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=Text=
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{{#Wiki_filter:- - - _ - - _ - _ ___.__.                   _ __ -    ___
{{#Wiki_filter:- - - _ - - _ - _ ___.__.
          .                      mm                           .      -.  .
mm UNITED STATES
UNITED STATES
"(
                                      "(
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[5 'l             p, j
NUCLEAR REGULATORY COMMISSION WASHINGTON, O. C.20555 5
NUCLEAR REGULATORY COMMISSION WASHINGTON, O. C.20555                 .
j k
k           8                                       June 4,1982 g o....p CHAIRMAN                               .
8 June 4,1982 g o....p CHAIRMAN l
l t                                                                                                                                                   1 I                                                                   .                                                                              !
t 1
l MEMORANDUM           FOR:               William J. Dircks Executive Director for Operations                                   ,
I l
FROM:                                   Nunzio J. Palladino               /
MEMORANDUM FOR:
William J.
Dircks Executive Director for Operations FROM:
Nunzio J.
Palladino
/


==SUBJECT:==
==SUBJECT:==
RESOURCE SUPPORT FOR THE OFFICS OF INVESTIGATIONS                                                       l i
RESOURCE SUPPORT FOR THE OFFICS OF INVESTIGATIONS l
Please take the actions necessary to establish the new Office
i Please take the actions necessary to establish the new Office H
* H
of Investigations so that, upon receipt of,all necessary i
  *      .                          of Investigations so that, upon receipt of,all necessary                                                     i clearances, the new office will formally exist on or before                                       ~
clearances, the new office will formally exist on or before l
l j
j lv June 30, 1982.
lv                                   June 30, 1982. You should also plan for transfer of the l
You should also plan for transfer of the
investigatory personnel, presently assigned to IE and the                                                     j l
~
Regional Offices, to the new office. prior to the~end of Jun'e.                                               !
l investigatory personnel, presently assigned to IE and the j
l                                   A Request for Personnel Action (SF-52) to that effect is                         1 I
l Regional Offices, to the new office. prior to the~end of Jun'e.
attached.                                                                                                 ~
l A Request for Personnel Action (SF-52) to that effect is I
a Subject to further guidance, tentative end FY 1982 target l
1 attached.
j i
~
staffing level for the entir.e Office will be 38 persons.                                                     l Full-time equivalent staff. year authorizations will be                                                       {
a l
developed in the course of the upcoming budget review.                                                       j You should arrange to provide requi, red office space and                                                     i equipment in the East-West Towers or the Air Rights Buildings                                               j l
i Subject to further guidance, tentative end FY 1982 target j
for an initial headquarters complement of 10. Efforts to-                                                   i
staffing level for the entir.e Office will be 38 persons.
    -                                increase the numbers of quali'fied investigators in the field should receive high priority support from the Office of Af. ministration.           '
l Full-time equivalent staff. year authorizations will be
The transfer of investigative operations will be made at a date mutually agreeable to you and the Director, OI, but not
{
* later than three weeks following formal establishment of the                                                 j office.
developed in the course of the upcoming budget review.
j You should arrange to provide requi, red office space and i
equipment in the East-West Towers or the Air Rights Buildings j
l for an initial headquarters complement of 10.
Efforts to-i increase the numbers of quali'fied investigators in the field should receive high priority support from the Office of Af. ministration.
The transfer of investigative operations will be made at a date mutually agreeable to you and the Director, OI, but not later than three weeks following formal establishment of the j
office.


