ML19184A545

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Review of Nuclear Energy Institute (NEI) 96-07, Appendix D
ML19184A545
Person / Time
Issue date: 07/16/2019
From: Ho Nieh
Office of Nuclear Reactor Regulation
To: Riccardella P
Advisory Committee on Reactor Safeguards
McKenna P, 415-0037, NRR/DIRS
References
LTR-19-0249-1-NRR, RG-1.187
Download: ML19184A545 (4)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 July 16, 2019 Dr. Peter C. Riccardella, Chairman Advisory Committee on Reactor Safeguards U.S. Nuclear Regulatory Commission Washington, DC 20555-0001

SUBJECT:

REVIEW OF NUCLEAR ENERGY INSTITUTE 96-07, APPENDIX D, SUPPLEMENTAL GUIDANCE FOR APPLICATION OF 10 CFR 50.59 TO DIGITAL MODIFICATIONS, ISSUED NOVEMBER 2018, AND THE U.S.

NUCLEAR REGULATORY COMMISSIONS ASSOCIATED DRAFT REVISION 2 TO REGULATORY GUIDE 1.187, GUIDANCE FOR IMPLEMENTATION OF 10 CFR 50.59 CHANGES, TESTS, AND EXPERIMENTS

Dear Dr. Riccardella:

Thank you for your letter dated June 20, 2019 (Agencywide Documents Access and Management System (ADAMS) Accession No. ML19171A323), about the Advisory Committee on Reactor Safeguards (ACRS) review of Nuclear Energy Institute (NEI) 96-07, Appendix D, Supplemental Guidance for Application of 10 CFR 50.59 to Digital Modifications, and the U.S. Nuclear Regulatory Commissions (NRCs) associated draft Revision 2 to Regulatory Guide (RG) 1.187, Guidance for Implementation of 10 CFR 50.59 Changes, Tests, and Experiments. I appreciate the time and effort the ACRS devoted to this subject, as reflected in meetings held with the ACRS Subcommittee for Digital Instrumentation and Control (DI&C) on April 16, 2019, and the ACRS Full Committee on June 5, 2019.

Your letter contained four conclusions and recommendations; the staffs responses are provided below:

Conclusion and Recommendation 1:

Guidance for applying Title 10 of the Code of Federal Regulations (10 CFR) 50.59, Changes, Tests and Experiments, to DI&C systems has been needed. This stems from the inherently different failure characteristics of systems that include DI&C equipment and from the unique and far-reaching potential impacts of DI&C system common-cause events.

Staff Response: The staff agrees with the ACRS that guidance for applying 10 CFR 50.59, Changes, Tests and Experiments, to DI&C is needed. The staffs issuance of RG 1.187, Revision 2 (in final form), will complete the staffs actions associated with fulfilling this need. NEI 96-07, Appendix D and Regulatory Guide 1.187, Revision 2 will address potential common-cause failure.

P. Riccardella Conclusion and Recommendation 2:

Draft Revision 2 to Regulatory Guide 1.187, that endorses NEI 96-07, Appendix D, with exceptions and clarifications, provides an acceptable and timely approach for applying 10 CFR 50.59 guidance when conducting DI&C modifications.

Staff Response: The staff agrees with this conclusion.

Conclusion and Recommendation 3:

A staff exception to NEI 96-07, Appendix D, requires consideration of more than the safety analysis within the updated final safety analysis report (UFSAR) and, thereby constrains its application. There is an opportunity for expanding the use of 10 CFR 50.59 for DI&C modifications by more clearly identifying the significance of different results caused by a malfunction of a Structure, System, and Component (SSC) important to safety as specified in Criterion 6. The use of risk-informed or other methods should be considered. This is a longer-term issue and may require a rule change.

Staff Response: The staff conducted a public meeting on June 25, 2019, which focused on the noted exception. Specifically, the purpose of the meeting was to conduct a tabletop exercise applying the guidance in Appendix D, Criterion 6, to DI&C modifications to determine whether different outcomes could be achieved when (1) applying Appendix D as written by the NEI and (2) applying RG 1.187, Revision 2 (with staff exceptions). The discussion during the public meeting highlighted areas in which the language in the guidance could be enhanced to provide more consistent understanding between NRC and industry. The NEI indicated that it would include revised language as part of its public comment submission. The staff will hold additional public meetings and reopen the comment period, if appropriate, to continue to clarify the guidance and address any gaps in how it will be applied, within the bounds of the current rule language, when performing 10 CFR 50.59 evaluations.

SECY-18-0060, Achieving Modern Risk-Informed Regulation, Enclosure 5, Additional Detail on Areas of Transformation, dated May 23, 2018 (ADAMS Accession No. ML18110A187) provides a recommendation to the Commission to revise 10 CFR 50.59 and other similar requirements to allow additional flexibility for licensees to make facility changes without prior NRC approval. Separately, the Office of Nuclear Reactor Regulation has tasked the Office of Nuclear Regulatory Research for support in developing the basis for further risking-informing the regulatory framework for instrumentation and control systems/components. This project is being tracked under a user need request, User Need Request for Risk-Informed Reviews of Instrumentation and Control Systems/Components - Technical Basis and Regulatory Approaches, dated April 18, 2018 (ADAMS Accession No. ML18087A071).

Conclusion and Recommendation 4:

The staff should provide final Revision 2 to Regulatory Guide 1.187 for our review following resolution of public comments.

P. Riccardella Staff Response: The staff will provide the final Revision 2 to RG 1.187 for ACRS review following the resolution of public comments.

The staff appreciates your review of NEI 96-07, Appendix D, and draft RG 1.187, Revision 2, and looks forward to future interactions with the ACRS on DI&C topics.

Sincerely,

/RA Michele G. Evans Acting for/

Ho K. Nieh, Director Office of Nuclear Reactor Regulation cc: Chairman Svinicki Commissioner Baran Commissioner Caputo Commissioner Wright SECY EDO

ML19184A545 *concurrence via e-mail OFFICE NRR/DIRS/IRGB* NRR/DIRS/IRGB* QTE*

NAME PMcKenna TInverso KAzariah-Kribbs DATE 7/02/2019 7/03/2019 7/05/2019 OFFICE NRR/DE/EICB* NRR/DE* NRR/DIRS*

RAlvarado EBenner CMiller NAME (BSmith for) (GBowman for)

DATE 7/10/2019 7/10/2019 7/10/2019 OFFICE RES/DE* NRR HNieh NAME BThomas (MEvans for)

DATE 7/10/2019 7/16/19