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| issue date = 07/24/2012
| issue date = 07/24/2012
| title = EA-12-106, Point Beach, Final Significance Determination of a White Finding with Assessment Followup and Notice of Violation
| title = EA-12-106, Point Beach, Final Significance Determination of a White Finding with Assessment Followup and Notice of Violation
| author name = Casto C A
| author name = Casto C
| author affiliation = NRC/RGN-III
| author affiliation = NRC/RGN-III
| addressee name = Meyer L
| addressee name = Meyer L
Line 14: Line 14:
| document type = Letter, Notice of Violation
| document type = Letter, Notice of Violation
| page count = 7
| page count = 7
| project =
| stage = Other
}}
}}
=Text=
{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION Region III 2443 Warrenville Road, Suite 210 Lisle IL 60532-4352 July 24, 2012 EA-12-106 Mr. Larry Meyer Site Vice President NextEra Energy Point Beach, LLC 6610 Nuclear Road Two Rivers, WI 54241
==SUBJECT:==
FINAL SIGNIFICANCE DETERMINATION OF A WHITE FINDING WITH ASSESSMENT FOLLOWUP AND NOTICE OF VIOLATION; NRC INSPECTION REPORT NOS. 05000266/2012504 AND 05000301/2012504; POINT BEACH NUCLEAR PLANT, UNITS 1 AND 2
==Dear Mr. Meyer:==
This letter provides you the final significance determination of the preliminary White finding discussed in our previous communication dated June 1, 2012, which included U.S. Nuclear Regulatory Commission (NRC) Inspection Report Nos. 05000266/2012503 and 05000301/2012503. The finding involved an apparent logic error in a Point Beach emergency planning implementing procedure that directed the emergency director to revisit the question of impediments to evacuation after a prior decision to evacuate affected downwind sectors had been implemented by local authorities, resulting in a contradictory recommendation for sheltering being given during an exercise. Additionally, the NRC determined that Point Beach did not initiate protective action recommendations when the projected dose to an individual was 1 rem beyond the 10-mile plume exposure pathway.
In a telephone conversation with Mr. Melvin Holmberg of NRC, Region III, on June 11, 2012, you indicated that NextEra Energy Point Beach, LLC did not contest the characterization of the risk significance of this finding and that you declined your opportunity to discuss this issue in a Regulatory Conference or to provide any additional information concerning the validity of the finding or the significance determination in a written response. NextEra Energy Point Beach, LLC followed this verbal notification with a {{letter dated|date=June 29, 2012|text=letter dated June 29, 2012}}.
Therefore, after considering the information developed during the inspection, the NRC has concluded that the finding is appropriately characterized for Units 1 and 2 as White, a finding of low to moderate risk significance.
According to NRC Inspection Manual Chapter 0609, Attachment 2, Process for Appealing NRC Characterization of Inspection Findings (SDP Appeal Process), appeal rights only apply to those licensees that have either attended a Regulatory Conference or have submitted a written response to the preliminary determination letter which submits additional information not previously considered by the NRC staff. In its {{letter dated|date=June 29, 2012|text=June 29, 2012, letter}}, NextEra Energy Point Beach, LLC noted that it concurred with the finding and did not request a Regulatory Conference or provide a written response containing additional information concerning the
validity of the finding or the significance determination. By this statement, NextEra Energy Point Beach, LLC gave up its right to appeal the finding.
In its {{letter dated|date=June 29, 2012|text=June 29, 2012, letter}}, NextEra Energy Point Beach, LLC suggested that the cross-cutting aspect appeared to be more appropriately categorized in the area of Human Performance, Decision Making, Systematic Process (H.1(a)) rather than in the area of Human Performance, Resources, Documentation (H.2(c)). The NRC reviewed the information provided and determined that the original cross-cutting aspect will be retained.
