.ac 179,G5C!.!l5 5\\1,536,91
.$,346.266.2!
.514;1e;>.1a 2nse1:22 _
716;615.61
!174,937.:34 558.817.58
- .544.465. 1.7
- s9B'.974;3E.
2.a45.199:2a 626.562..7! A Page 21 of 24 "2,917,500.QC '
o.oo
-174,551~
o.oo 74JIUl.!ll; U,UU 41.&.923. \\}(
0,00 5Ss.686;B~
0.00 217,470,4~
o.oo.
i.i14.66s:n.
0,00
- itG,245.ac 0.00 145,a75.oc 0,00
'481,",\\68.6]
0.011
. :3..S77,2SS,7C 0.00.
sn;s1ici.ac 0,0\\l
-rni;oso.s:
- il',00 59.536,511
~.oo 5.346.zaa.ze
- 0.00 st4.1~.1~
0,00 27~.001,22.
o.oo 718~8.tS.6-1 0.00 1174.mri'.:i.4 a.no 8Sa.817:&:
a.cc
!544A65.17.
0.00
- !98.974.:Je O.QO i,845, 199.2
- 0,0(l 628.562.7*
ii.no.
2,s11;soo.oc
- -;7.tss'l.2~
'/4,llli/J>\\I.
41S.923JJe sss,lias.!l2
.l'.17,470.4'2 1.1i4;oo5.:7e 3 l6,24fi3C,
145.875.0C
.!\\17.455.67'
. :3.!i77,239.7C
!172.soo.oc 179,0SO:s!
ss,e.as.91 5,J46,2S6,21i s14.1s:;.1e.
'273.561.~:
.718.815.61
!17o\\.9'J7.34 658.817.~
sM,4SS.11 398,974.3
-2;S4s,19s,2e 628,562:7~
0,01.JB~EL!Ni: LOW DURATION 150ND i\\VENl.j'ESUITE 1800 l,.0$NlGEl:.ES 367363 FUND US-90071 2
.001 STEPHANIE BAZA
&176036415' POMf\\'1.lNGlEO f'SN$EON 'fRL!ST FUND. rnves\\or AddrGSS: 1170 PARKAVE:f:;UI:'
Fl.OATENO' RATE INCOMS OF N~YO~K 30:26345616 361354 JPMORGAN CHASE SANK'N A
- Us-10011 i
Oct!O:i'J Ll.lKE JENNlNGS
- ORlVEWEST CHi OPERATING !flVE$TMENT ENGLEWQOri PORT!'OUO
- fill4lJU.*
AAOGRAI.! L P uS-sll112
- l
. Ut.:1' OPERA llUml fi::AM IJULJU(JIJIJUllU fnlleslcr Addre:is: 1 KAISER Pl.Ab,.
oAKWlo 36'75i7 KAISCR.PERMANEITTE GROUP TRUST US-94612.
j!
oc TOM~OVIC li300s4a389' 411.'52!>
367614 l/l/ELLMARK INC DESf,!Olf:iES 2
MAlTHi;:w 972sa165J5 US*50309 Ot;DOl STAFFORD tn~5tor l'\\dd~s: 1 KAISER' PLAZA OAKLAND.
369375..
KA!st;R FOUNDATION HOSPITALS uS.s.ie12 2
.* occoi.
TOM JOVJC il300848SB9 NATIONAL UNION ARE INSURANCE
,18TH,FLOOR NE1/'~YORl'I i"
636684a3a9 359376 COMPANY O!' l'ITTSSURGl-I PA IJS-10038
. otdoi TOMJOVIC lr\\ve1tkir'Addr~;.1!IOS4MMER STRl;El BOSTON 389379 LEXINGTON 'rNSUP.ANC'E coi.iPANY.
US-02110
- 2.
OCOCl7 "fOMJo\\lrc 6300ll4B:lil9 MIERICA'! GENERAL Lif'E. INSliRANCE.
lllW1!fgf Addres.s: PO BO~ 4Bea:
HOUSTON 369380 COMPAN'f US-77210
- 2.
oCt.101 TOMJOVIC 6300848369 18Tt>FLOQR Mll:!{l<,:A~ HUM!; A.$l;;UHANi.:!;
N!i;WYt.,IKK TOM;JOVlC 3593112 COMPNIY US,-1003<3 2
OCOl)l 6306841!359
~f\\'1NQOST445 UNIT'EDHE,tl.l. THCARE INSURAf:!.¢E MINNETONKA 369911.
COMPANY US-SS34i'l 2
OC!li..
UHIC..
oooooocooo ROAD
'rrocKv!LLE BANK SOU[H WlNDSOR "6c:i 3'1'0121 l.lS-06074 2
SARAilr~
oolrnf:iasa fl90!l.
LOEE> Mi~ ALTERNATIVE.STRATEGIES NEW YORK 3'i'01:!.4 FUNO lJS-iOOOO 2
- OCJ>1 JOf<USSO 2.l24a310S2 CENTER C~NTURY cm Si:ASON.S SERIES TRUST DI llERSIF1ED LOS AflGELES 370183 FIXED INCOME PORTFOLIO US-90067 2
OC1 CHRJ S llASSI 972581iu57' lnvcstcr Address: 80 ARKAY ORIVE HAUPP,.\\UGE.
';$71335 DUNHAM FLOATING RATE BOND FUND US-11788 2
OC1.
AMY KEITH 6607605615 rnvestor AddresS:* 1 oo 'SN MAR.Kj:T RE~ENCE BLUECROSS Bl.UESH!ELO PORTl.:AN!l E!ANKLOAN
- 72195 Ol'.08EGON
,US-97201 2
0011 ACCOUNTING
!!499323005 COTTONWOOD PAR'i<mAY REGENCE BLUECROSS BlU(:SHlELD SA,L T LAKE CITY BANK LOAN 3722()2 OFUTAff US-84121 2
OCDD1 ACCOUNTING
!!499323005 rn~estar Address: 1il0D NINTH AVE
.REGENCE BLlJESHIELO SEATTLE aANKLONl 372207' lis.9a101 2
OCi AtcollNTtNG g.!99523005 rnvestQr Address: 1602 21ST AVE LEWISTOfj BANKLOAfl
- imua ru:::GENCE BllJESHIELD OF IDAHO US-83501 2
ocno1 ACcmJNTJNG B4993230IT5 STE204 N~AA~
372701 GALLATIN CLO V12013 2 LL.C US-1!1711 2
OC1
.ANTHONY STARK
- 212!i019l6tl
.DRIVE.
