ML20134D638

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Informs Commission of Status of Equal Employment Opportunity Program at NRC
ML20134D638
Person / Time
Issue date: 01/27/1997
From: Thompson H
NRC OFFICE OF THE EXECUTIVE DIRECTOR FOR OPERATIONS (EDO)
To:
References
SECY-97-021, SECY-97-021-R, SECY-97-21, SECY-97-21-R, NUDOCS 9702050284
Download: ML20134D638 (77)


Text

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l POLICY ISSUE January 27, 1997 OlifOrrilatiOrl) SEcY-97-021 FOR: The Commissioners FROM: Hugh L. Thompson, Jr.

Acting Executive Director for Operations SUB.1ECT: EQUAL EMPLOYMENT OPPORTUNITY (EEO) BRIEFING PURPOSE:

To inform the Commission of the status of the Equal Employment Opportunity (EEO) Program at the NRC.

BACKGROUND:

The Energy Reorganization Act of 1974, as amended, requires the NRC's Executive Director for Operations (ED0) to report to the Commission at semi-annual public meetings on the problems, progress, and status of the Commission's equal employment opportunity efforts. In preparation for this next meeting on February 20. 1997. I asked the staff to provide the Commission with an information paper on FY 1996 EE0 data and issues, and the status of ongoing activities. T11s paper is supported by four attachments.

DISCUSSION:

On November 26, 1991, in NRC AFFIRMATIVE ACTION (SECY-91-382), the staff informed the Commission of its strategy for achieving the Agency's affirmative action objectives. Since that time the staff has focused its efforts on achieving progress in the following six areas:

(1) enhancing opportunities for recruiting Hispanic employees in all occupations: _

CONTACT: NOTE: To BE MADE PUBLICLY AVAILABLE IN Irene P. Little 5 WORKING DAYS FRoM THE DATE OF SBCR THIS PAPER 415-7380 Paul E. Bird. OP 415-7516 5 g 4 [I c-mos?

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The Commissioners  :

l (2) enhancing opportunities for recruiting women and minorities in l professional positions: )

l

! (3) expanding the pool of women and minorities eligible for I

supervisory, management executive, and Senior Level positions

1 (4) enhancing opportunities for attracting, developing, and retaining disabled employees:

(5) providing a dynamic training and develo) mental program, including 4

rotational opportunities, to enhance jo) performance and support

affirmative action
and

.(6) improving communication about EE0 and affirmative action objectives, heightening awareness and evaluating progress.

Progress made in FY 1996 in these six areas is described in Attachment 1.

Demographic data supporting this discussion are provided in Attachment 2.

4 Following the last Commission briefing on this program on July 31. 1996, the j staff was asked to keep the Commission informed about several aspects of the i program. One issue related to enhancing the effectiveness of the Office of

Small Business and Civil Rights (SBCR). The new Director SBCR, has begun to
review the Agency's EE0 Program and related issues in order to assess the
status and ongoing progress of the program. The initial focus for enhancing effectiveness will include continuing staff efforts to identify and resolve

! EE0 issues in consonance with the EE0 Advisory Committees and Subcommittees:

expanding " Town Meetings" or similar forums with managers and employees to i share information about 3rograms designed to facilitate equal employment

, opportunity within the NRC: and improving and simalifying the presentation of

data at EE0 briefings. Additional responses to t1e Staff Requirements j Memorandum are provided in Attachment 3.

In FY 1995 the EE0 Advisory Committees agreed on common goals that are of 1

interest to the Comittees, and prepared a joint statement about these goals 4

that was published in the December 5,1995, information paper on the status of i EE0 at the NRC. The EE0 Advisory Committees and the staff reached agreement on some of those goals and agreed to work towards reaching agreement on the

remaining ones. In FY 1996, to gain consensus on these goals, the Committees formeri three subcommittees and began meeting regularly with staff from the i Office of Personnel (0P) and SBCR. The broad areas of interest to the  !
subcommittees are

(1) Selection:

(2) Performance monitoring: and

(3) Managing diversity. j k

5

The Commissioners  ;

i l Representatives from the three subcommittees will report on progress made at i i

the next EE0 briefing. A consolidated statement from the seven EE0 Advisory l Committees describing the status of their ini'.latives and the subcommittees'  !

work is provided in Attachment 4.  ;

! We look forward to discussing the ideas presented in this paper at the EE0 briefing scheduled for February 20. 1997 i  !

l H h . Thompso J. r

! A ti g Executiv Di ect <

or Operations )

1 Attachments-  !

l 1. Affirmative Action Objectives l

2. Demographic Data l
3. Response to Staff Requirements Memorandum  :
4. EE0 Advisory Committees' Statement l

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DISTRIBUTION:  !

Commissioners oGc oCAA oIG oPA oIP oCA ACRs ACNW AsLBP REGloNs EDo CIo' CFo SECY i

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, s Attachment 1 -

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m AFFIRMATIVE ACTION OBJECTIVES i

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PATCOB OCCUPATIONAL CATEGORIES l

Professional:  !

Occupations that require knowledge in a field of science or learning i characteristically acquired through education or training equivalent to.  :

a college degree in the particular field. NRC examples: engineers. '

scientists, attorneys. i Administrative:  ;

l Occupations that involve the exercise of analytical ability, judgement. {

discretion, and personal responsibility and application of a substantial -

body of knowledge or principles, concepts, and practices applicable to one or more fields of admimstration or management. NRC examples:

budget analyst, program analyst, personnel specialist.

Technical:

Occupations that involve work, typically associated with and supportive of a professional or administrative field, which is non-routine in nature and which involves extensive practical knowledge, gained thr3 ugh on-the-job experience and/or specific training less than that represented by college graduation. NRC examples: fiscal accounting ,

assistants, personnel assistants, program assistants.

(The EEOC uses ." Technical" to describe technician and paraprofessional support positions. The NRC uses " Technical" to refer to engineers and scientists who are included by EE0C in the " Professional" category.)

Clerical:

Occupations that involve structured work in support of office, business, or fiscal operations performed in accordance with established policies..

)rocedures, or techniques and requiring training, experience, or working (nowledge related to the tasks to be performed. NRC examples:

secretaries, word processing clerks, mail and file clerks.

Blue Collar:

Occupations that involve work typically associated with m. .ual labor.

, trades and crafts. I L It is also useful to note that the acronyms and abbreviations used in various charts throughout this paper refer to the following groups:

=

WH Whites HSP =

Hispanics APA =

Asian Pacific Americans AF AM =

African Americans NAT AM =

Native Americans i W or F =

Women i M -

Men 1.2

1 l, 9 l AFFIRMATIVE ACTION OBJECTIVES  !

l In recent years the Agency has focused on the six areas outlined below in order to achieve its affirmative action objectives.

l (1) enhancing opportunities for recruiting Hispanic employees in all l occupations; i (2) enhancing opportunities for recruiting women and minorities in l professional positions:

(3) expanding the pool of women and mincrities eligible for i supervisory, management, executive, and Senior Level positions:

(4) enhancing opportunities for attracting, developing, and retaining disabled employees- l

)

(5) providing a dynamic training and develo] mental program, including rotational opportunities, to enhance jo) performance and support affirmative action: and (6) improving communication about EE0 and affirmative action l objectives, heightening awareness, and evaluating progress. )

Since FY 1994 the Nuclear Regulatory Commission (NRC) has been asked to reduce its workforce substantially. Guidance from the Office of Management and 1 Budget reduced NRC's ceiling from 3.293 FTE in FY 1994 to 2.984 FTE by FY 1999. This requirement to downsize affects the Agency's ability to expand opportunities for those groups mentioned above. Nevertheless, the Agency has  !

continued to recruit aggressively for a limited number of Jositions and to assist managers in identifying talented individuals from t1ese groups. j In reporting on progress made in the six key areas cited above, we are using data reflecting workforce demographics for permanent employees as of September 30, 1996. It is important to note that, in determining areas of underrepresentation of women and minorities throughout the Federal workforce.

the Equal Employment Opportunity Commission (EEOC) uses the Professional.

Administrative. Technical. Clerical. Blue Collar (PATCOB) occupational

, categories as defined below. These PATCOB categories are used throughout this report.

l l

1.1

, 9

1. ENHANCING OPPORTUNITIES FOR RECRUITING HISPANIC EMPLOYEES Status In FY 1996 the NRC hired 7 Hispanic employees: 3 men in administrative positions. 3 men in professional positions. and I woman in a professional position.

Our recruitment activity for Hispanics has been ongoing and extensive. In FY 1996 we attended 17 recruitment events to attract Hispanic applicants. These events were sponsored by colleges and universities or regional chapters of the Society of Hispanic Professional Engineers, the Hispanic Association of Colleges and Universities. the National Association of Hispanic Executives.

and other Hispanic organizations.

Among the 44 applicants interviewed for the Office of Nuclear Reactor Regulation (NRR) Reactor Engineer Intern Program. 7 were Hispanic, and 1 offer was made to a Hispanic applicant. The applicant declined the employment offer citing as his reason a more lucrative offer from the private sector.

The Office of Nuclear Material Safety and Safeguards (NMSS) made an offer to an experienced Hispanic engineer who subsequently accepted the offer.

Strateay We are continuir.g recruitment efforts aimed at increasing Hispanic representation at all grade levels. To identify potential entry-level applicants, we have contacted the member colleges of the Hispanic Association of Colleges and Universities (HACU) that offer majors in engineering, science, and math. Data provided by the Engineering Workforce Commission of the American Association of Engineering Societies helped us to identify other colleges with a high number of Hispanic engineering graduates. We are targeting these schools for recruitment through campus visits, mailings, and advertisements placed in campus publications.

Our recruitment schedule also included four Hispanic Serving Institutions (HSIs), universities that have an enrollment which is at least 10% Hispanic:

Florida International Univerrity. New Jersey Institute. New Mexico State University, and the Univers iy of New Mexico. In addition, we visited North Carolina State University. North Carolina AT&T State University. Florida A&M University, and Georgia Institute of Technology -- all universities showing  !

increases in the number and diversity of graduating engineers. j Our recruitment advertising for scientists and engineers at all grade levels includes NRC minority employees as role models. We advertise for clerical / secretarial support by placing ads in Hispanic newspapers. NRC recruitment brochures and other materials feature Hispanic employees.

l 1.3

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. 1

2. ENHANCING OPPORTUNITIES FOR RECRUITING WOMEN AND MINORITIES IN  !

PROFESSIONAL POSITIONS Status l During FY 1996. 66 employees were hired for professional positions. Of that  !

number, there were 13 white women.1 African American woman. 3 African ,

American men. 2 Asian Pacific American men. 2 Asian Pacific American women.1 .

Hispanic woman, and 3 Hispanic men. The demographic data are displayed in Table 1.1. ,

In FY 1996. 5 employees were hired for the NRR Reactor Engineer Intern Program -

including 1 African American woman and 4 white women. The demographics of the employees in the Intern Program at the end of FY 1996 are displayed in Table 1.2.

The Agency advertised a Resident Inspector Development Program and a Senior Resident Inspector Development Program in FY 1996. Among 12 candidates who were selected for the Resident Inspector Development Program, there were 1  :

white woman and 1 Hispanic man. Among 15 candidates selected for the Senior  :

Resident Inspector Development Program, there were 2 white women.1 African  :

American woman.1 Asian Pacific American man, and 1 African American man.

In FY 1996, the Agency recruited for the NRC Graduate Fellowship Program, an -

entry-level program which attracts students who are completing engineering and science studies at the B.S. level. Demographic data of applicants and participants in the Graduate Fellowship Program are displayed in Tables 1.3 and 1.4.

Recruiting for entry-level positions for NMSS was conducted primarily at colleges and universities with established reputations for strong engineering .

and science programs. Ten selections were made including 2 white women.1 l Asian Pacific American woman, and 1 African American man.

l Strateay For entry-level professional positions, we are recruiting at Hispanic Association of Colleges and Universities (HACU) and Historically Black Colleges and Universities (HBCU). and at campuses with significant diversity among their graduating engineers and scientists, and strong programs in science, engineering, and math. Women and minority professional employees i serve as members of recruitment teams. Recruitment visits include attendance  ;

at career fairs as well as networking with engineering and science faculty and societies on campus.

Oak Ridge Institute for Science and Education (0 RISE) sent NRC Graduate Fellowship Program information to students and faculty from the NRC HBCU Faculty / Student Research Participation Program. Included in this list are students who may have an interest in health physics and nuclear engineering.

Additionally, a direct national mailing was made to more than 600 science and engineering faculty at HBCUs and HSIs.

1.4

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TABLE 1.1 PFCFFE$$iONAL hires F0FFY 1996 ETHNICITY l WOMEN MEN TOTAL WHITE 13 41 54 20 % 62% 82%

AFRICAN AMERICAN 1 3 4 2% 5% 6%

ASIAN PACIFIC AMERICAN 2 2 4 3% 3% 6%

. HISPANIC 1 3 4 2% 5% 6%

NATIVE AMERICAN 0 0 0 0% 0% 0%

TOTAL 17 49 66 26 % 74 % 100 % l TABLE 1.2 INTERN PROGRAM FOR FY 1996 l l ,

ETHNIClTY i W0nIlEN NIEN TOTAL i

WHITE 4 2 6 36 % 18% 55 % j AFRICAN AMERICAN 2 1 3 18% 9% 27 %

ASIAN PACIFIC AMERICAN 1 0 1 9% 0% 9% j

, HISPANIC 1 0 1 l 9% 0% 9%

I NATIVE AMERICAN 0 0 0 0% 0% 0% l t

TOTAL 8 3 11 '

73 % 27 % 100 % !

TOTALS MAY NOT ADD DUE TO ROUNDING 1.5

~

TKHLE 1.3 GNKbOKTE7ELLOWSHIP ATPLTCANTSVG)CFY 1996 ETRHIClTY WOMEN MEN TOYAE~

WHITE 10 33 43 19% 63 % 83 % 1

. AFRICAN AMERICAN 4 2 6 8% 4% 12%

ASIAN PACIFIC AMERICAN 0 1 1 3

0% 2% 2%  !

HISPANIC 0 2 2 0% 4% 4%

. NATIVE AMERICAN 0 0 0  !

0% 0% 0%  ;

TOTAL 14 38 52 27% 73 % 100 %

l l

TKBEE 1.4 CUliRENT GRKDITATEFFEEEdWSHIFP'KRTidIFKHTS ETHNICITY WCMEN MEN TdTKE~-

WHITE  :

2 6 8 22 % 67 % 89 %

AFRICAN AMERICAN 0 0 0 0% 0% 0%

ASIAN PACIFIC AMERICAN 0 1 1 0% 11 % 11 %

HISPANIC 0 0 0 0% 0% 0%

NATIVE AMERICAN 0 0 0 0% 0% 0%

TOTAL 2 7 9 22 % 78 % 100 %

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1 TOTALS MAY NOT ADD DUE TO ROUNDING I 1.6

l .

l l

i r OP initiated advertising for entry-level engineers and scientists on the World l l

Wide Web through coordination with the National Association of Colleges and Employers. The network extends to 1.600 colleges and universities throughout l the country. The NRC advertisements direct interested applicants to the "NRC )

Personnel Smartline" for application materials. This automated system -

provides information about vacancies to potential applicants who call.

