ML102120057
| ML102120057 | |
| Person / Time | |
|---|---|
| Site: | Prairie Island  |
| Issue date: | 07/20/2010 |
| From: | Travieso-Diaz M Northern States Power Co, Pillsbury, Winthrop, Shaw, Pittman, LLP, Xcel Energy |
| To: | Atomic Safety and Licensing Board Panel |
| SECY RAS | |
| Shared Package | |
| ML102120039 | List: |
| References | |
| 50-282-LR, 50-306-LR, ASLBP 08-871-01-LR-BD01, RAS 18336 | |
| Download: ML102120057 (150) | |
Text
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 AR Number: 01183117 Type: CAP Status: 85 COMPLETE 03/06/2010 Due Date: Not Locked 3/26/2010 Priority: Orig Date: 5/25/2009 11:00:00 AM Event: Severity: B Dscv Date:
Event Date:
Subject:
Thorough Evaluation of Problems Resolution Aff Fac: PI PRAIRIE ISLAND Orig ID: N156952 Dean, Wendy D Fac/Grp: PI Dept: 80 Site Management Owed To: N152144 Petersen, Kurt W Fac/Grp: PI Dept: 38 Performce Improvemt No Assign: False Org: Dspln:
==
Description:==
Description Notes Last Updated By Last Updated Date Station management does not ensure that identified issues N156952 06/09/2009 are thoroughly evaluated such that the resolutions effective N156952 06/09/2009 address all causes, extent of condition, organizational issu N156952 06/09/2009 and safety culture aspects. Measures (see sharepoint) must N156952 06/09/2009 be completed before closing this CAP. N156952 06/09/2009 All referenced assignments in Xref must be completed N156952 06/09/2009 in order to close this CAP. N156952 06/09/2009 Notes:
Note Type Notes Last Updated By Last Updated Date General Notes PI-AR Screen team advised CAQ N154122 07/07/2009 General Notes . N154122 07/07/2009 General Notes Reason for no ACE: Per FP-PA-ARP-01, Att. 3, N154122 07/07/2009 General Notes The issue has been previously evaluated or N154122 07/07/2009 Pedigree Information Page 1 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Notes:
Note Type Notes Last Updated By Last Updated Date General Notes identified as a result of an extent of condition N154122 07/07/2009 General Notes review under a previous review under a previous N154122 07/07/2009 General Notes assessment. The cause is understood and N154122 07/07/2009 General Notes corrective actions are being implemented N154122 07/07/2009 General Notes NOTE: PCR recommendations and JFG revision requests will be RGRE02 08/14/2009 General Notes reviewed by fleet PA Peer group. Alignment bewtween PI site RGRE02 08/14/2009 General Notes and fleet will be obtained prior to formal changes to fleet RGRE02 08/14/2009 General Notes processes being completed. RGRE02 08/14/2009 General Notes WARNING:PRI field must be updated if A/S reopened.CAP1212567 FTLD01 02/18/2010 General Notes . N152144 03/06/2010 General Notes Action -18 has no closure notes but corrective actions -23, N152144 03/06/2010 General Notes -26 and -25 all address the ACE CBT review and therefore N152144 03/06/2010 General Notes satisfy the corective action documentation for closure N152144 03/06/2010 General Notes sufficiently. N152144 03/06/2010 Immediate Action Taken Wrote CAP N156952 05/26/2009 Recommendations Evaluate by Problem Identification & Resolution Initiative N156952 06/09/2009 Why did this occur? NA -CAP is for tracking performance Recovery Items N156952 05/26/2009 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title PI AR CAP 01183117 Thorough Evaluation of Problems Resolution Pedigree Information Page 2 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Keywords:
Keyword Description Last Updated By Last Updated Date CAP CORRECTIVE ACTION PROGRAM N154122 07/07/2009 RECOVERY STRATEGIC RECOVERY PLAN FOR PINGP N156952 05/26/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date COMP ACTIONS TAKEN?
CROSS-CUTTING ISSUE EQUIP ID REQ'D? N NOTIFY N156952 05/26/2009 IDENTIFIED BY SITE NOTIFY N156952 05/26/2009 INSPECTION QUARTER INSPECTION REPORT#
INSPECTION YEAR MODE CHG RESTRAINT OPS STATUS NA APPROVED N156952 05/26/2009 POTENTIAL MRFF N APPROVED N156952 05/26/2009 POTENTL MRGN ISSUE?
SRO REVIEW REQD? N NOTIFY N156952 05/26/2009 TRENDING COMPLETE? Y COMPLETE N128560 12/31/2009 UNPLANED TSAC ENTRY? N APPROVED N156952 05/26/2009 WELL DOCUMENTED?
SCAQ-CAQ-CNAQ MLRE01 08/26/2009 LICENSE REVIEW REQD? N COMPLETE N152144 03/06/2010 NOS REVIEW REQD? N COMPLETE N152144 03/06/2010 PARB REVIEW REQD? N COMPLETE N152144 03/06/2010 EXCELLENCE PLAN HIGH LEVEL SLCHRI01 03/01/2010 Pedigree Information Page 3 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date EXCELLENCE PLAN SITE PLAN SLCHRI01 03/01/2010 10CFR21 REQD? N COMPLETE N152144 03/06/2010 GOOD CATCH?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Event Reportable Items:
Event Type Event Header Description CAP CAP CORRECTIVE ACTION PROGRAM Trend/Cause Codes:
Facility Trend 1 Trend 2 Trend 3 Date Process Org Rank Assign Vendor Sfx Description PI CCHP DM H.1(B) UNK 97 A CONSERVATIVE ASSUMPTIONS Trend/Cause Notes:
Notes Last Updated Date Trend/Cause Generic Implications:
Generic Implication Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Pedigree Information Page 4 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AR 01175966 AR COMPLETE 06/08/2009 FG-PA-ACE-01, rev 11 AR 01176687 AR COMPLETE 06/30/2009 QF-0434, revision 2 AR 01179089 AR COMPLETE 09/10/2009 QF-0432 Rev. 2 RCE Grading Form AR 01179097 AR COMPLETE 09/10/2009 FG-PA-RCE-01 Revision 14 AR 01179794 AR COMPLETE 09/26/2009 Adverse Trend of ACEs failing to meet required minimum grade AR 01181007 AR COMPLETE 06/02/2009 FP-PA-CCE-01 editorial change AR 01182229 AR APPROVED 05/21/2009 PINGP 1633, Rev. 0..Document Type: PA/ASM AR 01182245 AR COMPLETE 08/17/2009 FG-PA-CCE-01 (add repeat kw)
