NRC Generic Letter 1982-12: Difference between revisions

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{{#Wiki_filter:w-' ir.June 15, 1982 TO ALL LICENSEES
{{#Wiki_filter:w-
OF OPERATING
        '             ir.
PLANTS, APPLICANTS
FOR AN OPERATING
LICENSE, AND HOLDERS OF CONSTRUCTION
PERMITS Gentlemen:
SUBJECT: NUCLEAR POWER PLANT STAFF WORKING HOURS (Generic Letter No. 82-12)On February 8, 1982, we-forwarded to you a copy of a policy statement issued by the Commission entitled "Policy on Factors Causing Fatigue of Operating Personnel at Nuclear Reactors." That policy statement has now been slightly revised and the revised version is attached to this letter. The forwarding letter (Generic Letter 82-02) stated that actions were underway to incorporate the Commission policy on working hours into Regulatory Guide 1.33 and into NUREG-0737 (Item I.A.1.3).Publication of Regulatory Guide 1.33 is now anticipated in June 1982, following release of ANS 3.2. Revised pages of NUREG-0737 that incor-porate the Commrission policy on working hours are enclosed.Our letter of February 8, 1982 requested that you take action as necessary to revise the administrative section of your technical speci-fications to assure that your plant administrative procedures follow the revised working hour guidelines, including a provision for docu-mentation of authorized deviations which should be available for NRC review. You should review your pist actions to assure that they are consistent with the attached revised policy statement.


Note that the revised guidelines are to be incorporated by October 1, 1982.Sincerely, Darrell G. Eisenhut, Director Division of Licensing Office of Nuclear Reactor Regulation Attachment:
June 15, 1982 TO ALL LICENSEES OF OPERATING PLANTS, APPLICANTS FOR AN
-Revision to Item I. ..of NUREG-0737 e206160341 PDR ADOCK 05000003 P PXWUOL*SEE PREVIOUS PAGE FOR CONCURRENCE OFFICE .........
                            OPERATING LICENSE, AND HOLDERS OF CONSTRUCTION PERMITS
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                            Gentlemen:
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                            SUBJECT:       NUCLEAR POWER PLANT STAFF WORKING HOURS
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                                            (Generic Letter No. 82-12)
.... ...... .R..... ... ..... ......... .. ............
                            On February 8, 1982, we-forwarded to you a copy of a policy statement issued by the Commission entitled "Policy on Factors Causing Fatigue of Operating Personnel at Nuclear Reactors." That policy statement has now been slightly revised and the revised version is attached to this letter. The forwarding letter (Generic Letter 82-02) stated that actions were underway to incorporate the Commission policy on working hours into Regulatory Guide 1.33 and into NUREG-0737 (Item I.A.1.3).
..... ..... t h.... .... ........................
                            Publication of Regulatory Guide 1.33 is now anticipated in June 1982, following release of ANS 3.2. Revised pages of NUREG-0737 that incor- porate the Commrission policy on working hours are enclosed.
6/9/82 6/, V82 6/24/82 6/\8282 6/0 /82 DATE 0 ........ ..... .........'.4..............*
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IA t j _ _ _ _ _ _ _NRC FORM 318 (10-80) NRCM 0240 OFFICIAL RECORD COPY USGPO: 1981;359wX
.I " ..1, ..-, I TO ALL LICENSEES  
OF OPERATING  
PLANTS, APPLICANTS  
FOR AN`OPERATING  
LICENSE, AND HOLDERS OF CONSTRUCTION  
PERMITS Gent: SUBJECT: \UCLEAR POWER PLANT STAFF WORKING HOURS On February 8, '982, we forwarded to you a copy of a policy statement issued by the Coimiss1on entitled "Policy on Factors Causing Fatigue of Operating Perso' el at Nuclear Reactors.'
That policy statement has now been slightty revised and the revised version is attached to this letter. The forwarding letter (Generic Letter 82-02) stated that actions were underway to incorporate the Commission policy on working hours into Regulatory Gu1 e 1.33 and into NUREG-0737 (Item I.A.1.3).Publication of Regulatory G de 1.33 is now anticipated in June 1982, following release of ANS 3.2. Revised pages of NUREG-0737 that incor-porate the Commission policy o working hours are enclosed.It Is requested that you take acti n as necessary to revise the administrative section of your tech ical specifications to assure that your plant administrative procedures Ilow the revised working hour guidelines, Including a provision for ocumentation of authorized deviations which should be available fo NRC review. Note that the revised guidelines are to be incorporate by October l, 1982.Attachment:
Revision to Item I.A.1.3 of NUREG-0737 Sincerely, Darrell G. ' enhut, Director Division of Li ensing Office of Nue ctor Regulation-I I, .-* Y., , , .D FCE DL:ORAB DL:AD/OR DL:AD/SA OFFICE............
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NRC FORM 318 (10-80) NRCM 0240 USOPO: 1981-335-960
OFFICIAL RECORD COPY USGPO: 1951-35961 I.A.1.3 SHIFT MANNING Pages I.A.1.3-1 through I.A.1.3-3 are replaced in their entirety by the following.


