ML12089A680
| ML12089A680 | |
| Person / Time | |
|---|---|
| Site: | Indian Point  |
| Issue date: | 12/09/2011 |
| From: | AKRF, CDM, United Water New York |
| To: | Atomic Safety and Licensing Board Panel, State of NY, Dept of Environmental Conservation |
| SECY RAS | |
| Shared Package | |
| ML12089A671 | List: |
| References | |
| RAS 22137, 50-247-LR, 50-286-LR, ASLBP 07-858-03-LR-BD01 | |
| Download: ML12089A680 (205) | |
Text
ENT00320A Submitted: March 29, 2012 HAVERSTRAW WATER SUPPLY PROJECT WATER SUPPLY PERMIT APPLICATION COPIES FOR PUBLIC REVIEW - CRITICAL INFRASTRUCTURE INFORMATION EXEMPT FROM FREEDOM OF INFORMATION REQUESTS REMOVED SUBMITTED TO:
New York State Department of Environmental Conservation Division of Environmental Permits 625 Broadway, 4th Floor Albany, New York 12233-1750 SUBMITTED BY:
UNITED WATER NEW YORK INC.
360 West Nyack Road West Nyack, New York 10994 PREPARED BY:
AKRF, Inc.
440 Park Avenue South New York, New York 10016 CDM 60 Crossways Park Drive West Woodbury, NY 11797 December 2011 Originally submitted October 2011
Environmental and Planning Consultants 440 Park Avenue South 7th Floor New York, NY 10016 tel: 212 696-0670 fax: 212 213-3191 www.akrf.com Memorandum To: Christopher M. Hogan, Division of Environmental Permits From: Maureen Heimbuch Date: December 9, 2011 Revisions to United Water New York Inc.s Water Supply Application for the proposed Re:
Haverstraw Water Supply Project S. Master, M. Pointing, and J. Dillon, Esq., UWNY; R. Newell, NYSDOS; R. Alessi, Esq.,
cc:
D&L; K. Kelly, K. Smith, and N. Vignola-Henry, CDM; J. Cowing and J. Feingold, AKRF The United Water New York Inc. (UWNY) Water Supply Application for the proposed Haverstraw Water Supply Project has been revised to reflect the new location for the intake structure. Enclosed is a copy of this application containing revised pages. These revised pages include the following:
Section 1:
- Water Supply Application Supplement W-1 for Public Water Supply Permit form Section 2:
- Pages B-2 and B-5 Section 3:
- Pages C.1-2, C.1-3, C.2-2, C.2-8, C.2-28, and C.2-33 Section 4:
- Redacted versions of Figures D-5a and D-5b Section 5:
- Pages 1-1 through 1-10 Section 6:
- Water Supply Application Supplement W-1 for Public Water Supply Permit form
- Figures D-5a and D-5b AKRF, Inc. New York City Hudson Valley Region Long Island Baltimore / Washington Area New Jersey Connecticut
Christopher M. Hogan 2 December 9, 2011 Also enclosed is a CD containing three files: the revised Water Supply Application, the redacted version of this revised application, and a version of the application showing the specific changes that have been made.
If you have any questions, please contact me at 646-388-6659 or mheimbuch@akrf.com.
Maureen Heimbuch
Sameet Ma aster Project Manager UNITED WATER W
700 Kinderrkamack Road Oradell, NJJ 07649 TEL 201-63 34-4232 FAX 201-225-5125 Sameet.Ma aster@unitedw water.com WWW.UNIT TEDWATER.CO OM October 5, 2011 Ms. Andrrea Sheeran Division of Environm mental Permits New Yorrk State Dep partment of Environment E tal Conservaation 625 Broad dway, 4th Fl.
Albany, NYN 12233-17 750 Referencce: Uniteed Water Neew York Incc.
Haverrstraw Watter Supply ProjectP 6 NYC CRR Part 6016 Water Supply S Perm mit Applicattion
Dear Ms. Sheeran:
United Water W New York Y Inc. (U UWNY) reespectfully ssubmits three (3) signed d copies of WWater Supply Application A for the propposed Haverrstraw Wateer Supply Prroject. As required by the 6 NYCRR Part 601 (P Public Wateer Supply) permitting p pprocess, pleaase note the ffollowing prroject specific information:
i l) Name N and loccation of a su uitable placee in which too hold a publlic hearing sshould onne provee necessary:
Town T of Hav verstraw Haverstraw H Town T Hall 1 Rosman Ro oad Garnerville, G New N York 10 0923 (8
845) 429-220 00 Local L newspaper of record (publish hed daily) iis the Rockkland Countty edition oof the Journal Jo Newss.
- 2) Names, N titless, mailing addresses, a and a phone numbers off other conncerned offiicials, in ncluding:
Applicant A
United U Waterr New York Inc.
360 West Nyack Road W Nyack, New York 10994 West 1
Contact:
C Sam meet Master, P. E.
(8 845) 620-330 00, ext. 42322
Sameet Master Project Manager UNITED WATER 700 Kinderkamack Road Oradell, NJ 07649 TEL 201-634-4232 FAX 201-225-5125 Sameet.Master@unitedwater.com WWW.UNITEDWATER.COM Applicants Attorney Dewey & LeBoeuf, LLP 99 Washington Avenue, Suite 2020 Albany, New York 12210
Contact:
Robert Alessi, Partner (518) 626-9000 Applicants Engineer CDM 60 Crossways Park Drive West, Suite 340 Woodbury, NY 11797
Contact:
Keith Kelly (516) 496-8400 Applicants Permitting Consultant AKRF, Inc.
440 Park Avenue South, 7th Floor New York, NY 10016
Contact:
Maureen Heimbuch (646) 388-9659 Municipality Chief Executive Officer Town of Haverstraw 1 Rosman Road Garnerville, New York 10923
Contact:
Honorable Howard T. Phillips, Jr., Supervisor (845) 429 - 2200 New York State Department of State Division of Coastal Resources 41 State Street Albany, New York 12231 - 0001
Contact:
Jeffrey Zappieri, Coastal Resources Specialist (518) 473 - 2476 New York State Office of General Services Empire State Plaza Corning Tower Albany, New York
Contact:
Richard Bennett, Real Estate Officer (518) 473-1288 New York State Department of Public Service Empire State Plaza Agency Building 3 Albany, New York 12223
Contact:
James Austin, Deputy Director,
Sameet Master Project Manager UNITED WATER 700 Kinderkamack Road Oradell, NJ 07649 TEL 201-634-4232 FAX 201-225-5125 Sameet.Master@unitedwater.com WWW.UNITEDWATER.COM Office of Energy Efficiency and the Environment (518) 473-4635
- 3) List of materials and exhibits:
Water Supply Permit Application, Supplement W-1 Exhibit A: Water Conservation Program Form Exhibit B: Summary of Permit Application Requirements (§601.5)
Project Justification Exhibit C: Project Description and Project Purpose C.1 Description of Project and Water Treatment Process C.2 Purpose and Need for the Project Exhibit D: General Service Area and Project Location Maps Exhibit E: Engineers Report United Water is requesting that certain information in the Water Supply Application be excepted from disclosure under the Freedom of Information Law (FOIL, Article 6 of the New York Public Officers Law [POL]) because they contain critical infrastructure information.
POL § 87(2)(f) provides that if the disclosure of a document could endanger the life or safety of any person, that document may be excepted from disclosure under FOIL. More specifically, POL § 89(5)(a)(1-a) and 6 NYCRR § 616.7 provide that documents containing critical infrastructure information are excepted from disclosure under FOIL. Critical infrastructure is defined as systems, assets, places or things, whether physical or virtual, so vital to the state that the disruption, incapacitation or destruction of such systems, assets, places or things could jeopardize the health, safety, welfare, or security of the state, its residents or its economy. 6 NYCRR § 616.7(c)(2)(i)(c).
United Water is requesting that the following portions of the Water Supply Application be considered critical infrastructure information and excepted from disclosure under FOIL:
Section 1 - Water Supply Application Supplement W-1.
This portion of the Water Supply Application contains information on the precise location of the proposed intake for the Haverstraw Water Supply Project. This information, which is not otherwise publicly available, could be used to disrupt, incapacitate, or damage the Haverstraw Water Supply Project and the public water supply it will furnish, thereby jeopardizing the health, safety, welfare, and security of New York States residents and economy. Accordingly, this portion of the Water Supply Application represents critical infrastructure information excepted from disclosure under FOIL. See 6 NYCRR § 616.7(c)(2)(i)(c); see also, NYSDEC FOIL Appeal Determination no. 04-18-3A (John V. Tait), dated November 10, 2004 (The records on
Sameet Master Project Manager UNITED WATER 700 Kinderkamack Road Oradell, NJ 07649 TEL 201-634-4232 FAX 201-225-5125 Sameet.Master@unitedwater.com WWW.UNITEDWATER.COM critical infrastructure that are being withheld provide more detailed information relating to various aspects (such as physical structure, location, etc.) of these vital transportation and communication links than what is currently available through other means, and, consistent with the Departments responsibility to protect the public security and safety of the state and its residents, this information is not being released.) (citing Stronza v. Hoke, 148 A.D.2d 900, (3d Dept 1989); Flowers v. Sullivan, 149 A.D.2d 287 (2d Dept 1989)).
The portion of the Water Supply Application that contains critical infrastructure information excepted from disclosure under FOIL has been redacted and the page has been marked with the designation: CRITICAL INFRASTRUCTURE INFORMATION REDACTED. A separate section, Section 6, has been added to the Water Supply Application binder; Section 6 includes the un-redacted page containing the critical infrastructure information, which have each been labeled: CRITICAL INFRASTRUCTURE INFORMATION -- EXEMPT FROM FREEDOM OF INFORMATION REQUESTS.
We will continue to copy your office on all correspondence with other agencies associated with the Haverstraw Water Supply Project approval process. If you have any questions or would like to arrange an update meeting please call me at (201) 634-4232 or you can e-mail me at Sameet.Master@UnitedWater.com.
Respectfully submitted, Sameet Master, P.E.
Project Manager cc: M. Pointing and J. Dillon, Esq., UWNY R. Newell, NYSDOS S. Jensen, USACE R. Alessi, Esq., D&L M. Heimbuch, J. Cowing, and J. Feingold, AKRF K. Kelly, K. Smith, and N. Vignola-Henry, CDM
HAVERSTRAW WATER SUPPLY PROJECT WATER SUPPLY PERMIT APPLICATION COPIES FOR PUBLIC REVIEW - CRITICAL INFRASTRUCTURE INFORMATION EXEMPT FROM FREEDOM OF INFORMATION REQUESTS REMOVED SUBMITTED TO:
New York State Department of Environmental Conservation Division of Environmental Permits 625 Broadway, 4th Floor Albany, New York 12233-1750 SUBMITTED BY:
UNITED WATER NEW YORK INC.
360 West Nyack Road West Nyack, New York 10994 PREPARED BY:
AKRF, Inc.
440 Park Avenue South New York, New York 10016 CDM 60 Crossways Park Drive West Woodbury, NY 11797 December 2011 Originally submitted October 2011
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MI XLI WEJI ]MIPH SJ 0EOI (I*SVIWX JSV 6SGOPERH 'SYRX] MW QKH 8LI 0EOI (I*SVIWX ;EXIV 8VIEXQIRX 4PERX MW STIVEXIH WYFNIGX XS ER ETTVSZEP JVSQ 2=7(3, MWWYIH MR 0SK 2S
';7 2= [LMGL PMQMXW HEMP] MRXEOI SJ VE[ [EXIV XS XLI XVIEXQIRX TPERX XS
QKH [MXL E QE\MQYQ HEMP] TVSHYGXMSR SJ YT XS QKH ERH XLI VYRRMRK ERRYEP EZIVEKI MRXEOI SJ VE[ [EXIV XS QKH
0IXGL[SVXL 6IWIVZSMVW ;7% EPPS[W [MXLHVE[EP SJ QKH SR ER ERRYEP EZIVEKI FEWMW ERH E QE\MQYQ SJ QMPPMSR KEPPSRW MR E QSRXL 8LI TIVQMX EPWS WIXW GSRHMXMSRW VIKEVHMRK VIPIEWIW SJ [EXIV FIX[IIR XLI XLVII VIWIVZSMVW SJ XLI 0IXGL[SVXL 6IWIVZSMVW XS TVIWIVZI [EXIV MR XLI VIWIVZSMV W]WXIQ [MXLSYX EPPS[MRK ER] SJ XLI VIWIVZSMVW XS FIGSQI XSS HITPIXIH %PP [EXIV MW
[MXLHVE[R JVSQ XLI JMVWX VIWIVZSMV 8LI TIVQMX WIXW XLI JSPPS[MRK GSRHMXMSRW
% ;LIR [EXIV WYTTP] [MXLHVE[EP JVSQ XLI JMVWX VIWIVZSMV MW KVIEXIV XLER QKH XLI JSPPS[MRK GSRHMXMSRW ETTP]
;EXIV QYWX FI VIPIEWIH JVSQ XLI WIGSRH VIWIVZSMV MR ER EQSYRX IUYEP XS XLI EQSYRX
[MXLHVE[R JVSQ XLI JMVWX VIWIVZSMV EFSZI QKH
-J XLI JMVWX VIWIVZSMV VIEGLIW TIVGIRX SJ MXW GETEGMX] [EXIV QYWX FI VIPIEWIH JVSQ XLI WIGSRH VIWIVZSMV EX E VEXI IUYEP XS XLI JMVWX VIWIVZSMV [MXLHVE[EP
-J XLI WIGSRH VIWIVZSMV VIEGLIW TIVGIRX SJ MXW GETEGMX] [EXIV QYWX FI VIPIEWIH JVSQ XLI XLMVH VIWIVZSMV MR ER EQSYRX IUYEP XS XLI JMVWX VIWIVZSMV [MXLHVE[EP
& -J WXSVEKI MR IEGL VIWIVZSMV VIEGLIW TIVGIRX VIPIEWI JVSQ XLI XLMVH VIWIVZSMV WLEPP GIEWI ERH XLI JMVWX VIWIVZSMV [MXLHVE[EP WLEPP RSX I\GIIH QKH
' -J WXSVEKI MR XLI WIGSRH ERH JMVWX VIWIVZSMVW VIEGL TIVGIRX EPP [EXIV WYTTP]
[MXLHVE[EPW JVSQ XLI JMVWX VIWIVZSMV WLEPP GIEWI
8LI 2=7(3, ETTVSZEP JSV XLI 0IXGL[SVXL ;EXIV 8VIEXQIRX 4PERX 0SK 2S 2=
EPPS[W MXW STIVEXMSR EX ER ERRYEP EZIVEKI SJ QKH [MXL QSRXLP] TVSHYGXMSR RSX I\GIIHMRK QMPPMSR KEPPSRW TIV QSRXL 8LI 2=7(3, ETTVSZEP EPPS[W E WIEWSREP TIEO TVSHYGXMSR SJ QKH
6EQETS :EPPI] ;IPP *MIPH ;7% TIVQMXW E XSXEP SJ QKH XS FI [MXLHVE[R JVSQ XLI 6EQETS :EPPI] ;IPP *MIPH SR ER] KMZIR HE] FYX XLI XSXEP EQSYRX SJ [EXIV TYQTIH MR ER] KMZIR QSRXL QE] RSX I\GIIH ER EZIVEKI SJ QKH JSV XLEX QSRXL 'SRHMXMSR ( SJ ;7% WXEXIW
w8LI XSXEP ZSPYQI SJ [EXIV TYQTIH JVSQ ER] GSQFMREXMSR SJ XLI 6EQETS :EPPI] [IPPW WLEPP
%XXEGLQIRX 4EKI
RSX I\GIIH QMPPMSR KEPPSRW TIV HE] SR ER] KMZIR HE] ERH XLI XSXEP EQSYRX SJ [EXIV TYQTIH MR ER] GEPIRHEV QSRXL WLEPP RSX I\GIIH XLI JMKYVI SFXEMRIH F] QYPXMTP]MRK XLI RYQFIV SJ HE]W MR XLEX QSRXL F] ER EZIVEKI TYQTMRK VEXI SJ QMPPMSR KEPPSRW TIV HE]x 8LEX GSRHMXMSR MW
TIVQMXXIH EW PSRK EW JPS[ MR XLI 6EQETS 6MZIV EX E 97 +ISPSKMGEP 7IVZMGI 97+7 KEYKI HS[RWXVIEQ SJ XLI [IPP JMIPH MR 7YJJIVR MW KVIEXIV XLER QKH ;LIR JPS[ MR XLI VMZIV MW PIWW XLER QKH EX XLI 7YJJIVR KEYKI TIVQMXXIH [MXLHVE[EPW EVI PS[IV
QKH QE\MQYQ [MXLHVE[EP SJ XS QKH MW TIVQMXXIH
7]WXIQ ;IPPW 9;2=vW W]WXIQ [IPPW WIVZMRK 6SGOPERH 'SYRX] LEZI E VIGSKRM^IH TIEO
GETEGMX] SJ EFSYX QKH ERH ER EZIVEKI GETEGMX] SJ QKH SR E PSRKIV XIVQ ERRYEP FEWMW
4EKI{---;EXIV9WEKIERH1IXIVMRK
- LEX EVI ]SYV JYXYVI KSEPW ERH WGLIHYPI JSV [EXIV W]WXIQ QIXIVMRK#
9;2=vW 6SGOPERH 'SYRX] [EXIV W]WXIQ LEW TIVGIRX QIXIVMRK SJ EPP [EXIV W]WXIQ
GSRRIGXMSRW 9;2= VIGEPMFVEXIW SV VITPEGIW EFSYX TIVGIRX SJ XLI QIXIVW MR MXW W]WXIQ ERRYEPP] 4VSHYGXMSR [IPP QIXIVW EVI XIWXIH ERH GEPMFVEXIH IZIV] X[S ]IEVW 4PERX QIXIVW EVI XIWXIH ERH GEPMFVEXIH ERRYEPP]
'YWXSQIV QIXIVW EVI VIEH IMXLIV QSRXLP] JSV GSQQIVGMEP YWIVW SV UYEVXIVP] JSV VIWMHIRXMEP YWIVW
4EKI{-:;EXIV7YTTP]%YHMX
- LEX EVI ]SYV JYXYVI KSEPW JSV [EXIV W]WXIQ EYHMXMRK#
9;2= LEW ER SRKSMRK RSRVIZIRYI [EXIV VIHYGXMSR MRMXMEXMZI XS MHIRXMJ] VIEP PSWWIW SJ [EXIV MI XLI IPIQIRX SJ RSRVIZIRYI [EXIV XLEX GER FI GSRXVSPPIH XS WSQI I\XIRX F] XLI YXMPMX] ERH XS VIHYGI XLIQ [LIVI TVEGXMGEFPI ERH IGSRSQMGEPP] JIEWMFPI 8LI JMVWX GSQTSRIRX SJ XLMW MRMXMEXMZI MW SRKSMRK W]WXIQ EYHMXMRK YWMRK E QIXLSHSPSK] IWXEFPMWLIH F] XLI %QIVMGER ;EXIV ;SVOW
%WWSGMEXMSR %;;% XS MHIRXMJ] [EXIV PSWWIW MR XLI HMWXVMFYXMSR W]WXIQ ERH IZEPYEXI XLSWI PSWWIW MR GSQTEVMWSR XS TIVJSVQERGI MRHMGEXSVW %RRYEP VITSVXW EVI WYFQMXXIH XS XLI 2I[ =SVO 7XEXI 4YFPMG 7IVZMGI 'SQQMWWMSR 47' MRGPYHMRK YREGGSYRXIHJSV [EXIV GSRWYQTXMSR GEXIKSVMIW ERH EYXLSVM^IH YRQIXIVIH [EXIV YWI
9;2= LEW MRXIVREP KYMHIPMRIW XS YWI MXW SRKSMRK RSRVIZIRYI [EXIV VIHYGXMSR MRMXMEXMZI XS GSVVIGX XLI IVVSVW XLEX VIWYPX MR ETTEVIRX PSWWIW ERH XS VIHYGI XLI TIVGIRXEKI SJ EZIVEKI HEMP]
[EXIV HIQERH XLEX MW HYI XS VIEP PSWWIW 8S EHHVIWW ETTEVIRX PSWWIW 9;2= LEW E TVSKVEQ XS VIGEPMFVEXI SV VITPEGI [EXIV QIXIVW W]WXIQ[MHI SR E VIKYPEVP] WGLIHYPIH FEWMW 8]TMGEPP]
9;2= VIGEPMFVEXIW SV VITPEGIW EFSYX TIVGIRX SJ XLI QIXIVW MR MXW W]WXIQ ERRYEPP] -R EHHMXMSR
9;2= LEW E TVSKVEQ XS VIZMI[ EGGSYRXW XS MHIRXMJ] ER] XLEX EVI EGXMZI FYX RSX QIXIVIH ERH XLSWI XLEX EVI YWMRK PIWW [EXIV XLER [SYPH FI I\TIGXIH WS XLEX WYGL QIXIVMRK IVVSVW GER FI GSVVIGXIH 8S EHHVIWW VIEP PSWWIW XLEX EVI EZSMHEFPI 9;2= LEW ER SRKSMRK TVSKVEQ XS VIHYGI W]WXIQ [EXIV PSWWIW MRGPYHMRK XLI 9RHIVKVSYRH -RJVEWXVYGXYVI 6IRI[EP 4VSKVEQ 9-64 WII WIGXMSR :
%XXEGLQIRX 4EKI
4EKI{:0IEO(IXIGXMSRERH6ITEMV (S ]SY LEZI E VIKYPEV [EXIV W]WXIQ VILEFMPMXEXMSR TVSKVEQ# -J ]IW KMZI HIXEMPW
9;2= LEW ER ERRYEP JPYWLMRK TVSKVEQ -R EHHMXMSR 9;2= LEW ER SRKSMRK TVSKVEQ XLI 9-64
XSVILEFMPMXEXIERHVITPEGIXLIZEVMSYWGSQTSRIRXWSJ9;2=vWHMWXVMFYXMSRW]WXIQSREVIKYPEV
FEWMW %W TEVX SJ XLMW TVSKVEQ 9;2= VITPEGIW EFSYX TIVGIRX SJ MXW HMWXVMFYXMSR PMRIW ERRYEPP]
SR E W]WXIQ[MHI FEWMW XS VITPEGI EKMRK ERH HIXIVMSVEXMRK TMTIW EW XLI] VIEGL XLI IRH SJ XLIMV YWIJYP PMZIW 8LI GSRHMXMSRW SJ XLI 9-64 EVI WIX JSVXL MR XLI ERH 6EXI 3VHIVW MWWYIH F] XLI 47'
3RI SJ XLI OI] IJJSVXW MW 9;2=vW PIEO HIXIGXMSR TVSKVEQ XS MHIRXMJ] ERH EHHVIWW wMRZMWMFPIx
PIEOW [LMGL EVI XLSWI XLEX EVI SGGYVVMRK FYX GERRSX FI WIIR JVSQ XLI WYVJEGI 9;2=vW
HMWXVMFYXMSR MRWTIGXSVW GSRHYGX HEMP] WSYRHMRK SJ L]HVERXW ZEPZIW ERH WIVZMGIW EW TEVX SJ E VSYXMRI PIEO WYVZI] 9;2= GSRHYGXW GSRXMRYSYW QSRMXSVMRK SJ XLI W]WXIQ YWMRK EGSYWXMG QSRMXSVW
-R EHHMXMSR 9;2= MW YWMRK MXW 7YTIVZMWSV] 'SRXVSP ERH (EXE %GUYMWMXMSR 7'%(% W]WXIQ XS GPSWIP] QSRMXSV ERH QEREKI W]WXIQ[MHI [EXIV TVIWWYVIW MR ER IJJSVX XS VIHYGI XLI RYQFIV SJ
[EXIV QEMR FVIEOW
- LEX EVI ]SYV JYXYVI KSEPW JSV [EXIV W]WXIQ PIEO HIXIGXMSR ERH VITEMV#
-X MW I\TIGXIH XLEX PIEO HIXIGXMSR ERH QSRMXSVMRK [MPP FI IRLERGIH XLVSYKL XLI YWI SJ TIVQEPSKKIVW MI PIEO HIXIGXMSR HIZMGI [LMGL LEZI VIGIRXP] FIIR XIWXIH EW TEVX SJ E TMPSX WXYH] -R EHHMXMSR HMWXVMFYXMSR MRWTIGXSVW [MPP GSRXMRYI XS GSRHYGX PIEO WYVZI]MRK SR E HEMP]
FEWMW 6ITEMVW SJ PIEOW EVI QEHI [MXLMR XLVII HE]W SV PIWW
4EKI{:-;EXIV9WI6IHYGXMSR
,EZI ]SY HMWXVMFYXIH MRJSVQEXMSR XS VIWMHIRXMEP GYWXSQIVW SR LSYWILSPH [EXIV WEZMRK HIZMGIW ERH [E]W XS VIHYGI [EXIV YWI#
,EZI ]SY HMWXVMFYXIH [EXIV GSRWIVZEXMSR MRJSVQEXMSR XS MRHYWXVMEP ERH GSQQIVGMEP GYWXSQIVW XLEX TVSQSXIW VIG]GPMRK ERH VIYWI#
(S ]SY LEZI E TVSKVEQ XS VIXVSJMX TYFPMG FYMPHMRKW [MXL [EXIV WEZMRK JM\XYVIW ERH IRGSYVEKI XLI TVMZEXI WIGXSV XS HS XLI WEQI#
(S ]SY LEZI PE[R WTVMROPMRK VIWXVMGXMSRW HYVMRK XLI WYQQIV SV TIVMSHW SJ TIEO HIQERH#
-J ]IW TPIEWI HIWGVMFI
- LEX EVI ]SYV JYXYVI KSEPW JSV VIHYGMRK [EXIV YWEKI#
9;2= MW E TVMZEXI GSQTER] ERH HSIW RSX LEZI XLI VIKYPEXSV] EYXLSVMX] XS QERHEXI SV IRJSVGI
[EXIVGSRWIVZEXMSRF]GYWXSQIVW9;2=JSPPS[WXLI6SGOPERH'SYRX](ITEVXQIRXSJ,IEPXLvW
TVSXSGSP JSV [EXIV YWI VIWXVMGXMSRW HYVMRK HVSYKLXW
9;2= GSRXMRYIW XS QEMRXEMR ER EGXMZI GSRWIVZEXMSR TVSKVEQ XS IHYGEXI GYWXSQIVW EFSYX GSRWIVZEXMSR ERH TVSZMHI XLIQ [MXL MRGIRXMZIW XLEX IRGSYVEKI GSRWIVZEXMSR -R EGGSVHERGI [MXL
%XXEGLQIRX 4EKI
XLI 2I[ =SVO 7XEXI (ITEVXQIRX SJ )RZMVSRQIRXEP 'SRWIVZEXMSR KYMHERGI ERH 47'vW
VIUYMVIQIRXW GSRWIVZEXMSR TVSKVEQW EVI VIKYPEVP] JMPIH [MXL XLI 47' MR GSRRIGXMSR [MXL 6EXI 3VHIVW 8LMW TVSKVEQ MRGPYHIW XLI JSPPS[MRK GSQTSRIRXW
7YQQIVz;MRXIV6EXIW
-R 9;2=MQTPIQIRXIHEWYQQIVz[MRXIVVEXIWXVYGXYVIMR[LMGLLMKLIV[EXIVVEXIWEVI
GLEVKIH JVSQ 1E] XS 7ITXIQFIV MR SVHIV XS IRGSYVEKI GSRWIVZEXMSR HYVMRK XLI TIVMSH SJ TIEO HIQERH -RMXMEPP] XLI VEXI WXVYGXYVI [EW WS XLEX WYQQIV VEXIW [IVI XLVII XMQIW LMKLIV XLER RSRWYQQIV VEXIW -R VIWTSRWI XS WXVSRK GYWXSQIV STTSWMXMSR HYVMRK XLI JSPPS[MRK WYQQIV XLI 47' VIHYGIH XLI HMJJIVIRXMEP XS [LMGL LEW VIQEMRIH WMRGI MXW EHSTXMSR MR
- EXIV 'SRWIVZEXMSR (IZMGI (MWXVMFYXMSR 9;2= LEW MRMXMEXIH XLVII HMJJIVIRX TVSKVEQW XS HMWXVMFYXI [EXIVWEZMRK HIZMGIW XS MXW VIWMHIRXMEP GYWXSQIVW 8LI JMVWX WYGL TVSKVEQ MR MRGPYHIH HMWXVMFYXMSR SJ GSRWIVZEXMSR OMXW [MXL PS[
JPS[ HIZMGIW JSV JM\XYVIW ERH E [EXIV GSRWIVZEXMSR KYMHI XS EPP WMRKPIJEQMP] GYWXSQIVW MR XLI WIVZMGI EVIE /MXW [IVI EPWS EZEMPEFPI XS QYPXMJEQMP] FYMPHMRK S[RIVW ERH QEREKIVW YTSR VIUYIWX -R E WIGSRH [EXIV GSRWIVZEXMSR TVSKVEQ [EW MRMXMEXIH XLEX MRGPYHIH SJJIVMRK
[EXIVGSRWIVZMRK VIXVSJMX HIZMGIW XS EPP VIWMHIRXMEP GYWXSQIVW MR XLI WIVZMGI EVIE 8LI XLMVH TVSKVEQ MR SJJIVIH [EXIV GSRWIVZEXMSR TVSHYGXW EX HIITP] HMWGSYRXIH TVMGIW XS EPP VIWMHIRXMEPGYWXSQIVWMR9;2=vWWIVZMGIEVIE8LMWTVSKVEQ[LMGLMWWXMPPSRKSMRKMWEZEMPEFPI
XLVSYKL9;2=vW[IFWMXIERHMWEHZIVXMWIHMRXLIGSQTER]vWERRYEP;EXIV'SRWIVZEXMSR+YMHI
ERH ZME RI[WTETIV EHZIVXMWMRK 8LVSYKL XLMW TVSKVEQ 9;2= SJJIVW MRHSSV OMXW XLEX MRGPYHI E XSMPIX HEQ PS[JPS[ RS^^PIW ERH WLS[IVLIEHW PIEO HIXIGXMSR H]I XEFPIXW JSV XSMPIXW ERH E WLS[IV XMQIV ERH SYXHSSV OMXW XLEX MRGPYHI E LSWI XMQIV QSMWXYVI QIXIV E VEMR KEYKI ERH E PS[JPS[ LSWI RS^^PI
)ZETSXVERWTMVEXMSR )8 0E[R ;EXIVMRK 4VSKVEQ
-R ER IJJSVX XS VIHYGI YRRIGIWWEV] ERH I\GIWWMZI PE[R MVVMKEXMSR 9;2= EPWS LEW E PE[R
[EXIVMRK KYMHI TVSKVEQ XLEX QSRMXSVW ERH HMWWIQMREXIW MRJSVQEXMSR SR VIKMSREP IZETSXVERWTSVXEXMSR )8 VEXIW )8 MW XLI PSWW SJ [EXIV JVSQ XLI WSMP XLVSYKL E GSQFMREXMSR SJ IZETSVEXMSR ERH TPERX XVERWTMVEXMSR 9;2= JMVWX MQTPIQIRXIH ER )8 IHYGEXMSR TVSKVEQ JSV GYWXSQIVW MR XLI IEVP] W XS TVSZMHI MRJSVQEXMSR SR HIXIVQMRMRK XLI FIWX QIXLSHW JSV PE[R
[EXIVMRK ERH LS[ XS HIXIVQMRI XLI HEMP] )8 RYQFIV [LMGL GER FI YWIH XS KYMHI PE[R[EXIVMRK
9;2=vW GYVVIRX )8 TVSKVEQ [EW HIZIPSTIH MR GSSTIVEXMSR [MXL XLI 'SVRIPP 9RMZIVWMX]
'SSTIVEXMZI )\XIRWMSR ERH XLI 7XEXI SJ 2I[ =SVO ERH [EW PEYRGLIH MR %W E GYWXSQIV WIVZMGI 9;2= TVSZMHIW XLI GYVVIRX )8 RYQFIV LS[ QER] QMRYXIW SJ PE[RKEVHIR [EXIV MW RIIHIH EW TEVX SJ E SRGIIZIV]JSYV HE]W [EXIVMRK G]GPI ZME XIPITLSRI PSGEP %1 VEHMS WMRGI
ERH XLI MRXIVRIX WMRGI
'SRWIVZEXMSR )HYGEXMSR ERH 3YXVIEGL )JJSVXW 7MRGI EW TEVX SJ MXW IHYGEXMSR TVSKVEQ 9;2= LEW HMWWIQMREXIH GYWXSQIV GSRWIVZEXMSR MRJSVQEXMSR [MHIP] ZME QEMPIH EHZIVXMWIQIRXW FMPP MRWIVXW VEHMS EHW GEFPI XIPIZMWMSR ERH TYFPMG IZIRXW ERH TVIWIRXEXMSRW &IKMRRMRK MR 9;2= LEW TYFPMWLIH ER %RRYEP 'SRWIVZEXMSR
+YMHI MR XLI .SYVREP 2I[W JSV GYWXSQIVW MR 6SGOPERH 'SYRX] %QSRK SXLIV MXIQW XLI %RRYEP
'SRWIVZEXMSR +YMHI TVSZMHIW MRJSVQEXMSR SR XLI TYVGLEWI SJ [EXIVWEZMRK OMXW XLEX GER FI MRWXEPPIH F] GYWXSQIVW XS QMRMQM^I [EXIV YWI 7MRGI XLI MRJSVQEXMSR TVSZMHIH MR XLI TVMRX ZIVWMSR SJ XLI %RRYEP 'SRWIVZEXMSR +YMHI LEW EPWS FIIR EZEMPEFPI SR XLI 9;2= [IFWMXI
9;2=vW SYXVIEGL IJJSVXW MRGPYHI WTIGMJMG MRJSVQEXMSR SR \IVMWGETMRK PS[QSMWXYVI
PERHWGETMRK MRGPYHMRK VIGSQQIRHIH TPERX WTIGMIW YWI SJ QYPGL XS VIHYGI [EXIV RIIHW
%XXEGLQIRX 4EKI
MRHSSVSYXHSSV [EXIV YWI GSRWIVZEXMSR XMTW ERH MRWXVYGXMSRW SR LS[ XS HIXIGX [EXIV PIEOW 8LI
\IVMWGETMRK TVSKVEQ MW FEWIH SR XLI WIPIGXMSR SJ ETTVSTVMEXI TPERXMRKW ERH LSVXMGYPXYVEP
MVVMKEXMSR XIGLRMUYIW XLEX QEOI XLI FIWX YWI SJ [EXIV (IQSRWXVEXMSR KEVHIRW YWMRK XLIWI XIGLRMUYIW[IVIMRWXEPPIHEX9;2=vWGSVTSVEXILIEHUYEVXIVWMR;IWX2]EGOMR ERHEXXLI
0EOI (I*SVIWX ;EXIV 8VIEXQIRX 4PERX WXEVXMRK MR <IVMWGETMRK MW EPWS TVSQSXIH EX GSQQYRMX] IZIRXW ERH UYEVXIVP] FMPP MRWIVXW 7MRGI 9;2= LEW TEVXRIVIH [MXL E PSGEP RYVWIV] XS TVSZMHI \IVMWGETI TPERXW EX HMWGSYRXIH TVMGIW ZME E GSYTSR MR 9;2=vW %RRYEP
'SRWIVZEXMSR +YMHI
-R ER IJJSVX XS MRGVIEWI E[EVIRIWW EFSYX XLI MQTSVXERGI SJ [EXIV ERH XS IHYGEXI JYXYVI GYWXSQIVW
9;2= LEW JSVQIH [EXIV IHYGEXMSR TEVXRIVWLMTW [MXL X[S 6SGOPERH 'SYRX] WGLSSP HMWXVMGXW ERH LEW TPERW XS I\TERH XLI VIEGL SJ XLMW TVSKVEQ MR XLI JYXYVI [MXL XLI KSEP SJ LEZMRK IZIV] WXYHIRX XEOI TEVX MR XLI TVSKVEQ EX PIEWX SRGI HYVMRK KVEHI WGLSSP SV QMHHPI WGLSSP 0IWWSRW MRGPYHI ER I\TPEREXMSRSJXLIVSPISJIZETSVEXMSRERHVEMRJEPPMRTVSZMHMRK6SGOPERH'SYRX]vW[EXIVWYTTP]
ERH E HIQSRWXVEXMSR SJ XLI WIRWMFPI YWI SJ [EXIV EX LSQI
-R EHHMXMSR 9;2= WXEJJ QIQFIVW VIKYPEVP] IRKEKI GYWXSQIVW SR XLI FIRIJMXW SJ [EXIV GSRWIVZEXMSR ERH HMWXVMFYXI GSRWIVZEXMSR PMXIVEXYVI EX E [MHI VERKI SJ TYFPMG ERH TVMZEXI IZIRXW
MRGPYHMRK FYWMRIWW ERH IRZMVSRQIRXEP I\TSWMXMSRW WXVIIX JEMVW EWWSGMEXMSR QIIXMRKW VSXEVMIW
KEVHIRMRK GPYFW WIRMSV GPYFW ERH SXLIV JYRGXMSRW
%XXEGLQIRX 4EKI
)\LMFMX %
%;;% ;EXIV %YHMX
%;;% ;0 ;EXIV %YHMX 7SJX[EVI 6ITSVXMRK ;SVOWLIIX &EGO XS -RWXVYGXMSRW
- EXIV %YHMX 6ITSVX JSV 9RMXIH ;EXIV 2I[ =SVO
- 'PMGO XS EGGIWW HIJMRMXMSR 6ITSVXMRK =IEV
4PIEWI IRXIV HEXE MR XLI [LMXI GIPPW FIPS[ ;LIVI TSWWMFPI QIXIVIH ZEPYIW WLSYPH FI YWIH MJ QIXIVIH ZEPYIW EVI YREZEMPEFPI TPIEWI TPIEWI IWXMQEXI IWXMQEXI EE ZEPYI
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YRHIVVIKMWXIVIH QMPPMSR KEPPSRW 97 TIV ]IEV
- EXIV -QTSVXIH # 1 QMPPMSR KEPPSRW 97 TIV ]IEV
- EXIV )\TSVXIH # 1 QMPPMSR KEPPSRW 97 TIV ]IEV
- %8)6 79440-)( QMPPMSR KEPPSRW 97 TIV ]IEV
%98,36->)( '3279148-32
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QMPPMSR MPPM KEPPSRW PP 97 TIV ]IEV
&MPPIH YRQIXIVIH # 2% QMPPMSR KEPPSRW 97 TIV ]IEV 9RFMPPIH QIXIVIH # 1 QMPPMSR KEPPSRW 97 TIV ]IEV 9RFMPPIH YRQIXIVIH # ) QMPPMSR KEPPSRW 97 TIV ]IEV
%98,36->)( '3279148-32 QMPPMSR KEPPSRW 97 TIV ]IEV
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Public Water Supply Permit Application (6 NYCRR Part 601)
Proposed Haverstraw Water Supply Project EXHIBIT B This exhibit summarizes the documentation provided for the Haverstraw Water Supply Project consistent with the requirements outlined in 6 NYCRR Part 601.5 Supply Applications.