AR 01182419 AR COMPLETE 09/10/2009 QF-0433, rev 2 RCE Template AR 01183111 AR COMPLETE 03/29/2010 PIR - Problem Identification and Resolution AR 01187324 AR COMPLETE 08/26/2009 FP-PA-ARP-01, Rev 22 AR 01190919 AR COMPLETE 08/27/2009 Safety Culture impact eval not in some RCEs AR 01193530 AR COMP-NA 09/11/2009 FG-PA-ACE-01 ACE Manual AR 01193531 AR COMPLETE 09/11/2009 QF 0431 Rev 4 Apparent Cause Report Template AR 01193533 AR COMPLETE 09/11/2009 QF 0430 Rev 5 ACE Grading Sheet AR 01193537 AR COMP-NA 11/02/2009 FG-PA-CCE-01 Common Cause Evaluation Manual AR 01193540 AR COMP-NA 11/03/2009 QF 0435 Rev 4 Common Cause Evaluation Report Template AR 01193546 AR APPROVED 08/20/2009 PINGP 1633 Rev 0 Common Cause Grading Form (GC)
AR 01193589 AR COMP-NA 09/29/2009 FG-PA-PAR-01 Rev 9, PARB Guideline AR 01212512 AR COMP-NA 01/11/2010 CAP Problem Statements Not Meeting Requirements AR 01091130 05 AS COMPLETE 06/01/2007 Evaluate feedback to CAP Initiator Pedigree Information Page 5 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AR 01104684 01 AS COMPLETE 11/08/2007 Take actions to correct the ineffective actions taken AR 01104684 02 AS COMPLETE 12/14/2007 Review sampling of extended CAPs to ensure documentation AR 01105248 03 AS COMPLETE 11/05/2007 Reveiw CAPR's completed since Jan 1, 2006 AR 01117255 01 AS COMPLETE 12/04/2007 Assess all comments in aggregate to identify AR 01117255 02 AS COMPLETE 07/09/2008 PIR theme #1 - site slow to recognize/evaluate significan AR 01117255 03 AS COMPLETE 07/09/2008 PIR theme #2 - Site struggles w/elements of CAP AR 01117840 01 AS COMPLETE 07/08/2008 Document CE AR 01125267 01 AS COMPLETE 02/29/2008 Perform common cause evaluation AR 01125267 03 AS COMPLETE 03/25/2008 REVIEW CCE with PARB members AR 01132288 01 AS COMPLETE 05/08/2008 Perform CCE on ineffective CA to resolve issues AR 01132288 03 AS COMPLETE 05/07/2008 Include issues associated with safety AR 01133478 04 AS COMPLETE 07/10/2008 Align with Monti and Fleet AR 01133478 05 AS COMPLETE 07/10/2008 Verify RCE qualification proficiency AR 01133478 06 AS COMPLETE 11/07/2008 Verify short term goals met AR 01133478 08 AS COMPLETE 11/07/2008 verify short term goals met AR 01133478 10 AS COMPLETE 02/12/2009 Verify short term goals for Assignment 2 AR 01136206 01 AS COMPLETE 05/28/2008 Evaluate to Determine what processes not followed AR 01136206 02 AS COMPLETE 06/09/2008 Evaluate for Extent of Condition AR 01139630 01 AS COMPLETE 06/06/2008 Document current condition for ACE processing AR 01146005 18 AS COMPLETE 03/31/2009 Revise SWI O-3 AR 01154831 04 AS COMPLETE 05/14/2009 Revise the CAP procedure and Manuals AR 01154831 05 AS COMPLETE 04/27/2009 Revise the CAP Action Request Process procedure AR 01154838 01 AS COMPLETE 11/14/2008 Perform an ACE IAW FG-PA-ACE-01 AR 01154838 03 AS COMPLETE 12/19/2008 Limit the RP & Chem Individuals that can evaluate Issues AR 01154838 04 AS COMPLETE 01/16/2009 Ensure RP & Chem evaluators complete the ACE Mentor Guide Pedigree Information Page 6 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AR 01154838 05 AS COMPLETE 01/20/2009 Inadequate Corrective Actions - Screen for Training AR 01154838 06 AS COMPLETE 05/15/2009 Follow Up Evaluation AR 01155626 01 AS COMPLETE 11/17/2008 ACE - Insufficient action taken to address NRC Green NCV AR 01157726 06 AS COMPLETE 01/29/2009 Revise Rad Shipping Procedures AR 01157726 14 AS COMPLETE 01/29/2009 Change 5AWI15.8.0 to update RP risks AR 01157726 18 AS COMPLETE 10/30/2009 Complete EFR for rad shipping program AR 01157726 19 AS COMPLETE 10/30/2009 complete effectiveness review of RMSP AR 01157726 28 AS COMPLETE 10/27/2009 Revise QF-2010 AR 01157726 30 AS COMPLETE 10/02/2009 Revise FP-WM-PLA-01 to address rad shipping tasks AR 01157726 31 AS COMPLETE 10/05/2009 Revise FP-RP-JPP-01 to address rad shipping tasks AR 01162503 05 AS COMPLETE 02/13/2009 HU investigation expectations AR 01162503 06 AS COMPLETE 03/12/2009 Modify the Screening team agenda AR 01163127 01 AS COMPLETE 02/12/2009 Conduct a CCE "Common Cause Evaluation" AR 01163127 03 AS COMPLETE 04/15/2009 AER on sample of NRC identified issues for learning AR 01165852 01 AS COMPLETE 02/20/2009 Perform CE AR 01165852 02 AS COMPLETE 03/04/2009 Evaluate for potential NRC Cross Cutting Issue AR 01166830 01 AS COMPLETE 04/16/2009 Perform Root Cause Evaluation AR 01166830 04 AS COMPLETE 08/20/2009 Develop and implement a Site CAP resolution quality AR 01166830 05 AS COMPLETE 07/29/2009 Establish management expectations and accountability AR 01166830 08 AS COMPLETE 09/03/2009 Once CAP priority matrix has been created AR 01166830 09 AS COMPLETE 09/10/2009 Develop and implement a CAP priority matrix AR 01166830 10 AS COMPLETE 08/21/2009 Develop and implement a Department CAP Health Indicator AR 01166830 11 AS COMPLETE 06/02/2009 Change default sort settings for AT-0085 AR 01166830 12 AS COMPLETE 06/02/2009 Change the Corrective Action Effectiveness Indicator AR 01166830 15 AS COMPLETE 07/14/2009 Provide Root Cause Evaluation refresher training Pedigree Information Page 7 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AR 01171905 01 AS COMPLETE 09/09/2009 Eval to determine whether CAPs closed to others AR 01173322 01 AS COMPLETE 05/11/2009 Evaluate if corrective actions are required AR 01173335 01 AS COMPLETE 05/11/2009 Evaluate if corrective actions are required AR 01173341 01 AS COMPLETE 05/11/2009 Evaluate if corrective actions are required.