Through the NRC Personnel Smartline, callers can receive faxed copies of vacancy announcements and can receive an application for Federal employment ,

and an NRC vacancy list. Additionally, recruitment brochures and applications i are furnished to Career Services offices at 107 colleges and universities.

There are several ways in which we recruit for ex3erienced women and minority applicants. Vacancies are announced externally t1 rough the Federal Research Service, the Office of Personnel Management, and on the World Wide Web. We also advertise positions in journals and newspapers, and attend conferences l and meetings to find individuals with unique qualifications.

NRC advertised for professional positions in 20 different publications that target women. minorities, and the disabled. NRC role models (including women.

Asian Pacific Americans. African Americans and Hispanics) are featured in advertisements in publications such as Woman Enaineer. Journal of the National Society of Black Enaineers. Careers and the Disabled. MAES Maaazine. U.S.

l Black Enaineer. Diversity / Careers in Enaineerina. Graduatina Enaineer.

Minority Enaineer. Society of Women Enaineers Journal. Hisoanic Times, and Winds of Chanae.

This targeted effort is supplemented by unsolicited applications and referrals from NRC employees and others. Such applications are tracked in the NRC i Applicar t Review System (ARS) and referred to selecting officials as vacancies arise.

3. EXPANDING THE POOL OF WOMEN AND HINORITIES ELIGIBLE FOR SUPERVISORY.

MANAGEMENT. EXECUTIVE. AND SENIOR LEVEL POSITIONS Status The streamlining of the Federal Government mandated by the President in September 1993 requires a reduction in each Agency's supervisor-employee ratio by the end of FY 1999. At the NRC the number of positions at GG-14 and above i is being reduced in line with overall FTE reductions: however, the Agency '

plans to maintain approximately the same ratio of higher-graded positions to the overall workforce. There will be a reduction in the number of supervisory J and managerial positions: thus most opportunities for advancement at the GG-14 and above level will shift to nonsupervisory positions.  ;

The pool of women and minority employees eligible for supervisory, management, executive, and Senior Level positions expanded marginally in FY 1996. The number of women in grades GG-13 through GG-15 decreased slightly, from 434 in FY 1995 to 431 in FY 1996. However minorities at the same grade levels went from 339 in FY 1995 to 345 in FY 1996, with Asian Pacific Americans increasing by 5. Hispanics increasing by 4. African Americans decreasing by 3. and Native Americans remaining constant.

l 1.7

l The number of women in the Senior Executive Service (SES) increased from 14 in  :

FY 1995 to 15 in FY 1996. The number of minorities in the SES decreased from i 13 in FY 1995 to 12 % FY 1996. Chart 1.1 shows the distribution of women and minorities in the Stis.

Although the NRC's allocation of SES positions. authorized by the U.S. Office of Personnel Management. declined from 210 in FY 1995 to 199 in FY 1996, the i size of the Senior Level System (SLS) increased. In November 1994, the Executive Director for Operations established 10 additional SLS positions.

These and other SLS positions have now been filled. The number of white women in the SLS remained at 4 from FY 1995 to FY 1996, while the number of minority women increased from 1 in FY 1995 to 2 in FY 1996. At the end of FY 1996, there were 39 SLS on board. an increase of 9 from 7Y 1995. Table 1.5 shows l the demographics of employees in the SLS.

The Executive Resources Board Review Group continued its activities during l

FY 1996. reviewing Best Qualified Lists for 7 SES positions. 6 SLS positions.

and 11 GG-15 positions. This total .of 24 positions reviewed is almost twice l the number reviewed in FY 1995. The Executive Director for Operations enlarged the membership of the Review Group. appointing a new member. an Asian l Pacific American executive. Also, the Director.. SBCR. is a member of the Review Group.

Strateov One of the strategies implemented in FY 1993 and FY 1994 to expand the pool of l women and minorities eligible for supervisory, management, and executive l positions was to offer two developmental programs: the Supervisory l

Development Program for preparing GG-14/15s for first-line supervisory

positions. and the SES Candidate Development Program for identifying and training GG-14/15s for SES positions.

Of the 27 Supervisory Development Program participants who completed the program in February 1995. 7 (3 white women.1 Asian Pacific American woman 1 Asian Pacific American man, and 2 white men) had been selected for supervisory positions by the end of FY 1996. Of the 23 SES Candidate Development Program participants who completed the program in October 1994. 7 (1 white woman. 1 ,

Asian Pacific American man, and 5 white men) had been appointed to the SES. i and 4 (2 white men. I white woman, and 1 African American man) had been i appointed to the SLS by the end of FY 1996. We plan to offer these programs again when there is a demonstrated need to prepare additicnal employees for i

supervisory and SES positions.

4. ENHANCING OPPORTUNITIES FOR ATTRACTING. DEVELOPING. AND RETAINING DISABLED EMPLOYEES

! Status During FY 1996, the NRC hired 8 disabled employees: 5 in professional I positions.1 in an administrative position, and 2 in clerical positions.

l 1.8 l

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, Chart 1.1 SES WOMEN AND MINORITIES PERMANENT STAFF l FY 1992 THROUGH FY 1996 m

! PERMANENT STAFF 1 N

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j 250 / i i 200 - !$b= l  ! ,

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150 - !!!!$

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100 ~

!!$ - EMJEEFd!EEEFmuusrm/

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M M e===y _ m m mer /

tm",me 59 - Mm l $ mmmmmermummmy/

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! TOT WOM AF AM APA HSP NAT l

SES AM l

Fi W 'EB 213 10 7 5 2 1

! F i 1993 M 208 11 6 5 2 1

. FY 1994EB 193 13 6 5 2 0 i

i FY 1995M 183 14 6 5 2 0 i FY 199655 179 15 5 '

5 2 0 i

o IN THIS CATEGORY ALL' WOMEN ARE WHITE. AFRICAN AMERICAN, ASIAN PACIFIC l

j AMERICAN, HISPANIC, AND NATIVE AMERICAN SES MEMBERS ARE MEN.

) BEW/EEN FY 1992 AND FY 1996 THE TOTAL NUMBER OF SES MEMBERS DECREASED BY 34

! (16%), THE NUMBER OF MINORITY MEMBERS DECREASED BY 3 (20%), AND THE NUMBER j

OF WOMEN IN THE SES INCREASED BY 5 (50%).

. 1.9

TKBLeTS inNIDR LnVnL inRVICDd[FY 1996 i ETHNICITY WCWlEN MGN TDTAL l

WHITE 4 30 34 10% 77 % 87 %

. AFRICAN AMERICAN 0 1 1 0% 3% 3%

ASIAN PACIFIC AMERICAN 1 2 3 3% 5% 8%

HISPANIC 1 0 1 3% 0% 3%

NATIVE AMERICAN 0 0 0 0% 0% 0%

TOTAL 6 33 39 15% 85 % 100 %

)

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TOTALS MAY NOT ADD DUE TO ROUNDING 1.10

The number of employees who now identify themselves as having a disability increased from 172 in FY 1995 to 207 in FY 1996, an increase of 35 (20.3%).

During this period. OP surveyed all NRC employees in order to identify numbers and types of disabilities. This information is used for statistical purposes only. Fifty-four employees with identified disabilities res>onded to the survey: of these. 3 nave disabilities that are targeted by tie EE0C. The EE0C identifies disabilities that are underrepresented in the Federal workforce..

and requests agencies to target recruitment efforts to enlarge the applicant pool in those categories of disability.

Strateov Efforts to attract disabled applicants to the NRC are ongoing. Our contacts with organizations for the disabled and veterans expanded to include the National Association of the Deaf. American Foundation for the Blind, and Mainstream. Also the staff now uses the Internet to locate potential applicants listed under the President's Committee on Employment of People with Disabilities.

The NRC sought applicants with disabilities by placing monthly advertisements in the journal Careers and the Disabled. Additionally. OP staff participated in several conferences and job fairs such as the National Symposium on Employment of People with Disabilities and the Conference of the President's Committee on Employment of People with Disabilities.

Planned outreach efforts to employees with disabilities include presenting an awareness program to recognize the contributions of employees with disabilities as well as presenting and publicizing our course. " Working with People with Disabilities."

Another important strategy is to educate managers, supervisors, and employees about the availability of services and programs that provide reasonable accommodation to employees with disabilities. The Offices of Administration (ADM) and Information Resources Management (IRM) OP. and Health Center staff established a " reasonable accommodation" procedure that will ensure consistency in reviewing requests for accommodations, such as work-site modifications. The procedure also assists the agency in selecting the a)propriate equipment to meet the needs of an em)loyee. Information about t1is procedure has been incorporated in the fort 1 coming NRC Information Guide for Peoole with Disabilities. The agency continues to provide reasonable accommodations in the following areas: computer monitors for the visually impaired expanded use of sign language interpreters for the hearing impaired, and modifications to work stations.

5. PROVIDING TRAINING AND DEVELOPMENTAL OPPORTUNITIES Status During this fiscal year, the staff took advantage of a large number of training and developmental opportunities. Specifically, in FY 1996 there were approximately 20.000 instances of NRC-supported training in which 95% of the staff participated. In comparison. in FY 1995 there were approximately 15.000 instances of training attended by 89% of the staff.

1.11

In FY 1996 NRC supported 260 employees who participated in developmental rotational assignments. This is an increase from 185 in FY 1995. Staff from OP and SBCR participated in brokering many of these rotational assignments.

and OP continued to publicize rotational assignments in the Weekly Announcements to help inform all employees of the opportunities available.

Charts 1.2 and 1.3 illustrate training and rotational assignments distributed by gender and ethnicity.

To help employees define their career goals, develop strategies for enhancing career options and prepare Individual Development Plans (IDPs). OP continued to provide the Career Counseling Progrt:3. In FY 1996. 56 employees participated in this program receiving one-on-one counseling in a confidential setting. Table 1.6 displays the demographics of the FY 1996 participants.

The NRC Mentoring Program is designed to pair a more experienced employee with a less experienced employee in order to assist the less experienced employee in attaining his or her career goals. The objectives are to improve staff members' productivity and potential for advancement, to support upward mobility and human resources development to improve staff morale and to support EE0 and affirmative action objectives. The program is open to all employees in all occupations. Table 1.7 shows the demographics of program participants in FY 1996.

The Agency supported the Upward Mobility Program by filling two Upward Mobility positions: a GG-08 Telecommunication Technician with potential to the GG-09 in Region IV and a GG-09 Management Analyst with potential to the GG-13 in the Office of the Inspector General.

Several secretaries and assistants have benefitted from participating in formal developmental programs. These programs assist employees in defining their career goals and identifying training to help them achieve those goals.

Since 1992.12 3rogram participants have achieved their short-term career goals and thus lave completed Jarticipation in their respective programs.

This includes 4 employees in tie Certified Professional Secretaries Program. 6 i employees in the Administrative Skills Enhancement Program, and 2 employees in I the Computer Science Development Program.

l In FY 1996. 55 employees participated in these programs for secretaries and )

assistants. One of these employees was a licensing assistant (GG-11) in NRR enrolled in the Administrative Skills Enhancement Program. Her career goal was to develop her analytical ability and eventually become a Management Analyst. While in the program, this employee attended courses at the University of Maryland on her own time to acquire the skills she needed to pursue her goals. The NRC funded several of these courses. In September 1996, she competed for and was selected for the 3rofessional position of Records Management Analyst (GG-11) in IRM with t7e full performance level of I GG-12. In 1997, this employee will receive her Bachelor's of Science Degree in Business Management.

During FY 1996. 5 secretaries were selected for paraprofessional (3) and professional (2) positions. and 13 paraprofessionals were selected for professional (11) positions and other paraprofessional (2) positions with greater career potential.

1.12 l

j -

Chart 1.2

TRAINING AND ROTATIONS l BY GENDER FOR FY 1996 i

l l INSTANCES OF EMPLOYEES TRAINING TRAINED l i

Women 31% Women 37%

6146 1116 l

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~.&. .. .~.~~.~~

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! Men 69% Men 63%

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13608 1930

\

i ROTATIONAL FOPULATION l ASSIGNMENTS DISTRIBUTION

! Women 36% Women 37%

1 l 93 1157

~.~.,.~._.~,,. ~ .~. ,~, ~ . .~

)

l 1

i Men 64% Men 63%

i 167 1947 l

I 4

i THE PERCENT OF WOMEN WHO WENT ON ROTATIONAL ASSIGNMENTS WAS SUGHTLY LESS THAN THEIR PERCENT OF THE POPULATION.

1.13

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i _ _ . . _ _ -_ _ _ _

Chart 1.3 .

TRAINING AND ROTATIONS BY ETHNICITY FOR FY 1996 INSTANCES OF EMPLOYEES TRAINING TRAINED

. \

White 15978 81% White 2417 805 365 12%

ROTATIONAL POPULATION ASSIGNMENTS DISTRIBUTION

.. .., -....s, Af Am 22 8W -White 213 82% ^

APA 15 6% APA 196 6%

l l Hispanic 10 4% Hispanic 66 2%

7 NATIVE AMERICANS (OUT OF A POPULATION OF 7) HAD 46 INSTANCES OF TRAINING AND NO ROTATIONS.

1.14

l TKBLE 1.6 CKREEKUDUN5GLING PRD~~ G RAM F6RW 1996 ETHRICITY WDNinN MEN TDTAL WHITE 22 20 42 39 % 36 % 75%

. AFRICAN AMERICAN 9 0 9 16% 0% 16%

ASIAN PACIFIC AMERICAN 1 0 1 2% 0% 2%

HISPANIC 3 1 4 5% 2% 7%

NATIVE AMERICAN 0 0 0 0% 0% 0%

TOTAL 35 21 56 63 % 38 % 100 %

TXBLE 1.7 MENYDRINTFTPR6G' RAM F'DKFY 1996 nTHMIDITY W6NinN MEN TDTAL WHITE 17 18 35 25 % 26 % 51 %

AFRICAN AMERICAN 14 11 25 21 % 16% 37 %

ASIAN PACIFIC AMERICAN 2 4 6 3% 6% 9% I HISPANIC 1 1 2 1% 1% 3%

l

' NATIVE AMERICAN 0 0 0 0% 0% 0%

TOTAL 34 34 68 l 50 % 50% 100 % l TOTALS MAY NOT ADD DUE TO ROUNDING 1.15 i

i Strateay During FY 1997. NRC will continue to sponsor formal developmental programs  !

including the Certified Professional Secretaries Program, the Administrative 1 Skills Enhancement Program, and the Computer Science Development Program j discussed above as well as the Women's Executive Leadership Program and the l Speech Enhancement Program. i l

The Women's Executive Leadership Program is a Federal-wide program for  ;

employees at the GG-11/12 level. This program provides training and  !