(a) Project Authorization. United Water New York Inc. (UWNY) is a public utility organized under the New York State Transportation Corporations Law and its services and rates are regulated by the New York State Public Service Commission ( PSC UWNY to increasing the average water supply for Rockland County by a total of 1.5 million gallons per day (mgd) and the peak supply by a total of 7.1 mgd by the end of 2015. Beyond 2015, UWNY agreed under the 2006 and 2010 Rate Orders to proceed with preparation of materials for a long-term major water supply project (i.e that UWNY will build and operate. As a result, UWNY initiated the proposed Haverstraw Water Supply Project, and the appropriate UWNY management has authorized the project to proceed with the necessary permits and approvals. The 2006 and 2010 Rate Orders are publicly available and can be accessed on the website.1 (b) General Map. Maps showing the extent of the UWNY service area in Rockland County and the location of the proposed water treatment plant facilities are provided in Exhibit D. The existing service area boundary and location of water system components, including pressure districts, system wells, reservoirs, operating and emergency interconnections, are shown in Figures D-1 and D-2.
Figure D-3 shows the water system facilities within each pressure district. The location of the Proposed Project, including water intake site, water treatment plant site, and transmission and distribution mains, are shown in Figures D-4, D-5a, D-5b, and D-6. Information regarding the locations of sewer outfalls or other potential sources of contamination of the water supply is provided in Technical Memorandum # SW-1, Source Water and Receiving Water Analysis, July 2, 2010 (see Appendix C in Exhibit E). The Haverstraw Water Supply 1
2006 Rate Order:
http://documents.dps.state.ny.us/public/MatterManagement/CaseMaster.aspx?MatterSeq=22633 http://documents.dps.state.ny.us/public/MatterManagement/CaseMaster.aspx?MatterSeq=22997 2010 Rate Order:
http://documents.dps.state.ny.us/public/MatterManagement/CaseMaster.aspx?MatterCaseNo=09-W-0731)
B-1
Project is proposed in order to meet the long-term water supply needs in the service area. The Proposed Project would not result in any change to UWNY service area.
(c) Watershed Map. A map showing the affected watershed, including the location of the proposed water treatment plant facilities, is provided as Figure D-9 in Exhibit D.
(d) Profiles. Preliminary plans of the proposed facilities will be included in the 50% Design Report expected to be provided in February 2012. Final design of the proposed facilities is subject to the approval of the New York State Department of Health (NYSDOH) and will be provided when submitted to the NYSDOH.
(e) Contract Plans and Specifications. Preliminary plans of the proposed facilities will be included in the 50% Design Report expected to be provided in February 2012. Final design of the proposed facilities is subject to the approval of the NYSDOH and will be provided when submitted to the NYSDOH.
(f) . Exhibit E.
(g) Acquisition Map. The Proposed Project requires acquisition of the following parcels:
- Water Treatment Plant Site Consists of portions of four tax parcels currently owned by the Town of Haverstraw (tax parcel numbers 20.16 1, 20.16-2-2.1, 20.16-2-2.2, 20.16-2-5) and the entirety of a privately owned parcel (tax parcel number 20.16-2-6). See Figure D-5a in Exhibit D.
- Intake Site Upland areas consist of acquisition of a portion of one tax parcel currently owned by U.S. Gypsum (USG) (tax parcel number 21.09-2-1) and an access easement providing connection to Beach Road. The intake pipe requires easements within underwater lands in the Hudson River, including: 1 21.09-2-1; 2 Water Grant area; and 3) additional underwater lands under the jurisdiction of the New York State Office of General Services (NYSOGS).
See Figure D-5b in Exhibit D. An application for acquisition of a real property interest in lands underwater has been filed with the NYSOGS on October 31, 2008.
(h) Cost Estimate. Table 1 below provides a preliminary cost estimate for the proposed project. Further cost estimates will be prepared and will be provided when submitted to the NYSDOH.
B-2 Revised December 2011
Table 1 Cost Estimate by Project Phase Cost Phase 1 Phase 2 Phase 3 Total Capital Costs (millions) $97.2 to $144.8 $16.7 to $16.9 $25.2to $27.8 $139.2 to $189.3 Note: All amounts are shown as 2010 dollars.
(i) Water Analysis. Review of Hudson River water quality data collected for the Proposed Project in the vicinity of the proposed location intake structure indicates that the quality of the Hudson River makes it a suitable source of drinking water with treatment. The results of numerical hydrodynamic modeling conducted for the Proposed Project indicate that point and non-point discharges to the Hudson River within a 25-mile radius of the intake structure would not adversely affect the suitability of the Hudson River as a water supply source. Similarly, the results of modeling withdrawal of Hudson River water at the intake structure, discharge of reverse osmosis (RO) concentrate through the Joint Regional Sewage Treatment Plant (JRSTP) effluent outfall, and the discharge of other residual waste streams to the JRSTP for treatment and, ultimately, for discharge to the Hudson River would not adversely affect the quality of the Hudson River water. Detailed water quality information, including historical Hudson River water quality data (2007 2008) and raw water quality data collected as part of the Haverstraw Water Supply Project Pilot Study operations (Exhibit E, Appendix B).
(j) Treatment Methods. The water drawn from the Hudson River would be subjected to a rigorous multi-step treatment process to ensure that it meets all applicable health standards and is compatible with the other water in UWNY County system. This would provide multiple barriers for removing various water quality parameters of concern, to allow the finished water to meet or exceed all applicable drinking water standards. The potential water treatment process that may be used at the water treatment plant, based on conceptual designs, would include the following (see also Exhibit C.1):
- Pretreatment for solids removal
- Filtration
- RO
- Removal of organic contaminants
- Post-treatment
- Finished water storage and pumping The proposed treatment process would remove various contaminants from the raw water so that the finished water delivered to the distribution system will meet or exceed all safe drinking water standards (or MCLs) for contaminants of concern, including PCBs, radionuclides, and pesticides.
B-3
(k) Project Justification:
(1) The need for and the reasons why the proposed source was selected among alternative supplies which are or may become available.
The purpose and need for the project are described in Exhibit C.2. As noted in that exhibit, the water demand in UWNY service area is projected to grow as population in the service area grows, and in the long-term, an additional water supply source will be needed to meet demand and to continue to provide water for fire-fighting and other public safety needs. To address the need for increased supply beyond 2015, the 2006 and 2010 Rate Orders require UWNY to implement a long-term water supply project that it will build and operate and set forth milestone commitments related to planning, analysis, permits, and construction of that long-term water supply project so that it will be in service by the end of 2015.
An extensive review of potential alternatives to the Proposed Project was conducted, including but not limited to: a reservoir alternative (the Ambrey Pond Reservoir alternative); operational alternatives (such as alternative water system management or enhanced water conservation); surface water storage alternatives (such as increased storage at Lake DeForest); other water supply and storage alternatives (such as wastewater reuse); and various project design alternatives (such as alternatives sites for the intake facility or alternative energy sources). The analysis concludes that on an individual basis, most of the alternatives examined are either impractical or insufficient to provide a long-mgd and, therefore, individually do not meet the purpose and need for the project and are not viable alternatives to the Proposed Project. A combination or composite of more than one alternative would be less efficient, inherently more energy-intensive, more costly, and more prone to disruption and repair. A combination of alternatives would also require substantially more management by United Water to oversee both construction and operations of these multiple systems.
Other alternatives, such as the Ambrey Pond Reservoir Alternative and the Wastewater Reuse Alternative, could achieve a safe yield increase similar to the Proposed Project but would have higher costs than the Proposed Project and would have a greater impact on ratepayers and consumers in the United Water service area.
The Proposed Project represents a sustainable, cost-effective water supply source that will improve the reliability of the water supply system and meet B-4
the long-term needs for water in Rockland County. A review of alternatives to the Proposed Project demonstrates that the proposed Haverstraw Water Supply Project is the alternative that best meets the need for the project as well as the goals outlined below:
Reliable Supply: The new long-term water supply project must improve the reliability of the water supply system while meeting future demands by introducing a supply that is less dependent on localized precipitation conditions. The Northeast U.S. experiences a short-term drought (i.e., a drought with a duration of one to three months) every one to three years on average, and experiences longer droughts (i.e., greater than three months) once every 20 to 30 years.
The long-term water supply project should be developed to be responsive to the occurrence of drought events and the potential effects of climate change on the frequency and severity of droughts and storm events. The Haverstraw Water Supply Project would improve the reliability of the water supply system while meeting future demands for water by providing a supply of water that is less dependent on climate conditions. Rockland County is currently served by groundwater supplies and reservoirs. Including a drought-tolerant river source adds to the diversity of the water supply portfolio and provides greater flexibility in managing the system.
Cost-Effectiveness: As a public utility, UWNY has a responsibility to its customers (i.e., the rate-payers) to develop a cost-effective project to address the need for a new water supply source. Costs to be considered include initial capital expenditures associated with construction of the project and ongoing operations and maintenance costs once the project is complete. To benefit from economies of scale gained by capital investment in, and operation and maintenance of, a single project, the long-term water supply project will most likely be most cost-effective if implemented as a single project, rather a combination of capital projects. The Haverstraw Water Supply Project has been identified as the most cost-effective of the alternatives available to UWNY for the long-term water supply project.
Ability to be Implemented in Stages: To meet future demands for water supply as they develop over time, and thereby minimize unnecessary capital costs to the ratepayers as well as unnecessary environmental effects, the long-term water supply project should have the ability to be implemented in stages. Designing, permitting, and constructing a water supply project is a costly, time-consuming, and resource-intensive undertaking. Prudent planning compels a water supplier to, when possible, undertake projects that can be expanded efficiently and cost effectively in stages as need arises. The proposed B-5 Revised December 2011
Haverstraw Water Supply Project would be built in phases to correspond with future growth in water demand.
Avoid and Minimize Environmental Impacts: Consistent with the particularly the State Environmental Quality Review Act, a key goal for the long-term water supply project is to avoid and minimize the potential environmental impacts of the Proposed Project to the maximum extent practicable given the other goals and objectives for the Proposed Project and the capabilities of the Project sponsor. This includes environmental impacts that would potentially occur as a consequence of both the construction and operation of the Proposed Project. The Haverstraw Water Supply Project has been identified as the project that best meets the goal of mitigating environmental impacts.
(2) The provision of proper and safe construction of all phases of the project.
The proposed construction and operation of the Proposed Project would follow all applicable health and safety standards, including federal Occupational Safety and Health Administration (OSHA) regulations. A construction Health and Safety Plan (HASP) would be prepared and implemented to address potential issues related to any potential contamination of soil and groundwater near the Project Sites. A Stormwater Pollution Prevention Plan (SWPPP) would be implemented to minimize potential construction impacts on water resources.
(3) The provision of adequate protection of the water supply and watershed from contamination. As mentioned above, during construction, a SWPPP would be implemented to minimize potential construction impacts on water resources (including the Hudson River and Minisceongo Creek).
The numerical hydrodynamic modeling conducted of the Hudson River for the Proposed Project indicates withdrawal of Hudson River water at the intake structure, discharge of RO concentrate through the JRSTP effluent outfall, and the discharge of other residual waste streams to the JRSTP for treatment and, ultimately, for discharge to the Hudson River would not adversely affect the quality of the Hudson River water.
The Proposed Project Exhibit C.1) would include continuous water quality monitoring and multiple treatment methods to address potential contaminants that may be present in the water.
(4) The proper treatment of the water supply. The water supply would be treated to meet or be better than drinking water standards established by the B-6
United States Environmental Protection Agency and the NYSDOH. See J: Treatment Methods (5) The adequacy of the water supply to meet the demands of the service area.
To plan for the future, UWNY regularly undertakes an assessment of future water demands. As part of the proceeding in the 2006 Rate Case, a forecast of future water demands was undertaken to determine the level of future investment in water supply infrastructure required. An alternative water demand forecast was conducted in 2010, using future population projections prepared by Rockland County, to confirm the conclusions of the 2006 forecast. These forecasts both demonstrate the need for a long-term water supply project. Utilization of the Hudson River as a water supply source would allow for an increase of the safe yield of the UWNY Rockland County water supply system by 7.5 mgd to accommodate future growth with an adequate margin of safety through the year 2015 or beyond.
Including a drought-tolerant river source adds to the diversity of the water supply portfolio and provides greater flexibility in managing the system.
The Proposed Project would improve the reliability of the water supply system while meeting future demands for water by providing a supply of water that is less dependent on climate conditions.
(6) The proposed project is just and equitable to other municipalities or civil divisions of the state. The proposed project would not deny a water supply to any municipality or other water purveyor.
(7) Proposed method to determine and provide proper compensation for any direct or indirect legal damages to persons or property that may result from the acquisition of any lands in connection with the project. Property required for the Proposed Project is expected to be acquired by mutual agreement, without the need for the use of eminent domain. No direct or indirect damage to persons or property is anticipated as a result of the Proposed Project.
B-7
Section 3 Section 3 Exhibit C: Project Description and Project Purpose
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Public Water Supply Permit Application (6 NYCRR Part 601)
Proposed Haverstraw Water Supply Project EXHIBIT C.1 DESCRIPTION OF PROJECT AND WATER TREATMENT PROCESS The proposed Haverstraw Water Supply Project (the Proposed Project) entails the construction and operation of a water intake, intake pumping station, water treatment plant, and transmission and distribution mains, to be located in the Town of Haverstraw, Rockland County, New York (see Figures D-4, D-5a, and D-5b in Exhibit D). The Proposed Project would draw and treat water from the Hudson River and deliver up to 7.5 million gallons per day (mgd) of potable water to the existing United Water New York Inc. (UWNY) distribution system serving Rockland County. The Proposed Project would allow UWNY to increase the capacity of its water supply system to meet the projected ability to continue to provide water for the county, including providing adequate quantity, quality, and water pressure to meet the projected future demands for county residents, businesses, and firefighting capabilities.
The Proposed Project would draw water through an intake structure located in Haverstraw Bay in the Hudson River, through an intake pumping station to a water treatment plant via a raw water transmission main. At the water treatment plant, water would be treated to remove impurities, including salinity. The potable water would be transmitted from the plant via new underground water transmission mains that would connect to UWNY Wastewater generated by the water treatment process would be transmitted to the Haverstraw Joint Regional Sewage Treatment Plant (JRSTP). Wastewater from the Proposed P osmosis pipe to create a physical tie-in.
The Proposed Project would be implemented in three separate phases, to meet growth in water demand as Roc When the facility opens for operation in 2015, it would initially treat and deliver up to 2.5 mgd of potable water. As meet that demand, with the ultimate capacity at 7.5 mgd. As described in Exhibit C.2, population forecasts prepared by planning agencies and independent institutions.
PROJECT SITES follows:
C.1-1
Intake Site: This approximately one-acre parcel (as well as additional land underwater) located on the south side of Beach Road along the Hudson River would house the intake pumping station that would pump water from the river. The site, currently owned by the U.S. Gypsum Company (USG), is vacant land used for off-season boat storage by the Haverstraw Marina and is adjacent to the enclosed conveyor that is used by USG to move supplies from barges that dock at a USG pier in the Hudson River.
Hudson River: Water would be withdrawn from the Hudson River through an intake system (described below). It is anticipated that the water intake pipeline would extend from the shoreline of the Intake Site approximately 900 feet into the Hudson River offshore of the Intake Site. The pipeline would be installed in a tunnel buried below the river bottom.
Water Treatment Plant Site: This 15.38-acre vacant site located to the west and south of the closed Town of Haverstraw Landfill would house the water treatment plant. Most of the Water Treatment Plant Site (the northern portion) is a reclaimed area located within the boundary of the now-closed Haverstraw Landfill, and is owned by the Town of Haverstraw. The southern portion of the Site is a privately owned vacant parcel currently owned by DSB Realty Associates, LLC.
Raw Water Transmission Main:
River by the intake pumping station would be transmitted to the water treatment plant site via an underground raw water transmission main. The proposed route is located primarily beneath Beach Road in the public right-of-way, as shown in Figure D-5a in Exhibit D.
Potable Water Distribution Mains: Potable water from the water treatment plant would be transmitted to existing mains in UWNY connections from the water treatment plant. Currently, several possible connection routes are being considered for these mains, as shown in Figure D-6 in Exhibit D.
WATER TREATMENT FACILITIES AND PROCESSES RAW WATER INTAKE SYSTEM Raw water to be supplied to the new Water Treatment Plant would be pumped from the Hudson River through an intake system consisting of an intake structure in the Hudson River, approximately 900 feet from the shoreline, an intake pipeline from the structure to the shore, and intake pumping station on the Intake Site. The intake pumping station would consist of a single building, approximately 3,000 square feet in size, which would house the pumps, electrical and mechanical systems, air compressors, and other equipment.
The intake system would be designed to minimize adverse effects to aquatic resources in the Hudson River. The intake in the river would use five 36-inch cylindrical-shaped wedge-wire screens with a small slot size (0.5-millimiter), which would minimize potential adverse effects to aquatic resources related to potential impingement (in which aquatic resources are pulled against the screen) or entrainment (in which they are drawn into the intake). The intake system would be supported on deep foundations (piles) that C.1-2 Revised December 2011
would extend to bedrock an estimated 180 to 200 feet below the river mudline). The intake screens would be located a minimum of four feet above the river bottom while the top of the screens would be approximately 7.36 feet below the water surface at mean low low water (MLLW). An air cleaning system would be used to periodically clean the intake screens of debris and to prevent biofouling, and a chemical cleaning system would be used to clean the interior of the raw water intake line. Beneath the river bottom, a 7-foot diameter raw water intake sleeve would house the intake water pipe, air supply lines for the air cleaning system, and small-diameter chemical cleaning supply lines for the chemical cleaning system that would be used to clean the inside of the pipes. The air cleaning system would consist of an air compressor and compressed air receiver at the Intake Site, and five 6-inch air supply lines within the intake sleeve. The chemical piping would be contained within a carrier pipe within the pipe casing that also houses the raw water intake pipe. Chemicals in the piping would not be able to leak into the river.
The water intake system would be operated to draw high quality water from the river each day. To produce 7.5 mgd of treated water, a maximum volume of 10 million gallons would be withdrawn from the Hudson River during a 24-hour period. It would be pumped from the intake pumping station into raw water storage tanks at the water treatment plant, from which it would be drawn for treatment.
The raw water transmission main would transmit the raw water to the Water Treatment Plant Site via a new 30-inch-diameter raw water transmission force main buried primarily beneath public streets.
WATER QUALITY MONITORING At the intake pumping station, water quality would be continuously monitored to detect any significant change in-river water quality that could affect finished water quality before it is processed at the water treatment plant. In the event that potential contamination events occur, the water quality monitoring would allow maximum response time from the point the water is withdrawn from the river to when it enters the treatment process. The system would be tied to UWNY and Data Acquisition (SCADA) system (discussed below) to allow remote, real-time monitoring by the water treatment plant operators. When a potential contamination event is identified, the possible responses that may be taken can include confirmatory and more frequent water quality sampling and laboratory analysis; adjustment to process operating conditions to mitigate potential upsets; and temporary shutdown of the intake pumping station until the anomalous condition dissipates or until such time that the river water quality is determined to be acceptable.
WATER TREATMENT PROCESS At the Water Treatment Plant Site, the water treatment plant would consist of an integrated series of interconnected buildings sized to house the water treatment equipment, as well as storage tanks, potable water reservoirs, pumps, and chlorine basins.
C.1-3 Revised December 2011
The water drawn from the Hudson River would be subjected to a rigorous multi-step treatment process to ensure that it meets all applicable health standards and is compatible with the other water in UWNY This would provide multiple barriers for removing various water quality parameters of concern, to allow the finished water to meet or exceed all applicable drinking water standards. The potential water treatment process that may be used at the water treatment plant, based on conceptual designs, would include the following:
Pretreatment for solids removal: Pretreatment consists of a combination of processes to remove particles that are suspended in the water (i.e., turbidity).
Chemicals are added in this step to maximize the removal of suspended and colloidal particulates in addition to certain dissolved inorganics. Powdered activated carbon (PAC) may be added during pretreatment to improve removals of dissolved organics through adsorption.
Filtration: Following pretreatment, the filtration process (currently proposed to use microfiltration/ultrafiltration [MF/UF]) would remove the remaining particulate matter and provide a barrier to bacteria and viruses.
Reverse Osmosis (RO): Following filtration, the process water would be free of suspended solids, at which point it would be subject to a RO treatment system that would force water under high pressure through semi-permeable membranes to remove dissolved solids, such as salts, from the filtered water as required based on the raw water salinity.
Removal of Organic Contaminants: The treatment process currently includes the use of PAC. In the future it is possible that after pre-treatment and RO processing, the water would be re-filtered by passing it through a granular activated carbon (GAC) unit to remove organic contaminants. If GAC is added to the treatment system, it would replace the use of PAC.
Post-treatment: This final step would stabilize the water and provide for disinfection.
Finished Water Storage and Pumping: Finished (treated or potable) water would flow to the above-grade finished water storage reservoirs where a corrosion inhibitor is added prior to the water being pumped through new potable water main connections. Potable water distribution mains would extend from the new water treatment plant to connect to existing UWNY distribution water mains. At this time, several options for the potable water main routes are under consideration.
RESIDUALS PROCESSING The water treatment process would produce several waste products (residuals). The main residual streams that would need to be disposed include wastewater created during the water treatment process; solids removed during the water treatment process; and the RO concentrate produced by the RO membrane process.
C.1-4
A number of the treatment trains used in the water treatment process would produce wastewater. Most of this would be recycled to the head of the water treatment plant for re-use in the water treatment process. Some wastewater, including flows from clean-in-place (CIP) maintenance procedures and other cleaning procedures (backwashing and rinsing of equipment) would be sent to the JRSTP, which is adjacent to the Water Treatment Plant Site, via the existing sanitary sewer. The wastewater from the water treatment process would be sent to the head of the JRSTP for treatment. UWNY would obtain an Industrial Wastewater Discharge Permit for the Proposed Project from the Joint Regional Sewage Board for this waste.
Solids removed by the pretreatment and MF/UF processes would be in the form of a liquid sludge. The sludge would be thickened in sludge thickeners and dewatered in belt filter press units at the water treatment plant. The resulting dewatered sludge, or sludge
-site facility, similar to sludge from the other water treatment plants UWNY operates in Rockland County. Alternatively, the thickened sludge from the water treatment process could instead be conveyed to the treatment process.
The concentrate generated by the RO process (RO concentrate, or brine) would be sent by force main to the JRSTP, where it would be discharged to the Hudson River through the JRSTP outfall. In this way, the high salinity in the RO concentrate would be mixed with the greater volumes of non-saline effluent being discharged to the river.
IMPROVEMENTS TO THE JRSTP For the water treatment plant RO concentrate to be blended with the JRSTP effluent, facility modifications would be required; specifically new facilities to make the physical tie-in at the outfall.
the existing solids dewatering equipment at the JRSTP would need to be replaced or upgraded with a technology of sufficient capacity to dewater the combined volume of JRSTP and water treatment plant sludges.
SUPERVISORY CONTROL AND DATA ACQUISITION (SCADA) SYSTEM The Proposed Project would be designed with a SCADA system that would be part of the larger UWNY Rockland County water supply SCADA system. SCADA systems collect data from instrumentation and control panels and send the data to central locations where it is monitored and managed.
C.1-5
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C.2.2 PROJECT HISTORY As early as the 1960s, the Spring Valley Water Company (the predecessor to UWNY) identified the need for a new source of drinking water to meet the projected future demands for water in Rockland County. At that time, development of a surface water reservoir was identified as the most reasonable approach to meeting this projected demand. A new 2-billion-gallon reservoir, known as the Ambrey Pond Reservoir, was planned and designed for a location in the Town of Stony Point. A Final Environmental Impact Statement (FEIS) assessing the impacts of the Ambrey Pond Reservoir was completed in accordance with the New York State Environmental Quality Review Act (SEQRA), and in 1987, the New York State Department of Environmental Conservation (NYSDEC) conditionally approved the water supply application of the Spring Valley Water Company for the truction permits to be issued only when demands on the water system reached a designated level. As set forth in the 1987 Findings Determination of the NYSDEC Commissioner for the Ambrey Pond Reservoir, the water use trigger for the construction of Ambrey Pond was an average demand for two consecutive years that exceeded 27.9 mgd.
reservoir project was opposed by the County of Rockland, the Town of Stony Point, and numerous non-governmental organizations. The concerns cited by opponents included the need for the project; its cost; its impact on fisheries, wetlands, and marshes; the trigger mechanism that would activate the conditional approval; and the potential seismic risks associated with constructing approval of the project was challenged in court but ultimately upheld by the Supreme Court of New York, Appellate Division, Third Department in 1988.
