ML20148G297: Difference between revisions
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{{Adams | |||
| number = ML20148G297 | |||
| issue date = 01/22/1988 | |||
| title = Partial Response to FOIA Request for Documents Re Proposed Rule Entitled, Completeness & Accuracy of Info. App G Documents Already Available in Pdr.App H Documents Withheld (Ref FOIA Exemption 5) | |||
| author name = Grimsley D | |||
| author affiliation = NRC OFFICE OF ADMINISTRATION & RESOURCES MANAGEMENT (ARM) | |||
| addressee name = Rader R | |||
| addressee affiliation = CONNER & WETTERHAHN | |||
| docket = | |||
| license number = | |||
| contact person = | |||
| case reference number = FOIA-87-570 | |||
| document report number = NUDOCS 8801260463 | |||
| document type = CORRESPONDENCE-LETTERS, NRC TO LEGAL/LAW FIRM, OUTGOING CORRESPONDENCE | |||
| page count = 7 | |||
| project = | |||
| stage = Other | |||
}} | |||
=Text= | |||
{{#Wiki_filter:- | |||
w y & L. -3;a ,. n es;ec.cu m ne w .w.p.v..:a m .m.oav..w.: s e.cy m . w ,a csv ,-v-- c: .v- - - - | |||
.P LEA EQULATORY CIMMIS$1?N mac swa aioven wwer asi | |||
: f. ..es f F0!A-87-570 i | |||
d h.. . | |||
t atsechse nes i I RESPONSE TO FREEDOM 'OF P * *' | |||
P ''""'' | |||
go e ..e / INFORMATION ACT (FOIA) REQUEST %2 13 % | |||
oocait ww.ie# , .ae, RioutSite Robert M. Rader PART 1.-RECORDS RELEASED OR NOT LOCATED ISee c4caev 6onest No agency records sub,ect to the roguest haw been located. | |||
No addetonal egency records subrect to the request have been located. | |||
Agency records subrect to the reowst that are ioentfed in Append.: O are already avadable for put4 racecten and copm in the NRC PM Docuwt Room, XX iri7 H street, N W., Washegton, DC. | |||
Agency records subject to the request that are identded in Apperda are being made avazabie for pubhc especten and copyeg m tre NRC Pubhc Documer1 Room,1717 H Street, N W., Washegton, DC, in a fo6$er under the FOtA number and requester name The r onpropnetary versson of the proposalts) that you agreed to accept m a telephone conve'saton wth a member of my staH e now beng rnade avalabee for pubhc repecten and coveg at the NRC Public Docurrent Room,1717 H $treet N W , Washegton. DC. e e folder under the FOIA number and requester name. | |||
Enclosed is informaten on how you may obtam access to and the charges for copyeg records placed m the NRC Pubhe Document Room,1717 H Street, N W., Wash,ngton, DC. | |||
Agency records subrect to the rept are enclosed Any apphcabee charge for copes of the recoros provtsed and paywt procedures are noted m the comments sectson. | |||
F.ecords subrect to the request have been referred to another Federal agencytest for revew and drect response to you in vow of NRC's response to the roovest, no further acDon a being taken on appeal letter dated PART ll A-INFORMATION WITHHELD FROM PUGUC DISCLOSURE Certain informaton in the requested records e beang ethheld from pubhc declosure pursuant to the FO(A esemptons descnbod m and for the reasons stated m Part R. sec-X) taone 8, C, and D. Any re4 eased portons of the documents for wh+ch only part of tre record a boeg ethhold are boirig made svedable for pubhc inspecten and copyeg m the NRC Pubhc Document Room,1717 H Street, N W., Washegton, DC, e a folder under the FOiA numter and requester name. | |||
Comments s | |||
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, 8801260463 880122 l PDR FOIA l | |||
i CONNOR87-570 PDR | |||
( Si a ' Rt. DimECyOA. D' S- ' 05 m' s ORiCORDS N24 - % | |||