The NRC has also determined that a violation was associated with the finding, as cited in the Notice of Violation (Notice) provided in the enclosure. The circumstances surrounding the violation were described in detail in NRC Inspection Report Nos. 05000266/2012503; 05000301/2012503. In accordance with the NRC Enforcement Policy, the Notice is considered escalated enforcement action because it is associated with a White finding.
The NRC has concluded that information regarding the reasons for the violation, the corrective actions taken and planned to be taken to correct the violation, and the date when full compliance was achieved, is already adequately addressed on the docket in NRC Inspection Report Nos. 05000266/2012503; 05000301/2012503. Therefore, you are not required to respond to this letter unless the description therein does not accurately reflect your corrective actions or your position. In that case, or if you choose to provide additional information, you should follow the instructions specified in the enclosed Notice.
As a result of our review of Point Beachs performance, including this White finding, we have assessed the plant to be in the Regulatory Response column of the NRCs Action Matrix, effective the second quarter of 2012. Therefore, we plan to conduct a supplemental inspection using Inspection Procedure 95001, Inspection for One or Two White Inputs in a Strategic Performance Area, when your staff has notified us of your readiness for this inspection. This inspection procedure is conducted to provide assurance that the root cause and contributing causes of risk significant performance issues are understood, the extent of condition and the extent of cause are identified, and the corrective actions are sufficient to prevent recurrence.
In accordance with 10 CFR 2.390 of the NRC's Rules of Practice, a copy of this letter, its enclosure, and your response, if you choose to provide one, will be made available electronically for public inspection in the NRC Public Document Room or from the NRCs Agencywide Documents Access and Management System (ADAMS), accessible from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. To the extent possible, your response
should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction. The NRC also includes significant enforcement actions on its Web site at http://www.nrc.gov/reading-rm/doc-collections/enforcement/actions.
Sincerely,
/RA/
Charles A. Casto Regional Administrator Docket Nos. 50-266 and 50-301 License Nos. DPR-24 and DPR-27
==Enclosure:==
Notice of Violation cc: Distribution via ListServ
Enclosure NOTICE OF VIOLATION NextEra Energy Point Beach, LLC Docket Nos. 50-266; 50-301 Point Beach Nuclear Plant, Units 1 and 2 License Nos. DPR-24; DPR-27 EA-12-106 During a U.S. Nuclear Regulatory Commission (NRC) inspection conducted from April 16 through 20, 2012, a violation of NRC requirements was identified. In accordance with the NRC Enforcement Policy, the violation is listed below:
Title 10 of the Code of Federal Regulations (CFR) 50.54(q)(2) requires licensees to follow and maintain the effectiveness of an emergency plan that meets the requirements in Appendix E to 10 CFR Part 50 and the planning standards of 50.47(b).
Title 10 CFR 50.47(b)(10) requires, in part, for licensees to develop and have in place guidelines for the choice of protective actions during an emergency that were consistent with Federal guidance.
Federal guidance in EPA 400-R-92-001, The Manual of Protective Action Guides and Protective Actions for Nuclear Incidents, states on page 5-3, Withdrawal of protective actions from areas where they have already been implemented is usually not advisable during the early phase because of the potential for changing conditions and confusion.
Also, Federal guidance in NUREG-0654, FEMA-REP-1, Revision 1, Supplement 3, Criteria for Preparation and Evaluation of Radiological Emergency Response Plans and Preparedness in Support of Nuclear Power Plants, similarly states licensees should not relax protective actions until the source of the threat is under control.
Additionally, Federal guidance in EPA 400, Table 2-1 states, in part, that protective actions, evacuation or sheltering, are normally to be initiated when the projected dose to an individual is 1 rem. These protective actions are not limited by distance. In the absence of an acceptable licensee-proposed alternative method, the NRC utilizes this guidance for determining compliance with the applicable regulation.