SENTRY INSURANCE A MUTUAL STE\\ll;NS FOtm 315472 COMPANY US-54451 OC1 TOMJOVIC 5300641!38;)
SAN FRANCISCO CITY AND COUNTY AVENUE, SUITE 3(l!](]
SAN FRANCISCO SAN FfWJGlSCO ClJY 3'11:![)9 EMPLOYEES RETIREMENT SYSTEM US-94102 2
001 AND COUNTRY EMPL 000000000 0 PORTFOLIOS INC ff PRUDENTIAL THRSE Sl-lOl'lTOURA110N MUL Tf SECiOR iOO MULBERRY STREET JOSEPH 384322 SONOFIJNO NEiNARK 2
OC01 LEMANOW1CZ 9738()26$.16 lnVestdr Address~ 290 V/OODCUFf DR MANN!NG ANO NAPIER FUND lNG HIGH FAIRPORT 384983 VIELO SOND SERIES US-14450 2
oc2.1 AGENT NOTICES O!lCOOallOIJO a6&4r:;sa!l21.
OOUBlEUNE LOW.DURATION@(JS
- raANKCOM USO 0.21
- 3 02aJ.foaes, MNK*lOAflS@JPMORGAN.CO~l USO a.in CATHOUCHEA!. THINIT1AT1VES@Ti:
. \\!.1!11$4!l!l!!!>U*
S.i:.iJSPROU.COl.i
' usu
.u.us
~1443135711 12144313G70@Tl.S.LoSFROO,C<>>.I. USO "0.02
~143009775
'1214'300977El@TLS.LPSPROO.CO.'-' iJSo o,cs
. 2l44Jl357t.
. 12t4431J671@TLS.LDSPRCO.COM USO 0.02
~69331Mti1 1469331aooi@Tls,l;D$i>Roo.co~.t USO 0.00 46!1331lia61 1469331soil1@nS.LOSPROO.COM USO 0.00 4693316ose 14693318000@Tl.S.LoSl'ROO.COM USO
.0.02 4.593311'!055 14693318056@TLS.LOS?ROO.COM USO 0.00
~ 600192'!!il. "
. 146001!1267l@iLS.LOSl'ROO.COM! USO 0.02 COMMERqlALLOANSERVlCING@R 660291:1691' OCKVIL!.ESANKCOM USO a.so
[125742003 LOEBOPERATIONs@LOESKING.CO M
USO Mo 46961921132 146W19293Z@TLS.LOSPROO,COl.t USO 0.!11 2146461859 1.2.t4s4618S9@TLS.LOSPROO.COMi USO
- .0.114 8174&14757 PIMC0.ll3C4i@STATIE.STREET.COM USO 0.00 G17'1!114m PIMC0-0304S@ST ATESTREET.COM USO o.oo 61745147~
i:>IMC0-03cM@Sr ATESiREET,COM USO 0.01 St74fit4BOO PIMC0.03Cl43@ST ATESTREET.COM USO 0.00 i 1431i6~Cf94 12143069094@TLS.LDSFROO.COM USO
,Q,07 469511!3531 146951&3631@rLS.LDSPROO.COM USO MS
- l69513!lli7'.il 14005l:le07~@ns.LOOPROO.COM USO 0,06 JOSEPH.lEMA.1-!0WICZ@PRUDENTI 973367<104 7
.... L.COM USO O.D:l MFOPERATICNS@MANN1NG'-
oaeoailooou NAPIER.COM:
USO b.15.
- 4. iw;aw.;r..
144.346.73 1,5 lll,l!43llll
~(l.47&.9:1
'977.Sa6.9Z
.380.'458.2f. --
40,610if 2a.:io2.4E 320.1sz.z; 94,552::1!1
.l74.~.'1 *"
- .ii,149.S73A3 0.0.1
.2M,3A6,72 325.295,96 es.1s9,1;;
32,57G.SE.
121,oo().3C
.rn.547.74 1.~si;.1so.oc 60i',73ff.90 1, 14i!;l!46<<8i.
4$9,924.43 2.!!29.45925 A Page 22 of 24 4,125,:mi.s; o.oo 244.346".7'i Q,Q(I l,orn,!l.;:rni.:
- ll.UlJ
- xJOA ~5.\\11
- C,00
(:Jn.sas.l};:
0.00 380,468.2f 0.00 40,1§10.2 Q,Q(I
'20,202.4>
0.00 320~*16:2.Z:.
o.oo
'94,:562.!!1 0.00
..:i74.00S:4e C:OO 9,1.:9,373:4~
il.ao CHli O.Oll 2.14.a.m, 7:;
n,ao.
o25.29-0.9 0.00
- 65.159.1~
0,00 "J2.~79.5e o.ao 121.000.Sc o.oo 19.547.1*
a,oo 1A5S.750.0c a.mi 607.735.0C o.oo.
1, 142.z.l!i.Si o.o!l' 469,9Z4.4' O.oo 2.929'.4sli2i a.ml 4,125,326~
l!A4,34S~7, l,!!1 Y.l!4~fic 3eOAiS.91 sn.3ss:s~
SS0,46e.ZE 40.610.2e
'20,302.4:9
.a20.16~
94.562.81
'314,03B.4e 9;749.373:.A~
0))1 2*14,3~!3:7::
825;296:9 65.159..l:l 32.579.513 t.27,060.3(
19;547.74 1.455.700.0C M7,7.38.9C 1,142,346.llE
- 4.69.924.4~
2.929,459.:1.G
- ?TfiEE:T FIRs'l".ENERG'r'.SYSTEM MASTER Al<RCN.