I developmental opportunities for men and women to help them develop the leadership skills needed for a career in the Federal government. NRC participants in the FY 1996 program include 2 white women and 2 Hispanic men. i The Speech Enhancement Program helps foreign-born NRC employees improve l articulation, pronunciation, and other applicable oral comunication skills so i that these employees are better able to comunicate with colleagues. l supervisors. and senior managers. As part of the FY 1996 program. 13 NRC i employees participated in individual counseling sessions, and 6 employees met ,

weekly as a group to help maintain and further develop their comunication '

skills.  ;

During FY 1997. OP will continue to provide EE0-related training throughout j the Agency. This training includes "EE0 for Managers and Supervisors."  :

" Sexual Harassment Prevention." and " Working with People with Disabilities." i

6. IMPROVING COMMUNICATION. HEIGHTENING AWARENESS. AND EVALUATING PROGRESS j Status l

In FY 1996. SBCR and the EE0 Advisory Comittees sponsored several events I and exhibits to communicate and publicize contributions made by women '

and minorities. Speakers included Chairman Shirley A. Jackson and  !

Ms. Shirleta Settles, an African American storyteller to celebrate National l Black History Month: Comissioner Greta J. Dicus to commemorate National  :

Women's History Month: and Chairman Shirley A. Jackson and Mr. Edward Chow. l Deputy Assistant Secretary for Policy. Department of Veteran Affairs to celebrate National Asian Pacific American Heritage Month. Poster exhibits ,

commemorated National Hispanic Heritage Month and Women's Equality Day. '

To enhance comunication about career opportunities and strategies, two events were held. In March 1996. OP designed and presented a " Career Strategies" seminar. Jointly sponsored by OP. SBCR. the Federal Women's Program Advisory Committee (FWPAC), and the Hispanic Employment Program Advisory Committee (HEPAC). this seminar provided an overview of career options available at NRC as well as ways to enhance employee marketability through a variety 9 training and developmental programs available at NRC. In Seatember 1996. SBCR and FWPAC presented a lunchtime workshop entitled " Seat at t1e Table." As part of this workshop roundtable discussions on the following topics were held:

Invest in Yourself. Health and Wealth. Network to Success. Education, and Risk and Change.

1.16 1

p With the goal of improving communication and evaluating progress, the seven  ;

EE0 Advisory Committees, which reflect the diversity of the Agency's  !

workforce, have formed three subcommittees whose broad interests include merit '

selection. performance monitoring, and managing diversity. The three  !

subcommittees have worked closely with SBCR and OP to develop a better understanding of agency programs and procedures. to gain consensus in addressing issues, and to provide management with recommendations in support of the Agency's EE0 Program.  ;

The purpo.e of the Selection Subcommittee is to review concerns related to the perception of pre-selection, and to review merit principles and practices to i gain a better understanding of the merit process. The purpose of the Performance Monitoring Subcommittee is to assist management in monitoring and evaluating affirmative action initiatives, examine ways to enhance representation of women and minorities in supervisory and managerial positions, examine root causes of discrimination comalaints. support strategic l planning. and encourage stronger management accounta)ility systems in the EE0 area. The purpose of the Managing Diversity Subcommittee is to encourage support for and recommend processes related to managing diversity in the i Agency. This effort is based on the premise that the Agency's organizational I culture must support enhanced regulatory excellence by maximizing the -

potential of all employees. l SBCR promotes equal employment o]portunity for all em)loyees through a network ,

of 34 trained EE0 counselors in leadquarters and the Regional Offices. The goal of the EE0 counselor is to facilitate an informal resolution of the  !

matter between parties when possible. Through the counseling process.

employees may raise questions and discuss grievances and problems related to '

equal employment issues. During FY 1996. 118 informal counseling sessions were held: 11 of these counseling sessions progressed to the formal complaint stage.

l The number of formal EE0 complaints filed under the EE0C complaint 3rocess in i FY 96 compared to the numbers filed in the previous four years is slown on I Chart 1.4. EE0-related grievances filed under the collective bargaining agreement are not included in this number: there were 5 such grievances filed in FY 1996. Table 1.8 displays the 7 bases for discrimination alleged in the formal complaints filed from FY 1992 through FY 1996. A complaint may be filed on more than one basis. The issues underlying these complaints are summarized on Table 1.9 for FY 1992 through FY 1996. A complaint may be filed based on more than one issue.

- During FY 1996. no formal allegations of sexual harassment were reported through the EEOC complaint process. Four sexual harassment complaints were brought to management's attention outside the formal complaint process or grievance )rocedure. Management took appropriate action to ensure that the  ;

offensive 3ehavior was stopped and that the concerns of the aggrieved parties l were understood by the offenders. '

Strateay To ensure consistency in merit selections. OP will continue to review requests to establish new positions, vacancy announcements, and rating criteria. It will also continue to provide statistical data about the demographics of 4 applicants, best qualified candidates, and those selected for NRC vacancies to 1.17

I With the goal of improving communication and evaluating progress, the seven EE0 Advisory Committees, which reflect the diversity of the Agency's ,

workforce have formed three subcommittees whose broad interests include merit i selection, performance monitoring, and managing diversity. The three ,

4 subcommittees have worked closely with SBCR and OP to develop a better. '

, understanding of agency programs and procedures, to gain consensus in/ ,

addressing issues. and to provide management with recommendations i ' support of the Agency's EE0 Program.

! The Jurpose of the Merit Selection Subcommittee is to review ncerns related

! to tie perception of pre-selection, and to review merit prin ples and

- practices to gain a better understanding of the merit proc s. The purpose of the Performance Monitoring Subcommittee is to assist mana ement in monitoring and evaluating affirmative action initiatives, examine ys to enhance representation of women and minorities in supervisory d managerial j positions, examine root causes of discrimination com aints, support strategic .

planning, and encourage stronger management account ility systems in the EE0  !

area. The purpose of the Managing Diversity Subc ittee is to encourage support for and recommend processes related to m aging diversity in the i Agency. This effort is based on the premise th the Agency's organizational culture must support enhanced regulatory excel nce by maximizing the potential of all employees.

SBCR promotes equal employment opportunity or all employees through a network of 34 trained EE0 counselors in Headquart s and the Regional Offices. The goal of the EE0 counselor is to facilita an informal resolution of the matter between parties when possible. rough the counseling process, employees may raise questions and discuss grievances and problems related to equal employment issues. During FY 6. 118 informal counseling sessions were held: 11 of these counseling s sions progressed to the formal complaint  ;

stage.

The number of formal EE0 complaints filed under the EE0C complaint 3rocess in FY 96 compared to the numbers fjled in the previous four years is slown on '

l Chart 1.4. EE0-related grievances filed under the collective bargaining agreement are not included ing this number: there were 5 such grievances filed in FY 1996. Table 1.8 displays the 7 bases for discrimination alleged in the formal complaints filed from FY 1992 through FY 1996. A complaint may be filed on more than one basjs. The issues underlying these complaints are summarized on Table 1.9 for FY 1992 through FY 1996. A complaint may be filed ]

based on more than one issue.  !

During FY 1996. no forma /

l allegations of sexual harassment were reported through the EEOC complsint process. Four sexual harassment complaints were l brought to management /s attention outside the formal complaint process or grievance 3rocedure.

offensive 3ehavioras y/ stopped Management and thattook appropriate the concerns of theaction to ensure aggrieved parties that the wereunderstoodbyftheoffenders.

Strateay To ensure consistency in merit selections. OP will continue to review requests to establish new positions, vacancy announcements, and rating criteria. It will also continue to provide statistical data about the demographics of applicants, best qualified candidates, and those selected for NRC vacancies to 1.17

.__ __ - _. _ _ _ . - - _ - - . . ._-. .... _ - -. . .. . . - - . _ _ . .~ --

Chart 1.4 .

NUMBER OF FORMAL EEO COMPLAINTS FILED BY FISCAL YEAR 18 20 15 12 11 9

8 10 5

0 FY 92 FY 93 FY 94 FY 95 FY 96 DATA AS OF SEPTEMBER 30,1996 EEO-RELATED GRIEVANCES FILED UNDER THE COLLECTIVE BARGAINING AGREEMENT ARE NOT INCLUDED. THERE WERE FIVE SUCH GRIEVANCES FILED IN FY 1996; NONE WERE FILED IN FY 1995.

1.18

~ ~ -

l TKBEET8 nK$TB DF Ena CfDNIPLAINTSTICED FY 199fTHRIJFY 1996 BA$nS FY 199f ~FY 1993 FY 1994 FY 1995 FY 1996-i l  ; NATIONAL ORIGIN 1 4 0 5 2

! I l l RACE AND COLOR 0 3 3 8 1

!  ; SEX 3 4 0 4 3 AlGE 5 4 1 8 4 I

DISABILITY 0 0 3 4 3 1 4 RELIGION O 1 0 2 1 l .

REPRISAL 2 4 4 7 6

)

iTOTAL 11 20 11 l 38 20

~ -

l TAB [a 1.9 IS$UES ALLEGntfiffEEO CDiflPLAINf5 FILnb FY 1992 TIIslI~FY 1998 L.

j TSSUES FY 1992 FY 1993 FFVT!i94 FY 1995 FY 1996 l PPOINTMENT/ HIRE 1 ASSIGNMENT OF DUTIES 6 6 DISCIPLINARY ACTION I REPRIMAND '

1 TERMINATION 1 2 OTHER 1 4 2 EVALUATION / APPRAISAL 2 4 HARRASSMENT NON-SEXUAL 2 2 1

PROMOTION /NON-SELECTION 8 12 4 27 4 i TERMSICONDITIONS OF EMPLOYMENT 1 l l I

'OTHER 6 2 l

ITOTAL 11 20 l 11 38 19 1.19

I SBCR for distribution to the EE0 Advisory Committees. This database provides information about the applicants for competitively filled GG-01 through GG-15 vacancies.

As part of the White House Initiative on Historically Black Colleges and Universities (HBCU), the NRC along with eight other technical agencies has  !

formed the Science and Technology Cluster. The goal of the cluster is to seek I ways to identify highly qualified student and faculty women and minority ap)licants for participation in technical support activities at National l La ) oratories. Staff of SBCR serve as liaison with the cluster and have  !

participated in conferences to inform HBCUs of these cooperative technical  ;

support opportunities. l l

i I

i l

I 1.20

4 P

l-O i

\,

Attachment 2 i

)

I e

I l

i k

1 f

I I

DEMOGRAPHIC DATA t

l

i DESCRIPTION OF DEMOGRAPHIC DATA The following charts and tables show data about NRC and compare the NRC population with several outside reference indices. The outside references used are the PATCOB Occupational Categories, as defined by the Office of Personnel Management: Census Availability Data (CAD). as provided by the Census Bureau: and the Oak Ridge Institute for Science and Engineering (0 RISE) availability data.

NRC Data Charts 2.1 - 2.17 depict the NRC workforce and recent trends. Employees self-identify with respect to ethnicity and disability: therefore, the numbers reflect information that has been reported to OP. and may vary from year to year depending upon how em)loyees report their ethnicity or disability. The comments on each chart higilight the significance of the data presented.

PATCOB Comparisons (Table 2.1)

The EE0C uses PATCOB data to measure Agency EE0 and Affirmative Action progress. There are five PATCOB occupational categories (Professional.

Administrative. Technical. Clerical, and Blue Collar) into which all current permanent NRC employees have been grouped and then compared with the 1990 CAD for these categories, within a breakout matrix of gender and ethnicity.

A few caveats should be noted concerning these comparisons: First, the PATCOB categories generally contain po)ulations that differ significantly from those found at NRC. In particular, tie PATCOB category of Professional contains 1 numerous occupations with significant Jopulation not found (or found with very I few in number) at NRC, as exemplified Jy social scientists, life and medical l sciences, economists, teachers, etc. ~

Second. some PATCOB occupational availability categories can contain a significant percentage of non-citizens who have traditionally not been considered eligible for hire by the NRC.

This table compares the September 30. 1996. NRC population with the Census Availability Data of 1990.

ORISE Availability Comparisons (Table 2.2)

The NRC has contracted with the Oak Ridge Institute for Science and Engineering (ORISE) to provide data that will allow us to estimate the pool of potential applicants, by ethnicity within occupation, who are available in the workforce for employment within the eight specified occupations of interest (chosen because of their heavy representation within the NRC population). The comparable NRC data is based on employees working in these specified occupational categories.

l 2.1 l

l

A.

  • 6 a--'- ,- = ~ -m-- - - - - --
  • e---- 4 1s- - ---m u---+ - 4-* -d~*~* -+J- *44-- ---d-h'--4e4~+u f

l l l

L 1

NRC DATA 1

l 1

I t

l l

i l

l t

I l

l l

l I

i Chart 2.1 i .

i 4

i NRC DISTRIBUTION OF PROFESSIONAL i

! CAREER FIELDS BY ETHNICITY AND GENDER l

PERMANENT STAFF

/ ,

l / ,

4-

! / '

l l

l r

l j

250 7 '

i i i i

.._' _,__m__-._._ . _ . _

- > 1 ,

200 - .;;as t i!-  ! ,

x- - ---

150 - gliis

, iisi I i  !!5E /

j 100 - j!, ,

! l8 " -M i ~-

l 50 - i: /

\

l '

E.

~

y= /

O WH HSP SPAPA APA AF AF NATNAT W M W M W AM AM AM AM M W M W

! FY 19922 217 28 5 143 17 60 28 2 0 l

l FY 1993E 235 31 5 151 20 60 43 2 0 FY 19942 235 30 5 147 22 61 42 2 0 l F'1995M 231 33 6 145 22 59 46 1 0 l

! FY 199653 236,32 7 147 24 62 44 2 0 SINCE FY 1992 TOTAL STAFF HAS DECREASED BY 347 (10.1%) DUE TO STREAMUNING INITIATIVES. DESPITE THESE INITIATIVES, REPRESENTATION IN THE ABOVE CATEGORIES l

HAS INCREASED BY 54 (10.8%).