==Attachment:==
==Attachment:==
As stated         -      -
As stated cc:
cc:       Commissioner Gilinsky Commissioner Ahearne                                                 .
Commissioner Gilinsky Commissioner Ahearne Commissioner Roberts l
Commissioner Roberts                                                           '
Commissioner Asselstine OI r OIA OGC (Q [$ ~Q 3%
l                                              Commissioner Asselstine OI r OIA OGC                         -
L DPE SECY OPA 8708170219 870812 PCR FOIA OCA WILLIAM 87-381 PDR h
L DPE SECY (Q [$ ~Q 3%                       ,
71WG <
OPA       8708170219 870812                                                 ,
g
PCR         FOIA OCA       WILLIAM 87-381             PDR                                 ,
;                                            --                                                                    g  h          71WG <


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            ..,.5.h f' i 1                                    UNITED STATES                                                       .
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Y+ymf-NUCLEAR REGULATO'RY COMMISSION' n
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NUCLEAR REGULATO'RY COMMISSION' r_.
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                                                                  .~       --                      ANNOUNCEMENT ND. 38                             j, DATE:' April 20, 1982                   l g
.~
70:                            Directors of Offices and' Divisions Regional Administrators                               -
ANNOUNCEMENT ND. 38 j,
y Assistant Directors and Branch Chiefs                                           ,            ,
DATE:' April 20, 1982 l
g Directors of Offices and' Divisions 70:
Regional Administrators Assistant Directors and Branch Chiefs y
1
1
                                                                                                                                                  'l SUSJECT:                       FORMATION OF THE NEW OFFICE OF INVEST 1GATJONS                                       -
'l SUSJECT:
: p.       .-
FORMATION OF THE NEW OFFICE OF INVEST 1GATJONS t
t
p.
                                                                                                                                                  .1 To improve NRC's capability to perform credible, thorough, l
.1 l
l
To improve NRC's capability to perform credible, thorough, l
!                  timely end obje'ctive investigations, the Commission has
timely end obje'ctive investigations, the Commission has decided to f orm a new Office of inve'stications.
* The 1*                decided to f orm a new Office of inve'stications.
The 1*
Commission is taking this step now because a centralized and -                                                   '
Commission is taking this step now because a centralized and -
; -r              high-level f ocus on NRC investigations is urgently r.eeded.
high-level f ocus on NRC investigations is urgently r.eeded.
i ic ;,ermit close initial c u i d a n c e by t h e C t.mmi s s i or. , it has                                           .
; -r i
ic ;,ermit close initial c u i d a n c e by t h e C t.mmi s s i or., it has
: r. e e r decided that, for the time being, the Office of
: r. e e r decided that, for the time being, the Office of
                    ,r.vesti.ati6ns c                (01) wi.li report directly to ine Cen.tissior..
,r.vesti.ati6ns (01) wi.li report directly to ine Cen.tissior..
Until a cerr.anent director car, be fc::nd, 01 will be headec oy Acting Director Sames Fitrgereid, ( cur rently ar. As si stant                                                                 !
c Until a cerr.anent director car, be fc::nd, 01 will be headec oy Acting Director Sames Fitrgereid, ( cur rently ar. As si stant General Counsel in NRC's Office of the General Ccursel).
General Counsel in NRC's Office of the General Ccursel).
I:1though a number of details yet need to be wori.e6 out by the Commissior., the cenerai arrangements for int'new office, l
I:1though a number of details yet need to be wori.e6 out by the Commissior., the cenerai arrangements for int'new office,                                                                     l and its relation to other offices in NRC are as folicws:
and its relation to other offices in NRC are as folicws:
                  --        Supervision of investigative functions and personnel-                                                               'l 3
Supervision of investigative functions and personnel-3'l reporting -shall be transf erred f rom the Office of l
reporting -shall be transf erred f rom the Office of                                         .
]nsoection and Enforcement (J E) and the ' Regions to 03.
                              ]nsoection and Enforcement (J E) and the ' Regions to 03.                                                               l l
l Re gi r.r.-na sed i nvestigato rs will provide investigative l
Re gi r.r.-na sed i nvestigato rs will provide investigative                                     ''
services to the Regional Administrator.s but will be t,nder tne supervision and, direction of 03..
l services to the Regional Administrator.s but                                     will be t,nder tne supervision and, direction of 03..                               ,
01 shall be responsible for:
                  --          01 shall be responsible for:                                                                   ,
1.
: 1.         The conciuct, supervision, a nd outli ty c cr.t rol of investigations of ' licensees,. apolicants, con-tractors or vendors undertaken at the recuest of the Commission, the EDO, Regional Administrators, other Office Directors, or on 01's own initia civt.
The conciuct, supervision, a nd outli ty c cr.t rol of investigations of ' licensees,. apolicants, con-tractors or vendors undertaken at the recuest of the Commission, the EDO, Regional Administrators, other Office Directors, or on 01's own initia civt.