A bar in the margin indicates changes from the material originally included on these pages.Position This position defines shift manning requirements for normal operation.
Our letter of February 8, 1982 requested that you take action as necessary to revise the administrative section of your technical speci- fications to assure that your plant administrative procedures follow the revised working hour guidelines, including a provision for docu- mentation of authorized deviations which should be available for NRC
                            review. You should review your pist actions to assure that they are consistent with the attached revised policy statement. Note that the revised guidelines are to be incorporated by October 1, 1982.


The letter of July 31, 1980 from D. G. Eisenhut to all power reactor licensees and applicants (copy attached)
Sincerely, Darrell G. Eisenhut, Director Division of Licensing Office of Nuclear Reactor Regulation Attachment:                      -
sets forth the interim criteria for shift staffing (to be effective pending general criteria that will be the subject of future rulemaking).
                            Revision to Item I. . .
Overtime restrictions were also included in the July 31, 1980 letter.Changes to Previous Requirements and Guidance Errors were discovered in the last column of the table attached to the letter of July 31, 1980. A corrected table is enclosed;
                                    of NUREG-0737 e206160341 PDR ADOCK 05000003 P                            PXWUOL
a bar in the margin Indicates the correction. (See p. I.A.1.3-4.)
                                *SEE PREVIOUS PAGE FOR CONCURRENCE                                                                                lln('D
The overtime requirements have been rewritten to incorporate the provisions of a Commission policy statement on working hours and operator fatigue. I Clarification Licensees of operating plants and applicants for operating licenses shall include in their administrative procedures (required by license conditions)
    OFFICE    .........                     D      .       L.
provisions governing required shift staffing and movement of key individuals about the plant.These provisions are required to assure that qualified plant personnel to man the operational shifts are readily available in the event of an abnormal or emergency situation.


-.2 -These administrative procedures shall also set forth a policy, the objective of which is to prevent situations where fatigue could reduce the ability of operating personnel to keep the reactor in a safe condition.
......                        ....          .....        .... *        Lp...... .u/................R.........
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                                                                                                                                              ..... ..... t  h.... .... ........................
                        6/9/82..... . ........
                                            6/,      V82          ......6/24/82
                                                                          - .---- . ..........  6/\8282
                                                                                                      ................. ...... ..............      6/0      /82
                                                                                                                                              ........................ ............
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                                              '.4..............*              t          j..._ _ _ _ _    _    _
NRC FORM 318 (10-80) NRCM 0240                                      OFFICIAL RECORD COPY                                                                                  USGPO: 1981;359wX