1 i_- ._ _

Chart 2.$ ,

WOMEN GRADES 13-15

?ERMANENT STAFF FY 1992 THROUGH FY 1996 PERMANENT STAFF 500 - '

I >

7, _ _

__; __p._ _ _ _

400 - E.I _=- i i

g_  ! i ,

300 - qE =

i s

200 - EE5

g=  ;;;m=

100 -

mE hI 0 , , , ,

TOTAL GRADE GRADE GRADE 13 14 15 FY 19925 384 155 149 80 FY 1993M 397 157 158 82 FY 19942 417 172 160 85 FY 1995M 434 191 161 82 FY 199655 431 176 169 86 SINCE THE END OF FY 1992 STAFF AT GRADES 13 THROUGH 15 HAS DECREASED BY 57 (2.7%) DUE TO STREAMUNING INITIATIVES. DESPITE THESE INITIATIVES, THE NUMBER OF WOMEN IN THE SES FEEDER GROUP HAS INCREASED BY 47 (12.2%).

j ,

Chart 2.3 i

l AFRICAN AMERICANS GRADES 13-15 d

PERMANENT STAFF 4

l FY 1992 THROUGH FY 1996 l PERMANENT STAFF i  :

j 4 ____L _._.l __._ . _

i  ; i 3 _ . _ _ _ _ _ . . _ _ _ . _ _ _ . . . _ . _ _ _ _.

1 i 1 160 -

a I  !

i 140 - @

! E '

i 120 - K -+-- - - - - - - -

l 2  :

j 100 - j ---

1 m

80 - E ---

i E 60 - E s

40 -

j i Et;E l

20 -

/

/

j 0 i i i i

] TOTAL GRADE GRADE GRADE 13 14 15 1 FY 1992E 126 52 53 21 i FY 1993M 135 56 51 28 j FY 19948 142 63 50 29 i FY 1995m 144 67 46 31

]. FY 199655 141 63 45 33 i

SINCE THE END OF FY 1992 STAFF AT GRADES 13 THROUGH 15 HAS DECREASED BY 57 i (2.7%) DUE TO STREAMUNING INITIATIVES. DESPITE THESE INITIATIVES, THE NUMBER OF AFRICAN AMERICANS IN THE SES FEEDER GROUP HAS INCREASED BY 15 (11.9%).

J Chart 2.4 .

I HISPANICS GRADES 13-15 -

l ll PERMANENT STAFF 1

FY 1992 THROUGH FY 1996 I PERMANENT STAFF 4

/ , , ,

I l l

. - _. l-.- - - _. f- l' . - - .

1 l I I i

i 50 -  !

l __y ____2___ __y___

i 40 - l l

g _ _ _4_. __.____ _L_____

i 30 - f$  ! i a

  • a 20 - $
==

10 - -

, 0

/ i , i i

, TOTAL GRADE GRADE GRADE 13 14 15

FY 1992E 29 8 14 7 FY 1993M 27 8 11 8

) FY 19949 28 10 11 7 1

FY 1995M 36 16 13 7 i

FY 1996M 40 19 15 6 I

i

)! SINCE THE END OF FY 1992 STAFF AT GRADES 13 THROUGH 15 HAS DECREASED BY 57 (2.7%) DUE TO STREAMUNING INITIATIVES. DESPITE THESE INITIATIVES, THE NUMBER OF HISPANICS IN THE SES FEEDER GROUP HAS INCREASED BY 11 (37.9%).

l

, Chart 2.5 l- ASIAN PACIFIC AMERICANS GRADES 13-15 I l PERMANENT STAFF  !

FY 1992 THROUGH FY 1996 l \

l i

PERMANENT STAFF  ;

f .

- - - _ x. _.-__. -

3

4 ,  ;

! i l 200 - -

l M 4 i 150 - [ --- - - - - ---

5 i

/~

0

/ i i i i TOTAL GRADE GRADE GRADE 13 14 15 FY 19928 144 24 65 55 FY 1993M 154 20 71 63 FY 19945 156 23 70 63 FY 1995M 156 26 70 60 FY 199655 161 30 69 62 SINCE THE END OF FY 1992 STAFF AT GRADES 13 THROUGH 15 HAS DECREASED BY 57 (2.7%) DUE TO STREAMUNING INITIATIVES. DESPITE THESE INITIATIVES, THE NUMBER OF ASIAN PACIFIC AMERICANS IN THE SES FEEDER GROUP HAS INCREASED BY 17 (11.8%).

. . - _ - . _ . . . _ - . . - . - - . . . - . . . - . . . - . . . . . ...-.... - - - - ~...._ _ . _ . . - . _ . _ _ - _ _

4 Chart 2.6*

NATIVE AMERICANS GRADES 13-15

~

PERMANENT STAFF FY 1992 THROUGH FY 1996 PERMANENT STAFF i

j

_ .. .._. ,. __., . ~ _ . . _ . . . _

, i I i

6- ---j "--

-f---

5- - - - - - - - --- -----

l 4-  ? -

- --t- -

P i 3- H ,.'

u 2- 5

.- B 1- 5 ,em=

3 0 i i i i

TOTAL GRADE GRADE GRADE 13 14 15
FY 1992E 4 2 0 2 FY 1993M 5 2 0 3 FY 19948 5 2 0 3 FY 1995M 3 1 0 2 i

FY 199655 3 1 0 2 SINCE THE END OF FY 1992 STAFF AT GRADES 13 THROUGH 15 HAS DECREASED BY 57 (2.7%) DUE TO STREAMUNING INITIATIVES. SINCE THAT TIME, THE NUMBER OF NATIVE

, AMERICANS IN THE SES FEEDER GROUP HAS DECREASED BY 1 (25%).

. , - - - . - - - -. -e -- -- . , - , -

j ,

Chart 2.7 l.

i DISABLED POPULATION l PERMANENT EMPLOYEES FY 1992 THROUGH FY 1996 1  ;

i

_4__.._. . _ _ 4 _ _ _ _ __._

i i 250 l

. . ~ . - . . . _ ._ -, _.

200 g l 4

ij _ __ u__ _ _ _ . .

I 150 g ,

)

!! l l 100 i

I =

l 50 L i

0 j TOTAL TARGETED NON i

TARGETED FY 1992E51 162 20 142 FY 1993M 198 26 172 FY 1994EB 183 23 160 FY 1995E 172 21 151

FY 1996EZ 207 25 182 THE INCREASE IN THE NUMBER OF DISABLED EMPLOYEES DURING FY 1996 WAS A RESULT OF AN AGENCY-WlDE RE-IDENTIFICATION EFFORT TO BETTER ACCOUNT FOR DISABLED EMPLOYEES.

NOTE: TARGETED DISABluTIES ARE SEVERE DISABlUTIES WHICH ARE TARGETED FOR EMPHASIS, BY THE EEOC, IN AFFIRMATIVE ACTION PROGRAM PLANNING.

Chart 2.8 DISTRIBUTION OF DISABLED EMPLOYEES .

BY PATCOB CATEGORY AND GRADE LEVEL COMPARED TO ALL EMPLOYEES FY 1996 PATCOB CATEGORY

ALL EMPLOYEES DISABLED EMPLOYEES

,,7 ,

4

f. -"7" .. _B UE CouAR 3

+5555 "ag = . +5555 ame 17

- :+= '~

-:5555 .

ADBAMS TNE 5e2 th TE 21 200%

GRADE LEVEL ALL EMPLOYEES DISABLED EMPLOYEES 2 GRADE O 645 g g, l  :+:.:.

. ~. .

- h ~~ ,"-

~'

_ " h " " " _, GRADE 14 77 .

an

_SESSLS/ALJ 233 I'

\

x

_SESSLS ALI 10 s GRADE wis sos' sa7s THE NUMBER OF DISABLED EMPLOYEES INCREASED FROM 172 IN FY 95 TO 207 IN FY 96, AN INCREASE OF 20.3%. THIS INCREASE WAS A RESULT OF AN AGENCY-WIDE RE-IDENTIFICATION EFFORT TO BETTER ACCOUNT FOR DISABLED EMPLOYEES. THE NUMBER OF DISABLED EMPLOYEES INCREASED IN EVERY

, PATCOB CATEGORY WITH THE EXCEPTION OF ADMINISTRAT1VE AND BLUE COLLAR WHICH REMA!NED THE SAME. THIS RE-IDENTIFICATION ALSO RESULTED IN AN INCREASE IN THE NUMBER OF DISABLED EMPLOYEES AT EVERY GRADE LEVEL WITH THE EXCEPTION OF GRADES 15 WHICH EXPERIENCED A SUGHT LOSS.

2

_. _ ._ _ . . _ _ . . . . _ _ _ _ . _ _ _ _ _ _ . . _ . _ _ _ _ _ . . ~ . . _ . _ _ _ . _ _ _ _ _ . _ _ _ _ _ _ _ _ _ _ _ _ . . _ . _

-l l ,

Chart 2.9 4

! NRC MINORITIES l PERMANENT STAFF FY 1992 THROUGH FY 1996 l

1 i

PERMANENT STAFF i

l

! i

.._.___.q. _ . . . _ . _ . . _ . _

l i  !

i i l

500 - ,

l 1 g __ - _ _ _

_ _ r.__ ._ _ _.-

i 400 - 5"=

300 -

g _ _ _ _ _ _ _ _ _ _ _ _ _ _ . _ . - _

{  ::t  :

!!!Es -------------

! 200 -

lliB /

3 e-- s=

saa *g

_s l 100 -  !!!E5 ===

i

l. O i i i i AF AM APA HSP NAT AM l FY 1992E 403 186 56 8

{

FY 1993M 404 195 59 9

)

FY 19948 395 194 58 9 l

FY 1995m 385 192 65 6

! FY 19962Z 377 196 66 7 s

4 j

SINCE FY 1992 TOTAL STAFF HAS DECREASED BY 347 (10.1%) DUE TO STREAMLINING

! INITIATIVES. THE NUMBER OF MINORITIES HAS DECREASED OVERALL; NATIVE AMERICANS j DECREASED BY 1 (12.5%), AFRICAN AMERICANS DECREASED BY 26 (6.5%), ASIAN PACIFIC i

AMERICANS INCREASED BY 10 (5.4%), AND HISPANICS INCREASED BY 10 (17.9%).

Chart 2.,10 i

NRC MALE POPULATIO \l PERMANENT STAFF FY 1992 THROUGH FY 1996 NUMBER OF MALES

i l

' =

2000 / - --t-l H  :

si

I5 1500 - l-- l--- ~15
iB 1000 - W= =

/ R-500 -

0 i , , ,

i i

7 AF AM APA HSP NAT AMWHITE FY 19925 123 144 33 4 1868 FY 1993M 127 152 35 5 1824 FY 1994E 125 148 34 4 1749 FY 1995m 118 146 38 3 1678 FY 199653 115 148 41 4 1639 SINCE FY 1992 TOTAL STAFF HAS DECREASED BY 347 (10.1%) DUE TO STREAMUNING INITIATIVES. SINCE THAT TIME, THE WHITE MALE POPULATION HAS DECREASED BY 229 (12.3%); AFRICAN AMERICAN MEN DECREASED BY 8 (6.5%); ASIAN PACIFIC AMERICAN MEN INCREASED BY 4 (2.8%); HISPANIC MEN INCREASED BY 8 (24.2%); AND NATIVE AMERICAN MEN REMAINED THE SAME.

, Chart 2.11 NRC FEMALE POPULATION PERMANENT STAFF FY 1992 THROUGH FY 1996

1
NUMBER OF FEMALES ,

4 i

i i i q__.. .._.__. _ . . _ _ _ _ _ _ .

..._..__.._..___.__.g...__.._._.._ . . . _ _ . . _ .

1000 - 1 800 - '

E l l

l 600 - l 4

400 -

?!

200 -

j 0 ' > i i i i i

AF AM APA HSP NAT AMWHITE j

FY 1992E 280 42 23 4 930 l FY 1993M 277 43 24 4 913 FY 19942 270 46 24 5 873 1

FY 1995M 267 46 27 3 835 FY 1996525 262 48 25 3 819 l

! SINCE FY 1992 TOTAL STAFF HAS DECREASED BY 347 (10.1%) DUE TO STREAMUNING INITIATIVES. SINCE THAT TIME THE WHITE FEMALE POPULATION HAS DECREASED BY 111 (11.9%); AFRICAN AMERICAN WOMEN DECREASED BY 18 (6.4%); ASIAN PACIFIC AMERICAN WOMEN INCREASED BY 6 (14.3%); HISPANIC WOMEN INCREASED BY 2 (8.7%); AND NATIVE AMERICAN WOMEN DECREASED BY 1 (25%).

1 l

j Chart 2.1P ,

POPULATION DISTRIBUTION AND .

PERMANENT NEW HIRES BY GENDER FY 1995 i

POPULATION DISTRIBUTION 66 NEW HIRES

-- -- . . ,,, .-- - ,s

5555555:- +:-:+:+:-:

=>-

.c . . .

.. .-- -.,-.f

, .,e -

I C2.7%

FY 1996 J

l POPULATION DISTRIBUTION 94 NEW HIRES 1

l.

1

+:+:

-- .- -:+. - -

eN m7 sra

:-~- -.- :- - -:-:-
:-:.: wouEsss seas
-: : .9.."_:.:_ ,,: :.

..: : : +:9:.

3

] ..

"~

l MEN 58 l MEN 1947 61 7 % ~

1 e2 n 1

1 1

j THE GENDER DISTRIBUTION WITHIN THE NRC FROM FY 95 TO FY 96 REMAINED ESSENTIALLY UNCHANGED. THE GENDER DISTRIBUTION AMONG NEW HIRES IN FY 95 WAS l

COMPARABLE TO THE POPULATION DISTRIBUTION. HOWEVER, DURING FY 96 THE t

PERCENTAGE OF WOMEN HIRED INCREASED SUGHTLY.

i

, Chart 2.13 l.

POPULATION DISTRIBUTION AND 4

PERMANENT NEW HIRES BY ETHNICITY  !

i l

l FY 1995 l

1 POPULATION DISTRIBUTION 66 NEW HIRES l

~ .

7.

'[ p -

/ $ I 's,

$.'? '*

4; g- y,- .

l -e. ,

j U% HISPANIC 6 t

l FY 1996 i

POPULATION DISTRIBUTION 94 NEW HIRES

--~,, - .

,/,.... ', ,:, ,/, --...,'s...

s s

_7www

! i .......:.

in, h

,, 1

-.v.:::::::. =

j

I w. m'2

il h . ,.

\ in es m, ,, ,

1 s "O'

i I

l THE DISTRIBUTION OF MINORITIES WITHIN THE AGENCY REMAINED VIRTUALLY 4

UNCHANGED FROM FY 95 TO FY 96. HOWEVER, THE PERCENTAGE OF MINORI'lY HIRES l INCREASED IN FY 96.

i 1

Chart 2 14 ,

i 1

3 SUPERVISORS AND MANAGERS -

l l BY GENDER l l

l AS OF 9/30/95 i TOTAL = 494 l i

MEN 413 (83.6%)

i 1;

+:+:+:+:+:-

i

,. . +: :_:.-

M M H I

WOMEN 81 (16.4%)

l ,

AS OF 9/30/96 i j TOTAL = 449 l

i

, MEN 376 (83.7%)

j

-
-: + : + : + :

s --.~.

j s

! WOMEN 73 (16.3%)

l J

I

THE DECREASE OF 45 SUPERVISORS AND MANAGERS DURING FY 1996 AFFECTED MEN AND j WOMEN SUPERVISORS IN ROUGHLY THE SAME PROPORTION.

