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{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 June 12, 2018 Ms. Susan Perkins-Grew Senior Director, Emergency Preparedness and Risk Assessment Nuclear Energy Institute (NEI) 1201 F Street, NW, Suite 1100 Washington, DC 20004
{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 June 12, 2018 Ms. Susan Perkins-Grew Senior Director, Emergency Preparedness and Risk Assessment Nuclear Energy Institute (NEI) 1201 F Street, NW, Suite 1100 Washington, DC 20004  


==SUBJECT:==
==SUBJECT:==
ALTERNATIVE GUIDANCE FOR LICENSEE EMERGENCY RESPONSE ORGANIZATIONS
ALTERNATIVE GUIDANCE FOR LICENSEE EMERGENCY RESPONSE ORGANIZATIONS  


==Dear Ms. Perkins-Grew:==
==Dear Ms. Perkins-Grew:==
NUREG-0654/FEMA-REP-1, Revision 1, Criteria for Preparation and Evaluation of Radiological Emergency Response Plans and Preparedness in Support of Nuclear Power Plants (ADAMS Accession No. ML040420012) (NUREG-0654), provides generic guidance to nuclear power plant licensees and State and local governments to develop radiological emergency plans.
NUREG-0654/FEMA-REP-1, Revision 1, Criteria for Preparation and Evaluation of Radiological Emergency Response Plans and Preparedness in Support of Nuclear Power Plants (ADAMS Accession No. ML040420012) (NUREG-0654), provides generic guidance to nuclear power plant licensees and State and local governments to develop radiological emergency plans.
Section II.B, Table B-1 of NUREG-0654 provides guidance to licensees when developing emergency response organization (ERO) on-shift and augmented staffing levels. The Nuclear Regulatory Commission (NRC) and the Federal Emergency Management Agency (FEMA) are currently updating NUREG-0654. However, the guidance contained in Section II.B pertains strictly to nuclear power plant licensees and does not require FEMA review. A Technical Basis for this section can be found under ADAMS Accession Number ML16117A427. This Technical Basis was published for public comment at www.regulations.gov under Docket ID NRC-2017-0190, dated September 11, 2017. An extended public comment period for the revised guidance in Revision 2 of NUREG-0654/FEMA-REP-1, including Section II.B, was conducted from May 29, 2015 through October 13, 2015. Additionally, Section II.B and the supporting Technical Basis was the subject of a public meeting held on April 4th, 2017.
Section II.B, Table B-1 of NUREG-0654 provides guidance to licensees when developing emergency response organization (ERO) on-shift and augmented staffing levels. The Nuclear Regulatory Commission (NRC) and the Federal Emergency Management Agency (FEMA) are currently updating NUREG-0654. However, the guidance contained in Section II.B pertains strictly to nuclear power plant licensees and does not require FEMA review. A Technical Basis for this section can be found under ADAMS Accession Number ML16117A427. This Technical Basis was published for public comment at www.regulations.gov under Docket ID NRC-2017-0190, dated September 11, 2017. An extended public comment period for the revised guidance in Revision 2 of NUREG-0654/FEMA-REP-1, including Section II.B, was conducted from May 29, 2015 through October 13, 2015. Additionally, Section II.B and the supporting Technical Basis was the subject of a public meeting held on April 4th, 2017.
The NRC has revised Section II.B, Table B-1 of NUREG-0654, based in part on comments received from the public on the draft Revision 2 of NUREG-0654, located at www.regulations.gov under Docket ID FEMA-2012-0026. The revised ERO staffing guidance has been finalized, and the NRC will include it when the entire NUREG-0654, Revision 2, is ready for issuance. Until then, the NRC staff is making available on an interim basis the ERO on-shift and augmentation staffing plan (attached). Regardless of whether a licensee chooses to use the guidance contained in Revision 1 of NUREG-0654, the attached, or an alternative approach, licensees are still required to adhere to 10 CFR 50.54(q) when revising their ERO staffing plans.
The NRC has revised Section II.B, Table B-1 of NUREG-0654, based in part on comments received from the public on the draft Revision 2 of NUREG-0654, located at www.regulations.gov under Docket ID FEMA-2012-0026. The revised ERO staffing guidance has been finalized, and the NRC will include it when the entire NUREG-0654, Revision 2, is ready for issuance. Until then, the NRC staff is making available on an interim basis the ERO on-shift and augmentation staffing plan (attached). Regardless of whether a licensee chooses to use the guidance contained in Revision 1 of NUREG-0654, the attached, or an alternative approach, licensees are still required to adhere to 10 CFR 50.54(q) when revising their ERO staffing plans.
Following issuance of Revision 2 of NUREG-0654, the NRC staff intends to revise Regulatory Guide (RG) 1.101, "Emergency Planning and Preparedness for Nuclear Power Reactors," to document the acceptability of the revised guidance, which will also serve to supersede this
Following issuance of Revision 2 of NUREG-0654, the NRC staff intends to revise Regulatory Guide (RG) 1.101, "Emergency Planning and Preparedness for Nuclear Power Reactors," to document the acceptability of the revised guidance, which will also serve to supersede this  