PORTFOUO
?e6S43
. RETIREMENTTRUST US,44308*,
2 OC01 OPERATIONS 0000000000
~
AVENUE'19TH l'LOO~
JF.IN ci:.6201SLfo (FKA)JFIN f'ui-io iv NEW.YORK '
MICHAEL BuRNS silab91.
2014'LI.c*
uS:-ioo22
- 2 OC01 5li'0029741 FlNANClAL CENTER BtACKsTONE GSO SENIOR LOAN*
.1 LINCOLN STREET 3llH2llll POi<ii=.ouo imSltlN 2
OC01 Mtt:Hll.fL t:AfillllA ll1 IB!l:!Yl-31 ST;SUITE 1500 POITTFolJO AON HEWITT GROUP TRUST HIGH C!-llCAGO..
3il94rn VlEtO PLUS BOND FUND os;sooo1 OC01 OPERATIONS TEAM oOOOQOOOOO.
DRJVEWEST PORTFOLIO Pl\\TfiOUO HEAL Tl-! INITIATIVES E.NGLEW900 390010 MASTER TRUST US.&0112 2
OC1 OPERATIOWl TEAM 21355344411 HASTlNGS M\\fl'UAL INSUAA~Cl'i f\\\\IE HASTINGS 39ci074 COMPANY -
.- Us-4905810!!.i.
2
.,OC01 HASTINGS MUTUAL 00000000000 MULTlPL_E COLLECTl\\IE INV-cSThlENT STREET FUNos TRLiSTJI MULTI SECTOR SoSTON
- 922ai CREDIT PORTFOLIO Us.022116 2
oco1 CHRlSBASsl 9t25Bi6257 PlMCD FUNDS PRIVATE ACCOUNT
'PdRTFotiO.SERll:S LOl*Kl'OURATiON
~ENTER PRIVE' SUITE 100' BANK LOAN 393328 CORPORAT1" BONO PORTFOl.1 b NEWFORTSEACH 2
"OC01 ACCOUNTiNB 9'1!l!l:i2J005 BAYER CORPORATION DEFINED ln~cr Adllress: 100 Bl'.Y:RRQ PITTSBUR~H BANKLO.ill>l 393466 BENEFIT MASTERl'RUST US.15:!05 2
OC01 ACCOUNTING 9499JZaOOS PAAKWAY410
'JH!; V~lfjl;iLE;AflNUllY lll-c Hl,lU:OlUN 397134 JNSURAfJCE COMPANY US-71019 OC01
'iOMilOVlC
(;30084638 9 STREET MILWAUl{EE
- 95799 MM HIMCO SHORT OURA l'.lON
- FUND US-53233.
2 dco1 AGENT NOTICES.. OOCOOOOoliG DTE ENERG_Y COMP' AN'( AFFILll\\TES 1nv~tQr,Aqdress;.ONE Ef"ERGY P.LAZA EMPLOYEE BE,NEflT PLANS MASTER DETROlT AGENT No Tl CES
- 39s1so TRUST US.4S226' 2
OC01
!:14993iJ005 PA,lilKWAY MOUNTAIN Vlr::#
39!!525 G'OOG!t.E:INc US-94043 2
- CCOf AG!ONT NOTIC!e:S 6116!i29252 investor Addfl!S$l 7'1,! HIGH si:REET PGIT ULTRA SHORT ENHANCED '(ll:lD DESMOIN!!S 4D15B6 FUND US.511392 2
0C01 AGENT NOTICES 5152475245 LlCJHT WO cL... RENtl6Ns STREET fl 4 i 4oi32a SANKATV SENIOR LOAN FUND SRf LP BOsTON 2
- oc111 RENEE MERTZ 412234&26{!
STREET'*
405480 VJRTUS SiRATEGfC INCOME FUtlO GREENFIELO US.V1301 2
OC01 P.l,!Y KEITH aso7eoss1s STREET 9';NTURYUNX INC DEFINED BENEFIT S41TE3SOO B'ANKLOAN 407039 MASTER TRUST DENVER OCC01 ACCOUNTING 94993230051 QOMMERCE ANO INP.USTRY 18THFLOOR Ni;JNYORK
{07080 INSi.JRANCE COMPANY US-10038 2
oc-01 TOMJOViC 630684SS69.
PAfl'Jf;V'/AY THliHJNITED STATES UFE INSURANCE HOUSTON
'411046 COMPANY IN THE CITY OF NEW YORI<
US-tro19 a
OCIJ1 TOMJO\\IJC 6300848389 STREET FIRSTENERGV'SYS1'EM'MAS'l'rn AKRON BANXLOAN 412156 RETIREMENT TRUST
'us.M:iila
- OCriCl1 ACCOUNTING g499Jzj()os STREET RUSH UNl\\lcRSITYMEOICAL CENTER sUITE200 8,6.Nl<;_lOAN 412217 MASTER RETIREMENT TRUST ClilCAGO 2
OC001 ACCOUNTtNG 9499323005 75 FORT STREET' GEO~GEToWN
.4127$2 EtM*CL020141 LTD K1*KY 111(18 2
OC01 AGENT NOTICES 0000000000
'Rro TINro AMERICA MASTER PAAKWAY SOUTH JORDAN.
l:lANKlOAN 412692 RETIREMENT TRUST us.a.:bGS
- ?
'OCOOl ACCOUNTING
!l49S323ilo5 SWTH MiCHCLiN NORTH AMERICA INC
.G:REE!*MLLE ElANKLOAN
~'i3S35 MASTEf{ RETIREMi=NTTRUST lJS-29515'
- i OC01 ACCOtJNil~JG' 9499323005 46!13319255 14003319255@TLS.LOPROO, COM usu o.o~
- 61'73600s2j, jEFFERl!'S~: _
OS23@STATl:STREET,COM USO
- o:fa
~ -...
r:>r1.:mio.rnru Ul:lU
.u.!lrJ.