1

1

, Chart 2.15 SUPERVISORS AND MANAGERS i

l BY ETHNICITY i

AS OF 9/30/95 i TOTAL = 494
,. - w..

l WHITE 428 (86.6%) \

! h

, \ ,

n

.+.....

l ++

-NATIVE AM 1 l 2

-APA 24 (4.9%)(0.2%) I i

llb s AFRICAN AM 35 (7.1%)

i HISPANIC 6 (1.2%)

i I

i e

AS OF 9/30/96 l TOTAL = 449 l f

m...,,,',,,

i WHITE 395 (88.0%)

l

'*h

' ' I'!*!' NATIVE AM 1 (0.2%)

-APA 1S (4.2%)

i i s AFRICAN AM 28 (6.2%)

HISPANIC 6 (1.3%)

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i I THE DECREASE OF 45 SUPERVISORS AND MANAGERS DURING FY 1996 RESULTED IN A SUGHT DECREASE IN THE PERCENTAGE OF MINORITY REPRESENTATION.

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Chart 2.j6 ,

POPULATION DISTRIBUTION AND -

AWARDS BY ETHNICITY FY 1996 POPULATION DISTRIBUTION Wu 24ss pai ....,N

-APA 196 (6.3%)

' AFRICAN AM 377 (12.1 %)

' HISPANIC 66 (2.1%)

AWARD AMOUNTS AWARD RECIPIENTS WTE $1,2Q159 (824%) WE m @m) ,

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WCAN AM 178 (13M)

, AFFHCAN AM $1f4.944 (10M) ,

NATIVE AM $3.f00 (02%) NABVE AM 3 (02%)

AWARD DATA INCLUDES SUGGESTION, INVENTION, SPECIAL ACT, INSTANT CASH, AND PERFORMANCE AWARDS. IN ADDITION TO THESE AWARDS, THE AGENCY AWARDED 292 HIGH QUAUTY INCREASES (HQls); AFRICAN AMERICANS RECEIVED 38 (13%); ASIAN PACIFIC AMERICANS 11 (3.8%); HISPANICS 5 (1.7%); NATIVE AMERICANS 1 (.3%); AND WHITES 237 (81.2%). OVERALL, THE PERCENTAGE OF AWARDS GIVEN TO WHITE EMPLOYEES EXCEEDED THEIR PERCENTAGE OF THE POPULATION.

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Chart 2.17

!- POPULATION DISTRIBUTION AND l l

, AWARDS BY GENDER l FY 1996 8

j POPULATION DISTRIBUTION i

! FEMALE 1157 (37.3 %)

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! MALE 1947 (62.7%)

AWARD AMOUNTS AWARD RECIPIENTS 1

I FEMALE $570,480 (37.2%) FEMALE 543 ,

(41.8 %)

+::::E_:.E.:E:+'

..::55.:.565.55_::::+_. ..

+:+:-:::-:+- v+:+:+:-:+ -

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, i MALE $962,106 (62.8%)

MALE 757 (58.2%)

AWARD DATA INCLUDES SUGGESTION, INVENTION, SPECIAL ACT, INSTANT CASH, AND PERFORMANCE AWARDS. IN ADDITION TO THESE AWARDS, THE AGENCY AWARDED 292 HIGH QUALITY INCREASES (HQls); FEMALES RECEIVED 146 (50%) AND MALES RECEIVED 146 l (50%). OVERALL, THE PERCENTAGE OF AWARDS GIVEN TO FEMALE EMPLOYEES EXCEEDED THEIR PERCENTAGE OF THE POPULATION.

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.; PATCOB COMPARISONS a

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PERCENTAGE OF PERMANENT EMPLOYEES BY PATCOB - COMPARED WITH 1990 CENSUS DATA UNITED STATES AS OF SEPTEMBER 30,1996

~

TOTAL WHITE MINORITY AFRICAN AMERICAN HISPANIC NATIVE AMERICAN ASIAN PACIFIC AMER NRC EEOC : DIFF NRC 'EEOC ? DIFF NRC E EEOC i DIFF NRC 'EEOC ! DIFF NRC :EEOC i DIFF NRC ' EEOC i DIFF NRC i EEOC ' DIFF ,

PROFESSIONAL M: 83.7 %! 63.0 % ' 20.7 % 70 9%I 54.7%! 16.2% 12.8% 8.3%! 4.5% 33% 2.4%I 09% 1.7%! 2.1% -0.4% 0.1% 0.2% -0.1 % 7.7%! 3.5%i 4.2%

F: 16 3%i 37.0% -lln7% 12.4%; 30.3%!-17.9% 39%f 6.7% -2.8% 2.3% ' 3.2%l -0.9% 0.4% i 1.4%! -1.0% 0.0%i 0.2% -0.2% 1.3% 1.9% -0.6%  !

T: 100 0% : 100.0%l i

83.3 % 85.0 %i -1.7 % 16.7% 15.0%l 1.7% 5.6%; 5.6%' -0.0% 2.0%; 3.5%! -1.5% 0.1% ! 0.4%i-03% 90%l 5.4% i 3.6%

ADMINISTRATIVE M: 50.0 %! 50.0 % -0.0% 42.6%! 42.1%! 0.5% 7.4%: 7.9%! ' -0 5% 5.7% 3.6%{ 2.1% 1.4%: 2.6%!!-1.2% 0.3%! 0.3%: 0.0% 0.0%! 1.4%l"-1 A%

F: 50.0% ! 50.0 % 0.0% 35.8 %! 40.4 %[14.6% 14.2% : 9.6%: 4.6% 12.0 % 5.3%! 6.7% 0.7%i 2.6%! -1.9% 0 0%! 0.3%~. -0.3% 1.5% ' 1.4% ! 0.1%

T: 100.0 % 100 0% 78.4% 82.5%; -4.1% 21.6%! 17.5%' 4.1% 17.7%! 8.9%! 8.8% 2.0%! 5.2% -3.2% 0.3% 05% -0.2% 1.5% . 2.8% -1.3% i TECHN! CAL M. 12.0%i 45.1%!-33.1% 8.5%! 361%;-27.6% 3:5%' 9 0W -5.5% 2.7%! 3.6%' -0.9% 0.4% t 3 2%I;-_-2.8% 0.0%i 0.4%: -0.4% 0.4 % 1.9% p1.5% i

. F: 88.0%l 54 9 %. 33.1 % 50.0%! 42.9%: 7.1% 39.0% 12.0W 26.0% 30.6% . 6.6%l 24.0% 2.3%) 3.4%[ -1.1% c.6%; 0.4% 0.4% 4.3% 1.6% ; 2.7%  ;

T: 100 0 %: 100.0%i 58.5 % 79.0 %!-20.5 % 41.5 % ! 21.0 %: 20.5 % 33.3 %) 10.2 %; 23.1 % 2.7% 6.6%: -3.9% 0 8%' O.7%; 0.1% 4.7%! 3.5W 1.2% 4 t

CLERICAL M. 5.3W 19.5%:-14 2% 2.7%i 14.0%l-11.3% 2.7%! 5.5%l -2.8% 2.7%! 2.8%l -0.1% '.1.7V i 0.0% 0.1% -0.1 % 0.0%I 0.8%! -0.8%

F: 94.7% ' 80.5%l 14.2% 70.8 % 63.4 %; 7.4% 23 9%! 17.1 %; 6.8% 20.1%l 9.6%l 10.5% 0.0%!

2.4W 5.2%1.7%[G18% 0.3 W 0.5%! -0.2% 1.2%! 1.9% -0.7% l T: 100.0%. 100.0%; 73.5%l 77.4%; -3.9% 26.5%l 22.6% 3.9% 22.7%j i2.3%j 10.4% 2.4% i 6.9%l -4.5% 0.3% 0.6% -0.3% 1.2% - 2.7% -1.5%  ;

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BLUE COLLAR M. 81.8%! 85.9W -4.1% 54.5 % 65.4 %*-10.9% 27.3%l 20.5% 6.8% 27.3 % 9.1 %i 18.2% 0.0%; 0.0% ) 0.8%l -0 8% 0 0%[ 1.7%I-1.7%

F: 18.2% 14.1%l 4.1% 18,2%! 9.8%l 8.4% 0.0%j 4.3%! -4.3% 0.0%l 2.2%I-2.2%

72.7W 75.2% -2.5% 27.3W 24 8% 2.5% 27.3 % 11.3 % 16 0%

8.7%[C-8.7%

0.0%i 1.5% ~- 1.5% 0.0%! 0.2% -0.2% 0.0%; 0.5%; -0.5%  ;

T: 100 0 % 100.0% 0 0% 10.2% -10.2% 0.0%i 1.0% -1.0% 00% 22% -2.2% e i

NOTE: SHADED AREAS SIGNIFY SPECIFIC ETHNIC OR GENDER CATEGORIES (NOT APPLIED TO TOTALS OR WHITE MALES) WITH AN UNDERREPRESENTATION OF MORE THAN 1%. L ANALYSIS: OVERALL HISPANICS ARE THE MOST WIDELY UNDERREPRESENTED GROUP FOLLOWED BY ASIAN PACIFIC AMERICANS. WHITE FEMALES ARE l UNDERREPRESENTED IN BOTH THE PROFESSIONAL AND ADMINISTRATIVE CATEGORIES. IT SHOULD BE NOTED THAT IN THE CAD, THE PROFESSIONAL CATEGORY  ;

INCLUDES MANY OCCUPATIONS (E.G., SOCIAL SCIENTISTS, NURSES, ETC.) THAT ARE NOT BEING RECRUITED AT THE NRC. I I

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l ORISE AVAILABILITY COMPARISON .

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1996 ORISE AVAILABILITY VS. NRC POPULATION IN SELECTED OCCUPATIONS BY ETHNICITY .

WHITE MINORITY AFRICAN AMERICAN HISPANIC NATIVE Ak1ERICAN ASIAN PACIFIC AMER TOTAL NRC ORISE : DIFF NRC 'ORISE' DiFF NRC ORISE; DIFF NRC ORISE; DIFF NRC 'ORISE! DIFF NRC i ORISE : DIFF NRC ORISE ? DIFF M: 54.5%' 70.6% L16.1% 47.3%: 65 3%!-18.0% 7.3% ' 5.1 % ' 2.2% 36%! 1.9%I 1.7% 1.8%! 2.0%! -0.2% 0.0% ' O.1%! -0.1% 1.8%[ 1.1%! 0.7%

LAWYERS F: 45.5 % 29 6 %i 15.9% 36.4%' 25.8%: 10.6% 9.1% 3.7% 5.4% 5.5% l 1.7% 3.8% 0.0 W 1.1 % l -1.1 % 0.0%: 0.1 % ! -0.1 % 3.6% 0.8%i 2.8%

M: 55.7% 69.7 % -14.0 % 46 8% 59.5W-12.7% 8.9%l 10.1%! -1.2%

I 7.6%! 2.4% ~ 5.2% 1.3%! 1.9%i -0.6% 0.0% 0.1%! -0.1% 0.0% 5.7% E-5.7%

COMPUTER SPEC 5.1%; 3.3%[ 1.8%

F: 44.3 % 30.3 % 14 0% 30.4 % 24.0%! 6.4% 13.9% ' 6.3% ' 7.6%

i 89%; 2.1%l 6.8% 0 0%! 0.8%l -0.8% 0.0%( 0.1%l -0.1%

M. 78.2 % -2.6% 64 5%: 74.0 %i -9.5% 11.1%! 4.2%! 69% 3.2%l 1.9% 1.3% 3.2%i 1.2% ' 2.0% 00%i 0.1%~ -0.1 % 4 6W' 1.0%i 3.6%

HEALTH PHYSICS 75.6 %~ 0.5 W 0.6%; -0.1%

F: 24 4 % 21.8 % 2.6% 19.8 %' 20.2 % -0.4% 4 6%! 1.6%' 3.0% 3.7% 0.7% 3.0% 0.5%i 0.3% ' O.2% 0.0% ! 0.0% ': 0.0%

I 0.0%) 3.6%l~-3.6% 0.0%! 0.1%l -01% 65.2 % 9.4 %! 55 8 %

CIVIL ENGINEER M: 95.7 % 91.3 % 4.4% 26.1%' 74 9%[-48 8% 69.6 % 15.0%! 546% 4.3%! 1.9%! 2.4%

0.0% 0.3% -0.3% 0.0% . 0.5% : -0.5% 00% 0.0%! 0.0% 0.0% 1.6% U1.6%

F: 43% 10 3%; -6.0% 4.3% 7.5%[ -3.2% 0.0% 2.4%l -2.4%

ELECTRICAL ENGR M: 95.7% . 95.4%; 0.3% 60.9 %' 77.6 % -16.7 % 34 8W 16.6%i 18.2% 10.9%i 2.7%~ 8.2% 2.2%! 3 5%! -1.3% 0.0% 0.1% -0.1 % 21.7 % 10.3 %i 11.4 %

6.1% -1.8% 0.0% 3.7% [ -3.7% 4.3% 2.1% 2.2% 2.2% l 0.7% 1.5%

i 0.0%: 0.3%i -0.3% 0.0%i 0.0% 0.0% 2.2% ' 1.1% ~ 1.1 %

F: 4.3%:

MATERIALS ENGR M: 88.6%~ 89.9%' -1.3% 68.6% 76 5W -7.9% 20.0 % 10.7 %I 9.3% 2.9% i 1.9% - 1.0% 2.9W 2.3%i O.6% 0.0% ' O.0%i 0.0% 14.3% 6.5% : 7.8%

F: 11.4%l 13.2% -1.8% 11.4%; 10.4 % 1.0% 0.0% - 2.4%: -2.4% 00%' O.4% ' -0.4% 0.0% ! 0.5% -0.5% 00%: 0.2% ' -0.2% 0.0% , 1.3% ! '-1,3%

MECHANICAL ENGR M: 83.7%,' 94.8%l-11.1% 55.8%l 80.9%l-25.1%27.9% .12.9%l 15.0% 0.0%l 2.0%[-2.0% 2.3%l 2.5%l -0.2% 0.0%! 0.2%l -0.2% 25.6% . 8.2%f 17.4%

F: 16.3% 6 0%; 10.3% 7.0% j 4.7 W 2.3% 9.3% ! 1.2% ! 8.1% 2.3% l 0.5% - 1.8% 0.0W 0.2% -0.2% 0.0%; 0.0% . 0.0% 7.0% 0.5% 6.5%

M: 92.3%' 89.8 % 2.5% 83.4 %i 75.6 %! 7.8% 8.9%! 14.1% -5.2%

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2.1%!i 2.4% -0.3% 1.6% 3.2%i^-1.6% 0.2% ' O.5% . -0.3% 5.0% ' 8.0% [ '-3.0%

NUCLEAR ENGR 7.7% 10.3 %I -2.6% 6.4% ' 8.9% [ -2.5% 1.4%i 1.4% ' -0 0% 0.5% 1.3%' -0.8% 0.7%

i 0.0%! 0.7% 0.0%: 0.0% 0.0% 0.2% 0.1%! 0.1 %

F:

NRC DATA AS OF SEPTEMBER 30,1996 NOVE: SHADED AREAS SIGNIFY SPECIFIC ETHNIC OR GENDER CATEGORIES (NOT APPLIED TO TOTALS OR WHITE MALES) WITH AN UNDERREPRESENTATION OF MORE THAN 1.0%.

