ML20207M336

Forwards Copy of Ubsag 13G Which Was Intended to Be Included as Encl 3 to from Mj Egan Re Suppl Info in Support of Proposed License Transfer & Conforming Administrative License Amends

ML20207M336
Person / Time
Site:	Crane
Issue date:	03/10/1999
From:	Matthews J MORGAN, LEWIS & BOCKIUS
To:	NRC OFFICE OF INFORMATION RESOURCES MANAGEMENT (IRM)
References
NUDOCS 9903190056
Download: ML20207M336 (6)

Text

a i

n 1800 M Street, NXL M. organ, Lewis Washington, D.C. 20036 5869 sBockius u, 202 4 n000 Fat 202-4677176 COUN5EL0RS AT LAW l

John E. Matthews 202-467-7524 March 10,1999 10 CFR 50.80 1

I U.S. Nuclear Regulatory Commission ATTN: Document Control Desk Washington, DC 20555 Re:

Three Mile Island Nuclear Station, Unit 1 (TMI-1)

Facility Operating License No. DPR-50, Docket No. 50-289 Supplemental Information Submitted in Support of Proposed License Transfer and Conforming Administrative License Amendments

Dear Sir / Madam:

Enclosed please find a copy of the UBSAG 13G which was intended to be included as to the letter dated March 4,1999 of Michael J. Egan transmitting supplemental information regarding the above-referenced application. This enclosure was inadvertently omitted from the March 4 letter.

Sincer ohn E. Matthews cc:

Administrator, Region I TMI Senior Resident Inspector TMI-l Senior Project Manager Counsel for GPUN 9903190056 990310 PDR ADOCK 05000289l p\\

P Sj pg -

1G0053 i

' httfliww4.sec. gov / Arch.. 001076958-99-000007.txt http://www.sec. gov /A rchives/ edgar / data /1076958/0001076958-99-000007.txt

---

BEG 1N PRIVACY-ENHANCED MESSAGE-----

Proc-Type: 2001,MIC-CLEAR

/

Originator-Name: webmaster@www.sec. gov.

Originator-Key-Asymmetric:

MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen

.TWSM7vrzlADbmYQaionwg5sDW3P6 cam 5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LUuaKL6Didene0gJMNmidT9Apfkfc+2MWe9bv0Uhoz2soQVTbRJvqmMK7eyD8DRH w61GRExxu3PAUHOYjeEkLg==

<SEC-DOCUMENT >0001076958-99-000007.txt : 19990218

<SEC-HEADER >0001076958-99-000007.hdr.sgm1 : 19990218 ACCESSION NUMBER:

0001076958-99-000007 CONFORMED SUBMISSION TYPE:

SC 13G/A PUBLIC DOCUMENT COUNT:

1 FILED AS OF.DATE:

19990217 SUBJECT COMPANY:

COMPANY DATA:

l COMPANY CONFORMED NAME:

PECO ENERGY CO CENTRAL INDEX KEY:

0000078100 STANDARD INDUSTRIAL CLASSIFICATION:

ELECTRIC & OTHER SERVICES CO IRS NUMBER:

)

230970240 STATE OF INCORPORATION:

PA l

FISCAL YEAR END:

1231 FILING VALUES:

FORM TYPE:

SC 13G/A l

SEC ACT:

i SEC FILE NUMBER:

005-42653 FILM NUMBER:

99543886 BUSINESS ADDRESS:

STREET 1:

2301 MARKET ST STREET 2:

P O BOX 8699 CITY:

PHILADELPHIA STATE:

PA ZIP:

19101 BUSINESS PHONE:

2158414000 FORMER COMPANY:

FORMER CONFORMED NAME:

PHILADELPHIA ELECTRIC CO DATE OF NAME CHANGE:

19920703 FILED BY:

COMPANY DATA:

COMPANY CONFORMED NA!!E:

UBS AG/NY CENTRAL INDEX KEY:

0001076958 STANDARD INDUSTRIAL CLASSIFICATION:

().

IRS NUMBER:

980186363 FISCAL YEAR END:

1231

FILING VALUES:

FORM TYPE:

SC 13G/A BUSINESS ADDRESS:

STREET 1:

299 PARK AVENUE

' CITY:

NEW YORK STATE:

NY ZIP:

10171

</SEC-HEADER >.

< DOCUMENT >

< TYPE >SC 13G/A 02/22/99 14:51:10 )

1 of $

httpl/www.sec. gov / Arch.. 001076958-99-000007.txt http://www.sec. gov / Archives / edgar / data /1076958/0001076958-99-000007.txt 4

e

< SEQUENCE >l j

< TEXT >

UNITED STATES SECURITIES AND EXCHANGF COMMISSION washington, D.C.

20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)

PECO ENERGY CO.

(Name of Issuer)

Common Stock (Title of Class of Securities) a....._____________...____________________________________..