Since 1988, UWNY has continued to study the Ambrey Pond Reservoir and over the years has purchased almost all the land that would be necessary to construct the reservoir. At the same time, given the level of investment required to develop a major new water source and the financial impact such an investment might have on the ratepayers, UWNY undertook a number of measures that were successful in delaying the need for the reservoir. These included implementation of a water conservation program (described in detail later in this exhibit and in Exhibit A), implementation of a summer-winter rate structure that also led to conservation, a series of short-term water supply improvements, and the addition of the Ramapo Valley Well Field to the UWNY supply system. As discussed in greater detail below, UWNY now practice conservation and are prudent in their use of water, and additional conservation measures will not be feasible as a means to avoid the need for a long-term water supply project.
At this time, UWNY is proposing the Haverstraw Water Supply Project because with 30 years of technological advancements in water treatment technology, the Haverstraw Water Supply Project is a more reliable and more financially and environmentally prudent project than the Ambrey Pond project.
2006 RATE ORDER AND JOINT PROPOSAL On December 14, 2006, the PSC issued an Order concluding two rate cases initiated by UWNY and a sister company, United Water South County. These two rate cases, Case 06-W-0131 and 06-W-1244, were consolidated and considered as one by the PSC (referred to in this chapter as C.2-2 Revised December 2011
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Using the Rule Curve, WSA 2189 specifies the amount of water that must be released from Lake DeForest and the additional amount that may be released, which varies throughout the year depending on the amount of water present in Lake DeForest and on the amount of water present in the three downstream reservoirs. The permit conditions are as follows:
A. If the Lake DeForest storage is below the Rule Curve at any time of the year, release from Lake DeForest shall be made to maintain a daily average flow of 9.75 mgd in the stream immediately above the intake works of the Village of Nyack.
B. If the Lake DeForest storage is above the Rule Curve at any time of the year:
- 1. When the total storage in the three downstream water supply reservoirs (Lake Tappan, Woodcliff Lake and Oradell Reservoir with a total combined available storage capacity of 7.74 billion gallons) is more than 50 percent of their capacity, or 3.87 billion gallons, release from Lake DeForest shall be made to maintain a daily average flow of 9.75 mgd in the stream immediately above the intake works of the Village of Nyack.
- 2. When the total storage in the three downstream reservoirs is less than 50 percent of their capacity and at a higher percentage storage than the percentage storage in Lake DeForest, a larger release may be made to maintain a monthly average flow of up to 15 mgd in the stream immediately below the intake works of the Village of Nyack.
- 3. When the total storage in the three downstream reservoirs is less than 50 percent of their capacity and at a lower percentage than the percentage storage in Lake DeForest, a larger release may be made to maintain a monthly average flow of up to 25 mgd in the stream immediately below the intake works of the Village of Nyack.
These permit conditions establish a minimum release for downstream users of 9.75 mgd and provide for increased releases when Lake DeForest has adequate water (and therefore it is above the Rule Curve) and the downstream reservoirs are less than half full. Consistent with these permit conditions, and in consultation with the various stakeholders, UWNY routinely releases water from the Lake DeForest Dam to the Hackensack River. At times when water is spilling over the dam, United Water closes the release valve at the dam since the water that spills over the dam, or a combination of the spilling water and a reduced amount of water released, is enough to satisfy the minimum flow requirements in the Hackensack River.
As noted above, WSA 2189 requires that in Lake DeForest is forever reserved for the needs of the inhabitants of Rockland County. To preserve the safe yield in the reservoir (which is 10 mgd for Rockland County) in case of drought conditions, UWNY operates Lake DeForest to provide an annual average of 10 mgd for Rockland County customers from Lake DeForest. A higher flow can be withdrawn from the reservoir during peak summer months, but flow must be reduced at other times of the year to maintain a total average that meets the annual average requirement. For example, in 2005, when summer demand required Lake DeForest production levels of approximately 20 mgd, the flow was reduced to 7 mgd in October and November and 5 mgd in December to limit the annual average production to 10 mgd.
The Lake DeForest Water Treatment Plant is operated subject to an approval from NYSDOH, issued in 2003 (Log No. 16321, CWS NY4303673), which limits daily intake of raw water to the treatment plant to 20.8 mgd, with a maximum daily production of up to 20 mgd, and the running annual average intake of raw water to 10 mgd.
C.2-8 Revised December 2011
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7EJI =MIPH SJ 6EQETS :EPPI] ;IPP *MIPH 9;2= LEW FIIR EFPI XS VIPMEFP] I\XVEGX ER ERRYEP EZIVEKI SJ EFSYX QKH JVSQ XLI 6EQETS
- EPPI] ;IPP *MIPH [LIR MX GER FI STIVEXIH ,S[IZIV EW HIWGVMFIH MR XLI HMWGYWWMSR SJ TIVQMX GSRHMXMSRW FIPS[ HYVMRK TIVMSHW SJ PS[ JPS[ MR XLI 6EQETS 6MZIV XLI [IPP JMIPH MW RSX EW TVSHYGXMZI ERHSV GERRSX FI STIVEXIH FIGEYWI SJ PMQMXEXMSRW WIX F] MXW [EXIV WYTTP] TIVQMX JVSQ 2=7()' [LMGL VIUYMVIW E QMRMQYQ TEWWMRK JPS[ MR XLI VMZIV MQQIHMEXIP] HS[RWXVIEQ SJ XLI
[IPP JMIPH (YVMRK TIEO WYQQIV GSRHMXMSRW [LIR 6EQETS 6MZIV JPS[W EVI PS[ XLI WYWXEMREFPI
[MXLHVE[EP VEXI JVSQ XLI 6EQETS :EPPI] ;IPP *MIPH MW EFSYX QKH SR EZIVEKI
8LMW WYWXEMREFPI VEXI MW TSWWMFPI FIGEYWI SJ XLI EYKQIRXEXMSR SJ VMZIV JPS[ F] VIPIEWIW JVSQ 4SXEOI 4SRH 4VMSV XS 9;2= LEH E PIEWI EKVIIQIRX XS XEOI [EXIV JVSQ 4SXEOI 4SRH ERH ERSXLIV RIEVF] [EXIV FSH] 'VERFIVV] 4SRH XS EYKQIRX JPS[ MR XLI 6EQETS 6MZIV -R
9;2= TYVGLEWIH 4SXEOI 4SRH GSRWXVYGXIH E TMTIPMRI JVSQ XLI TSRH XS 2EOSQE &VSSO E XVMFYXEV] SJ XLI 6EQETS 6MZIV ERH GSRWSPMHEXIH XLI [EXIV WYTTP] TIVQMX XS [MXLHVE[
QMPPMSR KEPPSRW JVSQ FSXL [EXIV FSHMIW XLVSYKL 4SXEOI 4SRH [LMGL LEW E XSXEP ZSPYQI SJ ETTVS\MQEXIP] QMPPMSR KEPPSRW
4IVQMX 'SRHMXMSRW JSV 6EQETS :EPPI] ;IPP *MIPH
- MXLHVE[EP SJ [EXIV JVSQ XLI 6EQETS
- EPPI] ;IPP *MIPH MW KSZIVRIH F] 2=7()' [EXIV WYTTP]
TIVQMX ;7% [LMGL [EW MWWYIH MR E 1SHMJ]MRK (IGMWMSR JSV XLMW TIVQMX [EW MWWYIH MR 8LI TIVQMX [EW HIZIPSTIH MR EGGSVHERGI [MXL XIVQW SJ WXMTYPEXMSRW [MXL XLI :MPPEKI SJ
,MPPFYVR ERH [MXL XLI 2I[ .IVWI] (ITEVXQIRX SJ )RZMVSRQIRXEP 4VSXIGXMSR 8LI TIVQMX GSRHMXMSRW EVI MRXIRHIH XS QEMRXEMR XLI IGSPSKMGEP LIEPXL SJ XLI 6EQETS 6MZIV ERH XLI VMTEVMER VMKLXW SJ HS[RWXVIEQ GSQQYRMXMIW MRGPYHMRK XLI :MPPEKI SJ 7YJJIVR ERH GSQQYRMXMIW MR 2I[
.IVWI] XLEX EPWS YWI XLI 6EQETS 6MZIV JSV HVMROMRK [EXIV SV SXLIV TYVTSWIW
- 7% TIVQMXW E XSXEP SJ QKH XS FI [MXLHVE[R JVSQ XLI 6EQETS
- EPPI] ;IPP *MIPH SR ER] KMZIR HE] FYX XLI XSXEP EQSYRX SJ [EXIV TYQTIH MR ER] KMZIR QSRXL QE] RSX I\GIIH ER EZIVEKI SJ QKH JSV XLEX QSRXL 8LEX GSRHMXMSR MW TIVQMXXIH EW PSRK EW JPS[ MR XLI 6EQETS 6MZIV EX E 97 +ISPSKMGEP 7IVZMGI 97+7 KEYKI HS[RWXVIEQ SJ XLI [IPP JMIPH MR 7YJJIVR MW KVIEXIV XLER QKH ;LIR JPS[ MR XLI VMZIV MW PIWW XLER QKH EX XLI 7YJJIVR KEYKI TIVQMXXIH
[MXLHVE[EPW EVI PS[IV
QKH QE\MQYQ [MXLHVE[EP SJ XS QKH MW TIVQMXXIH
'SRHMXMSR ( SJ ;7% WXEXIW w8LI XSXEP ZSPYQI SJ [EXIV TYQTIH JVSQ ER] GSQFMREXMSR SJ XLI
6EQETS :EPPI] [IPPW WLEPP RSX I\GIIH QMPPMSR KEPPSRW TIV HE] SR ER] KMZIR HE] ERH XLI XSXEP EQSYRX SJ [EXIV TYQTIH MR ER] GEPIRHEV QSRXL WLEPP RSX I\GIIH XLI JMKYVI SFXEMRIH F] QYPXMTP]MRK XLI RYQFIVSJHE]WMRXLEXQSRXLF]EREZIVEKITYQTMRKVEXISJQMPPMSRKEPPSRWTIVHE]x
- LIR XLI 6EQETS
- EPPI] ;IPP *MIPH MW RSX STIVEXMRK XLI TIVQMX HSIW RSX VIUYMVI 9;2= XS QEMRXEMR E QMRMQYQ JPS[ MR XLI 6EQETS 6MZIV
'
8LI 1SHMJ]MRK (IGMWMSR XS ;7% EHHIH E RI[ GSRHMXMSR VIUYMVMRK E HIXEMPIH JIEWMFMPMX] WXYH] SJ EPXIVREXMZI GSVVIGXMZI QIEWYVIW RIIHIH XS IRWYVI XLEX XLI 6EQETS :EPPI]
- IPP *MIPH GER FI YWIH QSWX SJ XLI XMQI XS MRGVIEWI XLI VIPMEFMPMX] SJ XLI [IPP JMIPH 8LI GSRHMXMSR VIUYMVIH XLEX WTIGMEP IQTLEWMW FI TPEGIH SR XLI EPXIVREXMZI SJ PS[ JPS[ EYKQIRXEXMSR JVSQ YTWXVIEQ PEOIW SV VIWIVZSMVW
8LI YWI SJ 4SXEOI 4SRH [EW HIZIPSTIH MR VIWTSRWI XS XLI 1SHMJ]MRK (IGMWMSR 9WI SJ 4SXEOI 4SRH [EW EPPS[IH F] 2=7()' TIVQMX 2S MWWYIH MR ERH PEXIV QSHMJMIH F] ;7% MWWYIH MR ;7% TIVQMXW VIPIEWI SJ [EXIV JVSQ 4SXEOI 4SRH JSV EYKQIRXEXMSR SJ XLI 6EQETS 6MZIV EX E VEXI SJ QKH SV PIWW TIV HE] [MXL QE\MQYQ HVE[HS[R RSX XS I\GIIH YWEKI SJ XLI YTTIV JIIX SJ XLI TSRH QMPPMSR KEPPSRW 8LIWI VIPIEWIW WLEPP SGGYV SRP] [LIR RIGIWWEV] ERH IJJIGXMZI MR IREFPMRK YWI SJ XLI 6EQETS :EPPI]
- IPP *MIPH F] VEMWMRK XLI JPS[ SJ XLI 6EQETS 6MZIV XS EX PIEWX QKH [LIR QIEWYVIH EX XLI 7YJJIVR KEYKI 8LMW TIVQMX HSIW RSX VIUYMVI E QMRMQYQ VIPIEWI XS E [EXIV FSH] HS[RWXVIEQ SJ 4SXEOI ERH 'VERFIVV] 4SRHW
6IPMEFMPMX] SJ 6EQETS :EPPI] ;IPP *MIPH
&IGEYWISJXLI[IPPJMIPHvWGSRRIGXMSRXSXLI6EQETS6MZIVERHMXWTIVQMXVIWXVMGXMSRWXSTVSXIGX
JPS[W MR XLI VMZIV TYQTMRK JVSQ XLI 6EQETS :EPPI] ;IPP *MIPH GER FI YREZEMPEFPI [LIR TVIGMTMXEXMSR MW PS[ 8LMW X]TMGEPP] SGGYVW HYVMRK PEXI WYQQIV ERH JEPP FYX MX GSYPH EPWS SGGYV HYVMRK SXLIV WIEWSRW MR XLI IZIRX SJ E HVSYKLX %W HMWGYWWIH PEXIV MR XLMW GLETXIV XLI WYQQIV WIEWSR MW XLI TIVMSH [LIR [EXIV HIQERH MR 6SGOPERH 'SYRX] MW XLI KVIEXIWX WS XLMW PMQMXEXMSR XS SRISJXLIOI]GSQTSRIRXWSJXLI[EXIVWYTTP]W]WXIQEHZIVWIP]EJJIGXWXLIW]WXIQvWVIPMEFMPMX]
[LIR MX MW QSWX RIIHIH
7=78)1 ;)007
-R EHHMXMSR XS XLI 6EQETS :EPPI] ;IPP *MIPH 9;2= EPWS STIVEXIW SXLIV [IPPW XLVSYKLSYX 6SGOPERH 'SYRX] XLEX XSKIXLIV TVSZMHI ETTVS\MQEXIP] TIVGIRX SJ 9;2=vW [EXIV WYTTP]
8LIWI W]WXIQ [IPPW MRGPYHI HIIT FIHVSGO [IPPW TVMQEVMP] PSGEXIH MR XLI WSYXLIVR LEPJ SJ 6SGOPERH 'SYRX] MR XLI 8S[RW SJ 6EQETS 'PEVOWXS[R ERH 3VERKIXS[R ERH WLEPPS[ [IPPW MR KPEGMEP WERH ERH KVEZIP SZIVFYVHIR PSGEXIH RIEV XLI 1EL[EL 6MZIV 1MRMWGISRKS 'VIIO ERH 7TEVOMPP 'VIIO
- EXIV JVSQ XLI W]WXIQ [IPPW MW TYQTIH XS XLI WYVJEGI ERH GSPPIGXIH EX [EXIV WXSVEKI XEROW XLVSYKLSYX 6SGOPERH 'SYRX] ;EXIV JVSQ XLI [IPPW MW XVIEXIH [MXL WSHMYQ L]TSGLPSVMXI MI
GLPSVMRI ERHSV SXLIV GSQQSRP] YWIH [EXIV XVIEXQIRX GLIQMGEPW 7SQI SJ XLI [IPPW MRGPYHI wEMV WXVMTTIVWxXSXVIEXKVSYRH[EXIVGSRXEQMREXMSRVIWYPXMRKJVSQKEWSPMRIHV]GPIERMRKWSPZIRXWERH
SXLIV ZSPEXMPI SVKERMG GSQTSYRHW ;IPPW EVI WYWGITXMFPI XS GSRXEQMREXMSR JVSQ WYVVSYRHMRK HIZIPSTQIRX ERH E WQEPP RYQFIV SJ [IPPW MR EHHMXMSR XS XLI EGXMZI [IPPW EVI RSX MR YWI FIGEYWI XLIMV ]MIPH MW PS[ ERH XLIMV [EXIV LEW FIGSQI GSRXEQMREXIH
7EJI =MIPH SJ 7]WXIQ ;IPPW
%W RSXIH EFSZI XLI GSRGITX SJ WEJI ]MIPH MW HMJJMGYPX XS ETTP] XS KVSYRH[EXIV VIWSYVGIW 8LI XSXEP GETEGMX] SJ XLI [IPPW MW HIXIVQMRIH F] XLI GETEGMX] SJ XLIMV TYQTW ERH F] XLI KVSYRH[EXIV GSRHMXMSRW EX XLI [IPP 7SQI SJ 9;2=vW W]WXIQ [IPPW EVI GPSWIP] WTEGIH ERH GERRSX FI
STIVEXIH WMQYPXERISYWP] [MXLSYX EHZIVWIP] EJJIGXMRK TVSHYGXMSR SJ XLI SXLIV [IPPW %PP XLI [IPPW GER STIVEXI WMQYPXERISYWP] XS QIIX TIEO HIQERHW FYX XLMW GERRSX FI GSRXMRYIH SR E WYWXEMRIH
'
FEWMW 1SVISZIV STIVEXMRK XLI [IPPW EX XLIMV TIEO GETEGMX] JSV QSVI XLER E JI[ HE]W [SYPH EHZIVWIP] EJJIGX KVSYRH[EXIV PIZIPW MR XLI EUYMJIV
-R XSXEP 9;2=vW W]WXIQ [IPPW WIVZMRK 6SGOPERH 'SYRX] LEZI E VIGSKRM^IH TIEO GETEGMX] SJ
EFSYX QKH ERH ER EZIVEKI GETEGMX] SJ QKH SR E PSRKIV XIVQ ERRYEP FEWMW %W RSXIH EFSZI XLI 8IR7XEXI 7XERHEVHW KYMHERGI WYKKIWXW XLEX XLI WEJI ]MIPH SJ E W]WXIQ SJ [IPPW GER FI GSRWMHIVIHEWwXLIHIWMKRQE\MQYQHE]HIQERH[MXLXLIPEVKIWXTVSHYGMRK[IPPSYXSJWIVZMGIx
,S[IZIV MR GEPGYPEXMRK MXW EZEMPEFPI KVSYRH[EXIV WYTTP] 9;2= HSIW RSX MRGPYHI GSRWMHIVEXMSR SJ GETEGMX] [MXL XLI PEVKIWX TVSHYGMRK [IPP SYX SJ WIVZMGI EW VIGSQQIRHIH F] XLI 8IR7XEXI 7XERHEVHW 8EOMRK XLMW JEGXSV MRXS EGGSYRX [SYPH VIHYGI XLI EZIVEKI ERH TIEO GETEGMX]
SJ9;2=vWW]WXIQ[IPPWF]ETTVS\MQEXIP]QKH
4IVQMX 'SRHMXMSRW JSV 7]WXIQ ;IPPW
- MXLHVE[EP VEXIW EX W]WXIQ [IPPW EVI KSZIVRIH F] 2=7()' TIVQMXW FEWIH SR XLI VIWYPXW SJ EUYMJIV XIWXMRK EX IEGL [IPP -R EHHMXMSR XLI 2=7(3, MR GSSVHMREXMSR [MXL 6'(3, MWWYIW ETTVSZEPW JSV TYFPMG [EXIV WYTTP] [IPPW VIPEXIH XS XLIMV GSRWXVYGXMSR STIVEXMSR ERH HIGSQQMWWMSRMRK 8LIWI ETTVSZEPW GSZIV XLI PSGEXMSR HVMPPMRK QIXLSH ERH HIWMKR SJ XLI [IPP
GSRWXVYGXMSR ERH STIVEXMSR SJ XLI [IPP TYQTW ERH [IPP ]MIPH
6IPMEFMPMX] SJ 7]WXIQ ;IPPW
+VSYRH[EXIV PIZIPW MR 6SGOPERH 'SYRX] EVI X]TMGEPP] PS[IV MR XLI WYQQIV XLER EX SXLIV XMQIW SJ XLI ]IEV FIGEYWI SJ E GSQFMREXMSR SJ VIHYGIH TVIGMTMXEXMSR VIWYPXMRK MR E VIHYGXMSR MR VIGLEVKI SJ XLI EUYMJIV ERH LMKLIV HIQERHW 8LMW GER EHZIVWIP] EJJIGX XLI TIVJSVQERGI SJ W]WXIQ [IPPW ERH VIWYPX MR XLI RIIH XS VIHYGI TYQTMRK VEXIW JVSQ XLI [IPPW -R EHHMXMSR EW RSXIH IEVPMIV E GSRXMRYMRKGLEPPIRKIJSV9;2=vWW]WXIQ[IPPWMWTVSXIGXMRKXLIQJVSQGSRXEQMREXMSRXLEXQE]
VIWYPX JVSQ WYVVSYRHMRK HIZIPSTQIRX
7911%6= 3* 6)59-6)( 6)0)%7)7
%WHMWGYWWIHEFSZIYWISJIEGLSJ9;2=vW[EXIVWSYVGIWMWKSZIVRIHF][EXIVWYTTP]TIVQMXW
MWWYIH F] XLI 2=7()' 8LSWI TIVQMXW WIX XLI EQSYRX SJ [EXIV XLEX GER FI [MXLHVE[R JSV YWI EW HVMROMRK [EXIV ERH JSV QER] WSYVGIW XLI] EPWS HMGXEXI XLI EQSYRX SJ [EXIV XLEX QYWX FI VIPIEWIH HS[RWXVIEQ XS WYTTSVX WXVIEQ JPS[W WS EW XS QEMRXEMR IGSPSKMGEP GSRHMXMSRW VMTEVMER VMKLXW ERH XLI SXLIV VMKLXW SJ HS[RWXVIEQ [EXIV YWIVW 8LIWI GSRHMXMSRW EVI WYQQEVM^IH MR 8EFPI '
'
8EFPI '
4IVQMX 6IUYMVIQIRXW JSV )\MWXMRK ;EXIV 7YTTP] 7]WXIQ 7SYVGIW 4IVQMX 'SRHMXMSRW
- EXIV 4IVQMXXIH
-HIRXMJMGEXMSR ;7% 3FPMKEXMSRW XS 7YTTSVX 7XVIEQ *PS[W 7SYVGI ;MXLHVE[EP
- EXIV &SH] 6IPIEWI 6IUYMVIQIRXW 4IVQMX IWXEFPMWLIW 6YPI 'YVZI XS HIXIVQMRI EQSYRX SJ [EXIV XLEX QYWX ERH QE] FI VIPIEWIH HS[RWXVIEQ XS QEMRXEMR VMTEVMER VMKLXW ERH 0EOI FMPPMSR KEPPSR ;7% QKH EZIVEKI ,EGOIRWEGO HS[RWXVIEQ VIWIVZSMVW
(I*SVIWX VIWIVZSMV QKH TIEO 6MZIV 4IVQMX VIUYMVIW 9;2= XS QEMRXEMR E HEMP] EZIVEKI JPS[ SJ QKH SV KVIEXIV MR XLI WXVIEQ MQQIHMEXIP]
EFSZI XLI MRXEOI [SVOW SJ XLI :MPPEKI SJ 2]EGO
4IVQMX VIKYPEXIW [EXIV VIPIEWIW 8LVII VIWIVZSMVW FIX[IIR XLI XLVII 0IXGL[SVXL
,SVWI 0IXGL[SVXL [MXL XSXEP ;7% QKH EZIVEKI 6IWIVZSMVW XS IRWYVI RSRI FIGSQIW
'LSGO 6IWIVZSMVW GETEGMX] SJ QKH TIEO XSS HITPIXIH 4IVQMX HSIW RSX VIUYMVI
&VSSO QMPPMSR KEPPSRW WTIGMJMG VIPIEWI XS XLI WXVIEQ HS[RWXVIEQ SJ XLMVH VIWIVZSMV
4IVQMXXIH [MXLHVE[EP HITIRHW SR XLI
WLEPPS[ [IPPW EQSYRX SJ JPS[ MR XLI 6EQETS 6MZIV XLEX HVE[ HS[RWXVIEQ SJ XLI [IPPJMIPH ;LIR KVSYRH[EXIV (ITIRHW SR XLI JPS[ MW KVIEXIV XLER QKH
6MZIV 6EQETS %UYMJIV 6MZIV ;LIR XLI JPS[ MW FIX[IIR ERH
6EQETS RIEV XLI QKH PIWW [MXLHVE[EP MW TIVQMXXIH
- MIPH 6:;* QKH RS [MXLHVE[EP MW TIVQMXXIH
4SXEOI ERH
'VERFIVV] 4SRHW 4IVQMX HSIW RSX VIUYMVI E WTIGMJMG
- 7%
YWIH XS EYKQIRX QKH { VIPIEWI XS XLI WXVIEQ HS[RWXVIEQ SJ
6EQETS 6MZIV XS 4SXEOI ERH 'VERFIVV] 4SRHW
WYTTSVX 6:;*
[IPPW QKH 2=7()' TIVQMXW KSZIVR [MXLHVE[EP 7]WXIQ ;IPPW XLVSYKLSYX 1YPXMTPI EZIVEKI { VEXIW EX W]WXIQ [IPPW FEWIH SR 6SGOPERH 'SYRX] QKH TIEO VIWYPXW SJ EUYMJIV XIWXMRK EX IEGL [IPP
'
- %8)6 (-786-&98-32 7=78)1 63'/0%2( '3928= 7=78)1 9;2=vW [EXIV HMWXVMFYXMSR W]WXIQ MR 6SGOPERH 'SYRX] GSRWMWXW SJ QSVI XLER QMPIW SJ
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
VIHYGMRK ZEPZIW VIHYGI XLI TVIWWYVI WS [EXIV GER JPS[ JVSQ HMWXVMGXW [MXL LMKLIV TVIWWYVI XS HMWXVMGXW [MXL PS[IV TVIWWYVI 4YQT WXEXMSRW EVI YWIH XS TYQT [EXIV MR XLI STTSWMXI HMVIGXMSR MI JVSQ PS[IV TVIWWYVI W]WXIQW XS LMKLIV TVIWWYVI W]WXIQW
- EXIV GER FI XVERWQMXXIH FIX[IIR TVIWWYVI HMWXVMGXW XLVSYKL XLI YWI SJ ETTVSTVMEXIP] WM^IH TMTIW ERH TYQTMRK WXEXMSRW XLEX FVMRK XLI [EXIV XS XLI GSVVIGX TVIWWYVI JSV XLI VIWTIGXMZI HMWXVMGX
,S[IZIV XLI HIWMKR SJ XLI XVERWQMWWMSR W]WXIQ PMQMXW XLI EQSYRX SJ [EXIV XLEX GER FI HMWXVMFYXIH XS TVIWWYVI HMWXVMGXW FI]SRH [LIVI XLI WYTTP] MW KIRIVEXIH *MKYVIW ( ERH ( MR
)\LMFMX(WLS[XLIVIPEXMSRWLMTSJXLITVIWWYVIHMWXVMGXWERH[EXIVWSYVGIWMR9;2=vWW]WXIQ
'322)'8-327 83 38,)6 7=78)17 9;2=vW[EXIVWYTTP]W]WXIQMR6SGOPERH'SYRX]MWPEVKIP]WIPJGSRXEMRIH[MXLSRP]PMQMXIH
GSRRIGXMSRW SYXWMHI XLI GSYRX] FSYRHEVMIW ,S[IZIV E WQEPP RYQFIV SJ GSRRIGXMSRW I\MWX JVSQ XLI 6SGOPERH 'SYRX] W]WXIQ XS SXLIV W]WXIQW RSX QEREKIH F] 9;2= %W HMWGYWWIH FIPS[
XLIWI [EXIV QEMR GSRRIGXMSRW EVI TVIHSQMRERXP] EZEMPEFPI JSV IQIVKIRGMIW ERH EVI RSX VIKYPEVP]
YWIH 8LI MRXIVGSRRIGXMSRW EVI WLS[R MR *MKYVI ( ERH 8EFPI ' ERH MRGPYHI XLI JSPPS[MRK
- MPPEKISJ 2]EGO *MZI IQIVKIRG]MRXIVGSRRIGXMSRWFIX[IIR XLI :MPPEKISJ 2]EGOvW[EXIV
W]WXIQ ERH XLI 9;2= W]WXIQ
- MPPEKI SJ 7YJJIVR 8LVII IQIVKIRG] MRXIVGSRRIGXMSRW FIX[IIR XLI :MPPEKI SJ 7YJJIVRvW
[EXIV W]WXIQ ERH XLI 9;2= W]WXIQ
2I[.IVWI] %PSRKXLI6SGOPERH'SYRX]z2I[.IVWI]FSVHIVXLIVIEVIJMZIPSGEXMSRW[MXL
IQIVKIRG] MRXIVGSRRIGXMSRW FIX[IIR XLI 9;2= ERH 9RMXIH ;EXIV 2I[ .IVWI] W]WXIQW
-R EHHMXMSR XLI :MPPEKI SJ ,MPPFYVR MR 6SGOPERH 'SYRX] TYVGLEWIW MXW [EXIV SR E [LSPIWEPI FEWMW JVSQ 9;2= TYVWYERX XS XLI XIVQW SJ ;7% XLI TIVQMX JSV XLI 6EQETS :EPPI]
- IPP *MIPH ERH ER EKVIIQIRX FIX[IIR 9;2= ERH XLI
- MPPEKI SJ ,MPPFYVR HEXIH .YP]
EW EQIRHIH 8LMW [EXIV MW TVSZMHIH SR E HEMP] FEWMW ZME E [EXIV QEMR GSRRIGXMSR
9;2= WYTTPMIW [EXIV SR E HEMP] FEWMW XS E WQEPP RYQFIV SJ GYWXSQIVW MR 1SRXZEPI 2I[
.IVWI]ZMEX[S[EXIVQEMRGSRRIGXMSRWEGVSWWXLI2I[=SVOz2I[.IVWI]FSVHIVTYVWYERXXS
XLI XIVQW SJ ;7% ERH ;7% 3R EZIVEKI E XSXEP SJ ETTVS\MQEXIP]
KEPPSRW TIV HE] KTH MW TVSZMHIH XS XLIWI GYWXSQIVW MR 1SRXZEPI 9;2= MW GYVVIRXP]
WIIOMRK TIVQMXW JSV E RI[ 1SRXZEPI TYQT WXEXMSR XLEX [MPP EPPS[ 9RMXIH ;EXIV 2I[ .IVWI]
XS TVSZMHI [EXIV XS XLMW 2I[ .IVWI] GSQQYRMX]
%KVIIQIRXW FIX[IIR 9;2= ERH XLI EHNEGIRX [EXIV WYTTP] GSQTERMIW KSZIVR [LIR XLI IQIVKIRG] GSRRIGXMSRW EVI YWIH -R EHHMXMSR ER MRXIVGSQTER] EKVIIQIRX FIX[IIR 9;2= ERH 9RMXIH ;EXIV 2I[ .IVWI] SVMKMREPP] I\IGYXIH F] XLI 7TVMRK :EPPI] ;EXIV 'SQTER] ERH XLI
'
,EGOIRWEGO ;EXIV 'SQTER] WIXW JSVXL XLI EPPSGEXMSR SJ GSWXW EWWSGMEXIH [MXL QEMRXEMRMRK XLI 0EOI (I*SVIWX (EQ 8LI GSWXW EPPSGEXIH XS 9;2= ERH 9RMXIH ;EXIV 2I[ .IVWI] EVI HIXIVQMRIH SR XLI FEWMW SJ XLI WEJI ]MIPH EPPSGEXIH XS IEGL MR ;7%
8EFPI '
9;2= 'SRRIGXMSRW XS 3XLIV 7]WXIQW
'SRRIGXMSR 0SGEXMSR 4YVTSWI 4IVQMX
'SRRIGXMSRW MR 2I[ =SVO 7XEXI
- MPPEKI SJ 2]EGO 2=
xGSRRIGXMSREX6SYXI )QIVKIRG]GSRHMXMSRW
xGSRRIGXMSREX6SYXI ; )QIVKIRG]GSRHMXMSRW 4IVQMX MW
xGSRRIGXMSREX*VSRX7XVIIX )QIVKIRG]GSRHMXMSRW JSVXLGSQMRK
xGSRRIGXMSREX2&VSEH[E] )QIVKIRG]GSRHMXMSRW
xGSRRIGXMSREX7SYXL&PZH )QIVKIRG]GSRHMXMSRW
- MPPEKI SJ 7YJJIVR 2=
xGSRRIGXMSREX6SYXI )QIVKIRG]GSRHMXMSRW 4IVQMX MW
xGSRRIGXMSREX3VGLEVH7XVIIX )QIVKIRG]GSRHMXMSRW JSVXLGSQMRK
xGSRRIGXMSREX'VEKQIVI6SEH )QIVKIRG]GSRHMXMSRW
- MPPEKI SJ ,MPPFYVR 2=
- LSPIWEPI [EXIV
- 7%
1IXIVIH GSRRIGXMSR EX *SYVXL 7XVIIX WYTTP]
'SRRIGXMSRW XS 7XEXI SJ 2I[ .IVWI]
&SVSYKL SJ 1SRXZEPI 2.
xGSRRIGXMSREX6SYXI 6IKYPEV[EXIVWYTTP] ;7%
xGSRRIGXMSREX*S\,MPP6SEH 6IKYPEV[EXIVWYTTP] ;7%
xGSRRIGXMSREX3PH4EWGEGO6SEH )QIVKIRG]GSRHMXMSRW
xGSRRIGXMSREX4IEVP7XVIIX )QIVKIRG]GSRHMXMSRW 4IVQMX MW
xGSRRIGXMSREX71EMR7XVIIX )QIVKIRG]GSRHMXMSRW JSVXLGSQMRK
xGSRRIGXMSREX1MHHPIXS[R6SEH )QIVKIRG]GSRHMXMSRW
&SVSYKL SJ 3PH 8ETTER 2.
