ML19267A187: Difference between revisions
StriderTol (talk | contribs) Created page by program invented by StriderTol |
StriderTol (talk | contribs) StriderTol Bot change |
||
| (2 intermediate revisions by the same user not shown) | |||
| Line 2: | Line 2: | ||
| number = ML19267A187 | | number = ML19267A187 | ||
| issue date = 09/24/2019 | | issue date = 09/24/2019 | ||
| title = | | title = COL Docs - FW: Draft Revision to SNC LAR-19-005 | ||
| author name = | | author name = | ||
| author affiliation = NRC | | author affiliation = NRC | ||
| Line 15: | Line 15: | ||
=Text= | =Text= | ||
{{#Wiki_filter:Vogtle PEmails From: | {{#Wiki_filter:1 Vogtle PEmails From: | ||
Gleaves, Bill Sent: | |||
Tuesday, September 24, 2019 7:13 AM To: | |||
Vogtle PEmails | |||
==Subject:== | ==Subject:== | ||
FW: Draft Revision to SNC LAR-19-005 Attachments: | FW: Draft Revision to SNC LAR-19-005 Attachments: | ||
DRAFT SNC LAR-19-005 R1.pdf This email and attachment are being forwarded to NRCs ADAMS system for capture. | |||
Billy William (Billy) Gleaves Senior Project Manager NRO/DLSE/Licensing Branch 2 US Nuclear Regulatory Commission The contents of this message may be sensitive. If this message has been received in error, please delete it without reading it. Your receipt of this message is not intended to waive any applicable privilege. Do not disseminate this message without the permission of the author. Communications by this author do not represent NRC policy and are not binding on the Commission. | Billy William (Billy) Gleaves Senior Project Manager NRO/DLSE/Licensing Branch 2 US Nuclear Regulatory Commission The contents of this message may be sensitive. If this message has been received in error, please delete it without reading it. Your receipt of this message is not intended to waive any applicable privilege. Do not disseminate this message without the permission of the author. Communications by this author do not represent NRC policy and are not binding on the Commission. | ||
From: Leighty, Steven <sleighty@southernco.COM> | From: Leighty, Steven <sleighty@southernco.COM> | ||
Sent: Friday, September 20, 2019 3:53 PM To: Patel, Chandu <Chandu.Patel@nrc.gov>; Gleaves, Bill <Bill.Gleaves@nrc.gov> | Sent: Friday, September 20, 2019 3:53 PM To: Patel, Chandu <Chandu.Patel@nrc.gov>; Gleaves, Bill <Bill.Gleaves@nrc.gov> | ||
Cc: Roberts, Kelli Anne <KROBERTS@southernco.com> | Cc: Roberts, Kelli Anne <KROBERTS@southernco.com> | ||