ANALYSIS: OVERALL WHITE FEMALES ARE THE MOST WIDELY UNDERREPRESENTED GROUP. IT WOULD TAKE SEVERAL REPLACEMENT HIRES TO BRING THIS GROUP IN LINE WITH ORISE DATA. IN ALL OTHER GROUPS, EXCEPT FOR ASIAN PACIFIC AMERICAN MALE COMPUTER SPECIALISTS, REPRESENTATION WOULD COME IN LINE WITH ORISE DATA BY HIRING 1 REPLACEMENT EMPLOYEE IN EACH GROUP.

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RESPONSE TO STAFF REQUIREMENTS MEMORANDUM P

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RESPONSE TO STAFF REQUIP.EMENTS MEMORANDUM s  ;

j Following the last Commission briefing on the EE0 Program on July 31, 1996.

the staff was asked to keep the Commission informed about several aspects of  ;

. the program. The staff's response was provided in the October 2. 1996.

i memorandum on that subject. Both documents are included in this attachment.

Additionally, information about the status of joint issues raised by the EE0 1

Advisory Committees is provided in Attachment 4.

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. The development of a course for preparing supervisors and persotw91 management i specialists to provide constructive feedback to candidates who are not selected for positions or promotions was reported on in the October 2.1996.

4 staff response. Since that time OP has conducted a pilot session of i " Effective Management Participation in Merit Staffing" for several supervisors 1 and personnel management specialists, and will be conducting sessions at Headquarters and Regional Offices throughout FY 1997. )

The Commission also asked OP and SBCR to work with the EE0 Advisory Committees '
to ensure that new database systems include pertinent statistical information i for future tracking needs. The EE0 Advisory Committees have established a data committee that works with SBCR and OP on establishing data requirements, t 4

and both Offices will continue to work with the-Committees as new systems are  :

developed.

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, Action: Bird. OP/_  !

  1. ono Tucker, SBCR '

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UNITED STATES Cys: Tay1or I o NUCLEAR REGULATORY COMMISSION Milhoan

  • E W ASHINGTON,0.C. 20555 Thompson o f Blaha

% ***19%fSEP 17 N18: 03 september 13, 1996 IN RESPONSE, PLEASE REFER TO ,g C 0 7-21 r l

OFFICE OF THE jj g g.g.7  !

SECRETARY ho: TW ucics I imo trn ,

l MEMORANDUM TO: James M. Taylor 4Jd d i.

l Executi ire or for Operations gg 6m/ 6/MN [

FROM: John . oyle, tary i

SUBJECT:

STAFF REQUIREMENTS - BRIEFING ON EEO PROGRAM, i (SECY-96-157), 2:00 P.M., WEDNESDAY, JULY 31,  !

1996, COMMISSIONERS' CONFERENCE ROOM, ONE j WHITE FLINT NORTH, ROCKVILLE, MARYLAND (OPEN TO PUBLIC ATTENDANCE)

The Commission was briefed by the NRC staff on the progress made  !

during the last six-months on the EEO programs. Representatives from the EEO Advisory Committees provided information about joint  !

Committee issues that are being discussed with the staff. l The staff should continue to keep the Commission informed about the status of efforts to address joint issues raised by the EEO Advisory Committees. The staff should consider: (:1 )

establishing more structured procedures to provide constructive feedback to non-selected candidates; (2) providing personnel specialists and supervisors with formal training that will assist them in counseling non-selected candidates on how to broaden their skills and gain knowledge to enhance their potential for future positions; (3) having the Office of Small Business and j Civil Rights (SBCR) formally participate on Executive Resource Board Review Group; and (4) adopting other measures to enhance the effectiveness of the Office of SBCR.

The EEO Advisory Committees should be given the opportunity to work with the Gffice of Personnel and SBCR to ensure that new database systems include pertinent statistical information for i future tracking needs. j i

The staff should also prosride the Commission information on (1) {

the number of employees who are currently certified SES  !

candidates or in the feeder groups for SES or SLS positions and how many minority women are in these groups; and (2) the methods that could be used to enhance advancement opportunities for

minority women who wish to advance into the SES/SLS program.

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-(soGF- (OP/SBCR) (SECY Suspense: 9/30/96) 9600142 l

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cc: Chairman Jackson Commissioner Rogers Commissioner Dicus i Commissioner Diaz  ;

Commissioner McGaffigan OGC j OCA OIG Office Directors, Regions, ACRS, ACNW, ASLBP (via E-Mail) }

PDR - Advance '

DCS - P1-24 i

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  1. Clige

'.' 8 & UNITED STATES j j f

NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555 0001 n*%*****p$ October 2, 1996 MEMORANDUM T0: Chairman Jackson Commissioner Rogers Commissioner Dicus Commissioner Diaz Commissioner McGaffigan 4 FROM: James M. Taylor j Executive Direc for Operations I

SUBJECT:

STAFF REQUIREM S - BRIEFING ON EE0 PROGRAM i 4

The following information is provided in response to the Staff Requirements

Memorandum following the July 31, 1996, briefing on the NRC's EE0 program.

3 There are currently 17 NRC employees certified as Senior Executive Service (SES) candidates, including 12 graduates of the most recent NRC SES Candidate i Development Program (CDP), four graduates of earlier NRC CDPs, and one graduate of the Department of Energy's CDP. Of the 23 original participants in the most recent CDP, there were 5 women (one a minority) and 4 minority males.

In the GG-13, -14, and -15 feeder groups, there are 2,007 employees, of whom 97 are minority women. The chart below illustrates the relevant numbers and g

percentages.

I  ;.GG-15 i

z GG-13: .GG-145  : Summary, m..

13-15

! ~ Men. 5 Wome'n ? LMen : ' Women..-Ment iWomen Minorityj i (%)- -(%)- ' i(%)~ Women.

(%) (%)1 '(%).

Asian Pacific 20 9 58 11 58 4 24 i American (4) (2) (7) (1) (8) (.59) i Hispanic 8 13 5 12 2 5 1 (3) (1) (1) (.25) (.73) (.15) i j White 293 116 550 125 516 64 (56) (22) (68) (16) (76) (9)

Native 1 0 1 0 2 0 4 American (.19) (0) (.12) (0) (.29) (0)

! African 30 32 27 19 19 14 65 American (6) (6) (3) (2) (3) (2)

! Total: 97

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The methods available to improve advancement opportunities into the SES or Senior Level System (SLS) for minority women are those generally available to all employees. These avenues include relevant education and training, opportunities to develop and demonstrate strong written and oral communication skills, a wide variety of meaningful assignments with exposure to various ,

offices and regions, reactor sites, and one or more of the major program i offices, and mentoring. In addition, for employees wishing to move into the SES, the more diverse the work history, the greater the likelihood of advancement. For employees preferring to enter the SLS, in-depth work experience and subject-matter knowledge in an area of crucial interest to the Agency is the more likely route. SBCR will communicate directly wi.th employees in the feeder groups regarding the career development options mentioned above, as well as career development strategies.

As directed in the SRM, the staff is also investigating structured procedures to provide feedback to non-selected candidates, and has begun developing formal training modules for supervisors and personnel specialists to give them  !

the skills they need to assist non-selected candidates. The staff is working l with the EE0 subcommittees to explore such training.

I will discuss with the new Director of the Office of Small Business and Civil Rights and other staff ways of enhancing the overall effectiveness of that Office. The outcome of these discussions will be included in the next EE0 paper.

cc: SECY OGC OCA OPA OIG

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Attachment 4 l

I EE0 ADVISORY COMMITTEES

  • STATEMENT

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NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 2006dH1001 4

o YS 4 . . . . . ,o i

i MEMORANDUM TO: Irene P. Little, Director

Office of Small Business and Civil Rights j FROM
EE0 Advisory Committee Chairpersons i

SUBJECT:

EE0 ADVISORY C0mITTEES JOINT COMISSION BRIEFING STATEMENT j The Equal Employment Opportunity Advisory Committees jointly conduct biannual Commission meetings with the Office of Small Business and Civil Rights (SBCR),

Office of Personnel (OP), and the Comission to discuss progress in implementing the agency's EE0 program.

After the last Equal Employment Opportunity (EEO) Briefing, (SECY-96-157), the t

EE0 Advisory Comittees adopted, in consultation with SBCR and OP, a joint i strategic plan that established three subcomittees (composed of members of the i Advisory Committees, SBCR, and OP) to develop an agenda to address the open Joint i Statement Issues (and associated questions) as well as other important issues.

Substantial progress has been made to date in the deliberations of these l subcommittees. A report from each of the subcommittees is included in the

attached EE0 Advisory Committees Joint Comission Briefing Statement. Specific j issues representing the additional concerns of individual comittees are included in Attachments 2 through 7 to this statement.

I We are happy to report that mutual cooperation, hard work and improved j communication between the EE0 Advisory Comittees, the Office of Small Business and Civil Rights, and the Office of Personnel have resulted in a positive

approach to seeking resolution to long-standing issues. t constructive framework has been established in order to develop policy alternatives that are effective
and that address the concerns and interests of all the EE0 Advisory Comittees.

l If you have any questions, please contact Roxanne Summers at (301) 415-7371 or 4 Larry Vick at (301) 415-3181.

Attachments: As stated i

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4 j EE0 ADVISORY ComITTEES JOINT STATEMENT i

i Chairman Jackson, Commissioner Rogers, Commissioner Dieus, Commissioner Diaz, l and Commissioner McGaffigan, Executive Director for Operations, and the Office j of Small Business and Civil Rights, the Equal Employment Opportunity Advisory

Committees (the Committees) sincerely appreciate the opportunity to express j our views and concerns regarding the Nuclear Regulatory Commission's (NRC's) l Equal Employment Opportunity (EEO) program. The advisory committees are

i Affirmative Action Advisory Committee (AAAC), Advisory Committee for African i Americans (ACAA), Asian Pacific American Advisory Comittee (APAAC), Committee ,

j on Age Discrimination (CAD), Federal Women's Prograa Advisory Committee j (FWPAC), and Hispanic Employment Program Advisory Committee (HEPAC).

This is the third time the Committees have consolidated those issues of common interest into a joint statement. On July 10, 1996, the Committees reported in

- SECY-96-157 on the status of the issues of common interest to all the j Committees. The Committees, in consultation with the Office of Small Business l and Civil Rights (SBCR) and the Office of Personnel (OP), used a team approach l

. to develop an agenda to address and resolve the open Joint Statement issues i and questions raised by the Comittees. The first product of the teams' i strategic plan established three subcomittees comprised of members from each

of the EE0 Committees as well as SBCR and OP. The subcomittees created are:

i 1) Performance Monitoring; 2) Managing Diversity; and 3) Selection. A report j on each subcommittee's activities is included in this statement. Specific

! issues t epresenting the additional concerns of individual committees outside i the scope of the subcomittee efforts are included as attachments to this j stateme1t. ' '  !

i Performance Monitorina Subcomittee Report .

l i The Perforwance Monitoring Subcomittee was tasked to address the following specific Joint Statement issues respectively: - Monitoring and Evaluation of Affirmative Action Programs (Issue No. 2); Increased Representation of Women i and Minorities (Issue No. 5); Examination and Repott on Specific Concerns of i EE0 Committees and Root Causes (Issue No. 9); Strategic Planning (Issue No.

3); and Management Accountability (Issue No. 4).

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! In an attempt to better understand the goals and objectives, processes, and l

effectiveness of the NRC affirmative action programs / initiatives, it is

important to understand the term " affirmative action." The term " affirmative

! action," as defined and practiced in the NRC and throughout the Federal

! Government, is synonymous with Equal Employment Opportunity, and refers to j measures that promote opportunities in recruitment, employment, education, and i

government contractir.g for qualified women, minority groups, and the disabled

! formerly subject to discrimination or its continuing effects. It is recognized that this concept does not support preference program (s) in which a particular group is given an advantage based on numerical goals or relaxed i qualifying criteria. The only true preference program at NRC is the Veterans j Preference Program. Attachment 1, " Initiatives That Support Affirmative

Action / Equal Employment Opportunity Objectives," identifies thirty-four j programs / initiatives that support ways and means tc achieve the objectives of 4

inclusion and equal opportunity. The initiatives cover a wide range of i

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developmental areas in the administrative, technical, professional, and clerical fields for both supervisory and non-supervisory staff niembers.

The Subcommittee believes there is a general lack of knowledge among the staff regarding the kinds of initiatives offered by the agency and how effective or successful these initiatives are in meeting stated goals. Therefore, it is recommended that a better understanding of the term and concept of "affinnative action" be routinely comunicated by the highest level of the '

agency. In addition, a review of the objectives in Management Directive 10.61, "NRC Equal Employment Opportunity Program," should be undertaken periodically.

The Subcommittee is currently working on the issue of " Increased Representation of Women and MinoriGes" (Issue No. 5). It is also evaluating specific data associated with each program / initiative in Attachment 1. A concentrated effort by SBCR and OP is in progress to provide data on these programs / initiatives. The data will include the number of participants, demographics, how evaluation of the program is achieved, achievements of the program, and an overall recomendation regarding the effectiveness of the program. Data analysis is expected to be completed during FY97.

Concurrently, the Subcommittee is working on Issue 9, " Examination and Report on Specific Concerns of EE0 Committees and Root Causes." An initial review of EEOC's Annual Federal Employment Opportunity Statistical Report of Discrimination Complaints (FY95), which includes NRC's EE0 Counseling / Contact Statistical Report, provided valuable information for a root cause analysis.

Although NRC EE0 complaints are not reviewed to determine common circumstances and trends, SBCR has proposed to perform an analysis, over a five-year per,tod, using information gathered from EE0 counselors and from " town meetings" and other sources. A summary report is planned for the next EE0 briefing.

The Subcomittee plans to work toward resolution on Issue No. 3, " Strategic Planning," and Issue No. 4, " Management Accountability," in the 2nd quarter of FY97.