CC FO;M 464 4een u rs ar , | |||
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FREEDOM OF INFORMATION ACT RESPONSE FOIA NUM8E".tSt 87-570 oATE: M 2 2 M66 PART fl P- APPLICABLE FOIA EXEMPTIONS Records subject to the request that are described in the enclosed Appendices H _ are bem, withheid ,n the,, ent,,ety o, in part undo, roir Exemptione and for the receons set forth below pursuant to 5 U.S.C. 5621bl and 10 CFR 9 5(al of NRC Regulations. | |||
s | |||
: 3. The wthheid information ' property claseded pursuant to Enocutrve Order 12356 IEXEMPTON 11 | |||
: 2. The wthheid informeten relates solely to the intomal personnel rules and procedures of NRC. (EXEMPTION 2) | |||
: 3. The wthheid informanon e specificapy enempted from public d sclosure by statute indicated; (EXEMPTON 3) | |||
Section 141145 of the Atom c Erorgy Act which proh. bets the doctosure of Restncted Data or Fowerty Restrcted Data 142 U.S C. 216121661. | |||
Secten 147 of the Atomic Energy Act wh.ch prohitats the declosure of Unciassefed Safeguards informaton 142 U.S C. 2167). | |||
: 4. The wthheid information e a trade secret or commercel or feancel rdormaton that e becg wthbeid for the reasonis) indcated. (EXEMPTION 41 The informaton e cor sidered to be confidentel buseess (propretarW informaton. | |||
The informataon is Coresdered to be propretary informaton purswent to 10 CFR 2 790(dH11. | |||
The informaton was submrtied and recorved in conroence from a foregn source pursuant to 10 CFR 2 790(dH2). | |||
: 5. The wthheid informaton connets of eterogency or entraegency records that are not evadable throuoh decovery dureg irt.gation. Deciosur e of predececnal informaton would tend to inhatHt the open and frank enchange of edeas essentel to the delebesatrwe procot.s. Where records are wthhe6d en their entrety, the facts are centrcatdy intertwned wth the odocessonal informaton. There also are no reasona segregable fectual portons bocevne the esteese of the facts wound permet an merect enquiry into precocoonal procees of the agency IEXEMPTION | |||
: 6. The wthhe6d information is enempted from pube.c dedoswee tocause sts declosure wound result in a clearly unwarranted invesen of personal pr4scy. (EXEMPTION 61 | |||
: 7. The wthheid information conmets of invest >gatory records compted for law enforcement pur poses and a becg wtNe6d for the reasonis) indicated. (EXEMPTON 7) | |||
Osclosure would interfere wth an enforcement proceeding becawee a could reveal the scope, derection. and focus of enforcement eftorts. and thus could possabry snow them to take acten to shead potentel wrong @eng or a volaten of NRC rogurements from investgators. (EXEMPTON 7(AH Decloeure would constawte en unwerranted invason of personal prevacy (EXEMPTON 7tCH The informaton consets of names of indrviduals and other information the declosure of whch would reveal identries of confidental sources. (EXEMPTON hDU PART 11 C-DENYING OFFICIALS Purs.ent to 10 CFR 9 9 and/or 9.15 of the U S Nuclear Regutatory Commeson regulatons, a has been determrod that the information wthheid e esempt from producten or esciosure. | |||
and that its producten or declosure is contrary to ese pubiec snterest. The persons responssbie for the donel are those offcials centsfod below as denying offcels and the Oroctor. | |||
Deeen of Rulee and Records. Orfce of Admenstraton, for any deels that may be appsaied to the Enocuove Drector for Operations tsooi. | |||