S. Perkins-McGrew                                 letter. This letter is only intended to provide licensees with the attached guidance when voluntarily developing changes to licensee ERO staffing plans. Licensees use the attached at their own risk because it has not been formally approved for use through a RG. Any aspects of the NRCs ultimate revision to RG 1.101 that are not set forth in the attached would not constitute backfitting or a violation of issue finality.
S. Perkins-McGrew letter. This letter is only intended to provide licensees with the attached guidance when voluntarily developing changes to licensee ERO staffing plans. Licensees use the attached at their own risk because it has not been formally approved for use through a RG. Any aspects of the NRCs ultimate revision to RG 1.101 that are not set forth in the attached would not constitute backfitting or a violation of issue finality.
The Office of Management and Budget has made the determination that NRC rule NRC-2017-0190, entitled Revision to NUREG-0654/FEMA-REP-1, Section II.B, Emergency Response Organization, is non-major under the Congressional Review Act.
The Office of Management and Budget has made the determination that NRC rule NRC-2017-0190, entitled Revision to NUREG-0654/FEMA-REP-1, Section II.B, Emergency Response Organization, is non-major under the Congressional Review Act.
Sincerely,
Sincerely,  
                                                  /RA/
/RA/
Robert E. Kahler, Chief Policy and Oversight Branch Division of Preparedness and Response Office of Nuclear Security and Incident Response
Robert E. Kahler, Chief Policy and Oversight Branch Division of Preparedness and Response Office of Nuclear Security and Incident Response  


==Attachment:==
==Attachment:==
Table B Emergency Response Organization (ERO) Staffing and Augmentation Plan Technical
Table B Emergency Response Organization (ERO) Staffing and Augmentation Plan Technical


==Contact:==
==Contact:==
Don A. Johnson, Senior EP Specialist (301)287-9230 don.johnson@nrc.gov
Don A. Johnson, Senior EP Specialist (301)287-9230 don.johnson@nrc.gov  


S. Perkins-McGrew                    
S. Perkins-McGrew  


==SUBJECT:==
==SUBJECT:==
ALTERNATIVE GUIDANCE FOR LICENSEE EMERGENCY RESPONSE ORGANIZATIONS DISTRIBUTION:
ALTERNATIVE GUIDANCE FOR LICENSEE EMERGENCY RESPONSE ORGANIZATIONS DISTRIBUTION:
NSIR/DPR Accession Number: ML18022A352 OFFICE     NSIR/DPR/POB   ADMIN/NSIR     OGC:NLO   NSIR/DPR/POB:BC NAME       DJohnson       CDiggs     HBenowitz*     RKahler DATE       1/17/2018     1/24/2018   2/8/2018     5/31/2018
NSIR/DPR Accession Number: ML18022A352 OFFICE NSIR/DPR/POB ADMIN/NSIR OGC:NLO NSIR/DPR/POB:BC NAME DJohnson CDiggs HBenowitz*
RKahler DATE 1/17/2018 1/24/2018 2/8/2018 5/31/2018
* Via email.
* Via email.
OFFICIAL RECORD COPY
OFFICIAL RECORD COPY


Attachment Table B-1: Emergency Response Organization (ERO) Staffing and Augmentation Plan NOTES
Attachment Table B-1: Emergency Response Organization (ERO) Staffing and Augmentation Plan NOTES
: i. The minimum number of personnel assigned             vi. Many of these EP functions may be assigned as emergency preparedness (EP) functions for on-               collateral duties; however, the licensee is shift and augmented response (henceforth called             required to evaluate if the addition of collateral the ERO staffing plan) is dependent on specific             duties would preclude the performance of EP licensee requirements and is as approved by the             functions regardless of the other (non-EP)
: i.
NRC for the site-specific emergency plan.                  duties assigned to an individual responder.
The minimum number of personnel assigned emergency preparedness (EP) functions for on-shift and augmented response (henceforth called the ERO staffing plan) is dependent on specific licensee requirements and is as approved by the NRC for the site-specific emergency plan.
Augmented response provides relief to the on-vii. The development of an ERO staffing plan shift staff of EP functions (if necessary) and (2) should use a performance-based approach to the provides support staff for effective emergency degree practicable. The licensee will need to plan implementation.
Augmented response provides relief to the on-shift staff of EP functions (if necessary) and (2) provides support staff for effective emergency plan implementation.
demonstrate that the listed EP functions are ii. This table lists the EP functions needed to                 constantly maintained. Once developed, and implement the typical emergency plan. It is                 approved by the NRC, changes to the minimum intended to provide a model for applicants and             ERO staffing plan are evaluated and controlled licensees to consider in the development of                 in accordance with 10 CFR 50.54(q).
ii. This table lists the EP functions needed to implement the typical emergency plan. It is intended to provide a model for applicants and licensees to consider in the development of their site-specific emergency plan. The minimum ERO staffing plan of a specific licensee should be described.
their site-specific emergency plan. The viii. The number of operations staff, security force minimum ERO staffing plan of a specific staff, or fire brigade staff on-shift is controlled licensee should be described.
iii. The minimum ERO staffing plan is that which is required to effectively implement the site-specific emergency plan (i.e., the emergency plan cannot be effectively implemented without this staff). The emergency plan should describe the minimum ERO staffing plan, while supporting implementing procedures can describe any other staff response desired by the licensee as long as this staff is not critical to effective emergency plan implementation The augmentation times listed are intended to provide a model for applicants and licensees to consider in the development of their site-specific emergency plan.
by the site-specific Technical Specifications or iii. The minimum ERO staffing plan is that                       other licensing documents.
which is required to effectively implement the site- specific emergency plan (i.e., the emergency plan cannot be effectively implemented without this staff). The emergency plan should describe the minimum ERO staffing plan, while supporting implementing procedures can describe any other staff response desired by the licensee as long as this staff is not critical to effective emergency plan implementation The augmentation times listed are intended to provide a model for applicants and licensees to consider in the development of their site-specific emergency plan.
iv. The titles of the positions are as defined in the site-specific emergency plan.
iv. The titles of the positions are as defined in the site-specific emergency plan.
: v. The locations of these positions are intended to provide a model for applicants and licensees to consider in the development of their site- specific emergency plan. Licensees may choose to have these positions, or functions, at other facilities and/or activated at different emergency classification levels (ECLs).
: v. The locations of these positions are intended to provide a model for applicants and licensees to consider in the development of their site-specific emergency plan. Licensees may choose to have these positions, or functions, at other facilities and/or activated at different emergency classification levels (ECLs).
vi. Many of these EP functions may be assigned as collateral duties; however, the licensee is required to evaluate if the addition of collateral duties would preclude the performance of EP functions regardless of the other (non-EP) duties assigned to an individual responder.
vii. The development of an ERO staffing plan should use a performance-based approach to the degree practicable. The licensee will need to demonstrate that the listed EP functions are constantly maintained. Once developed, and approved by the NRC, changes to the minimum ERO staffing plan are evaluated and controlled in accordance with 10 CFR 50.54(q).
viii. The number of operations staff, security force staff, or fire brigade staff on-shift is controlled by the site-specific Technical Specifications or other licensing documents.  


Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)
Emergency Operations Facility (EOF)/
Emergency Operations Facility (EOF)/
Technical Support Center (TSC)/Operations Joint Information Support Center (OSC)
Joint Information Center (JIC)/ Joint Information System (JIS)
Center (JIC)/ Joint Information Emergency Preparedness                                                                              System (JIS)
Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Command and Control
On-Shift (EP) Functions Site Area Alert or Greater        Alert or Greater    Emergency (SAE) or Greater Augment w/in 60         Augment w/in 90 min.1, 2                 min.1, 2        Augment w/in 60 min.3 Command and Control
* Provide overall ERO command and control, until relieved.
* Provide overall ERO command and control, until relieved.
* Approve emergency action level (EAL) and/     Operations Shift Emergency                                        Emergency Not applicable or protective action       Manager          Coordinator (1)                                  Director (1) recommendation (PAR) classifications, until relieved.
* Approve emergency action level (EAL) and/
or protective action recommendation (PAR) classifications, until relieved.
* Authorize personnel dose extensions, until relieved.
* Authorize personnel dose extensions, until relieved.
Communications Communicators (TSC)
Operations Shift Manager Emergency Coordinator (1)
Not applicable Emergency Director (1)
Communications
* Communicate EAL and PAR classifications to offsite response organizations (OROs),
including the NRC, until relieved.
Communicator1 Communicators (TSC)
(2)
One communicator for the NRC and one communicator for OROs.
As needed.
As needed.
* Communicate EAL                                        (2) and PAR classifications                                                One communicator Communicator1    One communicator for                            Communicator (1) to offsite response                                                      staffed for NRC the NRC and one organizations (OROs),                                                  communications if communicator for including the NRC,                                                            needed.
One communicator staffed for NRC communications if needed.
OROs.
Communicator (1)
until relieved.
Radiation Protection
Radiation Protection
* Provide qualified radiation protection coverage for responders                                                 Additional Radiation accessing potentially                         Additional Radiation    Protection Technicians unknown radiological       Radiation        Protection Technicians      [In addition to environments during         Protection            [In addition to      personnel on-shift and Not applicable emergency conditions.       Personnel4          personnel on-shift]  those responding within (OSC) (3)                60 min.]
* Provide qualified radiation protection coverage for responders accessing potentially unknown radiological environments during emergency conditions.
* Provide in-plant surveys.                                                   (OSC) (3)
* Provide in-plant surveys.
* Control dosimetry and radiologically controlled area access.
* Control dosimetry and radiologically controlled area access.
Radiation Protection Personnel4 Additional Radiation Protection Technicians
[In addition to personnel on-shift]
(OSC) (3)
Additional Radiation Protection Technicians
[In addition to personnel on-shift and those responding within 60 min.]
(OSC) (3)
Not applicable


Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)
Emergency Operations Facility (EOF)/
Emergency Operations Facility (EOF)/
Technical Support Center (TSC)/Operations Joint Information Support Center (OSC)
Joint Information Center (JIC)/ Joint Information System (JIS)
Center (JIC)/ Joint Information Emergency Preparedness                                                                          System (JIS)
Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Supervision of Radiation Protection Staff and Site Radiation Protection
On-Shift (EP) Functions Site Area Alert or Greater        Alert or Greater  Emergency (SAE) or Greater Augment w/in 60         Augment w/in 90 min.1, 2               min.1, 2      Augment w/in 60 min.3 Supervision of Radiation Protection Staff and Site Radiation Protection
* Evaluate and assess plant and offsite radiological data in the development of onsite protective actions and offsite PARs, until relieved.
* Evaluate and assess plant and offsite radiological data in the development of onsite protective actions and offsite PARs, until relieved.
* Recommend onsite protective actions and offsite PARs to the                               Site Radiation Operations Shift                                                Radiation Protection applicable decision-                         Protection Coordinator Not applicable Manager                                                        Manager (1) (EOF) maker, until relieved.                         (SRPC) (1) (TSC)
* Recommend onsite protective actions and offsite PARs to the applicable decision-maker, until relieved.
* Direct all radiation protection activities, including field monitoring team (FMT) direction, until relieved.
* Direct all radiation protection activities, including field monitoring team (FMT) direction, until relieved.
* Provide relevant information to applicable communicators who are communicating offsite PARs to OROs, until relieved.
* Provide relevant information to applicable communicators who are communicating offsite PARs to OROs, until relieved.
Operations Shift Manager Site Radiation Protection Coordinator (SRPC) (1) (TSC)
Not applicable Radiation Protection Manager (1) (EOF)
Dose Assessments/
Dose Assessments/
Projections
Projections
* Perform dose                                   Dose Assessment/                            Dose Assessment/
* Perform dose assessments/projections and provide input to applicable PAR decision-maker, until relieved.
Dose Assessment/
Dose Assessment/
assessments/projections                        Projection Staff (1)   Not applicable       Projection Staff (1)
Projection Staff 1 Dose Assessment/
Projection Staff 1 and provide input to                                (TSC)                                        (EOF) applicable PAR decision-maker, until relieved.
Projection Staff (1)
(TSC)
Not applicable Dose Assessment/
Projection Staff (1)
(EOF)  


Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)
Emergency Operations Facility (EOF)/
Emergency Operations Facility (EOF)/
Technical Support Center (TSC)/Operations Joint Information Support Center (OSC)
Joint Information Center (JIC)/ Joint Information System (JIS)
Center (JIC)/ Joint Information Emergency Preparedness                                                                                    System (JIS)
Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Emergency Classifications
On-Shift (EP) Functions Site Area Alert or Greater            Alert or Greater  Emergency (SAE) or Greater Augment w/in 60               Augment w/in 90 min.1, 2                   min.1, 2      Augment w/in 60 min.3 Emergency Classification Advisor Emergency Classifications (1) (TSC)
* Evaluate plant conditions and recommend emergency classifications, until relieved.
* Evaluate plant                Emergency          Licensees should consider conditions and              Classification      having a liaison between     Not applicable      Not applicable recommend emergency            Advisor1          Operations (Control Room) classifications, until                          and the TSC to perform this relieved.                                       function.
Emergency Classification Advisor1 Emergency Classification Advisor (1) (TSC)
TSC Engineering Staff
Licensees should consider having a liaison between Operations (Control Room) and the TSC to perform this function.
                                                      * (1) Electrical/
Not applicable Not applicable Engineering
* Provide engineering coverage related to the specific discipline of the assigned engineer, until relieved.
Core/Thermal Hydraulics Engineer1
* Evaluate reactor conditions.
TSC Engineering Staff  
* (1) Electrical/
Instrumentation and Control (I&C):
Instrumentation and Control (I&C):
Provide engineering coverage for the ERO Engineering                                              related to electrical or Core/Thermal              I&C equipment.
Provide engineering coverage for the ERO related to electrical or I&C equipment.  
* Provide engineering        Hydraulics coverage related to the    Engineer1              * (1) Mechanical:
* (1) Mechanical:
Provide As needed            Not applicable specific discipline of the
Provide engineering coverage for the ERO related to mechanical equipment.  
* Evaluate reactor        engineering assigned engineer, until conditions.            coverage for the relieved.                                            ERO related to mechanical equipment.
* (1) Core/Thermal Hydraulics: Evaluate reactor conditions.
                                                      * (1) Core/Thermal Hydraulics: Evaluate reactor conditions.
As needed Not applicable Security Security staffing per the site-specific security plan.
Security Liaison (TSC) (1)
Security Liaison (TSC) (1)
Security staffing per
* Coordinate security-related activities and information with the Emergency Coordinator.
* Coordinate security-Security                        the site-specific        related activities and Not applicable        Not applicable security plan.          information with the Emergency Coordinator.
Not applicable Not applicable


Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)
Emergency Operations Facility (EOF)/
Emergency Operations Facility (EOF)/
Technical Support Center (TSC)/Operations Joint Information Support Center (OSC)
Joint Information Center (JIC)/ Joint Information System (JIS)
Center (JIC)/ Joint Information Emergency Preparedness                                                                      System (JIS)
Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Repair Team Activities Not applicable Maintenance Personnel (OSC)
On-Shift (EP) Functions Site Area Alert or Greater        Alert or Greater    Emergency (SAE) or Greater Augment w/in 60           Augment w/in 90 min.1, 2                 min.1, 2        Augment w/in 60 min.3 Maintenance Personnel (OSC)
(1 electrician, 1 mechanic)  
Maintenance                * (1) I&C Technician:
* (1) Electrician:
Personnel (OSC)              Provide assistance (1 electrician,             with logic 1 mechanic)                 manipulation,
Provide electrical support for ECCS equipment, event mitigation, and equipment repair.
                                        * (1) Electrician:         support for event Provide electrical      mitigation and support for ECCS         equipment repair, Not applicable Repair Team Activities                    equipment, event        and support of       Not applicable mitigation, and          digital I&C if equipment repair.        applicable.
* (1) Mechanic: Provide mechanical support for ECCS equipment, event mitigation, and equipment repair.
Additional I&C staff
Maintenance Personnel (OSC)
                                        * (1) Mechanic: Provide    may be called out if mechanical support      needed.
* (1) I&C Technician:
for ECCS equipment, event mitigation, and
Provide assistance with logic manipulation, support for event mitigation and equipment repair, and support of digital I&C if applicable.
Additional I&C staff may be called out if needed.
* Electricians -
* Electricians -
equipment repair.        As needed.
As needed.
* Mechanics -
* Mechanics -
As needed.
As needed.
Not applicable


Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)
Emergency Operations Facility (EOF)/
Emergency Operations Facility (EOF)/
Technical Support Center (TSC)/Operations Joint Information Support Center (OSC)
Joint Information Center (JIC)/ Joint Information System (JIS)
Center (JIC)/ Joint Information Emergency Preparedness                                                                      System (JIS)
Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Supervision of Repair Team Activities Not applicable Lead OSC Supervisor (1)
On-Shift (EP) Functions Site Area Alert or Greater          Alert or Greater      Emergency (SAE) or Greater Augment w/in 60           Augment w/in 90 min.1, 2                   min.1, 2          Augment w/in 60 min.3 OSC Supervisors
* Supervise OSC activities as directed by Emergency Coordinator.
                                                                  * (1) Electrical:
OSC Supervisors  
Supervise OSC activities related to electrical equipment.
* (1) Electrical:
                                                                  * (1) Mechanical:
Supervise OSC activities related to electrical equipment.  
Supervise OSC Lead OSC                    activities related Supervisor (1)              to mechanical equipment.
* (1) Mechanical:
Supervision of Repair  Not applicable
Supervise OSC activities related to mechanical equipment.  
* Supervise OSC
* (1) I&C:
                                                                  * (1) I&C:             Not applicable Team Activities                          activities as directed by Emergency              Supervise Coordinator.              OSC activities related to I&C equipment.
Supervise OSC activities related to I&C equipment.
May be combined with Electrical Supervisor.
May be combined with Electrical Supervisor.  
                                                                  * (1) Radiation Protection:
* (1) Radiation Protection:
Supervise OSC activities related to
Supervise OSC activities related to Not applicable


Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)
Emergency Operations Facility (EOF)/
Emergency Operations Facility (EOF)/
Technical Support Center (TSC)/Operations Joint Information Support Center (OSC)
Joint Information Center (JIC)/ Joint Information System (JIS)
Center (JIC)/ Joint Information Emergency Preparedness                                                                    System (JIS)
Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Field Monitoring Teams (FMTs)
On-Shift (EP) Functions Site Area Alert or Greater        Alert or Greater    Emergency (SAE) or Greater Augment w/in 60         Augment w/in 90 min.1, 2                 min.1, 2          Augment w/in 60 min.3 Onsite FMT
Not applicable Onsite FMT  
                                        * (1) Qualified individual to assess the protected area for radiation and contamination and provide input to the SRPC. Responsible for radiation protection coverage Offsite FMT B for the FMT as directed by SRPC       * (1) Qualified (TSC) or Radiation      individual to assess Protection Manager      the area(s) outside (EOF).                  the protected area for radiation and
* (1) Qualified individual to assess the protected area for radiation and contamination and provide input to the SRPC. Responsible for radiation protection coverage for the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).
                                        * (1) Driver to provide contamination, and transportation.
* (1) Driver to provide transportation.
for radioactive plume tracking, as directed by, and Offsite FMT A under the control of, Field Monitoring Teams                  * (1) Qualified Not applicable                            the SRPC (TSC) or Not applicable (FMTs)                                   individual to assess     Radiation Protection the area(s) outside     Manager (EOF).
Offsite FMT A
the protected area       Responsible for the for radiation and       radiation protection contamination, and       coverage of the for radioactive         FMT as directed by plume tracking, as       SRPC (TSC) or directed by, and         Radiation Protection under the control of,   Manager (EOF).
* (1) Qualified individual to assess the area(s) outside the protected area for radiation and contamination, and for radioactive plume tracking, as directed by, and under the control of, the SRPC (TSC) or Radiation Protection Manager (EOF).
the SRPC (TSC) or Radiation Protection   * (1) Driver to provide transportation.
Responsible for the radiation protection coverage of the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).
Manager (EOF).
* (1) Driver to provide transportation.
Responsible for the radiation protection coverage of the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).
Offsite FMT B
                                        * (1) Driver to provide transportation.
* (1) Qualified individual to assess the area(s) outside the protected area for radiation and contamination, and for radioactive plume tracking, as directed by, and under the control of, the SRPC (TSC) or Radiation Protection Manager (EOF).
Responsible for the radiation protection coverage of the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).  
* (1) Driver to provide transportation.
Not applicable


Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)
Emergency Operations Facility (EOF)/
Emergency Operations Facility (EOF)/
Technical Support Center (TSC)/Operations Joint Information Support Center (OSC)
Joint Information Center (JIC)/ Joint Information System (JIS)
Center (JIC)/ Joint Information Emergency Preparedness                                                                                                        System (JIS)
Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Media Information
On-Shift (EP) Functions Site Area Alert or Greater                Alert or Greater        Emergency (SAE) or Greater Augment w/in 60                 Augment w/in 90 min.1, 2                       min.1, 2              Augment w/in 60 min.3 Media Information Staff to perform
* Manage and coordinate media information related to the event.
* Manage and coordinate                                     JIC/JIS staff to address Not applicable                                           Not applicable                JIC/JIS-related media information                                        media inquiries.5 tasks.
Not applicable JIC/JIS staff to address media inquiries.5 Not applicable Staff to perform JIC/JIS-related tasks.
related to the event.
Information Technology (IT)6
Information Technology                                                                                                     IT Lead (IT)6                                                                                         IT Lead (TSC) (1)1           (EOF/JIC/JIS) (1)1
* If emergency plan functions rely on computer-based equipment, provide IT support.
* If emergency plan
Not applicable Not applicable IT Lead (TSC) (1)1
* Qualified individual
* Qualified individual to ensure IT equipment is operable.
* Qualified functions rely on              Not applicable            Not applicable                      to ensure IT                individual computer-based                                                                              equipment is                to ensure IT equipment, provide                                                                          operable.                    equipment IT support.                                                                                                              is operable.
IT Lead (EOF/JIC/JIS) (1)1
* Qualified individual to ensure IT equipment is operable.
1 Other personnel may be assigned this function if no collateral duties are assigned to an individual that are beyond the capability of that individual to perform at any given time. A 10 CFR Part 50, Appendix E on-shift staffing analysis must be performed to support assignment of multiple roles to individual responders on-shift. For augmented ERO positions, a performance-based approach is acceptable for evaluating whether augmented personnel can adequately perform collateral functions without having competing priorities.
1 Other personnel may be assigned this function if no collateral duties are assigned to an individual that are beyond the capability of that individual to perform at any given time. A 10 CFR Part 50, Appendix E on-shift staffing analysis must be performed to support assignment of multiple roles to individual responders on-shift. For augmented ERO positions, a performance-based approach is acceptable for evaluating whether augmented personnel can adequately perform collateral functions without having competing priorities.
2 Specified TSC/OSC personnel should be capable of performing their required functions within 60(90) minutes of an Alert or higher EAL classification. Emergency response facility activation timing is not the concern; it is whether the facility staff is performing the stated function(s) within the time specified.
2 Specified TSC/OSC personnel should be capable of performing their required functions within 60(90) minutes of an Alert or higher EAL classification. Emergency response facility activation timing is not the concern; it is whether the facility staff is performing the stated function(s) within the time specified.

Latest revision as of 04:55, 7 January 2025

Letter to NEI: Alternative Guidance for Licensee Emergency Response Organizations
ML18022A352
Person / Time
Issue date: 06/12/2018
From: Robert Kahler
Office of Nuclear Security and Incident Response
To: Perkins-Grew S
Nuclear Energy Institute
References
Download: ML18022A352 (11)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 June 12, 2018 Ms. Susan Perkins-Grew Senior Director, Emergency Preparedness and Risk Assessment Nuclear Energy Institute (NEI) 1201 F Street, NW, Suite 1100 Washington, DC 20004

SUBJECT:

ALTERNATIVE GUIDANCE FOR LICENSEE EMERGENCY RESPONSE ORGANIZATIONS

Dear Ms. Perkins-Grew:

NUREG-0654/FEMA-REP-1, Revision 1, Criteria for Preparation and Evaluation of Radiological Emergency Response Plans and Preparedness in Support of Nuclear Power Plants (ADAMS Accession No. ML040420012) (NUREG-0654), provides generic guidance to nuclear power plant licensees and State and local governments to develop radiological emergency plans.

Section II.B, Table B-1 of NUREG-0654 provides guidance to licensees when developing emergency response organization (ERO) on-shift and augmented staffing levels. The Nuclear Regulatory Commission (NRC) and the Federal Emergency Management Agency (FEMA) are currently updating NUREG-0654. However, the guidance contained in Section II.B pertains strictly to nuclear power plant licensees and does not require FEMA review. A Technical Basis for this section can be found under ADAMS Accession Number ML16117A427. This Technical Basis was published for public comment at www.regulations.gov under Docket ID NRC-2017-0190, dated September 11, 2017. An extended public comment period for the revised guidance in Revision 2 of NUREG-0654/FEMA-REP-1, including Section II.B, was conducted from May 29, 2015 through October 13, 2015. Additionally,Section II.B and the supporting Technical Basis was the subject of a public meeting held on April 4th, 2017.

The NRC has revised Section II.B, Table B-1 of NUREG-0654, based in part on comments received from the public on the draft Revision 2 of NUREG-0654, located at www.regulations.gov under Docket ID FEMA-2012-0026. The revised ERO staffing guidance has been finalized, and the NRC will include it when the entire NUREG-0654, Revision 2, is ready for issuance. Until then, the NRC staff is making available on an interim basis the ERO on-shift and augmentation staffing plan (attached). Regardless of whether a licensee chooses to use the guidance contained in Revision 1 of NUREG-0654, the attached, or an alternative approach, licensees are still required to adhere to 10 CFR 50.54(q) when revising their ERO staffing plans.

Following issuance of Revision 2 of NUREG-0654, the NRC staff intends to revise Regulatory Guide (RG) 1.101, "Emergency Planning and Preparedness for Nuclear Power Reactors," to document the acceptability of the revised guidance, which will also serve to supersede this

S. Perkins-McGrew letter. This letter is only intended to provide licensees with the attached guidance when voluntarily developing changes to licensee ERO staffing plans. Licensees use the attached at their own risk because it has not been formally approved for use through a RG. Any aspects of the NRCs ultimate revision to RG 1.101 that are not set forth in the attached would not constitute backfitting or a violation of issue finality.

The Office of Management and Budget has made the determination that NRC rule NRC-2017-0190, entitled Revision to NUREG-0654/FEMA-REP-1,Section II.B, Emergency Response Organization, is non-major under the Congressional Review Act.