AR 01177415 01 AS COMPLETE 06/17/2009 Restructure attendance at the Corrective Action AR 01177415 02 AS COMPLETE 04/29/2009 Reinforce procedure requirements for CAP AR 01177415 03 AS COMPLETE 04/14/2009 Prioritize workload beginning with the AR backlog AR 01177415 04 AS COMPLETE 04/27/2009 Prioritize workload beginning with the AR backlog AR 01177415 05 AS COMPLETE 08/20/2009 Prioritize workload beginning with the AR backlog AR 01177415 06 AS COMPLETE 07/08/2009 Utilize lessons learned from Prairie Island PRIDE initiative AR 01177415 07 AS COMPLETE 04/21/2009 Develop ¿Diagonal Team¿ to provide feedback AR 01177567 01 AS COMPLETE 05/15/2009 Perform a CCE AR 01177567 04 AS COMPLETE 06/01/2009 Review RCE 1114156 against 95001 Requirements AR 01177567 05 AS COMPLETE 06/01/2009 Review RCE 1146005 against 95001 Requirements AR 01177567 06 AS COMPLETE 06/11/2009 Review RCE 1157726 (Rad Shippment) against 95001 Reqs AR 01177567 07 AS COMPLETE 07/25/2009 Review RCE 1141755 against 95001 Requirements AR 01177567 08 AS COMPLETE 06/09/2009 Initiate RCE Assignments for 1132098, 1144249, and 1132717 AR 01179794 05 AS COMPLETE 07/17/2009 Provide Information sharing to PI ACE qualified personnel AR 01190919 02 AS COMPLETE 08/27/2009 CE-Safety Culture impact eval not in some RCEs Assignment Summary:
Assign Sub Asgn Type Due Date Status Prime Primary Response Sec Second Response Assign To # of Subs Subject Fac Group Fac Group 01 00 CE 08/31/2009 COMPLETE RGRE02 0 Pedigree Information Page 8 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Summary:
Assign Sub Asgn Type Due Date Status Prime Primary Response Sec Second Response Assign To # of Subs Subject Fac Group Fac Group Review CAP Process FL-CAL-ARP-01 02 00 CE 08/31/2009 COMPLETE RGRE02 0 Review ACE Manuel FG-PA-ACE-01 03 00 CE 08/31/2009 COMPLETE RGRE02 0 Review ACE template QF-0431 04 00 CE 08/31/2009 COMPLETE RGRE02 0 Review ACE grading form QF-0430 05 00 CE 08/31/2009 COMPLETE RGRE02 0 Review RCE Manual FG-PA-RCE-01 changes 06 00 CE 08/31/2009 COMPLETE RGRE02 0 Review RCE Template QF-0434 changes 07 00 CE 08/31/2009 COMPLETE RGRE02 0 Review RCE Grading Form QF-0432 changes 08 00 CE 08/31/2009 COMPLETE RGRE02 0 Review CCE Manuel FG-PA-CCE-01 09 00 CE 08/31/2009 COMPLETE RGRE02 0 Review CCE Template QF-0435 10 00 CE 08/31/2009 COMPLETE RGRE02 0 Review CCE grading process 11 00 CE 10/30/2009 COMPLETE RGRE02 0 ACE Qualification tracking improvements made in 2009 12 00 CA 09/15/2009 COMPLETE N152144 0 Establish method to stabilize RCE resources for long-term 13 00 CE 08/31/2009 COMPLETE RGRE02 0 Pedigree Information Page 9 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Summary:
Assign Sub Asgn Type Due Date Status Prime Primary Response Sec Second Response Assign To # of Subs Subject Fac Group Fac Group Review PARB Guideline FG-PA-PAR-01 14 00 CE 08/31/2009 COMPLETE RGRE02 0 Review RCE JFG FL-CAP-RCE-001G 15 00 CE 08/31/2009 COMPLETE RGRE02 0 Review PARB JFG FL-CAP-PRB-001G 16 00 CE 08/31/2009 COMPLETE RGRE02 0 Review Screening Team JFG FL-CAP-SCT-001G 17 00 CE 08/31/2009 COMPLETE RGRE02 0 Review ACE JFG FL-CAP-ACE-001G 18 00 CE 08/31/2009 COMPLETE RGRE02 0 Review ACE CBT FL-CAP-ACE-002F 19 00 CE 08/14/2009 COMPLETE N152144 0 Determine need for ACE refresher training 20 00 CA 10/30/2009 COMPLETE NRTS01 0 Communicate CAP, RCE, ACE, CCE process changes 21 00 TRRA 12/31/2009 COMPLETE RGRE02 0 Condust Needs Assessmetn for PA Program Changes 22 00 CA 12/31/2009 COMPLETE WNDJ04 0 Revise FL-CAP-SCT-001G Screening Committee JFG 23 00 CA 12/09/2009 COMPLETE WNDJ04 0 Revise FL-CAP-ACE-001G ACE JFG 24 00 CA 12/02/2009 COMPLETE WNDJ04 0 Revise FL-CAP-RCE-001G, RCE Job Familiarization Guide 25 00 CA 01/08/2010 COMPLETE N152144 0 Pedigree Information Page 10 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Summary:
Assign Sub Asgn Type Due Date Status Prime Primary Response Sec Second Response Assign To # of Subs Subject Fac Group Fac Group Complete ACE refresher info sharing 26 00 TRRA 12/31/2009 COMPLETE RGRE02 0 Revise ACE CBT as needed based on PA Process Changes 27 00 PCRA 11/30/2009 COMPLETE RGRE02 0 Revise FG-PA-ACE-01, Ace Manual 28 00 PCRA 11/30/2009 COMPLETE RGRE02 0 Revise QF 0431, ACE Report Template 29 00 PCRA 11/30/2009 COMPLETE RGRE02 0 Revise QF 0430, ACE Grading Form 30 00 PCRA 10/30/2009 COMPLETE RGRE02 0 Revise FG-PA-RCE-01, RCE Manual 31 00 PCRA 10/30/2009 COMPLETE RGRE02 0 Revise QF 0434, RCE Report Template 32 00 PCRA 10/30/2009 COMPLETE RGRE02 0 Revise QF 0432, RCE Grading Form 33 00 PCRA 12/31/2009 COMPLETE RGRE02 0 Revise FG-PA-CCE-01, Common Cause Evaluation Manual 34 00 PCRA 12/31/2009 COMPLETE RGRE02 0 Revise QF 0435, CCE Report Template 35 00 PCRA 12/31/2009 COMPLETE RGRE02 0 Revise PINGP 1633, CCE Grading Form 36 00 PCRA 12/31/2009 COMPLETE RGRE02 0 Revise FG-PA-PAR-01, PARB Guideline 37 00 XPLA 03/12/2010 COMPLETE SLCHRI01 0 Pedigree Information Page 11 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Summary:
Assign Sub Asgn Type Due Date Status Prime Primary Response Sec Second Response Assign To # of Subs Subject Fac Group Fac Group Thorough Evaluation of Problems Resolution Xcellence Plan Pedigree Information Page 12 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Detail for AR/Assignment/Sub-Assignment Number:
Pedigree Information Page 13 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 01 - 00 Pedigree Information Page 14 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/05/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review CAP Process FL-CAL-ARP-01
==
Description:==
Description Notes Last Updated By Last Updated Date Review CAP Process (FL-CAL-ARP-01). NRTS01 06/30/2009 Determine if current proposed changes from PI Root Cause NRTS01 06/30/2009 evaluation (RCE 01166830-SCAQ) are sufficient to address NRTS01 06/30/2009 performance recovery team CAP-Evaluation improvement NRTS01 06/30/2009 objectives. Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes CAP process reviewed and recommendations forwarded RGRE02 08/05/2009 General Notes to CAP peer team. See attached writeup in SharePoint RGRE02 08/05/2009 Pedigree Information Page 15 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date OUTAGE NUMBER LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01187324 AR COMPLETE 08/26/2009 FP-PA-ARP-01, Rev 22 AS 01166830 0100 AS COMPLETE 04/16/2009 Perform Root Cause Evaluation AS 01166830 0600 AS COMPLETE 09/10/2009 Revise FP-PA-ARP-01 to address the following issues Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 16 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 17 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 02 - 00 Pedigree Information Page 18 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review ACE Manuel FG-PA-ACE-01
==
Description:==
Description Notes Last Updated By Last Updated Date Review FG-PA-ACE-01, ACE Manual, (including any currently NRTS01 06/30/2009 open PCRs), to determine if changes should be made to NRTS01 06/30/2009 implement recovery team CAP-Evaluation improvement NRTS01 06/30/2009 initiatives. Initiate PCR as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Evaluation complete. See write up attached in SharePoint RGRE02 08/14/2009 General Notes Initiated PCR 1193530. See x-reff. RGRE02 08/14/2009 Pedigree Information Page 19 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193530 AR COMP-NA 09/11/2009 FG-PA-ACE-01 ACE Manual Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 20 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 21 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 03 - 00 Pedigree Information Page 22 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review ACE template QF-0431
==
Description:==