This shall include investigating all allegations of wrongdoin.g by other than NRC empinyees and NRC                             ,
This shall include investigating all allegations of wrongdoin.g by other than NRC empinyees and NRC c o r.t ra c t o rs.
c o r.t ra c t o rs .                               ,
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                                                                                                                                                                                'l I.
2
2.
'l beveloping policy, procedures, and Quality control' j
beveloping policy, procedures, and                                                 Quality control' investigations standards and ensuring          f or thattheallt01 conduct   -investigators  .of a11.0)       are.   -
~
                                                                                                                                                                                  \
I.
                                                                                                                                                                                    )
investigations standards f or the conduct.of a11.0) 2.
and ensuring that allt01 -investigators are.
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proper 1.y Treined.
proper 1.y Treined.
3.
Keeping abreast of inquiries and inspections of contractor or vendor
Keeping abreast of contractor          inquiries and                       inspections of or vendor licensee, applicant, operations and advising the Commission, the EDO,                                                                                   ,
' 3.
and Regional Administrators with regard to the need f or f ormal investigations..                +                      .                                                        l l
operations and advising the Commission, the EDO, licensee, applicant, and Regional Administrators with regard to the need f or f ormal investigations.
:A .
l Keepino the rest of the auency iniormed of matters
Keepino the rest of the auency iniormed of matters                                                                                 y under investigation as they aff ect safety matters.                                       .
+
l under investigation as they aff ect safety matters.
y
:A.
l Adv.ising and assisting the Office of inspector and
~~
~
l Auditor in appropriate ref errals to the Department
.5.
r J
of 11ustica.
To facilitate near-term improvements in the cuality of-
-r investigations, the Director of' 01 shall:
f Af ter obtaining input and comment f rom 1.
Auditor, Director of JE, and a hiphiy-ov i
l submit proposais on i
Regi ona'l Administrators.
policy, procedural, and ouelity control guic 5,
As a part of developing,these preposals, j
clear and consistent. definitions are to be set 1982.
forth delineating what an investigation is, how it dif f ers f rom en inspection or other inquiry, and who is responsible f or designatin.g an. action as an i n(e sti c. a ti o n. -
Make formal reccarendations to the Cc= missio 2.
July'15, 1982 suoppena powers, to improve investigations (e.g.,
etc.).
Jnstitute ongoing training and ref resher programs O.
f or 01 investigators.
Develop and recommend to' the Commission, by May 1 resources necessary to
'4.
1982, the level of staf fassure an adeounte number prof essional investigators at both headquarters l
and rec.ional locations,.
L l
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j t
l
l
  ~          ~~
Adv.ising and assisting the Office of inspector
* and            l r
                                .5 .
Auditor in appropriate ref errals to the Department                                                                              J of 11ustica.                                                                                            '
    -r To facilitate near-term improvements in the cuality of-investigations, the Director of' 01 shall:                                                                                        '
f i
: 1.            Af ter obtaining input and comment f rom l
Auditor, Directorsubmit                                of JE,      proposaisandona hiphiy- ov                                    ,
i Regi ona'l Administrators.                                                                              5, j
policy, procedural, and ouelity control guic As a part of developing ,these preposals, 1982.
clear      and consistent forth delineating              what an. definitions      investigationare            is, how to be    it set dif f ers f rom en inspection or other inquiry, and                                                                            .
who is responsible f or designatin.g an. action as an          -
i n(e sti c. a ti o n. -
: 2.            Make formal reccarendations                                                    to the Cc= missio suoppena powers, July'15, 1982                                                                                              ,
to improve investigations (e.g. ,                                                                ,
etc.).                                      ,          ,
O.
Jnstitute ongoing training and ref resher programs    -
f or 01 investigators.                            .
                                    '4.
Develop and recommend                                resourcesto' thenecessary Commission,          to          by May 1 1982, the level of staf fassure an adeounte number l                                                    prof essional investigators at both headquarters                            -
L                                                    and rec.ional locations,.                                              .
l
                                                  *e
* l t
                                                                                                                                                            .                    j l
_______________--______w
_______________--______w