The controls established should assure that, to the extent practicable, personnel are not assigned to shift duties while in a fatigued condition that could significantly reduce their mental alertness or their decision making ability. The controls shall apply to the plant staff who perform safety-related functions (e.g., senior reactor operators, reactor operators, auxiliary operators, health physicists, and key maintenance personnel).
. I " . . 1, .
IE Circular No. 80-02, Nuclear Power Plant Staff Work Hours", dated February 1, 1980 (copy attached)
      . -, I
discusses the concern of overtime work for members of the plant staff who perform safety-related functions.
                        TO ALL LICENSEES OF OPERATING PLANTS, APPLICANTS FOR AN
                        `OPERATING LICENSE, AND HOLDERS OF CONSTRUCTION PERMITS
                        Gent:
                        SUBJECT: \UCLEAR POWER PLANT STAFF WORKING HOURS
                        On February 8,'982, we forwarded to you a copy of a policy statement issued by the Coimiss1on entitled "Policy on Factors Causing Fatigue of Operating Perso' el at Nuclear Reactors.' That policy statement has now been slightty revised and the revised version is attached to this letter. The forwarding letter (Generic Letter 82-02) stated that actions were underway to incorporate the Commission policy on working hours into Regulatory Gu1 e 1.33 and into NUREG-0737 (Item I.A.1.3).
                        Publication of Regulatory G de 1.33 is now anticipated in June 1982, following release of ANS 3.2. Revised pages of NUREG-0737 that incor- porate the Commission policy o working hours are enclosed.


The guidance contained in IE Circular No. 80-02 was amended by the July 31, 1980 letter. In turn, the overtime guidance of the July 31, 1980 letter was revised in Section I.A.1.3 of NURG-0737.
It Is requested that you take acti n as necessary to revise the administrative section of your tech ical specifications to assure that your plant administrative procedures                                              Ilow the revised working hour guidelines,             Including          a    provision            for        ocumentation of authorized deviations            which        should        be  available              fo      NRC review. Note that the revised          guidelines          are    to    be    incorporate                  by October l, 1982.


The NRC has issued a policy statement (attached)
Sincerely, Darrell G.          '          enhut, Director Division of Li ensing Office of Nue                                  ctor Regulation Attachment:
which further revises the overtime guidance as stated in NUREG-0737.
                          Revision to Item I.A.1.3 of NUREG-0737
.           ,
                                -I I,
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                                                                                                                              ........ .... I..                                8 . ....6.t........................
        A E..........                      ........................ .....    ............... ......... ....                                  ........ .....1          ..  82 ......      ............
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                                                                                                                                                                                            USOPO: 1981-335-960
NRC FORM 318 (10-80) NRCM 0240                                        OFFICIAL RECORD COPY                                                                                                  USGPO: 1951-35961


This guidance is as follows: Enough plant operating personnel should be employed to maintain adequate shift coverage without routine heavy use of overtime.
I.A.1.3  SHIFT MANNING
Pages I.A.1.3-1 through I.A.1.3-3 are replaced in their entirety by the following.


The objective is to have operating personnel work a normal 8-hour day, 40-hour week while the plant is operating.
A bar in the margin indicates changes from the material originally included on these pages.


However, in the event that unforeseen problems require substantial amounts of overtime to be used, or during extended periods of shutdown for refueling, major maintenance or major plant modifications, on a temporary basis, the following guidelines shall be followed:
Position This position defines shift manning requirements for normal operation.  The letter of July 31, 1980 from D. G. Eisenhut to all power reactor licensees and applicants (copy attached) sets forth the interim criteria for shift staffing (to be effective pending general criteria that will be the subject of future rulemaking).  Overtime restrictions were also included in the July 31, 1980 letter.
-3-a. An individual should not be permitted to work more than 16 hours straight (excluding shift turnover time).b. An individual should not be permitted to work'more than 16 hours in any 24-hour period, nor more than 24 hours in any 48-hour period, nor more than 72 hours in any seven day period (all excluding shift turnover time).c. A break of at least eight hours should be allowed between work periods (including shift turnover time).d. Except during extended shutdown periods, the use of overtime should be considered on an individual basis and not for the entire staff on shift.Recognizing that very unusual circumstances may arise requiring deviation from the above guidelines, such deviation shall be authorized by the plant manager or his deputy, or higher levels of management.


The paramount consideration in such authorization shall be that significant reductions in the effectiveness of operating personnel would be highly unlikely.
Changes to Previous Requirements and Guidance Errors were discovered in the last column of the table attached to the letter of July 31, 1980.  A corrected table is enclosed; a bar in the margin Indicates the correction.  (See p. I.A.1.3-4.)
The overtime requirements have been rewritten to incorporate the provisions of a Commission policy statement on working hours and operator fatigue.                  I
Clarification Licensees of operating plants and applicants for operating licenses shall include in their administrative procedures (required by license conditions) provisions governing required shift staffing and movement of key individuals about the plant.


