ML20149E603

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Partial Response to FOIA Request for Documents Re Matl False Statements.App F Documents Withheld (Ref FOIA Exemption 5)
ML20149E603
Person / Time
Issue date: 01/11/1988
From: Grimsley D
NRC OFFICE OF ADMINISTRATION & RESOURCES MANAGEMENT (ARM)
To: Rader R
CONNER & WETTERHAHN
References
FOIA-87-570 NUDOCS 8801130402
Download: ML20149E603 (7)


Text

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INFORMATION ACT (FOlA) REQUEST oocsit . .t...oe a e, nm atoutStta Ju t M. Ag hr PART 3.-RECORDS RELEASED OR NOT LOCATED ISee cNeded bones)

No agency records sub set to the request have boon located.

No additonal agency records subpet to the request have been located.

Agency records subrect to 14 reqwst that are cent #ed in Appendia are already avadable for pu%c irlspection and coppr4 in the NRC Pupc Docurwnt Room, 1717 H Street, N W, Washegton. OC.

Agency records subre ct to the regwest that are cientifed in AppeMin are be+n0 enade avadable for pu%c inspecton and copyeg m the NRC Pu%c Document Roem.1717 H Street. N W . WasNngton. DC. m a foeder under the FOIA number and requester name The nonproprwtary verson of the proposaHal that you ag+eed to accept m a tedephone conversaton uth a mornber of rny sta fras now beiry made ave 44ble for pu%c insoection and coyc0 at the NRC Pu%c Daument Room,1717 H Street. N W WasNngton. OC. e a fonder under tNs FOIA runber and requester name.

Enclosed e eformaton on how you may obtan access to and the charges for copyeg records placed m the NRC Publ.c Docurnent Room 1717 H Street, N W., Washegton. OC.

Agency records subject to the rgest are enclosed Any applicable cha go for copes of the records provided and pavaunt procs %res are noted m the corrments secton.

Records e;treet to the request have been refeer d to another Federal 60encytest for fewew and d rect respor'se to you In new of NRC's response to the esquest. no further action e beeg taken on appeed letter dated PART 11 A-INFORMATION WITHHELO FROM PUBLK, DISCLOSUke Certam eforrraton m the req.esled records ' ebeeg Mthh*6d from po%c declosure pursuant to the FOIA esemptors desenbod m and for the reasons stated m Part 11. sec-tons 8. C. and D. Any released pc< tons of the documents for *hch ordy part of ttw record e beeg withheld are beerg maos avadabie for pu%c inscectoi and copyeg e the NRC Publ< Occument Room.1717 H Street, N W , WasNngton OC. e a folder under the FOIA number and requestes name.

Comments 8801130402 880111 PDR FOIA RADERB7-570 PDR sprunt. D*E CT0m 15 OF/utts A%o RECOROS (V ha -

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-3 NIC FORM 464 evt n t9 a6e

FREEDOM @F INFORMATION ACT RESPONSE FOn NUMBEQtS) N = [7[ DAVE: , , , ,

_ PART 118- APPLICABLE FOIA EXEMPTIONS JMN 11 13@

Recteds subject to the request that are desenbad in the enclosed Appendices are being withheld in their entirety or in part under FOtA Esemptions and for the reasons set forth Niow pursuant to 5 U.S.C. SSAb) and 10 CFR 9.5(a) of NRC Regulations.

1. The m'hheld information a property dassded pursuant to Executive Order 123'4 IEXEMPTION II
2. The wthheld eformation rotatet so6ely to the mtemal personnel rules and procedures of NRC. (EXEMPTION 21
3. The ethheid informaoon e soec ficoy esempted from putdec deciosure by statute edicated (EXEMPTION 31 Secton 141145 of the Atomic Erergy Act *Neh prohibits the deciosura of Restricted Data or Formerf, Restncted Data (42 U S.C. 216121651.

Secton 147 u tre Atomic Energy Act wNch prohda the deciosure of Unclassd ed Safeguards Informat.on 142 U.S C. 2167).

4. The wthheid information is a trade secret or corwroal or fear' 4 mWton that is becg mthheld for the reasorts) indicated CXEMPTION di

%e informaton is cons 4ced to tw coefdente tuseess (propret.ry) informaton.