==Subject:== | ==Subject:== | ||
| Line 28: | Line 32: | ||
SNC is prepared to discuss the revised LAR and draft RAI responses at the staffs earliest availability. | SNC is prepared to discuss the revised LAR and draft RAI responses at the staffs earliest availability. | ||
Please let me know if there are any questions on this draft. | Please let me know if there are any questions on this draft. | ||
: Thanks, Steve Leighty Licensing Supervisor, Vogtle 3&4 Southern Nuclear 7825 River Road Waynesboro, GA 30830 Desk. 706.848.6790 Cell. 724.570.9412 southernnuclear.com | : Thanks, Steve Leighty Licensing Supervisor, Vogtle 3&4 Southern Nuclear 7825 River Road Waynesboro, GA 30830 Desk. 706.848.6790 Cell. 724.570.9412 southernnuclear.com | ||
2 Hearing Identifier: | 2 | ||
Hearing Identifier: | |||
Vogtle_COL_Docs_Public Email Number: | |||
482 Mail Envelope Properties (BL0PR0901MB43872C3901E2DBE511B298099F840) | |||
==Subject:== | ==Subject:== | ||
FW: Draft Revision to SNC LAR-19-005 Sent Date: | FW: Draft Revision to SNC LAR-19-005 Sent Date: | ||
9/24/2019 7:13:17 AM Received Date: | |||
9/24/2019 7:13:22 AM From: | |||
Gleaves, Bill Created By: | |||
Bill.Gleaves@nrc.gov Recipients: | |||
"Vogtle PEmails" <Vogtle.PEmails@nrc.gov> | "Vogtle PEmails" <Vogtle.PEmails@nrc.gov> | ||
Tracking Status: None Post Office: | Tracking Status: None Post Office: | ||
Recipients Received: | BL0PR0901MB4387.namprd09.prod.outlook.com Files Size Date & Time MESSAGE 1744 9/24/2019 7:13:22 AM image001.gif 2058 DRAFT SNC LAR-19-005 R1.pdf 965378 Options Priority: | ||
Standard Return Notification: | |||
No Reply Requested: | |||
No Sensitivity: | |||
Normal Expiration Date: | |||
Recipients Received: | |||
0LFKDHO-<R[ | 0LFKDHO-<R[ | ||
5HJXODWRU\\$IIDLUV'LUHFWRU | |||
9RJWOH | |||
5LYHU5RDG | |||
:D\\QHVERUR*$ | |||
6HSWHPEHU;; | 6HSWHPEHU;; | ||
'RFNHW1RV | |||
1' | |||
861XFOHDU5HJXODWRU\&RPPLVVLRQ | &)5 | ||
&)5 | |||
861XFOHDU5HJXODWRU\\&RPPLVVLRQ | |||
'RFXPHQW&RQWURO'HVN | |||
:DVKLQJWRQ'& | :DVKLQJWRQ'& | ||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\ | 6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ | ||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW8QLWVDQG | 9RJWOH(OHFWULF*HQHUDWLQJ3ODQW8QLWVDQG | ||
5HYLVLRQWR5HTXHVWIRU/LFHQVH$PHQGPHQWDQG([HPSWLRQ | 5HYLVLRQWR5HTXHVWIRU/LFHQVH$PHQGPHQWDQG([HPSWLRQ | ||
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | |||
