ML24038A023: Difference between revisions

From kanterella
Jump to navigation Jump to search
(StriderTol Bot change)
(StriderTol Bot change)
 
Line 15: Line 15:


=Text=
=Text=
{{#Wiki_filter:UNITED                   STATES NUCLEAR                           REGULATORY                                 COMMISSION WASHINGTON                 , D.C . 20555-0001
{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001


February                                         7,     2024
February 7, 2024


MEMORANDUM                               TO:           Brooke                   P. Clark General       Counsel
MEMORANDUM TO: Brooke P. Clark General Counsel


FROM     :                                             Christopher T.       Hanson                                                                                                                 c_ __ Q __                                 -r~
FROM : Christopher T. Hanson c_ __ Q __ -r~


==SUBJECT:==
==SUBJECT:==
REVISITING                   THE     MANDATORY                 HEARING       PROCESS     AT THE U               .S . NUCLEAR                     REGULATORY                                   COMMISSION
REVISITING THE MANDATORY HEARING PROCESS AT THE U.S. NUCLEAR REGULATORY COMMISSION


As we           approach                               the U.S.                   Nuclear           Regulatory                 Commission's                               (NRC's)     50th anniversary                                 and reflect on                     the significant evolution         of the agency                                           and                         its engagement                                     with the public     it protects, a fresh look         at the mandatory                                                   hearing     process           is warranted.                         As discussed   below,                     I direct the Office of the General       Counsel                   (OGC)   to   identify efficiencies in these mandatory                                               hearings that will enable                     the Commission                             to fulfill its statutory       obligations         while it promotes               the responsible stewardship of time and                       resources             .
As we approach the U.S. Nuclear Regulatory Commission's (NRC's) 50th anniversary and reflect on the significant evolution of the agency and its engagement with the public it protects, a fresh look at the mandatory hearing process is warranted. As discussed below, I direct the Office of the General Counsel (OGC) to identify efficiencies in these mandatory hearings that will enable the Commission to fulfill its statutory obligations while it promotes the responsible stewardship of time and resources.


The   requirement   for a           mandatory                                                 hearing       at the construction                               permit phase       of new                   nuclear generation                 facilities, captured                 in section       189a           . of the Atomic           Energy                 Act of 1954, as           amended (AEA),     and                     the similar requirement in AEA   section         193(b)             associated               with uranium                                   enrichment facilities, represent a           longstanding                   commitment                               to   openness                               at the NRC. 1   These statutory mandates                                 are       part of a           larger set of mechanisms                                 that the agency                                           uses       to   ensure             the public     is engaged                               in agency                                         decision-making                           on                     major                 projects. Sometimes             known                                           as           "uncontested" hearings,     these public     facing-proceedings                   are       separate         from       the agency's                                     adjudicatory processes         for contested           matters and                           aid the presiding officer in   determining whether the NRC staffs safety   and                     environmental                           findings are       sufficient to   support     the issuance                     of a             license.
The requirement for a mandatory hearing at the construction permit phase of new nuclear generation facilities, captured in section 189a. of the Atomic Energy Act of 1954, as amended (AEA), and the similar requirement in AEA section 193(b) associated with uranium enrichment facilities, represent a longstanding commitment to openness at the NRC. 1 These statutory mandates are part of a larger set of mechanisms that the agency uses to ensure the public is engaged in agency decision-making on major projects. Sometimes known as "uncontested" hearings, these public facing-proceedings are separate from the agency's adjudicatory processes for contested matters and aid the presiding officer in determining whether the NRC staffs safety and environmental findings are sufficient to support the issuance of a license.