DENYING OFFICIAL TITLE / OF FICE RECONOS DENIED APPELLATE OFFICIAL Deputy General Counsel secana eoo James P. Murray for Hearings and App. H - Nos. 1, 2, 3, X Enforcement 4, 5, 7, 8, 9, 10, 11, 12, 13, 14, 16, and 18 Ass't ueneral counsel James A. Fitzgerald for Adjudication and App. ,H - Nos. 6,15, X Opinions anQ w Ass t Secretary orThe John C. Hoyle Comission App. H - Nos. 17, 19, X 2U, 2i, 22, 23, 24, 25, 26, 27, 2 8, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, : 9, 40, 41 , | |||
PART 14 D- APPEAL RIGHTS 42, 43, 44, d , aHQ 4b The dorsal by each denying official identifed in Part II.C may be appealed to the Appettate Offeial identifed in that secton. Any such appeal must be in wry.mg and must be made within 30 days of receipt of this response. Appeals must be addressed as appropriate to the Esecutive Drector for Operations or to the Secretary of the Commessaon, U.S. Nuclear Reg'ulatory Commission, Washington, DC 20666, and should clearfy state on the envelope and in the letter that it is an "Appeal from an initial FOtA Decision. | |||
nac tonna ens trert a U.S. NUCLEAR REGULATORY COMMISSloN rs= FOlA RESPONSE CONTINUATION | |||
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Re: FOIA-87-570 APPENDIX G RECORDS ALREADY IN POR | |||
: 1. 4/16/84 SECY-84-159, "Material False Statements - Policy Options." (20 pages) PDR 8405010298 | |||
: 2. 10/30/84 SECY-84-421, "Material False Statements." (20 pages) | |||
PDR 8411130258 | |||
: 3. 4/26/85 SECY-85-149, "Material False Statements." (10 pages) | |||
POR 8505030630 | |||
: 4. 2/11/85 Public Meeting, Policy Options" 85 "(Discussion of Material False Statements pages) PDR 8502210272 | |||
: 5. 11/23/85 Ltr to Chairman and Comissioners from E. P. Wilkinson, w/ enclosed report. (99 pages) PDR 8512170380 | |||
: 6. 12/10/85 Commission Meeting, Review of Enforcement Policy. | |||
(92 pages) PDR 8512160086 | |||
: 7. 2/7/86 SECY-86-47, "Annual Report on the Enforcement Program and Response to the "Report of the Advisory Coanittee for Review of the Enforcement Policy." (41pages) PDR 8611100397 l | |||
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i | |||
. 1 Re: FOIA-87-570 APPENDIX H RECORDS TO BE WITHHELD IN THEIR ENTIRETY - Exemptjon 5 | |||
: 1. Undated Polic page)y Options Regarding Material False Statements. (1 | |||
: 2. Undated File MFS, with questions. (4 pages) | |||
: 3. Undated Staff Proposal. (6 pages) | |||
: 4. Undated Enclosure 3. (1 page) | |||
: 5. Undated Ltr for Comissioners from Dircks, subject: Material False Statements. (32 pages) | |||
: 6. Undated Memo for Chrm and Cmrs. from Plaine, subject: Material False Statements--0GC Coments on Staff's Proposal in SECY-84-421. (14 pages) | |||
: 7. Undated Memo for Stello, Taylor, Denton, and Davis from Cunningham, subject: Material False Statement Paper. | |||
(10 pages) | |||
: 8. 1/3/83 Draft No. 8. "Civil Penalties For Material False Statements Comission Authority and Policy". (42 pages) | |||
: 9. 3/20/84 Memo for Stello, Deyoung. Denton, Davis, Murley, O'Reilly, Keppler, Collins, and Martin from Cunningham, subject: Material False Statement Paper. (54 pages) | |||
: 10. 3/29/84 Memo for Dircks from Cunningham, subject: Comission Paper on Material False Statements. (26 pages) l 11. 10/3/84 Memo for DeYoung. Denton, Davis, Cunningham and Stello from Dircks, subject: Draft Paper on Material False Statements. (20 pages) | |||
: 12. 10/12/84 Note to Dircks from Lieberman, "Revisions to the Material False Statement Comission Paper". (71 pages) | |||