4SB6rie4300 14E$6004300@TI.S.LOS~OO.COM USO 0 Qzj 469Si!l592i 1;i6991!l5927~'rLS.LOSfiROO.CCMi USO om HASTtNGS,MlliUALlNSURANCE@
' 1>600.104789 '
. USMNK'.COM USO 0;01
' 4 698049600 i469864siiOO@TLS.lOSPROO:COM USO 0Jl2 1Hf330C&24
' PIMCO.PPAS@STATESTREET.COM IJSO
. o.57.
511:3:ioaan
- l?IMC0-07002@STATESTREET.COJ\\I USO
-O.(l;).
~.6.9.3311300!1' 1469331o058@TLS,LOSPROO.COM IJSO, a.no 2149835Bll5*
UM8FS-FATEAMJENNl@UM8.COM USO O.Gi 6173303727 PIMCcNl2953@STATESTREET.COM USO 0.02 M18S81S'i3 12a1S!.>81513@iLS.LflSPROb.COM USO
-.;(i:f2 Dl:.GAMINVACCTE!A~LOAN@EXCH n29925400*
A.NGE,PRINClf'l'\\L,COM USO 0,lll il171Ga323:>
18177663233@TLS.LOSFROO.COM USO
.0.06 a\\73453785:
, a t73:4537as@rLS.LOSPROD.coM USO orij El l73:i0Jll01>
PJMC0--06I,13-§ST ATESTREET,COM USO o.tl2.
21~68SS*
1 i14307S885@lTLS1DSPROD.COi.l USO O.C-0 4693316057.
1469331!l057@iLS.LDSPROOi:C!M USO a.oil 6173303676 PIMCO-il1S24@STATESTREET.COl'.I USO
.-O.Dl Gl7S30_38li' f'IMCo.-0627.l@ST ATESiREET.CQl<,\\ USO O.tll
' ass592t 688 ELM.CL020!4@USBANKCOl.I USO 0.11 6'1793702.47 PIMC6-078S9@STATESTREET,COM USO 0.01 5173303!114 PIMCO-D62,06@Sl'.AT£STREET,COM USO b.ol 1, 709,665.87 '
- 2.il3l.5so.a1..
b;Yl4AlVl<I u6s:2sa. 7'l
- 1,424;53i.5S
- ' 2ll4;!¥.l6.9l -
- 313,986.3(
,tl.167.ill:!JJ!
167,669.9.:: '
58.017~45'
.104;402.9<:...
.;ioa.24s;iS 2.:reo. wa.3s 151,85305
".1,082;799:3'!
i 19,3a6.1G 312.52S.8d.
60.540-4~
'J'f.ll)D.52 150,~7~.J~
- 294; 155-.ii
- 2. t10.-1115.'2l t184,&n.a2 2Jt.4;:i.Us A Page 23 of 24 i..7Qa:.665. S7 o.oo 2,631,5s6:al (l.Q(I 5,!l /!1.4 H.44 O,UU tli00:2a3.74 Cl.00 i.42.\\;,532.~
0.00
' 294,69tl.9 0.00' 313s1as:3*
0.00 11.161,ilta!l< ' --
o.oo 167.aoil-.9 0,00
_Aa,011.~e O.M l
1-04.;462;9' 0.00 409,245.31:
o.oo 2,~B0:798;~
o.oo lSt,~S;J. rn; Q,00 t,OB2.799.3'1 0.00 i19,38S.1S 0.0(1
'312.525.8~
0,Q(J iio.540.44 QOO
- a7,a10.o<
a.no i50.a1s.14 a.w 294.1.55.64 Q,Q(j' 2,1HJ.B15.24 O;OQ.
184,672.8:1
.(J,Oll 231;43*4'16
.a.oo 1,708, 665.!17 2.S31.SSO.B1
~.!Jl4.41Vl~
.t.S00.283. 74 1.424.-532.5~
- 294.600.91 3.13see.3c
,11J 5(,913.si '
161JJos.S~
45,017.45
- 104AS2.92
- 409,245.~~
- !,2BO,'i'9S.3~
16l,BS3,11"
'f.o~.100.~
119.386.ts 312.525.84 60.540.44
.:iw1u.52
- 1 so.s1s.14 294,IS5.64
-:?;110,615.24 184,672.82 2:iL434.iS
FINANCIAL CENTER 3200PLAzAS 41°381!4 s\\JN,*.!.IERICA FLEXIBLE CREDITFUNO JERSEY CITY 2
. OC01 Al.!YkEITl-l 86071i053Hi 2.143D7E82l*
STREET JOHN HANCOCK PENSlON PLAN USTAXZa BANI< LONI 617946o096 414653 80STON 2
0Co1 ACCOUNTING 9499323005 0633 FO 60.X 4418 ATL:ANTA 41b4!l1 8flK1NG CREEK TAAUlNt; Lll.!
US-:ill".lO:'L UC01 JUHN IAVLUR.
!U:.!!>l!ll>l~ll
~ll!Af1!:>:l\\i2!l.
ln~eslcr Address; 6621 FANNIN STREET TEXAS CHILDRENS HOSPITAL HOUSTON 418S69 l'OU~iDATION US*770JO 2
OC02 AGENT NOTICES 9499323005 i; 17369~;;m1 ROAD CoN 'NAY RETIREMENTM.A.STER TRU.ST
.SUITE 100 6,l\\/o!KL9AN 949'3323005 419222.
ANN ARBOR 2
OC01 ACCOUNTING 6173303673 WAY 42045-3 FIRST AMERICAN Tt.TlE INSUSV-.NCE
~A,NTAANA COMPANY US.92707 2 -
OC01 AGENT NOTICES.*
9499S23005
. 6l7421034il NEW YORK STATE i::OMlfoN lnvestarMdrei;s: 110 STAIE STREET 42l~lll AlBANY RETiR~ENT FUND.
us-12234 2
OC01 AGENT NOTICES -
0000000000 OoCOOOOOOO*
J'>lVD CONSUMER PROGRAM 11THFlOOR BANK LOAN 42.1242.-
ADMINISTRAToRS INC CHICAGO
- 2.