In             CLl-05-17, the Commission                             discussed the legislative background                                                     of the mandatory                                                   hearing requirements. 2   As part of its extensive overview       of the topic, the Commission                           recounted                       the major               concerns                                     Congress                   raised with the Atomic         Energy                   Commission's                         (AEC's)   lack     of transparency                                                 in   its licensing processes,         particularly regarding   insufficient notice     and unavailability       of critical information             . 3 The AEC,     originally responsible for both           development               and licensing functions,                   was                   restructured by                     the Energy                     Reorganization                           Act of 1974 to   separate       the promotional                         aspects       of the agency                                         from         its regulatory               role. This separation             resulted in the creation             of the NRC     as           it remains           today,                           an                     agency                                         focused                       on                         independent             and                       unbiased oversight of the commercial                             nuclear                       industry. The   reorganization                   was                   a           major             change                                     in the approach                                   to   regulate nuclear                   energy                     in this country,                                     easing           some                   of the tension           caused                               by                   the
In CLl-05-17, the Commission discussed the legislative background of the mandatory hearing requirements. 2 As part of its extensive overview of the topic, the Commission recounted the major concerns Congress raised with the Atomic Energy Commission's (AEC's) lack of transparency in its licensing processes, particularly regarding insufficient notice and unavailability of critical information. 3 The AEC, originally responsible for both development and licensing functions, was restructured by the Energy Reorganization Act of 1974 to separate the promotional aspects of the agency from its regulatory role. This separation resulted in the creation of the NRC as it remains today, an agency focused on independent and unbiased oversight of the commercial nuclear industry. The reorganization was a major change in the approach to regulate nuclear energy in this country, easing some of the tension caused by the


1     See 42   U               .S.C . § 2239(a)             and                   42   U.S                 .C . § 2243(b)(1),               respectively.
1 See 42 U.S.C. § 2239(a) and 42 U.S.C. § 2243(b)(1), respectively.
2     See Exelon                   Generation                   Co         . (Early   Site Permit for Clinton ESP Site), CLl-05-17, 62   NRG     5,     27-28 (2005) .
2 See Exelon Generation Co. (Early Site Permit for Clinton ESP Site), CLl-05-17, 62 NRG 5, 27-28 (2005).
3     See   id.
3 See id.
original dual-interest mission     of the AEC     . Further sh ifts in the United       States' overall approach                                       to government                                 accountability                                 have             occurred                                 in succeeding                         years,                 including     passage                 of the Freedom                     of Information                       Act, the Government                                       in the Sunshine                   Act, and                     the Federal Advisory Committee     Act.
original dual-interest mission of the AEC. Further sh ifts in the United States' overall approach to government accountability have occurred in succeeding years, including passage of the Freedom of Information Act, the Government in the Sunshine Act, and the Federal Advisory Committee Act.


The     NRC's   processes     to   enhance                                         open                         and                     transparent             regulation     of nuclear                       power               have           also evolved     over     its history. The   information                   landscape                           has         drastically changed                               since     the days                   of the AEC,     putting critical information                 about                                 the NRC's   decision-making                           into the public     sphere.
The NRC's processes to enhance open and transparent regulation of nuclear power have also evolved over its history. The information landscape has drastically changed since the days of the AEC, putting critical information about the NRC's decision-making into the public sphere.
The   agency                                             has           had           a           Public     Meeting Policy       in place       since     1978 that opens                     staff meetings with licensees and                       applicants   to   observation                               and                       participation. Commission                             meetings , with very limited exceptions,                 also       are     open                     to the                                     public     and                       made                       available         online.           Information                             that once required onerous                                   in-person             processes           to   acquire               is now                               available       instantaneously                                         through       the NRC's     public   website or     its electronic records       repository, known                                           as         the Agencywide                               Documents Access                 and                       Management                                           System             (ADAMS).       Contact                     information             for the Office of Public   Affairs, project managers,                                       and                     resident inspectors   is readily available       for use             by                     the public     to   request additional information             or     ask       questions.
The agency has had a Public Meeting Policy in place since 1978 that opens staff meetings with licensees and applicants to observation and participation. Commission meetings, with very limited exceptions, also are open to the public and made available online. Information that once required onerous in-person processes to acquire is now available instantaneously through the NRC's public website or its electronic records repository, known as the Agencywide Documents Access and Management System (ADAMS). Contact information for the Office of Public Affairs, project managers, and resident inspectors is readily available for use by the public to request additional information or ask questions.