/DGLHVDQG*HQWOHPHQ | /DGLHVDQG*HQWOHPHQ | ||
%\\ OHWWHU GDWHG 0DUFK $JHQF\\ZLGH 'RFXPHQWV $FFHVV DQG 0DQDJHPHQW 6\\VWHP | |||
$'$06 $FFHVVLRQ 1R 0/ $ 6RXWKHUQ 1XFOHDU 2SHUDWLQJ &RPSDQ\\ 61& WKH | |||
OLFHQVHHIRU9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQGUHTXHVWHGDQDPHQGPHQWWR | |||
&RPELQHG/LFHQVH &2/ 1XPEHUV13) DQG13) IRU9(*38QLWVDQG UHVSHFWLYHO\\ | |||
7KHUHTXHVWHGDPHQGPHQWLQFOXGHGFKDQJHVWRWKH9(*38QLWDQG8QLW&2/$SSHQGL[& DQG | |||
FRUUHVSRQGLQJ SODQWVSHFLILF '&' 7LHU LQIRUPDWLRQ 3XUVXDQW WR WKH SURYLVLRQV RI &)5 | |||
E DQH[HPSWLRQIURPHOHPHQWVRIWKHGHVLJQDVFHUWLILHGLQWKH&)53DUW$SSHQGL[ | |||
%\ OHWWHU GDWHG 0DUFK $JHQF\ | |||
&RPELQHG/LFHQVH &2/ 1XPEHUV13) DQG13) IRU9(*38QLWVDQG | |||
3XUVXDQW WR WKH SURYLVLRQV RI &)5 | |||
E DQH[HPSWLRQIURPHOHPHQWVRIWKHGHVLJQDVFHUWLILHGLQWKH&)53DUW$SSHQGL[ | |||
'GHVLJQFHUWLILFDWLRQUXOHZDVDOVRUHTXHVWHGIRUWKHSODQWVSHFLILF7LHUPDWHULDOGHSDUWXUHV | 'GHVLJQFHUWLILFDWLRQUXOHZDVDOVRUHTXHVWHGIRUWKHSODQWVSHFLILF7LHUPDWHULDOGHSDUWXUHV | ||
7KH /LFHQVH $PHQGPHQW 5HTXHVW /$5 SURSRVHG WKH FRQVROLGDWLRQ RI FHUWDLQ EXLOGLQJ DQG | |||
VWUXFWXUHUHODWHG,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD ,7$$& 6SHFLILFDOO\\61& | |||
KDV GHWHUPLQHG WKDW VRPH EXLOGLQJ DQG VWUXFWXUH UHODWHG,7$$& $FFHSWDQFH &ULWHULD DUH | |||
VWUXFWXUHUHODWHG,QVSHFWLRQV7HVWV$QDO\VHVDQG$FFHSWDQFH&ULWHULD | GXSOLFDWLYH7RFRUUHFWWKLVFRQGLWLRQ61&SURSRVHGWRUHYLVH&2/$SSHQGL[& DQGSODQWVSHFLILF | ||
EXLOGLQJ DQG VWUXFWXUH UHODWHG ,7$$& $FFHSWDQFH &ULWHULD DUH | 7LHULQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQG | ||
FODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVZRXOGEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVV | |||
7LHULQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQG | |||
FODULI\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVZRXOGEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVV | |||
UHSRUWVGHVFULEHGLQ,7$$&$FFHSWDQFH&ULWHULD | UHSRUWVGHVFULEHGLQ,7$$&$FFHSWDQFH&ULWHULD | ||
7KLVUHYLVLRQWR/$5 LVEHLQJVXEPLWWHGWRDGGUHVVFRPPHQWVSURYLGHGE\WKH861XFOHDU | 7KLVUHYLVLRQWR/$5 LVEHLQJVXEPLWWHGWRDGGUHVVFRPPHQWVSURYLGHGE\\WKH861XFOHDU | ||
5HJXODWRU\&RPPLVVLRQ 15& VWDIIGXULQJ-XO\ $XJXVW DQG6HSWHPEHU | 5HJXODWRU\\&RPPLVVLRQ 15& VWDIIGXULQJ-XO\\ $XJXVW DQG6HSWHPEHU | ||
SXEOLFPHHWLQJVDQGLQGUDIW5HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ 5$,V GDWHG-XO\ $XJXVW | SXEOLFPHHWLQJVDQGLQGUDIW5HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ 5$,V GDWHG-XO\\ $XJXVW | ||