: 13. 10/26/84 Memo for Davis, Denton, DeYoung, Cunningham, Murley, O'Reilly, Xeppler, Martin and Martin from Dircks, subject: | |||
Revised Paper on Material False Statements. (22 pages) | |||
: 14. 10/26/84 Ltr for Comissioners from Dircks, subject: Material False Statements. (40 pages) | |||
l Re: F01A-87-570 APPEND 11 H (Continued) | |||
RECORDS 70 BE WITHHEl.D IN THEIR ENTIRETY - Exemptjion 5, j | |||
: 15. 1/23/85 Memo for Chre. and Cars, from Plaine, subject: Material False Statements--0GC Comments on Staff's Proposal in SECY-84-421. (15 pages) 16, 2/7/85 Memo for Chrs. and Cars. from Dircks, subject: | |||
Modification of the Staff's Proposal in SECV-84-421 Material False Statements. (3 pages) | |||
: 17. 3/4/85 Memo for Dircks and Plaine from Chilk, subject: Staff Requirements - Discussion of Material False Statements - | |||
Policy Options, 2:00 p.m., Monday, February 11, 1985, Commissioners' Conference Room. 0.C. Office (0 pen to Public Attendance). (2 pages) | |||
Grace, | |||
: 18. 4/4/85 Memo for Stello, Taylor, Denton, Davis, Murley, ject: | |||
Keppler, Martin and Martin from Cunningham, sub Material False Statements. (9 pages) 19, S/2/85 Chairman Palladino's Vote Sheet re: SECY 85-149, - | |||
Material False Statenents, (5pages) | |||
: 20. 5/2/05 Comissioner Zech's Vote Sheet, subject: Same as Above, (2 pages) | |||
: 21. 5/9/85 Comissioner Bernthal's Vote Sheet, subject: Same as Above, (1 page) | |||
: 22. 5/10/85 Comissioner Roberts' Yote Sheet, subject: Same as Above, (2 pages) | |||
: 23. 5/10/85 Comissioner Asselstine's Vote Sheet, subject: Same as l Above, (1 page) 1 24, 5/31/85 Memo for Dircks and Plaino from Chilk, subject: | |||
SECY-85-149 - Material False Statements. (12 pages) 25, 6/13/85 Memo for Dircks, Plaine, Cotter and Rosenthal from Chilk, subject: SECY-85-175 - Guidance on Board Notifications. | |||
(2pages) 26, 2/14/86 Notation Vote Response Sheet from Roberts. (2 pages) 27, 2/14/86 Motation Vote Response Sheet from Asselstine. (2 pages) | |||
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Re: F01A-87-570 APPENDIX H (Continued) | |||
RECORDS TO BE_ WITHHELD IN THEIR ENTIRETY - Exempt,1on_ 5, | |||
: 28. 2/14/86 Notation Vote Response Sheet from Palladino. (1 page) | |||
: 29. 2/24/86 Notation Vote Response Sheet from Bernthal. (3 pages) | |||
: 30. 5/22/86 Memo for Chru, and Cars, from Zech, subject: Material False Statement Proposal. (1 page) | |||
: 31. 6/25/86 Memo for Chilk from Bernthal, subject: COML2-86-8: | |||
Material False Statement. (1 page) | |||
: 32. 6/30/86 Memo for Chra. and Curs. from Stello, subject: | |||
Consnissioner Bernthal's Proposal for Para Material False Statement Rule. (4 pages) graph 8 of | |||
: 33. 9/26/86 Memo to Chrm. and Cars. f,*om Asselstine, subject: | |||
SECY-86 Material False Statements. (2 pages) | |||
: 34. 9/26/86 Memo to Chra. and Cars. from Asselstine, subject: | |||
SECY-86 Material False Statements. (1 page) l 35. 9/26/86 Memo to Chrm. and Cars. from Asselstine, subject: | |||
SECY-86 Material false Statenents. (1 page) ' | |||
: 36. 10/14/86 Notation Vote Response Sheet from Roberts. (1 page) | |||
! 37. 10/16/89 Notation Vote Response Sheet from Zech. (1 page) | |||
: 38. 10/16/86 Notation Vote Response Sheet from Carr. (2 pages) l 39. 10/20/86 Memo for Asselstine from Chilk, subject: | |||
COMJA-86 SECY-86 Material False Statements. | |||
l (1 page) | |||
: 40. 10/21/86 Memo for Stello and Parler from Chilk, subject: | |||