Sincerely,

/RA/

Robert E. Kahler, Chief Policy and Oversight Branch Division of Preparedness and Response Office of Nuclear Security and Incident Response

Attachment:

Table B Emergency Response Organization (ERO) Staffing and Augmentation Plan Technical

Contact:

Don A. Johnson, Senior EP Specialist (301)287-9230 don.johnson@nrc.gov

S. Perkins-McGrew

SUBJECT:

ALTERNATIVE GUIDANCE FOR LICENSEE EMERGENCY RESPONSE ORGANIZATIONS DISTRIBUTION:

NSIR/DPR Accession Number: ML18022A352 OFFICE NSIR/DPR/POB ADMIN/NSIR OGC:NLO NSIR/DPR/POB:BC NAME DJohnson CDiggs HBenowitz*

RKahler DATE 1/17/2018 1/24/2018 2/8/2018 5/31/2018

  • Via email.

OFFICIAL RECORD COPY

Attachment Table B-1: Emergency Response Organization (ERO) Staffing and Augmentation Plan NOTES

i.

The minimum number of personnel assigned emergency preparedness (EP) functions for on-shift and augmented response (henceforth called the ERO staffing plan) is dependent on specific licensee requirements and is as approved by the NRC for the site-specific emergency plan.

Augmented response provides relief to the on-shift staff of EP functions (if necessary) and (2) provides support staff for effective emergency plan implementation.

ii. This table lists the EP functions needed to implement the typical emergency plan. It is intended to provide a model for applicants and licensees to consider in the development of their site-specific emergency plan. The minimum ERO staffing plan of a specific licensee should be described.

iii. The minimum ERO staffing plan is that which is required to effectively implement the site-specific emergency plan (i.e., the emergency plan cannot be effectively implemented without this staff). The emergency plan should describe the minimum ERO staffing plan, while supporting implementing procedures can describe any other staff response desired by the licensee as long as this staff is not critical to effective emergency plan implementation The augmentation times listed are intended to provide a model for applicants and licensees to consider in the development of their site-specific emergency plan.

iv. The titles of the positions are as defined in the site-specific emergency plan.

v. The locations of these positions are intended to provide a model for applicants and licensees to consider in the development of their site-specific emergency plan. Licensees may choose to have these positions, or functions, at other facilities and/or activated at different emergency classification levels (ECLs).

vi. Many of these EP functions may be assigned as collateral duties; however, the licensee is required to evaluate if the addition of collateral duties would preclude the performance of EP functions regardless of the other (non-EP) duties assigned to an individual responder.

vii. The development of an ERO staffing plan should use a performance-based approach to the degree practicable. The licensee will need to demonstrate that the listed EP functions are constantly maintained. Once developed, and approved by the NRC, changes to the minimum ERO staffing plan are evaluated and controlled in accordance with 10 CFR 50.54(q).

viii. The number of operations staff, security force staff, or fire brigade staff on-shift is controlled by the site-specific Technical Specifications or other licensing documents.

Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)

Emergency Operations Facility (EOF)/

Joint Information Center (JIC)/ Joint Information System (JIS)

Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Command and Control

  • Provide overall ERO command and control, until relieved.
  • Approve emergency action level (EAL) and/

or protective action recommendation (PAR) classifications, until relieved.

  • Authorize personnel dose extensions, until relieved.

Operations Shift Manager Emergency Coordinator (1)

Not applicable Emergency Director (1)

Communications

  • Communicate EAL and PAR classifications to offsite response organizations (OROs),

including the NRC, until relieved.

Communicator1 Communicators (TSC)

(2)

One communicator for the NRC and one communicator for OROs.

As needed.

One communicator staffed for NRC communications if needed.

Communicator (1)

Radiation Protection

  • Provide qualified radiation protection coverage for responders accessing potentially unknown radiological environments during emergency conditions.
  • Provide in-plant surveys.
  • Control dosimetry and radiologically controlled area access.

Radiation Protection Personnel4 Additional Radiation Protection Technicians

[In addition to personnel on-shift]

(OSC) (3)

Additional Radiation Protection Technicians

[In addition to personnel on-shift and those responding within 60 min.]

(OSC) (3)

Not applicable

Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)

Emergency Operations Facility (EOF)/

Joint Information Center (JIC)/ Joint Information System (JIS)

Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Supervision of Radiation Protection Staff and Site Radiation Protection

  • Evaluate and assess plant and offsite radiological data in the development of onsite protective actions and offsite PARs, until relieved.
  • Recommend onsite protective actions and offsite PARs to the applicable decision-maker, until relieved.
  • Direct all radiation protection activities, including field monitoring team (FMT) direction, until relieved.
  • Provide relevant information to applicable communicators who are communicating offsite PARs to OROs, until relieved.

Operations Shift Manager Site Radiation Protection Coordinator (SRPC) (1) (TSC)

Not applicable Radiation Protection Manager (1) (EOF)

Dose Assessments/

Projections

  • Perform dose assessments/projections and provide input to applicable PAR decision-maker, until relieved.

Dose Assessment/

Projection Staff 1 Dose Assessment/

Projection Staff (1)

(TSC)

Not applicable Dose Assessment/

Projection Staff (1)

(EOF)

Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)

Emergency Operations Facility (EOF)/

Joint Information Center (JIC)/ Joint Information System (JIS)

Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Emergency Classifications

  • Evaluate plant conditions and recommend emergency classifications, until relieved.

Emergency Classification Advisor1 Emergency Classification Advisor (1) (TSC)

Licensees should consider having a liaison between Operations (Control Room) and the TSC to perform this function.

