ML20325A254
| ML20325A254 | |
| Person / Time | |
|---|---|
| Issue date: | 11/30/2020 |
| From: | Maurin Scheetz NRC/NRR/DRO/IOLB |
| To: | |
| Scheetz M | |
| References | |
| NUREG-1021 | |
| Download: ML20325A254 (2) | |
Text
Crosswalk for NUREG-1021 Rewrite NUREG-1021 Revision 11 NUREG-1021 Draft Revision 12 Section Title or Comment Section Title or Comment ES-101 Purpose and Format of Operator Licensing Examination Standards ES 1.1 Using the Operator Licensing Examination Standards NRC operator licensing public website has a list of applicable ES-102 Regulations and Publications Applicable to Operator Licensing NRC Operator Licensing website regulations and publications ES-201 Initial Operator Licensing Examination Process ES-2.1 Preparing for Operator Licensing Initial Examinations Examination Security and Integrity Considerations ES 1.3 main body Examination Security Guidelines for Freezing Plant Procedures ES 2.1 main body Preparing for Operator Licensing Initial Examinations Reference Material Guidelines for Initial Licensing Examinations ES 2.1 main body Preparing for Operator Licensing Initial Examinations Sample Corporate Notification Letter Letter 2.1-1 Sample Corporate Notification Letter Sample Examination Approval Letter Form 2.3-1 Sample Examination Approval Letter Form ES-201-1 Examination Preparation Checklist Form 2.1-1 Examination Preparation Checklist Form ES-201-2 Examination Outline Quality Checklist Form 2.3-1 Examination Outline Quality Checklist Form ES-201-3 Examination Security Agreement Form 1.3-1 Examination Security Agreement Form ES-201-4 List of Applicants Form 2.2-1 List of Applicants Applications, Medical Requirements, and Waiver and Excusal of ES-202 Preparing and Reviewing Operator Licensing Applications ES-2.2 Examination and Test Requirements Form 2.2-1 List of Applicants Sample Initial Application Denial from Region Letter 2.2-1 Sample Initial Application Denial from Region Letter 2.2-2 Sample Application Withdrawal Notification Letter Letter 2.2-3 Sample Application Withdrawal Response Letter Processing Excusals and Waivers Requested By Reactor Operator Applications, Medical Requirements, and Waiver and Excusal of ES-204 ES-2.2 and Senior Reactor Operator Applicants Examination and Test Requirements Procedure for Administering the Generic Fundamentals Examination ES-205 Deleted Discontinued Generic Fundaementals Examination Program Overview of the Operating Test for Operator Licensing Initial ES-301 Preparing Initial Operating Tests ES-3.1, -3.2, -3.4, -2.3 Examinations, Developing JPMs, Developing Scenarios, Reviewing and Approving Operator Licensing Initial Examinations Guidelines not included in REV 12 because they were part of older Deleted Open Reference Question Guidelines test format which used and credited questions like this.
Glossary, ES-3.2 main body, ES-3.4 Added definition to Glossary Verifiable Action Guidelines main body Form ES-301-1 Administrative Topics Outline Form 3.2-1 Administrative Topics Outline Form ES-301-2 Control Room/In Plant Systems Outline Form 3.2-2 Control Room/In Plant Systems Outline Form ES-301-3 Operating Test Quality Checklist Form 2.3-2 Operating Test Quality Checklist Form ES-301-4 Simulator Scenario Quality Checklist Merged into Form 2.3-2 Operating Test Quality Checklist Form ES-301-5 Transient and Event Checklist Form 3.4-1 Events and Evolutions Checklist Form ES-301-6 Competencies Checklist Deleted Use of ES-3.3 and ES-3.4 ensures competencies are tested Form ES-301-7 Operating Test Review Worksheet Form 2.3-3 Operating Test Review Worksheets ES-302 Administering Operating Tests to Initial License Applicants ES-3.5 Administering Operating Tests ES 303 ES-3.6 Grading and Documenting Operating Tests Form ES 303 1 Individual Examination Report Form 5.1-2 and: Individual Examination Report Form 3.6-2 JPM Grade Report Form 3.6-3 RO Simulator Scenario Grade Report Form 3.6-4 SRO Simulator Scenario Grade Report Form ES3032 Operating Test Comments Form 3.6-5 Operating Test Comments RO Competency Grading Worksheet for the Simulator Operating RO Competency Grading Worksheet for the Simulator Operating Form ES3033 Form 3.6-6 Test Test SRO Competency Grading Worksheet for the Simulator Operating