SECY-86 Material False Statements. (4 pages) t l | |||
\ _- .. . | |||
. . . . . . . - , . . . . . , . ...s.,o ....,..-.............~.., | |||
Re: F0fA-87-570 APPENDIX H (Continued) | |||
RECORDS TO BE WITHHELD IN THEIR ENTIRETY - Exemption 5 41, 10/23/86 Memo for Chilk from Bernthal, subject: SECY-86-36: | |||
Material False Statements SRM. (1 page) | |||
: 42. 1/13/87 Notation Vote Response Sheet from Bernthal. (2 pages) | |||
: 43. 1/15/87 Notation Vote Response Sheet from Carr. (10 pages) | |||
: 44. 1/15/87 Notation Vote Response Sheet from Roberts. (2 pages) | |||
: 45. 1/21/87 Notation Vote Sheet from Zech. (2 pages) | |||
: 46. 1/28/87 Notation Vote Response Sheet from Asselstine. (1 page) | |||
: 47. 2/27/87 Memo for Chilk from Parler, subject: SECY-86-384 - Notice of Proposed Rulemaking to Govern Accuracy and Cospleteness of Licensee Cosesunication with the Mtc. (51 pages) { | |||
l t | |||
-}} |
Latest revision as of 22:46, 11 December 2021
ML20148G297 | |
Person / Time | |
---|---|
Issue date: | 01/22/1988 |
From: | Grimsley D NRC OFFICE OF ADMINISTRATION & RESOURCES MANAGEMENT (ARM) |
To: | Rader R CONNER & WETTERHAHN |
References | |
FOIA-87-570 NUDOCS 8801260463 | |
Download: ML20148G297 (7) | |
Text
-
w y & L. -3;a ,. n es;ec.cu m ne w .w.p.v..:a m .m.oav..w.: s e.cy m . w ,a csv ,-v-- c: .v- - - -
.P LEA EQULATORY CIMMIS$1?N mac swa aioven wwer asi
- f. ..es f F0!A-87-570 i
d h.. .
t atsechse nes i I RESPONSE TO FREEDOM 'OF P * *'
P ""
go e ..e / INFORMATION ACT (FOIA) REQUEST %2 13 %
oocait ww.ie# , .ae, RioutSite Robert M. Rader PART 1.-RECORDS RELEASED OR NOT LOCATED ISee c4caev 6onest No agency records sub,ect to the roguest haw been located.
No addetonal egency records subrect to the request have been located.
Agency records subrect to the reowst that are ioentfed in Append.: O are already avadable for put4 racecten and copm in the NRC PM Docuwt Room, XX iri7 H street, N W., Washegton, DC.
Agency records subject to the request that are identded in Apperda are being made avazabie for pubhc especten and copyeg m tre NRC Pubhc Documer1 Room,1717 H Street, N W., Washegton, DC, in a fo6$er under the FOtA number and requester name The r onpropnetary versson of the proposalts) that you agreed to accept m a telephone conve'saton wth a member of my staH e now beng rnade avalabee for pubhc repecten and coveg at the NRC Public Docurrent Room,1717 H $treet N W , Washegton. DC. e e folder under the FOIA number and requester name.
Enclosed is informaten on how you may obtam access to and the charges for copyeg records placed m the NRC Pubhe Document Room,1717 H Street, N W., Wash,ngton, DC.
Agency records subrect to the rept are enclosed Any apphcabee charge for copes of the recoros provtsed and paywt procedures are noted m the comments sectson.
F.ecords subrect to the request have been referred to another Federal agencytest for revew and drect response to you in vow of NRC's response to the roovest, no further acDon a being taken on appeal letter dated PART ll A-INFORMATION WITHHELD FROM PUGUC DISCLOSURE Certain informaton in the requested records e beang ethheld from pubhc declosure pursuant to the FO(A esemptons descnbod m and for the reasons stated m Part R. sec-X) taone 8, C, and D. Any re4 eased portons of the documents for wh+ch only part of tre record a boeg ethhold are boirig made svedable for pubhc inspecten and copyeg m the NRC Pubhc Document Room,1717 H Street, N W., Washegton, DC, e a folder under the FOiA numter and requester name.