The informaton a cons 4ced to t>e propnetary mformaton purswet to 10 CFR 2 790(dH1)

The informatori was submrtted and recorwed in conf 4ence from a fore.gn source pu svant to IC CFR 2 790tdd2).

e 5 The ethhead informaton consrsts of inte agency or intrugency records that are not svariable through discovery dunng litgation Osclosure of predeciscialinformaton would tend to inhatxt the open and frank enchange of 4eAs essentel to the de6beratrve process. Wnere records are withhe6d in ther entirety the facts are inestncably X intertened eth the credeceonalinformaton. There also are r*o reasonabo vsegregable factual portons because the release of the facts would permet an nfroct equiry oto the predeceonal process of tre egency. (EXEvi' TION 5)

6. The ethhead information 's esempted from pubiec dedosure because its drsclosure would reswit m a dearty unwarranted swas.on of personal privacy. (EXEMPTION 6)
7. The ethheid informaton mese's of evestgatory records compied for saw enforcement parposes and a becg witt$eed for the reasonist in&;ated (EXEMPTION 71

)

Deciosure wowid inter 4re w1h an enforcorrent proceedeg because it cowed revni the scope. directen, and focus of enforcunent e' forts. and thus could <

possibty asow them to take acton to sneid potent

  • wrongdome or a notat.on of NRC requirements fror ' rwestgators. IE tEMPTION 7(All Declosure wou'd constitute an u.worrented evasion of pe sonal pervacy (EXEMPTION 7tCil l

The informaton consets of names of mdeveva's and other informaton the doclosure of wNch woJd revost noentities of conf 4entel sources. IEXEMPT60N 7t01)

_ _ PART 11 C-OENYING OFFICIALS Pursuant to 10 CFR 9 9 and 'or 915 of the U S. Nweiser Regulatory Commason regulators. it has been determeea : hat the eformaton *e.hheid s' eservt from producten or dMosu e. r artd that ets producton or deciosure e contrary to the put*c eterest. The persons responsible for the denial a o those omcise identded be&ow as denymg officists and the Director.

Omsson of Rwles and Records. Of' ace of Admestraten for any deniars that may be appea6ed to the Esecuirve Drector for Operatsons IED01.

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DENYING OFF.OAL TITLE /OF FICE RECORDS DENIED 1 APPELLATE OFFICIAL  !

ybm A v7La AntrLA ~ secaf m v noo l F X \

34{ pp " <

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~ -s PAft? 11 D- APPEAL RIGHTS The denial by each denying official identrfied in Part II.C may be apoeelet to die Appellate O*ficial identified in that section. Any such appeal must be in wnting and must be made within 30 days of receipt of this response. App 11s must be addressed as appropriate to the Eocutive Director for Operations or to the Secretary of the Commission, U.S. Nuclear Regulatory Commission, Washington DC '20b65, and should dearfy state on the envelope and in the letter that it is an "Appeal from an initist FOIA Decision."

mac Fou ase iPort 21

  • *a U.S. NUCLE AR REGULATORY COMMISSf0N FO!A RESPONSE CONTINUATION

Re: F01A-87-570 APPENDIX F DOCUMENTS WITHHELD IN THEIR ENTIRETY -EXEMPTION 5

1. Undated Memo to Comissioners from Dircks, subject: Material False Statements - Policy Options. (60 pages)
2. Undated Memo to Lieberman from Grace, subject: Coments on Proposed MFS Rule. (2 pages) 1
3. Undated Briefing Notes for Material False Statement Meeting. (11 pages) l
4. Undated Memo to Comissioners from Dircks, subject: Material False Statements. (24 pages)
5. Undated Enclosure 2 - 10 CFR Part 2. General Statement of Policy and Procedure for Enforcement Actions. (16 pages)
6. Undated Enclosure C. (39 pages)
7. Undated Enclosure B - 10 CFR Parts 30, 40, 50, 55, 60, 61, 70, 71, 72 and 150. Completeness and Accuracy of Information {

Provided to the Comi;sion. (43 pages)

8. Undated Glenn Response Q1.F. (7 pages)
9. Undated Comparison of Treatment of Inaccurate or Inccmplete Information. (2 pages)
10. Undated Issues Concerning Material False Statements. (1 page)
11. Undated Material False Statements. (31 pages)
12. Undated Response to OIA and 01 Coments. (1 page) l
13. 2/2?/84 Memo for Stello, DeYoung, Denton, Davis, Murley, O'Reilly, Keppler, Collins and Martin from Cunningham, subject: Comission Paper on Material False Statements.  ;

(25 pages) l

14. 3/20/84 Memo for Stello, DeYoung, Denton, Davis, Murley, 1 O'Reilly, Xeppler, Collins and Martin from Cunningham, subject: Material False Statements Paper. (35 pages) i 15, 4/5/84 Memo for Rehe from O'Reilly, subject: Comission Paper on '