4IVQMX MW
xGSRRIGXMSREX&PEMWHIPP6SEH )QIVKIRG]GSRHMXMSRW JSVXLGSQMRK 2SXI 7II *MKYVI ( MR )\LMFMX (
'966)28 ;%8)6 7=78)1 1%2%+)1)28 %2( %:%-0%&0) ;%8)6 79440=
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vW 6SGOPERH 'SYRX] [EXIV WYTTP]
9RMXIH ;EXIVvW JYXYVI QEREKIQIRX SJ 0EOI (I*SVIWX [LIR XLI 4VSTSWIH 4VSNIGX MW STIVEXMRK MW
HMWGYWWIH FIPS[ YRHIV w;EXIV 7]WXIQ 1EREKIQIRX [MXL XLI 4VSTSWIH 4VSNIGXx
'
W]WXIQ JSV EZIVEKI HE] ERH TIEO HE] GSRHMXMSRW MW WYQQEVM^IH MR 8EFPI ' %W RSXIH IEVPMIV
XLI EZIVEKI HE] WYTTP] MW IUYMZEPIRX XS XLI WEJI ]MIPH SV XLI WYTTP] XLEX GER FI VIPMEFP] TVSZMHIH SZIV ER I\XIRHIH TIVMSH SJ XMQI HYVMRK HVSYKLX GSRHMXMSRW IUYMZEPIRX XS XLSWI MR XLI HVSYKLX SJ VIGSVH
8EFPI '
9;2= 6SGOPERH 'SYRX]
- EXIV 7YTTP] 7]WXIQ 'ETEGMX] QKH EW SJ .YRI
%ZIVEKI (E] 7YTTP] 4IEO (E]
- EXIV 7SYVGI 7EJI =MIPH 7YTTP]
0EOI (I*SVIWX ;EXIV 8VIEXQIRX 4PERX
0IXGL[SVXL 6IWIVZSMVW ;EXIV 8VIEXQIRX 4PERX
6EQETS :EPPI] ;IPP *MIPH
7]WXIQ ;IPPW
8SXEP
8LVSYKLSYX XLI ]IEV XLI EQSYRX SJ [EXIV XLEX GER FI TVSZMHIH JVSQ IEGL WSYVGI ZEVMIW HITIRHMRK SR XLI EQSYRX SJ TVIGMTMXEXMSR ERH XLI SXLIV JEGXSVW XLEX EJJIGX GSQTPMERGI [MXL TIVQMX GSRHMXMSRW %W HIWGVMFIH MR XLI TVIZMSYW WIGXMSR XLI TIVQMX JSV 0EOI (I*SVIWX EPPS[W ER ERRYEP EZIVEKI [MXLHVE[EP SJ QKH ERH 9;2=vW ETTVSEGL XS QIIX [EXIV HIQERHW MW XS
[MXLHVE[ QKH EW ER ERRYEP EZIVEKI JVSQ 0EOI (I*SVIWX [MXL XLI VIQEMRHIV SJ XLI [EXIV FIMRK WYTTPMIH F] XLI SXLIV WSYVGIW -R SXLIV [SVHW 9;2= QE\MQM^IW XLI YWI SJ 0EOI (I*SVIWX XS XLI I\XIRX EPPS[IH F] MXW TIVQMX ERH XLI EQSYRX SJ MXW WEJI ]MIPH XLEX MW VIWIVZIH JSV 6SGOPERH 'SYRX] QKH
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vWWEJI
]MIPH
%VIZMI[SJQSRXLP][EXIVTVSHYGXMSRVIGSVHWJVSQIEGLSJXLI[EXIVWSYVGIWWIVZMRK9;2=vW
6SGOPERH'SYRX]WIVZMGIEVIESZIVXLITEWX]IEVW zFYXI\GPYHMRKXLIHVSYKLX]IEV
SJ MPPYWXVEXIW XLI EHNYWXQIRXW QEHI SZIV XLI GSYVWI SJ XLI ]IEV XS TVSZMHI IRSYKL [EXIV XS QIIX XLI HIQERH [LMPI GSQTP]MRK [MXL TIVQMX GSRHMXMSRW 8LMW MRJSVQEXMSR MW TVIWIRXIH MR 8EFPI ' ERH *MKYVI ( MR )\LMFMX (
(YVMRK XLI HVSYKLX ]IEV SJ QERHEXSV] [EXIV VIWXVMGXMSRW [IVI MQTSWIH F] XLI 6'(3, [LMGL VIWYPXIH MR PS[IV XLER RSVQEP [EXIV GSRWYQTXMSR 8LMW ]IEV XLIVIJSVI HSIW RSX VIJPIGX X]TMGEP [EXIV GSRWYQTXMSR MR 6SGOPERH 'SYRX]
'
8EFPI '
%ZIVEKI1SRXLP];EXIV4VSHYGXMSRz
)\GPYHMRK (VSYKLX =IEV
6EQETS :EPPI] 0IXGL[SVXL 0EOI (I*SVIWX ;IPP *MIPH 7]WXIQ ;IPPW 6IWIVZSMVW 8SXEP SJ SJ SJ SJ SJ 1SRXL QKH 8SXEP QKH 8SXEP QKH 8SXEP QKH 8SXEP QKH 8SXEP
.ERYEV]
- IFVYEV]
1EVGL
%TVMP
1E]
.YRI
.YP]
%YKYWX
7ITXIQFIV
3GXSFIV
2SZIQFIV
(IGIQFIV
%RRYEP %ZIVEKI
2SXI 9;2= FIKER STIVEXMSR SJ 0IXGL[SVXL 6IWIVZSMVW MR %YKYWX
%W WLS[R MR 8EFPI ' SZIV XLI TEWX ]IEVW I\GPYHMRK 0EOI (I*SVIWX [EW YWIH XS TVSZMHI ETTVS\MQEXIP] TIVGIRX SJ XLI [EXIV WYTTPMIH IEGL ]IEV [MXL XLI 6EQETS :EPPI] ;IPP
- MIPH TVSZMHMRK TIVGIRX ERH XLI W]WXIQ [IPPW TIVGIRX 8LI 0IXGL[SVXL 6IWIVZSMVW [LMGL LEZIFIIRSTIVEXIHJSVJSYVJYPP]IEVW z TVSZMHIHPIWWXLERTIVGIRX -RXLIJSYVJYPP
]IEVW XLEX XLI 0IXGL[SVXL 6IWIVZSMVW LEZI FIIR STIVEXIH F] 9;2= XLIWI VIWIVZSMVW TVSZMHIH EREZIVEKISJTIVGIRXSJ9;2=vWEZIVEKIHEMP][EXIVWYTTP]JSV6SGOPERH'SYRX] (YVMRK
XLI WYQQIV QSRXLW .YRI .YP] %YKYWX ERH 7ITXIQFIV [LIR XLI 6EQETS :EPPI] ;IPP *MIPH SJXIR FIGSQIW YREZEMPEFPI ERH XLI HIQERH JSV [EXIV TIEOW 0EOI (I*SVIWX [EW YWIH XS WYTTP]
TIVGIRX SJ XLI [EXIV TVSHYGIH [MXL E QSRXLP] EZIVEKI SJ QKH [LMPI XLI 6EQETS
- EPPI] ;IPP *MIPH [EW YWIH JSV TIVGIRX QSRXLP] EZIVEKI SJ QKH ERH XLI W]WXIQ [IPPW QSWX SJ XLI VIQEMRHIV QKH TIVGIRX 0IXGL[SVXL 6IWIVZSMVW WYTTPMIH QKH SV
TIVGIRX SJ XLEX WYQQIV HIQERH [LIR EZIVEKIH SZIV XLEX ]IEV TIVMSH ,S[IZIV [LIR EZIVEKIH SZIV XLI JSYV ]IEVW [LIR 9;2= STIVEXIH XLI 0IXGL[SVXL 6IWIVZSMV [EXIV XVIEXQIRX TPERX XLI EZIVEKI WYQQIV WYTTP] TVSZMHIH F] XLEX WSYVGI [EW QKH SV TIVGIRX SJ XLI XSXEP WYTTP] (YVMRK [MRXIV QSRXLW YWI SJ 0EOI (I*SVIWX [EW PS[IV WS XLEX XLI QKH ERRYEP EZIVEKI VIUYMVIH F] MXW 2=7(3, [EXIV WYTTP] TIVQMX GSYPH FI QEMRXEMRIH
(YVMRK XLI WYQQIV ERH IEVP] JEPP HIQERH JSV [EXIV MW WYFWXERXMEPP] LMKLIV XLER HYVMRK XLI VIWX SJ XLI ]IEV (YVMRK XLMW TIEO XMQI 9;2= GER QIIX XLI LMKLIV HIQERH F] TVSZMHMRK EHHMXMSREP
[EXIV JVSQ MXW [EXIV WSYVGIW EW PSRK EW XLMW EHHMXMSREP HVE[ MW RSX WYWXEMRIH JSV PSRK TIVMSHW SJ XMQI 7SQI SJ XLI JEGXSVW XLEX GSRXVMFYXI XS 9;2=vW EFMPMX] XS QIIX I\MWXMRK TIEO HIQERHW
MRGPYHI
9WI SJ XLI 0IXGL[SVXL 6IWIVZSMVW HYVMRK XLI WYQQIV QSRXLW XS TVSZMHI [EXIV HYVMRK TIVMSHW SJ LMKL HIQERHW
'
9WI SJ 4SXEOI 4SRH XS EYKQIRX 6EQETS 6MZIV JPS[ WS XLEX XLI 6EQETS :EPPI] ;IPP *MIPH GER VIQEMR MR YWI [LIR JPS[W MR XLI VMZIV [SYPH SXLIV[MWI FI XSS PS[
4VSZMWMSR SJ YT XS QKH JVSQ 0EOI (I*SVIWX JSV WLSVX TIVMSHW SJ XMQI
9WI SJ W]WXIQ [IPPW EX LMKLIV VEXIW JSV WLSVX TIVMSHW SJ XMQI
-R EHHMXMSR EW HMWGYWWIH PEXIV MR XLMW GLETXIV 9;2= MW GSRXMRYMRK XS MQTVSZI MXW W]WXIQ XS IRLERGI MXW EFMPMX] XS QIIX TIEO HIQERHW
7=78)1 6)0-%&-0-8=
- LMPISZIVEPP 9;2=vW 6SGOPERH 'SYRX][EXIV WYTTP]W]WXIQ GER QIIXGYVVIRXHIQERHW JSV
[EXIV HYVMRK XLI TIEO WYQQIVIEVP] JEPP WIEWSR QIIXMRK XLI MRGVIEWIH HIQERH GER FI HMJJMGYPX
- YVXLIVQSVI HIWTMXI XLI VSFYWXRIWW ERH JPI\MFMPMX] SJ XLI W]WXIQ MX GER FI PIWW VIPMEFPI HYVMRK TIVMSHW [MXL PS[ TVIGMTMXEXMSR
9;2=vW I\MWXMRK [EXIV WYTTP] W]WXIQ MW TEVXMGYPEVP] ZYPRIVEFPI XS XLI IJJIGXW SJ E HVSYKLX
WMRGI MXW [EXIV WYTTPMIW EVI EPP JVSQ XLI WEQI KISKVETLMG EVIE MI 6SGOPERH 'SYRX] 8LYW
6SGOPERH 'SYRX]vW I\MWXMRK [EXIV WYTTP] W]WXIQ MW EPQSWX GSQTPIXIP] HITIRHIRX SR VEMRJEPP
[MXLMRXLIGSYRX]vWFSYRHEVMIWERHEPPWYTTPMIWEVIXLIVIJSVIWMQYPXERISYWP]EJJIGXIHF]HVSYKLX
GSRHMXMSRW %W RSXIH EFSZI XLI 6EQETS :EPPI] ;IPP *MIPH MW XLI QSWX WYWGITXMFPI XS TIVMSHMG HV] WTIPPW WLSVXXIVQ HVSYKLXW ERH TVSPSRKIH [EXIV WLSVXEKI WMRGI MX MW L]HVEYPMGEPP] PMROIH XS XLI JPS[ MR XLI 6EQETS 6MZIV ERH MW RSX TIVQMXXIH XS STIVEXI EX EPP HYVMRK ZIV] PS[JPS[
GSRHMXMSRW MR XLI 6EQETS 6MZIV 7YTTP] [IPPW QE] FI PIWW WYWGITXMFPI XS HV] GSRHMXMSRW FYX HYVMRK TVSPSRKIH HV] TIVMSHW EVI EPWS EHZIVWIP] EJJIGXIH -X MW X]TMGEPP] RSX TSWWMFPI XS TYQT
[IPPW GSRXMRYSYWP] EX QE\MQYQ GETEGMX] [MXLSYX EHZIVWIP] EJJIGXMRK XLI UYEPMX] SJ [EXIV JVSQ XLI [IPP SV RIEVF] [IPPW SV IZIR XLI [IPPvW EFMPMX] XS TVSHYGI [EXIV 8LYW [IPPW GERRSX FI
STIVEXIH JSV PSRK TIVMSHW SJ XMQI [MXLSYX EPPS[MRK wVIWXx TIVMSHW JSV XLI [IPPW XS VIGLEVKI
+VSYRH[EXIV PIZIPW ERH VIGLEVKI VEXIW EVI EPWS EHZIVWIP] EJJIGXIH F] HVSYKLX GSRHMXMSRW [LMGL HMQMRMWL XLI VSFYWXRIWW SJ KVSYRH[EXIV VIWSYVGIW
0SRKXIVQ TVIGMTMXEXMSR VIGSVHW MRHMGEXI XLEX XLI 2SVXLIEWX 97 I\TIVMIRGIW E WLSVXXIVQ HVSYKLX E HVSYKLX [MXL E HYVEXMSR SJ SRI XS XLVII QSRXLW SRGI IZIV] X[S SV XLVII ]IEVW SR EZIVEKI [LMPI PSRKIV HVSYKLXW HVSYKLXW PSRKIV XLER XLVII QSRXLW SGGYV SRGI IZIV] XS
]IEVW 8LIVI MW MRGVIEWMRK GSRGIVR XLEX KPSFEP GPMQEXI GLERKI QE] FVMRK KVIEXIV JPYGXYEXMSRW MR
[IEXLIV GSRHMXMSRW MRGPYHMRK QSVI JVIUYIRX SV WIZIVI HVSYKLX GSRHMXMSRW SV QSVI JVIUYIRX WXSVQ IZIRXW 8LI WEJI ]MIPH SJ XLI W]WXIQ [LMGL [EW HIWMKRIH FEWIH SR XLI [SVWX HVSYKLX SJ VIGSVH HSIW RSX EGGSYRX JSV GSRHMXMSRW XLEX QMKLX SGGYV WLSYPH E WXMPP [SVWI HVSYKLX SGGYV
(YVMRK TIVMSHW SJ [EXIV WLSVXEKIW 6'(3, MQTPIQIRXW IQIVKIRG] QIEWYVIW XS VIHYGI [EXIV HIQERH 9;2= HSIW RSX LEZI XLI VIKYPEXSV] EYXLSVMX] XS QERHEXI SV VIKYPEXI [EXIV GSRWIVZEXMSR F] MXW GYWXSQIVW HYVMRK HVSYKLX SV RSRHVSYKLX GSRHMXMSRW 3ZIV XLI TEWX ]IEVW
6SGOPERH 'SYRX] LEW JEGIH HVSYKLXVIPEXIH [EXIV YWI VIWXVMGXMSRW JMZI XMQIW XLVII SJ XLSWI XMQIW LEZI SGGYVVIH MR XLI TEWX ]IEVW )QIVKIRG] HVSYKLX GSRHMXMSRW [IVI MR TPEGI JSV WIZIVEP QSRXLW MR FSXL ERH ERH JSV QSWX SJ XLI ]IEV MR -R EHHMXMSR FSXL ERH
[IVI TEVXMGYPEVP] HV] EPXLSYKL HVSYKLX VIWXVMGXMSRW [IVI EZSMHIH MR FSXL ]IEVW
'
' )<-78-2+ %2( *9896) ;%8)6 ()1%2(
9;2=vW 6SGOPERH 'SYRX] WYTTP] W]WXIQ GYVVIRXP] TVSZMHIW [EXIV JSV E TVIHSQMRERXP]
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
- %8)6 ()1%2( ',%6%'8)6-78-'7 8LMW WIGXMSR HIWGVMFIW XLI I\MWXMRK [EXIV HIQERH TEXXIVRW ERH XVIRHW JSV 9;2=vW 6SGOPERH
'SYRX] [EXIV WYTTP] W]WXIQ 8LIWI MRGPYHI XLI HIQERH JSV [EXIV SR ER ERRYEP EZIVEKI FEWMW EW
[IPP EW HYVMRK XLI TIEO TIVMSH GSRWMHIVEXMSR SJ XLI X]TIW SJ GYWXSQIVW [LS YWI XLI [EXIV XLI IJJIGXW SJ GSRWIVZEXMSR SR [EXIV HIQERH ERH XLI GSRXVMFYXMSR SJ wRSRVIZIRYI [EXIVx XS XLEX
HIQERH
)<-78-2+ ;%8)6 ()1%2( 4%88)627 %2( 86)2(7 7MQMPEV XS XLI HMWGYWWMSR SJ XLI GETEGMX] SJ XLI [EXIV WYTTP] W]WXIQ [LMGL GSRWMHIVW XLI EZIVEKI WYTTP] GETEGMX] ERH TIEO WYTTP] GETEGMX] SJ XLI [EXIV W]WXIQ XLI HMWGYWWMSR SJ [EXIV GSRWYQTXMSR GSRWMHIVW XLI EZIVEKI HIQERH ERH XLI TIEO HIQERH
%ZIVEKI HIQERH 8S IZEPYEXI XLI WYWXEMRIH HIQERH SR [EXIV VIWSYVGIW SZIV ER I\XIRHIH TIVMSH SJ XMQI XLI EZIVEKI HIQERH MW GSRWMHIVIH 1IEWYVIW YWIH MRGPYHI XLI ERRYEP EZIVEKI HIQERH [LMGL MW XLI XSXEP EQSYRX SJ [EXIV YWIH MR E ]IEV HMZMHIH F] XLI RYQFIV SJ HE]W WS XLEX MX MW I\TVIWWIH MR QKH 7MQMPEVP] XLI QSRXLP] EZIVEKI HIQERH EPWS MR QKH GER FI GSRWMHIVIH XS IZEPYEXI XLI HIQERH SR [EXIV VIWSYVGIW SR E QSRXLP] FEWMW
4IEO HIQERH 4IEO HIQERH MW XLI QE\MQYQ HEMP] HIQERH MI XLI EQSYRX SJ [EXIV YWIH SR XLI WMRKPI HE] SJ LMKLIWX HIQERH
%WHMWGYWWIHPEXIVMRXLMWWIGXMSRXLI[EXIVHIQERHMR9;2=vW6SGOPERH'SYRX]WIVZMGIEVIE
ZEVMIW KVIEXP] JVSQ ]IEV XS ]IEV HITIRHMRK SR XLI [IEXLIV ERH TEVXMGYPEVP] SR XLI VEMRJEPP
'SRWIUYIRXP] ER EZIVEKI SJ HIQERH MR E RYQFIV SJ ]IEVW MW X]TMGEPP] IZEPYEXIH XS YRHIVWXERH
[EXIV HIQERH FYX GSRWMHIVEXMSR QYWX EPWS FI KMZIR XS XLI TIEOW VIEGLIH HYVMRK XLEX XMQI
3ZIV XLI TEWX ]IEVW XLIVI LEW FIIR E KIRIVEP XVIRH XS[EVH MRGVIEWIH ERRYEP EZIVEKI HEMP] ERH TIEO HEMP] [EXIV HIQERH -R XLI ERRYEP EZIVEKI [EXIV HIQERH [EW QKH &]
EZIVEKI [EXIV YWEKI [EW EX MXW LMKLIWX SZIV XLI ]IEV TIVMSH [MXL ERRYEP EZIVEKI HEMP]
HIQERH EX QKH 3ZIV XLI ]IEV TIVMSH SJ z FYX I\GPYHMRK HVSYKLX]IEVW SJ
ERH [LIR QERHEXSV] [EXIV VIWXVMGXMSRW VIWYPXIH MR PS[IV [EXIV GSRWYQTXMSR
XLI ERRYEP EZIVEKI [EXIV HIQERH [EW QKH-RGSRXVEWXSZIVXLITIVMSHSJzXLI
ERRYEP EZIVEKI HEMP] [EXIV HIQERH [EW QKH I\GPYHMRK XLI HVSYKLX ]IEV SJ [LIR
[EXIV YWI VIWXVMGXMSRW [IVI FIMRK IRJSVGIH F] 6'(3, XLI EZIVEKI HEMP] [EXIV HIQERH [EW
QKH
(YVMRK ]IEVW [LIR QERHEXSV] HVSYKLX VIWXVMGXMSRW EVI IRJSVGIH F] XLI 6'(3, [EXIV GSRWYQTXMSR MW PS[IV XLER RSVQEP ERH HSIW RSX VIJPIGX X]TMGEP [EXIV GSRWYQTXMSR MR 6SGOPERH 'SYRX]
'
8LIVI MW KVIEX ZEVMEFMPMX] XLEX SGGYVW JVSQ ]IEV XS ]IEV MR XIVQW SJ TIEO HIQERH ERH E [MHI VERKI FIX[IIR XLI TIEO HE] HIQERH ERH XLI EZIVEKI HE] HIQERH MR E KMZIR ]IEV 4IEO HIQERHW X]TMGEPP] SGGYV HYVMRK XLI WYQQIVIEVP] JEPP ERH EZIVEKI QSRXLP] [EXIV HIQERH HYVMRK XLI JSYVQSRXL TIVMSH SJ .YRI XLVSYKL 7ITXIQFIV MW X]TMGEPP] XS TIVGIRX LMKLIV XLER EZIVEKI QSRXLP] [EXIV HIQERH HYVMRK XLI VIWX SJ XLI ]IEV 7YQQIV HIQERH XIRHW XS FI LMKLIV FIGEYWI SJ XLI [EXIV YWI TEXXIVRW MR 9;2=vW WIVZMGI EVIE{GYWXSQIVW MR 6SGOPERH 'SYRX] YWI QSVI
[EXIV HYVMRK XLI WYQQIV JSV SYXHSSV [EXIV YWI IK [EXIVMRK PE[RW ERH KEVHIRW GEV [EWLMRK
ERH JMPPMRK W[MQQMRK TSSPW 8LIWI WIEWSREP JPYGXYEXMSRW ZEV] JVSQ ]IEV XS ]IEV HITIRHMRK SR XLI XIQTIVEXYVI ERH TVIGMTMXEXMSR HYVMRK XLI WYQQIV ERH IEVP] JEPP *SV I\EQTPI MR ]IEVW [MXL LSX HV] WYQQIVW WYGL EW XLI WYQQIVW SJ ERH SYXHSSV [EXIV YWI MRGVIEWIW FIGEYWI SJ MRGVIEWIH [EXIVMRK SJ PE[RW ERH KEVHIRW [LIR TVIGMTMXEXMSR MW PS[
(YVMRK XLI WYQQIVIEVP] JEPP WIEWSR [EXIV HIQERH SR TIEO HE]W MW QYGL LMKLIV XLER XLI QSRXLP] EZIVEKI ERH ERRYEP EZIVEKI (YVMRK XLI QSWX VIGIRX ]IEV TIVMSH EKEMR I\GPYHMRK XLI HVSYKLX ]IEV SJ XLI QE\MQYQ HE] VERKIH JVSQ QKH HYVMRK XLI VEMR] WYQQIV SJ
XS QKH HYVMRK XLI LIEX [EZI MR XLI WYQQIV SJ 8LI TIEO [EW XLI LMWXSVMGQE\MQYQHEMP]HIQERHJSV9;2=vW6SGOPERH'SYRX]W]WXIQ
3ZIVEPP XLI [EXIV HIQERH HYVMRK XLI TIEO WYQQIVIEVP] JEPP WIEWSR GER WXVEMR XLI GYVVIRX [EXIV WYTTP] W]WXIQ F] VIUYMVMRK TVSHYGXMSR SJ [EXIV EX GPSWI XS SV EFSZI XLI W]WXIQvW WYWXEMREFPI
GETEGMX] JSV XLVII XS JSYV QSRXLW EX E XMQI 8LMW GLEPPIRKI MW I\EGIVFEXIH F] XLI JEGX XLEX TIVMSHW SJ LMKL [EXIV HIQERH X]TMGEPP] GSVVIWTSRH [MXL TIVMSHW SJ PS[ TVIGMTMXEXMSR ;LIR VEMRJEPP MW KVIEXIWX ERH [EXIV WYTTP] XLIVIJSVI MW QSWX EFYRHERX XLI HIQERH MW EPWS PS[IWX 'SRZIVWIP] MR HV] TIVMSHW [LIR XLI [EXIV WYTTP] W]WXIQ MW PIWW EFYRHERX HIQERH MW LMKLIV
- SV TYVTSWIW SJ [EXIV WYTTP] TPERRMRK GSRWMHIVMRK XLI WXEOIW WYVVSYRHMRK LEZMRK ER EHIUYEXI
[EXIV WYTTP] IK JMVI WYTTVIWWMSR LSWTMXEP STIVEXMSRW ER] TVSNIGXMSRW SJ XLI RIIH JSV [EXIV WYTTP] QYWX EGGSYRX JSV XLI [MHI VERKI MR HIQERH SZIV XLI GSYVWI SJ XLI ]IEV MRGPYHMRK XLI WIEWSREP TIEO XLEX SGGYVW HYVMRK XLI WYQQIV ERH IEVP] JEPP TIVMSH
9;2= )<-78-2+ '97831)6 463*-0)
%W RSXIH IEVPMIV 9;2=vW WIVZMGI EVIE GSRWMWXW SJ EPP SJ 6SGOPERH 'SYRX] I\GPYHMRK XLI
- MPPEKIW SJ 7YJJIVR 2]EGO ERH 7SYXL 2]EGO 8LI WIVZMGI EVIE PMOI EPP SJ 6SGOPERH 'SYRX] ERH XLI VIWX SJ XLI 2I[ =SVO QIXVSTSPMXER EVIE LEW KVS[R WXIEHMP] SZIV VIGIRX HIGEHIW
%W WLS[R MR 8EFPI ' MR 6SGOPERH 'SYRX] LEH ER IWXMQEXIH VIWMHIRXW ERH ER IWXMQEXIH TISTPI [SVOIH MR 6SGOPERH 'SYRX] &] XLI VIWMHIRXMEP TSTYPEXMSR LEH KVS[R F] ETTVS\MQEXIP] TIVGIRX XS ER IWXMQEXIH VIWMHIRXW [LMPI XLI [SVOIV TSTYPEXMSR MI XLSWI [SVOMRK MR 6SGOPERH 'SYRX] MRGVIEWIH F] ETTVS\MQEXIP] TIVGIRX XS ER IWXMQEXIH [SVOIVW
- MXLMR XLI 9;2= WIVZMGI EVIE XLI IWXMQEXIH TSTYPEXMSR MR [EW VIWMHIRXW FEWIH SR XLI 'IRWYW 8LYW XLI VIWMHIRXMEP TSTYPEXMSR SJ XLI KISKVETLMG EVIE [LIVI 9;2=
TVSZMHIW WIVZMGI GSRWXMXYXIH ETTVS\MQEXIP] TIVGIRX SJ XLI XSXEP TSTYPEXMSR SJ 6SGOPERH
'SYRX] -R EGGSVHMRK XS XLI 'IRWYW E XSXEP SJ VIWMHIRXW PMZMRK MR ETTVS\MQEXIP] LSYWILSPHW PMZI [MXLMR XLI EVIE [LIVI 9;2= TVSZMHIW WIVZMGI
GSRWXMXYXMRKETTVS\MQEXIP] TIVGIRXSJXLIGSYRX]vWTSTYPEXMSR1SWXSJXLIVIWMHIRXWSJXLI
WIVZMGI EVIE EVI WIVZIH F] 9;2= FYX WSQI VIWMHIRXW ERH FYWMRIWWIW YWI TVMZEXI [IPPW JSV [EXIV WYTTP] %GGSYRXMRK JSV XLSWI VIWMHIRXW [LS PMZI [MXLMR XLI WIVZMGI EVIE FYX EVI RSX GYVVIRXP]
'
WIVZIH F] 9;2= MX MW IWXMQEXIH XLEX TIVGIRX SJ XLI VIWMHIRXW SJ 6SGOPERH 'SYRX] EVI WIVZIH F] 9;2=
8EFPI '
6SGOPERH 'SYRX] 6IWMHIRXMEP ERH ;SVOIV 4STYPEXMSRW
=IEV 6IWMHIRXMEP 4STYPEXMSR ;SVOIV 4STYPEXMSR
7SYVGIW 6IWMHIRXMEP TSTYPEXMSR IWXMQEXIW JVSQ XLI 97 'IRWYW SJ 4STYPEXMSR ERH ,SYWMRK HIGIRRMEP GIRWYW GIRWYW MRJSVQEXMSR JVSQ 6IHMWXVMGXMRK (EXE 7YQQEV] *MPI ;SVOIV TSTYPEXMSR IWXMQEXIW JVSQ 2I[ =SVO 7XEXI (ITEVXQIRX SJ 0EFSV ERRYEP IQTPS]QIRX HEXE F] TPEGI SJ [SVO 5YEVXIVP] 'IRWYW SJ )QTPS]QIRX ERH ;EKIW
9;2=vW GYWXSQIV FEWI MR 6SGOPERH 'SYRX] GSRWMWXW TVIHSQMRERXP] SJ VIWMHIRXMEP EGGSYRXW
%TTVS\MQEXIP] TIVGIRX SJ XLI 9;2= EGGSYRXW EVI VIWMHIRXMEP EGGSYRXW ERH GSRWIUYIRXP] XLI QENSVMX] SJ [EXIV YWIH MR XLI 9;2= WIVZMGI EVIE MW YWIH F] VIWMHIRXMEP GYWXSQIVW %W WLS[R MR 8EFPI ' QSVI XLER LEPJ XLI [EXIV HIQERH MR XLI 9;2= WIVZMGI EVIE MW F] VIWMHIRGIW
VEXLIV XLER FYWMRIWWIW MRWXMXYXMSRW SV MRHYWXVMIW 8EFPI ' TVIWIRXW MRJSVQEXMSR SR XLI EZIVEKI [EXIV GSRWYQTXMSR MR XLI WIVZMGI EVIE SZIV XLI TEWX ]IEVW z I\GPYHMRK
8LI MRJSVQEXMSR I\GPYHIW GSRWYQTXMSR MR [LMGL [EW E ]IEV [LIR QERHEXSV]
HVSYKLX VIWXVMGXMSRW MQTSWIH F] 6SGOPERH 'SYRX] EJJIGXIH [EXIV HIQERH TEXXIVRW %W WLS[R MR XLI XEFPI ETTVS\MQEXIP] TIVGIRX SJ XLI [EXIV GSRWYQIH MR XLI WIVZMGI EVIE [EW GSRWYQIH F]
VIWMHIRXMEP YWIVW ERH SJ XLEX TIVGIRX [EW YWIH F] WMRKPIJEQMP] VIWMHIRXMEP LSYWILSPHW 8LYW
XLIRSXEFPIKVS[XLMR6SGOPERH'SYRX]vWVIWMHIRXMEPTSTYPEXMSRSZIVXLITEWX]IEVWLEWFIIR
XLI QENSV JEGXSV GSRXVMFYXMRK XS XLI MRGVIEWMRK [EXIV HIQERHW MR XLI EVIE
3ZIVEPPSZIVXLITEWX]IEVW zI\GPYHMRKXLIHVSYKLX]IEVSJ XLIEZIVEKITIV
GETMXE [EXIV HIQERH JSV VIWMHIRXMEP GYWXSQIVW WIVZIH F] 9;2= [EW KTH [LMGL MW PS[IV XLER EZIVEKI VIWMHIRXMEP [EXIV YWI IPWI[LIVI MR XLI 97 EW HMWGYWWIH MR XLI JSPPS[MRK WIGXMSR
'
8EFPI '
%ZIVEKI ;EXIV 'SRWYQTXMSR F] %GGSYRX 8]TI
z )\GPYHMRK
%ZIVEKI ;EXIV 'SRWYQTXMSR
%QSYRX 8]TI SJ ;EXIV 9WI QKH SJ 8SXEP 6IWMHIRXMEP 7MRKPI *EQMP]
%TEVXQIRXW ,MKL6MWI ERH 6IWMHIRXMEP 1YPXM*EQMP]
'SQQIVGMEP
1YRMGMTEP
7GLSSP
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-RHYWXVMEP ERH ;EVILSYWI
&YMPHMRK 6EXIW
6IWEPI %GGSYRX
2SR6IZIRYI ;EXIV
8SXEP
2SXIW &YMPHMRK VEXIW EVI XIQTSVEV] QIXIVW YWIH HYVMRK FYMPHMRK GSRWXVYGXMSR
6IWEPI EGGSYRXW MRGPYHI XLI [LSPIWEPI TVSZMWMSR SJ [EXIV XS XLI :MPPEKI SJ
,MPPFYVR ERH XS XLI WQEPP EVIEW SJ 2I[ .IVWI] WIVZIH F] XLI 6SGOPERH 'SYRX]
W]WXIQ
2SRVIZIRYI [EXIV GSRWMWXW SJ [EXIV XLEX MW YWIH FYX RSX FMPPIH ERH MRGPYHIW
[EXIV YWIH HYVMRK XLI [EXIV XVIEXQIRX TVSGIWW XS GLPSVMREXI RI[ QEMRW XS JPYWL JMVI L]HVERXW ERH JSV JMVIJMKLXMRK [EXIV RSX QIXIVIH GSVVIGXP] SV MREGGYVEXIP] FMPPIH ERH [EXIV PSWX XLVSYKL PIEOW MR XLI HMWXVMFYXMSR W]WXIQ
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3ZIV XLI TEWX ]IEVW I\GPYHMRK [LIR [EXIV VIWXVMGXMSRW [IVI MQTPIQIRXIH F] XLI 6'(3, ETTVS\MQEXIP] TIVGIRX SJ XLI [EXIV TVSHYGIH F] 9;2= JSV 6SGOPERH 'SYRX] SR EZIVEKILEWFIIRwRSRVIZIRYI[EXIVx2SRVIZIRYI[EXIVGSRWMWXWSJ[EXIVXLEXMWTVSHYGIHFYX
RSX FMPPIH WYGL EW [EXIV YWIH HYVMRK XLI [EXIV XVIEXQIRX TVSGIWW XS JPYWL JMVI L]HVERXW ERH JSV JMVIJMKLXMRK EW [IPP EW [EXIV PSWX XLVSYKL PIEOW MR XLI HMWXVMFYXMSR W]WXIQ ERH JVSQ [EXIV QEMR FVIEOW % GIVXEMR EQSYRX SJ RSRVIZIRYI [EXIV MW RSVQEP JSV ER] [EXIV WYTTP] W]WXIQ ERH GERRSX FI EZSMHIH -R KIRIVEP RSRVIZIRYI [EXIV GER FI HMZMHIH MRXS XLVII FVSEH GEXIKSVMIW
9RFMPPIH EYXLSVM^IH GSRWYQTXMSR 8LMW MRGPYHIW [EXIV YWIH [MXLMR XLI [EXIV XVIEXQIRX TVSGIWWIW ERH [EXIV YWIH JSV GVMXMGEP TYFPMG WEJIX] JYRGXMSRW MI JMVIJMKLXMRK ERH L]HVERX JPYWLMRK 8LMW [EXIV YWEKI MW RSX FMPPIH ERH XLIVIJSVI HSIW RSX KIRIVEXI VIZIRYI JSV XLI
[EXIV YXMPMX] 2SRIXLIPIWW XLMW IPIQIRX SJ RSRVIZIRYI [EXIV GERRSX FI VIHYGIH ERH MW GSRWMHIVIH YREZSMHEFPI
%TTEVIRX PSWWIW 8LMW MRGPYHIW YREYXLSVM^IH GSRWYQTXMSR XLIJX [EXIV XLEX MW RSX QIXIVIH SV MW QIXIVIH MREGGYVEXIP] ERH HEXE IVVSVW 8LMW [EXIV MW YWIH F] GYWXSQIVW FYX HSIW RSX TVSHYGI VIZIRYI JSV XLI [EXIV YXMPMX] 8LMW IPIQIRX SJ RSRVIZIRYI [EXIV GER FI GSRZIVXIH XS VIZIRYITVSHYGMRK [EXIV F] QEOMRK GSVVIGXMSRW XS XLI W]WXIQ MI GSVVIGXMSRW XS XLI QIXIVW FYX MX [MPP RSRIXLIPIWW FI GSRWYQIH
6IEP PSWWIW 8LMW MW [EXIV PSWX XLVSYKL W]WXIQ PIEOEKI MRGPYHMRK PIEOEKI SR QEMRW PIEOEKI ERH SZIVJPS[W EX WXSVEKI XEROW ERH PIEOEKI EX WIVZMGI GSRRIGXMSRW 8LMW MW XLI SRP] IPIQIRX SJ RSRVIZIRYI [EXIV XLEX GER FI GSRXVSPPIH XS WSQI I\XIRX F] XLI [EXIV YXMPMX] %PP [EXIV
'
WYTTP] W]WXIQW MRGPYHI WSQI PIEOEKI SJ XLMW X]TI ERH XLSWI XLEX STIVEXI EX VIPEXMZIP] LMKL TVIWWYVI PMOI XLI W]WXIQ MR 6SGOPERH 'SYRX] LEZI LMKLIV PIEOEKI VEXIW XLER XLSWI STIVEXMRK EX PS[IV TVIWWYVIW -R EHHMXMSR [EXIV QEMR FVIEOW EVI ER I\TIGXIH SGGYVVIRGI
[MXLMR E HMWXVMFYXMSR W]WXIQ SJ XLI EKI SJ XLI 9;2= W]WXIQ
8LI %QIVMGER ;EXIV ;SVOW %WWSGMEXMSR %;;% LEW IWXEFPMWLIH WXERHEVH QIXLSHW JSV GEPGYPEXMRKEW]WXIQvWYREZSMHEFPIERRYEPVIEPPSWWIW[LMGLMWXLIXLISVIXMGEPQMRMQYQW]WXIQ
PIEOEKI XLEX GSYPH FI EGLMIZIH MJ EPP PIEO VIHYGXMSR QIXLSHW [IVI MR TPEGI 8LI QIXLSHSPSK] JSV GEPGYPEXMRK XLI YREZSMHEFPI ERRYEP VIEP PSWWIW XEOIW MRXS EGGSYRX XLI QMPIW SJ QEMRW TVIWWYVI SJ
[EXIV RYQFIV SJ WIVZMGI GSRRIGXMSRW ERH SXLIV W]WXIQ GSQTSRIRXW 8LMW MRJSVQEXMSR GER XLIR FI YWIH XS EWWIWW XLI IJJMGMIRG] SJ XLI [EXIV W]WXIQ YWMRK %;;%vW w-RJVEWXVYGXYVI 0IEOEKI
-RHI\x 8LI -RJVEWXVYGXYVI 0IEOEKI -RHI\ MW XLI VEXMS SJ EGXYEP ERRYEP VIEP PSWW XS XLI
YREZSMHEFPI ERRYEP VIEP PSWW % VEXMS SJ [SYPH VITVIWIRX E W]WXIQ STIVEXMRK TIVJIGXP] [MXL EFWSPYXIP] RS YREZSMHEFPI PSWW *SPPS[MRK %;;%vW ;EXIV 0SWW KYMHIPMRIW W]WXIQW [MXL
-RJVEWXVYGXYVI 0IEOEKI -RHMGIW PIWW XLER EVI STXMQEP ERH W]WXIQW [MXL -RJVEWXVYGXYVI 0IEOEKI -RHMGIW KVIEXIV XLER LEZI LMKL PIZIPW SJ PSWW ERH [SYPH FIRIJMX JVSQ ER MRGVIEWIH PIEO HIXIGXMSR TVSKVEQ *SV W]WXIQW [MXL -RJVEWXVYGXYVI 0IEOEKI -RHMGIW FIX[IIR ERH
XLI VEXMSW QE] WYKKIWX IJJMGMIRG] XEVKIXW XLEX HITIRH SR XLI WTIGMJMG [EXIV YXMPMX] ERH XLI EZEMPEFMPMX] SJ [EXIV ERH GSWX SJ MRJVEWXVYGXYVI MQTVSZIQIRXW 9WMRK XLI %;;% [EXIV EYHMXMRK QIXLSH9;2=vW-RJVEWXVYGXYVI0IEOEKI-RHI\[EW MRERH MRMRHMGEXMRK
XLEX XLI VIEP PSWWIW JVSQ PIEOEKI MR XLI 9;2= W]WXIQ EVI [MXLMR XLI VERKI I\TIGXIH JSV E [IPP
VYR [EXIV HMWXVMFYXMSR W]WXIQ
9;2= LEW ER SRKSMRK RSRVIZIRYI [EXIV VIHYGXMSR MRMXMEXMZI XS MHIRXMJ] VIEP PSWWIW SJ [EXIV ERH VIHYGI XLIQ [LIVI TVEGXMGEFPI ERH IGSRSQMGEPP] JIEWMFPI 8LMW MRMXMEXMZI MW HIWGVMFIH FIPS[
YRHIV w6IHYGXMSR SJ 2SR6IZIRYI ;EXIV 9WIx9;2=MRXIRHWXSYWIMXWSRKSMRKRSRVIZIRYI
