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Category:Legal-Exhibit
MONTHYEARML14112A0082014-04-15015 April 2014 Exhibit 7 - Request for Additional Information (Rai), April 15, 2014 ML14113A0012014-04-14014 April 2014 Exhibit 3 - Declaration of Victoria Clemons ML14112A0092014-02-19019 February 2014 Exhibit 1 - Preliminary Notice of Event or Occurrence, February 19, 2014 ML14112A0032014-02-15015 February 2014 Exhibit 2 - Toledo Blade Article, Davis-Besse Had Air Gap in Shield Building, February 15, 2014 ML14112A0042013-09-20020 September 2013 Exhibit 6 - Preliminary Notice of Event or Occurrence, September 20, 2013 ML14112A0062013-05-20020 May 2013 Exhibit 8 - Expert Witness Report of Arnold Gundersen, 50-246-LA ML12340A7292012-08-20020 August 2012 Official Exhibit - ENT000551-00-BD01 - Letter from B. Harris, NRC Project Manager, to B. Allen, FENOC, Request for Additional Information for the Review of the Davis-Besse Nuclear Power Station - Batch 3 (May 2, 2011) ML1036200592010-12-28028 December 2010 2010/12/28-NREL: Dynamic Maps, Gis Data, and Analysis Tools - Solar Maps ML1036200352010-12-28028 December 2010 2010/12/28-GLWC Regional Transmission Wind Workgroup Workplan, January 2010-June 2011 ML1036200532010-12-28028 December 2010 2010/12/28-Exhibit 55-World PV Module Production (MW) - Data from PV News April of Each Year (1988 - 2009) ML1036200512010-12-28028 December 2010 2010/12/28-Exhibit 48-By 2050 Solar Power Could End U.S. Dependence on Foreign Oil and Slash Greenhouse Gas Emissions ML1036200782010-12-28028 December 2010 2009/05/31-The Eastern Massachusetts Sea Breeze Study ML1036200422010-12-28028 December 2010 2010/12/28-By 2050 Solar Power Could End U.S. Dependence on Foreign Oil and Slash Greenhouse Gas Emissions ML1036200412010-12-28028 December 2010 2010/12/28-GLWC Environmental Planning, Siting and Permitting Workgroup June 11, 2009 Breakout Session Summary ML1036200762010-12-28028 December 2010 2005/12/31-NUREG/CR-6572, Rev. 1, BNL-NUREG-52534-R1, Kalinin VVER-1000 Nuclear Power Station Unit 1, PRA, Procedure Guides for a Probabilistic Risk Assessment ML1036200362010-12-28028 December 2010 2010/12/28-GLWC Wind Atlas Workgroup Workplan, January 2010 - June 2011 ML1036200752010-12-28028 December 2010 2010/12/28-Ohio-Annual Average Wind Speed at 80 M ML1036200602010-12-28028 December 2010 2010/12/28-A Solar Grand Plan - by 2050 Solar Power Could End U.S. Dependence on Foreign Oil and Slash Greenhouse Gas Emissions ML1036200612010-12-28028 December 2010 2010/12/28-Production Cost Modeling for High Levels of Photovoltaics Penetration ML1036200622010-12-28028 December 2010 2010/12/28-Emissions from Photovoltaic Life Cycles ML1036200632010-12-28028 December 2010 2010/12/28-4928.64 Electric Distribution Utility to Provide Electricity from Alternative Energy Resources ML1036200642010-12-28028 December 2010 2010/12/28-NREL: Dynamic Maps, Gis Data, and Analysis Tools - Solar Maps ML1036200652010-12-28028 December 2010 2010/12/28-Greentechmedia Web Page ML1036200662010-12-28028 December 2010 2010/12/28-Ohio Senate Bill 221 Alternative Energy Portfolio Standard ML1036200672010-12-28028 December 2010 2010/12/28-Rooftop Photovoltaics Market Penetration Scenarios ML1036200692010-12-28028 December 2010 2010/12/28-Notes from Davis Besse Re-Licensing Community Hearing ML1036200702010-12-28028 December 2010 2010/12/28-Davis Besse Map, 50-Mile Radius ML1036200792010-12-28028 December 2010 2010/12/28-Use of Risk Measures in Design and Licensing of Future Reactors ML1036200332010-12-28028 December 2010 2010/12/23-Exhibit 36. Introductory Page About the Ohio Wind Working Group (Owwg) ML1036200302010-12-28028 December 2010 2010/12/28-Exhibit Wind Farm Development in the State of Ohio ML1036200812010-12-28028 December 2010 2010/12/28-Exhibit 17 - Licensed to Kill: How the Nuclear Power Industry Destroys Endangered Marine Wildlife and Ocean Habitat to Save Money ML1036200772010-12-28028 December 2010 2008/02/24-Survey of Costs Arising from Potential Radionuclide Scattering Events ML1036200022010-12-28028 December 2010 2010/12/28-Exhibit 12. Offshore Wind in the Atlantic. Growing Momentum for Jobs, Energy Independence, Clean Air, and Wildlife Protection ML1036200042010-12-28028 December 2010 2010/12/28-Exhibit 4. Ohio'S First Commercial Wind Farm ML1036200212010-12-28028 December 2010 2010/12/28-Wind Resource of Ohio, Mean Annual Wind Speed at 100 Meters ML1036200112010-12-28028 December 2010 2007/03/28-Exhibit 18. Chernobyl-Based Birds Avoid Radioactive Nests ML1036200802010-12-28028 December 2010 2005/04/28-Economic Consequences of Rad/Nuc Attack: Cleanup Standards Significantly Affect Cost ML1036200202010-12-28028 December 2010 2010/12/28-Wind Resource of Ohio Mean Annual Power Density at 100 Meters ML1036200152010-12-28028 December 2010 2010/12/28-Electric Power from Offshore Wind Via Synoptic-scale Interconnection ML1036104092010-12-27027 December 2010 2010/12/27-Energy Policy, Valuing the Greenhouse Gas Emissions from Nuclear Power: a Critical Survey ML1036200732010-12-27027 December 2010 2010/12/27-Exhibit 69-Ohio Lakes, Rivers and Water Resources ML1036200722010-12-27027 December 2010 2010/12/27-Exhibit 70-Cuyahoga Valley National Park (U.S. National Park Service) ML1036200502010-12-27027 December 2010 2010/12/27-Exhibit 57-Stephen O'Rourke - PV Status and Pathways ML1036200452010-12-26026 December 2010 2010/12/26-Bosman Delft Blauw Decorative Tile W/Stand (Delft Blue Handpainted Holland) at Djp ML1036200442010-12-26026 December 2010 2010/12/26-Windmill on Montmartre by Vincent Van Gogh ML1036200402010-12-26026 December 2010 2010/12/26-Governor Granholm Signs Executive Order Creating Great Lakes Wind Council ML1036204902010-12-24024 December 2010 2010/12/24-Exhibit 23 - European Countries Unite to Invest $40 Billion in Huge Off-Shore Renewable Energy Super-Grid ML1036104102010-12-24024 December 2010 2010/12/24-Ohio Wind Map and Resource Potential ML1036200192010-12-23023 December 2010 2010/12/23-US Energy Information Administration, Independent Statistics and Analysis ML1036104162010-12-23023 December 2010 2010/12/23-Photographer's Preface 2014-04-15
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G,.Oy NOT FOR PUBLIC DISCLOSURE WITHOUT APPROVAL OF THE DIRECTOR, OE 0@0 C SDP/EA REQUEST & STRATEGY FORM Case Data Disputed: LI Related Cases: EA i 4sV- PlEA No.: 05-1182 Number:Ll. Docket No.: NIA 2 Small Entity:ZX]1l Request 8-18-05 Region III Case Type: Indiv Yes Licensee Individual Facility / City: Davis-Besse Nuclear Power Licennse N/A Last Day of Insp.: 8422-03 Insp. Rpt 01 3-2002-06 Keywords: O9010OES:drs Facts Contrary to 10 CFR 50.5(a)(2), the Design Engineering Manager at Davis-Besse (EATS): deliberately provided incomplete and inaccurate information in FENOC's (the licensee)
September 4 and October17, 2001, responses to NRC Bulletin 2001-001, "Circumferential Cracking of Reactor Pressure Vessel Head Penetration Nozzles" and at a presentation, concerning Davis-Besse's reactor pressure vessel head inspection efforts, Discussion (if required):
SDP IWNo I k Am e Vh*ioYlw Assessment: 1WhiNOV Yews No Wrongdoing W No [j4(es 01 Rpt. No.: 3-ý2,002-0 U.S. NRC In re DAVID GEISEN &S'a-f Exhibit # 6_
DOJ -No x]Yes Ref. Date 1 Action Date Dec Docket # 1A-05 -0 2.