Authorized deviations'
These provisions are required to assure that qualified plant personnel to man the operational shifts are readily available in the event of an abnormal or emergency situation.
Wtthe working hour guidelines shall be documented and available for NRC review.In addition, procedures are encouraged that would allow licensed operators at the controls to be periodically relieved and assigned to other duties away from the control board during their tours of duty.Operating license applicants shall complete these administrative procedures before fuel loading. Development and implementation of the administrative procedures at operating plants will be reviewed by the Office of Inspection and Enforcement beginning Oct. 1, 1982.


*- 4 --4-See Section III.A.1.2 for minimum staffing and augment capabilities for emergencies.
-.2 -
These administrative procedures shall also set forth a policy, the objective of which is to prevent situations where fatigue could reduce the ability of operating personnel to keep the reactor in a safe condition.  The controls established should assure that, to the extent practicable, personnel are not assigned to shift duties while in a fatigued condition that could significantly reduce their mental alertness or their decision making ability.  The controls shall apply to the plant staff who perform safety-related functions (e.g., senior reactor operators, reactor operators, auxiliary operators, health physicists, and key maintenance personnel).
IE Circular No. 80-02,  Nuclear Power Plant Staff Work Hours", dated February 1,
1980 (copy attached) discusses the concern of overtime work for members of the plant staff who perform safety-related functions.  The guidance contained in IE Circular No. 80-02 was amended by the July 31, 1980 letter.  In turn, the overtime guidance of the July 31, 1980 letter was revised in Section I.A.1.3 of NURG-0737.  The NRC  has issued a policy statement (attached) which further revises the overtime guidance as stated in NUREG-0737.  This guidance is as follows:
Enough plant operating personnel should be employed to maintain adequate shift coverage without routine heavy use of overtime.  The objective is to have operating personnel work a normal 8-hour day, 40-hour week while the plant is operating.


Applicability This requirement applies to all licensees of operating reactors and applicants for operating licenses.Implementation
However, in the event that unforeseen problems require substantial amounts of overtime to be used, or during extended periods of shutdown for refueling, major maintenance or major plant modifications, on a temporary basis, the following guidelines shall be followed:
(1) Overtime administrative procedures shall be established for operating reactors by Oct. 1, 1982 and by fuel loading for applicants for operating license.(2) Staffing requirements shall be completed by July 1, 1982 for operating reactors and by fuel load for operating license applicants.


Type of Review A post-implementation review will be performed on operating reactors.Applicants for operating licenses will be reviewed prior to implementation.
-3- a. An individual should not be permitted to work more than 16 hours straight (excluding shift turnover time).
b. An individual should not be permitted to work'more than 16 hours in any
    24-hour period, nor more than 24 hours in any 48-hour period, nor more than 72 hours in any seven day period (all excluding shift turnover time).
c. A break of at least eight hours should be allowed between work periods (including shift turnover time).
d. Except during extended shutdown periods, the use of overtime should be considered on an individual basis and not for the entire staff on shift.


Documentation Required The documentation required is as noted in the letter of July 31, 1980.Technical Specification Changes Required Changes to Technical Specifications will be required for overtime administrative procedure and staffing requirements.
Recognizing that very unusual circumstances may arise requiring deviation from the above guidelines, such deviation shall be authorized by the plant manager or his deputy, or higher levels of management.  The paramount consideration in such authorization shall be that significant reductions in the effectiveness of operating personnel would be highly unlikely. Authorized deviations' Wtthe working hour guidelines shall be documented and available for NRC review.


p.- 5 --5-References NUREG-0660
In addition, procedures are encouraged that would allow licensed operators at the controls to be periodically relieved and assigned to other duties away from the control board during their tours of duty.
IE Circular No. 80-02, "Nuclear Power Plant Staff Work Hours," February 1, 1980 Letter from D. G. Eisenhut, NRC, to All Power Reactor Licensees, July 31, 1980 Policy on Factors Causing Fatigue of Operating Personnel at Nuclear Reactors,
-r.5W --POLICY ON FACTORS CAUSING FATIGUE OF OPERATING PERSONNEL
AT NUCLEAR REACTORS Licensees of operating plants and applicants for operating licenses shall establish controls to prevent situations where fatigue could reduce the ability of operating personnel to keep the reactor in a safe condition.