Material False Statements. (4 pages) i

16. July 84 Memo to DeYoung from Martin, re: Jane Axelrad's telephone request of July 23, 1984. (2 pages)

Re: F01A 87-570 APPENDIX F (Continued)

DOCUMENTS WITHHELD IN THEIR ENTIRETY

17. July 84 Memo to Comissioners from Dircks, subject: Haterial false Statements - Policy Options. (11 pages)
18. 7/18/84 Memo for Deaton from DeYoung, subject: Material False Statement Policy Paper. (42 pages)
19. 7/20/84 Memo for DeYoung from Collins, subject: Material False Statement Policy Paper. (3 pages)
20. 7/20/84 Memo for DeYoung from Collins, subject: Material False Statement Policy Paper. (3 pages)
21. 7/23/84 Memo for Axelrad from Lieberman, subject: Material False Statements Comission Paper. (4 pages)
22. 7/24/84 Memo for DeYoung fron Murley, subject: Material Falte i Statement Policy Paper. (1 pagel
23. 7/24/84 Memo for DeYoung from Martin, subject: Material False Statement Policy Paper. (6 pages)
24. 7/24/84 Memo for DeYoung from Martin, subject: Materici False Statement Paper. (4 pages)
23. 7/24/84 Memo for DeYoung from Keppler, subject: Material False Statement Paper. (1 page) i 26, 7/24/84 Memo to DeYoung from Martin, re: Jane Axelrad's telephone  !

request 6f July 23, 1984. (2 pages) l 1

27. 7/25/84 Memo for Dircks from DeYoung. subject: Material False Statement Policy Paper. (1 page) I
28. /23/84 Memo for Davis, Denton, DeYoung, Hurley, O'Reilly, Keppler, Collins and Martin from Cunninghan, subject:

Revised Paper on Material false Statements. (13 pages)

29. 8/28/84 Memo for Lieberman from Collins, subject: Tevised Paper on Material False Statements. {1 page)
30. 8/29/84 Memo for Lieberman from DeYoung, subject: Revised Paper on Material False ftatements. (1 page) i
31. 8/29/84 Meco for Lieberman from DeYoung, subject: Revised Paper '

on Material False Statenents. (16 pages)  !

I

Re: F0!A-87-570 APPENDIX F (Continued)

DOCUMENTS WITHHELD IN THEIR ENTIRETY

32. 9/4/84 Memo for Cunningham from Davis, subject: Revised Paper on Material False Statements. (2 pages) 33, 9/10/84 Mem: for Lieberman from Xeppler, subject: Revised Paper on Material False Statements. (2 pages)
34. 11/30/84 Memo for Dircks from O'Reilly, subject: Material False Statements. (2 pages)
35. 4/4/85 Memo for Stello, Taylor, Denton, Davis, Murley, Grace.

Xeppler, Martin and Martin from Cunningham, subject:

Material False Statements. (7 pages) 36, 4/4/65 Memo for Stello, Taylor, Denton, Davis, Murley, Grace, Xeppler, Martin and Martin from Cunningham, subject:

Material False Statements. (9 pages) 37, 4/9/85 Memo for Lieberman from Xeppler, subject: Material False Statements. (1 page)

38. 4/17/85 Memo for Stello, Taylor, Denton and Davis from Cunningham, subject: Material False Statement Paper.

(10 pages) 39, 4/18/85 Memo for Cunningham from Davis, subject: Material False Statements. (1 page)

40. 4/23/85 Memo for Dircks from Cunningham, subject: Material False Statements. (12 pages) j 1
41. 4/26/85 Memo for Commissioners from Dircks, subject: Material False Statement::. (10 pages) ,

I 42, 1/17/86 Memo for Davis, Denton and Taylor from Cunningham, '

subject: Materici False Statements. (22 pages) 43, 1/30/86 Memo for Commissioners from Stello, subject: Material  ;

False Statements. (15 pages) l

44. 4/3/86 Note to Rehm from Burns, re: Draft Answer to Markey Question #35. (5 pages)

Re: F0!A-87-570 APPENDIX F (Continued)

DOCUMENTS WITHHELD IN THEIR ENTIRETY 45, 11/18/86 Memo for Stello from Olmstead, subject: Proposed Rule Regarding Material False Statenents. (39 pages)

46. 11/24/86 Memo for Olmstead from Sniezek, subject: Proposed Rule Regarding Material False Statements. (1 page)
47. 12/24/86 Note to Stello from Murray, subject: Commission Paper Forwarding Notice of Proposed Rulemaking on Material False Statements. (100 pages)
48. 12/31/86 Memo for Commissioners frem Parler and Stello, subject:

Notice of Proposed Rulemaking to Govern Accuracy and Completeness of Licensee Communication with the NRC.