CC01 DP8:vlTI!ONS 2, :2!l 10635-8
. 0000000000 DRIVENORTI+
LIVONIA 423616 INVESCO SSL FUND LLC US-48152 2
OC01 TOM 0
JOVIC 6306648389 46%133100 lmiestor Ad<Jress: 6524.FANNIN
!;;J 1..Ul<~Ht:ALll'l!;;Y!;;IEM HUUlHUN
!:IAl'lKLUAN 425552 RETIREMENT PLAN US-TIOJO 2
OC01 ACCOUNTING 94gg32J00s 5173303654 HOUSE
~OUTHCHURCHSTREET 426561 DR.YDEN 38 SENIOR LOAN FUND
.GEORGE TOWN 2
. OC01 BRAIN SCHOU:
OOCOOOC-000 84456$0i!H.
'/'IELFARE BENEflTS Pl.AN FOR DRIVE COLLE9TJVEl Y BARGAlNED CHARLOTT BANI< LOAN 426902 El.IF'LOYEES US-28262 2
OC01 ACCOUNTING Me9323oos 61rn00702*
NORTHWESTERN MU.TUAL SERIES
'(l/1ScONSIN AVE FUNO INC MUL TT SECTOR BOND MILWAUKEE BANKLOM-1 421790 POt<Tl'OUO US-53iD2 2
ocno1 ACCOUNTll'J(;
949!1323005 6179880722 ALTERNATIVES FUND (FKA}
WAY
'of>PE~IHEIMER OUEST FOR VALUE CENTENNIAL
- 128473 FUNDS FOR THE ACCOUNT OF US-80112 2
OC:Ol AGENT NOTICES 0000000000
~ 693287827*
Investor Addras~' 4 EASTON OVAL COLUMBUS 428660 SAFE.A.UTO INSURANCE COMPANY US-432196010 2
6C1l1 AGENT NOTICES 0000000000 8444203339 STREET HEWLETT PACKARD COMPANY PAt.OALTO 428780 MASTER TRUST US-943!14 2
OC01 A.GENT NoTiCE.s 9499322005 5173303863*
lnYestor Al!dress: 101 ASH STREET SEMPRA ENERGY DEFINED BENEFIT S,t\\NOIEGQ 428950 MASTI;R TRUST US-92101 2
OC01 AGENT NOTICES 9499n3oos e 11s.;soc9a UNCONSTRAINEO BOND SERIES (Fi<A) l11'i'esta1Address:290 WOODCLIFF.DR MANNING AND NAPIER FUND 1NC CORE FAIRPORT 430483 Pl.US BOIJD SERJES IJS-14450
- i ocoa TRADE PROCESSING 5853252215 oocoooooooo Fl 28 LOS ANGELES DIONNE AUBREY 431265 OAKTREE ElF II SERIES 92 LTO US-90071 2
DC01 MCGHEE 2138306:;()6 OODOOOGOOO SUITE1400 STATE OF HAWAII EM!>LOYEES.
HONOLUW BANK LOAN 432049 RETIR~IENT~YSTEM
- US*001l1::J2980.
- 2.
OCOi AC.COUNTING 9499323005 6174210453 SUITE1.tHO VIRTUS NE'NFLEET MUl Tl SECTOR.
NEWVORK M1148 UNCONSTRAINED BOND ETF US-10036 2
QC01 AGENT i'JOTJCES.
860i605315 9725JS.l045*
P;IRKWAY WAREHOUSE FUNDING AVERY !"O!NT COLUMBUS WAREHOUSEfUrJOlt!
4'12734 VII CLOLLC 43240 2
OC01 G
oocoooaooo 5443{]04523 20a Demos tic 12143075821@00CS.lDSPROD.CO M
USO o.ro PIMC0'0782.0@STA TESTREET,COM USO 0.01 141JYtllbW'2t!@TL!;.L0$PRUU.l.!Ul.F usu
.(].J.Jb PIMC0.D17JO@STATESTREET.COM USO "0.02.
P IMCO-il1B72@ST ATE STREET,COM USO 0.02
. PIMC0.0304S@S'rATESTREET.COM USO
- - o.ro 197280Si613@TLS:t0sPROO.COl..t USO 0.03 BLK-PRJVA TENFO@BLACKRCCK.COM USO 1101
- 14G951SJ796@Tl.S.LDSFROO.COM USO
- 0.00
_ F'IMCO-Oi459@.STATESTREEr.CCl'..I USO
.0.01
. DRYDEMl8@USBANKcoM*
USO l}.1:;
PIMC6--0i3i!O@STATESTREET,COM USO
- 0.02.
PIMC0-06232.~STA 1'E.SiREOl.COM USO O.o.I 146962BlS:l.7@TLS.LDSPROO.COM USO 0,00 SAFE.AuT0.1NSURAACEC6@USsA
- NK.COM USO
.0.01 PIMC0.:06935@ST ATESTREET.COM USO 0.04 PIMC0--07697@STATESTREET,COM !JSP o.ao TRADEPROCESStNG@MANNlNG-N~IERCOM USO 0:45 OCM-NEWACCT@OAKTREEECAP!TALG OM VSD 0.18
- PIMC0.100i3@STATESTREET.C~1 USO
.0.01 19725354045@T.LS. tOSPROO.COM USO, O.G:l AVERY.POINT.Vll@USBANK.COM USO
- 0,13 Total 100.00 64B:333;3:l 192, o24:6li Y\\l:!,:J.'lU.!:1-1
-444,2.89:3.l
.l!46; 265.22 494.9iO~!loi.
1173.269.-2~
- 2!11. 750.ot 1;21s,i>1-1:7E 1)1.1):;6.~5'
.2~9f-4.6S.t72.