[EXIV VIHYGXMSR MRMXMEXMZI XS VIHYGI XLI TSVXMSR SJ EZIVEKI HEMP] [EXIV HIQERH XLEX MW HYI XS VIEP PSWWIW
- 9896) ;%8)6 ()1%2( 463.)'8-327
%W TEVX SJ MXW QERHEXI XS TVSZMHI WEJI ERH EHIUYEXI [EXIV WYTTP] WIVZMGI XS MXW 6SGOPERH 'SYRX]
GYWXSQIVW 9;2= PMOI EPP [EXIV TYVZI]SVW QYWX TPER XS TVSZMHI EHIUYEXI WEJI ]MIPH MR IEGL SJ MXW [EXIV WSYVGIW ERH JSV XLI W]WXIQ SZIVEPP %W WIX JSVXL MR XLI 8IR7XEXI 7XERHEVHW XLEX EVI MRGSVTSVEXIH MRXS 2I[ =SVO 7XEXIvW [EXIV WYTTP] VIKYPEXMSRW XLI UYERXMX] SJ [EXIV WLSYPH
wTVSZMHIEVIEWSREFPIWYVTPYWJSVERXMGMTEXIHKVS[XLx
8S TPER JSV XLI JYXYVI 9;2= VIKYPEVP] YRHIVXEOIW ER EWWIWWQIRX SJ JYXYVI [EXIV HIQERHW -R VIGIRX ]IEVW XLVII IJJSVXW LEZI FIIR YRHIVXEOIR XS EWWIWW JYXYVI [EXIV HIQERH
%W TEVX SJ XLI 6EXI 'EWI E JSVIGEWX SJ JYXYVI [EXIV HIQERHW [EW YRHIVXEOIR XS HIXIVQMRI XLI PIZIP SJ JYXYVI MRZIWXQIRX MR [EXIV WYTTP] MRJVEWXVYGXYVI VIUYMVIH 8LMW JSVIGEWXERHXLIEHQMRMWXVEXMZITVSGIWWXLEXJSPPS[IHEXXLI47'[EWXLIFEWMWJSVXLI47'vW
HIXIVQMREXMSR SJ JYXYVI HIQERH MR XLI 6EXI 'EWI
%R EPXIVREXMZI [EXIV HIQERH JSVIGEWX [EW GSRHYGXIH MR YWMRK TSTYPEXMSR TVSNIGXMSRW TVITEVIH F] 6SGOPERH 'SYRX] XS GSRJMVQ XLI GSRGPYWMSRW SJ XLI JSVIGEWX -R EHHMXMSR
MR XLI JSVIGEWX [EW TVSNIGXIH JYVXLIV MRXS XLI JYXYVI XS 8LI [EXIV
6IGSQQIRHIH 7XERHEVHW JSV ;EXIV ;SVOW 4SPMGMIW JSV XLI 6IZMI[ ERH %TTVSZEP SJ 4PERW ERH 7TIGMJMGEXMSRW JSV 4YFPMG ;EXIV 7YTTPMIW)HMXMSR4EVXw7SYVGI(IZIPSTQIRXxWIGXMSR
'
HIQERH JSVIGEWX EPWS MRGPYHIH E WIRWMXMZMX] EREP]WMW XS IZEPYEXI XLI IJJIGXW SJ MRGVIEWIH
[EXIV GSRWIVZEXMSR ERHSV SJ KVIEXIV VIHYGXMSR SJ RSRVIZIRYI [EXIV SR XLI JYXYVI HIQERH JSV [EXIV
-R XLI VIWYPXW SJ XLI 'IRWYW [IVI ETTPMIH XS XLI JSVIGEWX MR E WIRWMXMZMX]
EREP]WMW XS MHIRXMJ] XLI IJJIGXW SJ YTHEXIH TSTYPEXMSR RYQFIVW SR XLI GSRGPYWMSRW SJ XLEX JSVIGEWX
8LIWI IZEPYEXMSRW EVI HIWGVMFIH FIPS[
- %8)6 ()1%2( *36)'%787 '32(9'8)( -2
%W TEVX SJ XLI EHQMRMWXVEXMZI TVSGIWW XLEX PIH XS XLI .SMRX 4VSTSWEP ERH 6EXI 3VHIV
9;2= [SVOIH [MXL XLI 6'(3, XS HIZIPST TVSNIGXMSRW SJ JYXYVI [EXIV HIQERH XLVSYKL XLI
]IEV 8LI TVSNIGXMSR SJ JYXYVI [EXIV HIQERHW [EW FEWIH SR E JSVIGEWX XLEX LEH FIIR GSQTPIXIH MR [LMGL [EW XLIR YTHEXIH ERH EHNYWXIH XS EGGSYRX JSV VIGIRX HIZIPSTQIRX XVIRHW MR GSSVHMREXMSR [MXL XLI 6'(3,
1IXLSHSPSK] JSV (IQERH *SVIGEWXW 8LI QIXLSHSPSK] JSV XLI [EXIV HIQERH JSVIGEWX GSRWMWXIH SJ XLI JSPPS[MRK WXITW
7XEXMWXMGEP EREP]WMW SJ [EXIV HIQERH TEXXIVRW ;EXIV HIQERH HEXE JVSQ XLI TEWX X[S HIGEHIW z FYX I\GPYHMRK HVSYKLX ]IEVW SJ ERH [IVI
VIZMI[IH XS MHIRXMJ] XLI LMWXSVMGEP ERRYEP EZIVEKI HE] HIQERH TEXXIVRW 8LIWI HEXE [IVI EREP]^IH YWMRK E PMRIEV VIKVIWWMSR EREP]WMW XS MHIRXMJ] XLI XVIRH JSV ERRYEP EZIVEKI HE] [EXIV HIQERH
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
%HNYWXQIRX XS VIJPIGX ERXMGMTEXIH HIZIPSTQIRXW 8LI XVIRH PMRI HIZIPSTIH MR 7XIT [EW XLIR EHNYWXIH XS EHH WTIGMJMG RSXEFPI HIZIPSTQIRX ETTPMGEXMSRW XLEX [IVI ORS[R JSV XLI MQQIHMEXI JYXYVI 8LMW MRJSVQEXMSR MRHMGEXIH XLEX ER EZIVEKI SJ RI[ GSRRIGXMSRW MI
RI[ GYWXSQIVW [EW I\TIGXIH IEGL ]IEV -R EHHMXMSR EHHMXMSREP HIQERH [EW TVSNIGXIH JSV XLI 8S[RSJ 6EQETS FEWIH SRXLI XS[RvW GSQTVILIRWMZIKVS[XL WXVEXIK] 8SVIJPIGX XLMW
KVS[XL WXVEXIK] ER EHHMXMSREP GSRRIGXMSRW TIV ]IEV [IVI EHHIH XLVSYKL EJXIV
[LMGL KVS[XL [EW EWWYQIH XS WXEFMPM^I 9WMRK XLMW ETTVSEGL XLI XSXEP RYQFIV SJ RI[
GSRRIGXMSRW IEGL ]IEV XLVSYKL [EW IWXMQEXIH EX TIV ]IEV ERH JVSQ XS
EX RI[ GSRRIGXMSRW TIV ]IEV 8LI GSRRIGXMSRW [IVI XLIR YWIH XS IWXMQEXI EHHMXMSREP TSTYPEXMSR ERXMGMTEXIH YWMRK EWWYQTXMSRW EFSYX EZIVEKI LSYWILSPH WM^I 8LMW MRJSVQEXMSR
[EW XLIR EHHIH XS XLI [EXIV HIQERH TVSNIGXMSR HIZIPSTIH MR 7XIT
%ZIVEKI HE] HIQERH 8LI EZIVEKI HE] HIQERH [EW TVSNIGXIH FEWIH SR XLI LMWXSVMGEP XVIRH PMRI ERH XLI EHNYWXQIRX JSV ERXMGMTEXIH HIZIPSTQIRXW %ZIVEKI HE] HIQERH [EW TVSNIGXIH XS XLI ]IEV
'
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prepared in coordination with , showed a growth of almost 57,000 people (20 percent) between 2000 and 2035, for a total population of 343,636 by 2035.
During development of the recently completed Rockland County Comprehensive Plan, the Rockland County Department of Planning also prepared a -
the future growth potential of the county under existing zoning.1 The analysis considered existing zoning, existing development patterns, and constraints that restrict development, such as existing structures, parks and institutions, steep slopes, water bodies, and wetlands.
The build-out analysis did not make adjustments for future changes in zoning or variances that might be granted and that could intensify the density of development that occurs, although such changes can reasonably be anticipated in the future. On the basis of this build-out analysis, Rockland County estimated the potential for 17,948 additional housing units to be developed in the county based on current zoning and constraints and without any changes to or variances from zoning.2 The Rockland County Comprehensive Plan notes the following about the build-out analysis: The build out analysis is a potential saturation point scenario that assumes all of the undeveloped residentially zoned land in Rockland County is actually developed; this information is a guide and does not suggest actual, or desired, building levels. In fact, it is highly unlikely that a full build out would occur in the foreseeable future, as remaining land tends to be less desirable in terms of ease and cost of development because of such limiting elements as wetlands, floodplains and steep slopes, multiple ownership, varying estate issues and a lack of land actually for sale. For more accurate and realistic growth projections, a number of factors should be examined such as population forecasts, household size estimates and economic growth opportunities. 3
- 2. Adjustment for UWNY service area. The future population forecasts were adjusted to reflect the portion of Rockland County that is located within UWNY areas not served by UWNY the Villages of Suffern, Nyack, and South Nyack were removed).
- 3. Identification of water demand characteristics. The water demand patterns, based on billing records by account type and on production volumes, in the UWNY service area over the previous 10 years (2000 2009, both with and without the drought year of 2002) were reviewed together with the estimates of population, households, and employment for those years to identify the average water demand (in gpd) per person, per household, and per employee.
- 4. Projection of future water demand. The water demand characteristics identified in step 3, which were on a per capita basis, were then applied to the future population projections 1
Rockland Tomorrow: Rockland County Comprehensive Plan. Rockland County, adopted March 1, Included as Appendix 20.1 of the Haverstraw Water Supply Project DEIS 2
The Rockland County build-out analysis did not assume redevelopment of the Ambrey Pond lands. As shown in the Rockland County Comprehensive Plan (page 65), this land was considered to have little or no development potential. Therefore, the estimated 50 residential units that could potentially be developed on the Ambrey Pond lands if the Proposed Project is approved, and if the Ambrey Pond lands are redeveloped would be in addition to the 17,948 units.
3 Rockland Tomorrow: Rockland County Comprehensive Plan. Rockland County, adopted March 1, C.2-28 Revised December 2011
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capacity resulting from infrastructure improvements. Theoretical increases or those based on change of operation without physical change are not counted toward satisfaction of the supply 1
Tables C.2-7 and C.2-8 also indicate the volume increases already achieved (as of June 30, 2011) in accordance with the commitments required by the 2006 Rate Order. As shown in the tables, a total of 5.94 mgd in additional peak capacity and 0.9 mgd in average capacity has been added to the system since 2006. The peak capacity increases were achieved through improvements to pumps and treatment facilities at a number of system wells, construction of a new booster pump station, and by the improvement of the Letchworth Reservoirs water treatment plant to increase its capacity from 1.0 to 3.0 mgd.
Table C.2-7 Peak Volume Commitments and Peak System Capacity Required by 2006 and 2010 Rate Orders through 2015 (mgd)
Actual Peak Target Target Total System Supply Actual Peak Incremental Cumulative Peak Capacity Cumulative Supply Increase to Addition to with Target Increase Capacity with Year Peak Supply Peak Supply Increase Achieved Increase 2006 (Baseline) 45.5 45.5 2007 3.4 3.4 48.9 4.02 49.52 2008 0.5 3.9 49.4 4.45 49.95 2009 0.4 4.3 49.8 5.83 51.33 2010 49.8 5.94 51.44 2011 0.9 5.2 50.7 2012 50.7 2013 0.9 6.1 51.6 2014 51.6 2015 1 7.1 52.6 Notes: 2006 peak supply capacity consisted of the following: Lake DeForest at 20 mgd, Ramapo Valley Well Field at 4 mgd; system wells at 20.5 mgd; Letchworth Reservoirs at 1 mgd.
As defined in the 2006 Rate Order (Exhibit 11 to the 2006 Joint Proposal) and the 2010 Rate inable for Supply commitments achieved are as of June 30, 2011.
1 2010 Joint Proposal, Appendix 7.
C.2-33 Revised December 2011
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XIVQ [EXIV WYTTP] TVSNIGX MW XS HIZIPST ER EHHMXMSREP VIPMEFPI ERH WYWXEMREFPI [EXIV WYTTP]
WSYVGI XLEX [MPP EPPS[ 9;2=vW 6SGOPERH 'SYRX] [EXIV WYTTP] W]WXIQ XS QIIX XLI RIIHW JSV
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TVSZMHI [EXIV WI[IV [EWXI HMWTSWEP IRIVK] ERH XIPIGSQQYRMGEXMSRW WIVZMGIW 'ETEGMX]
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XVERWQMWWMSR HMWXVMFYXMSR ERH WXSVEKI JEGMPMXMIW GSRWXVYGXIH TVMSV XS XLI XMQI WYGL JEGMPMXMIW EVIRIIHIHx?MXIQ SRTEKIA
9;2=vWJYXYVITPERWXSGSQTP][MXLXLIWYTTP]GSQQMXQIRXWWIXJSVXLMRXLIERH
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HIQERHW XLVSYKL XLI IRH SJ ERH TSXIRXMEPP] XS ,S[IZIV 9;2= GYVVIRXP] VIPMIW SR PSGEP [EXIV VIWSYVGIW XLEX EVI JMRMXI MR XLIMV GETEGMX] XS TVSZMHI E WEJI WYTTP] SJ HVMROMRK [EXIV XS MXW GYWXSQIVW ERH E QENSV PSRKXIVQ [EXIV WYTTP] TVSNIGX MW RIIHIH FI]SRH XLEX TSMRX XS MRGVIEWIXLIW]WXIQvWWEJI]MIPH XSQIIX XLIJYXYVI[EXIV HIQERHWSJ9;2=vW WIVZMGIEVIEMR
6SGOPERH 'SYRX]
6SGOPERH 8SQSVVS[ 6SGOPERH 'SYRX] 'SQTVILIRWMZI 4PER 6SGOPERH 'SYRX] EHSTXIH 1EVGL
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Section 5 Exhibit E: Engineers Report Section 5
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United Water New York Inc.
Haverstraw Water Supply Project NYSDEC Water Supply Application September 2011 Engineers Report
Table of Contents Section 1 Introduction 1.1 Background ...............................................................................................................1-1 1.1.1 United Water New York..............................................................................1-1 1.1.2 2006 Rate Order and Joint Proposal ...........................................................1-1 1.1.3 2010 Rate Order and Joint Proposal ...........................................................1-2
1.2 Purpose and Scope
...................................................................................................1-3 1.3 Project Description ...................................................................................................1-4 1.3.1 Project Sites....................................................................................................1-5 1.3.2 Water Treatment Facilities and Processes .................................................1-6 1.3.2.1 Raw Water Intake System ..............................................................1-6 1.3.2.2 Water Quality Monitoring..............................................................1-7 1.3.2.3 Water Treatment Process................................................................1-7 1.3.2.4 Residuals Processing .......................................................................1-8 1.3.3 Project Phasing..............................................................................................1-9 Section 2 Existing System Information 2.1 United Water Rockland County Water Supply System ......................................2-1 2.1.1 Water Sources................................................................................................2-1 2.1.1.1 Lake DeForest....................................................................................2-3 2.1.1.2 Letchworth Reservoirs .....................................................................2-5 2.1.1.3 Ramapo Valley Well Field ...............................................................2-7 2.1.1.4 System Wells .....................................................................................2-9 2.1.1.5 Summary of Required Releases ....................................................2-10 2.1.2 Water Distribution System ........................................................................2-11 2.1.2.1 Rockland County System ..............................................................2-11 2.1.2.2 Connections to Other Systems ......................................................2-12 2.1.3 Water System Management and Available Water Supply ...................2-13 Section 3 Purpose and Need 3.1 Existing and Future Water Demand ......................................................................3-1 3.1.1 Water Demand Characteristics ...................................................................3-1 3.1.1.1 Existing Water Demand Patterns and Trends ..............................3-1 3.1.1.2 United Water Existing Customer Profile.......................................3-3 3.1.1.3 Effects of Conservation Existing Demand.....................................3-4 3.1.1.4 Contribution of Non-Revenue Water to Existing Demand ........3-5 3.1.2 Future Water Demand Projections................................................................3-5 3.1.2.1 Water Demand Forecasts Conducted in 2006...............................3-6 3.1.2.2 2010 Water Demand Forecast .........................................................3-6 3.1.2.3 2010 Water Demand Forecast: Effects of Conservation on Future Demand..........................................................................................................3-7 i
Table of Contents
Table of Contents Haverstraw Water Supply Project NYSDEC Water Supply Application Engineers Report 3.1.2.4 2010 Water Demand Forecast: Contribution of Non-Revenue Water to Future Demand.............................................................................3-8 3.1.2.5 Updated Water Demand Forecast Reflecting 2010 Census ........3-9 3.2 Long-Term Supply Gap .........................................................................................3-10 3.3 System Reliability ...................................................................................................3-13 3.4 Project Goals and Benefits .....................................................................................3-14 Section 4 Water Quality, Quantity and Compliance with Drinking Water Regulations 4.1 Hudson River Water Quality ..................................................................................4-1 4.1.1 Hudson River Historical Water Quality Data .............................................4-2 4.1.1.1 Parameters Analyzed and Frequency............................................4-2 4.1.1.2 Parameter Detections .......................................................................4-4 4.1.2 Sonde Water Quality Buoy Data ...................................................................4-4 4.1.2.1 Parameters Analyzed and Frequency............................................4-5 4.1.3 Pilot Plant Water Quality Data ......................................................................4-5 4.1.3.1 Parameters Analyzed and Frequency............................................4-5 4.1.3.2 Parameter Detections .......................................................................4-6 4.1.4 Water Quality Data Comparison...................................................................4-7 4.1.4.1 Appendix B Table 1 Summary........................................................4-7 4.1.4.2 Appendix B Table 2 Summary........................................................4-8 4.1.4.3 Conclusion .........................................................................................4-8 4.1.5 Hydrodynamic Modeling Results .................................................................4-8 4.1.6 Municipalities Utilizing the Hudson River as a Water Supply.................4-9 4.2 Water Quantity .......................................................................................................4-10 4.2.1 Hudson River Hydrology.............................................................................4-10 4.2.2 Minisceongo Creek Hydrology ...................................................................4-11 4.2.3 Project Effect on Water Quality ...................................................................4-11 4.3 Key Drinking Water Regulations .........................................................................4-12 4.3.1 Current Regulations ...................................................................................4-23 4.3.1.1 IESWTR and LT1ESWTR Turbidity Requirements ...................4-23 4.3.1.2 Stage 1 D/DBPR MCLs for Disinfection Byproducts ................4-24 4.3.1.3 Total Organic Carbon (TOC) Removal ........................................4-24 4.3.1.4 Disinfection Profiling/Benchmarking .........................................4-26 4.3.1.5 Stage 2 D/DBPR MCLs and MCLGs for Disinfection Byproducts.......................................................................................4-26 4.3.1.6 LT2ESWTR Cryptosporidium Treatment Details .........................4-27 4.3.1.7 Filter Backwash Recycling Rule (FBBR) ......................................4-27 4.3.1.8 Ground Water Rule (GWR)...........................................................4-28 4.3.1.9 Lead and Copper Rule Revisions .................................................4-29 4.3.1.10 Total Coliform Rule Revisions ....................................................4-29 4.3.2 Compliance with Current Regulations.......................................................4-30 ii Table of Contents
Table of Contents Haverstraw Water Supply Project NYSDEC Water Supply Application Engineers Report Appendices Appendix A 8QLWHG1HZ<RUN6XSSOLHV²0RQWKO\:DWHU3URGXFWLRQ Appendix B Water Quality Data Appendix C Source Water and Receiving Water Analysis iii Table of Contents
List of Tables Table 1-1 Phasing of the Proposed Project ...........................................................................1-10 Table 2-1 Permit Requirements for Existing Water Supply System Sources ....................2-1 Table 2-2 United Water Rockland County Water Supply System Capacity ...................2-13 Table 2-3 Average Monthly Water Production ...................................................................2-15 Table 3-1 Rockland County Residential and Worker Populations .....................................3-3 Table 3-2 Average Water Consumption by Account Type..................................................3-4 Table 4-1 Sample Locations for 2007-2008 Water Quality Monitoring ..............................4-2 Table 4-2 Summary of Prior River Water Quality Monitoring/Analysis Performed......4-3 Table 4-3 Hudson River Water Industrial and Commercial Uses ......................................4-9 Table 4-4 National Primary Drinking Water Regulations .................................................4-13 Table 4-5 National Secondary Drinking Water Standards ................................................4-22 Table 4-6 Stage 1 MRDLGs and MRDLs for Disinfectants ................................................4-25 Table 4-7 Stage 1 MCLGs and MCLs for Disinfection By-Products .................................4-25 Table 4-8 TOC Percent Removal............................................................................................4-26 i
List of Tables
List of Figures Following Page No.