SRO Competency Grading Worksheet for the Simulator Operating Form ES 303 4 Form 3.6-7 Test Test Information from Rev 11 Appendix D competency descriptions merged onto these worksheets and changed the format Developing Written Examination Outlines and Developing Written ES 401/401N Preparing Initial Site Specific Written Examinations ES-4.1 and ES-4.2 and ES-2.3 Examinations and Reviewing and Approving Operator Licensing Initial Examinations Example Systematic Sampling Methodology ES-4.1 main body ES-4.2 main body and example SRO Clarification Guidance for SRO-Only Questions questions to Appendix B Form ES-401-1 BWR Examination Outline Form 4.1-BWR BWR Examination Outline Form ES-401-2 PWR Examination Outline Form 4.1-PWR PWR Examination Outline Form ES-401N-1 ABWR Examination Outline Form 4.1-ABWR ABWR Examination Outline Form ES-401N-2 AP1000 Examination Outline Form 4.1-AP AP1000 Examination Outline Form ES-401-3 Generic Knowledge and Abilities Outline (Tier 3) Form 4.1-COMMON Common Examination Outline Form ES-401-4 Record of Rejected K/As Form 4.1-1 Record of Rejected K/As Form ES-401-5 Sample Written Examination Question Worksheet Form 4.2-1 Written Examination Question Worksheet Form ES-401-6 Written Examination Quality Checklist Form 2.3-4 Written Examination Quality Checklist Form ES-401-7 Site-Specific RO Written Examination Cover Sheet Form 4.2-3 RO Written Examination Cover Sheet Form ES-401-8 Site-Specific SRO Written Examination Cover Sheet Form 4.2-4 SRO Written Examination Cover Sheet Form ES-401-9 Written Examination Review Worksheet Form 2.3-5 Written Examination Review Worksheet ES-402 Administering Initial Written Examinations ES-4.3 Administering Written Examinations ES-403 Grading Initial Site-Specific Written Examinations ES-4.4 Grading Written Examinations This form is not used in REV 12. The steps on the form are Form ES-403-1 Written Examination Grading Quality Checklist integrated into the main body of ES-4.4 and more closely match Deleted what is done in practice.
ES-501 Initial Post-Examination Activities ES-5.1 Issuing Operator Licenses and Other Post Examination Activities Sample Facility/Applicant Comments and NRC Resolutions Moved to OLMC 510 Sample Simulator Fidelity Report Moved to OLMC 510 Sample License Letters Letter 5.1-1 and Letter 5.1-2 Sample RO License and Sample SRO License Sample Preliminary Results Letter Letter 5.1-3 Sample Preliminary Results Letter Sample Informal NRC Staff Review Acknowledgement Letter deleted Duplicated in OLMC 500, remains in OLMC 500 Sample Denial Letter Letter 5.1-4 Sample Denial Letter Sample Notification Letter Letter 5.1-5 Sample Pass Letter Sample Application Withdrawal Notification Letter Letter 2.2-2 Sample Application Withdrawal Notification Letter Sample Application Withdrawal Response Letter Letter 2.2-3 Sample Application Withdrawal Response Letter Form ES-501-1 Post Examination Check Sheet Form 5.1-1 Post-Examination Check Sheet Form ES-501-2 Power Plant Examination Results Summary Form 5.1-3 Power Plant Examination Results Summary Application Denials and Processing Requests for Informal NRC Staff ES-502 Reviews ES-5.2 and OLMC 500 Application Denials and Requests for Informal NRC Staff Review
Revision 11 Revision 12 Section Title or Comment Section Title or Comment ES-601 Conducting NRC Requalification Examinations ES-6.1 Conducting NRC Requalification Examinations Examination Timetable Form 6.1-1 Examination Timetable Sample Corporate Notification Letter Letter 6.1-1 Sample Corporate Notification Letter Examination Sample Plan Form 6.1-2 Examination Sample Plan Form ES-601-1 Examination Security Agreement Form 6.1-3 Examination Security Agreement Form ES-601-2 Evaluation Checklist for Facility Reference Material Form 6.1-4 Evaluation Checklist for Facility Reference Material Form ES-601-3 Power Plant Requalification Results Summary Sheet Form 6.1-5 Power Plant Requalification Results Summary Sheet Form ES-601-4 Power Plant Requalification Results Summary Continuation Sheet Deleted Form ES-601-5 Individual Requalification Examination Report Form 6.1-6 Individual Requalification Examination Report ES-602 Requalification Written Examinations ES-6.2 Requalification Written Examinations Guidelines for Developing and Reviewing Open Reference Merged into main body of ES-6.2 and Examinations separate tables:
