ML040630857

Final Qa/Related Forms

ML040630857
Person / Time
Site:	Seabrook
Issue date:	12/18/2003
From:	Todd Fish NRC/RGN-I/DRS/OSB
To:	Conte R NRC/RGN-I/DRS/OSB
Conte R
References
50-443/04-301
Download: ML040630857 (8)

Text

ES-201 Examination Preparation Checklist Form ES-201-1

11. Examination approved by NRC supervisor for facility licensee

12. Examinations reviewed with facility licensee (C.l.j; C.2.f & h; C.3.g) review (C.2.h; C.3.9 Facility:

5C3&00 k-Date of Examination: /a/?u/tr '

Examinations Developed by:

(&$) / NRC (circle one)

T i rF Target Date'

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-1 20

-1 20 t-901

-75

-70

-45

-30

-1 4

-1 4

-14

-7

-7

-7

-7 Task Description / Reference Chief Examiner's Initials

3. Facility contact briefed on security & other requirements (C.2.c)

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4. Corporate notification letter sent (C.2.d)

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N A T F

[5. Reference material due (C.l.e; C.3.c)l

6. Integrated examination outline@) due (C.1.e & f; C.3.d)

7. Examination outline@) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e)

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8. Proposed examinations, supporting documentation, and

9. Preliminary license applications due (C.l.I; C.2.g; ES-202) 1 O. Final license applications due and assignment sheet prepared reference materials due (C.l.e, f, g & h; C.3.d)

(C.l.I; C.2.g; ES-202) 7-F

13. Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h) (2e+Ae se&&,

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-E M A

14. Final applications reviewed; assignment sheet updated; waiver letters sent (C.2.g, ES-204)

15. Proctoring/written exam administration guidelines reviewed with facility licensee and authorization granted to give written exams (if applicable) (C.3.k)

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16. Approved scenarios, job performance measures, and questions distributed to NRC examiners (C.3.i) t Target dates are keyed to the examination date identified in the corporate notification letter.

They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

Applies only to examinations prepared by the NRC.

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/-

I NUREG-1021, Revision 8, Supplement 1 22 of 24

a

a. Verify that the outline(s) fit@) the appropriate model per ES-401.

ES-201 Examination Outline Form ES-201-2 Quality Checklist b'

c#

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Facilil

e. Check the entire exam for balance of coverage.

f. Assess whether the exam fits the appropriate job level (RO qr SRO).

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b. Assess whether the outline was s y s t e F y j % $ & &

accordance with Section D.l of ES-401 and whether all ones are appropriately sampled.

c. Assess whethecihe o f i e over-emphasizes any systems, evolutions, or generic topics.

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-d: Assess whether the justifications for deselected or rejected WA statements are appropriate.

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3.

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a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number of I normal evolutions. instrument and comoonent failures. and maior transients.

<Determine if there are enough different outlines to test the projected number and mix of applicants and ensure that no items are duplicated on successive days.

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a. Assess whether plant-specific priorities (including PRA and IPE insights) are covered in the appropriate exam section.

b. Assess whether the 10 CFR 55.41/43 and 55.45 sampling is appropriate.

c. Ensure that KIA importance ratings (except for plant-specific priorities) are at least 2.5.

d. Check for duplication and overlap among exam sections.

ofi 7-L u/c i&

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a. Author

b. Facility Reviewer (*)

c. NRC Chief Examiner (#)

d. NRC Supervisor Note:

• Not applicable for NRC-developed examinations

1. Independent NRC reviewer initial items in Column "c;" chief examiner concurrence required.

23 of 24 NUREG-1021, Revision 8, Supplement 1

ES-201 Examination Security Agreement Form ES-201-3

1.

Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of lq?/ZW3as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC.Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2.

Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of

. From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

7 ES-201 Exam in at ion Security Agreement Form ES-201-3

1.

Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of $1 9 1@as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who h a v e a u t h o r i z e d by the NRC chief examiner. I understand that 1 am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC.Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

A I.

2.

Post-Examination To the best of my knowledge 1 did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of I ~!~5/&3From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1)

DATE SIGNATURE (2) DATENOTE NOTES:

NUREG-1021, Revision 8, Supplement 1 24 of 24

v ES-301 ODeratina Test Qualitv Checklist Form ES-301-3 Facility: 5 tZptnR~@~

Date of Examination: /d/b, 07 Operatin II I. GENERAL CRITERIA

a.

The operating test conforms with the previously approved outline; changes are consistent with sampling requirements (e.g., 10 CFR 55.45, operational importance, safety function distribution).

There is no day-to-day repetition between this and other operating tests to be administered durina this examination.

C.

The operating test shall not duplicate items from the applicants' audit test(s)(see Section D.l.a).

Overlap with the written examination and between operating test categories is within acceptable des the following, as applicable:

- criteria for successful completion of the task At least 20 percent of the JPMs on each test are new or significantly modified.

3. SIMULATOR (CATEGORY C) CRITERIA

a.

The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301-4 and a copy is attached.

rest Number: 1 Date

a. Author

b. Facility Reviewerr)

c. NRC Chief Examiner (#)

d. NRC Supervisor v

NOTE:

The facility signature is not applicable for NRC-developed tests.

1. Independent NRC reviewer initial items in Column =c;" chief examiner concurrence required.

23 of 26 NUREG-1021, Revision 8, Supplement 1

ES-301 Simulator Scenario Quality Checklist Form ES-301-4 QUALITATIVE ATTRIBUTES Initials a

b c#

or instrumentation may be out of

3.

Each event description consists of the point in the scenario when it is to be initiated the malfunction(s) that are entered to initiate the event have sufficient time to carry out expected activities without undue time constraints. Cues are

As SRo SRO-U or controlled be significant per malfunctions should that provide ins1 ht toward the minimum requiremenf!

Author:

NRC Reviewer:

I 25 of 26 NUREG-1021, Revision 8, Supplement 1 Normal 1

Instrument /

2 Component Major 1

Reactivity 0

PA PA NA Normal 1

2 z

z I strument/

Eom ponent Major 1

3 3

5 l o r 3 114,(~' 2,4,5 ad4

ES-301 Competencies Checklist Form ES-301-6 Understand and Interpret Competencies 1,z Diagnose Events and Conditions Understand Plant and System Response Comply With and Use Procedures (I)

Operate Control Boards (2)

Communicate and Interact With the Crew Demonstrate Supervisory Ability (3)

Comply With and Use Tech. Specs. (3) 113A 5, b G3S

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NA IVP

~2,3 \\,3 t 4,s 4 5 Applicant #3 (I)

Includes Technical Specification compliance for an RO.

(2) Optional for an SRO-U.

13) Only applicable to SROs.

Instructions:

Circle the applicant's license type and enter one or more event numbers that will allow the examiners to evaluate evqry applicable competency for every applicant.

Author:

NRC Reviewer:

NUREG-1021, Revision 8, Supplement 1 26 of 26