693304107 (CUSIP Number)

December 31, 1998 (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

/x/ Rule 13d-1(b)

/ / Rule 13d-1(c)

/ / Rule 13d-1(d)

• The remainder of this cover pago shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the

~ disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be " filed" for the purpose of Section

)

18 of the Securities Exchange Act of 1934 ("Act") or i

otherwise subject to the liabilities of that section of the i

Act but shall be subject to all other provisions of the Act

]

(however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Page 1 of 5 pages l

<PAGE>

Cusip 693304107 1

1 Names of Reporting Persons I.R.S. Identification Nos. of abeve persons (entities only).

UBS AG 0102/99 14:51:10 2 Cf 5 -

~

- hap://www.sec. gov / Arch..001076958 99-000007.txt http //www.sec gov / Archives / edgar / data /1076958/0001076958-99-000007.txt M

98-0186363 2

Check the Aporopriate Box if a Member of a Group (See Instructions) a'

/ /

b

/x/ See Item 8 of attached schedule.

3 SEC USE ONLY 4

Citizenship or Place of Organization - Switzerland Number of 5.

Sole Voting Power Shares Bene-6.

Shared Voting Power 16,125,789 ficially 7.

Sole Dispositive Power Owned by Each 8.

Shared Dispositive Power 16,125,199___

Reporting Person With:

9

-Aggregate Amount Beneficially Owned by Each Reporting Person 16,125,789 Shares 10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 11 Percent of Class Represented by Amount in Row (11) 7.2%

12 Type of Reporting Person (See Instructions) i BK See Item 3 of attached schedule.

]

'* UBS AG disclaims beneficial ownership of such securities.

Page 2 of 5 pages

<PAGE>

Cusip 693304107 Item 1(a). Name of, Issuer:

PECO ENERGY CO.

1 Item 1(b).

Address of Issuer's Principal Executive Offices:

2301 Market Street P.O. Box 8699 l

Philadelphia,,PA -19101 t

l Item 2(a) Name of Persons Filing

• Brinson' Partners, Inc.("BPI") and UBS AG ("UBSAG").

Item 2(b) Address of Principal Business Office or, if none, Residence:

BPI's principal business office is located at:

209 South LaSalle,. Chicago, Illinois 60604-1295 UBSAG's principal business office is located at:

JBahnhofstrasse 45-02/22/9914:51:lt 3cf5-

pu

. httpu/www.sec. gov / Arch.. 001076958-99-000007.txt http://www.sec. gov /A rchives/ edgar / data /1076958/0001076958-99-000007.txt v

8021, Zurich, Switzerland Item 2(c) Citizenship:

Incorporated by reference to Item 4 of the cover pages.

l Item 2(d) Title of Class of Securities:

I Common Stock (the " Common Stock")

l Item 2(e)-CUSIP Number:

l 693304107 Item 3.

Type of Person Filing:

UBS AG is classified as a Bank pursuant to no action relief granted by the staff of the Securities and Exchange Commission.

. Item 4 (a)-(c) (iv).

Ownership:

Incorporated by reference to Items 5-11 of the cover paess.

Item 5.

Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /.

Page 3 of 5 pages

<PAGE>

Cusip 693304107 Item 6.

Ownership of More than Five Percent on Beha.7 of Another Person:

Accourts managed on a discretionary basis by UBS AG or its subsidiaries have the right to receive or the power to direct the receipt of dividenis from, or the proceeds from the sale of, the Common Stock.

No account holds more than 5 percent of the outstanding Common Stock.

Item 7.

Identification and Classification of the Subsidiary

. Which Acquired the Security Being Reported on By the Parent Holdi:.g Company:

[See item 3 above),

Item.8 Identification and Classification of Members of the Group:

This report includes holdings of UBS AG and certain of its subsidiaries, pursuant to no action relief granted by the staff of the-Securities and Exchange Commission. UBS AG does not hereby affirm the existence of a group within the meaning of Rule 13d-5 (b) (1).

i l

Item 9 Notice of Dissolution of Group:

Not Applicable Item 10 Certification:

)

4 cf 5 0122/9914:51:11

f ' httr.//www.sec. gov / Arch.. 001076958-99-000007.txt 1

http://www.sec. gov / Archives / edgar /datW i o76958/0001076958-99-000007.txt I o

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired

)

i I

and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with '"e effect of changing or influencing the control of the suer of.the securities and were not acquired and are not neld in 1

connection with or as a participant in any transaction having j

that purpose or effect.

l SIGNATURE

{

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

i l

Date:

February 12, 1999 UBS AG i

By:

/s/ Louis R. Eber By:/s/ Janet R.

Zimmer i

Louis R. Eber Janet R.

Zimmer Executive Director Executive Director Page 4 of 5 pages

<PAGE>

Cusip 693304107 EXHIBIT 1 AGREEMENT TO MAKE A JOINT FILING Brinson Partners, Inc. and UBS AG each agrees that this Schedule 13G (including all amendments thereto) is filed by and on behalf of each such party.

Date:

February 12, 1999 UBS AG By:

/s/ Louis R. Eber By:/s/ Janet R.

Zimmer

{

Louis R.

Eber Janet R. Zimmer j

Executive Director Executive Director Page 5 of 5 pages

)

</ TEXT >

</ DOCUMENT >

</SEC-DOCUMENT >

j

---

END PRIVACY-ENHANGED MESSAGE-----

02/22/99 14:51:11 5cf5