Description Notes Last Updated By Last Updated Date Review ACE template (QF-0431). Determine if current NRTS01 06/30/2009 template sufficiently aligns with performance recovery NRTS01 06/30/2009 CAP-evaluation improvement objectives. Initiate PCR to NRTS01 06/30/2009 revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review complete. See write-up attached in SharePoint. RGRE02 08/14/2009 General Notes Also see recommended form changes. Initiated RGRE02 08/14/2009 General Notes PCR 1193531. See x-reff. RGRE02 08/14/2009 Pedigree Information Page 23 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193531 AR COMPLETE 09/11/2009 QF 0431 Rev 4 Apparent Cause Report Template Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 24 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 25 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 04 - 00 Pedigree Information Page 26 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review ACE grading form QF-0430
==
Description:==
Description Notes Last Updated By Last Updated Date Review ACE grading form QF-0430. Determine if current form N156952 06/10/2009 aligns with performance recovery CAP-evaluation improvement NRTS01 06/30/2009 objectives. Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Evaluation complete. See attached write-up in SharePoint. RGRE02 08/14/2009 General Notes Also see draft form revision recommendations attached in RGRE02 08/14/2009 General Notes SharePoint. Initiated PCR 1193533 RGRE02 08/14/2009 Pedigree Information Page 27 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193533 AR COMPLETE 09/11/2009 QF 0430 Rev 5 ACE Grading Sheet Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 28 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 29 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 05 - 00 Pedigree Information Page 30 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/10/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review RCE Manual FG-PA-RCE-01 changes
==
Description:==
Description Notes Last Updated By Last Updated Date Review proposed RCE Manual FG-PA-RCE-01 changes. Verify N156952 06/10/2009 changes align with performance recovery CAP-evaluation NRTS01 06/30/2009 improvement objectives. Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Reviewed RCE manual for improvements and change RGRE02 08/10/2009 General Notes recommendations. Compiled recommendations and presented them RGRE02 08/10/2009 General Notes to RCE manual owner via the site PA Supervisor. RGRE02 08/10/2009 General Notes Recommendations were reviewed and incorporated as RGRE02 08/10/2009 General Notes appropriate to existing PCR 1179097. Reviewed proposed RGRE02 08/10/2009 Pedigree Information Page 31 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes revisions attached to PCR 1179097. The proposed changes RGRE02 08/10/2009 General Notes are SAT. RGRE02 08/10/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01179097 AR COMPLETE 09/10/2009 FG-PA-RCE-01 Revision 14 Material
References:
UTC No. Manufacturer Model No. Serial No.
Pedigree Information Page 32 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 33 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 06 - 00 Pedigree Information Page 34 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/10/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review RCE Template QF-0434 changes
==
Description:==
Description Notes Last Updated By Last Updated Date Review proposed RCE Template (QF-0434) changes. Verify NRTS01 06/30/2009 changes align with performance recovery CAP-evaluation NRTS01 06/30/2009 improvement objectives. Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Reviewed RCE template for improvements and changes. RGRE02 08/10/2009 General Notes Also reviewed open PCR 01182419. Changes recommended in PCR RGRE02 08/10/2009 General Notes 01182419 are sufficient and align with recommendations based RGRE02 08/10/2009 General Notes on the review for this CE. This item can be closed and RGRE02 08/10/2009 General Notes crossreferenced to existing PCR. A new PCR is not necessary RGRE02 08/10/2009 Pedigree Information Page 35 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes as recommendations from this CA are already incocporated RGRE02 08/10/2009 General Notes into PCR 1182419. RGRE02 08/10/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01182419 AR COMPLETE 09/10/2009 QF-0433, rev 2 RCE Template Material
References:
UTC No. Manufacturer Model No. Serial No.
Pedigree Information Page 36 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 37 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 07 - 00 Pedigree Information Page 38 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/10/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review RCE Grading Form QF-0432 changes
==
Description:==
Description Notes Last Updated By Last Updated Date Review proposed RCE Grading Form (QF-0432) changes. Verify NRTS01 06/30/2009 changes align with performance recovery CAP-evaluation NRTS01 06/30/2009 improvement objectives. Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Reviewed RCE grading form as well as proposed changes to RGRE02 08/10/2009 General Notes RCE manual and RCE report template. Made recommendations for RGRE02 08/10/2009 General Notes grading changes and presented those to the fleet PA group RGRE02 08/10/2009 General Notes and program owner. Open PCR includes recommendations based RGRE02 08/10/2009 General Notes on this review. This item can be closed and cross referenced RGRE02 08/10/2009 Pedigree Information Page 39 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes to PCR 1179089 RGRE02 08/10/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
LICENSING REVIEW?
NOS REVIEW?
MODE CHG RESTRAINT Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01179089 AR COMPLETE 09/10/2009 QF-0432 Rev. 2 RCE Grading Form Material
References:
UTC No. Manufacturer Model No. Serial No.
Pedigree Information Page 40 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 41 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 08 - 00 Pedigree Information Page 42 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review CCE Manuel FG-PA-CCE-01
==
Description:==
Description Notes Last Updated By Last Updated Date Review CCE Manual (Review CCE Manual). Verify manual NRTS01 06/30/2009 aligns with performance recovery CAP-evaluation improvement NRTS01 06/30/2009 objectives. Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review complete. See write-up attached in SharePoint RGRE02 08/14/2009 General Notes Also see revision recommendations attached in SharePoint. RGRE02 08/14/2009 General Notes Initiated PCR 1193537. RGRE02 08/14/2009 Pedigree Information Page 43 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01182245 AR COMPLETE 08/17/2009 FG-PA-CCE-01 (add repeat kw)
AS 01193537 AR COMP-NA 11/02/2009 FG-PA-CCE-01 Common Cause Evaluation Manual Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 44 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 45 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 09 - 00 Pedigree Information Page 46 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review CCE Template QF-0435
==
Description:==
Description Notes Last Updated By Last Updated Date Review CCE Template (QF-0435).Verify template aligns with NRTS01 06/30/2009 performance recovery CAP-evaluation improvement objectives. NRTS01 06/30/2009 Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review complete. See write up attached in SharePoint. RGRE02 08/14/2009 General Notes Also see revision draft atttached. RGRE02 08/14/2009 Pedigree Information Page 47 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE PARB?
TRB?