Contrary to the above, as of April 20, 2012, the licensee failed to provide guidelines consistent with Federal guidance in its emergency procedures. Specifically the Point Beach emergency plan implementing procedure, EPIP 1.3, Dose Assessment and Protective Action Recommendations:
a) allowed the emergency response organization to make a protective action recommendation (PAR) during an exercise that had the effect of withdrawing an earlier PAR that the local authorities had already started to implement, and b) did not initiate PARs when the projected dose to an individual was 1 rem beyond the 10 mile plume exposure pathway.
This violation is associated with a White Significance Determination Process finding.
Notice of Violation The NRC has concluded that information regarding the reasons for the violation, the corrective actions taken and planned to be taken to correct the violation, and the date when full compliance was achieved, is already adequately addressed on the docket in NRC Inspection Report Nos. 05000266/2012503; 05000301/2012503. However, you are required to submit a written statement or explanation pursuant to 10 CFR 2.201, if the description therein does not accurately reflect your corrective actions or your position. In that case, or if you choose to respond, clearly mark your response as a Reply to a Notice of Violation, EA-12-106 and send it to the U.S. Nuclear Regulatory Commission, ATTN: Document Control Desk, Washington, DC 20555-0001, with a copy to the Regional Administrator, Region III, 2443 Warrenville Road, Suite 210, Lisle, IL 60532, and a copy to the NRC Resident Inspector at the Point Beach Nuclear facility, within 30 days of the date of the letter transmitting this Notice of Violation (Notice).
If you choose to respond, your response will be made available electronically for public inspection in the NRC Public Document Room or from the NRCs document system (ADAMS),
accessible from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. Therefore, to the extent possible, your response should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction.
If you contest this enforcement action, you should also provide a copy of your response, with the basis for your denial, to the Director, Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
In accordance with 10 CFR 19.11, you may be required to post this Notice within two working days of receipt.
Dated this 24th day of July 2012
should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction. The NRC also includes significant enforcement actions on its Web site at http://www.nrc.gov/reading-rm/doc-collections/enforcement/actions.
Sincerely,
/RA/
Charles A. Casto Regional Administrator Docket Nos. 50-266 and 50-301 License Nos. DPR-24 and DPR-27
==Enclosure:==
Notice of Violation DISTRIBUTION:
See next page SEE PREVIOUS CONCURRENCE FILE NAME: G:\\ORAIII\\EICS\\ENFORCEMENT\\Cases\\Enforcement Cases 2012\\EA-12-106 Point Beach EP PARS\\EA-12-106 Point Beach Final determination letter.docx OFFICE RIII RIII RIII OE RIII RIII NAME Lougheed PRP for Holmberg Reynolds Zimmerman1 LRC for Orth PL for Casto DATE 07/09/12 07/09/12 07/10/12 07/18/12 07/20/12 07/19/12 OFFICIAL RECORD COPY 1 OE concurrence received via e-mail from L. Casey on July 18, 2012.
Letter to Larry Meyer from Charles A. Casto dated July 24th, 2012
==SUBJECT:==
FINAL SIGNIFICANCE DETERMINATION OF A WHITE FINDING WITH ASSESSMENT FOLLOWUP AND NOTICE OF VIOLATION; NRC INSPECTION REPORT NOS. 05000266/2012504 AND 05000301/2012504; POINT BEACH NUCLEAR PLANT, UNITS 1 AND 2 DISTRIBUTION:
RidsSecyMailCenter.Resource OCADistribution Bill Borchardt Michael Johnson Roy Zimmerman Nick Hilton Lauren Casey Chuck Casto Cynthia Pederson Marvin Itzkowitz Catherine Scott Eric Leeds Bruce Boger Jeremy Bowen James Wiggins Robert Lewis Shyrl Coker Niry Simonian Daniel Holody Caroline Evans Heather Gepford Holly Harrington Hubert Bell Cheryl McCrary Mona Williams Shawn Williams RidsNrrPMPointBeach Resource RidsNrrDorlLpl3-1 Resource RidsNrrDirsIrib Resource Steven Orth Allan Barker Harral Logaras Viktoria Mitlyng Prema Chandrathil Patricia Lougheed Paul Pelke Magdalena Gryglak Sarah Bahksh Carole Ariano Linda Linn DRPIII DRSIII Patricia Buckley Tammy Tomczak OEMAIL Resource OEWEB Resource ROPassessment.Resource@nrc.gov}}