Comments s
l l
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, 8801260463 880122 l PDR FOIA l
i CONNOR87-570 PDR
( Si a ' Rt. DimECyOA. D' S- ' 05 m' s ORiCORDS N24 - %
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FREEDOM OF INFORMATION ACT RESPONSE FOIA NUM8E".tSt 87-570 oATE: M 2 2 M66 PART fl P- APPLICABLE FOIA EXEMPTIONS Records subject to the request that are described in the enclosed Appendices H _ are bem, withheid ,n the,, ent,,ety o, in part undo, roir Exemptione and for the receons set forth below pursuant to 5 U.S.C. 5621bl and 10 CFR 9 5(al of NRC Regulations.
s
- 3. The wthheid information ' property claseded pursuant to Enocutrve Order 12356 IEXEMPTON 11
- 2. The wthheid informeten relates solely to the intomal personnel rules and procedures of NRC. (EXEMPTION 2)
- 3. The wthheid informanon e specificapy enempted from public d sclosure by statute indicated; (EXEMPTON 3)
Section 141145 of the Atom c Erorgy Act which proh. bets the doctosure of Restncted Data or Fowerty Restrcted Data 142 U.S C. 216121661.
Secten 147 of the Atomic Energy Act wh.ch prohitats the declosure of Unciassefed Safeguards informaton 142 U.S C. 2167).
- 4. The wthheid information e a trade secret or commercel or feancel rdormaton that e becg wthbeid for the reasonis) indcated. (EXEMPTION 41 The informaton e cor sidered to be confidentel buseess (propretarW informaton.
The informataon is Coresdered to be propretary informaton purswent to 10 CFR 2 790(dH11.
The informaton was submrtied and recorved in conroence from a foregn source pursuant to 10 CFR 2 790(dH2).
- 5. The wthheid informaton connets of eterogency or entraegency records that are not evadable throuoh decovery dureg irt.gation. Deciosur e of predececnal informaton would tend to inhatHt the open and frank enchange of edeas essentel to the delebesatrwe procot.s. Where records are wthhe6d en their entrety, the facts are centrcatdy intertwned wth the odocessonal informaton. There also are no reasona segregable fectual portons bocevne the esteese of the facts wound permet an merect enquiry into precocoonal procees of the agency IEXEMPTION
- 6. The wthhe6d information is enempted from pube.c dedoswee tocause sts declosure wound result in a clearly unwarranted invesen of personal pr4scy. (EXEMPTION 61
- 7. The wthheid information conmets of invest >gatory records compted for law enforcement pur poses and a becg wtNe6d for the reasonis) indicated. (EXEMPTON 7)
Osclosure would interfere wth an enforcement proceeding becawee a could reveal the scope, derection. and focus of enforcement eftorts. and thus could possabry snow them to take acten to shead potentel wrong @eng or a volaten of NRC rogurements from investgators. (EXEMPTON 7(AH Decloeure would constawte en unwerranted invason of personal prevacy (EXEMPTON 7tCH The informaton consets of names of indrviduals and other information the declosure of whch would reveal identries of confidental sources. (EXEMPTON hDU PART 11 C-DENYING OFFICIALS Purs.ent to 10 CFR 9 9 and/or 9.15 of the U S Nuclear Regutatory Commeson regulatons, a has been determrod that the information wthheid e esempt from producten or esciosure.
and that its producten or declosure is contrary to ese pubiec snterest. The persons responssbie for the donel are those offcials centsfod below as denying offcels and the Oroctor.
Deeen of Rulee and Records. Orfce of Admenstraton, for any deels that may be appsaied to the Enocuove Drector for Operations tsooi.
DENYING OFFICIAL TITLE / OF FICE RECONOS DENIED APPELLATE OFFICIAL Deputy General Counsel secana eoo James P. Murray for Hearings and App. H - Nos. 1, 2, 3, X Enforcement 4, 5, 7, 8, 9, 10, 11, 12, 13, 14, 16, and 18 Ass't ueneral counsel James A. Fitzgerald for Adjudication and App. ,H - Nos. 6,15, X Opinions anQ w Ass t Secretary orThe John C. Hoyle Comission App. H - Nos. 17, 19, X 2U, 2i, 22, 23, 24, 25, 26, 27, 2 8, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, : 9, 40, 41 ,
PART 14 D- APPEAL RIGHTS 42, 43, 44, d , aHQ 4b The dorsal by each denying official identifed in Part II.C may be appealed to the Appettate Offeial identifed in that secton. Any such appeal must be in wry.mg and must be made within 30 days of receipt of this response. Appeals must be addressed as appropriate to the Esecutive Drector for Operations or to the Secretary of the Commessaon, U.S. Nuclear Reg'ulatory Commission, Washington, DC 20666, and should clearfy state on the envelope and in the letter that it is an "Appeal from an initial FOtA Decision.
nac tonna ens trert a U.S. NUCLEAR REGULATORY COMMISSloN rs= FOlA RESPONSE CONTINUATION
~....w<~.u~....- .v...,................,:.~.,...........,..~...,..