NRC COMMITMENT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193540 AR COMP-NA 11/03/2009 QF 0435 Rev 4 Common Cause Evaluation Report Template Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 48 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 49 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 10 - 00 Pedigree Information Page 50 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review CCE grading process
==
Description:==
Description Notes Last Updated By Last Updated Date Review CCE grading process/guidelines. Verify form aligns NRTS01 06/30/2009 with performance recovery CAP-evaluation improvement NRTS01 06/30/2009 objectives. Initiate PCR to revise as needed. NRTS01 06/30/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review complete. See write-up attached in SharePoint. RGRE02 08/14/2009 General Notes Also see proposed revision attached. RGRE02 08/14/2009 General Notes Initiated PCR 01193546 RGRE02 08/14/2009 Pedigree Information Page 51 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01182229 AR APPROVED 05/21/2009 PINGP 1633, Rev. 0..Document Type: PA/ASM AS 01193546 AR APPROVED 08/20/2009 PINGP 1633 Rev 0 Common Cause Grading Form (GC)
Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 52 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 53 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 11 - 00 Pedigree Information Page 54 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 10/30/2009 Status/Date: 85 COMPLETE 08/05/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
ACE Qualification tracking improvements made in 2009
==
Description:==
Description Notes Last Updated By Last Updated Date Improvements to Performance Assessment group JFG completion N156952 06/10/2009 tracking were made in response to CAP 01159541. Action is to N156952 06/10/2009 conduct a CE to document ACE Qualification tracking N156952 06/10/2009 improvements made in 2009. N156952 06/10/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes In late 2008, the station identified issues with identifying RGRE02 08/05/2009 General Notes qualified ACE performers resulting in CAP 01159541. There RGRE02 08/05/2009 General Notes were also a few cases where personnel completed ACEs prior RGRE02 08/05/2009 General Notes to completing the required job familiarization guide. All of RGRE02 08/05/2009 General Notes these events were documented in the CAP process and RGRE02 08/05/2009 Pedigree Information Page 55 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes completely addressed. RGRE02 08/05/2009 General Notes The condition evaluation for CAP 1159541 determined that RGRE02 08/05/2009 General Notes personnel completing the training requirements for ACE RGRE02 08/05/2009 General Notes performer were not getting that curricula assigned to them RGRE02 08/05/2009 General Notes in LMS. There was nothing triggering the LMS curricula RGRE02 08/05/2009 General Notes entry. This resulted in the qualification status not being RGRE02 08/05/2009 General Notes included in the LMS qual look-up page. RGRE02 08/05/2009 General Notes For an interim corrective action, all personnel who had RGRE02 08/05/2009 General Notes completed the ACE performer training requirements were RGRE02 08/05/2009 General Notes assigned the curricula in LMS. This in turn automatically RGRE02 08/05/2009 General Notes updated the LMS qual look-up page. RGRE02 08/05/2009 General Notes For long term corrective action, all of the Performance RGRE02 08/05/2009 General Notes Assessment JFGs (including ACE Performer) were all revised RGRE02 08/05/2009 General Notes to include a step to assign the curricula in LMS after the RGRE02 08/05/2009 General Notes JFG was completed. Also, QF 1060-05 (JFG template form) was RGRE02 08/05/2009 General Notes revised, adding a step to update LMS with all curricula RGRE02 08/05/2009 General Notes information. RGRE02 08/05/2009 General Notes Going forward, anyone completing the Performance Assessment RGRE02 08/05/2009 General Notes JFGs will have the curricula assigned in LMS as soon as they RGRE02 08/05/2009 General Notes complete the JFG. This will prevent qualification status RGRE02 08/05/2009 General Notes confusion. RGRE02 08/05/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
Pedigree Information Page 56 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01154396 AR COMPLETE 03/10/2009 QF106005 JFG Form Rev 1 AS 01159541 AR COMPLETE 04/26/2009 LMS Qualification Lookup Tool not up to date Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 57 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 58 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 12 - 00 Pedigree Information Page 59 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CA Due Date: Locked 9/15/2009 Status/Date: 85 COMPLETE 09/15/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: N152144 Department: 38 Performce Improvemt Last Name: Petersen, Kurt W
Subject:
Establish method to stabilize RCE resources for long-term
==
Description:==
Description Notes Last Updated By Last Updated Date Establish method, process, and structure to stabilize RCE N156952 06/10/2009 resources for long-term performance. N156952 06/10/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes The resources will be managed by oversight from the N152144 09/15/2009 General Notes Performance Assessment department. The recommendation for N152144 09/15/2009 General Notes number of persons will be provided thru the PARB for N152144 09/15/2009 General Notes concurance and given to the respective departments. The N152144 09/15/2009 General Notes quality of the RCE evaluators will also be thru the PARB and N152144 09/15/2009 General Notes departmental indicators. No fruther action will be needed N152144 09/15/2009 General Notes at this time N152144 09/15/2009 Pedigree Information Page 60 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT MR(A)1 ACTION?
MRFF?
NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 61 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 62 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 13 - 00 Pedigree Information Page 63 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review PARB Guideline FG-PA-PAR-01
==
Description:==
Description Notes Last Updated By Last Updated Date Review PARB Guideline FG-PA-PAR-01 for potential N156952 06/11/2009 improvements and lessons learned. Initiate PCR as needed. N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review complete. See write-up attached in SharePoint. Also RGRE02 08/14/2009 General Notes see recommended revision draft attached. RGRE02 08/14/2009 General Notes Initiated PCR 01193589 RGRE02 08/14/2009 Pedigree Information Page 64 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193589 AR COMP-NA 09/29/2009 FG-PA-PAR-01 Rev 9, PARB Guideline Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 65 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 66 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 14 - 00 Pedigree Information Page 67 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review RCE JFG FL-CAP-RCE-001G
==
Description:==
Description Notes Last Updated By Last Updated Date Review RCE JFG FL-CAP-RCE-001G for potential N156952 06/11/2009 improvements and lessons learned. Revise JFG as needed. N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review completed. See write-up attached in SharePoint RGRE02 08/14/2009 General Notes Recommended revision also attached. RGRE02 08/14/2009 General Notes Initiated OTHA 1183117-24 to track revision. Rev RGRE02 08/14/2009 General Notes must be approved by fleet PA peer group. RGRE02 08/14/2009 Pedigree Information Page 68 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 69 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Detail for AR/Assignment/Sub-Assignment Number:
Pedigree Information Page 70 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 15 - 00 Pedigree Information Page 71 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/11/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review PARB JFG FL-CAP-PRB-001G
==
Description:==
Description Notes Last Updated By Last Updated Date Review PARB JFG FL-CAP-PRB-001G for potential improvements N156952 06/11/2009 and lessons learned. Revise JFG as needed. N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Reviewed PARB JFG (FL-CAP-PRB-001G). RGRE02 08/11/2009 General Notes JFG was recently revised and is current. RGRE02 08/11/2009 General Notes No additional chanes recommended at this time. RGRE02 08/11/2009 General Notes JFG template was revised after the PARB JFG was revised, RGRE02 08/11/2009 General Notes however, there is no reason to update the JFG at this time. RGRE02 08/11/2009 General Notes New JFG template will be used for next required revision. RGRE02 08/11/2009 Pedigree Information Page 72 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Current PARB JFG (rev 3) includes all requirements RGRE02 08/11/2009 General Notes nevcessary to ensure PARB member are familiar with their RGRE02 08/11/2009 General Notes responsibilities and the JFG aligns with the Performance RGRE02 08/11/2009 General Notes Recovery Evaluation objectives. RGRE02 08/11/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date TRB?
LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
PARB?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Pedigree Information Page 73 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 74 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 16 - 00 Pedigree Information Page 75 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review Screening Team JFG FL-CAP-SCT-001G
==
Description:==
Description Notes Last Updated By Last Updated Date Review Screening Team JFG FL-CAP-SCT-001G for potential N156952 06/11/2009 improvements and lessons learned. Revise JFG as needed. N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review complete. See attached write-up in RGRE02 08/14/2009 General Notes SharePoint. Recommend revising JFG per the RGRE02 08/14/2009 General Notes attached draft. OTHA 1183117-22 initiated RGRE02 08/14/2009 General Notes to track revision completion. Revision request must be RGRE02 08/14/2009 General Notes approved through Fleet PA Peer group. RGRE02 08/14/2009 Pedigree Information Page 76 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 77 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Detail for AR/Assignment/Sub-Assignment Number:
Pedigree Information Page 78 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 17 - 00 Pedigree Information Page 79 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review ACE JFG FL-CAP-ACE-001G
==
Description:==
Description Notes Last Updated By Last Updated Date Review ACE JFG FL-CAP-ACE-001G for potential improvements N156952 06/11/2009 and lessons learned. Revise JFG as needed. N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Review completed. See write-up attached in SHarePoint. RGRE02 08/14/2009 General Notes Recommended changes attached in draft revision. RGRE02 08/14/2009 General Notes Initiated OTHA 1183117-23 to tracvk revision. RGRE02 08/14/2009 General Notes Revision must be approved by fleet PA peer group. RGRE02 08/14/2009 Pedigree Information Page 80 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 81 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assignment Detail for AR/Assignment/Sub-Assignment Number:
Pedigree Information Page 82 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 18 - 00 Pedigree Information Page 83 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/31/2009 Status/Date: 85 COMPLETE 08/24/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 1 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Review ACE CBT FL-CAP-ACE-002F
==
Description:==
Description Notes Last Updated By Last Updated Date Review ACE CBT FL-CAP-ACE-002F for potential N156952 06/11/2009 improvements and lessons learned. Revise CBT as needed. N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date First extension approved by business support manager to prioritize work. N128062 07/22/2009 Completion Notes:
Note Type Notes Last Updated By Last Updated Date Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT NOS REVIEW?