Table 1 Examples of Different Types of Questions Table 2 Example Formats for Open Reference Questions Table 3 Developing Open-Reference Test Items Form ES-602-1 NRC Checklist for Open Reference Test Items Form 6.2-1 NRC Checklist for Open Reference Test Items Form ES-602-2 Written Requalification Examination Cover Sheet Form 6.2-2 Written Requalification Examination Cover Sheet ES-603 Requalification Walkthrough Examinations ES-6.3 Requalification Walkthrough Examinations Form ES 603 1 JPM Summary Matrix Form 6.3-1 JPM Summary Matrix ES-604 Dynamic Simulator Requalification Examinations ES-6.4 Dynamic Simulator Requalification Examinations Form ES 604 1 Simulator Scenario Review Checklist Form 6.4-1 Simulator Scenario Review Checklist Form ES 604 2 Simulator Crew Evaluation Form Form 6.4 2 Simulator Crew Evaluation Form License Maintenance, License Renewal Applications, and Requests ES-605 for Administrative Reviews and Demands for Hearings ES-5.3 and Maintaining, Changing, and Renewing Operator Licenses parts on Requalification Exam results ES-6.1 Conducting NRC Requalification Examinations Administration of Initial Examinations for Senior Operators Limited to Administration of Initial Examinations for Senior Operators Limited ES-701 ES-7.1 Fuel Handling to Fuel Handling Form ES7011 LSRO BWR Written Examination Outline Form 7.1-BWR LSRO BWR Written Examination Outline Form ES7012 LSRO PWR Written Examination Outline Form 7.1-PWR LSRO PWR Written Examination Outline Form ES 701 3 LSRO ABWR Written Examination Outline Form 7.1-ABWR LSRO ABWR Written Examination Outline Form ES7014 LSRO AP-1000 Written Examination Outline Form 7.1-AP LSRO AP1000 Written Examination Outline Form ES7015 LSRO Generic Knowledge and Abilities Outline (Tier 3) Form 7.1-GEN LSRO Generic Knowledge and Abilities Outline (Tier 3)
Form ES7016 LSRO Operating Test Outline Form 7.1-2 LSRO Operating Test Outline Form ES7017 LSRO Examination Outline Quality Checklist Form 7.1-3 LSRO Examination Outline Quality Checklist Form ES7018 LSRO Written Examination Quality Checklist Form 7.1-4 LSRO Written Examination Quality Checklist Form ES 701 9 LSRO Operating Test Quality Checklist Form 7.1-5 LSRO Operating Test Quality Checklist Form ES 701 10 LSRO Written Examination Cover Sheet Form 7.1-6 LSRO Written Examination Cover Sheet Administration of NRC Requalification Examinations for Senior Administration of NRC Requalification Examinations for Senior ES-702 ES-7.2 Operators Limited to Fuel Handling Operators Limited to Fuel Handling Form ES7021 Individual LSRO Requalification Examination Report Form 7.2-1 Individual LSRO Requalification Examination Report Form ES 702 2 Power Plant LSRO Requalification Results Summary Form 7.2-2 Power Plant LSRO Requalification Results Summary Form ES 702 3 LSRO Written Requalification Examination Cover Sheet Form 7.2-3 LSRO Written Requalification Examination Cover Sheet Appendix A Overview of Generic Examination Concepts Appendix A Overview of Generic Examination Concepts Developing Written Examinations and Examples of Written Appendix B Written Examination Guidelines ES-4.2 and Appendix B Examination Questions Question Development Checklist Form 4.2-2 Question Development Checklist Examples Appendix B main body Examples of Written Examination Questions References Appendix B main body Examples of Written Examination Questions Appendix C Job Performance Measure Guidelines ES-3.2 Developing JPMs Form ES-C-1 Job Performance Measure Worksheet Form 3.2-3 Job Performance Measure Template Form ES-C-2 Job Performance Measure Quality Checklist Form 3.2-4 Job Performance Measure Development Job-Aid Appendix D Simulator Testing Guidelines ES-3.3 Testing Guidelines for Dynamic Simulator Scenarios Example Initial Dynamic Simulator Scenarios Deleted Example Requalification Dynamic Simulator Scenarios Deleted Form ES-D-1 Scenario Outline Form 3.3-1 Scenario Outline Form ES-D-2 Required Operator Actions Form 3.3-2 Required Operator Actions Appendix E Policies and Guidelines for Taking NRC Examinations ES-1.2 Guidelines for Taking NRC Examinations Appendix F Glossary ES-8 Glossary