ML061240369

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NEI Briefing Slides for Commission Briefing on Status of Risk-Informed, Performance-Based Reactor Regulation
ML061240369
Person / Time
Site: Millstone, Palo Verde, South Texas  Dominion icon.png
Issue date: 04/03/2006
From: Christian D, Floyd S, Jordan T, James M. Levine
Arizona Public Service Co, Dominion, Nuclear Energy Institute, South Texas
To:
Office of Nuclear Reactor Regulation
References
Download: ML061240369 (15)


Text

Risk-Informed, Performance-Based Regulation Jim Levine, Arizona Public Service David Christian, Dominion Tom Jordan, South Texas Project Steve Floyd, NEI May 3, 2006 ats I

Prog ress to Date

  • Risk-informed, performance-based approaches have been demonstrated to be effective
  • Successful applications have included
  • Revised reactor oversight process
  • Maintenance rule
  • Plant safety, reliability, and economic performance have been sustained at high levels 2

Current Situation

  • Momentum for progress of important risk-informed rulemakings has slowed significantly
  • Implementation of the direction provided by the Commission in response to SECY-98-300 is taking far too long
  • Safety and efficiency enhancements desired by both the NRC and industry are impacted
  • Purpose of briefing is to provide examples and identify success oath 3

1995 NRC PRA Policy Statement

  • PRA methods should complement the NRC's deterministic approach
  • Focus attention and resource allocation to areas of true safety significance
  • Implement in a manner that promotes regulatory stability and enhances safety 4

Key Points

  • Risk-informed, performance-based regulation cannot be another layer
  • Strong change management needed to regain momentum
  • Industry will focus on internal events, at-power PRAs and fire PRAs N'vE I 5

Implementation of §50.69 Special Treatment Requirements

  • Concept began as graded quality assurance
  • Initial industry/NRC meeting in August 1998
  • Industry guidance and pilot of categorization process began in 2000
  • South Texas exemption approved in August 2001
  • Final rule approved in November 2004
  • Regulatory Guidance issued in January 2006 -

revision expected in May 2006 NtK I 6

Regulatory Guide 1.201 (50.69 implementation guidance)

  • Use of risk-informed process for categorization has been demonstrated X Majority of NRC staff discussion focused on treatment of safety related, low safety significant equipment (RISC-3 SSCs)
  • Recent revision to regulatory guide appears to resolve industry concerns NeE I 7.

§50.69 Implementation

  • Industry intends to submit a pilot application this year
  • This is a strategic investment that should provide long term value
  • Broader industry implementation is expected to follow
  • Timely NRC review of industry submittals is needed to progress with implementation of 50.69 rISE I 8

STP Exemption Implementation Summary

  • STP Exemption proof-tested 50.69 concept
  • Categorization completed on 94 systems
  • Number of systems driven by Station users
  • For safety-related SSCs, 75% determined to be Low Safety Significant (RISC-3)
  • Categorization results enhance our focus on safety and support better-informed decisions
  • Treatment proceeding in deliberate manner 9iE I

§50.46a - LOCA Requirements

  • Research effort began in 1999
  • Industry petitioned NRC for enabling rule in 2002
  • Proposed rule deferred several times from March 2004 to November 2005 E I 4k,.-

10

Proposed §50.46a Significant concerns

  • New operational restrictions for old design basis events
  • New change control requirements focused on residual risk
  • Lack of stakeholder participation Not a viable option for licensees in its current form Nie, I 11v

§50.46a Going Forward v Huge potential for safety enhancements and operational flexibility mImplementation must be practical and consistent with policy direction mStakeholder participation would help support viability of final rule and guidance development .

r*1 I 12

Future Risk-Informed Applications

  • Fire Protection - Transition to NFPA-805
  • Many plants have expressed intent
  • Significant Fire PRA effort
  • Part 52 Rulemaking
  • Earlier version had full scope PRA requirement i These initiatives should incorporate lessons learned from prior efforts 13

PRA Tools

  • Current and envisioned applications all need acceptable at-power, internal event PRA models
  • Industry will focus on the development and peer review of these PRAs 14,E I 14

Conclusions E Industry agrees with the Commission's policy direction

  • Industry will support applications that add value e Safety enhancements and cost benefits
  • Strong leadership and change management is needed by all parties to support implementation
  • Need to ensure focus is on matters of high safety significance I Lessons learned from §50.69 and §50.46 rulemakings should be incorporated in future risk-informed initiatives _

rats d

_,"a. I 15