Pedigree Information Page 84 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 85 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 19 - 00 Pedigree Information Page 86 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CE Due Date: Locked 8/14/2009 Status/Date: 85 COMPLETE 08/14/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: N152144 Department: 38 Performce Improvemt Last Name: Petersen, Kurt W
Subject:
Determine need for ACE refresher training
==
Description:==
Description Notes Last Updated By Last Updated Date Training Request to determine need for ACE refresher N156952 06/11/2009 training based on process changes N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes From CAPOG (industry) and from site performance during the N152144 08/14/2009 General Notes NRC PIR inspection it is clear that there needs to be a N152144 08/14/2009 General Notes review/refresher training for ACE evaluators. CA created N152144 08/14/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
Pedigree Information Page 87 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHG RESTRAINT NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 88 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 20 - 00 Pedigree Information Page 89 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CA Due Date: Locked 10/30/2009 Status/Date: 85 COMPLETE 10/30/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: NRTS01 Department: 80 Site Management Last Name: Northard, Scott D
Subject:
Communicate CAP, RCE, ACE, CCE process changes
==
Description:==
Description Notes Last Updated By Last Updated Date Communicate CAP, RCE, ACE, CCE process changes as needed. N156952 06/11/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes This action is complete. The results of the changes to RCE NRTS01 10/30/2009 General Notes and ACE processes have been communicated thorugh the weekly NRTS01 10/30/2009 General Notes Alert Summaries on procedure changes. In addition, the PARB NRTS01 10/30/2009 General Notes reviewed and approved the changes, and these were discussed NRTS01 10/30/2009 General Notes at the Leadership Forum. CAP process changes have been NRTS01 10/30/2009 General Notes communicated through the Weekly Alert Summaries as well. CCE NRTS01 10/30/2009 General Notes changes have been minor, and the relevant change for PI has NRTS01 10/30/2009 General Notes been the CCE grading changes and this was reviewed at PARB. NRTS01 10/30/2009 Pedigree Information Page 90 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes PARB also requests to see specific CCE evaluations for A NRTS01 10/30/2009 General Notes level, and there is now an inline review of all CAPRs by the NRTS01 10/30/2009 General Notes PARB. Finally, D15s have been used to communicate all of the NRTS01 10/30/2009 General Notes process changes as part of the Recovery Plan communications. NRTS01 10/30/2009 General Notes No additional actions are needed. NRTS01 10/30/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT MR(A)1 ACTION?
MRFF?
NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Pedigree Information Page 91 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 92 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 21 - 00 Pedigree Information Page 93 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: TRRA Due Date: Not Locked 12/31/2009 Status/Date: 85 COMPLETE 12/29/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Condust Needs Assessmetn for PA Program Changes
==
Description:==
Description Notes Last Updated By Last Updated Date Review performance assessment process changes resulting from RGRE02 08/06/2009 the PI recovery project. Condust training needs assessment RGRE02 08/06/2009 to identify any training needs. RGRE02 08/06/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes This action written prior to the fleet performance RGRE02 12/29/2009 General Notes assessment team having written training actions RGRE02 12/29/2009 General Notes based on the proposed changes to some CAP processes. RGRE02 12/29/2009 General Notes Numerous actions are already open tracking training actions RGRE02 12/29/2009 General Notes (see x-reff). These actions are sufficient to address RGRE02 12/29/2009 General Notes training needs resulting from CAP program changes. This RGRE02 12/29/2009 Pedigree Information Page 94 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes action can be closed as it duplicates other actions RGRE02 12/29/2009 General Notes already being tracked by the fleet PA group. See 01183116. RGRE02 12/29/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01183116 AR APPROVED 06/15/2009 Corrective Action Implementation Resolution AS 01194552 1800 AS COMPLETE 08/27/2009 TRAINING REQUEST FOR FLEET PROCEDURE REVISION Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 95 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 96 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 22 - 00 Pedigree Information Page 97 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CA Due Date: Not Locked 12/31/2009 Status/Date: 85 COMPLETE 10/01/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: WNDJ04 Department: 38 Performce Improvemt Last Name: Windschill, John E
Subject:
Revise FL-CAP-SCT-001G Screening Committee JFG
==
Description:==
Description Notes Last Updated By Last Updated Date Revise Screening Committee Member JFG per attached draft. RGRE02 08/14/2009 Revision request is a result of PI performance recovery RGRE02 08/14/2009 project evaluation improvement reviews. RGRE02 08/14/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes The changes associated with this action are WNDJ04 10/01/2009 General Notes enhancements only, not a corrective action. WNDJ04 10/01/2009 General Notes Therefore, this action is being cross referenced WNDJ04 10/01/2009 General Notes to 1187837-18, and closed. The referenced WNDJ04 10/01/2009 General Notes action involves a corrective action to the JFG. WNDJ04 10/01/2009 Pedigree Information Page 98 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT MR(A)1 ACTION?
MRFF?
NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01187837 1800 AS COMPLETE 11/17/2009 Revise PARB and CAP Screening Team JFGs Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 99 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 100 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 23 - 00 Pedigree Information Page 101 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CA Due Date: Not Locked 12/9/2009 Status/Date: 85 COMPLETE 10/01/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: WNDJ04 Department: 38 Performce Improvemt Last Name: Windschill, John E
Subject:
Revise FL-CAP-ACE-001G ACE JFG
==
Description:==
Description Notes Last Updated By Last Updated Date Consider revision to ACE JFG per the attached draft. RGRE02 08/14/2009 Revision request is a result of the PI performance RGRE02 08/14/2009 recovery project evaluation improvement reviews RGRE02 08/14/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Changes evaluated. The changes are enhancements, WNDJ04 10/01/2009 General Notes not a corrective action. This action is cross referenced WNDJ04 10/01/2009 General Notes to corrective action 1183116-11 and closed. WNDJ04 10/01/2009 Pedigree Information Page 102 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT MR(A)1 ACTION?
MRFF?
NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01183116 1100 AS COMPLETE 02/19/2010 Revise ACE Evaluator JFG Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 103 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 104 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 24 - 00 Pedigree Information Page 105 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CA Due Date: Not Locked 12/2/2009 Status/Date: 85 COMPLETE 10/01/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: WNDJ04 Department: 38 Performce Improvemt Last Name: Windschill, John E
Subject:
Revise FL-CAP-RCE-001G, RCE Job Familiarization Guide
==
Description:==
Description Notes Last Updated By Last Updated Date Consider revision to RCE JFG per attached draft. RGRE02 08/24/2009 Revision request is a result of PI performance recovery RGRE02 08/14/2009 evaluation improvement reviews. See attached ce write up RGRE02 08/14/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes The recommended changes are enhancements, not WNDJ04 10/01/2009 General Notes a corrective action. WNDJ04 10/01/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
Pedigree Information Page 106 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHG RESTRAINT MR(A)1 ACTION?