Latest revision as of 23:27, 11 January 2025

EA-12-106, Point Beach, Final Significance Determination of a White Finding with Assessment Followup and Notice of Violation
ML12206A514
Person / Time
Site: Point Beach  NextEra Energy icon.png
Issue date: 07/24/2012
From: Casto C
NRC/RGN-III
To: Meyer L
Point Beach
References
EA-12-106 IR-12-504
Download: ML12206A514 (7)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION Region III 2443 Warrenville Road, Suite 210 Lisle IL 60532-4352 July 24, 2012 EA-12-106 Mr. Larry Meyer Site Vice President NextEra Energy Point Beach, LLC 6610 Nuclear Road Two Rivers, WI 54241

SUBJECT:

FINAL SIGNIFICANCE DETERMINATION OF A WHITE FINDING WITH ASSESSMENT FOLLOWUP AND NOTICE OF VIOLATION; NRC INSPECTION REPORT NOS. 05000266/2012504 AND 05000301/2012504; POINT BEACH NUCLEAR PLANT, UNITS 1 AND 2

Dear Mr. Meyer:

This letter provides you the final significance determination of the preliminary White finding discussed in our previous communication dated June 1, 2012, which included U.S. Nuclear Regulatory Commission (NRC) Inspection Report Nos. 05000266/2012503 and 05000301/2012503. The finding involved an apparent logic error in a Point Beach emergency planning implementing procedure that directed the emergency director to revisit the question of impediments to evacuation after a prior decision to evacuate affected downwind sectors had been implemented by local authorities, resulting in a contradictory recommendation for sheltering being given during an exercise. Additionally, the NRC determined that Point Beach did not initiate protective action recommendations when the projected dose to an individual was 1 rem beyond the 10-mile plume exposure pathway.

In a telephone conversation with Mr. Melvin Holmberg of NRC, Region III, on June 11, 2012, you indicated that NextEra Energy Point Beach, LLC did not contest the characterization of the risk significance of this finding and that you declined your opportunity to discuss this issue in a Regulatory Conference or to provide any additional information concerning the validity of the finding or the significance determination in a written response. NextEra Energy Point Beach, LLC followed this verbal notification with a letter dated June 29, 2012.

Therefore, after considering the information developed during the inspection, the NRC has concluded that the finding is appropriately characterized for Units 1 and 2 as White, a finding of low to moderate risk significance.

According to NRC Inspection Manual Chapter 0609, Attachment 2, Process for Appealing NRC Characterization of Inspection Findings (SDP Appeal Process), appeal rights only apply to those licensees that have either attended a Regulatory Conference or have submitted a written response to the preliminary determination letter which submits additional information not previously considered by the NRC staff. In its June 29, 2012, letter, NextEra Energy Point Beach, LLC noted that it concurred with the finding and did not request a Regulatory Conference or provide a written response containing additional information concerning the

validity of the finding or the significance determination. By this statement, NextEra Energy Point Beach, LLC gave up its right to appeal the finding.

In its June 29, 2012, letter, NextEra Energy Point Beach, LLC suggested that the cross-cutting aspect appeared to be more appropriately categorized in the area of Human Performance, Decision Making, Systematic Process (H.1(a)) rather than in the area of Human Performance, Resources, Documentation (H.2(c)). The NRC reviewed the information provided and determined that the original cross-cutting aspect will be retained.

The NRC has also determined that a violation was associated with the finding, as cited in the Notice of Violation (Notice) provided in the enclosure. The circumstances surrounding the violation were described in detail in NRC Inspection Report Nos. 05000266/2012503; 05000301/2012503. In accordance with the NRC Enforcement Policy, the Notice is considered escalated enforcement action because it is associated with a White finding.