  " ' ,;                                      .(A f.
f.
:*                ~.,L                                                 3 v                                   ..
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                      --    Regional Administrators will be responsible for:     -
4 3
                                                                                                                                                                                                                                      .i 4
Regional Administrators will be responsible for:
: 1.     Recommending to 01 when a. form'al investigation _of' licensee, applicant; contractor or vendor-                                                     -
.i 4
operations is requi red;p * . ''
1.
l 2 '. Keeping Region-based investigators informed of                                                       ~
Recommending to 01 when a. form'al investigation _of' licensee, applicant; contractor or vendor-l operations is requi red;p *. ''
ongoi n g .i nqui ri es . a nd, i ns pe cti o,ns.                                                                                                                                                 3
2 '.
: 3.     Cooperating with 01 on investigations' conducted in'                                                                                                                                           .
Keeping Region-based investigators informed of
their regiens.                          .                                                    ; - :.;* *. .                                                                            . . .
~
l
ongoi n g.i nqui ri es. a nd, i ns pe cti o,ns.
: 4. Providing to investigators the essistance of.                                                                                                                             '                        (
3 3.
Cooperating with 01 on investigations' conducted in' their regiens.
l 4.
Providing to investigators the essistance of.
(
technical specialists cs' required in the course of. -
technical specialists cs' required in the course of. -
investigations.               -        -
investigations.
: 5.     Providing administrative suppo'rt services to                                                                                                         ,                                          i Regi on-ba s ed investi g ators'.                                                                                                                                                                 )
5.
                                                                                                                                                                                              .                                        ,1
Providing administrative suppo'rt services to i
                        -  The Director, IE, will continue to be responsible for.                                                                                                                                                   .l the key inspection and enforce.ent functions he-lis now                                                                                                                                                   j carrying out, with the exception of the corduct of                                                                                                                                 .-
Regi on-ba s ed investi g ators'.
l 1
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investigations and evaluation of.the investigative program. These f unctions will be transf erred to 01.
The Director, IE, will continue to be responsible for.
                      --    The Office of Inspector and. Auditor will continue'to be                                                                                                                                       .          j responsible f or the f unctions outlined in the 01 A                                                                                                                                                     'j Manual' Chapter NT,CM-0133.                               3 n addition,- OI A shall:                                                                                                                       ;
.l the key inspection and enforce.ent functions he-lis now j
: 1. Review and comment to-the' Commission onLthe                                                                                             .
carrying out, with the exception of the corduct of 1
i adecuacy of all 01 investigations f rom now until                                                                     .;                *
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                                                                                                            . .l ' .-                                                                                                                  i the end of FY 1982.     -
These f unctions will be transf erred to 01.
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program.
: 2.                                                                                                                                                               -
The Office of Inspector and. Auditor will continue'to be j
responsible f or the f unctions outlined in the 01 A
'j Manual' Chapter NT,CM-0133.
3 n addition,- OI A shall:
1.
Review and comment to-the' Commission onLthe i
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development, imp'l ementa t,,i on a nd ' evaluation
development, imp'l ementa t,,i on a nd ' evaluation
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* at tivities n
n The Cnmmission expects .to -implement this organization.'as
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Latest revision as of 07:16, 2 December 2024