MRFF?
NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01200557 AR COMP-NA 12/15/2009 Improve RCE JFG per Sharepoint draft in 1183117-24 Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 107 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 108 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 25 - 00 Pedigree Information Page 109 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: CA Due Date: Not Locked 1/8/2010 Status/Date: 85 COMPLETE 01/06/2010 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: N152144 Department: 38 Performce Improvemt Last Name: Petersen, Kurt W
Subject:
Complete ACE refresher info sharing
==
Description:==
Description Notes Last Updated By Last Updated Date Review new CBT with all ACE evaluators and check for N152144 08/14/2009 comprension N152144 08/14/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes There is a larger concern than refresher training that is N152144 01/06/2010 General Notes currently being addressed under AR 1183116 actions 9-13. N152144 01/06/2010 General Notes A refresher training would be insufficient to meet the needs N152144 01/06/2010 General Notes that were indentified under AR 01187837. These actions N152144 01/06/2010 General Notes include formal ACE training that did not exist. It also N152144 01/06/2010 General Notes incldues problem statement and cap screening improvements. N152144 01/06/2010 General Notes This action will be canceled and these other CAP actions N152144 01/06/2010 Pedigree Information Page 110 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes that are more agressive will take its place. The success of N152144 01/06/2010 General Notes this effort under AR 01187837 is reviewed by the PARB and is N152144 01/06/2010 General Notes part of the CAP recovery plan. N152144 01/06/2010 General Notes No additional actions are required at this time. N152144 01/06/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date LICENSING REVIEW?
MODE CHG RESTRAINT MR(A)1 ACTION?
MRFF?
NOS REVIEW?
NRC COMMITMENT DATE NRC COMMITMENT?
OUTAGE NUMBER PARB?
TRB?
Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Pedigree Information Page 111 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 112 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 26 - 00 Pedigree Information Page 113 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: TRRA Due Date: Not Locked 12/31/2009 Status/Date: 85 COMPLETE 12/29/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise ACE CBT as needed based on PA Process Changes
==
Description:==
Description Notes Last Updated By Last Updated Date TRRA is tracking potential need to revise ACE CBT. If change RGRE02 08/24/2009 s are made to ACE Manual and other ACE-related processes, RGRE02 08/24/2009 the CBT will need to be updated. THis TRRA is tracking that RGRE02 08/24/2009 potential action. RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes ACE CBT was reviewed. See attached CE write-up in RGRE02 08/24/2009 General Notes SahrePoint. OTHA 01183117-26 initiated to track RGRE02 08/24/2009 General Notes potential need to revise CBT. If ACE processes are revised RGRE02 08/24/2009 General Notes the CBT will need to be revised. Otherwise, no revision is RGRE02 08/24/2009 General Notes needed. RGRE02 08/24/2009 Pedigree Information Page 114 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Re-visited ACE CBT and verified that it still RGRE02 12/29/2009 General Notes aligns with current ACE process. No revision RGRE02 12/29/2009 General Notes needed at this time. RGRE02 12/29/2009 General Notes This action can be closed. RGRE02 12/29/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 115 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 116 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 27 - 00 Pedigree Information Page 117 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 11/30/2009 Status/Date: 85 COMPLETE 09/25/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise FG-PA-ACE-01, Ace Manual
==
Description:==
Description Notes Last Updated By Last Updated Date Revise ACE Manual. See PCR 1193530 for proposed RGRE02 08/24/2009 draft RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Removed PCR x-reff and updated with PRC x-ref 01194552 RGRE02 09/09/2009 as it will be implemented sooner and is more appropriate to this action.
Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes ACE Manual has been revised and posted. Reviewed new RGRE02 09/25/2009 General Notes revision. While the changes recommended from the PI recovery RGRE02 09/25/2009 General Notes project were not incorporated into the new rev "verbatim," RGRE02 09/25/2009 General Notes the revised ACE manual is much improved and the intent of RGRE02 09/25/2009 General Notes the recommended changes were sufficiently captured. RGRE02 09/25/2009 Pedigree Information Page 118 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes This action is complete. RGRE02 09/25/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01194552 AR COMPLETE 09/11/2009 FG-PA-ACE-01, rev 14 Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 119 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 28 - 00 Pedigree Information Page 120 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Locked 11/30/2009 Status/Date: 85 COMPLETE 09/25/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise QF 0431, ACE Report Template
==
Description:==
Description Notes Last Updated By Last Updated Date Revise ACE Template. See PCR 1193531 for proposed RGRE02 08/24/2009 draft. RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes ACE template was revised. Reviewed new revision and it RGRE02 09/25/2009 General Notes adequately addressed recommendations from PI recovery RGRE02 09/25/2009 General Notes project. Action is complete. RGRE02 09/25/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
Pedigree Information Page 121 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193531 AR COMPLETE 09/11/2009 QF 0431 Rev 4 Apparent Cause Report Template Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 122 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 29 - 00 Pedigree Information Page 123 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 11/30/2009 Status/Date: 85 COMPLETE 09/25/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise QF 0430, ACE Grading Form
==
Description:==
Description Notes Last Updated By Last Updated Date Revise ACE Grading Form. See PCR 1193533 for proposed RGRE02 08/24/2009 draft. RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes ACE Grading sheet was revised. Reviewed new grading sheet RGRE02 09/25/2009 General Notes changes implemented adequately address recommendations from RGRE02 09/25/2009 General Notes PI recovery project reviews. Action is complete. RGRE02 09/25/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
Pedigree Information Page 124 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193533 AR COMPLETE 09/11/2009 QF 0430 Rev 5 ACE Grading Sheet Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 125 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 30 - 00 Pedigree Information Page 126 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 10/30/2009 Status/Date: 85 COMPLETE 09/25/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise FG-PA-RCE-01, RCE Manual
==
Description:==
Description Notes Last Updated By Last Updated Date Revise RCE Manual. See PCR 1179097 for proposed RGRE02 08/24/2009 draft RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes RCE Manual was revised. Rev 16 posted on 9/9/09 and RGRE02 09/09/2009 General Notes includes changes as recommended from evaluation RGRE02 09/09/2009 General Notes improvement reviews per the PI Performance Recovery RGRE02 09/09/2009 General Notes Project. RGRE02 09/09/2009 Pedigree Information Page 127 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01179097 AR COMPLETE 09/10/2009 FG-PA-RCE-01 Revision 14 Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 128 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 31 - 00 Pedigree Information Page 129 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 10/30/2009 Status/Date: 85 COMPLETE 09/25/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise QF 0434, RCE Report Template
==
Description:==