The controls should focus on shift staffing and the use of overtime--key job-related factors that influence fatigue.The objective of the controls would be to assure that, to the extent practicable, personnel are not assigned to shift duties while in a fatigued condition that could significantly reduce their mental alertness or their decision making capability.
Operating license applicants shall complete these administrative procedures before fuel loading.  Development and implementation of the administrative procedures at operating plants will be reviewed by the Office of Inspection and Enforcement beginning Oct. 1, 1982.


The controls shall apply to the plant staff who perform safety-related functions (e.g., senior reactor operators, reactor operators, health physicists, auxiliary operators, and key maintenance personnel).
*-                               4 -
Enough plant operating personnel should be employed to maintain adequate shift coverage without routine heavy use of overtime.
                                      -4- capabilities for See Section III.A.1.2 for minimum staffing and augment emergencies.


The objective is to have operating personnel work a normal 8-hour day, 40-hour week while the plant is operating.
Applicability reactors and applicants This requirement applies to all licensees of operating for operating licenses.


However, in the event that unforeseen problems require substantial amounts of overtime to be used, or during extended periods of shutdown for refueling, major maintenance or major plant modifications, on a temporary basis, the following guidelines shall be followed: a. An individual should not be permitted to work more than 16 hours straight (excluding shift turnover time).b. An individual should not be permitted to work more than 16 hours in any 24-hour period, nor more than 24 hours in any 48-hour period, nor more than 72 hours in any seven day period (all excluding shift turnover time).c. A break of at least eight hours should be allowed between work periods (including shift turnover time).d. Except during extended shutdown periods, the use of overtime should be considered on an individual basis and not for the entire staff on a shift.Recognizing that very unusual circumstances may arise requiring deviation from the above guidelines, such deviation shall be authorized by the plant manager or his deputy, or higher levels of management.
Implementation for operating
(1)   Overtime administrative procedures shall be established for operating reactors by Oct. 1, 1982 and by fuel loading for applicants license.


The paramount consideration in such authorization shall be that significant reductions in the effectiveness of operating personnel would be highly unlikely.In addition, procedures are encouraged that would allow licensed operators at the controls to be periodically relieved and assigned to other duties away from the control board during their tour of duty.}}
1982 for operating
(2)    Staffing requirements shall be completed by July 1, reactors and by fuel load for operating license applicants.
 
Type of Review reactors.
 
A post-implementation review will be performed on operating to implementation.
 
Applicants for operating licenses will be reviewed prior Documentation Required of July 31, 1980.
 
The documentation required is as noted in the letter Technical Specification Changes Required for overtime administrative Changes to Technical Specifications will be required procedure and staffing requirements.
 
p.-                            5 -
                                  -5- References NUREG-0660
IE Circular No. 80-02, "Nuclear Power Plant Staff Work Hours," February 1, 1980
Letter from D. G. Eisenhut, NRC, to All Power Reactor Licensees, July 31, 1980
Policy on Factors Causing Fatigue of Operating Personnel at Nuclear Reactors,
 
- r.5W -            -
                        POLICY ON FACTORS CAUSING FATIGUE OF OPERATING
                                PERSONNEL AT NUCLEAR REACTORS
        Licensees of operating plants and applicants for operating licenses shall establish controls to prevent situations where fatigue could reduce the ability of operating personnel to keep the reactor in a safe condition. The controls should focus on shift staffing and the use of overtime--key job-related factors that influence fatigue.
 