Forwards Request for Personnel Action (SF-52) to Take Action Necessary to Establish New Ofc of Investigations on or Before 820630.Announcement 38 Re Formation of New Ofc of Investigations Also Encl.W/O Request for Personnel Action
ML20237H448
Person / Time
Issue date: 06/04/1982
From: Palladino N
NRC COMMISSION (OCM)
To: Dircks W
NRC OFFICE OF THE EXECUTIVE DIRECTOR FOR OPERATIONS (EDO)
Shared Package
ML20237H435 List:
References
FOIA-87-381 NUDOCS 8708170219
Download: ML20237H448 (4)


Text

- - - _ - - _ - _ ___.__.

mm UNITED STATES

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NUCLEAR REGULATORY COMMISSION WASHINGTON, O. C.20555 5

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8 June 4,1982 g o....p CHAIRMAN l

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MEMORANDUM FOR:

William J.

Dircks Executive Director for Operations FROM:

Nunzio J.

Palladino

/

SUBJECT:

RESOURCE SUPPORT FOR THE OFFICS OF INVESTIGATIONS l

i Please take the actions necessary to establish the new Office H

of Investigations so that, upon receipt of,all necessary i

clearances, the new office will formally exist on or before l

j lv June 30, 1982.

You should also plan for transfer of the

~

l investigatory personnel, presently assigned to IE and the j

l Regional Offices, to the new office. prior to the~end of Jun'e.

l A Request for Personnel Action (SF-52) to that effect is I

1 attached.

~

a l

i Subject to further guidance, tentative end FY 1982 target j

staffing level for the entir.e Office will be 38 persons.

l Full-time equivalent staff. year authorizations will be

{

developed in the course of the upcoming budget review.

j You should arrange to provide requi, red office space and i

equipment in the East-West Towers or the Air Rights Buildings j

l for an initial headquarters complement of 10.

Efforts to-i increase the numbers of quali'fied investigators in the field should receive high priority support from the Office of Af. ministration.

The transfer of investigative operations will be made at a date mutually agreeable to you and the Director, OI, but not later than three weeks following formal establishment of the j

office.

Attachment:

As stated cc:

Commissioner Gilinsky Commissioner Ahearne Commissioner Roberts l

Commissioner Asselstine OI r OIA OGC (Q [$ ~Q 3%

L DPE SECY OPA 8708170219 870812 PCR FOIA OCA WILLIAM 87-381 PDR h

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UNITED STATES 1

Y+ymf-NUCLEAR REGULATO'RY COMMISSION' n

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ANNOUNCEMENT ND. 38 j,

DATE:' April 20, 1982 l

g Directors of Offices and' Divisions 70:

Regional Administrators Assistant Directors and Branch Chiefs y

1

'l SUSJECT:

FORMATION OF THE NEW OFFICE OF INVEST 1GATJONS t

p.

.1 l

To improve NRC's capability to perform credible, thorough, l

timely end obje'ctive investigations, the Commission has decided to f orm a new Office of inve'stications.

The 1*

Commission is taking this step now because a centralized and -

high-level f ocus on NRC investigations is urgently r.eeded.

-r i

ic ;,ermit close initial c u i d a n c e by t h e C t.mmi s s i or., it has

r. e e r decided that, for the time being, the Office of

,r.vesti.ati6ns (01) wi.li report directly to ine Cen.tissior..

c Until a cerr.anent director car, be fc::nd, 01 will be headec oy Acting Director Sames Fitrgereid, ( cur rently ar. As si stant General Counsel in NRC's Office of the General Ccursel).