DQG6HSWHPEHU (QFORVXUHVDQGRI/$5 DUHUHSODFHGLQWKHLUHQWLUHW\ | DQG6HSWHPEHU (QFORVXUHVDQGRI/$5 DUHUHSODFHGLQWKHLUHQWLUHW\\ | ||
ZLWK (QFORVXUHV DQG RI WKLV UHYLVHG DPHQGPHQW UHTXHVW 5HYLVLRQ EDUV LQ WKH ULJKWKDQG | ZLWK(QFORVXUHVDQGRIWKLVUHYLVHGDPHQGPHQWUHTXHVW5HYLVLRQEDUVLQWKHULJKWKDQG | ||
PDUJLQLQGLFDWHWKHGLIIHUHQFHVEHWZHHQ(QFORVXUHVDQGDQG(QFORVXUHVDQG,QDGGLWLRQ | PDUJLQLQGLFDWHWKHGLIIHUHQFHVEHWZHHQ(QFORVXUHVDQGDQG(QFORVXUHVDQG,QDGGLWLRQ | ||
61&¶VUHVSRQVHWRWKHGUDIW5$,LVSURYLGHGLQ(QFORVXUHWRWKLVOHWWHU | 61&¶VUHVSRQVHWRWKHGUDIW5$,LVSURYLGHGLQ(QFORVXUHWRWKLVOHWWHU | ||
(QFORVXUH SURYLGHV WKH GHVFULSWLRQ WHFKQLFDO HYDOXDWLRQ UHJXODWRU\ HYDOXDWLRQ LQFOXGLQJ WKH | (QFORVXUH SURYLGHV WKH GHVFULSWLRQ WHFKQLFDO HYDOXDWLRQ UHJXODWRU\\ HYDOXDWLRQ LQFOXGLQJ WKH | ||
VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ DQGHQYLURQPHQWDOFRQVLGHUDWLRQVIRUWKHSURSRVHGFKDQJHV | VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ DQGHQYLURQPHQWDOFRQVLGHUDWLRQVIRUWKHSURSRVHGFKDQJHV | ||
(QFORVXUHSURYLGHVWKHEDFNJURXQGDQGVXSSRUWLQJEDVLVIRUWKHUHTXHVWHGH[HPSWLRQ | (QFORVXUHSURYLGHVWKHEDFNJURXQGDQGVXSSRUWLQJEDVLVIRUWKHUHTXHVWHGH[HPSWLRQ | ||
DRAFT | |||
&RPSDQ\\ | |||
&RP DQW8QLWVDQG | |||
DQW8QLWV | |||
PHQGPHQWDQG([HP PHQGPHQWDQG | |||
GLQJ,7$$& /$5 | |||
GLQJ,7$$& /$5 | |||
FT F\\ZLGH 'RFXPHQWV $F LGH 'RFXPHQWV $ | |||
6RXWKHUQ 1XFOHD RXWKHUQ 1XFOH LQJ3ODQW 9(*3 8QLWV LQJ3ODQW 9(*3 HUV13) DQG13) | |||
HUV13) DQG13 OXGHGFKDQJHVWRWKH9 XGHGFKDQJHVWRWKH9 F '&' 7LHU LQIRUP | |||
&' 7LHU LQIRUP QIURPHOHPHQWVRIWKHG QIURPHOHPHQWV UXOHZDVDOVRUHTXHVWHG UXOHZDVDOVRUHTXHV PHQW 5HTXHVW /$ | |||
PHQW 5HTXHVW | |||
RQV7HVWV$ | |||
RQV7HVWV$ | |||
H EXLOG H EXLOG GLW GLW | |||
861XFOHDU5HJXODWRU\&RPPLVVLRQ | 861XFOHDU5HJXODWRU\\&RPPLVVLRQ | ||
1' | 1' | ||
3DJHRI | 3DJHRI | ||
(QFORVXUHSURYLGHVWKHSURSRVHGOLFHQVHEDVLVFKDQJHV | (QFORVXUHSURYLGHVWKHSURSRVHGOLFHQVHEDVLVFKDQJHV | ||
(QFORVXUHSURYLGHVWKHGUDIW15&5$,DQG61&¶VUHVSRQVH | (QFORVXUHSURYLGHVWKHGUDIW15&5$,DQG61&¶VUHVSRQVH | ||
7KH (QFORVXUHV WRWKLVOHWWHU KDYHEHHQUHYLHZHGDQGFRQILUPHG WR QRW FRQWDLQ VHFXULW\UHODWHG | 7KH(QFORVXUHVWRWKLVOHWWHUKDYHEHHQUHYLHZHGDQGFRQILUPHGWRQRWFRQWDLQVHFXULW\\UHODWHG | ||
LQIRUPDWLRQ7KLVOHWWHUFRQWDLQVQRUHJXODWRU\FRPPLWPHQWV | LQIRUPDWLRQ7KLVOHWWHUFRQWDLQVQRUHJXODWRU\\FRPPLWPHQWV | ||
7KHUHYLVHGLQIRUPDWLRQSURYLGHGLQWKHHQFORVXUHVGRHVQRWFKDQJHWKHVFRSHRIWKHUHTXHVWHG | 7KHUHYLVHGLQIRUPDWLRQSURYLGHGLQWKHHQFORVXUHVGRHVQRWFKDQJHWKHVFRSHRIWKHUHTXHVWHG | ||