Manaoino Diversity Subcommittee Report The Managing Diversity Subcommittee was tasked to review the management culturn of the agency and how well it has adapted to a changing workforce.

It is based an the belief that a qualified, diverse workforce is NRC's greatest potential strength and can lead to enhanced regulatory effectiveness. i The Federal Government is changing as evidenced by budget reductions, fewer supervisory positions, limited hiring and promotions, the need to do more work I with fewer resources, and a more culturally diverse workforce. Additionally, changes in the nuclear industry, regulatory reform legislation, and a shift to new technologies have created new challenges for the Agency in carrying out its public health and safety mission.

i A managing diversity approach, where managers seek to obtain the highest level '

of contribution from all of their employees, is in the agency's best interest.

Managing diversity, along with engaging all NRC employees in achieving excellence in staff activities affecting regulatory oversight, should receive more attention so as to improve the kind of work environment that maximizes '

every employee's contribution.

The Commission has recognized this and, in order to maintain and foster regulatory effectiveness, has initiated a comprehensive Strategic Assessment N and Rebaselining effort to help determine the agency's path. Preliminary statements concerning one of the agency's Direction Setting Issues, Issue #23,

" Enhancing Regulatory Excellence," suggests that the staff and the Commission see a need to develop "an NRC organizational culture insisting on excellence in staff activities affecting regulatory oversight." Commission preliminary views state that strategies designed to improve the way the NRC does its job should include " measures to engage the work force at the grassroots level and to stimulate management and employee communications in problem solving."

If each employee is able to contribute to his or her full potential regardless of ethnicity, gender, religion, culture, age, disability, education, occupation, or any other " difference," the need for Committees to promote equal employment opportunity for different groups of employees would disappear. The long-term goal of the Subcommittee on Managing Diversity is to  !

assist in implementing an effective strategy for managing diversity. The j near-term objective of this Subcommittee is to gather and provide information that may be useful to the Agency about how a " Managing Diversity Strategy" could help to further the goal of achieving regulatory excellence. The Subcommittee intends to provide this information for consideration by the.  !

staff working on implementation of Direction Setting Issue #23. j Specific actions the Subcommittee has initiated are: 1) understanding the i basic concepts of diversity by reading the book Beyond Race and Gender, by R. i Roosevelt Thomas, Jr., American Management Association,1992; 2) obtaining a list of organizations that are in the process of implementing a " managing l diversity" strategy and making contact to gather information on the rewards  ;

and difficulties of taking an Managing Diversity Approach; and 3) sending a  :

representacive to a meeting at the National Institutes of Health on " Leading Change" on December 5-6, 1996, to gain additional insight on diversity issues.

Selection Subcomittee Report The Selection Subcommittee was tasked to look specifically for practices and policies that might be responsible for the perception that some form of preselection exists in filling vacancies and giving promotions, awards, and other benefits. ,

In order to understand the scope of this issue, the Subcommittee began its work by defining " preselection" as a selection that is predetermined and not based on a fair and equitable assessment of each candidate's qualifications, when competitive procedures are used. The perception of preselection applies to positions that are advertised through the Merit Selection Process, as well

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as to participation in special training programs (i.e., programs where employees compete and are selected or recommended for participation by management). In addition, although not competitive in the conventional sena, I there is also a perception of disparate treatment in the granting of i' perfomance awards.

Preselection is primarily caused by manipulating the selection system to l select preferred individuals. Although preselection may only be a perception - l in some cases, such prevalent misconceptions adversely affect the staff and should be addressed. The agency's decisions on hiring, promoting, training, l and rewarding performance should be based solely on an employee's ability,

! knowledge, skills, and experience, through open and fair competition. The l Subcommittee is also concerned that all members of the staff receive fair and l equitable treatment in agency actions related to downsizing and reorganization.

The Subcommittee was tasked to: (1) develop criteria for examining and identifying possible evidence of preselection; (2) review NRC policies,  ;

procedures, and practices related to the position classification process (job series and grade level); preparation and posting of vacancy announcements; the position selection process, including criteria for determining applicants' qualifications; promotions, including promotions throtgh accretion of duties; availability of and selection for special training programs, including i rotational assignments, and criteria used for selection and job-performance j l awards, including correlation to annual performance appraisals, and grade levels and office allocations related to the granting and frequency of awards; (3) determine if there is a reasonable basis for tne perception of preselection practices; (4) initiate discussions with other Federal. agencies to learn about similar experiences and approaches to resolving this problem; and (5) finalize and present its recommendations, in report format, to the Office of Small Business and Civil Rights.

The Need for a Strono and Independent SBCR  !

In the EE0 Advisory Committees Joint Statement of July 19, 1996, we urged the agency to appoint a strong director of SBCR with prior experience in running an effective EE0 program. We also asked that consideration be given to making l

SBCR a Commission office, reporting directly to the NRC Chairman. This would address the concern that a conflict-of-interest exists because the SBCR is tasked with identifying deficiencies in the performance of the staff, while  !

they are supervised by that same management.

l We note that, on the new Organization Chart distributed to the staff in the l

announcement dated December 3, ~1996, the Office of SBCR now reports to the

! Deputy Executive Director for Management Services, rather than to the EDO.

This change does not resolve the conflict-of-interest issue but rather makes SBCR even less independent than before. However, the announcement stated that this would ensure a continued emphasis on SBCR issues, which is also the goal of the EE0 Advisory Committees. We look forward to working with the new Director of SBCR on the important EE0 issues discussed earlier in this paper.

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t i-Summary Statement I As we reported last July, we are not only working together better as EE0 Committees, but our relationships with the Office of Small Business and Civil i Rights and the Office of Personnel have improved. In addition, each of the l subcommittees has developed a cooperative working relationship with SBCR and ,

OP. The committee is optimistic that the information provided to the '

Commission will be useful in addressing EE0 concerns. While the new spirit of '

cooperation has been helpful in approaching these difficult areas, there is no  !

, question that problems exist. It is the belief of the advisory committees ,

that the NRC workforce does not perceive this agency as providing equal l

employment opportunities for all its members. We have no illusions that the j problems associated with EE0 will be easy to solve, but we are optimistic that '

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- we can help to identify some of the causes of EE0 concerns and to make -

recommendations to bring about solutions.

In conclusion, the EE0 Advisory Committees appreciate the attention the Commission has given to our concerns as we all strive to bring about beneficial changes at the workplace.

4 Jacob Philip, Chairperson, Affirmative Action Advisory Committee (AAAC)

Reginald Mitchell, Chairperson, Advisory Committee for African Americans (ACAA)

Sudhamay Basu, Chairperson, Asian Pacific American Advisory Committee (APAAC)

Sharon Connelly, Chairperson, Committee on Age Discrimination (CAD)

Roxanne Summers, Chairperson, Federal Women's Program Advisory Committee f (FWPAC)

Jose Ibarra, Chairperson, Hispanic Employment Program Advisory Committee i

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INITIATIVES THAT SUPPORT AFFIRMATIVE ACTION /

EQUAL EMPLOYMENT OPPORTUNITY OBJECTIVES

1. INDIVIDUALIZED LEARNING CENTER: Offers *. training alternative to classroom instruction such as video and audio tapes, computer-based instruction, and multimedia training in computer skills, secretarial skills, management / supervision, EEO, communication, performance, project management and employee assistance.

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2. GRADUATE FELLOWSHIP PROGRAM: Designed to support recent bachelor level '

I graduates in advanced study and practical work experience in health  !

physics, nuclear engineering, and specialty engineering disciplines such l as electrical engineering, criticality engineering and probablistic risk assessment.

3. TECHNICAL MANAGEMENT - Johns Hopkins University: Prepares individuals trained and experienced in science or engineering in the elements of managing technical projects and organizing and supervising technical .

personnel.

4. NRC SENIOR FELLOWSHIP PROGRAM: Designed to advance expert status of NRC employees through advance education in disciplines critically needed to support the agency's mission.
5. SES CANDIDATE DEVELOPMENT PROGRAM: Provides high potential competitively selected GG-14 and above employees developmental activities that prepare them for future positions as Senior Executives at the NRC. A 12-month program.
6. SUPERVISORY AND MANAGERIAL DEVELOPMENT PROGRAM: Develops supervisors,and managers currently serving in supervisory and management positions at the NRC.
7. SUPERVISORY DEVELOPMENT PROGRAM: Provides high potential competitively selected employees GG-13 and above in non-supervisory positions with developmental activities that prepare them for future positions as supervisors and managers at the NRC. An 18-month program.
8. CERTIFIED PROFESSIONAL SECRETARY PROGRAM: Helps secretaries obtain training and education in subject areas outside of the narrowly defined secretarial role. Courses include accounting, office administration and communication, office technology, economics and management, business law, and behavioral science. There is a 2-day examination. NRC does not require employees to take the exam and does not pay the exam fee.
9. ADMINISTRATIVE SKILLS ENHANCEMENT PROGRAM: Helps secretaries and administrative assistants obtain training and education in a specific administrative area such as accounting, budget and finance, contract procurement, personnel, and paralegal.

ATTACHMENT 1

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10. COMPUTER SCIENCE PROGRAM: Helps secretaries and administrative l assistants obtain training and education in a computer science area such as telecommunication or computer programming.
11. WOMEN'S EXECUTIVE LEADERSHIP PROGRAM: A developmental program that provides supervisory and managerial training and development opportunities for high potential GG-II/12 Federal employees. Under the direction of the Graduate School, USDA. This is a 12-month program. ,
12. MANAGEMENT DEVELOPMENT CENTER PROGRAMS: The Office of Personnel Management provides courses that focus on knowledge and skills for effective supervision, techniques for improving supervisory performance and organizational effectiveness, and issues of public administration.
13. MENTORING PROGRAM: Designed to pair a more experienced employee who volunteers to assist a less experienced employee with his or her career goals and aspirations. The objectives are to improve staff members' productivity and potential for advancement, to support upward mobility and human resource development, to improve staff morale, and to help meet equal employment opportunity goals.
14. CAREER COUNSELING: Provide employees an opportunity to explore career-related issues in a confidential manner. Employees are given assistance in identifying and dealing with personal strengths and areas needing improvement. The counseling services includes four 50-minute sessions.
15. INTERN PROGRAM: Provides training and development of recent engineer,ing graduates who have only limited nuclear-related, industrial, and regulatory experience through a series of rotational and training assignments. This is a two-year program.

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16. ROTATIONAL ASSIGNMENTS: Assignments through which employees gain l experience and, new career challenges that may enhance career potential,  !

and through which managers may fully utilize employees to meet  !

organizational objectives. 4

17. STUDENT CAREER-EXPERIENCE PROGRAM (the old COOPERATION EDUCATION PROGRAM): Provide for experience for students that is directly related to their educational and career gnis. Assignments will consist of  :

accredited school work combined w).n career-related work at the NRC.

18. STUDENT TEMPORARY EMPLOYMENT PROGRAM (the old STAY-IN-SCHOOL PROGRAM):

Provide for temporary appointments for students (high school or college). Duties do not have to be related to the student's academic or career goals. Assignments may not exceed one year, and students must meet minimum academic and job performance requirements.

19. SUMER SCHOOL PROGRAM: Provide summer employment for youth under the provision of the Atomic Energy Act of 1954, Section 161d. Must be at least 16 years old.

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20. INDIVIDUAL DEVELOPMENT PLAN: Personalized training tool used by employees to systematically plan for training and experience. Must obtain supervisory approval of the plan.
21. UPWARD MOBILITY PROGRAM: Provide employees at lower grade levels developmental opportunities that will eventually qualify participants for technical and administrative positions with NRC. ,
22. EXECUTIVE RESOURCES BOARD REVIEW GROUP: Objective is to ensure that senior management is aware of the availability of highly qualified women and minorities for all SES and Senior Level positions and all non-bargaining unit positions at the GG-15 level. Encourages broadening the ,

recruitment net to attract more applicants from the targeted groups.  !

23. SPECIAL EMPHASIS PROGRAMS: Designed to enhance the education and awareness of issues and activities that impact women, minorities and persons with disabilities, monitor the effectiveness of initiatives and i recommend agency-wide affirmative /EE0 initiatives, identify barriers, and promote equal opportunity.
24. APPLICANT REVIEW SYSTEM (ARS): Designed to create and maintain a talent pool of applicants for current and future vacancies, and produce a variety of user designed and manipulated reports.
25. CENTRALIZED SECRETARIAL RECRUITMENT PROGRAM: Designed tn recruit highly ,

qualified secretarial applicants and provide them with training and development prior to permanent placement within the NRC.

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26. EMPLOYMENT PROGRAM FOR PERSONS W/ DISABILITIES: Targeted recruiting activity to identify highly qualified applicants with known disabilities for NRC vacancies. Targeted areas include the VA, colleges and universities, professional organizations, etc.
27. TARGETING RECRUITING AND ADVERTISING: Targeted recruiting activity to identify highly qualified women, minority applicants, and the disabled for NRC vacancies. Targeted areas includes professional organizations, minority / women colleges and universities, and career fairs.
28. AUTOMATED MERIT SELECTION TRACKING SYSTEM (CERTS System): Designed to maintain a list of qualified applicants, best qualified applicants, and selectees for vacancies, assess the effectiveness of NRC's Merit Selection Program, and produce a variety of user designed and manipulated reports.
29. REASONABLE ACCOMMODATIONS PROGRAM: Designed to make reasonable accommodations for persons with known physical or mental limitations for a qualified disabled applicant or employee (Section 501, The Rehab. Act of 1973).

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30. EXIT INTERVIEW SURVEY: To obtain constructive information/ feedback from departing employees regarding employment practices at the NRC. This information is used to evaluate and improve NRC human resources  ;

policies, practices, and programs. Participation in the interview '

survey is voluntary and kept confidential. I I

31. RATING CRITERIA REVIEW: Process of review to assess job requirements and '

I determine job-related criteria for vacancies. -

32. MONITOR MERIT SELECTION PROCESS: Assures equitable operations and consistent application of merit selection principles and policies.
33. SENIOR RESIDENT DEVELOPMENT PROGRAM: Designed to train qualified individuals in nuclear technology and regulatory affairs sufficiently to certify them as Senior Resident Inspectors. Applicants will be considered from within and outside the agency.
34. RESIDENT DEVELOPMENT PROGRAM: Designed to train qualified individuals in nuclear technology, inspection, NRC regulatory affairs sufficiently to certify them for non-competitive selection as Resident Inspectors.

Candidates for this program may include current NRC employees, employees from other government agencies and from the private sector.