Figure 2-1 Existing United Water Rockland County Water Supply System.......................2-1 Figure 2-2 United Water Rockland County Service Area....................................................2-12 Figure 2-3 United Water Rockland County Pressure Districts ...........................................2-12 Figure 2-4 United Water Rockland County Service Area....................................................2-12 Figure 2-5 Monthly Average Daily Supply............................................................................2-14 Figure 3-1 Annual Average Day Demand and Maximum Day Demand............................3-1 Figure 3-2 Monthly Average and Maximum Day Water Demand ......................................3-2 Figure 3-3 Water Demand Forecasts: Annual Average Day Demand.................................3-6 Figure 3-4 Water Demand Forecasts: Combined Sensitivity Analysis Annual Average Day Demand .............................................................................................................3-9 Figure 3-5 Comparison of Water Demand Projections Before and After 2010 Census ...3-10 Figure 3-6 Water Demand Projections vs. Available Supply Without Long-Term Water Supply Project .........................................................................................................3-11 Figure 3-7 Water Demand Projections vs. Available Supply With Long-Term Water Supply Project .........................................................................................................3-11 Figure 4-1 Hudson River Water Quality Sampling Sites .......................................................4-2 Figure 4-2 Hudson River Watershed ........................................................................................4-9 i
List of Figures
Revised December 2011 Section 1 Introduction
1.1 Background
1.1.1 United Water New York United Water New York Inc. (UWNY) is a U.S. corporation incorporated in accordance with the laws of New York State. UWNY Environnement S.A., a French company. As a U.S. corporation, UWNY is subject to the rules and regulations that apply to businesses in the United States. UWNY is the successor to the Spring Valley Waterworks and Supply Company, founded in 1893 to provide water to Rockland County. Together, these companies have been providing water to Rockland County for more than 100 years.
UWNY is a public utility/water-works corporation organized under Article 4 of the New York Transportation Corporations Law (TCL). The TCL applies to telephone, waterworks, sewage works, steam, ferry, pipe line, and freight terminal corporations. Pursuant to its tariff established under TCL § 42, and New York Public Service Law § 89-b, UWNY is legally required to supply the inhabitants of its service UWNY provides a public water supply system, including drinking water and water for fire protection, to the residents and businesses in Rockland County, New York, excluding the Villages of Suffern, Nyack, and South Nyack. UWNY also serves a small portion of Orange County (in portions of the Towns of Tuxedo, Warwick, and Monroe). Its mandate, like all water suppliers, is to provide a dependable, adequate supply of water to meet the needs for domestic water use and firefighting, and to provide water that meets or exceeds all safe drinking water standards.
1.1.2 2006 Rate Order and Joint Proposal On December 14, 2006, the New York State Public Service Commission (PSC) issued an Order concluding two rate cases initiated by UWNY and a sister company, United Water South County. These two rate cases, Case 06-W-0131 and 06-W-1244, were consolidated and considered as one by the PSC (referred to in this report
.1 This PSC Order (as noted earlier, referred to throughout this report as affiliated companies, UWNY, and United Water South County Water Inc., and established the terms of the rate plan for the merged company.
Sections XI and XIII, and related Exhibits 8 through 11, of the 2006 Joint Proposal set forth a plan for increasing the available water supply in the future to meet projected 1 Cases 06-W-0131 and 06-W-0244 Proceeding on Motion of the Commission as to the Rates, Charges, Rules and Regulations of United Water New York Inc. and United Water South County for Water Service, Order Approving Merger and Adopting Three-Year Plan (issued and effective December 14, 2006).
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Revised December 2011 Section 1 Introduction demands, including milestones for implementing new supplies and penalties if the milestones are missed.Section XI of the 2006 Joint Proposal states:
interest for the Company [UWNY] to accelerate its development of new sources of supply. It is understood and agreed that the development of the commitments discussed in Section XIII and Exhibit 11 increase supply, meet the supply needs of Rockland County and specifically consider the development allowed under current land use control throughout Rockland contributed to the development of these commitments.2 Exhibit 8 of the 2006 Joint Proposal includes a list of projects that could be undertaken to meet the water supply goals in the short and medium-term (with anticipated in-service dates in 2008 and 2009). However, the 2006 Joint Proposal commits UWNY to meet specific increases in supply rather than to implement the projects listed. The peak and yearly average day volume commitments that must be met through 2015 are listed in Exhibit 11 of the 2006 Joint Proposal. The commitments presented in Exhibit 11 of the 2006 Joint Proposal will increase the total three-day sustainable peak supply by 7.1 million gallons per day (mgd) by 2015, over the existing 45.5 mgd in 2006; and will increase the yearly average daily supply by 1.5 mgd by 2015, over the existing 33 mgd in 2006.
In addition, to address the need for increased supply beyond 2015, the 2006 Joint Proposal also requires UWNY to implement a long-term water supply project and sets forth milestone commitments related to planning, analysis, permits, and construction of that long-term water supply project so that it will be in service by the end of 2015.
1.1.3 2010 Rate Order and Joint Proposal On July 20, 2010, the PSC issued an Order concluding a rate case initiated by UWNY in 2009, Case 09-W-0731.3 This Rate Order (the 2010 Rate Order) approved a new rate plan for UWNY for the three-year period beginning in September 2010 and adopted and incorporated the terms of a Joint Proposal, dated April 20, 2010, (the 2010 Joint Proposal) as modified by the 2010 Rate Order, representing the agreement in principle reached by all active parties in the case. The parties to the 2010 Joint Proposal were UWNY and staff of the Department of Public Service.
While the terms of the 2010 Rate Order relate primarily to the three-year rate increase, the 2010 Rate Order also continues the obligations of the 2006 Rate Order, including the new water supply source volume and construction milestones and hydrant maintenance schedules established in 2006 Rate Order. The new water supply source 2 2006 Joint Proposal, p. 11.
3 Case 09-W-0731 - Proceeding on Motion of the Commission as to the Rates, Charges, Rules and Regulations of United Water New York Inc., Order Adopting Joint Proposal as Modified and Establishing a Three-Year Rate Plan (issued and effective July 20, 2010).
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Revised December 2011 Section 1 Introduction component of the 2010 Rate Order constitutes the regulatory mandate and establishes the need for the Proposed Project described in this report (which had previously been established in the 2006 Rate Order). During the 2010 Rate Case, the Town of Ramapo no need for a long-term water supply project. Among other things, the Town of Ramapo argued that United Water could eliminate the need for a long-term water supply project by stopping the release of water from Lake DeForest for downstream users (see the discussion in section 1.3.1.1.1 below). By reconfirming in the 2010 Rate Order the mandate of the 2006 Rate Order regarding the need for a long-term water supply project, the PSC rejected the argument that there was no need for the Proposed Project. In the 2010 Rate Order, the PSC also found that given the financial investment UWNY has already made for the long-term water supply project, the incentive mechanism (i.e., the performance payments) is no longer necessary or applicable.
1.2 Purpose and Scope
The New York Environmental Conservation Law establishes NYSDEC as the power to control, regulate, and preserve the water resources of the entire state. In addition, as part of its role, public water supply program. A NYSDEC water supply permit is required before a supply in connection with a new water supply any new or additional source of water supply in connection with an existing water actions.4 NYSDEC regulates New York State water supply under Title 15 of Article 15 of the New York Environmental Conservation Law (ECL). Under Title 15 and its implementing regulations (6 NYCRR Part 601), drinking water supply is regulated by NYSDEC through public water supply application (WSA) permits, which set the withdrawal amounts and other conditions under which drinking water can be withdrawn from each drinking water source (6 NYCRR Part 601). In accordance with 6 NYCRR § 601.6, to issue a water supply permit, NYSDEC must determine: (1) that the proposed project is justified by the public necessity; (2) that the applicant properly considered other sources of water supply that are or may become available; (3) that all work and construction connected with the project will be proper and safe; (4) that the water supply will be adequate to meet the needs of the proposed service area; (5) that there will be proper protection and treatment of the water supply and watershed; (6) that the proposed project is just and equitable to all affected municipalities and their inhabitants, and in particular with regard to their present and future needs for sources of water supply; and (7) that any property acquisition is fairly compensated.
In accordance with ECL § 15-1503(1), each applicant for a water supply permit must document its existing and future water conservation plans as part of the permit review process.
4 6 NYCRR § 601.3.
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Revised December 2011 Section 1 Introduction The purpose of this E Report is to demonstrate that the Haverstraw Water Supply Project is a necessary, technically sound means of fulfilling UWNY water supply requirements identified in 2006 Rate Order and the 2010 Rate Order.
shows that the project adequately meets the future needs of the service area, is justified by public necessity, properly protects the contributing water supply source and watershed, and provides adequate treatment in compliance with drinking water regulations. The following key aspects of the Haverstraw Water Supply Project are presented in subsequent sections of this report.
Historical and current water use trends combined with water demand projections directly support the need for additional long term water supply capacity.
Vulnerable condition of the existing supply under drought conditions.
The Haverstraw Water Supply Project will provide increased long term water supply capacity and introduce a new, more reliable water source, the Hudson River, which is not impacted by local drought conditions.
Water quality data from the vicinity of the proposed intake location in the Hudson Rivers shows that it is an acceptable drinking water source.
Due to the vast size of the Hudson River it will sufficiently support the proposed withdrawal quantities for the Haverstraw Water Supply Project.
The Haverstraw Water Supply Project will comply with all drinking water regulations.
Additional aspects of the project will be addressed as follows: (1) the ongoing environmental review for the project will ensure that all other possible water sources were considered, while maintaining a just and equitable approach for all the affected municipalities; (2) UWNY is undergoing negotiations with U.S. Gypsum Company (USG) for the necessary land acquisition; and (3) the project will be designed and constructed based on sound engineering practices.
1.3 Project Description The Proposed Project entails the development and operation of a new water intake, intake pumping station, and water treatment facility in the Town of Haverstraw, Rockland County, New York. The Proposed Project would collect and treat water from the Hudson River and deliver up to 7.5 mgd of potable water to the existing UWNY distribution system serving Rockland County, for the exclusive use of UWNY The Proposed Project would allow UWNY to increase the capacity of its water supply system to meet the projected future demands for water in Rockland County, and therefore is critical to UWNY 1-4 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Exhibit E - Final Engineer's Report 8-11\01 Section 1 Intro_12-8-11_CLEAN.doc
Revised December 2011 Section 1 Introduction including providing adequate quantity, quality, and water pressure to meet the projected future demands for county residents, businesses, and firefighting capabilities.
The Proposed Project would draw water through an intake structure located in Haverstraw Bay in the Hudson River, through an intake pumping station to a water treatment plant via a raw water transmission main. At the water treatment plant, water would be treated to remove impurities, including salinity. The potable water would be transmitted from the plant via new underground water transmission mains that would connect to UWNY and salinity removed from the water would be processed and disposed of in accordance with applicable laws and regulations.
1.3.1 Project Sites follows:
Intake Site: This approximately one-acre parcel (as well as additional land underwater) located on the south side of Beach Road along the Hudson River would house the intake pumping station that would pump water from the river. The site, currently owned by the USG, is vacant land used for off-season boat storage by the Haverstraw Marina and is adjacent to the enclosed conveyor that is used by USG to move supplies from barges that dock at a USG pier in the Hudson River.
Hudson River: Water would be withdrawn from the Hudson River through an intake system (described below). It is anticipated that the water intake pipeline would extend from the shoreline of the Intake Site approximately 900 feet into the Hudson River offshore of the Intake Site. The pipeline would be installed in a tunnel buried below the river bottom.
Water Treatment Plant Site: This 15.38-acre vacant site located to the west and south of the closed Town of Haverstraw Landfill would house the water treatment plant. Most of the Water Treatment Plant Site (the northern portion) is a reclaimed area located within the boundary of the now-closed Haverstraw Landfill, and is owned by the Town of Haverstraw. The southern portion of the Site is a privately owned vacant parcel currently owned by DSB Realty Associates, LLC.
Raw Water Transmission Main:
Hudson River by the intake pumping station would be transmitted to the water treatment plant site via an underground raw water transmission main.
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Revised December 2011 Section 1 Introduction Potable Water Distribution Mains: Potable water from the water treatment plant would be transmitted to existing mains in UWNY system via new connections from the water treatment plant.
1.3.2 Water Treatment Facilities and Processes 1.3.2.1 Raw Water Intake System Raw water to be supplied to the new Water Treatment Plant would be pumped from the Hudson River through an intake system consisting of an intake structure in the Hudson River, approximately 900 feet from the shoreline, an intake pipeline from the structure to the shore, and intake pumping station on the Intake Site. The intake pumping station would consist of a single building, approximately 3,000 square feet in size, which would house the pumps, electrical and mechanical systems, air compressors, and other equipment.
The intake system would be designed to minimize adverse effects to aquatic resources in the Hudson River. The intake in the river would use five 36-inch cylindrical-shaped wedge-wire screens with a small slot size (0.5-millimeter), which would minimize potential adverse effects to aquatic resources related to potential impingement (in which aquatic resources are pulled against the screen) or entrainment (in which they are drawn into the intake). The intake system would be supported on deep foundations (piles) that would extend 180 to 200 feet below the river mudline. The intake screens would be located a minimum of four feet above the river bottom while the top of the screens would be approximately 7.36 feet below the water surface at mean low low water (MLLW). An air cleaning system would be used to periodically clean the intake screens of debris and to prevent biofouling, and a chemical cleaning system would be used to clean the interior of the raw water intake line. Beneath the river bottom, a 7-foot diameter raw water intake sleeve would house the intake water pipe, air supply lines for the air cleaning system, and small-diameter chemical cleaning supply lines for the chemical cleaning system that would be used to clean the inside of the pipes. The air cleaning system would consist of an air compressor and compressed air receiver at the Intake Site, and five 6-inch air supply lines within the intake sleeve. The chemical piping would be contained within a carrier pipe within the pipe casing that also houses the raw water intake pipe. Chemicals in the piping would not be able to leak into the river.
The raw water intake system would be operated to draw high quality water from the river each day. To produce 7.5 mgd of treated water, a maximum volume of 10 million gallons would be withdrawn from the Hudson River during a 24-hour period.
It would be pumped from the intake pumping station into raw water storage tanks at the water treatment plant, from which it would be drawn for treatment.
The raw water transmission main would transmit the raw water to the Water Treatment Plant Site via a new 30-inch-diameter raw water transmission force main buried primarily beneath public streets. Under normal conditions the raw water will not be altered until it reaches the Water Treatment Plant for subsequent treatment.
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Revised December 2011 Section 1 Introduction Periodically, sodium hypochlorite will be added to the raw water at the intake pump station to control biofouling in the intake line and raw water transmission main. The chlorinated water will be subsequently dechlorinated in the water treatment process.
1.3.2.2 Water Quality Monitoring At the intake pumping station, water quality would be continuously monitored to detect any significant change in river water quality that could affect finished water quality before it is processed at the water treatment plant. In the event that potential contamination events occur, the water quality monitoring would allow maximum response time from the point the water is withdrawn from the river to when it enters the treatment process. The system would be tied to UWNY greater Supervisory Control and Data Acquisition (SCADA) system (discussed below) to allow remote, real-time monitoring by the water treatment plant operators. When a potential contamination event is identified, the possible responses that may be taken can include confirmatory and more frequent water quality sampling and laboratory analysis; adjustment to process operating conditions to mitigate potential upsets; and temporary shutdown of the intake pumping station until the anomalous condition dissipates or until such time that the river water quality is determined to be acceptable.
1.3.2.3 Water Treatment Process The water treatment plant would consist of an integrated series of interconnected buildings sized to house the water treatment equipment, as well as storage tanks, potable water reservoirs, pumps, and chlorine basins.
The water drawn from the Hudson River would be subjected to a rigorous multi-step treatment process to ensure that it meets all applicable health standards and is compatible with the other water in UWNY provide multiple barriers for removing various water quality parameters of concern, to allow the finished water to meet or exceed all applicable drinking water standards.
The potential water treatment process that may be used at the water treatment plant, based on conceptual designs, would include the following:
Pretreatment for solids removal: Pretreatment consists of a combination of processes to remove particles that are suspended in the water (i.e., turbidity),
including coagulation, flocculation, and sedimentation. Chemicals including acid for pH adjustment and coagulant are added in this step to maximize the removal of suspended and colloidal particulates in addition to certain dissolved inorganics. The resulting sludge is processed further for volume reduction and disposed of offisite. Powdered activated carbon (PAC) may also be added during pretreatment to improve removals of dissolved organics through adsorption. Spent PAC will be removed and disposed along with the settled sludge.
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Revised December 2011 Section 1 Introduction Filtration: Following pretreatment, the filtration process (currently proposed to use microfiltration/ultrafiltration [MF/UF]) would remove the remaining particulate matter and provide a barrier to bacteria and viruses. Solids removed in the filtration step are periodically backwashed from the filters and are subjected to further processing. These solids are ultimately combined with the solids from the pretreatment step and disposed of offsite.
Reverse Osmosis (RO): Following filtration, the process water would be free of suspended solids, at which point it would be subject to a RO treatment system that would force water under high pressure through semi-permeable membranes to remove dissolved constituents, such as salts and most organic constituents, from the filtered water as required based on the raw water salinity. The residual water and dissolved constituents which are rejected by the RO membranes are discharged as a concentrated brine solution (i.e., RO concentrate). In the process, chemicals including acid, antiscalant, and sodium bisulfate may be added. The RO concentrate will be discharged back to the Hudson River through the existing Haverstraw Joint Regional Sewage Treatment Plant (JRSTP) outfall (SPDES #: NY 002 8533). The RO concentrate would be sent by force main to the effluent junction box at the JRSTP, where it effluent pipe.
Removal of Organic Contaminants: The treatment process currently includes the use of PAC. In the future it is possible that after pre-treatment and RO processing, the water would be re-filtered by passing it through a granular activated carbon (GAC) unit to remove organic contaminants. If GAC is added to the treatment system, it would replace the use of PAC.
Post-treatment: This final step would stabilize the water and provide for disinfection.
Finished Water Storage and Pumping: Finished (treated or potable) water would flow to the above-grade finished water storage reservoirs where a corrosion inhibitor is added prior to the water being pumped through new potable water main connections. Potable water distribution mains would extend from the new water treatment plant to connect to existing UWNY distribution water mains. At this time, several options for the potable water main routes are under consideration.
1.3.2.4 Residuals Processing The water treatment process would produce several waste products (residuals). The main residual streams that would need to be disposed include wastewater created during the water treatment process; solids removed during the water treatment process; and the RO concentrate produced by the RO membrane process.
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Revised December 2011 Section 1 Introduction A number of the treatment trains used in the water treatment process would produce wastewater. Most of this would be recycled to the head of the water treatment plant for re-use in the water treatment process. Some wastewater, including flows from clean-in-place (CIP) maintenance procedures and other cleaning procedures would be sent to the JRSTP, which is adjacent to the Water Treatment Plant Site, via the existing sanitary sewer. The wastewater from the water treatment process would be sent to the head of the JRSTP for treatment. UWNY would obtain an Industrial Wastewater Discharge Permit for the Proposed Project from the Joint Regional Sewage Board for this waste.
Solids removed by the pretreatment, and MF/UF processes would be in the form of a liquid sludge. The sludge would be thickened in sludge thickeners and dewatered in belt filter press units at the water treatment plant. The resulting dewatered sludge, or
-site facility, similar to sludge from the other water treatment plants UWNY operates in Rockland County.
Alternatively, the thickened sludge from the water treatment process could instead be conveyed to the JRSTP for dewatering and handling with the sludge produced by the The concentrate generated by the RO process (RO concentrate, or brine) would be sent by force main to the effluent junction box at the JRSTP, where it would be discharged in
. The RO concentrate would use the The RO concentrate will be added to the JRSTP secondary effluent at the existing effluent junction box. From the junction box, the flow is conveyed via underground pipe to the JRSTP outfall diffuser (Outfall 001) located in Haverstraw Bay, just south of the Town marina. In this way, the high salinity in the RO concentrate would be mixed with the greater volumes of non-saline effluent being discharged to the river.
1.3.3 Project Phasing The Proposed Project is being designed to treat and deliver up to 7.5 mgd of potable water for the exclusive use of UWNY opens for operation, it would initially treat and deliver up to 2.5 mgd of potable water. As R expanded to meet that demand, with the ultimate capacity at 7.5 mgd. Except where otherwise noted, this report describes the Proposed Project at its full capacity of 7.5 mgd. As describ demand is consistent with population forecasts prepared by planning agencies and independent institutions.
The Proposed Project would be implemented in three separate phases, based on growth i capacity would be added in phases to meet demands rather than building the complete water treatment plant at once; the intake, intake pumping station, and raw water transmission mains would be constructed to accommodate full production 1-9 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Exhibit E - Final Engineer's Report 8-11\01 Section 1 Intro_12-8-11_CLEAN.doc
Revised December 2011 Section 1 Introduction capacity. The three phases for the Proposed Project are summarized in Table 1-1 and described below.
Table 1-1 Phasing of the Proposed Project Phase Finished Water Production Capacity In-Service Date Phase 1 2.5 mgd 2015 Phase 2 5.0 mgd Estimated 2020 Phase 3 7.5 mgd Estimated >2030 By the end of 2015, the initial phase of the Proposed Project would be ready for operation. By that time, the intake pumping station and water treatment plant would be constructed and operating to meet an initial production capacity of 2.5 mgd. The intake system and the raw water transmission line would be constructed to accommodate the ultimate build-out production capacity of 7.5 mgd to eliminate subsequent disruptions when the facility is expanded. As demand for water increases, by approximately 2020, additional treatment plant equipment would be installed to bring production to 5.0 mgd. A third phase would increase the capacity of the intake pumping station and the treatment capacity of the water treatment plant to accommodate an ultimate projected production capacity of 7.5 mgd.
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Section 2 Existing System Information 2.1 United Water Rockland County Water Supply System Rockland County is located on the west side of the Hudson River approximately 12 miles north of New York City. Rockland County consists of the Towns of Orangetown, Ramapo, Clarkstown, Haverstraw, and Stony Point. Within those towns are 19 incorporated villages. The southern border of Rockland County adjoins the northern borders of Bergen County and Passaic County, New Jersey.
United Water New York (UWNY) is responsible for providing water to the residents and businesses of Rockland County, excluding the Villages of Suffern, Nyack, and South Nyack. Within this service area, the great majority of the water is supplied by UWNY, with a small amount supplied by private wells for locations that are not served by UWNYs infrastructure or for users who choose not to use UWNYs supply.
UWNY also supplies water to the businesses, institutions, and parks in Rockland County, including the Palisades Interstate Park system. In addition to potable water for its customers, UWNY also provides water for fire suppression via fire hydrants and fire system connections throughout the service area. 1 Figure 2-1 illustrates UWNYs service area. The existing water supply system, including the water sources and distribution system as well as how the system is managed, are described in this section of the report. 2 2.1.1 Water Sources UWNYs existing water supply system in Rockland County is composed of a combination of surface water and groundwater supplies. These include: two surface water supplies, the Lake DeForest and Letchworth Reservoirs, in the Towns of Clarkstown and Haverstraw, respectively, which together provide approximately 32 percent of the water supplied annually by UWNY on an average daily basis; the Ramapo Valley Well Field in Ramapo, which provides 24 percent of the average daily supply; and approximately 50 additional active system wells located throughout Rockland County, which provide the remaining 44 percent of the average daily supply. 3 These water supply elements are shown in Figure 2-1 and described below.
The discussion in this section describes the capacity of each water source in terms of its safe yield, average supply, and peak supply, as follows:
1 UWNY also operates an independent water system (formerly operated by United Water South County) that serves the Towns of Tuxedo, Warwick, and Monroe in Orange County. This system is separate from the Rockland County system discussed in this DEIS and would not be affected by the Proposed Project.
2 Information on how the proposed Haverstraw Water Supply Project would affect management of the water supply system is provided in section 2.4.4 of Chapter 2, Project Description.
3 See Table 1-3, which illustrates the average water production from 2000 to 2009.
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Section 2 Existing System Information Safe Yield: The capacity of a water source is measured first by its safe yield, also sometimes referred to as dependable yield or reliable yield. This is a measure of the maximum quantity of water that can be sustained from a source, without depleting the source, during a critically dry period, which is the drought of record. The drought of record is the drought that had the worst effect on availability of water from the water source, which could be a single years drought or a combination of several drought years.
As defined in the Ten-State Standards document used by the New York State Public Service Commission (PSC) and New York State Department of Health (NYSDOH) as a regulatory standard, 4 the quantity of water that should be maintained in water sourceswhich is the safe yieldis set forth as:
For surface water, the quantity of water at the source shall be adequate to meet the maximum projected water demand of the service area as shown by calculations based on a one in fifty year drought or the extreme drought of record, and should include consideration of multiple year droughts.
For groundwater, the total developed groundwater source capacity, unless otherwise specified by the reviewing authority, shall equal or exceed the design maximum day demand with the largest producing well out of service.
The planning threshold for determining safe yield for surface waters is the worst drought on record. For groundwater, calculations of yield are more complex, so the term safe yield is often not applied to groundwater. Further, in calculating its available groundwater supply, in consultation with the Rockland County Department of Health (RCDOH), UWNY does not include consideration of capacity with the largest producing well out of service as recommended by the Ten-State Standards.
Average Supply Capacity: The average supply capacity of a water supply is the amount of water that can be sustainably provided over an extended period of time, typically a year. Although, as noted above, calculations of yield from groundwater resources is complex, in general, the average supply capacity is equivalent to the safe yield.
Peak Supply Capacity: The peak supply capacity describes the ability of a water source to provide high volumes of water over a short period of time to meet an elevated demand. Typically, the peak level of production can be sustained only for a few days. The RCDOH requires that all supply sources be capable of meeting the maximum day demand for two three-day periods. Therefore, UWNY uses the combination of two three-day peaks as the peak period for water supply planning purposes. As defined in the December 14, 2006 Rate Order and the July 20, 2010 4 Recommended Standards for Water Works, Policies for the Review and Approval of Plans and Specifications for Public Water Supplies, 2007 Edition, Part 3.
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Section 2 Existing System Information Rate Order issued by the PSC, a peak increase is defined as sustainable for three days, twice per summer season. 5 Like all public water supply systems in New York State, UWNYs water system is subject to New York State Department of Environmental Conservation (NYSDEC) regulation via specific water supply permits for each water source that set the amount of water that can be withdrawn from each water source. It is also subject to NYSDOH regulations via permits that set the conditions for water treatment for each source.
The permit conditions are intended to reflect the safe yield of the water source and the capacity of the water treatment facilities at each source. The components of the existing water supply system, including their safe yield, permit conditions, and factors that affect their reliability, are described below.
2.1.1.1 Lake DeForest Lake DeForest is a 985-acre, 5.6-billion-gallon reservoir in the Town of Clarkstown, New York, that supplies approximately 32 percent of the average daily water that UWNY provides to Rockland County on an annual basis. Lake DeForest is supplied by the Hackensack River, located in the 26-square-mile Hackensack River watershed in Rockland County. The reservoir, its dam, and the Lake DeForest Water Treatment Plant were constructed by the Spring Valley Water Company (the predecessor to UWNY) and began operation in 1956.
Water withdrawn from Lake DeForest is treated at the Lake DeForest Water Treatment Plant at the southern end of the reservoir before being pumped into the water distribution system. The treatment plant uses standard water treatment technologies, including flocculation, dissolved air flotation (clarification), filtration, and chlorination, to produce clean drinking water in compliance with drinking water standards.
As discussed in more detail below, downstream of Lake DeForest, the Hackensack River also provides drinking water to the Village of Nyack in Rockland County and a number of communities in Bergen and Hudson Counties in New Jersey. Information on how UWNY manages Lake DeForest is provided later in this section.
Safe Yield of Lake DeForest The safe yield of Lake DeForesti.e., the amount of water that can be continuously withdrawn from the reservoir during a period of drought equivalent to the worst drought of recordhas been determined to be 19.75 million gallons per day (mgd).
However, as discussed below, the water supply permit for Lake DeForest requires release of some of that yield for downstream users and to maintain downstream riparian rights. After satisfying those permit requirements, the safe yield of Lake DeForest for Rockland County is 10 mgd.
5 2006 Rate Order (Exhibit 11 of the Joint Proposal) and 2010 Rate Order (Appendix 7 to the Joint Proposal).
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Section 2 Existing System Information Permit Conditions for Lake DeForest Withdrawal of water from Lake DeForest is governed by NYSDEC water supply permit WSA 2189 and the volume of water that can be produced at the water treatment plant is governed by the approval for its operation from NYSDOH.
WSA 2189 was issued in 1952 and was subsequently modified; the permit now in effect is the Sixth Modifying Decision, issued by NYSDEC in 1982. The permit conditions are intended to maintain the ecological health of the river and the riparian rights of downstream communities. As discussed below, the permit obligates UWNY to maintain a daily average flow of 9.75 mgd or greater in the Hackensack River immediately above the intake works of the Village of Nyack. Daily records demonstrating compliance with this flow condition are provided to NYSDEC.
According to WSA 2189, at least 10 mgd of the water in Lake DeForest is forever reserved for the needs of the inhabitants of Rockland County. In addition to that 10 mgd, WSA 2189 establishes the amount of water that must be maintained in the Hackensack River downstream of the Lake DeForest Dam, which depends on the water supply in the reservoir and the conditions in the three downstream reservoirs Lake Tappan, Woodcliff Lake, and Oradell Reservoir. WSA 2189 establishes a reservoir operating curve, or Rule Curve, which is a measure to be used to determine the amount of water that may be released for downstream communities.
According to the permit, the Rule Curve was established to ensure that Rockland Countys water supply needs and those of downstream users are met under both normal and drought conditions.
Using the Rule Curve, WSA 2189 specifies the amount of water that must be released from Lake DeForest and the additional amount that may be released, which varies throughout the year depending on the amount of water present in Lake DeForest and on the amount of water present in the three downstream reservoirs.
The permit conditions establish a minimum release for downstream users of 9.75 mgd and provide for increased releases when Lake DeForest has adequate water (and therefore it is above the Rule Curve) and the downstream reservoirs are less than half full. Consistent with these permit conditions, and in consultation with the various stakeholders, UWNY routinely releases water from the Lake DeForest Dam to the Hackensack River.
As noted above, WSA 2189 requires that at least 10 mgd of the water in Lake DeForest is forever reserved for the needs of the inhabitants of Rockland County. To preserve the safe yield in the reservoir (which is 10 mgd for Rockland County) in case of drought conditions, UWNY operates Lake DeForest to provide an annual average of 10 mgd for Rockland County customers from Lake DeForest. A higher flow can be withdrawn from the reservoir during peak summer months, but flow must be reduced at other times of the year to maintain a total average that meets the annual average requirement. For example, in 2005, when summer demand required Lake 2-4 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\02 Section 2_9-22-11_CLEAN.docx
Section 2 Existing System Information DeForest production levels of approximately 20 mgd, the flow was reduced to 7 mgd in October and November and 5 mgd in December to limit the annual average production to 10 mgd.
The Lake DeForest Water Treatment Plant is operated subject to an approval from NYSDOH, issued in 2003 (Log No. 16321, CWS NY4303673), which limits daily intake of raw water to the treatment plant to 20.8 mgd, with a maximum daily production of up to 20 mgd, and the running annual average intake of raw water to 10 mgd.