..j45.482..sa B6G,5~03 547,B51.99
'246.086.7~
731),314.3:2 87,86SA1 8.1l33,ES0-42
- 3.n12.ci20.sa 132.101HC 537, 237.80 2.467,212.2~
1 ;9_66,394,99~.85 A Page 24 of 24 6-iS.333.~
o.oo
- 92,02<1.&e 0.00
!J!l:!,:l'l!W4 u.uu
- 1.269.34 0,00 346,205,22 0.00
.194,910.!J.<:
0.00 s73,i69.2' 0.00 Wt7_50.[)(
0.00 1.275.0.14.7E c.oo 117,033.~~
0.00 2.984,654.7~
0.00 445,482.ii!
O.Oll illl6,!i:l6.0C
- 0.0(]
Sol7;!J51.~
0,(1(]
2~3.086,7~
0.00
.739,314.'3:
0,00 87.8&5.41 0.Q(i 6,933.660.~
o.oo 3,512,025.6f.
a.nil 132.1os.1c a.co 537.237:8*
0.00
'2.487;212.2E..
.QQO, DcrnMtle 1.9S6,3\\;4,999,8S 0.00
!i48,333:~
t92.C24.ile Y9:!.3M:iJJ~
444:269.34
.346.265:2<
49:.\\,910.94 673.269.2~
29t75.0.0C.
1.i7S.tl14.7S 117.036.4E
. 2;984,654.7~
- 445.4S2.So 856,536.0~
5*17,951,9!
2~8.ilSo. 7<
7:39.31<!.3'.<
87.865.41 8,933.60,4,
- ,s1i.026.&
132.106.7C 537237.8' 2,4B7,212,2E 511 ;54_0,475.7~
- 1,966,394,999:.85
fr~anche Ref No: 031BTPR13.1610003 frranche Name : NRG ENERGY RC SENIOR INVESTOR#
Investor Name MNEMONIC Fund Manager MEI Code DTCC CODE GFCID DNB BANK ASA (FKA DNB NOR BANK 059089 ASA)
DNBASAUSD DNB NOR BANK ASA N01L 177325 THE ROYAL BANK OF SCOTLAND RBS GREENWICH 061337 GROUP PLC RBSUSD CAPITAL GB1L211398 GB1L211398 1001648132 SUMITOMO MITSUI BANKING SUMITOMO MITSUI 095191 CORPORATION 095191USD BANKING JP1L113879 THE BANK OF TOKYO MITSUBISHI UFJ BANK OF TOKYO 057609 LTD ACSBTM MITSUBISHI JP1L164542 JP1L164542 DEUTSCHE BANK AG NEW YORK 057628 BRANCH MD BAG Deutsche Bank Ag DE1L156826 DE1L 156826 BANK OF AMERICA, 057658 BANK OF AMERICA NA 057658USD N.A.
US1L009318 US1L009318 BARCLAYS BANK PLC( NEW YORK 057661 BRANCH)
VBBB BARCLAYS BANK PLC GB1L182938 GB1L182938 1008116136 057666 NATIXIS NEW YORK BRANCH ACSNBP Natixis FR1L 181185 FR1L181185 057680 BNP PARIBAS (BNP PARIBAS)
VUEBNP BNP PARIBAS FR1L377510 FR1L377510 CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK(F/K/A 057697 CAL YON)(CAL YON)
CAL YON CREDIT AGRICOLE FROM0001K2 FROM0001K2 1000086424 ROYAL BANK OF 057732 ROYAL BANK OF CANADA CAPRB CANADA CA1L116960 CA1L116960 1000573112 SUMITOMO MITSUI BANKING CORP.
SUMITOMO MITSUI 057738 (FKA THE SUMITOMO BANK)
PSUMIT BANKING JP1L113879 MUFG UNION BANK NA (FKA UNION UNION BANK OF 057746 BANK NA)
AESUBC CALIFORNIA US1L329203 US1L329203 1001359416 JPMORGAN CHASE BANK NA (JPM JPMORGAN CHASE 057887 CHASE)
CJPMOGR BANK, N.A.
US1L019291 US1L019291 MORGAN STANLEY BANK, N.A.
MORGAN STANLEY 058244 (MORGAN STANLEY)
ACS MS SENIOR US1L094930 US1L094930 MORGAN STANLEY SENIOR FUNDING MORGAN STANLEY 058347 INC MSSF SENIOR US1L022337 US1L022337 1002310879 KEYBANK NATIONAL ASSOCIATION 058415 (KEYBANK NATL ASSOCIATION)
EMKBN KEYBANK US1L035115 US1L035115 1000518979 058782 ING CAPITAL LLC ARMING ING Capital LLC US1L102188 1005384709 CJTIGROUP GLOBAL 060086 CITIBANK, N.A. - ORIGINATIONS STPCUSD-18 MARKETS US1L027740 DUOOOCITl3 INVESTOR DETAILS OCCONTACT ENTITY NAME Investor Address: DRONNING EUFEMIAS GATE 30 OSLO N0-0191 1
OC0143AGY ALBERTO CACEDA I"'.""""'"",.._..._.,.,..,.,.,"+£.::ii. -.,.,...,,u.........._._....,,,,,,_
EDINBURGH SCOTLAND GB-1 OC131 LISA SHULSEN
............. -......................._,....,.... 1""',...,..................... """.....
DUBLIN IRELAND IE-1 OC01 KRISTEN LEE Foreign 3
1111v<;;>;;io~v1 ri,yu1i;;;;;io;;io, l&..o.J r\\YL....._,,
Inc.