While the NRC     is bound                                               by                     statute to   conduct                                     mandatory                                               hearings   for certain   applications, Congress                 did not           provide direction as         to   how                 those   hearings   are     conducted                                       . Indeed,             the Commission                                 has         previously   considered               questions           regarding the format         and                       structure of these hearings       over   the years               . 4       Flexibility in the statute allows   the agency                                       to   adjust its processes       to meet   emerging       needs.
While the NRC is bound by statute to conduct mandatory hearings for certain applications, Congress did not provide direction as to how those hearings are conducted. Indeed, the Commission has previously considered questions regarding the format and structure of these hearings over the years. 4 Flexibility in the statute allows the agency to adjust its processes to meet emerging needs.


Over the past 20 years               , the Commission                                   and                     the Licensing   Boards               have             conducted 21         mandatory                                                 hearings . Most recently,     after a         five-year gap,                                                                                                                                                               the Commission                             conducted                                     a mandatory                                                     hearing   for a           non-power                                             test reactor       construction                           permit in October                 2023,   signaling the beginning                   of an                       expected           influx of advanced                                         reactor       applications     and                     the potential for more mandatory                                                   hearings   on                     the horizon.               As the agency                                       prepares for the potential increase             in standardized       reactor     designs and                       applications     for their deployment,                           it is important       to   balance efficiency, clarity, and                     openness                                     in   Commission                             decision-making                       , and                       to   reflect on                         lessons learned       from       the past uncontested                               hearings       held on                       applications   for early     site permits, construction                               permits, combined                                       licenses, and                       uranium                                   enrichment           facilities under               our                 existing procedures                   . Within the guardrails of our                 current       statutory     requirements,   I believe significant process           efficiencies can                             be           gained.
Over the past 20 years, the Commission and the Licensing Boards have conducted 21 mandatory hearings. Most recently, after a five-year gap, the Commission conducted a mandatory hearing for a non-power test reactor construction permit in October 2023, signaling the beginning of an expected influx of advanced reactor applications and the potential for more mandatory hearings on the horizon. As the agency prepares for the potential increase in standardized reactor designs and applications for their deployment, it is important to balance efficiency, clarity, and openness in Commission decision-making, and to reflect on lessons learned from the past uncontested hearings held on applications for early site permits, construction permits, combined licenses, and uranium enrichment facilities under our existing procedures. Within the guardrails of our current statutory requirements, I believe significant process efficiencies can be gained.


In             light of these considerations,                     I direct OGC   to   provide a           paper     to the Commission                             within 60   days                     of the date   of this memorandum                                                                           outlining applicable     requirements   and                         providing options           to the Commission                         for conducting                                     mandatory                                                 hearings   going           forward             . Maintaining       the important       core           of public   engagement                                         and                       transparency,                                       OGC   should           broadly                           consider           available flexibilities in the structure and                     format         of these proceedings           (including     selection of an appropriate   presiding officer), and                   the form       that the agency's                                       decision     might take . In               its analysis, OGC   should           consider       whether procedures                   for mandatory                                                 hearings   can,                             or     should,           differ for applications   that represent a           "first of a             kind" review.
In light of these considerations, I direct OGC to provide a paper to the Commission within 60 days of the date of this memorandum outlining applicable requirements and providing options to the Commission for conducting mandatory hearings going forward. Maintaining the important core of public engagement and transparency, OGC should broadly consider available flexibilities in the structure and format of these proceedings (including selection of an appropriate presiding officer), and the form that the agency's decision might take. In its analysis, OGC should consider whether procedures for mandatory hearings can, or should, differ for applications that represent a "first of a kind" review.