The objective of the controls would be to assure that, to the extent practicable, personnel are not assigned to shift duties while in a fatigued condition that could significantly reduce their mental alertness or their decision making capability. The controls shall apply to the plant staff who perform safety- related functions (e.g., senior reactor operators, reactor operators, health physicists, auxiliary operators, and key maintenance personnel).
        Enough plant operating personnel should be employed to maintain adequate shift coverage without routine heavy use of overtime. The objective is to have operating personnel work a normal 8-hour day, 40-hour week while the plant is operating. However, in the event that unforeseen problems require substantial amounts of overtime to be used, or during extended periods of shutdown for refueling, major maintenance or major plant modifications, on a temporary basis, the following guidelines shall be followed:
          a. An individual should not be permitted to work more than 16 hours straight (excluding shift turnover time).
          b. An individual should not be permitted to work more than 16 hours in any 24-hour period, nor more than 24 hours in any 48-hour period, nor more than 72 hours in any seven day period (all excluding shift turnover time).
          c.  A break of at least eight hours should be allowed between work periods (including shift turnover time).
          d. Except during extended shutdown periods, the use of overtime should be considered on an individual basis and not for the entire staff on a shift.
 
Recognizing that very unusual circumstances may arise requiring deviation from the above guidelines, such deviation shall be authorized by the plant manager or his deputy, or higher levels of management. The paramount consideration in such authorization shall be that significant reductions in the effectiveness of operating personnel would be highly unlikely.
 
In addition, procedures are encouraged that would allow licensed operators at the controls to be periodically relieved and assigned to other duties away from the control board during their tour of duty.}}


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Latest revision as of 03:17, 24 November 2019

NRC Generic Letter 1982-012: Nuclear Power Plant Staff Working Hours
ML031080297
Person / Time
Issue date: 06/15/1982
From: Eisenhut D
Office of Nuclear Reactor Regulation
To:
References
GL-82-012, NUDOCS 8203160341
Download: ML031080297 (8)


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June 15, 1982 TO ALL LICENSEES OF OPERATING PLANTS, APPLICANTS FOR AN

OPERATING LICENSE, AND HOLDERS OF CONSTRUCTION PERMITS

Gentlemen:

SUBJECT: NUCLEAR POWER PLANT STAFF WORKING HOURS

(Generic Letter No. 82-12)

On February 8, 1982, we-forwarded to you a copy of a policy statement issued by the Commission entitled "Policy on Factors Causing Fatigue of Operating Personnel at Nuclear Reactors." That policy statement has now been slightly revised and the revised version is attached to this letter. The forwarding letter (Generic Letter 82-02) stated that actions were underway to incorporate the Commission policy on working hours into Regulatory Guide 1.33 and into NUREG-0737 (Item I.A.1.3).

Publication of Regulatory Guide 1.33 is now anticipated in June 1982, following release of ANS 3.2. Revised pages of NUREG-0737 that incor- porate the Commrission policy on working hours are enclosed.

Our letter of February 8, 1982 requested that you take action as necessary to revise the administrative section of your technical speci- fications to assure that your plant administrative procedures follow the revised working hour guidelines, including a provision for docu- mentation of authorized deviations which should be available for NRC

review. You should review your pist actions to assure that they are consistent with the attached revised policy statement. Note that the revised guidelines are to be incorporated by October 1, 1982.

Sincerely, Darrell G. Eisenhut, Director Division of Licensing Office of Nuclear Reactor Regulation Attachment: -

Revision to Item I. . .

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NRC FORM 318 (10-80) NRCM 0240 OFFICIAL RECORD COPY USGPO: 1981;359wX

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TO ALL LICENSEES OF OPERATING PLANTS, APPLICANTS FOR AN

`OPERATING LICENSE, AND HOLDERS OF CONSTRUCTION PERMITS

Gent:

SUBJECT: \UCLEAR POWER PLANT STAFF WORKING HOURS

On February 8,'982, we forwarded to you a copy of a policy statement issued by the Coimiss1on entitled "Policy on Factors Causing Fatigue of Operating Perso' el at Nuclear Reactors.' That policy statement has now been slightty revised and the revised version is attached to this letter. The forwarding letter (Generic Letter 82-02) stated that actions were underway to incorporate the Commission policy on working hours into Regulatory Gu1 e 1.33 and into NUREG-0737 (Item I.A.1.3).