10TH FL NEW YORK JP-10020 2
OC0101AGY JAIME VELEZ Investor Address: 60 WALL STREET NEW YORK US-10005 2
OC0101AGY PARAMJIT SIHRA Investor Address: 150 N COLLEGE STREET NC1 028 17 06 CHARLOTTE FAIR VALUE US-28255 2
OC9000AGY4 SERVICING TEAM I'"'*--*- *--*---* - *-**-***--
11TH FLOOR NEW YORK GB-10265 2
OC1254 DERMOT KEENAN 1111vv;;io~v1 ""1.1u1o;;;;;io;;io. I"""'
""'v-. __ ur inc:.....,.,,._,.,,,...,,......,
34TH FLOOR NEW YORK, NY FR-10020 2
OC005 ROSLYN ADAMS Investor Address: 787 SEVENTH AVENUE, 32ND FL NEW YORK, NEW YORK 10019 FR-2 OC1201A PATRIZIA RIZZO Investor Address: 1301 AVENUE OF THE AMERICAS NEW YORK FR-10019 2
OC012 GENER DAVID Investor Address: ONE LIBERTY PLAZA NEW YORK LOANS CA-10006 2
OC0250AGY ADMINISTRATION
-~
..............,........, 01n TAX DEPARTMENT NEW YORK JP-10172 2
OC12345 CLAIRE KOWALSKI
- --*,....... "'tUV CALIFORNIA STREET SAN FRANCISCO COMMERCIAL LOANS US-94104 2
OC0258AGY OPERATIONS Investor Address: 270 PARK AVENUE NEWYORK,NY US-10017 2
OC005 ASHA NANJAPPA
- --*-* *--*---* -**- u 1ru
....,,_1 llC.C"\\
201 SOUTH MAIN STREET, 5TH FLOOR SALT LAKE CITY, UT US-84111 2
OC101 MORGAN STANLEY DEPARTMENT 1633 BROADWAY,25 TH FLOOR NEW YORK 2
OC015 MORGAN STANLEY Investor Address: 127 PUBLIC SQUARE CLEVELAND US-44114 2
OC61013 LASHAWN DALTON Investor Address: 1325 AVENUE OF AMERICAS NEW YORK, US-10019 2
OC002 FRENKLIN CHRISTIAN 30TH FLOOR NEW YORK, NY 10043 US-10043 2
OC6900AGY ANNEMARIE PAVCO ENTITY PHONE # ENTITY FAX# ENTITY EMAIL CCY 8322145807 8322145839 ALBERTO.CACEDA@DNB.NO USO GBMUSOCLENDINGOPERA TIONS@R 8013126187 2038735019 BS.COM USO KRISTENMYUNGHEE_LEE@SMBCGR 2122244314 2122245197 CUP.COM USO 2014138586 2015212304 JVELEZ@US.MUFG.JP USO 9042712411 7323803359 PARAMJIT.SIHRA@DB.COM USO FAIR_ VALUE_OPTION_SERVICING_T 9803864605 7046023632 EAM@BANKOFAMERICA.COM USO 3059824464 2015108101 DERMOT.KEENAN@BARCLAYS.COM USO 2128725177 2017616934 ROSL YN.ADAMS@US.NATIXIS.COM USO NYK_LS_LOAN_BOOK@US.BNPPARI 5142856042 2016167918 BAS.COM USO 7325907751 9178495543 GENER.DAVID@CA-CIB.COM USO 2124286322 2124282372 USO CLAIRE_KOWALSKl@SMBCGROUP.C 2017618701 2122244397 OM USO 3237246198 8004469951 CLO SYND@UNIONBANK.COM USO 8066760775 2012443885 NA_CPG@JPMORGAN.COM USD MSLOANSERVICING@MORGANSTAN 4436274355 7182332140 LEY.COM USD MSLOANSERVICING@MORGANSTAN 4436274355 7182332140 LEY.COM USD 2168134819 2163706114 LASHAWN DAL TON@KEYBANK.COM USD DL-NYCLOANADMINISTRATION@AMERI 6464248244 6464248251 GAS.ING.COM USD 3028946010 3028946120 AGENTNOTICE@CITl.COM USO TOTAL LOAN ASSET RATIO TOTAL COMMITMENT OUTSTANDING 3.98 100,000,000.00 0.00 4.78 120,000,000.00 0.00 3.98 100,000,000.00 0.00 2.35 59,000,000.00 0.00 6.73 169,000,000.00 0.00 6.73 169,000,000.00 0.00 6.73 169,000,000.00 0.00 3.98 100,000,000.00 0.00 3.98 100,000,000.00 0.00 6.73 169,000,000.00 0.00 4.98 125,000,000.00 0.00 1.00 25,000,000.00 0.00 2.99 75,000,000.00 0.00 5.97 150,000,000.00 0.00 4.98 125,000,000.00 0.00 0.76 19,000,000.00 0.00 1.39 35,000,000.00 0.00 3.98 100,000,000.00 0.00 6.73 169,000,000.00 0.00 8 Page 1 of 2 TOTAL LC OUTSTANDING TOTAL OUTSTANDING 44,052,653.26 44,052,653.26 52,863, 183.91 52,863, 183.91 44,052,653.26 44,052,653.26 Foreign 140,968,490.42 25, 991,065.42 25,991,065.42 74,448,984.00 74,448,984.00 74,448,984.00 74,448,984.00 74,448,984.00 74,448,984.00 44,052,653.26 44,052,653.26 44,052,653.26 44,052,653.26 74,448,984.00 74,448,984.00 55,065,816.57 55,065,816.57 11,013, 163.31 11,013,163.31 33,039,489.94 33,039,489.94 66,078,979.88 66,078,979.88 55,065,816.57 55,065,816.57 8,370,004.12 8,370,004.12 15,418,428.64 15,418,428.64 44,052,653.26 44,052,653.26 74,448,984.00 74,448,984.00
Investor Address: ELEVEN MADISON AVENUE CREDIT SUISSE AG CAYMAN ISLANDS NEW YORK, NY 10010-3629 060098 BRA NCH FREDS1 CREDIT SUISSE CH1L156797 CH1L 156797 1003008564 CH-10010 2
OC0928AGY Investor Address: 2 WORLD FINANCIAL CENTER COMMERZBANK AG, NEW YORK AND NEW YORK 060099 GRAND CAYMAN BRANCHES COMMBUSD COMMERZBANK AG DE1L 156768 1001025682 DE-10281 2
OC012345 Investor Address: 888 EAST WALNUT STREET PASADENA 110172 CIT BANK NA (FKA) CIT BANK CITB CIT GROUP US1L027781 1001712876 US-91101 2
OC1 Investor Address: 200 WEST STREET TAX DEPARTMENT GOLDMAN SACHS NEW YORK, NY 136202 GOLDMAN SACHS BANK USA GOLDDLC BANK USA US1L 131229 US1L131229 1000753986 US-10282 2
OC17 Domestic 20 DERRICK RAY 9199945559 8664693871 18664693871@DOCS.LDSPROD.COM USO 6.73 LYLE BOOTH 2122667379 2122988111 L YLE.BOOTH@COMMERZBANK.COM USO 2.99 DEBORAH CHANDLER 4347916322 2124617855 DEBORAH.CHANDLER@CIT.COM USO 0.80 OPERATIONS CONTACT 0000000000 9179773966 USO 6.73 Total 100.00 169,000,000.00 0.00 75,000,000.00 0.00 20,000,000.00 0.00 169,000,000.00 0.00 2,511,000,000.01 0.00 8 Page 2 of 2 74,448,984.00 33,039,489.94 8,810,530.65 74,448,984.00 Domestic 74,448,984.00 33,039,489.94 8,810,530.65 74,448,984.00 965, 193,632.86 1,106,162, 123.28 965, 193,632.86