4     See e.g . Staff Requirements-SECY-10-0082-Mandatory                                                                                                 Hearing   Process       for Combined                                 License Application Proceedings         under             10 C .F.R. Part 52   (Dec       . 3,     2010) (ADAMS Accession                       No           . ML103570203);
4 See e.g. Staff Requirements-SECY-10-0082-Mandatory Hearing Process for Combined License Application Proceedings under 10 C.F.R. Part 52 (Dec. 3, 2010) (ADAMS Accession No. ML103570203);
see also         Staff Requirements-SECY-21-0107-Selection                                             of Presiding Officer for Mandatory                                     Hearings Associated   with Construction                   Permit Applications (Mar   . 23,   2022)   (ML22083A045)     .
see also Staff Requirements-SECY-21-0107-Selection of Presiding Officer for Mandatory Hearings Associated with Construction Permit Applications (Mar. 23, 2022) (ML22083A045).
                                                                                                                                                                                                                                                -           3 -
- 3 -


Distribution:
Distribution:
Commissioner                   Wright Commissioner                   Caputo Commissioner                     Crowell C. Safford, SECY R.         Furstenau,                         Acting OEDO J. Weil, OPA
Commissioner Wright Commissioner Caputo Commissioner Crowell C. Safford, SECY R. Furstenau, Acting OEDO J. Weil, OPA


ADAMS       Accession                                                 No.:                   ML24038A023                                                                                                                                                                                                                                                                                         *concur                                           via e-mail OFFICE                                 OCM/CTH/LC                                                                                                                                                                                                                                                                                                                                                                                                                                                                       OCM/CTH NAME                                                               OMikula                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   CHanson DA TE                                                                     02/ 0*7 /2024                                                                                                                                                                                                                                                                                                                                                                                                                                                                           02/                                                               12024 OFFICIAL         RECORD         COPY}}
ADAMS Accession No.: ML24038A023 *concur via e-mail OFFICE OCM/CTH/LC OCM/CTH NAME OMikula CHanson DA TE 02/ 0*7 /2024 02/ 12024 OFFICIAL RECORD COPY}}

Latest revision as of 15:25, 5 October 2024

Tasking Memo from Chair Christopher T. Hanson to Brooke P. Clark, OGC, Revisiting the Mandatory Hearing Process at the U.S. Nuclear Regulatory Commission
ML24038A023
Person / Time
Issue date: 02/07/2024
From: Christopher Hanson
NRC/Chairman
To: Brooke Clark
NRC/OGC
References
Download: ML24038A023 (3)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001

February 7, 2024

MEMORANDUM TO: Brooke P. Clark General Counsel

FROM : Christopher T. Hanson c_ __ Q __ -r~

SUBJECT:

REVISITING THE MANDATORY HEARING PROCESS AT THE U.S. NUCLEAR REGULATORY COMMISSION

As we approach the U.S. Nuclear Regulatory Commission's (NRC's) 50th anniversary and reflect on the significant evolution of the agency and its engagement with the public it protects, a fresh look at the mandatory hearing process is warranted. As discussed below, I direct the Office of the General Counsel (OGC) to identify efficiencies in these mandatory hearings that will enable the Commission to fulfill its statutory obligations while it promotes the responsible stewardship of time and resources.

The requirement for a mandatory hearing at the construction permit phase of new nuclear generation facilities, captured in section 189a. of the Atomic Energy Act of 1954, as amended (AEA), and the similar requirement in AEA section 193(b) associated with uranium enrichment facilities, represent a longstanding commitment to openness at the NRC. 1 These statutory mandates are part of a larger set of mechanisms that the agency uses to ensure the public is engaged in agency decision-making on major projects. Sometimes known as "uncontested" hearings, these public facing-proceedings are separate from the agency's adjudicatory processes for contested matters and aid the presiding officer in determining whether the NRC staffs safety and environmental findings are sufficient to support the issuance of a license.