Not applicable Not applicable Engineering

  • Provide engineering coverage related to the specific discipline of the assigned engineer, until relieved.

Core/Thermal Hydraulics Engineer1

  • Evaluate reactor conditions.

TSC Engineering Staff

  • (1) Electrical/

Instrumentation and Control (I&C):

Provide engineering coverage for the ERO related to electrical or I&C equipment.

  • (1) Mechanical:

Provide engineering coverage for the ERO related to mechanical equipment.

  • (1) Core/Thermal Hydraulics: Evaluate reactor conditions.

As needed Not applicable Security Security staffing per the site-specific security plan.

Security Liaison (TSC) (1)

  • Coordinate security-related activities and information with the Emergency Coordinator.

Not applicable Not applicable

Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)

Emergency Operations Facility (EOF)/

Joint Information Center (JIC)/ Joint Information System (JIS)

Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Repair Team Activities Not applicable Maintenance Personnel (OSC)

(1 electrician, 1 mechanic)

  • (1) Electrician:

Provide electrical support for ECCS equipment, event mitigation, and equipment repair.

  • (1) Mechanic: Provide mechanical support for ECCS equipment, event mitigation, and equipment repair.

Maintenance Personnel (OSC)

  • (1) I&C Technician:

Provide assistance with logic manipulation, support for event mitigation and equipment repair, and support of digital I&C if applicable.

Additional I&C staff may be called out if needed.

  • Electricians -

As needed.

  • Mechanics -

As needed.

Not applicable

Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)

Emergency Operations Facility (EOF)/

Joint Information Center (JIC)/ Joint Information System (JIS)

Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Supervision of Repair Team Activities Not applicable Lead OSC Supervisor (1)

  • Supervise OSC activities as directed by Emergency Coordinator.

OSC Supervisors

  • (1) Electrical:

Supervise OSC activities related to electrical equipment.

  • (1) Mechanical:

Supervise OSC activities related to mechanical equipment.

  • (1) I&C:

Supervise OSC activities related to I&C equipment.

May be combined with Electrical Supervisor.

  • (1) Radiation Protection:

Supervise OSC activities related to Not applicable

Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)

Emergency Operations Facility (EOF)/

Joint Information Center (JIC)/ Joint Information System (JIS)

Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Field Monitoring Teams (FMTs)

Not applicable Onsite FMT

  • (1) Qualified individual to assess the protected area for radiation and contamination and provide input to the SRPC. Responsible for radiation protection coverage for the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).
  • (1) Driver to provide transportation.

Offsite FMT A

  • (1) Qualified individual to assess the area(s) outside the protected area for radiation and contamination, and for radioactive plume tracking, as directed by, and under the control of, the SRPC (TSC) or Radiation Protection Manager (EOF).

Responsible for the radiation protection coverage of the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).

  • (1) Driver to provide transportation.

Offsite FMT B

  • (1) Qualified individual to assess the area(s) outside the protected area for radiation and contamination, and for radioactive plume tracking, as directed by, and under the control of, the SRPC (TSC) or Radiation Protection Manager (EOF).

Responsible for the radiation protection coverage of the FMT as directed by SRPC (TSC) or Radiation Protection Manager (EOF).

  • (1) Driver to provide transportation.

Not applicable

Emergency Preparedness (EP) Functions On-Shift Technical Support Center (TSC)/Operations Support Center (OSC)

Emergency Operations Facility (EOF)/

Joint Information Center (JIC)/ Joint Information System (JIS)

Alert or Greater Augment w/in 60 min.1, 2 Alert or Greater Augment w/in 90 min.1, 2 Site Area Emergency (SAE) or Greater Augment w/in 60 min.3 Media Information

  • Manage and coordinate media information related to the event.

Not applicable JIC/JIS staff to address media inquiries.5 Not applicable Staff to perform JIC/JIS-related tasks.

Information Technology (IT)6

  • If emergency plan functions rely on computer-based equipment, provide IT support.

Not applicable Not applicable IT Lead (TSC) (1)1

  • Qualified individual to ensure IT equipment is operable.

IT Lead (EOF/JIC/JIS) (1)1

  • Qualified individual to ensure IT equipment is operable.

1 Other personnel may be assigned this function if no collateral duties are assigned to an individual that are beyond the capability of that individual to perform at any given time. A 10 CFR Part 50, Appendix E on-shift staffing analysis must be performed to support assignment of multiple roles to individual responders on-shift. For augmented ERO positions, a performance-based approach is acceptable for evaluating whether augmented personnel can adequately perform collateral functions without having competing priorities.

2 Specified TSC/OSC personnel should be capable of performing their required functions within 60(90) minutes of an Alert or higher EAL classification. Emergency response facility activation timing is not the concern; it is whether the facility staff is performing the stated function(s) within the time specified.

3 Specified EOF/JIC/JIS personnel should be capable of performing their required functions within 60 minutes of a SAE or higher EAL classification. Emergency response facility activation timing is not the concern; it is whether the facility staff is performing the stated function(s) within the time specified. Note: For JIC/JIS, licensees should use whatever term is used for the media support function/program/

location as applicable.

4 Two qualified radiation protection personnel for a single unit site or one per unit for a multi-unit site.

5 Does not need to be performed in the TSC/OSC, but function needs to be established at this point.

6 IT staff is only required to be described in the emergency plan if critical digital assets are identified per 10 CFR 73.54.