1/1212016 SPR Browser Output COMPANY ID: 00550873 AccouNT ID: 00181661 A Page 1 of 9 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:30:12 EST Security Position Reports: One Time Special Security Position Report Security Description The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 GCB 144A NRG ENERGY D08/20/l0 Cusip 8.250% MS20 629377BH4 Participant Quantity Quantity BROWN BROS Participant Quantity Total 1125000
1/12/2016 SPR Browser Output A Page 2 of 9 COMPANY ID: 00550873 ACCOUNT ID: 00181661 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:40:39 EST Security Position Reports: One Time Special Security Position Report Security Description The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 GCB NRG.ENERGY INC D04/18/11 Cusip 08.2500/o SM20 629377BJO Participant Quantity Participant Quantity
---~*-*--,---
4801 RBC DOM**
0705 SCOTTRADE
---+--*~--
2319 SSB TRUST Participant Quantity AMALGAMATE 0226 NFS LLC 0443 PERSHING 0725 RAYMOND Total 1056526000
1/12/2016 SPR Browser Output A Page 3 of 9 CoMPANY ID: 00550873 AccoUNT ID: 00181661 LOGGED IN AS: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:41:23 EST Security Position Reports: One Time Special Security Position Report Security Description The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 GCB NRG.ENERGY INC D11/08/11 Cusip 07.6250/o JJ18 629377BN1 Participant Quantity Participant Quantity Participant
--,~~~~----*~~--,--
485000 0715 DAVENPORT 220000 0141 FRST CLEAR 5208 GS !'NATL 0534 INT BROKER 2357 JPM BK/IA 0419 STEPHENS 0188 TD AMERITR 0642 UBS SECLLC 0062 VANGUARD 0250 WELLS FARG Total Quantity 1038646000
1/12/2016 SPR Browser Output A Page 4 of 9 COMPANY ID: 00550873 AccoUNT ID: 00181661 LOGGED IN AS: BRIAN.CURCI@NRCENERGY,COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:43:01 EST Security Position Reports: One Time Special Security Position Report Security Description CB NRG ENERGY INC Dll/15/11 07.8750/o MN21 Participant r----*-
0756 AEIS INC.
The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Cusip 629377850 Participant 2567 AMAL BK Quantity Participant 2116 5TH-3RD BK Total 1128040000
1/1212016 SPR Browser Output A Page 5 of 9 COMPANY ID: 00550873 AccoUNT ID: 00181661 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:43:49 EST Security Position Reports: One Time Special Security Position Report Security Description CB NRG ENERGY INC 003/15/13 06.6250/o MS23 Participant Quantity 0250 WELLS FARG The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Cusip 629377BU5 Participant Participant 0221 UBS FINAN 2027 WELLS BKNA Total 916000000
1/12/2016 SPR Browser Output COMPANY ID: 00550873 ACCOUNT ID: 00181661 A Page 6 of 9 LOGGED IN As: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:51:59 EST Security Position Reports: One Time Special Security Position Report Security De~cription GCB144A NRG ENERGY INC DOi/27/14 06.2500/o ll22 Participant Quantity The Depository Trust Company One Time Security Position Report Cusip 629377BV3 Participant Quantity Participant Quantity THERE WAS NO POSITION FOR THIS SECURITY
1/1212016 SPR Browser Output COMPANY ID: 00550873 ACCOUNT ID: 00181661 A Page 7 of 9 LOGGED IN AS: BRIAN.CURCI@NRCENERGY.COM Security Position.Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:52:31 EST Security Position Reports: One Time Special Security Position Report The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Security Description GCB NRG.ENERGY INC Dl0/24/14 Cusip 06.2500/o JJ22 629377BW1 Participant Quantity Participant Quantity Participant Quantity Total 1090000000
1/12/2016 SPR Browser Output COMPANY ID: 00550873 ACCOUNT ID: 00181661 A Page 8 of 9 LOGGED IN AS: BRIAN.CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:53:14 EST Security Position Reports:* One Time Special Security Position Report Security Descripti~n GCB144A NRG ENERGY INC 004/21/14 o6.250i>/o MN24 Participant Quantity The Depository Trust Company One Time Security Position Report Cusip 629377BX9 Participant Quantity Participant Quantity THERE WAS NO POSITION FOR THIS SECURITY
1/12/2016 SPR Browser Output CoMPANV ID: 00550873 AccouNT ID: 00181661 A Page 9 of 9 LOGGED IN AS: BRIAN,CURCI@NRCENERGY.COM Security Position Report Service Home
> Request Form
> Security Position Report 2016.01.12 AT 13:54:10 EST Security Position Reports: One Time Special Security Position Report Security Description CB NRG ENERGY INC 011/01/14 06.2500/o MN24 Participant Quantity The Depository Trust Company One Time Security Position Report Position as of: 01/11/2016 Cusip 629377BY7 Participant Total Participant Quantity 115000 1 26364000 8000 150000 310000 1416000 125000 886875000