ML020840622

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EA-01-232, Final Significance Determination for a Yellow Finding at the Vermont Yankee Generating Station (NRC Inspection Report 50-271/01-010)
ML020840622
Person / Time
Site: Vermont Yankee File:NorthStar Vermont Yankee icon.png
Issue date: 03/25/2002
From: Miller H
NRC Region 1
To: Balduzzi M
Vermont Yankee
White J
References
EA-01-232 IR-01-010
Download: ML020840622 (5)


See also: IR 05000271/2001010

Text

March 25, 2002

EA-01-232

Mr. Michael A. Balduzzi

Senior Vice President

and Chief Nuclear Officer

Vermont Yankee Nuclear Power Corporation

185 Old Ferry Road

P.O. Box 7002

Brattleboro, Vermont 05302-7002

SUBJECT:

FINAL SIGNIFICANCE DETERMINATION FOR A YELLOW FINDING AT THE

VERMONT YANKEE GENERATING STATION (NRC INSPECTION REPORT

50-271/01-010)

Dear Mr. Balduzzi:

The purpose of this letter is to provide you with the results of our final significance

determination for the preliminary Yellow finding that was identified in the subject inspection

report sent to you on November 28, 2001. After careful consideration, we have determined that

the inspection finding is appropriately characterized as Yellow. The enclosure to this letter

provides our detailed bases for this conclusion.

The finding was assessed using the significance determination process and was preliminarily

characterized as Yellow, an issue with substantial importance to safety that will result in

additional NRC inspection and potentially other NRC action. The finding was identified during

an Operational Safeguards Response Evaluation (OSRE) at Vermont Yankee between August

20 - 23, 2001, the results of which were discussed with members of your staff during a final exit

meeting on September 26, 2001. The OSRE consisted of observations of several aspects of

the security program, table-top drills to assess tactics and response strategy, assessment of

tactical training and firearms proficiency, and the conduct of four challenging force-on-force

exercise scenarios designed to identify potential vulnerabilities in your response strategy, and

areas where the security program may be strengthened.

As noted in our inspection report, the finding was considered preliminarily Yellow because

response strategy weaknesses found during the conduct of the OSRE were considered

generally predictable, repeatable and indicative of a broad programmatic problem. This

determination was based on potential response strategy vulnerabilities that were identified

during the conduct of table-top drills, and subsequently confirmed by the results of two of the

four force-on-force exercises.

Mr. Michael A. Balduzzi

-2-

At your request, a closed regulatory conference was held on January 18, 2002. The

conference was closed because it included a discussion of Safeguards Information, which must

be protected against unauthorized disclosure in accordance with 10 CFR 73.21. In support of

the regulatory conference, you provided a written evaluation dated January 14, 2002, which

also contained Safeguards Information.

At the conference and in your written evaluation, you disagreed with the preliminary Yellow

finding contending that two failures during the force-on-force exercises were inconclusive

because of various artificialities that adversely affected the outcome of both exercises.

Accordingly, you proposed that Vermont Yankees performance should not be considered a

Yellow finding.

After carefully considering the bases for your contentions, we determined that the inspection

finding is appropriately characterized as Yellow within the context of the NRCs Reactor

Oversight Process. In making this determination, we considered the exercise artificialities and

controller decisions that occurred during the exercises. As discussed in the enclosure to this

letter, we acknowledge that the exercise artificialities and controllers decisions may have had a

degree of influence in the exercises, however, it would not be practical to rerun the exercises to

further assess the issues. Nonetheless, the scenarios adequately served to confirm the

vulnerabilities (i.e., response strategy deficiencies) identified during the table-top portion of the

OSRE.

You have 10 business days from the date of this letter to appeal the staffs determination of

significance for the identified Yellow finding. Such appeals will be considered to have merit only

if they meet the criteria given in NRC Inspection Manual Chapter (IMC) 0609, Attachment 2.

Per the Action Matrix associated with the NRCs Assessment Process (IMC 0305), any single

Yellow issue, such as this finding, would place Vermont Yankee in the Degraded Cornerstone

Column. Therefore, we will use the NRC Action Matrix to determine the most appropriate NRC

response. We will notify you by separate correspondence of that determination, including any

adjustments to the NRC inspection plan.