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Affirmative Action Advisory Committee (AAAC)

{ Equal Employment Opportunity Advisory Committee J Briefing Statement The Affirmative Action Advisory Committee (AAAC) appreciates the opportunity d

to address the Commission. We have worked cooperatively with the other EE0 Advisory Committees in formulating this joint briefing statement to the Commission and stand firmly behind the positions taken.

l During the past year, the AAAC has worked with the other EE0 Committees to -

initiate the establishment of three Subcommittees. These subcommittees,

> composed of members of the advisory Committees, SBCR, and the Office of

Personnel, have the task to discuss and report to the Commission on serious j issues related to the effectiveness of EE0 programs in the agency. These ,

issues concern selections to various job openings in the agency, performance

monitoring of agency initiatives to assure EE0 compliance and the management j of a diverse work place. Substantial progress has been made to date in the deliberations of these subcommittees.

l For the coming year, the AAAC will discuss and focus on another important issue, that concerning the potential redefining of the job functions of

secretarial and other administrative support personnel in the technological

! age. Of special interest is the effectiveness of agency programs relating to

, upward mobility potential for affected lower graded individuals in a climate j of downsizing and changes in priorities. It is our hope that AAAC can assist and work with NRC in analyzing and recommending solutions to problems in this

i area. We alsb will help to identify and implement appropriate steps to mitigate the concerns of the staff.

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I Advisory Committee for African Americans (ACAA)

Equal Employment Opportunity Advisory Comittee Briefing Statement

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The Advisory Committee for African Americans (ACAA) appreciates this l opportunity to address the Commission regarding EE0 related issues that affect African American employees at the NRC. ACAA members, along with other EE0 .

Advisory Committee members, and the staffs of the Office of Small Business and '

1 Civil Rights (SBCR) and the Office of Personnel (0P), have jointly worked together to identify and address EE0 matters. Our efforts have been consolidated into three EE0 Advisory Committee Subcommittees which has I resulted in a more focus analysis, and a more informative review of the  !

i Agency's Affirmative Action Initiatives and recommendations.

The ACAA also is very concerned about future opportunities for advancement of African Americans in technical, supervisory, managerial, and executive positions, as well as expanding the feeder groups leading to these positions.

Further analysis of this issue will be pursued through the Selection Subcommittee.

We appreciate the time and effort SBCR and OP have devoted to assisting the subcommittees and providing information needed.

l ATTACHMENT 3

. I Asian Pacific American Advisory Committee (APAAC) l Equal Employment Opportunity Advisory Committee l Briefing Statement i The Asian Pacific American Advisory Committee,(APAAC) appreciates the i opportunity to address the Commission on the concerns of the Asian Pacific American (APA) employees. APAAC has taken a team approach with the other EE0 .

advisory committees to identify issues of common concerns and has actively l participated in the formulation of joint statements focusing on such issues. j We are pleased to note the progress made to date by the Subcommittees -

referenced in this Joint Statement to address the common concerns. However, '

we wish to bring before the Commission three concerns, all of which relate to limited career advancement opportunities for APA employees at NRC. APAAC seeks to pursue resolution of the following issues via the Selection Subcommittee, SBCR, and OP.

The first concern is the time-in-grada for APA employees at grades GG-13 through GG-15. Specifically, there is a perception among the APA employees that, on the average, they remain at these grades much longer than the white Americans and, perhaps, employees in other ethnic and minority categories, despite a sustained superior performance record. APAAC has raised this perception issue in the previous EE0 Commission briefings, and has recommended that the Office of Personnel examine the staffing data to resolve the issue.

The second concern is the relatively small number of APA employees in the SES and SLS positions. The most recent 5-year staffing data (attached Table 1),

provided in the previous EE0 Commission Briefing (SECY-96-157), indicate that the agency has only 5 APA employees in the SES positions. This corresponds to 8% of the GG-15 feeder group of APA employees. In comparison, the percentages for other ethnic and minority categories ranged between 13% and 33% during'the same period.

The third concern is the reduction of the APA employee share of supervisory and managerial positions at the agency between FY95 and FY96. The attached Table 2, constructed from SECY-96-157 data, shows that 4 out of 24 APA supervisors, or about 17% lost their supervisory positions during this period.

In comparison, only 6% of white Americans lost their supervisory positions.

i APAAC recommends a more equitable representation of APA employees in the SES/SLS categories and other supervisory positions as well as a reduction of time-in-grade for APA employees at grades GG-13 to GG-15.

ATTACHMENT 4 4

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TABLE 1 - NRC DISTRIBUTION OF GRADES 15 AND SES BY ETHNICITY INFORMATION SOURCE: SECY-96-157 CHARTS 1.8-11 & l.13  !

FY WOMEN HISPANIC AMERICAN AFRICAN AMERICAN ASIAN PACIFIC AMERICAN GG-15 SES  % GG-15 SES  % GG-15 SES  % GG-15 SES  %*

1992 80 10 13 7 2 29 21 7 33 55 5 9  !

1993 82 11 13 8 2 25 28 6 22 63 5 8 1994 85 13 15 7 2 29 29 6 21 63 5 8 1995 82 14 17 8 2 29 31 6 19 60 5 8 1996 84 14 17 8 2 25 33 6 18 61 5 8

  • Ratio of SES to GG-15 population denoted as percentage.

TABLE 2 - DISTRIBUTION OF REDUCTION OF SUPERVISORS AND MANAGERS BY ETHNICITY INFORMATION SOURCE: SECY-96-157 CHART 1.26 I

FY WHITE AMERICAN HISPANIC AFRICAN ASIAN PACIFIC AMERICAN AMERICAN AMERICAN 95 428 6 35 24 96 403 5 31 20 REDUCTIONS 25 *6% 1 *17% 4 *11% 4 *17%

  • Percentage reduction relative to 1995 population.

ATTACHMENT 4 e

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Committee on Age Discrimination (CAD)

Equal Employment Opportunity Advisory Committee i Briefing Statement l

The Committee on Age Discrimination (CAD) sincerely appreciates the increased j effort afforded to all EE0 Advisory Committees by the Commission and staff. i CAD is pleased to report that two of the committee's issues (Joint Statement  !

Issue 2 and 9) are being addressed in a larger context by the subcommittee '

task force efforts. However, our committee will continue to be persistent on specific age-related issues previously brought before the Commission. '

i The committee is working on the issue of determining whether age  !

discrimination within the NRC is an actual problem or only a perceived problem. CAD recently received from SBCR EE0 Statistical Information From i CERTS Database for FY95 and EE0 Data Diskettes, which will aid in resolving l this issue. CAD's Data Analysis Subcommittee is working closely with others preparing specific data profiles. The age profiles are expected to be completed in FY97.

i Also, the committee is actively working to assess the types of age complaints, the procedures for handling the complaints, the outcome of past complaints, and actions to prevent recurrence of similar complaints. In addition, CAD is i working on several data profile analysis on EE0 Age Complaints in which a i comparison of the NRC to the Federal Sector was made for the last five years.  !

ATTACHMENT 5

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Federal Women's Program Advisory Committee (FWPAC)

Equal Employment Opportunity Advisory Committee l Briefing Statement i

Members of the Federal Women's Program Advisory Committee have
participated actively in the three Subcommittees described in the

, Joint Statement. These Subcommittees are addressing issues of i

particular importance to all the EEO Advisory Committees and FWPAC is encouraged by the progress that has been made.

Several issues were raised at the FWPAC Constituents' Meeting on

, January 28, 1997. These included the need for more opportunities at the middle grade levels and for nontechnical employees, as well as the desire for better coordination between headquarters and the regions on the preparation of the EEO briefing package and on the work of the Subcommittees. FWPAC will work with SBCR and the i Regional Offices on these suggestions.

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Attachment 6 i

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l Hispanic Employment Program Advisory Committee (HEPAC)

Equal Employment Opportunity Advisory Committee Briefing Statement The Hispanic Employment Program Advisory Committee (HEPAC) is grateful for the opportunity to address the Commission in this format. We are solidly behind the joint positions expressed by the Committees. This year has been a good year for hispanic visibility at the NRC: Commissioner Diaz is now part of the Commission, the new organization has a Hispanic Regional Administrator, a few hispanics were promoted, and the agency continues to hire more hispanics. N This is commendable progress and HEPAC welcomes such progress.

However, the NRC is not progressing in providing opportunities for most of the seasoned hispanic employees. These experienced hispanic employees who have many years of government service continue to be a valuable resource and are capable of being more beneficial to the agency if given the opportunity.

The NRC has begun to build a good basis for the future leaders. HEPAC acknowledges the recent selection of hispanics in development programs, and some recent promotions. HEPAC hopes that such opportunities continue to exist and expand for all the hispanics in the agency.

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ATTACHMENT 7

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JOINT LABOR-MANAGEMENT EQUAL EMPLOYMENT OPPORTUNIT(

COMMITTEE PRF"ENTATION TO THE UNITED STATES NUCLEAR REGULATORY COMMISSION The Joint Labor-Management Equal Employment Opportunity Committee (JLMEEOC) was established by the Nuclear Regulatory Commission and the National Treasury ,

Employees Union (NRC/NTEU) Collective Bargaining Agreement to advise the NRC on matters about equal employment opportunity (EEO). The Committee is currently chaired by Michael Weber and Clayton Pittiglio is the vice-chair. Other members are Cynthia Carpenter, Doris Foster-Curseen, Rateb Abu-Eid, David B. Matthews, Lisa A.

Shea, and Ronald B. Uleck. We thank you for this opportunity to discuss EEO-related matters and welcome any comments you or your staffs may have. The JLMEEOC's major initiatives since the last briefing are listed below.

Preventing SexualHarassment The JLMEEOC has been working with OP to develop a " Sexual Harassment Awareness Day / Week." In support of this effort, the JLMEEOC has set Spring 1997 as the " target" date for implementation. The objective of the effort is to remind NRC staff and managers of the importance of maintaining the workplace free of sexual harassment. As part of this effort, posters will be developed and placed in the lobby of One and Two White Flint. In addition, NRC's Sexual Harassment brochure will be distributed to emphasize the importance of being aware of sexual harassment. Several other posters will be developed with varying emphasis, and videos on this topic will be promoted for viewing on an individual or group basis. The JLMEEOC believes Sexual Harassment Awareness should be an ongoing action. Recent identification of sexual harassment concems at Arberdeen supports JLMEEOC's position on heightening the Evareness of sexual harassment for all. The JLMEEOC will continue its oversight role in raising the awareness associated with sexual harassment.

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2 Piloting Skills Developmentin BPR  ;

The JLMEEOC is working with the Office of Personnel, the Office of Small Business and Civil Rights, and the EEO Advisory Committees to identify additional ways to l

improve career development opportunities in protected classes. The JLMEEOC believes that existing NRC formal career development programs may be excellent -

mechanisms for promoting affirmative employment opportunities. Recommendations I i

are being developed to improve career development opportunities.  ;

I As part of our review and evaluation, the JLMEEOC examined the Business Process  ;

Redesign (BPR) project under way in the Office of Nuclear Material Safety and Safeguards. The Committee is considering the potential utility of BPR in preparing l NRC administrative staff and secretaries for the next century. The BPR initiative may provide an opportunity for some staff to acquire and develop these new office ,

automation skills.  !

l The BPR staff is prototyping a developmental, tiered approach to assisting  !

administrative staff in obtaining the advanced office automation and other skills needed to implement the redesigned licensing process. Initially, administrative personnel in the Division of industrial and Medical Nuclear Safety (IMNS) within NMSS are participating in a pilot program to explore and demonstrate the capabilities of the redesigned licensing system. If successful, the program may be expanded to include other administrative staff throughout NMSS.

As currently envisioned, each participating IMNS secretary will have three rotational assignments in BPR. These assignments are developmental, with the individuals contributing suggestions regarding the skills and training needed to prepare them for their roles in the new system. For example, the first participant assisted in the preparation of the attached table and received Tier 1 training in the three areas indicated. In FY 1997, this participant will retum for Tier 2 and Tier 3 training. When

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3 the first participant retums for later rotational assignments, the training may differ from 4 that shown in the attached table, based not only on the individual's further suggestions and recommendations, but also those of subsequent participants. The BPR staff will consider the lessons learned from this pilot program in the development of detailed l training programs for those filling other roles in the new process. y e

o The JLMEEOC recommends that the BPR be used as a " pilot program" for enhancing l opportunities. The JLMEEOC believes this initiative should enhance the work environment at NRC. The lessons learned with BPR may be translated into other work l

l l environments throughout the agency. JLMEEOC will provide an update on its review of l EEO and BPR at the next briefing.

i Effective Communications The Committee has continued to work on its Effective Communication initiative. The  ;

Committee is developing specific recommendations on how to implement the general J

objectives to improve communications, as summarized in the Committee's previous report to the Commission. The Committee agreed that these recommendations should

! include encouraging all staff and managers to complete training courses offered by

! NRC on effective writing and presentations. NRC already offers an extensive suite of courses intended to enhance communication skills. These courses include the following: Effective Communication; Effective Listening Skills; Assertive Communication Skills for Professionals; Communication Skills for Secretaries; Effective i Briefing Techniques; Be Prepared to Speak; Conversation that Works; Power Speak;

! High Impact Presentation; Clear Writing; Word Power; Business Vocabulary; Attitude-Your Most Priceless Possession; and Art of Negotiation. In addition, the Committee

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! recognizes other opportunities offered at NRC for developing and refining l communication skills, such as Toastmasters Club, career counseling, and mentoring.

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The Committee explored various approaches that could be used to encourage NRC

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4 i staff to complete a core set of communications classes and acknoiadge the achievement. Specifically, the Committee proposes that completion of a core set of communications classes be recognized in some formal way, such as by awarding a i certificate (e.g.," Communications Excellence Certificate"). Possession of the )

Certificate could then be appropriately recognized in evaluating an applicant against -

j rating factors for a position. For example, possession of a certificate could qualify an applicant for an automatic classification of "B," if not higher, under the standard effective communications factor listed in most professional vacancies in the agency.

The Committee plant to continue working on the effective communications initiative to develop suggestions for staff who wish to improve their competitive edge and performance by sharpening their communications skills. l in addition, the JLMEEOC is continuing to evaluate the selection process for Resident inspectors and Commissioner Assistants and anticipates bringing recommendations to the Commission at the next briefing.

Summary The JLMEEOC believes that substantial progress continues to be made by NRC in developing and implementing EEO-related programs and to help resolve several specific concerns in the EEO area. The JLMEEOC anticipates, with the support of management and staff, continued progress in the EEO area.

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4 5 l TABLE: IMNS ADMINISTRATIVE SKILLS PILOT PROGRAM: A DEVELOPMENTAL, TIERED APPROACH TO TRAINING  ;

Training Level Subject Matter l Tier 1 Lotus Notes, Intemet, Word Perfect 6.1 ',

Tier 2 Document Scanning / Optical Character Recognition, Workflow Management, File Management, I PowerPoint l Tier 3 Team Building / Dynamics, Time Boxing, Stress Management