EAwaiting DOJ I x lNeeds coordination with Date Marktd ýo W*.
Resolution: Does not meet the NRC 1 Legal FPolicy jDeliberateMisconduct HCareless Disregard threshold for E
Date Oftred Through Wlir-e iF\V: 2 nel.: '
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REJECT ED WITHDRAWIN Escalated Action Date: 8 (Tr p.- )
Conseauence: --- Ac ' Potent"]Reg. Willtul Prior Esc. Action? LjNoJYe EA: Date:
ID Credit? -- No--Ye LFT SL:
CA Credit? E-] No-Ye []TB Sump:
CP? F-No CP F Ba -Z Double D Ot t Discretion or Order? NNO :I:Yes Explai 5 year ban (Order). See below.
Future Action Conference?
Action? LijNo Violatio FH Region Issue Esc.
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Hx Z1Yes F
.Re-panel Open PEC Full Package RevIew bY H
-- Closed Choice Letter DEOR Review H Additional Choice Call Commission U
U SLIV NCV Issuance of ORDER to former Design Engineering Manager Other Action? prohibiting involvement in NRC-licensed activities for 5 years Participant Region M. Satorius, C. Lipa, B. Berson, K. O'Brien, C. Colantoni, M. Phillips, K. Lambert, C. Weil S:
J. Luehman, D. Starkey, M. Johnson T. Campbell, S. Brock, M. Duffy I OE R. Paul, C. Hayden Program P. Bonnett, J. Hopkins Office Other Remarks/Comments/Lessons Learned:
Approved, Dir. OE: IRA/ C. Nolan Date: 12/07/05.
PZ_ 4:2 S e-Y
.- DO NOT FOR PUBLIC DISCLOSURE WITHOUT APPROVAL OF THE DIRECTOR, OE OO 8-18 The September 4, 2001, response to Bulletin 2001-001 was materially incomplete and inaccurate in that the response mischaracterized the accumulation of boric acid on the RVP head as a result of the 12 RFO head inspection, failed to include information that the access to the bare metal of the RPV head was impeded, during the 11 RFO and 12 RFO refueling outages, by the presence of significant accumulations of boric acid deposits, and failed to indicate that the presence of boric acid deposits was not limited to the area beneath flanges. The Design Engineering Manager was aware in June 2001, base on a memorandum he signed, of the accumulation of boric acid on the reactor head and that all the nozzles could not be inspected.
The October 17, 2001, response to Bulletin 2001-001 was materially incomplete and inaccurate, in that all the control rod drive mechanism nozzles were not viewed during the outages and Condition Report 2000-1037 stated that there were five leaking control rod drives located at F10, D10, C11, F8, and G9. The Design Engineering Manager was aware in June 2001, based on a memorandum he signed, that not all the reactor pressure vessel head was cleaned at the end of the 12 RFO, therefore, the licensee could not view all of the control rod drive mechanism nozzles.
The October 11, 2001, presentation to the Commissioner's technical assistants was materially incomplete and inaccurate in that the build-up of boric acid deposits was so significant that the licensee could not inspect all of the nozzles. As a result, FENOC did not have a basis for stating that no visible evidence of nozzle leakage was detected. Although the Design Engineering Manager was aware, in June 2001, that all the nozzles could not be inspected, he failed to correct the inaccurate information on the slides during an October 10, 2001, meeting, that he attended, where the slides were being developed.
Based on the above, the panel proposed issuing an Order banning involvement in all NRC-licensed activities for a period of 5 years for violations of 10 CFR 50.5 (a)(2). The panel determined that a ban of 5 years is appropriate based on the significance of the events at Davis-Besse and the fact that a 5 year ban was previously issued to another former Davis-Besse employee for equally significant acts of deliberate misconduct.
This enforcement action is being proposed prior to the Department of Justice completing its review of the 01 investigation results.