The NRC has concluded that information regarding the reasons for the violation, the corrective actions taken and planned to be taken to correct the violation, and the date when full compliance was achieved, is already adequately addressed on the docket in NRC Inspection Report Nos. 05000266/2012503; 05000301/2012503. Therefore, you are not required to respond to this letter unless the description therein does not accurately reflect your corrective actions or your position. In that case, or if you choose to provide additional information, you should follow the instructions specified in the enclosed Notice.

As a result of our review of Point Beachs performance, including this White finding, we have assessed the plant to be in the Regulatory Response column of the NRCs Action Matrix, effective the second quarter of 2012. Therefore, we plan to conduct a supplemental inspection using Inspection Procedure 95001, Inspection for One or Two White Inputs in a Strategic Performance Area, when your staff has notified us of your readiness for this inspection. This inspection procedure is conducted to provide assurance that the root cause and contributing causes of risk significant performance issues are understood, the extent of condition and the extent of cause are identified, and the corrective actions are sufficient to prevent recurrence.

In accordance with 10 CFR 2.390 of the NRC's Rules of Practice, a copy of this letter, its enclosure, and your response, if you choose to provide one, will be made available electronically for public inspection in the NRC Public Document Room or from the NRCs Agencywide Documents Access and Management System (ADAMS), accessible from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. To the extent possible, your response

should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction. The NRC also includes significant enforcement actions on its Web site at http://www.nrc.gov/reading-rm/doc-collections/enforcement/actions.

Sincerely,

/RA/

Charles A. Casto Regional Administrator Docket Nos. 50-266 and 50-301 License Nos. DPR-24 and DPR-27

Enclosure:

Notice of Violation cc: Distribution via ListServ

Enclosure NOTICE OF VIOLATION NextEra Energy Point Beach, LLC Docket Nos. 50-266; 50-301 Point Beach Nuclear Plant, Units 1 and 2 License Nos. DPR-24; DPR-27 EA-12-106 During a U.S. Nuclear Regulatory Commission (NRC) inspection conducted from April 16 through 20, 2012, a violation of NRC requirements was identified. In accordance with the NRC Enforcement Policy, the violation is listed below:

Title 10 of the Code of Federal Regulations (CFR) 50.54(q)(2) requires licensees to follow and maintain the effectiveness of an emergency plan that meets the requirements in Appendix E to 10 CFR Part 50 and the planning standards of 50.47(b).

Title 10 CFR 50.47(b)(10) requires, in part, for licensees to develop and have in place guidelines for the choice of protective actions during an emergency that were consistent with Federal guidance.

Federal guidance in EPA 400-R-92-001, The Manual of Protective Action Guides and Protective Actions for Nuclear Incidents, states on page 5-3, Withdrawal of protective actions from areas where they have already been implemented is usually not advisable during the early phase because of the potential for changing conditions and confusion.

Also, Federal guidance in NUREG-0654, FEMA-REP-1, Revision 1, Supplement 3, Criteria for Preparation and Evaluation of Radiological Emergency Response Plans and Preparedness in Support of Nuclear Power Plants, similarly states licensees should not relax protective actions until the source of the threat is under control.

Additionally, Federal guidance in EPA 400, Table 2-1 states, in part, that protective actions, evacuation or sheltering, are normally to be initiated when the projected dose to an individual is 1 rem. These protective actions are not limited by distance. In the absence of an acceptable licensee-proposed alternative method, the NRC utilizes this guidance for determining compliance with the applicable regulation.

Contrary to the above, as of April 20, 2012, the licensee failed to provide guidelines consistent with Federal guidance in its emergency procedures. Specifically the Point Beach emergency plan implementing procedure, EPIP 1.3, Dose Assessment and Protective Action Recommendations:

a) allowed the emergency response organization to make a protective action recommendation (PAR) during an exercise that had the effect of withdrawing an earlier PAR that the local authorities had already started to implement, and b) did not initiate PARs when the projected dose to an individual was 1 rem beyond the 10 mile plume exposure pathway.