Description Notes Last Updated By Last Updated Date Revise RCE Template. See PCR 1182419 for proposed RGRE02 08/24/2009 draft. RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes RCE template revised. Changes adequately address RGRE02 09/25/2009 General Notes recommendations from PI recovery project. Action is complete RGRE02 09/25/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Pedigree Information Page 130 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01182419 AR COMPLETE 09/10/2009 QF-0433, rev 2 RCE Template Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 131 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 32 - 00 Pedigree Information Page 132 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 10/30/2009 Status/Date: 85 COMPLETE 09/25/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise QF 0432, RCE Grading Form
==
Description:==
Description Notes Last Updated By Last Updated Date Revise RCE Grading Form. See PCR 1179089 for proposed RGRE02 08/24/2009 draft. RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes RCE grading for was revised. Rev 7 posted 9/9/09 and RGRE02 09/09/2009 General Notes includes recommendations from evaluation improvement RGRE02 09/09/2009 General Notes reviews for PI performance recovery. RGRE02 09/09/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
Pedigree Information Page 133 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01179089 AR COMPLETE 09/10/2009 QF-0432 Rev. 2 RCE Grading Form Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 134 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 33 - 00 Pedigree Information Page 135 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 12/31/2009 Status/Date: 85 COMPLETE 12/27/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise FG-PA-CCE-01, Common Cause Evaluation Manual
==
Description:==
Description Notes Last Updated By Last Updated Date Revise CCE Manual. See PCR 1193537 for proposed RGRE02 08/24/2009 draft RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Requested change was reviewed by the fleet performance RGRE02 12/27/2009 General Notes assessment group and peer group. Corrective action RGRE02 12/27/2009 General Notes 01183116-14 has been written and is due in the 1st quarter RGRE02 12/27/2009 General Notes of 2010 to retire the CCE process and roll it up into an RGRE02 12/27/2009 General Notes evaluation method as part of the ACE process. So, to perform RGRE02 12/27/2009 General Notes these changes would be an unwise expenditure of resources RGRE02 12/27/2009 General Notes as the CCE manual will soon be obsolete and not needed. This RGRE02 12/27/2009 Pedigree Information Page 136 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes PCRA is closed to action 1183116-14. See x-reff. RGRE02 12/27/2009 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01183116 AR APPROVED 06/15/2009 Corrective Action Implementation Resolution AS 01193537 AR COMP-NA 11/02/2009 FG-PA-CCE-01 Common Cause Evaluation Manual Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Pedigree Information Page 137 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 138 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 34 - 00 Pedigree Information Page 139 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 12/31/2009 Status/Date: 85 COMPLETE 12/27/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise QF 0435, CCE Report Template
==
Description:==
Description Notes Last Updated By Last Updated Date Revise CCE Template. See PCR 1193540 for proposed RGRE02 08/24/2009 draft. RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Proposed PCR and changes reviewed by fleet performance RGRE02 12/27/2009 General Notes assessment group and peer team. Additional improvements have RGRE02 12/27/2009 General Notes been identified and are being tracked via action 1183116-14. RGRE02 12/27/2009 General Notes This action will eliminate the need for revision to the CCE RGRE02 12/27/2009 General Notes template. The Proposed PCR was closed to no actions and this RGRE02 12/27/2009 General Notes PCRA is closed to 1183116-14. see x-reff. RGRE02 12/27/2009 Pedigree Information Page 140 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01183116 AR APPROVED 06/15/2009 Corrective Action Implementation Resolution AS 01193540 AR COMP-NA 11/03/2009 QF 0435 Rev 4 Common Cause Evaluation Report Template Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 141 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 35 - 00 Pedigree Information Page 142 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 12/31/2009 Status/Date: 85 COMPLETE 12/29/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise PINGP 1633, CCE Grading Form
==
Description:==
Description Notes Last Updated By Last Updated Date Revise CCE Grading Form. See PCR 1193546 for proposed RGRE02 08/24/2009 draft. RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes he CCE process is being deleted by the fleet performance RGRE02 12/29/2009 General Notes assessment process owners. It is being incorporated into RGRE02 12/29/2009 General Notes existing evaluation processes (ACE, RCE, etc.). Therefore RGRE02 12/29/2009 General Notes this assignment is no longer necessary. Action can be RGRE02 12/29/2009 General Notes closed. See AR 1183116-14. RGRE02 12/29/2009 Pedigree Information Page 143 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01183116 AR APPROVED 06/15/2009 Corrective Action Implementation Resolution AS 01193546 AR APPROVED 08/20/2009 PINGP 1633 Rev 0 Common Cause Grading Form (GC)
Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 144 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 36 - 00 Pedigree Information Page 145 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: PCRA Due Date: Not Locked 12/31/2009 Status/Date: 85 COMPLETE 12/29/2009 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: RGRE02 Department: 92 Training Technical Last Name: Rogers, Elizabeth M
Subject:
Revise FG-PA-PAR-01, PARB Guideline
==
Description:==
Description Notes Last Updated By Last Updated Date Revise PARB Guideline. See PCR 1193589 for proposed RGRE02 08/24/2009 draft RGRE02 08/24/2009 In Progress Notes:
Notes Last Updated By Last Updated Date Changed cross referenced to PCR 1199970 based on fleet RGRE02 09/29/2009 Performance Assessment activities.
Completion Notes:
Note Type Notes Last Updated By Last Updated Date General Notes Rev 10 of FG-PA-PAR-01 was completed and posted RGRE02 12/29/2009 General Notes 12/15/09. Action is complete. RGRE02 12/29/2009 Pedigree Information Page 146 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date MODE CHGE RESTRAINT?
OUTAGE NUMBER Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description AS 01193589 AR COMP-NA 09/29/2009 FG-PA-PAR-01 Rev 9, PARB Guideline AS 01199970 AR COMPLETE 12/16/2009 FG-PA-PAR-01, rev 9 Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 147 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 01183117 - 37 - 00 Pedigree Information Page 148 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Assign Type: XPLA Due Date: Not Locked 3/12/2010 Status/Date: 85 COMPLETE 03/04/2010 Pri Resp Grp: Aff Fac: PI Priority: 5 Unit: System:
Sec Resp Grp: Rsch Chgs: 0 Assign To: SLCHRI01 Department: 83 Bus & Strategic Plan Last Name: Schnell, Shari L
Subject:
Thorough Evaluation of Problems Resolution Xcellence Plan
==
Description:==
Description Notes Last Updated By Last Updated Date Thorough Evaluation of Problems Resolution Xcellence Plan SLCHRI01 03/01/2010 Tracking Item for Recovery Plan. SLCHRI01 03/01/2010 In Progress Notes:
Notes Last Updated By Last Updated Date Completion Notes:
Note Type Notes Last Updated By Last Updated Date Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date PRIORITY-RISKBENEFIT 2 SLCHRI01 03/04/2010 1-START DATE 20090315 SLCHRI01 03/04/2010 2-END DATE 20100412 SLCHRI01 03/04/2010 DEPARTMENT 38 SLCHRI01 03/04/2010 Pedigree Information Page 149 of 150
AT-0175 Action Request Record Report REV.2 Report Date: 07/20/2010 Attributes:
Attribute Value Reqd By Last Updated By Last Updated Date PRIORITY-SUB-RISK G SLCHRI01 03/04/2010 PRIORITY-URGENCY 1 SLCHRI01 03/04/2010 RESOURCE FTE 000000000100 SLCHRI01 03/04/2010 SOURCE SITE INITV SLCHRI01 03/04/2010 SPONSOR NRTS01 SLCHRI01 03/04/2010 Attributes Notes:
Attribute Notes Last Updated By Last Updated Date Cross
References:
Ref Ref Ref Nbr Type Reference Nbr Sub Type Status Status Date Description Material
References:
UTC No. Manufacturer Model No. Serial No.
Equipment/Component
References:
Facility Unit Op Sys Division Area System Class Equip Type Equipment Comp Type Component.
Reference Docs:
Facility Doc Type Sub Type Document Number Sheet Rev Minor Doc Date Title Pedigree Information Page 150 of 150