Publication of Regulatory G de 1.33 is now anticipated in June 1982, following release of ANS 3.2. Revised pages of NUREG-0737 that incor- porate the Commission policy o working hours are enclosed.

It Is requested that you take acti n as necessary to revise the administrative section of your tech ical specifications to assure that your plant administrative procedures Ilow the revised working hour guidelines, Including a provision for ocumentation of authorized deviations which should be available fo NRC review. Note that the revised guidelines are to be incorporate by October l, 1982.

Sincerely, Darrell G. ' enhut, Director Division of Li ensing Office of Nue ctor Regulation Attachment:

Revision to Item I.A.1.3 of NUREG-0737

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USOPO: 1981-335-960

NRC FORM 318 (10-80) NRCM 0240 OFFICIAL RECORD COPY USGPO: 1951-35961

I.A.1.3 SHIFT MANNING

Pages I.A.1.3-1 through I.A.1.3-3 are replaced in their entirety by the following.

A bar in the margin indicates changes from the material originally included on these pages.

Position This position defines shift manning requirements for normal operation. The letter of July 31, 1980 from D. G. Eisenhut to all power reactor licensees and applicants (copy attached) sets forth the interim criteria for shift staffing (to be effective pending general criteria that will be the subject of future rulemaking). Overtime restrictions were also included in the July 31, 1980 letter.

Changes to Previous Requirements and Guidance Errors were discovered in the last column of the table attached to the letter of July 31, 1980. A corrected table is enclosed; a bar in the margin Indicates the correction. (See p. I.A.1.3-4.)

The overtime requirements have been rewritten to incorporate the provisions of a Commission policy statement on working hours and operator fatigue. I

Clarification Licensees of operating plants and applicants for operating licenses shall include in their administrative procedures (required by license conditions) provisions governing required shift staffing and movement of key individuals about the plant.

These provisions are required to assure that qualified plant personnel to man the operational shifts are readily available in the event of an abnormal or emergency situation.

-.2 -

These administrative procedures shall also set forth a policy, the objective of which is to prevent situations where fatigue could reduce the ability of operating personnel to keep the reactor in a safe condition. The controls established should assure that, to the extent practicable, personnel are not assigned to shift duties while in a fatigued condition that could significantly reduce their mental alertness or their decision making ability. The controls shall apply to the plant staff who perform safety-related functions (e.g., senior reactor operators, reactor operators, auxiliary operators, health physicists, and key maintenance personnel).

IE Circular No. 80-02, Nuclear Power Plant Staff Work Hours", dated February 1,

1980 (copy attached) discusses the concern of overtime work for members of the plant staff who perform safety-related functions. The guidance contained in IE Circular No. 80-02 was amended by the July 31, 1980 letter. In turn, the overtime guidance of the July 31, 1980 letter was revised in Section I.A.1.3 of NURG-0737. The NRC has issued a policy statement (attached) which further revises the overtime guidance as stated in NUREG-0737. This guidance is as follows:

Enough plant operating personnel should be employed to maintain adequate shift coverage without routine heavy use of overtime. The objective is to have operating personnel work a normal 8-hour day, 40-hour week while the plant is operating.

However, in the event that unforeseen problems require substantial amounts of overtime to be used, or during extended periods of shutdown for refueling, major maintenance or major plant modifications, on a temporary basis, the following guidelines shall be followed:

-3- a. An individual should not be permitted to work more than 16 hours1.851852e-4 days <br />0.00444 hours <br />2.645503e-5 weeks <br />6.088e-6 months <br /> straight (excluding shift turnover time).

b. An individual should not be permitted to work'more than 16 hours1.851852e-4 days <br />0.00444 hours <br />2.645503e-5 weeks <br />6.088e-6 months <br /> in any

24-hour period, nor more than 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> in any 48-hour period, nor more than 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> in any seven day period (all excluding shift turnover time).

c. A break of at least eight hours should be allowed between work periods (including shift turnover time).

d. Except during extended shutdown periods, the use of overtime should be considered on an individual basis and not for the entire staff on shift.