(101 pages)

49. 1/9/87 Note for Karen Cyr from Ingram. (4 pages)
50. 1/14/87 Memo for Karen Cyr from Lesar, subject: Coments on Proposed Rules Proposing Resolution of the Issue of Material False Statements (SECY-86-384), (3 pages)
51. 1/15/87 Note to Shelton from Cyr, re: Information Collection Clearance Package for Proposed Rule. (1 page) 52, 2]4/87 Note to Burns, Cutchin and Jones from Lieberman, subject:

HFS Changes. (5 pages)

53. 5/5/87 Memo for Lieberman from Holler, subject: Severity Levels for New Complete and Accurate Information Rules. (6 pages)
54. 6/1/87 MFS-Enforcement Policy. (5 pages)
55. 6/C/87 MFS-Enforcement Policy. (5 pages)
56. 6/9/87 MFS-Enforcement Policy. (5 pages)
57. 6/9/87 Note for Goldberg from Lieberman, re: Draft Change to Enforcement Policy to Accompany the Completeness and Accuracy of Information Final Rule. (5 pages)
58. 7/2/87 Memo for attached list from Lieberman, subject: MFS Rule. (15 pages)

Re: FOIA-87-570 APPENDIX F (Continued)

DOCUMENTS WITHHELD IN THEIR ENTIRETY

59. 7/9/67 Memo for Lieberman from Connelly, subject: HFS Rule.

(1 page) '

60. 7/10/87 Memo for Lieberman from Thompson, subject: MFS Rule.

(7 pages)

61. 7/15/87 Memo for Lieberman from Axelrad, subject: MFS Rule.

(14 pages)

62. 7/15/87 Memo for Lieberman from Russell, subject: MFS Rule.

(14 pages)

63. 7/20/87 Note to File from Lieberman, subject: MFS Enforcement Policy. (1 page) 64 7/20/87 Memo for Lieberman from Davis, subject: Material False Statement (MFS) Rule. (14 pages)
65. 7/29/87 Note for Schinki from Lieberman, subject: MFS Rule.

(15 pages)

66. 7/29/87 MFS Inserts. (16 pages)
67. 10/30/87 Memo for Wagner from Meyer, subject: Completeness and Accuracy of Information. (6 pages) 1

l LAW OFFICES

- CONNER & WETTERH AHN, P.C.

17 4 7 P E N N S Y LVA N I A AV E N U E. N. W.

7 BOY B. CONNE E. J B - WA s tit NO TON, D. C. 20006 ME J. W ETTERNAMM to',t_RT W.MADEa MILA W. NICMOLS c:.Taino a. SennoEr== August 28, 1987 OF COLTM9 3L . ., .33 3. o C ABLE ADDEtss ATCHLAw FREEDOM OF INFORMATION ACT REQUEST Mrs. Patricia G. Norry FREEDOM 0F INf 0RMAT10N Director ACT REQUEST Office of Administration U.S. Nuclear Regulatory Commission FC4 -87 .570 '

viashington, D.C. 20555 G,, -

g

Dear Mrs. Norry:

l Pursuant to 10 C.F.R. Part 9 and 5 U.S.C. 5552, I hereby request that the following category of documents be provided to me:

All documents relating to the proposed rule entitled "Completeness and Accuracy of Information." published at 52 Fed.

Reg. 7432 (March 11, 1987).

This request includes all pertinent documents within the custody of the NRC, whether created by the NRC or received f rom any other person or entity, including other ,

agencies, departments or offices of the United States. The l request specifically includes any correspondence to or from l the Office of Management and Budget or any notes, memoranda or other documents memorializing. conversations' or' meetings between employees of the NRC and OMB. ,.

("J . . . ,:. .w I agree to pay all reasosta S e fee >e...rnecessary forl, provision of these records pursuant to "101 C.'t.R. 59.14. .

further request that the NRC expedite its initial determina E -

tion pursuant to 10 C.F.R. 59.9 because of the pendency of the aforementioned rulemsking proceeding and the necessity for timely input regarding the proposal.

Sincerely,

)N --

obert M. Rader RMR sdd

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