As previously acknowledged in our referenced inspection report, your letter, dated

November 21, 2001, confirmed that compensatory measures have been taken to address the

weaknesses identified during the OSRE. Your letter also described plans, schedules, and

commitments for the establishment of long-term corrective actions, which will include improved

internal and external strategies and organizational improvements.

Mr. Michael A. Balduzzi

-3-

You are not required to respond to this letter. In accordance with 10 CFR 2.790 of the NRC's

"Rules of Practice," a copy of this letter without the Safeguards Information enclosure will be

available electronically for public inspection in the NRC Public Document Room or from the

Publicly Available Records (PARS) component of NRCs document system (ADAMS). ADAMS

is accessible from the NRC Web site at http://www.nrc.gov/reading-rm/ADAMS.html (the Public

Electronic Reading Room).

Sincerely,

/RA by J. T. Wiggins for/

Hubert J. Miller

Regional Administrator

Region I

Docket No.

50-271

License Nos. DPR-28

Enclosure:

Assessment of Vermont Yankees Contentions and Final Significance

Determination (Contains Safeguards Information)

cc w/o encl:

M. Hamer, Operating Experience Coordinator - Vermont Yankee

G. Sen, Licensing Manager, Vermont Yankee Nuclear Power Corporation

D. Tefft, Administrator, Bureau of Radiological Health, State of New Hampshire

Chief, Safety Unit, Office of the Attorney General, Commonwealth of

Massachusetts

D. Lewis, Esquire

G. Bisbee, Esquire

J. Block, Esquire

T. Rapone, Massachusetts Executive Office of Public Safety

D. Katz, Citizens Awareness Network (CAN)

M. Daley, New England Coalition on Nuclear Pollution, Inc. (NECNP)

R. Shadis, New England Coalition Staff

State of New Hampshire, SLO Designee

State of Vermont, SLO Designee

Commonwealth of Massachusetts, SLO Designee

Mr. Michael A. Balduzzi

-4-

Distribution w/o encl:

ADAMS (PARS)

SECY

CA

OEMAIL

OEWEB

WTravers, EDO

WKane, DEDR

FCongel, OE

DDambly, OGC

LChandler, OGC

SCollins, NRR

JJohnson, NRR

TFrye, NRR

Enforcement Coordinators RII, RIII, RIV

BBeecher, OPA

HBell, OIG

PLohaus, OSTP

GCaputo, OI

LTremper, OC

TBergman, OEDO

BSheron, NRR

EAdensam, NRR

RPulsifer, PM, NRR

DStarkey, PM, NRR (Backup)

VOrdaz, NRR

RAlbert, NRR

HMiller, RA/JWiggins, DRA

WLanning, DRS

RBlough, DRP

GMeyer, DRP

JWhite, DRS

DScrenci/NSheehan, PAO-RI

DHolody/RUrban, RI

BFewell, RI

GMatakas, RI

Region I Docket Room (with concurrences)

THaverkamp, DRP

Mr. Michael A. Balduzzi

-5-

Distribution w/encl w/SGI:

AMadison,NRR

GSmith, DRS

BMcDermott, SRI - Vermont Yankee

SGS File

DOCUMENT NAME: A:\\PROP-VY-OSRE-FINALREV6WSGI.WPD

After declaring this document An Official Agency Record it will be released to the Public.

To receive a copy of this document, indicate in the box: "C" = Copy without attachment/enclosure "E" = Copy with attachment/enclosure "N" = No copy

OFFICE

RI/ORA

RI/ORA

RI/DRS

RI/DRS

RI/DRS

NAME

RUrban

DHolody (RJU for)

JWhite (GCS for)

WLanning (RVC

for)

RBlough

DATE

03/18/02

03/18/02

03/18/02

03/19/02

03/18/02

OFFICE

RI/ORA

HQ/OE

RI/RA

HQ/NRR

HQ/NRR

NAME

BFewell

FCongel (DJN for)

HMiller (JTW for)

VOrdaz (via phone)

AMadison (phone)

DATE

03/18/02

03/19/02 via phone

03/20/02

03/19/02

03/18/02

OFFICIAL RECORD COPY