10 CFR 72.140, Quality Assurance Requirements

Quality Assurance Source: 64 FR 56122, Oct. 15, 1999, unless otherwise noted.
Quality assurance requirements

a

(a) Purpose. This subpart describes quality assurance requirements that apply to design, purchase, fabrication, handling, shipping, storing, cleaning, assembly, inspection, testing, operation, maintenance, repair, modification of structures, systems, and components, and decommissioning that are important to safety. As used in this subpart, "quality assurance" comprises all those planned and systematic actions necessary to provide adequate confidence that a structure, system, or component will perform satisfactorily in service. Quality assurance includes quality control, which comprises those quality assurance actions related to control of the physical characteristics and quality of the material or component to predetermined requirements. The certificate holder and applicant for a CoC are responsible for the quality assurance requirements as they apply to the design, fabrication, and testing of a spent fuel storage cask until possession of the spent fuel storage cask is transferred to the licensee. The licensee and the certificate holder are also simultaneously responsible for these quality assurance requirements through the oversight of contractors and subcontractors.

b

(b) Establishment of program. Each licensee, applicant for a license, certificate holder, applicant for a CoC shall establish, maintain, and execute a quality assurance program satisfying each of the applicable criteria of this subpart, and satisfying any specific provisions which are applicable to the licensee's, applicant's for a license, certificate holder's, and applicant's for a CoC activities. The licensee, applicant for a license, certificate holder, and applicant for a CoC shall execute the applicable criteria in a graded approach to an extent that is commensurate with the quality assurance requirements' importance to safety. The quality assurance program must cover the activities identified in this subpart throughout the life of the activity. For licensees, this includes activities from the site selection through decommissioning prior to termination of the license. For certificate holders, this includes activities from development of the spent fuel storage cask design through termination of the CoC.

c

(c) Approval of program.

(1) Each licensee, applicant for a license, certificate holder, or applicant for a CoC shall file a description of its quality assurance program, including a discussion of which requirements of this subpart are applicable and how they will be satisfied, in accordance with Sec. 72.4.

(2) Each licensee shall obtain Commission approval of its quality assurance program prior to receipt of spent fuel and/or reactor-related GTCC waste at the ISFSI or spent fuel, high-level radioactive waste, and/or reactor-related GTCC waste at the MRS. Each licensee or applicant for a specific license shall obtain Commission approval of its quality assurance program before commencing fabrication or testing of a spent fuel storage cask.

(3) Each certificate holder or applicant for a CoC shall obtain Commission approval of its quality assurance program before commencing fabrication or testing of a spent fuel storage cask.

d

(d) Previously-approved programs. A quality assurance program previously approved by the Commission as satisfying the requirements of Appendix B to part 50 of this chapter, subpart H to part 71 of this chapter, or subpart G to this part will be accepted as satisfying the requirements of paragraph (b) of this section, except that a licensee, applicant for a license, certificate holder, and applicant for a CoC who is using an Appendix B or subpart H quality assurance program shall also meet the recordkeeping requirements of Sec. 72.174. In filing the description of the quality assurance program required by paragraph (c) of this section, each licensee, applicant for a license, certificate holder, and applicant for a CoC shall notify the NRC, in accordance with Sec. 72.4, of its intent to apply its previously-approved quality assurance program to ISFSI activities or spent fuel storage cask activities. The notification shall identify the previously-approved quality assurance program by date of submittal to the Commission, docket number, and date of Commission approval.

Federal Register

[[[FR::http://frwebgate.access.gpo.gov/cgi-bin/getpage.cgi?dbname=1988_register&page=31658&position=1%7C 53 FR 31658, Aug. 19, 1988]], as amended at [[FR::http://frwebgate.access.gpo.gov/cgi-bin/getpage.cgi?dbname=2000_register&page=50617&position=1%7C 65 FR 50617, Aug. 21, 2000]]; [[FR::http://frwebgate.access.gpo.gov/cgi-bin/getpage.cgi?dbname=2001_register&page=51843&position=1%7C 66 FR 51843, Oct. 11, 2001]]]