In CLl-05-17, the Commission discussed the legislative background of the mandatory hearing requirements. 2 As part of its extensive overview of the topic, the Commission recounted the major concerns Congress raised with the Atomic Energy Commission's (AEC's) lack of transparency in its licensing processes, particularly regarding insufficient notice and unavailability of critical information. 3 The AEC, originally responsible for both development and licensing functions, was restructured by the Energy Reorganization Act of 1974 to separate the promotional aspects of the agency from its regulatory role. This separation resulted in the creation of the NRC as it remains today, an agency focused on independent and unbiased oversight of the commercial nuclear industry. The reorganization was a major change in the approach to regulate nuclear energy in this country, easing some of the tension caused by the

1 See 42 U.S.C. § 2239(a) and 42 U.S.C. § 2243(b)(1), respectively.

2 See Exelon Generation Co. (Early Site Permit for Clinton ESP Site), CLl-05-17, 62 NRG 5, 27-28 (2005).

3 See id.

original dual-interest mission of the AEC. Further sh ifts in the United States' overall approach to government accountability have occurred in succeeding years, including passage of the Freedom of Information Act, the Government in the Sunshine Act, and the Federal Advisory Committee Act.

The NRC's processes to enhance open and transparent regulation of nuclear power have also evolved over its history. The information landscape has drastically changed since the days of the AEC, putting critical information about the NRC's decision-making into the public sphere.

The agency has had a Public Meeting Policy in place since 1978 that opens staff meetings with licensees and applicants to observation and participation. Commission meetings, with very limited exceptions, also are open to the public and made available online. Information that once required onerous in-person processes to acquire is now available instantaneously through the NRC's public website or its electronic records repository, known as the Agencywide Documents Access and Management System (ADAMS). Contact information for the Office of Public Affairs, project managers, and resident inspectors is readily available for use by the public to request additional information or ask questions.

While the NRC is bound by statute to conduct mandatory hearings for certain applications, Congress did not provide direction as to how those hearings are conducted. Indeed, the Commission has previously considered questions regarding the format and structure of these hearings over the years. 4 Flexibility in the statute allows the agency to adjust its processes to meet emerging needs.

Over the past 20 years, the Commission and the Licensing Boards have conducted 21 mandatory hearings. Most recently, after a five-year gap, the Commission conducted a mandatory hearing for a non-power test reactor construction permit in October 2023, signaling the beginning of an expected influx of advanced reactor applications and the potential for more mandatory hearings on the horizon. As the agency prepares for the potential increase in standardized reactor designs and applications for their deployment, it is important to balance efficiency, clarity, and openness in Commission decision-making, and to reflect on lessons learned from the past uncontested hearings held on applications for early site permits, construction permits, combined licenses, and uranium enrichment facilities under our existing procedures. Within the guardrails of our current statutory requirements, I believe significant process efficiencies can be gained.

In light of these considerations, I direct OGC to provide a paper to the Commission within 60 days of the date of this memorandum outlining applicable requirements and providing options to the Commission for conducting mandatory hearings going forward. Maintaining the important core of public engagement and transparency, OGC should broadly consider available flexibilities in the structure and format of these proceedings (including selection of an appropriate presiding officer), and the form that the agency's decision might take. In its analysis, OGC should consider whether procedures for mandatory hearings can, or should, differ for applications that represent a "first of a kind" review.

4 See e.g. Staff Requirements-SECY-10-0082-Mandatory Hearing Process for Combined License Application Proceedings under 10 C.F.R. Part 52 (Dec. 3, 2010) (ADAMS Accession No. ML103570203);

see also Staff Requirements-SECY-21-0107-Selection of Presiding Officer for Mandatory Hearings Associated with Construction Permit Applications (Mar. 23, 2022) (ML22083A045).

- 3 -

Distribution:

Commissioner Wright Commissioner Caputo Commissioner Crowell C. Safford, SECY R. Furstenau, Acting OEDO J. Weil, OPA

ADAMS Accession No.: ML24038A023 *concur via e-mail OFFICE OCM/CTH/LC OCM/CTH NAME OMikula CHanson DA TE 02/ 0*7 /2024 02/ 12024 OFFICIAL RECORD COPY