I:1though a number of details yet need to be wori.e6 out by the Commissior., the cenerai arrangements for int'new office, l

and its relation to other offices in NRC are as folicws:

Supervision of investigative functions and personnel-3'l reporting -shall be transf erred f rom the Office of l

]nsoection and Enforcement (J E) and the ' Regions to 03.

l Re gi r.r.-na sed i nvestigato rs will provide investigative l

services to the Regional Administrator.s but will be t,nder tne supervision and, direction of 03..

01 shall be responsible for:

1.

The conciuct, supervision, a nd outli ty c cr.t rol of investigations of ' licensees,. apolicants, con-tractors or vendors undertaken at the recuest of the Commission, the EDO, Regional Administrators, other Office Directors, or on 01's own initia civt.

This shall include investigating all allegations of wrongdoin.g by other than NRC empinyees and NRC c o r.t ra c t o rs.

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2

'l beveloping policy, procedures, and Quality control' j

~

I.

investigations standards f or the conduct.of a11.0) 2.

and ensuring that allt01 -investigators are.

\\

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proper 1.y Treined.

Keeping abreast of inquiries and inspections of contractor or vendor

' 3.

operations and advising the Commission, the EDO, licensee, applicant, and Regional Administrators with regard to the need f or f ormal investigations.

l Keepino the rest of the auency iniormed of matters

+

l under investigation as they aff ect safety matters.

y

A.

l Adv.ising and assisting the Office of inspector and

~~

~

l Auditor in appropriate ref errals to the Department

.5.

r J

of 11ustica.

To facilitate near-term improvements in the cuality of-

-r investigations, the Director of' 01 shall:

f Af ter obtaining input and comment f rom 1.

Auditor, Director of JE, and a hiphiy-ov i

l submit proposais on i

Regi ona'l Administrators.

policy, procedural, and ouelity control guic 5,

As a part of developing,these preposals, j

clear and consistent. definitions are to be set 1982.

forth delineating what an investigation is, how it dif f ers f rom en inspection or other inquiry, and who is responsible f or designatin.g an. action as an i n(e sti c. a ti o n. -

Make formal reccarendations to the Cc= missio 2.

July'15, 1982 suoppena powers, to improve investigations (e.g.,

etc.).

Jnstitute ongoing training and ref resher programs O.

f or 01 investigators.

Develop and recommend to' the Commission, by May 1 resources necessary to

'4.

1982, the level of staf fassure an adeounte number prof essional investigators at both headquarters l

and rec.ional locations,.

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Regional Administrators will be responsible for:

.i 4

1.

Recommending to 01 when a. form'al investigation _of' licensee, applicant; contractor or vendor-l operations is requi red;p *.

2 '.

Keeping Region-based investigators informed of

~

ongoi n g.i nqui ri es. a nd, i ns pe cti o,ns.

3 3.

Cooperating with 01 on investigations' conducted in' their regiens.

l 4.

Providing to investigators the essistance of.

(

technical specialists cs' required in the course of. -

investigations.

5.

Providing administrative suppo'rt services to i

Regi on-ba s ed investi g ators'.

)

The Director, IE, will continue to be responsible for.

.l the key inspection and enforce.ent functions he-lis now j

carrying out, with the exception of the corduct of 1

investigations and evaluation of.the investigative l

These f unctions will be transf erred to 01.

program.

The Office of Inspector and. Auditor will continue'to be j

responsible f or the f unctions outlined in the 01 A

'j Manual' Chapter NT,CM-0133.

3 n addition,- OI A shall:

1.

Review and comment to-the' Commission onLthe i

adecuacy of all 01 investigations f rom now until i

..l '

the end of FY 1982.

Ma ke ) s emi-a nnuaT a udit of 037 prog ram.. N :.[.* ;. '... '

2.

development, imp'l ementa t,,i on a nd ' evaluation

  • at tivities n

The Cnmmission expects.to -implement this organization.'as soon. as possible following comp ~ietion of the. necessarf

~

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administrative arran.gements.'

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