. . .~..w.,a,.-.r..,...e~...-
Re: FOIA-87-570 APPENDIX G RECORDS ALREADY IN POR
- 1. 4/16/84 SECY-84-159, "Material False Statements - Policy Options." (20 pages) PDR 8405010298
- 2. 10/30/84 SECY-84-421, "Material False Statements." (20 pages)
PDR 8411130258
- 3. 4/26/85 SECY-85-149, "Material False Statements." (10 pages)
POR 8505030630
- 4. 2/11/85 Public Meeting, Policy Options" 85 "(Discussion of Material False Statements pages) PDR 8502210272
- 5. 11/23/85 Ltr to Chairman and Comissioners from E. P. Wilkinson, w/ enclosed report. (99 pages) PDR 8512170380
- 6. 12/10/85 Commission Meeting, Review of Enforcement Policy.
(92 pages) PDR 8512160086
- 7. 2/7/86 SECY-86-47, "Annual Report on the Enforcement Program and Response to the "Report of the Advisory Coanittee for Review of the Enforcement Policy." (41pages) PDR 8611100397 l
\
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i
. 1 Re: FOIA-87-570 APPENDIX H RECORDS TO BE WITHHELD IN THEIR ENTIRETY - Exemptjon 5
- 1. Undated Polic page)y Options Regarding Material False Statements. (1
- 2. Undated File MFS, with questions. (4 pages)
- 3. Undated Staff Proposal. (6 pages)
- 4. Undated Enclosure 3. (1 page)
- 5. Undated Ltr for Comissioners from Dircks, subject: Material False Statements. (32 pages)
- 6. Undated Memo for Chrm and Cmrs. from Plaine, subject: Material False Statements--0GC Coments on Staff's Proposal in SECY-84-421. (14 pages)
- 7. Undated Memo for Stello, Taylor, Denton, and Davis from Cunningham, subject: Material False Statement Paper.
(10 pages)
- 8. 1/3/83 Draft No. 8. "Civil Penalties For Material False Statements Comission Authority and Policy". (42 pages)
- 9. 3/20/84 Memo for Stello, Deyoung. Denton, Davis, Murley, O'Reilly, Keppler, Collins, and Martin from Cunningham, subject: Material False Statement Paper. (54 pages)
- 10. 3/29/84 Memo for Dircks from Cunningham, subject: Comission Paper on Material False Statements. (26 pages) l 11. 10/3/84 Memo for DeYoung. Denton, Davis, Cunningham and Stello from Dircks, subject: Draft Paper on Material False Statements. (20 pages)
- 12. 10/12/84 Note to Dircks from Lieberman, "Revisions to the Material False Statement Comission Paper". (71 pages)
- 13. 10/26/84 Memo for Davis, Denton, DeYoung, Cunningham, Murley, O'Reilly, Xeppler, Martin and Martin from Dircks, subject:
Revised Paper on Material False Statements. (22 pages)
- 14. 10/26/84 Ltr for Comissioners from Dircks, subject: Material False Statements. (40 pages)
l Re: F01A-87-570 APPEND 11 H (Continued)
RECORDS 70 BE WITHHEl.D IN THEIR ENTIRETY - Exemptjion 5, j
- 15. 1/23/85 Memo for Chre. and Cars, from Plaine, subject: Material False Statements--0GC Comments on Staff's Proposal in SECY-84-421. (15 pages) 16, 2/7/85 Memo for Chrs. and Cars. from Dircks, subject:
Modification of the Staff's Proposal in SECV-84-421 Material False Statements. (3 pages)
- 17. 3/4/85 Memo for Dircks and Plaine from Chilk, subject: Staff Requirements - Discussion of Material False Statements -
Policy Options, 2:00 p.m., Monday, February 11, 1985, Commissioners' Conference Room. 0.C. Office (0 pen to Public Attendance). (2 pages)
Grace,
- 18. 4/4/85 Memo for Stello, Taylor, Denton, Davis, Murley, ject:
Keppler, Martin and Martin from Cunningham, sub Material False Statements. (9 pages) 19, S/2/85 Chairman Palladino's Vote Sheet re: SECY 85-149, -
Material False Statenents, (5pages)
- 20. 5/2/05 Comissioner Zech's Vote Sheet, subject: Same as Above, (2 pages)
- 21. 5/9/85 Comissioner Bernthal's Vote Sheet, subject: Same as Above, (1 page)
- 22. 5/10/85 Comissioner Roberts' Yote Sheet, subject: Same as Above, (2 pages)
- 23. 5/10/85 Comissioner Asselstine's Vote Sheet, subject: Same as l Above, (1 page) 1 24, 5/31/85 Memo for Dircks and Plaino from Chilk, subject:
SECY-85-149 - Material False Statements. (12 pages) 25, 6/13/85 Memo for Dircks, Plaine, Cotter and Rosenthal from Chilk, subject: SECY-85-175 - Guidance on Board Notifications.