This violation is associated with a White Significance Determination Process finding.

Notice of Violation The NRC has concluded that information regarding the reasons for the violation, the corrective actions taken and planned to be taken to correct the violation, and the date when full compliance was achieved, is already adequately addressed on the docket in NRC Inspection Report Nos. 05000266/2012503; 05000301/2012503. However, you are required to submit a written statement or explanation pursuant to 10 CFR 2.201, if the description therein does not accurately reflect your corrective actions or your position. In that case, or if you choose to respond, clearly mark your response as a Reply to a Notice of Violation, EA-12-106 and send it to the U.S. Nuclear Regulatory Commission, ATTN: Document Control Desk, Washington, DC 20555-0001, with a copy to the Regional Administrator, Region III, 2443 Warrenville Road, Suite 210, Lisle, IL 60532, and a copy to the NRC Resident Inspector at the Point Beach Nuclear facility, within 30 days of the date of the letter transmitting this Notice of Violation (Notice).

If you choose to respond, your response will be made available electronically for public inspection in the NRC Public Document Room or from the NRCs document system (ADAMS),

accessible from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. Therefore, to the extent possible, your response should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction.

If you contest this enforcement action, you should also provide a copy of your response, with the basis for your denial, to the Director, Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.

In accordance with 10 CFR 19.11, you may be required to post this Notice within two working days of receipt.

Dated this 24th day of July 2012

should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction. The NRC also includes significant enforcement actions on its Web site at http://www.nrc.gov/reading-rm/doc-collections/enforcement/actions.

Sincerely,

/RA/

Charles A. Casto Regional Administrator Docket Nos. 50-266 and 50-301 License Nos. DPR-24 and DPR-27

Enclosure:

Notice of Violation DISTRIBUTION:

See next page SEE PREVIOUS CONCURRENCE FILE NAME: G:\\ORAIII\\EICS\\ENFORCEMENT\\Cases\\Enforcement Cases 2012\\EA-12-106 Point Beach EP PARS\\EA-12-106 Point Beach Final determination letter.docx OFFICE RIII RIII RIII OE RIII RIII NAME Lougheed PRP for Holmberg Reynolds Zimmerman1 LRC for Orth PL for Casto DATE 07/09/12 07/09/12 07/10/12 07/18/12 07/20/12 07/19/12 OFFICIAL RECORD COPY 1 OE concurrence received via e-mail from L. Casey on July 18, 2012.

Letter to Larry Meyer from Charles A. Casto dated July 24th, 2012

SUBJECT:

FINAL SIGNIFICANCE DETERMINATION OF A WHITE FINDING WITH ASSESSMENT FOLLOWUP AND NOTICE OF VIOLATION; NRC INSPECTION REPORT NOS. 05000266/2012504 AND 05000301/2012504; POINT BEACH NUCLEAR PLANT, UNITS 1 AND 2 DISTRIBUTION:

RidsSecyMailCenter.Resource OCADistribution Bill Borchardt Michael Johnson Roy Zimmerman Nick Hilton Lauren Casey Chuck Casto Cynthia Pederson Marvin Itzkowitz Catherine Scott Eric Leeds Bruce Boger Jeremy Bowen James Wiggins Robert Lewis Shyrl Coker Niry Simonian Daniel Holody Caroline Evans Heather Gepford Holly Harrington Hubert Bell Cheryl McCrary Mona Williams Shawn Williams RidsNrrPMPointBeach Resource RidsNrrDorlLpl3-1 Resource RidsNrrDirsIrib Resource Steven Orth Allan Barker Harral Logaras Viktoria Mitlyng Prema Chandrathil Patricia Lougheed Paul Pelke Magdalena Gryglak Sarah Bahksh Carole Ariano Linda Linn DRPIII DRSIII Patricia Buckley Tammy Tomczak OEMAIL Resource OEWEB Resource ROPassessment.Resource@nrc.gov