ML102500647
| ML102500647 | |
| Person / Time | |
|---|---|
| Site: | Prairie Island  |
| Issue date: | 12/24/2009 |
| From: | NRC/NRR/DIRS/IPAB |
| To: | Atomic Safety and Licensing Board Panel |
| SECY RAS | |
| Shared Package | |
| ML102500629 | List: |
| References | |
| 50-282-LR, 50-306-LR, ASLBP 08-871-01-LR-BD01, RAS 18573 | |
| Download: ML102500647 (2) | |
Text
NRC000016 NRC INSPECTION MANUAL IPAB MANUAL CHAPTER 0305 OPERATING REACTOR ASSESSMENT PROGRAM Issue Date: 12/24/09 0305
NRC000016 1
Exhibit 4 - ACTION MATRIX The IMC 0350 Process column is included for illustrative purposes only and is not necessarily representative of the worst level of licensee performance. Plants under the IMC 0350 oversight process are considered outside the auspices of the ROP Action Matrix. See IMC 0350, Oversight of Reactor Facilities in a Shutdown Condition due to Significant Performance and/or Operational Concerns, for more detail.
2 Other than the CAL, the regulatory actions for plants in the Multiple/Repetitive Degraded Cornerstone column and IMC 0350 column are not mandatory agency actions. However, the regional office 1
Licensee Response Regulatory Response Degraded Cornerstone Multiple/ Repetitive Unacceptable IMC 0350 Process Column Column Column Degraded Cornerstone Performance Column Column All Assessment Inputs One or Two White Inputs (in One Degraded Repetitive Degraded Overall Unacceptable Plants in a shutdown (Performance Indicators different cornerstones) in a Cornerstone (2 White Cornerstone, Multiple Performance; Plants Not condition with performance (PIs) and Inspection Strategic Performance Area; Inputs or 1 Yellow Input) or Degraded Cornerstones, Permitted to Operate problems placed under the Findings) Green; Cornerstone Objectives Fully any 3 White Inputs in a Multiple Yellow Inputs, or 1 Within this Band, IMC 0350 process Cornerstone Objectives Met Strategic Performance Red Input; Cornerstone Unacceptable Margin to Fully Met Area; Cornerstone Objectives Met with Safety Objectives Met with Longstanding Issues or Moderate Degradation in Significant Degradation in Safety Performance Safety Performance Regulatory None Branch Chief (BC) or Regional Administrator EDO/DEDO (or Designee) EDO/DEDO (or Designee) RA/EDO (or Designee) Meet Performance Division Director (DD) Meet (RA) (or Designee) Meet meet with Senior Licensee Meet with Senior Licensee with Senior Licensee Meeting with Licensee with Senior Licensee Management Management Management Management.
Licensee Action Licensee Corrective Action Licensee Root cause Licensee cumulative root Licensee Performance Licensee Performance Evaluation and corrective cause evaluation with NRC Improvement Plan with NRC Improvement Plan / Restart action with NRC Oversight Oversight Oversight Plan with NRC Oversight NRC Inspection Risk-Informed Baseline Baseline and supplemental Baseline and supplemental Baseline and supplemental Baseline and Supplemental Inspection Program inspection procedure 95001 inspection procedure inspection procedure 95003 as Practicable, Plus Special 95002 Inspections per Restart Checklist.
Regulatory None Supplemental inspection Supplemental inspection -10 CFR 2.204 DFI Order to Modify, Suspend, CAL/Order Requiring NRC 2
Actions only only -10 CFR 50.54(f) Letter or Revoke Licensed Approval for Restart.
- CAL/Order Activities Plant Discussed at AARM if Conditions Met Plant Discussed at AARM Plant Discussed at AARM Plant Discussed at AARM Assessment BC or DD review/sign DD review/sign assessment RA review/sign RA review/sign assessment N/A. RA (or 0350 Panel Letters assessment report (w/ report assessment report report Chairman) Review/ Sign inspection plan) (w/ inspection plan) (w/ inspection plan) (w/ inspection plan) 0350-Related Correspondence Annual Involvement Various public stakeholder Various public stakeholder RA (or Designee) Discuss EDO/DEDO (or Designee) N/A. 0350 Panel Chairman of Public options (see section 09) options (see section 09) Performance with Senior Discuss Performance with Conduct Public Status Stakeholders involving the SRI or BC involving the BC or DD Licensee Management Senior Licensee Meetings Periodically Management Commission None None Possible Commission Commission Meeting with Commission Meeting with Commission Meetings as Involvement Meeting if Licensee Senior Licensee Senior Licensee Requested, Restart Approval Remains for 3 yrs Management Within 6 mo. Management in Some Cases.
INCREASING SAFETY SIGNIFICANCE ---------->
should consider each of these regulatory actions when significant new information regarding licensee performance becomes available Issue Date: 12/24/09 E4-1 0305