External Links

[[URL::http://www.nrc.gov/reading-rm/doc-collections/cfr/part072/part072-0140.html%7CNRC website 10 CFR 72.140]]

v t e Code of Federal Regulations
Title 10 Part 72 - LICENSING REQUIREMENTS FOR THE INDEPENDENT STORAGE OF SPENT NUCLEAR FUEL, HIGH-LEVEL RADIOACTIVE WASTE, AND REACTOR- RELATED GREATER THAN CLASS C WASTE
10 CFR: 1 2 4 5 7 9 10 11 12 13 14 15 16 19 20 21 25 26 30 31 32 33 34 35 36 37 39 40 50 51 52 54 55 60 61 62 63 70 71 72 73 74 75 76 81 95 100 140 150 160 170 171
1, General Provisions, Purpose 2, Scope 3, Definitions 4, Communications 5, Interpretations 6, License required; types of licenses 7, Specific exemptions 8, Denial of licensing by Agreement States 9, Information collection requirements: OMB approval 10, Employee protection 11, Completeness and accuracy of information 12, Deliberate misconduct 13, Applicability 16, License Application, Form, and Contents, Filing of application for specific license 18, Elimination of repetition 20, Public inspection of application 22, Contents of application: General and financial information 24, Contents of application: Technical information 26, Contents of application: Technical specifications 28, Contents of application: Applicant's technical qualifications 30, Financial assurance and recordkeeping for decommissioning 32, Emergency Plan 34, Environmental report 40, Issuance and Conditions of License, Issuance of license 42, Duration of license; renewal 44, License conditions 46, Public hearings 48, Changes, tests, and experiments 50, Transfer of license 52, Creditor regulations 54, Expiration and termination of licenses and decommissioning of sites and separate buildings or outdoor areas 56, Application for amendment of license 58, Issuance of amendment 60, Modification, revocation, and suspension of license 62, Backfitting 70, Records, Reports, Inspections, and Enforcement, Safety analysis report updating 72, Material balance, inventory, and records requirements for stored materials 74, Reports of accidental criticality or loss of special nuclear material 75, Reporting requirements for specific events and conditions 76, Material status reports 78, Nuclear material transaction reports 79, §72.79 Facility information and verification. 80, Other records and reports 82, Inspections and tests 84, Violations 86, Criminal penalties 90, Siting Evaluation Factors, General considerations 92, Design basis external natural events 94, Design basis external man-induced events 96, Siting limitations 98, Identifying regions around an ISFSI or MRS site 100, Defining potential effects of the ISFSI or MRS on the region 102, Geological and seismological characteristics for applications before October 16, 2003 and applications for other than dry cask modes of storage 103, Geological and seismological characteristics for applications for dry cask modes of storage on or after October 16, 2003 104, Criteria for radioactive materials in effluents and direct radiation from an ISFSI or MRS 106, Controlled area of an ISFSI or MRS 108, Spent fuel or high-level radioactive waste transportation 120, General Design Criteria, General considerations 122, Overall requirements 124, Criteria for nuclear criticality safety 126, Criteria for radiological protection 128, Criteria for spent fuel, high-level radioactive waste, and other radioactive waste storage and handling 130, Criteria for decommissioning 140, Quality Assurance, Quality assurance requirements 142, Quality assurance organization 144, Quality assurance program 146, Design control 148, Procurement document control 150, Instructions, procedures, and drawings 152, Document control 154, Control of purchased material, equipment, and services 156, Identification and control of materials, parts, and components 158, Control of special processes 160, Licensee inspection 162, Test control 164, Control of measuring and test equipment 166, Handling, storage, and shipping control 168, Inspection, test, and operating status 170, Nonconforming materials, parts, or components 172, Corrective action 174, Quality assurance records 176, Audits 180, Physical Protection, Physical protection plan 182, Design for physical protection 184, Safeguards contingency plan 186, Change to physical security and safeguards contingency plans 190, Training and Certification of Personnel, Operator requirements 192, Operator training and certification program 194, Physical requirements 200, Provision of MRS Information to State Governments and Indian Tribes, Provision of MRS information 202, Participation in license reviews 204, Notice to States 206, Representation 210, General License for Storage of Spent Fuel at Power Reactor Sites, General license issued 212, Conditions of general license issued under § 72.210 214, List of approved spent fuel storage casks 216, 218, Termination of licenses 220, Violations 230, Approval of Spent Fuel Storage Casks, Procedures for spent fuel storage cask submittals further results Appendices:

10 CFR 72.140, Quality Assurance Requirements

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Federal Register

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