Recognizing that very unusual circumstances may arise requiring deviation from the above guidelines, such deviation shall be authorized by the plant manager or his deputy, or higher levels of management. The paramount consideration in such authorization shall be that significant reductions in the effectiveness of operating personnel would be highly unlikely. Authorized deviations' Wtthe working hour guidelines shall be documented and available for NRC review.

In addition, procedures are encouraged that would allow licensed operators at the controls to be periodically relieved and assigned to other duties away from the control board during their tours of duty.

Operating license applicants shall complete these administrative procedures before fuel loading. Development and implementation of the administrative procedures at operating plants will be reviewed by the Office of Inspection and Enforcement beginning Oct. 1, 1982.

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-4- capabilities for See Section III.A.1.2 for minimum staffing and augment emergencies.

Applicability reactors and applicants This requirement applies to all licensees of operating for operating licenses.

Implementation for operating

(1) Overtime administrative procedures shall be established for operating reactors by Oct. 1, 1982 and by fuel loading for applicants license.

1982 for operating

(2) Staffing requirements shall be completed by July 1, reactors and by fuel load for operating license applicants.

Type of Review reactors.

A post-implementation review will be performed on operating to implementation.

Applicants for operating licenses will be reviewed prior Documentation Required of July 31, 1980.

The documentation required is as noted in the letter Technical Specification Changes Required for overtime administrative Changes to Technical Specifications will be required procedure and staffing requirements.

p.- 5 -

-5- References NUREG-0660

IE Circular No. 80-02, "Nuclear Power Plant Staff Work Hours," February 1, 1980

Letter from D. G. Eisenhut, NRC, to All Power Reactor Licensees, July 31, 1980

Policy on Factors Causing Fatigue of Operating Personnel at Nuclear Reactors,

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POLICY ON FACTORS CAUSING FATIGUE OF OPERATING

PERSONNEL AT NUCLEAR REACTORS

Licensees of operating plants and applicants for operating licenses shall establish controls to prevent situations where fatigue could reduce the ability of operating personnel to keep the reactor in a safe condition. The controls should focus on shift staffing and the use of overtime--key job-related factors that influence fatigue.

The objective of the controls would be to assure that, to the extent practicable, personnel are not assigned to shift duties while in a fatigued condition that could significantly reduce their mental alertness or their decision making capability. The controls shall apply to the plant staff who perform safety- related functions (e.g., senior reactor operators, reactor operators, health physicists, auxiliary operators, and key maintenance personnel).

Enough plant operating personnel should be employed to maintain adequate shift coverage without routine heavy use of overtime. The objective is to have operating personnel work a normal 8-hour day, 40-hour week while the plant is operating. However, in the event that unforeseen problems require substantial amounts of overtime to be used, or during extended periods of shutdown for refueling, major maintenance or major plant modifications, on a temporary basis, the following guidelines shall be followed:

a. An individual should not be permitted to work more than 16 hours1.851852e-4 days <br />0.00444 hours <br />2.645503e-5 weeks <br />6.088e-6 months <br /> straight (excluding shift turnover time).

b. An individual should not be permitted to work more than 16 hours1.851852e-4 days <br />0.00444 hours <br />2.645503e-5 weeks <br />6.088e-6 months <br /> in any 24-hour period, nor more than 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> in any 48-hour period, nor more than 72 hours8.333333e-4 days <br />0.02 hours <br />1.190476e-4 weeks <br />2.7396e-5 months <br /> in any seven day period (all excluding shift turnover time).

c. A break of at least eight hours should be allowed between work periods (including shift turnover time).

d. Except during extended shutdown periods, the use of overtime should be considered on an individual basis and not for the entire staff on a shift.

Recognizing that very unusual circumstances may arise requiring deviation from the above guidelines, such deviation shall be authorized by the plant manager or his deputy, or higher levels of management. The paramount consideration in such authorization shall be that significant reductions in the effectiveness of operating personnel would be highly unlikely.

In addition, procedures are encouraged that would allow licensed operators at the controls to be periodically relieved and assigned to other duties away from the control board during their tour of duty.

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