Reliability of Lake DeForest Lake DeForest can reliably provide the 10 mgd of water to Rockland County that is set by its permit limits. In addition, Lake DeForest can be used on a short-term basis (peak) at 20 mgd, as long as its average yield on an annual basis remains at 10 mgd.
However, like any reservoir supply, the supply in Lake DeForest is entirely dependent on rainfall amounts in its relatively small watershed, located entirely within Rockland County.
2.1.1.2 Letchworth Reservoirs The three Letchworth Reservoirs, located in Harriman State Park in the Minisceongo Creek watershed, have a total capacity of 173 million gallons. The Letchworth reservoir system was originally developed as the water supply for the former state psychiatric institution at Letchworth Village (in the Towns of Stony Point and Haverstraw). In 2006, UWNY entered into a long-term lease with the Palisades Interstate Park Commission for use of the Letchworth Reservoirs, made improvements to the water treatment plant and piping connections, and began operating the Letchworth Water Treatment Plant as an additional source for the UWNY distribution system. Water from the reservoirs is treated at the Letchworth Water Treatment Plant for use in the water distribution system. The treatment plant uses standard water treatment technologies, including flocculation, clarification, filtration, and chlorination, to produce clean drinking water in compliance with drinking water standards. Use of the reservoirs is subject to the conditions of the long-term lease, which protect the recreation use of these resources located in the Palisades Interstate Park system.
UWNY typically uses the Letchworth system as a peaking source, to provide water during the peak demand season (i.e., May through September). Over the past 10 years, the Letchworth Reservoirs have provided less than 1 percent of UWNYs average daily water supply for Rockland County. In the three full years that the Letchworth Reservoirs have been operated by UWNY (2007-2009), these reservoirs provided an average of 1.5 percent of UWNYs average daily water supply for Rockland County.
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Section 2 Existing System Information Safe Yield of Letchworth Reserviors The safe yield of the Letchworth Reservoirs is 1.0 mgd.
Permit Conditions for Letchworth Reservoirs The NYSDEC water supply permit for the Letchworth Reservoirs, WSA 9947, allows withdrawal of 1 mgd on an annual average basis and a maximum of 45 million gallons in a month. The permit also sets conditions regarding releases of water between the three reservoirs, to preserve water in the reservoir system without allowing any of the reservoirs to become too depleted. All water is withdrawn from the first reservoir. The permit sets the following conditions:
A. When water supply withdrawal from the first reservoir is greater than 0.8 mgd, the following conditions apply:
- 1. Water must be released from the second reservoir in an amount equal to the amount withdrawn from the first reservoir above 0.8 mgd.
- 2. If the first reservoir reaches 30 percent of its capacity, water must be released from the second reservoir at a rate equal to the first reservoir withdrawal.
- 3. If the second reservoir reaches 30 percent of its capacity, water must be released from the third reservoir in an amount equal to the first reservoir withdrawal.
B. If storage in each reservoir reaches 30 percent, release from the third reservoir shall cease and the first reservoir withdrawal shall not exceed 0.5 mgd.
C. If storage in the second and first reservoirs reach 10 percent, all water supply withdrawals from the first reservoir shall cease.
In addition, if the capacity of the third reservoir has reached 30 percent in two consecutive operating years, UWNY must undertake an assessment of the fisheries resources including habitat and aquatic vegetation in each reservoir during the next operating year. WSA 9947 does not require that a release be made to the stream immediately below the most downstream dam, Horse Chock Brook.
The NYSDOH approval for the Letchworth Water Treatment Plant (Log No. 17981, NY 4303673) allows its operation at an annual average of 1.0 mgd, with monthly production not exceeding 45 million gallons per month. The NYSDOH approval allows a seasonal peak production of 3.0 mgd.
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Section 2 Existing System Information Reliability of Letchworth Reservoirs Like Lake DeForest, the Letchworth Reservoirs and water treatment plant can reliably provide the amount of water set by their permit limits. However, like any reservoir supply, the supply in the Letchworth Reservoirs is entirely dependent on rainfall amounts in its relatively small watershed, located entirely within Rockland County.
2.1.1.3 Ramapo Valley Well Field The Ramapo Valley Well Field consists of 10 shallow wells that draw groundwater from the Ramapo Aquifer on the eastern bank of the Ramapo River, immediately upstream of the New Jersey border in the Village of Hillburn and Town of Ramapo in Rockland County. The well field was developed and implemented by the Spring Valley Water Company through the 1970s, with the last well coming on line in 1981.
Water from the 10 wells in the Ramapo Valley Well Field is pumped into a common transmission main to one central pump station, where the water is treated to remove volatile organic compounds and chlorinated. The Ramapo Valley Well Field component of UWNYs system also includes a related surface water source, Potake Pond, which is used to augment flow in the Ramapo River to support operation of the well field. The Ramapo Valley Well Field provides approximately 24 percent of the average daily water supply in the UWNY system in Rockland County on an annual basis, but less during the summer peak when this source can be adversely affected by low precipitation, which can affect the groundwater and flow in the Ramapo River.
The Ramapo Aquifer is hydraulically connected to surface water flows in the adjacent Ramapo River (i.e., water flows back and forth between the two depending on the relative water levels of each); the well fields water is drawn by infiltration from the river through permeable sand and gravel to the wells. Most of the Ramapo Rivers drainage area is upstream in Orange County.
UWNY uses water stored in Potake Pond, a reservoir that straddles the New York-New Jersey border, to supplement the flow of water in the Ramapo River so that the well field can remain operational when flows in the river would otherwise be too low.
Water is withdrawn from Potake Pond through an intake structure and carried by pipe to a brook that feeds the Ramapo River.
Safe Yield of Ramapo Valley Well Field UWNY has been able to reliably extract an annual average of about 7 mgd from the Ramapo Valley Well Field when it can be operated. However, as described in the discussion of permit conditions below, during periods of low flow in the Ramapo River, the well field is not as productive and/or cannot be operated because of limitations set by its water supply permit from NYSDEC, which requires a minimum passing flow in the river immediately downstream of the well field. During peak summer conditions when Ramapo River flows are low, the sustainable withdrawal rate from the Ramapo Valley Well Field is about 4 mgd on average.
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Section 2 Existing System Information This sustainable rate is possible because of the augmentation of river flow by releases from Potake Pond. Prior to 2003, UWNY had a lease agreement to take water from Potake Pond and another nearby water body, Cranberry Pond, to augment flow in the Ramapo River. In 2003, UWNY purchased Potake Pond, constructed a pipeline from the pond to Nakoma Brook (a tributary of the Ramapo River), and consolidated the water supply permit to withdraw 190 million gallons from both water bodies through Potake Pond, which has a total volume of approximately 700 million gallons.
Permit Conditions for Ramapo Valley Well Field Withdrawal of water from the Ramapo Valley Well Field is governed by NYSDEC water supply permit WSA 6507, which was issued in 1976; a Modifying Decision for this permit was issued in 1982. The permit was developed in accordance with terms of stipulations with the Village of Hillburn and with the New Jersey Department of Environmental Protection. The permit conditions are intended to maintain the ecological health of the Ramapo River and the riparian rights of downstream communities, including the Village of Suffern and communities in New Jersey that also use the Ramapo River for drinking water or other purposes.
WSA 6507 permits a total of 14 mgd to be withdrawn from the Ramapo Valley Well Field on any given day, but the total amount of water pumped in any given month may not exceed an average of 10 mgd for that month. 6 That condition is permitted as long as flow in the Ramapo River at a U.S. Geological Service (USGS) gauge downstream of the well field, in Suffern, is greater than 10 mgd. When flow in the river is less than 10 mgd at the Suffern gauge, permitted withdrawals are lower:
When flow in the Ramapo River at the Suffern gauge is lower than 10 mgd but greater than 8 mgd, maximum withdrawal of 8 to 10 mgd is permitted.
When flow in the Ramapo River at the Suffern gauge is at or below 8 mgd, no withdrawal is permitted. 7 The 1982 Modifying Decision to WSA 6507 added a new condition requiring a detailed feasibility study of alternative corrective measures needed to ensure that the Ramapo Valley Well Field can be used most of the time, to increase the reliability of the well field. The condition required that special emphasis be placed on the alternative of low flow augmentation from upstream lakes or reservoirs.
The use of Potake Pond was developed in response to the 1982 Modifying Decision.
Use of Potake Pond was allowed by NYSDEC permit No. 3-3926-00207/0003-0, issued 6 Condition D of WSA 6507 states: The total volume of water pumped from any combination of the 10 Ramapo Valley wells shall not exceed 14 mgd on any given day and the total amount of water pumped in any calendar month shall not exceed the figure obtained by multiplying the number of days in that month by an average pumping rate of 10 mgd.
7 When the Ramapo Valley Well Field is not operating, the permit does not require UWNY to maintain a minimum flow in the Ramapo River.
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Section 2 Existing System Information in 1993 and later modified by WSA 8620, issued in 2002. WSA 8620 permits release of water from Potake Pond for augmentation of the Ramapo River at a rate of 10 mgd or less per day, with maximum drawdown not to exceed usage of the upper 7 feet of the pond (190 million gallons). These releases shall occur only when necessary and effective in enabling use of the Ramapo Valley Well Field by raising the flow of the Ramapo River to at least 8 mgd when measured at the Suffern gauge. This permit does not require a minimum release to a water body downstream of Potake and Cranberry Ponds.
Reliability of Ramapo Valley Well Field Because of the well fields connection to the Ramapo River and its permit restrictions to protect flows in the river, pumping from the Ramapo Valley Well Field can be unavailable when precipitation is low. This typically occurs during late summer and fall, but it could also occur during other seasons in the event of a drought. As discussed later in this chapter, the summer season is the period when water demand in Rockland County is the greatest, so this limitation to one of the key components of the water supply system adversely affects the systems reliability when it is most needed.
2.1.1.4 System Wells In addition to the Ramapo Valley Well Field, UWNY also operates 50 other wells throughout Rockland County that together provide approximately 44 percent of UWNYs water supply. These system wells include deep bedrock wells, primarily located in the southern half of Rockland County (in the Towns of Ramapo, Clarkstown, and Orangetown), and shallow wells in glacial sand and gravel (overburden) located near the Mahwah River, Minisceongo Creek, and Sparkill Creek.
Water from the system wells is pumped to the surface, and collected at water storage tanks throughout Rockland County. Water from the wells is treated with sodium hypochlorite (i.e., chlorine) and/or other commonly used water treatment chemicals.
Some of the wells include air strippers to treat groundwater contamination resulting from gasoline, dry cleaning solvents, and other volatile organic compounds.
Wells are susceptible to contamination from surrounding development, and a small number of wells (in addition to the 50 active wells) are not in use because their yield is low and their water has become contaminated.
Safe Yield of System Wells As noted above, the concept of safe yield is difficult to apply to groundwater resources. The total capacity of the wells is determined by the capacity of their pumps and by the groundwater conditions at the well. Some of UWNYs system wells are closely spaced and cannot be operated simultaneously without adversely affecting production of the other wells. All the wells can operate simultaneously to meet peak demands, but this cannot be continued on a sustained basis. Moreover, operating the 2-9 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\02 Section 2_9-22-11_CLEAN.docx
Section 2 Existing System Information wells at their peak capacity for more than a few days would adversely affect groundwater levels in the aquifer.
In total, UWNYs system wells serving Rockland County have a recognized peak capacity of about 24.3 mgd and an average capacity of 15.13 mgd on a longer term (annual) basis. As noted above, the Ten-State Standards guidance suggests that the safe yield of a system of wells can be considered as the design maximum day demand with the largest producing well out of service. However, in calculating its available groundwater supply, UWNY does not include consideration of capacity with the largest producing well out of service as recommended by the Ten-State Standards.
Taking this factor into account would reduce the average and peak capacity of UWNYs system wells by approximately 1.5 mgd.
Permit Conditions for System Wells Withdrawal rates at system wells are governed by NYSDEC permits, based on the results of aquifer testing at each well. In addition, the NYSDOH, in coordination with RCDOH, issues approvals for public water supply wells related to their construction, operation, and decommissioning. These approvals cover the location, drilling method and design of the well, construction and operation of the well pumps, and well yield.
Reliability of System Wells Groundwater levels in Rockland County are typically lower in the summer than at other times of the year because of a combination of reduced precipitation resulting in a reduction in recharge of the aquifer and higher demands. This can adversely affect the performance of system wells and result in the need to reduce pumping rates from the wells. In addition, as noted earlier, a continuing challenge for UWNYs system wells is protecting them from contamination that may result from surrounding development.
2.1.1.5 Summary of Required Releases As discussed above, use of each of UWNYs water sources is governed by water supply permits issued by NYSDEC. Those permits set the amount of water that can be withdrawn for use as drinking water, and, for many sources, they also dictate the amount of water that must be released downstream to support stream flows so as to maintain ecological conditions, riparian rights, and the other rights of downstream water users. These conditions are summarized in Table 2-1.
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Section 2 Existing System Information Table 2-1 Permit Requirements for Existing Water Supply System Sources Permit Conditions:
Water Permitted Identification WSA # Obligations to Support Stream Flows Source Withdrawal Water Body Release Requirements Permit establishes Rule Curve to determine amount of water that must and may be released downstream to maintain riparian rights and downstream Lake 5.6 billion gallon WSA 10 mgd average Hackensack reservoirs.
DeForest reservoir 2189 20 mgd peak River Permit requires UWNY to maintain a daily average flow of 9.75 mgd or greater in the stream immediately above the intake works of the Village of Nyack.
Permit regulates water releases between the three Three reservoirs Letchworth Reservoirs to Horse Letchworth with total WSA 1 mgd average ensure none becomes too Chock Reservoirs capacity of 173 9947 3 mgd peak depleted. Permit does not Brook million gallons require specific release to the stream downstream of third reservoir.
Permitted withdrawal depends on the amount of flow in the 10 shallow wells Ramapo River downstream of that draw the wellfield. When the flow is groundwater Depends on greater than 10 mgd, maximum WSA Ramapo from the flow in Ramapo withdrawal is permitted. When 6507 River Ramapo Aquifer River the flow is between 8 and 10 Ramapo near the mgd, less withdrawal is Valley Well Ramapo River permitted and when the flow is Field (RVWF) at or below 8 mgd, no withdrawal is permitted.
Potake and Permit does not require a Cranberry Ponds WSA specific release to the stream used to augment 10 mgd 8620 downstream of Potake and Ramapo River to Cranberry Ponds.
support RVWF NYSDEC permits govern 50 wells 15.9 mgd withdrawal rates at system System Wells throughout Multiple average wells based on results of Rockland County 24.44 mgd peak aquifer testing at each well.
2.1.2 Water Distribution System 2.1.2.1 Rockland County System UWNYs water distribution system in Rockland County consists of more than 1,000 miles of water mains, 14 storage tanks, and 14 booster pump stations. Water enters the water distribution system from the water treatment plants and pump stations described above and is transmitted through water mains for distribution in Rockland County. The water distribution system is divided into 15 pressure districts, which are areas of similar ground elevation within which one common hydraulic gradient (water pressure) is maintained. Pump stations are used to transmit the water through the mains at the appropriate pressure for each pressure district. Pressure-reducing 2-11 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\02 Section 2_9-22-11_CLEAN.docx
Section 2 Existing System Information valves reduce the pressure so water can flow from districts with higher pressure to districts with lower pressure. Pump stations are used to pump water in the opposite direction (i.e., from lower pressure systems to higher pressure systems). Water can be transmitted between pressure districts through the use of appropriately sized pipes and pumping stations that bring the water to the correct pressure for the respective district. However, the design of the transmission system limits the amount of water that can be distributed to pressure districts beyond where the supply is generated.
Figures 2-2, 2-3, and 2-4 show the relationship of the pressure districts, hydraulic gradeline, and water sources in UWNYs system.
UWNY has a Supervisory Control and Data Acquisition (SCADA) system used to collect and coordinate information from all elements of the water supply system.
Among other things, the SCADA system monitors the production, demands, pressures, and amount of water in each storage tank throughout the system.
Supervisory personnel monitor the SCADA system 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> per day.
2.1.2.2 Connections to Other Systems UWNYs water supply system in Rockland County is largely self-contained, with only limited connections outside the county boundaries. However, a small number of connections exist from the Rockland County system to other systems not managed by UWNY. As discussed below, these water main connections are predominantly available for emergencies and are not regularly used. The interconnections are shown in Figure 2-1 above and include the following:
Village of Nyack: Five emergency interconnections between the Village of Nyacks water system and the UWNY system.
Village of Suffern: Three emergency interconnections between the Village of Sufferns water system and the UWNY system.
New Jersey: Along the Rockland County-New Jersey border, there are five locations with emergency interconnections between the UWNY and United Water New Jersey systems.
In addition, the Village of Hillburn in Rockland County purchases its water on a wholesale basis from UWNY, pursuant to the terms of WSA 6507 (the permit for the Ramapo Valley Well Field) an agreement between UWNY and the Village of Hillburn, dated July 30, 1975 as amended. This water is provided on a daily basis via a water main connection.
UWNY supplies water on a daily basis to a small number of customers in Montvale, New Jersey via two water main connections across the New York-New Jersey border. On average, a total of approximately 110,000 gallons per day (gpd) is provided to these customers in Montvale. UWNY is currently seeking permits for a 2-12 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\02 Section 2_9-22-11_CLEAN.docx
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Section 2 Existing System Information new Montvale pump station that will allow United Water New Jersey to provide water to this New Jersey community.
Agreements between UWNY and the adjacent water supply companies govern when the emergency connections are used. In addition, an intercompany agreement between UWNY and United Water New Jersey (originally executed by the Spring Valley Water Company and the Hackensack Water Company) sets forth the allocation of costs associated with maintaining the Lake DeForest Dam.
2.1.3 Water System Management and Available Water Supply UWNY meets the demand for water with a mix of water from the sources discussed above. 8 The amount of water provided from each source depends on the availability of water from that source and its permit conditions, which protect the water source, quality of the water produced, aquatic life and ecology, and the riparian rights of downstream water users. The mix of water sources available to UWNY allows it to provide water to meet the annual average demand and to meet short-term demands, which during peak periods can be 50 to 60 percent higher than the average annual demand. The current production capacity of UWNYs Rockland County water supply system for average day and peak day conditions is summarized in Table 2-2. As noted earlier, the average day supply is equivalent to the safe yield, or the supply that can be reliably provided over an extended period of time during drought conditions equivalent to those in the drought of record.
Table 2-2 UWNY Rockland County Water Supply System Capacity (mgd)
(as of June 30, 2011)
Average Day Supply Peak Day Water Source (Safe Yield) Supply Lake DeForest / Water Treatment Plant 10.00 20.00 Letchworth Reservoirs / Water Treatment Plant 1.00 3.00 Ramapo Valley Well Field 7.00 4.00 System Wells 15.9 24.44 Total 33.9 51.44 Throughout the year, the amount of water that can be provided from each source varies depending on the amount of precipitation and the other factors that affect compliance with permit conditions. As described in the previous section, the permit for Lake DeForest allows an annual average withdrawal of 10 mgd, and UWNYs approach to meet water demands is to withdraw 10 mgd as an annual average from Lake DeForest with the remainder of the water being supplied by the other sources. In other words, UWNY maximizes the use of Lake DeForest to the extent allowed by its 8 Information on United Waters management of Lake DeForest when the Proposed Project is operating is provided in section 2.4.4 of Chapter 2, Project Description.
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Section 2 Existing System Information permit and the amount of its safe yield that is reserved for Rockland County (10 mgd).
During summer months, when demand is typically higher, UWNY draws larger volumes from Lake DeForest. This compensates for the lower volumes that can typically be withdrawn from the Ramapo Valley Well Field during that time, when volumes in the Ramapo River tend to be lower. However, this use of more than 10 mgd on a monthly average over the summer from Lake DeForest means that UWNY must reduce the flow drawn from the reservoir at other times of the year to maintain the annual average of 10 mgd required to protect Lake DeForests safe yield.
A review of monthly water production records from each of the water sources serving UWNYs Rockland County service area over the past 11 years (2000-2010, but excluding the drought year of 2002) 9 illustrates the adjustments made over the course of the year to provide enough water to meet the demand while complying with permit conditions. This information is presented in Table 2-3 and Figure 2-5; more detailed information is provided in Appendix A.
Table 2-3 Average Monthly Water Production, 2000-2010, Excluding Drought Year (2002)
Ramapo Valley Letchworth Lake DeForest Well Field System Wells Reservoirs Total
% of % of % of % of % of Month mgd Total mgd Total mgd Total mgd Total mgd Total January 7.8 28.4 7.7 28.1 12.0 43.5 0.0 0.0 27.6 100.0 February 8.1 29.1 7.6 27.5 12.0 43.5 0.0 0.0 27.7 100.0 March 8.1 29.2 7.8 28.2 11.8 42.6 0.0 0.0 27.7 100.0 April 8.5 30.1 8.1 28.7 11.6 41.1 0.0 0.0 28.1 100.0 May 9.5 31.1 7.9 25.7 13.1 42.8 0.1 0.4 30.6 100.0 June 11.4 34.3 7.6 22.7 13.9 41.8 0.4 1.2 33.3 100.0 July 12.4 36.0 6.6 19.1 15.0 43.5 0.5 1.4 34.5 100.0 August 11.9 35.4 6.3 18.7 15.0 44.4 0.5 1.5 33.8 100.0 September 10.9 34.9 6.3 20.2 13.7 43.8 0.4 1.1 31.3 100.0 October 8.9 31.7 6.4 22.9 12.6 44.9 0.2 0.6 28.0 100.0 November 7.7 28.9 7.4 27.6 11.6 43.1 0.1 0.4 26.8 100.0 December 7.5 27.9 7.5 27.7 11.9 44.2 0.0 0.1 27.0 100.0 Annual Average 9.4 31.7 7.3 24.5 12.9 43.3 0.2 0.6 29.7 100.0 Note: UWNY began operation of Letchworth Reservoirs in August 2006.
As shown in Table 2-3, over the past 11 years (excluding 2002) Lake DeForest was used to provide approximately 32 percent of the water supplied each year, with the 9 During the drought year of 2002, mandatory water restrictions were imposed by the RCDOH, which resulted in lower than normal water consumption. This year therefore does not reflect typical water consumption in Rockland County.
2-14 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\02 Section 2_9-22-11_CLEAN.docx
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Section 2 Existing System Information Ramapo Valley Well Field providing 25 percent and the system wells 43 percent. The Letchworth Reservoirs, which have been operated for four full years (2007-2010) provided less than 1 percent. (In the four full years that the Letchworth Reservoirs have been operated by UWNY, these reservoirs provided an average of 1.4 percent of UWNYs average daily water supply for Rockland County.) During the summer months (June, July, August, and September), when the Ramapo Valley Well Field often becomes unavailable and the demand for water peaks, Lake DeForest was used to supply 35 percent of the water produced (with a monthly average of 11.7 mgd),
while the Ramapo Valley Well Field was used for 20 percent (monthly average of 6.7 mgd) and the system wells most of the remainder (14.4 mgd, 43 percent). Letchworth Reservoirs supplied 0.4 mgd, or 1.3 percent, of that summer demand when averaged over that 10-year period. (However, when averaged over the four years when UWNY operated the Letchworth Reservoir water treatment plant, the average summer supply provided by that source was 0.9 mgd, or 2.8 percent of the total supply.)
During winter months, use of Lake DeForest was lower, so that the 10 mgd annual average required by its NYSDOH water supply permit could be maintained. During the summer and early fall, demand for water is substantially higher than during the rest of the year. During this peak time, UWNY can meet the higher demand by providing additional water from its water sources, as long as this additional draw is not sustained for long periods of time. Some of the factors that contribute to UWNYs ability to meet existing peak demands include:
Use of the Letchworth Reservoirs during the summer months to provide water during periods of high demands.
Use of Potake Pond to augment Ramapo River flow so that the Ramapo Valley Well Field can remain in use when flows in the river would otherwise be too low.
Provision of up to 20 mgd from Lake DeForest for short periods of time.
Use of system wells at higher rates for short periods of time.
In addition, as discussed later in Section 3, UWNY is continuing to improve its system to enhance its ability to meet peak demands.
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Section 3 Purpose and Need 3.1 Existing and Future Water Demand United Water New Yorks (UWNY) Rockland County supply system currently provides water for a predominantly residential customer base. Today, the available supply is adequate to meet the demand for water over most of the year, including during the summer and early fall peak season, when demand is much higher. In the future, water demand is projected to grow as population in the service area grows, and in the long-term, an additional water supply source will be needed to meet demand and to continue to provide water for fire-fighting and other public safety needs. The existing and future water demand characteristics of the service area are described below.
3.1.1 Water Demand Characteristics This section of the report describes the existing water demand patterns and trends for UWNYs Rockland County water supply system. These include the demand for water on an annual average basis as well as during the peak period, consideration of the types of customers who use the water, the effects of conservation on water demand, and the contribution of non-revenue water to that demand.
3.1.1.1 Existing Water Demand Patterns and Trends The discussion of water consumption considers the average demand and the peak demand:
Average demand: To evaluate the sustained demand on water resources over an extended period of time, the average demand is considered. Measures used include the annual average demand, which is the total amount of water used in a year, divided by the number of days, so that it is expressed in million gallons per day (mgd). Similarly, the monthly average demand (also in mgd) can be considered to evaluate the demand on water resources on a monthly basis.
Peak demand: Peak demand is the maximum daily demand (i.e. the amount of water used on the single day of highest demand).
Water demand in UWNYs Rockland County service area varies greatly from year to year, depending on the weather and particularly on the rainfall. Consequently, an average of demand in a number of years is typically evaluated to understand water demand, but consideration must also be given to the peaks reached during that time.
Over the past 30 years, there has been a general trend toward increased annual average daily and peak daily water demand. This is a result of the increase in population in the Rockland County service area rather than an increase in per capita usage. The increase in demand is illustrated in Figure 3-1, which shows the annual average daily and peak daily water demand from 1980 through 2010. As shown in the 3-1 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
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Section 3 Purpose and Need figure, in 1980, the annual average water demand was 25.9 mgd. By 2007, average water usage was at its highest over the 30-year period, with annual average daily demand at 31.43 mgd. Over the 10-year period of 1980-1989, but excluding drought years of 1981, 1982, and 1985 when mandatory water restrictions resulted in lower water consumption, the annual average water demand was 26.1 mgd. 1 In contrast, over the period of 2000-2010, the annual average daily water demand was 29.4 mgd; excluding the drought year of 2002, when water use restrictions were being enforced by Rockland County Department Of Health (RCDOH), the average daily water demand was 29.7 mgd. It should be noted that Over the period of 2000-2010, excluding the drought year of 2002, annual water demand by residential customers served by United Water in Rockland County averaged 207.1 gpd per household, or 66.0 gpd per person.
Figure 3-1 also illustrates the great variability that occurs from year to year in terms of peak demand, and the wide range between the peak day demand and the average day demand in a given year. Peak demands typically occur during the summer/early fall, and average monthly water demand during the four-month period of June through September is typically 15 to 30 percent higher than average monthly water demand during the rest of the year. This monthly fluctuation over the course of the year, and the peak day demand, are shown in Figure 3-2. Summer demand tends to be higher because of the water use patterns in UWNYs service areacustomers in Rockland County use more water during the summer for indoor (e.g, additional showers or baths and longer showers) and outdoor water use (e.g., watering lawns and gardens, car washing, and filling swimming pools). As shown in Figure 3-2, these seasonal fluctuations vary from year to year, depending on the temperature and precipitation during the summer and early fall. For example, in years with hot, dry summers, such as the summers of 2005 and 2010, outdoor water use increases because of increased watering of lawns and gardens when precipitation is low.
During the summer/early fall season, water demand on peak days is much higher than the monthly average and annual average. As shown in Figure 3-2, during the most recent 10-year period (again, excluding the drought year of 2002), the maximum day ranged from 35.3 mgd (during the rainy summer of 2009) to 47.2 mgd (during the heat wave in the summer of 2010). The 2010 peak was the historic maximum daily demand for UWNYs Rockland County system.
Overall, the water demand during the peak summer/early fall season can strain the current water supply system by requiring production of water at close to or above the systems sustainable capacity for three to four months at a time. This challenge is exacerbated by the fact that periods of high water demand typically correspond with periods of low precipitation. When rainfall is greatest, and water supply therefore is most abundant, the demand is also lowest. Conversely, in dry periods, when the water supply sources are less abundant, demand is higher.
1 During years when mandatory drought restrictions are enforced by the RCDOH, water consumption is lower than normal and does not reflect typical water consumption in Rockland County.
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Section 3 Purpose and Need For purposes of water supply planning, considering the need for adequate water supply (e.g., fire suppression, hospital operations), any projections of the need for water supply must account for the wide range in demand over the course of the year, including the seasonal peak that occurs during the summer and early fall period.
3.1.1.2 UWNY Existing Customer Profile As noted earlier, UWNYs service area consists of all of Rockland County excluding the Villages of Suffern, Nyack, and South Nyack. The service area, like all of Rockland County and the rest of the New York metropolitan area, has grown steadily through the last quarter of the 20th century.
As shown in Table 3-1, in 1980 Rockland County had an estimated 259,530 residents, and an estimated 80,684 people worked in Rockland County. By 2010, the residential population had grown by approximately 20 percent to an estimated 311,687 residents, while the worker population (i.e., those working in Rockland County) increased by approximately 38.7 percent to an estimated 111,941 workers.
Table 3-1 Rockland County Residential and Worker Populations 1980-2010 Year Residential Population Worker Population 1980 259,530 80,684 1990 265,475 99,182 2000 286,753 106,358 2010 311,687 111,941 Sources: Residential population estimates from the U.S. Census of Population and Housing, decennial census; 2010 census information from Redistricting Data Summary File. Worker population estimates from New York State Department of Labor annual employment data by place of work (Quarterly Census of Employment and Wages).
Within the UWNY service area, the estimated population in 2000 was 266,193 residents, based on the 2000 Census. Thus, the residential population of the geographic area where UWNY provides service constituted approximately 92.8 percent of the total population of Rockland County. In 2010, according to the 2010 Census, a total of 291,379 residents (living in approximately 90,563 households) live within the area where UWNY provides service, constituting approximately 93.5 percent of the countys population. Most of the residents of the service area are served by UWNY, but some residents and businesses use private wells for water supply.
Accounting for those residents who live within the service area but are not currently served by UWNY, it is estimated that 87.5 percent of the residents of Rockland County are served by UWNY.
UWNYs customer base in Rockland County consists predominantly of residential accounts. Approximately 90 percent of the UWNY accounts are residential accounts, and consequently the majority of water used in the UWNY service area is used by 3-3 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
Section 3 Purpose and Need residential customers. As shown in Table 3-2, more than half the water demand in the UWNY service area is by residences, rather than businesses, institutions, or industries.
Table 3-2 presents information on the average water consumption in the service area over the past 11 years (2000-2010, excluding 2002). The information excludes consumption in 2002, which was a year when mandatory drought restrictions imposed by Rockland County affected water demand patterns. As shown in the table, approximately 58 percent of the water consumed in the service area was consumed by residential users, and of that, 80 percent was used by single-family residential households. Thus, the notable growth in Rockland Countys residential population over the past 30 years has been the major factor contributing to the increasing water demands in the area.
Overall, over the past 11 years (2000-2010, excluding the drought year of 2002) the average per capita water demand for residential customers served by UWNY was 66.0 gallons per day (gpd).
Table 3-2 Average Water Consumption by Account Type, 2000 - 2010 (Excluding 2002)
Average Water Consumption Amount Type of Water Use (mgd) % of Total Residential Single Family 13.92 46.6 Apartments, High-Rise, and Residential Multi-Family 3 11.5 Commercial 2.89 9.7 Municipal 0.37 1.3 School 0.67 2.2 Hospital 0.58 1.9 Industrial and Warehouse 2.17 7.3 Building Rates1 0.01 0.0 Resale Account2 0.16 0.5 Non-Revenue Water3 5.66 19.0 Total 29.85 100.0 1
Notes: Building rates are temporary meters used during building construction.
