ML14078A109

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Status of Recommendations: Audit of Nuclear Regulatory Commissions Process for Calculating License Fees(OIG-13-A-02) Memo (G20130716)
ML14078A109
Person / Time
Issue date: 03/24/2014
From: Dyer J
NRC/OCFO
To: Dingbaum S
NRC/OIG/AIGA
Galster C
Shared Package
ML14078A115 List:
References
G20130716, OIG-13-A-02
Download: ML14078A109 (3)


Text

March 24, 2014 MEMORANDUM TO: Stephen D. Dingbaum Assistant Inspector General for Audits FROM:

J. E. Dyer /RA/

Chief Financial Officer

SUBJECT:

STATUS OF RECOMMENDATIONS: AUDIT OF NUCLEAR REGULATORY COMMISSIONS PROCESS FOR CALCULATING LICENSE FEES (OIG-13-A-02)

This is a status update in response to the Office of the Inspector Generals Audit Report, Audit of NRCs Process for Calculating License Fees (OIG-13-A-02) dated October 24, 2012.

Recommendation 1 The Office of the Chief Financial Officer (OCFO) should prepare and document an annual Fee Rule validation on the hourly rate (budget vs. cost analysis) and make adjustments as needed to the fee calculation process.

Status Agree. Pending adequate resources in FY 2014, and with FAIMIS assistance, we plan to execute this validation of the hourly rate by September 2014.

The OCFO staff plans to collaborate with the FAIMIS systems staff to evaluate procedures from the previous cost accounting system. Once the FAIMIS team has generated the reports needed, OCFO can develop new procedures for long term implementation of this recommendation.

Recommendation 4 The OCFO will prepare and complete detailed quality control license fee calculation checklists and document supervisory review and approval on the quality control checklists.

CONTACT:

Christine L. Galster, OCFO/DPB (301) 415-0662

Status Agree. The OCFO has finalized the quality control checklist, with a block to record supervisor approval, by modeling the FY 2013 Fee Rule process. This checklist is enclosed for OIG determination of closure. OCFO has executed the checklist during the FY 2014 Proposed Fee Rule with the signature of Mr. David Holley.

Enclosure:

Fee Rule calculations procedure checklist cc: K. Brock, OEDO J. Arildsen, OEDO C. Jaegers, OEDO

Status Agree. The OCFO has finalized the quality control checklist, with a block to record supervisor approval, by modeling the FY 2013 Fee Rule process. This checklist is enclosed for OIG determination of closure. OCFO has executed the checklist during the FY 2014 Proposed Fee Rule with the signature of Mr. David Holley.

Enclosure:

Fee Rule calculations procedure checklist cc: K. Brock, OEDO J. Arildsen, OEDO C. Jaegers, OEDO DISTRIBUTION: EDATS: CFO-2013-0243 OCFO/DPB RF OCFO RF OEDO R/F ADAMS Yes No SUNSI Review/Initials _clg__

Publicly Available Non-Publicly Available Sensitive Non-Sensitive ADAMS ACCESSION NO.:ML14078A115 (package), ML14078A109 (memo)

OCFO-009 OFFICE OCFO/DPB/ICPB OCFO/DPB/ICPB OCFO/DPB NAME CGalster:lmv1 DHolley RAllwein DATE 03/19/14 03/20/14 03/20/14 OFFICE OCFO/DPB DCFO CFO NAME TGrancorvitz MCMuessle JEDyer /RA/

DATE 03/21/14 03/24/14 03/24/14 OFFICIAL RECORD COPY