(2pages) 26, 2/14/86 Notation Vote Response Sheet from Roberts. (2 pages) 27, 2/14/86 Motation Vote Response Sheet from Asselstine. (2 pages)
. . . . . .~ . v . . v .
..s . . .~ . w .e. u . s,o,e e . .w . .. . . . . n. . . . w . .
Re: F01A-87-570 APPENDIX H (Continued)
RECORDS TO BE_ WITHHELD IN THEIR ENTIRETY - Exempt,1on_ 5,
- 28. 2/14/86 Notation Vote Response Sheet from Palladino. (1 page)
- 29. 2/24/86 Notation Vote Response Sheet from Bernthal. (3 pages)
- 30. 5/22/86 Memo for Chru, and Cars, from Zech, subject: Material False Statement Proposal. (1 page)
- 31. 6/25/86 Memo for Chilk from Bernthal, subject: COML2-86-8:
Material False Statement. (1 page)
- 32. 6/30/86 Memo for Chra. and Curs. from Stello, subject:
Consnissioner Bernthal's Proposal for Para Material False Statement Rule. (4 pages) graph 8 of
- 33. 9/26/86 Memo to Chrm. and Cars. f,*om Asselstine, subject:
SECY-86 Material False Statements. (2 pages)
- 34. 9/26/86 Memo to Chra. and Cars. from Asselstine, subject:
SECY-86 Material False Statements. (1 page) l 35. 9/26/86 Memo to Chrm. and Cars. from Asselstine, subject:
SECY-86 Material false Statenents. (1 page) '
- 36. 10/14/86 Notation Vote Response Sheet from Roberts. (1 page)
! 37. 10/16/89 Notation Vote Response Sheet from Zech. (1 page)
- 38. 10/16/86 Notation Vote Response Sheet from Carr. (2 pages) l 39. 10/20/86 Memo for Asselstine from Chilk, subject:
COMJA-86 SECY-86 Material False Statements.
l (1 page)
- 40. 10/21/86 Memo for Stello and Parler from Chilk, subject:
SECY-86 Material False Statements. (4 pages) t l
\ _- .. .
. . . . . . . - , . . . . . , . ...s.,o ....,..-.............~..,
Re: F0fA-87-570 APPENDIX H (Continued)
RECORDS TO BE WITHHELD IN THEIR ENTIRETY - Exemption 5 41, 10/23/86 Memo for Chilk from Bernthal, subject: SECY-86-36:
Material False Statements SRM. (1 page)
- 42. 1/13/87 Notation Vote Response Sheet from Bernthal. (2 pages)
- 43. 1/15/87 Notation Vote Response Sheet from Carr. (10 pages)
- 44. 1/15/87 Notation Vote Response Sheet from Roberts. (2 pages)
- 45. 1/21/87 Notation Vote Sheet from Zech. (2 pages)
- 46. 1/28/87 Notation Vote Response Sheet from Asselstine. (1 page)
- 47. 2/27/87 Memo for Chilk from Parler, subject: SECY-86-384 - Notice of Proposed Rulemaking to Govern Accuracy and Cospleteness of Licensee Cosesunication with the Mtc. (51 pages) {
l t
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