2 Resale accounts provide water to the Village of Hillburn and, for brief periods, other locations (such as the Village of Nyack, which received water during a water emergency).
3 Non-revenue water consists of water that is used but not billed, and includes water used during the water treatment process, to chlorinate new mains, to flush fire hydrants, and for fire-fighting; water not metered correctly or inaccurately billed; and water lost through leaks in the distribution system.
3.1.1.3 Effects of Conservation on Existing Demand UWNY, as a private company, does not have the regulatory authority to mandate or regulate water conservation by its customers during drought or non-drought periods.
As noted earlier, during periods of water shortages, Rockland County, through the RCDOH, has implemented mandatory water restrictions in the past. Such restrictions 3-4 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
Section 3 Purpose and Need have been in place five times in the past 30 years, with three of those times in the past 13 years. During those years, water demand was notably lower (for example, see the demand for 2002 in the tables and graphics provided earlier in this section).
Nonetheless, as water demand grew close to the limits of available supply over the past decades, a combination of New York State and federal laws mandating use of low-flow fixtures and UWNYs implementation of a conservation program and a summer-winter rate structure slowed the increase in demand in Rockland County and allowed UWNY to delay the need for a new long-term water supply project.
3.1.1.4 Contribution of Non-Revenue Water to Existing Demand As shown in Table 3-2, above, over the past 11 years, excluding 2002 when water restrictions were implemented by the RCDOH, approximately 19 percent of the water produced by UWNY for Rockland County on average has been non-revenue water.
(The average annual percent of non-revenue water varies as a result of variations in both the volume of non-revenue water and the total volume of water produced each year.) Non-revenue water consists of water that is produced but not billed, such as water used during the water treatment process, to flush fire hydrants, and for fire-fighting, as well as water lost through leaks in the distribution system and from water main breaks. A certain amount of non-revenue water is normal for any water supply system, and cannot be avoided. In general, non-revenue water can be divided into three broad categories: unbilled and authorized consumption, apparent losses, and real losses. UWNY has an ongoing non-revenue water reduction initiative to identify real losses of water and reduce them where practicable and economically feasible.
3.1.2 Future Water Demand Projections As part of its mandate to provide safe and adequate water supply service to its Rockland County customers, UWNY, like all water purveyors, must plan to provide adequate safe yield in each of its water sources and for the system overall. As set forth in the Ten-State Standards that are incorporated into New York States water supply regulations, the quantity of water should provide a reasonable surplus for anticipated growth. 2 To plan for the future, UWNY regularly undertakes an assessment of future water demands. In recent years, three efforts have been undertaken to assess future water demand:
As part of the 2006 Rate Case 3, a forecast of future water demands was undertaken to determine the level of future investment in water supply infrastructure required.
2 Recommended Standards for Water Works, Policies for the Review and Approval of Plans and Specifications for Public Water Supplies, 2007 Edition, Part 3, Source Development, section 3.1.
3 Case 06-W-0131 - Proceeding on Motion of the Commission as to the Rates, Charges, Rules and Regulations of United Water New York Incorporated for Water Service and Case 06-W-0244 - Joint Petition of United Water New York Incorporated and United Water South County for Approval of a 3-5 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
Section 3 Purpose and Need This forecast and the administrative process that followed at the New York State Public Service Commission (PSC) was the basis for the PSCs determination of future demand in the 2006 Rate Case.
A water demand forecast was conducted in 2010, using population projections prepared by Rockland County, to confirm the conclusions of the 2006 forecast. The 2010 water demand forecast also included a sensitivity analysis to evaluate the effects of increased water conservation and/or of greater reduction of non-revenue water on the future demand for water.
In 2011, the results of the 2010 census were applied to the 2010 forecast in a sensitivity analysis, to identify the effects of updated population numbers on the conclusions of that forecast.
These evaluations are described below and illustrated in Figures 3-3 through 3-7.
3.1.2.1 Water Demand Forecasts Conducted in 2006 As part of the administrative process that led to the 2006 Joint Proposal 4 and 2006 Rate Order, UWNY worked with the RCDOH to develop projections of future water demand through the year 2025. The projection of future water demands was based on a forecast that had been completed in 2000, which was then updated and adjusted to account for recent development trends in coordination with the RCDOH.
The results of the 2006 water demand forecast are shown in Figure 3-3. As shown in the figure, the 2006 water demand forecast estimates that the average annual demand using the 95 Percent Confidence Interval will reach 34.3 mgd by 2015, while the available supply will be only slightly higher, at 34.5 mgd. Similarly, in terms of peak demand, the 2006 forecast estimates that the peak demand will be 52.7 mgd in 2018, approximately the same as the available peak supply in that year without a new long-term water supply project. By 2035, the average annual demand is projected to be 39.1 mgd and the peak demand is projected to be 59.2 mgd.
The PSCs methodology to calculate the water demand growth projections incorporated into the 2006 Rate Case was based on the PSCs analysis of the testimony and other filings on the topic submitted by the parties to the 2006 Rate Case. Both United Water and Rockland County submitted expert testimony regarding water demand growth projections. As stated in Rockland Countys October 13, 2006 Statement in Support of the Joint Proposal, United Water and Rockland County used different methodologies but reached roughly similar conclusions in calculating their respective water demand growth projections. The parties to the 2006 Joint Proposal agreed that the increased water volume commitments set out in the 2006 Joint Proposal reflected their consensus on water demand growth projections.
Certificate of Merger with United Water New York Inc. being the Surviving Corporation, Order Adopting Merger and Adopting Three-Year Rate Plan (Dec. 14, 2006) (2006 Rate Order).
4 Cases 06-W-0131 and 06-W-0244, Joint Proposal (Sept. 29, 2006) (2006 Joint Proposal).
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Section 3 Purpose and Need It should be noted that water conservation and efficiency measures were evaluated by the PSC in approving the increased water volume commitments included in the 2006 Rate Order. During the 2006 Rate Case, multiple witnesses from different parties testified regarding United Waters multifaceted and distinct water conservation measures. When the administrative law judge presiding over the 2006 Rate Case asked in writing on October 6, 2006 (in response to the 2006 Joint Proposal) if some or all of the new sources of water supply could not be avoided in whole or in part through rate design changes or water conservation programs, all of the parties to the 2006 Joint Proposal agreed in their consensus-written response submitted on October 20, 2006 that rate design changes and water conservation efforts have been virtually exhausted, and the increased water volume commitments incorporated into the 2006 Joint Proposal (and 2006 Rate Order) were above that which can be achieved through further rate design or conservation methods.Section XX of the of the 2006 Joint Proposal, which was incorporated into the 2006 Rate Order, requires, among other things, that United Water continue implementation of its customer outreach and education programs.Section XX of the 2006 Joint Proposal also obligates United Water to provide annual reports to the PSC on its customer outreach and education programs.
3.1.2.2 2010 Water Demand Forecast In 2010, a separate water demand forecast was prepared using a different methodology than the 2006 forecast, to verify the 2006 conclusions and update the results by extending the forecast year further into the future. The 2010 water demand forecast was based on population projections for the UWNY service area, rather than on water demand trends as the 2006 forecast had been. Since the 2010 census was not yet available, these population projections included estimates of existing population in the county from 2000 to 2009. In addition, as noted above, in 2010 the 2006 water demand forecast was projected further into the future, to 2035.
Estimates of population, number of households, and employment for Rockland County for 2000-2009 and forecasts through 2035 were collected from a variety of public and private sources including the Rockland County Department of Plannings forecast prepared in 2010, Cornell Universitys Applied Demographics Programs forecast prepared in 2008, New York Metropolitan Transportation Council (NYMTC) forecast prepared in 2009, and a forecast prepared in 2010 by Woods & Poole Economics, an independent consulting firm that specializes in long-term county economic and demographic forecasts. Rockland Countys forecast of population for the county through 2035, which was prepared in coordination with Cornell Universitys Applied Demographics Program, shows a growth of almost 57,000 people (20 percent) between 2000 and 2035, for a total population of 343,636 by 2035.
The 2010 water demand forecast indicates that the annual average demand will reach 33.6 mgd in 2015 and 34.4 mgd by 2018. These projections are consistent with the 95 3-7 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
Section 3 Purpose and Need Percent Confidence Interval demand results of the 2006 water demand forecast (which show an annual average demand of 34.3 mgd in 2015). By 2035, the 2010 water demand forecast predicts an annual average demand of 38.6 mgd, the same as the prediction by the 2006 water demand forecast. The results of the 2010 forecast are shown in Figure 3-3 in comparison to the results of the 2006 forecast (projected to 2035).
The alternative water demand forecasts prepared using the NYMTC and Woods &
Poole population forecasts show lower and higher future demands for water, respectively. These are also illustrated on Figure 3-3. As shown in the graphic, the NYMTC forecast estimates an annual average demand of 38.2 mgd in 2035 and the Woods & Poole forecast estimates an annual average demand of 41.2 mgd for that year.
Overall, the 2010 water demand forecast confirms the validity of the 2006 water demand forecast in terms of annual average demand. The validity of the peak day forecast prepared in 2006, which applied a peaking factor to the regression forecast for annual average demand, is also therefore confirmed.
3.1.2.3 2010 Water Demand Forecast: Effects of Conservation on Future Demand UWNYs conservation measures have been effective in reducing the overall water use patterns in the service area and the per capita water demand for residential customers is relatively low. As noted above, this per capita demand was estimated in the 2010 water demand forecast to be an average of 67.6 gpd per person over the past 10 years and now, based on 2010 Census data, is estimated to be 66.0 gpd, as discussed below.
The baseline water demand forecast assumed a steady water consumption rate for residential customers into the future. This reflects the uncertainty related to water consumption, which includes several competing factors.
To address this uncertainty, in addition to the baseline water demand forecast, the 2010 forecast also included a sensitivity analysis to identify the effect on water demand projections if the percent of customers using water-conserving fixtures and practices increases in the future. This sensitivity analysis assumed that residential water use will gradually be more efficient over time, at a rate of 0.1 percent per year.
This rate accounts for the increasing efficiency gained as more customers in Rockland County have water-saving fixtures, taking into account the uncertainties noted above.
The result of this analysis is a water demand forecast (using the same Rockland County population forecast as the baseline water demand forecast) with a total annual average demand of 37.9 mgd in 2035, a savings of 0.7 mgd over the baseline forecast of 38.6 mgd.
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Section 3 Purpose and Need 3.1.2.4 2010 Water Demand Forecast: Contribution of Non-Revenue Water to Future Demand The baseline water demand forecast assumed that the percentage of water demand that is due to non-revenue water remains at the same percentage as in 2009, when it was 24 percent of UWNYs total water production. (As noted above, this is a result of the volume of non-revenue water as well as the total volume of water produced in 2009.) The real losses from leakage in the UWNY system are within the range expected for a well-run water distribution system. UWNY has an ongoing non-revenue water reduction initiative to identify real losses of water (i.e., the element of non-revenue water that can be controlled to some extent by the utility) and to reduce them where practicable and economically feasible. The non-revenue water initiative also includes an effort to correct billing and metering errors that lead to apparent losses in water. This will not reduce the amount of water demand, but it will shift the accounting of demand from non-revenue water into billed demand.
To address the uncertainties related to future non-revenue water demand, in addition to the baseline water demand forecast, the 2010 forecast also included a sensitivity analysis to identify the effect on water demand projections if the percentage of non-revenue water is reduced in the future.
This analysis assumed that apparent losses (i.e., billing and metering errors) can be reduced from 6.5 percent of water production (the 2009 value) to 5 percent, with the associated volume of water shifted from non-revenue water to billed water (residential and non-residential). It also assumed that the total of real losses (i.e.,
leaks) and authorized uses can be reduced to about 13 percent of total production from the 2009 value of 17.2 percent. With these assumptions in place, non-revenue water would be reduced to 18 percent of total production. The forecast of annual average demand for 2035, considering such a reduction in non-revenue water, would decrease by 1.3 mgd, from the baseline value of 38.6 mgd to 37.3 mgd.
Combining both the additional conservation assumed in the conservation sensitivity analysis and the non-revenue water savings assumed in this analysis would further reduce future demands. Taking into account both these factors, the water demand forecast predicts an annual average demand of 36.7 mgd for the year 2035, in comparison to the baseline value of 38.6 mgd. This combined sensitivity demand forecast is illustrated in Figure 3-4.
3.1.2.5 Updated Water Demand Forecast Reflecting 2010 Census As noted above, the 2010 water demand forecast was based on population information prepared by the Rockland County Department of Planning, as well as information from several other sources (forecasts prepared by Cornell Universitys Applied Demographics Program, NYMTC, and Woods & Poole Economics). All of these sources were based on 2000 census data and updated information available from the U.S. Census Bureau prior to release of the 2010 census. Future population was projected from a base year of 2010, using estimates of 2010 population. However, 3-9 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
Section 3 Purpose and Need 2010 Census data, which was released in early 2011, indicate that Rockland Countys population for 2010 is higher than the population previously estimated by Rockland County Department of Planning, NYMTC, Cornell PAD, and Woods & Poole.
The estimated 2010 population for Rockland County used as the base for the forecasts was 302,600. However, the 2010 Census indicates that Rockland Countys 2010 population was actually 311,687, which is three percent higher than anticipated by the forecasts. The population of UWNYs service area grew at a slightly higher rate than that of the county, so that the service area population in 2010 was 291,379 rather than the 262,959 anticipated based on previous forecasts; an increase of 10.8 percent.
Rockland County has not prepared revised forecasts based on this new information, and therefore the 2010 water demand forecast has not been revised. The effects of the 2010 Census on the conclusions of the 2010 water demand forecast would be as follows:
Lower per capita water demand: As noted above in the discussion of the 2010 water demand forecast, information on the average residential water demand over the previous 10 years and the estimated residential population as of the year 2009 were used to calculate the existing per capita residential water demand for UWNYs Rockland County water system. That demand was calculated to be 67.6 gpd per person. However, with the higher population numbers for 2010, and including the water demand information for 2010 as well, the actual per capita residential water demand was 66.0 gpd.
Changes to future projections: Since Rockland County has not revised its future population projections, the expected effects of the higher 2010 number on future levels are not clear. It is possible that either: 1) the same rate of growth will occur, but beginning from the higher level realized in 2010; or 2) less growth will occur, so that the same level of population will be achieved by 2035 as previously predicted.
Effects of lower per capita water demand and changes to future projections on future water demand: The effects of these changes on future water demand would vary, depending on the rate of future growth:
- If the same rate of growth occurs, so that future population levels are 3 percent higher than previously predicted, using the lower per capita water demand results in slightly higher future water demand than predicted in the 2010 water demand forecast0.2 mgd higher in both 2015 and 0.1 mgd higher in 2035. The total demand would be 33.8 mgd in 2015, compared to the 33.6 mgd predicted in the 2010 forecast and 34.3 mgd predicted in the 2006 forecast. By 2035, the demand would be 38.7 mgd, compared to the 38.6 mgd predicted in the 2010 forecast and 39.1 mgd predicted in the 2006 forecast.
- If a lower rate of growth occurs, so that future population levels are the same by 2035 as previously predicted, using the lower per capita water demand 3-10 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
Section 3 Purpose and Need results in slightly less future water demand than predicted in the 2010 water demand forecast. By 2015, water demand would be essentially the same as originally predicted for that year (because of the higher base in 2010), but by the year 2035, the demand for water would be 1.0 mgd less than previously predicted. The total demand would be 33.6 mgd in 2015, compared to the 33.6 mgd predicted in the 2010 forecast and 34.3 mgd predicted in the 2006 forecast. By 2035, the demand would be 37.6 mgd, compared to the 38.6 mgd predicted in the 2010 forecast and 39.1 mgd predicted in the 2006 forecast.
Thus, while the 2010 Census data shifts the results of the 2010 water demand forecast slightly, overall it continues to confirm the validity of the 2006 water demand forecast in terms of annual average and peak demand. Figure 3-5 provides a comparison of the 2006 water demand forecast, the 2010 water demand forecast, and the two adjusted forecasts reflecting 2010 Census data discussed above.
3.2 Long-Term Supply Deficit As Rockland Countys population grows, the demand for water will increase, including the peak demand on summer days. As the designated water utility for its service area, which comprises most of Rockland County, UWNY is legally obligated to provide a safe, dependable, and adequate supply of potable water and adequate water pressure and water service to meet firefighting and public safety needs for its service area. Thus, the purpose of the proposed long-term water supply project is to develop an additional reliable and sustainable water supply that will allow UWNYs Rockland County water supply source system to meet the needs for water in Rockland County in the future, consistent with the 2006 and 2010 PSC Rate Orders.
As discussed in section 2, UWNY currently has the capacity to provide 33.9 mgd on an annual average basis, with a peak capacity of 51.44 mgd (sustainable for three days, twice per summer season). 5 By 2015, UWNY has committed to increase those supplies to a total of 34.5 mgd on an annual average basis, with a peak supply of 52.6 mgd.
At the same time, water demand in the service area is projected to grow over the long-term. As noted in the discussion of projected future population in the 2011 Rockland County Comprehensive Plan, Development pressures will be placed on infrastructure systems that provide water, sewer, waste disposal, energy and telecommunications services. Capacity expansions and system upgrades will be needed to accommodate new development and maintain the quality of service. 6 The planned future capacity increases will be sufficient to meet the projected demand through 2015, but they will not be sufficient to meet the demand projections in the long-term. The available average and peak supply and projected annual average and 5 As noted earlier, this does not account for conditions with the largest supply well out of operation, as recommended in Ten-State Standards. This would reduce available supply by approximately 1.5 mgd.
6 Rockland Tomorrow: Rockland County Comprehensive Plan. Rockland County, adopted March 1, 2011.
Chapter 3.0, Demographics, p. 32.
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Section 3 Purpose and Need peak day demand are shown in Figure 3-6 (without the addition of the Haverstraw Water Supply Project) and Figure 3-7(with the addition of the Proposed Project). As shown in Figure 3-6, by 2015, without a long-term water supply project, the average annual demand will reach the available supply level and by 2015 - 2018, the peak demand will reach the peak supply, so that it will be difficult for UWNY to meet the increased demands during the summer/early fall period, when demand is typically substantially higher than the annual average.
As part of its mandate to provide safe and adequate water supply service to its New York State customers, UWNY, like all water purveyors, must plan to provide sufficient safe yield in its water supply system. This is consistent with the PSCs regulations (16 NYCRR § 503.4), which require water companies that use surface water sources to take into consideration forecasted growth or decline for at least a 10-year period into the future, and when projections show that demand will exceed supply, the water company shall undertake all reasonable efforts to reduce and control future demands to bring them into balance with supply. If appropriate, the water corporation shall develop plans, consistent with existing state requirements, to secure additional supply.
UWNYs obligation to provide adequate water is underscored in the language of its water supply permits from New York State Department of Environmental Conservation (NYSDEC) for Lake DeForest and Ramapo Valley Well Field, which state the following:
Lake DeForest permit: It is good engineering practice for a water utility to look to the future and to develop additional sources of supply so that it will be in a position to meet rising demands on its system in the years ahead. This is particularly so in a case such as here, where increased population and industrial development are indicated. [item 21 on page 7]
Ramapo Valley Well Field permit: The Applicant has an obligation to provide water under all conditions and at all times of the year to meet average and peak demands on its system as these demands arise and to plan ahead to have the necessary sources of supply, transmission, distribution and storage facilities constructed prior to the time such facilities are needed. [item 8 on page 22]
UWNYs future plans to comply with the supply commitments set forth in the 2006 and 2010 Rate Orders 7 are expected to provide adequate capacity to meet average annual and peak-day demands through the end of 2015 and potentially to 2020.
However, UWNY currently relies on local water resources that are finite in their capacity to provide a safe supply of drinking water to its customers, and a major long-7 Case 09-W-0731 - Proceeding on Motion of the Commission as to the Rates, Charges, Rules and Regulations for United Water New York Inc., Order Adopting Joint Proposal as Modified and Establishing a Three-Year Rate Plan (Jul. 20, 2010) (2010 Rate Order).
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Section 3 Purpose and Need term water supply project is needed beyond that point to increase the systems safe yield to meet the future water demands of UWNYs service area in Rockland County.
For prudent water supply planning, this supply should include a margin of error above the projected demand, to ensure that adequate water is available. To ensure that adequate supply is available in the long term, UWNY is seeking to implement a long-term water supply project that can provide 2.5 mgd in additional safe yield by 2016, with the ability to provide up to an additional 5 mgd (for a total of 7.5 mgd) in the longer term future. For prudent long-term planning, and to benefit from economies of scale gained by capital investment in one single project, the long-term water supply project would therefore address the need for 7.5 mgd of additional safe yield while allowing that additional yield to be added incrementally to meet demand as it increases in the future.
Water conservation programs and UWNYs ongoing initiatives to maximize the efficiency and reduce water loss in its system will continue to play an important role in UWNYs multifaceted strategy to satisfy both its general mandate to provide a dependable supply of water to meet its customers needs and the specific volume commitments included in the 2006 and 2010 Rate Orders and the Joint Proposals.
Water conservation and efficiency programs alone, however, cannot generate the levels of increased supply needed to satisfy the PSC mandates in the 2006 and 2010 Rate Orders, including addressing long-term water demand in Rockland County beyond 2015.
Thus, the purpose of the proposed long-term water supply project is to develop an additional, sustainable water supply source that will increase the safe yield of the UWNY supply system to meet the growing needs for water in Rockland County over the long term, in compliance with UWNYs general legal obligations and the specific mandates included in the PSCs 2006 and 2010 Rate Orders.
3.3 System Reliability While overall, UWNYs Rockland County water supply system can meet current demands for water, during the peak summer/early fall season, meeting the increased demand can be difficult. Furthermore, despite the robustness and flexibility of the system, it can be less reliable during periods with low precipitation.
UWNYs existing water supply system is particularly vulnerable to the effects of a drought, since its water supplies are all from the same geographic area (i.e., Rockland County). Thus, Rockland Countys existing water supply system is almost completely dependent on rainfall within the countys boundaries and all supplies are therefore simultaneously affected by drought conditions. As noted above, the Ramapo Valley Well Field is the most susceptible to periodic dry spells, short-term droughts, and prolonged water shortage since the aquifer is hydraulically linked to the flow in the Ramapo River and is not permitted to operate at all during very low-flow conditions in the Ramapo River. Supply wells may be less susceptible to dry conditions, but 3-13 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\03 Section 3 _9-22-11_CLEAN.docx
Section 3 Purpose and Need during prolonged dry periods are also adversely affected. It is typically not possible to pump wells continuously at maximum capacity without adversely affecting the quality of water from the well or nearby wells, or even the wells ability to produce water. Thus, wells cannot be operated for long periods of time without allowing rest periods for the wells to recharge. Groundwater levels and recharge rates are also adversely affected by drought conditions, which diminish the robustness of groundwater resources.
As documented in two reports completed by the USGS in 2010, Water Resources of Rockland County, New York, 2005-07, with Emphasis on the Newark Basin Bedrock Aquifer, and Hydrogeology and Simulation of Groundwater Flow in Fractured Rock in the Newark Basin, Rockland County, New York, 8 there are seasonal limitations during the growing season, when higher demand and reduced availability limit the capacity of water supply from groundwater. The reports indicate that while to date the aquifer has been able to replenish prior to the next growing season, this is an ongoing concern.
Long-term precipitation records indicate that the Northeast U.S. experiences a short-term drought (a drought with a duration of one to three months) once every two or three years on average, while longer droughts (droughts longer than three months) occur once every 20 to 30 years. There is increasing concern that global climate change may bring greater fluctuations in weather conditions, including more frequent or severe drought conditions or more frequent storm events. The safe yield of the system, which was designed based on the worst drought of record, does not account for conditions that might occur should a still worse drought occur. 9 During periods of water shortages, RCDOH implements emergency measures to reduce water demand. (UWNY does not have the regulatory authority to mandate or regulate water conservation by its customers during drought or non-drought conditions.) Over the past 30 years, Rockland County has faced drought-related water use restrictions five times; three of those times have occurred in the past 13 years.
Emergency drought conditions were in place for several months in both 1995 and 1999, and for most of the year in 2002. In addition, both 2001 and 2005 were particularly dry, although drought restrictions were avoided in both years.
The new long-term water supply project must improve the reliability of the water supply system while meeting future demands by introducing a supply that is less dependent on localized precipitation conditions. The Northeast U.S. experiences a short-term drought (i.e., a drought with a duration of one to three months) every one to three years on average, and experiences longer droughts (i.e., greater than three months) once every 20 to 30 years. The long-term water supply project should be 8
United States Department of the Interior, United States Geological Survey, Scientific Investigations Reports 2010-5245 and 2010-5250. Available on the internet at http://pubs.usgs.gov/sir/2010/5245 and http://pubs.usgs.gov/sir/2010/5250.
9 For groundwater, calculations of yield are more complex, so the term safe yield is often not applied to groundwater.
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Section 3 Purpose and Need developed to be responsive to the occurrence of drought events and the potential effects of climate change on the frequency and severity of droughts and storm events.
The Haverstraw Water Supply Project would improve the reliability of the water supply system while meeting future demands for water by providing a supply of water that is less dependent on climate conditions. Rockland County is currently served by groundwater supplies and reservoirs. Including a drought-tolerant river source, like the Hudson River, adds to the diversity of the water supply portfolio and provides greater flexibility in managing the system. Section 1.3 provides a description of how the project will be phased and managed for optimum benefit.
3.4 Project Goals and Benefits The purpose of the long-term water supply project is to provide additional water supply source to increase the safe yield and reliability of the UWNY Rockland County water supply system by 7.5 mgd, to accommodate future growth with an adequate margin of safety and comply with the 2006 and 2010 Rate Orders. Consistent with the requirements of UWNYs franchise and its mission as a water supply company, the water supplied must be high-quality drinking water that meets all drinking water standards. Based on this need, and within its capabilities as the Project sponsor, UWNY has identified the following goals and benefits for the Proposed Project.
Avoid and Minimize Environmental Impacts: Consistent with the requirements of New York States environmental laws, and particularly New York State Environmental Quality Review Act, a key goal for the long-term water supply project is to avoid and minimize the potential environmental impacts of the Proposed Project to the maximum extent practicable given the other goals and objectives for the Proposed Project and the capabilities of the Project sponsor.
Ability to be Implemented in Stages: To meet future demands for water supply as they develop over time, and thereby minimize unnecessary capital costs to the ratepayers as well as unnecessary environmental effects, the long-term water supply project should have the ability to be implemented in stages.
Cost Effectiveness: The Haverstraw Water Supply Project has been identified as the most cost-effective of the alternatives available to UWNY for the long-term water supply project.
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Section 4 Water Quality, Quantity and Compliance with Drinking Water Regulations 4.1 Hudson River Water Quality The Proposed Projects location on the Hudson River, and its use of Hudson River water as a water supply source, is based on extensive monitoring and analyses of water quality in Haverstraw Bay, as well as upstream and downstream of the Intake Site. As discussed in more detail section 4.1.6, Hudson River water is currently being withdrawn and treated for distribution as drinking water by more than 20 other municipalities, including both the City and Town of Poughkeepsie. As more fully detailed in section 4.1.5, the water quality analyses are based on model projections from a number of samples, and conclude that the Hudson River waters of Haverstraw Bay are suitable as a drinking water source.
Some level of contaminants are found in all drinking water sources, and United Water New York (UWNY), like all other purveyors of public water throughout New York State and beyond, encounters and addresses regulated substances on a daily basis.
Many of these substances are ubiquitous and can be found in groundwater, in surface water, and in reservoirs. In addition, purveyors of public water like UWNY, routinely address potential threats to their public water supplies from nearby land uses such as landfills, industry, commercial vessels, and the like. Operators of public water supplies are trained in and familiar with this co-existence, which is heavily regulated by governmental entities in New York State and in the United States, generally.
The New York State Department of Environmental Conservation (NYSDEC) has assigned water classifications to all waters of New York State pursuant to the Environmental Conservation Law, 6 NYCRR Part 701. These classifications identify the best usages for that water body, based on its water quality. The Hudson River within the study area is designated by NYSDEC as Class SB saline surface water. The best usages of Class SB waters are primary and secondary contact recreation (e.g.,
swimming and water sports), and fishing. Class SB waters should be suitable for fish propagation and survival. Designated best usages are not exhaustive lists of permissible or legal usesother uses may also take place in a particular reach of water so long as those other uses do not degrade water quality to the extent that it either no longer supports the designated best usages or falls below the numeric water quality standards. 1 The Class SB classification does not prevent the use of Class SB waters to create a public water supply through the conversion of withdrawn saline 1 See, e.g., In the Matter of the Applications of the Spring Valley Water Co., Inc. (Ambrey Pond Project), 1987 WL 55415 (Williams, Commissioner) (NYSDEC) Jan. 6, 1987), affd sub nom, Hudson River Fishermans Assoc. v. Williams, 139 A.D.2nd 234 (3d Dept 1988); In the Matter of the Applications by the Lake Minnewaska Joint Venture, 1984 WL 19314 (Williams, Commissioner) (NYSDEC Dec. 10, 1984); accord, Arnold Irrigation District v. Dept. of Environmental Quality, 79 Or. App. 136, 143-144 (1986), cert. denied, 301 Or. 765 (1986).
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Section 4 Water Quality, Quantity and Compliance with Drinking Water Regulations waters (through desalination) and treatment. The Proposed Project would not require a reclassification of the relevant reach of the Hudson River to use this water for drinking water.
4.1.1 Hudson River Historical Water Quality Data Between April 2007 and May 2008, UWNY implemented a water quality monitoring program to classify the Hudson River. A range of water quality parameters were monitored on a weekly, monthly and quarterly basis and are described below.
Water monitoring was conducted at five locations within the Haverstraw Bay vicinity of the Hudson River at multiple depths and varying tidal cycles. Figure 4-1 indicates the site number and location for each sampling station. Table 4-1 below provides a summary of the approximate site location, description and installation date. (Site 2 is located in the vicinity of the proposed intake location.)
Table 4 Sample Locations for 2007-2008 Water Quality Monitoring SITE APPROX.
LOCATION SAMPLING PERIOD ID RIVER MILE Tompkins Cove, NY, north of (former) Lovett April 2007 to July 1 42 Power Generating Station. 2007 April 2007 to Aug 2 40 Stony Point, NY, off Grassy Point Rd.
2007 April 2007 to Aug 3 39 Haverstraw, NY, Bowline Pond 2007 April 2007 to Aug 4 37 Haverstraw, NY, off Tilcon Quarry 2007 Aug 2007 to May 4s 37 Haverstraw, NY, 250 feet west of Site 4 2008 Haverstraw, NY, 500 feet east of Site 3 June 2007 to May 5 39 (in river channel) 2008 4.1.1.1 Parameters Analyzed and Frequency As mentioned above, several water quality parameters were analyzed at varying frequencies at each of the five sites located along the Hudson River. Table 4-2 summarizes the analyte groups and monitoring frequencies for each site.
The parameters monitored and associated analytical method, as well as the number of samples and detections, are detailed in Tables 1A (Clean Water Act Methods - 40 CFR 136) and 2A (other EPA-approved methods) of Appendix B, and Tables 1B (Clean Water Act Methods - 40 CFR 136) and 2B (other EPA-approved methods). Table 3, Summary of 2008-2011 Hudson River Sonde Water Quality Data and Summary of Hudson River and Raw Water Quality Data from Field Analysis, presents the 4-2 W:\Projects\40306 - UWNY HUDSON RIVER DESALINATION\Permitting\PERMIT FOR FULL SCALE\2011_Water Supply Application\Water Supply Permit Components\Sept 29 2011 submission\Engineer's Report\04 Section 4_9-29-11_CLEAN.docx
Figure 4-1 Hudson River Water Quality Sampling Sites