OLFHQVHDPHQGPHQWRUH[HPSWLRQQRUGRHVLWFKDQJHWKHFRQFOXVLRQVLQWKH7HFKQLFDO(YDOXDWLRQ | OLFHQVHDPHQGPHQWRUH[HPSWLRQQRUGRHVLWFKDQJHWKHFRQFOXVLRQVLQWKH7HFKQLFDO(YDOXDWLRQ | ||
RUWKHFRQFOXVLRQVLQWKH1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ'HWHUPLQDWLRQ | RUWKHFRQFOXVLRQVLQWKH1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ'HWHUPLQDWLRQ | ||
61&UHTXHVWVVWDIIDSSURYDORIWKLVUHYLVHGOLFHQVHDPHQGPHQWE\1RYHPEHU WRVXSSRUW | 61&UHTXHVWVVWDIIDSSURYDORIWKLVUHYLVHGOLFHQVHDPHQGPHQWE\\1RYHPEHU WRVXSSRUW | ||
FORVXUHRI9(*38QLWVDQG,7$$&$SSURYDOE\WKLVGDWHZLOODOORZVXIILFLHQWWLPHWRLPSOHPHQW | FORVXUHRI9(*38QLWVDQG,7$$&$SSURYDOE\\WKLVGDWHZLOODOORZVXIILFLHQWWLPHWRLPSOHPHQW | ||
WKHOLFHQVLQJEDVLVFKDQJHVSULRUWRWKHDVVRFLDWHG,7$$&DFWLYLW\61&H[SHFWVWRLPSOHPHQW | WKHOLFHQVLQJEDVLVFKDQJHVSULRUWRWKHDVVRFLDWHG,7$$&DFWLYLW\\61&H[SHFWVWRLPSOHPHQW | ||
WKLVSURSRVHGDPHQGPHQW WKURXJKLQFRUSRUDWLRQLQWRWKHOLFHQVLQJEDVLVGRFXPHQWV ZLWKLQ | |||
GD\\VRIDSSURYDORIWKHUHTXHVWHGFKDQJHV | |||
GD\VRIDSSURYDORIWKHUHTXHVWHGFKDQJHV | |||
,QDFFRUGDQFHZLWK&)5 61&LVQRWLI\\LQJWKH6WDWHRI*HRUJLDRIWKLV/$5E\\WUDQVPLWWLQJ | |||
DFRS\\RIWKLVOHWWHUDQGHQFORVXUHVWRWKHGHVLJQDWHG6WDWH2IILFLDO | |||
6KRXOG\\RXKDYHDQ\\TXHVWLRQVSOHDVHFRQWDFW0U6WHYH/HLJKW\\DW | |||
,GHFODUHXQGHUSHQDOW\\RISHUMXU\\WKDWWKHIRUHJRLQJLVWUXHDQGFRUUHFW([HFXWHGRQWKH;;UGGD\\ | |||
RI6HSWHPEHU | RI6HSWHPEHU | ||
5HVSHFWIXOO\VXEPLWWHG | 5HVSHFWIXOO\\VXEPLWWHG | ||
6287+(5118&/($523(5$7,1*&203$1< | 6287+(5118&/($523(5$7,1*&203$1< | ||
0LFKDHO-<R[ | 0LFKDHO-<R[ | ||
5HJXODWRU\$IIDLUV'LUHFWRU | 5HJXODWRU\\$IIDLUV'LUHFWRU | ||
9RJWOH | 9RJWOH | ||
0-<5$6VIU | 0-<5$6VIU | ||
(QFORVXUHV 3URYLGHGZLWKRULJLQDOVXEPLWWDO | (QFORVXUHV 3URYLGHGZLWKRULJLQDOVXEPLWWDO | ||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HYLVHG | |||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ | ||
,7$$& /$5 5 | |||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 | 9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HYLVHG | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 | |||
5 | |||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 | |||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HYLVHG | |||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 | |||
5 | |||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HVSRQVHWR | |||
'UDIW5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQGDWHG$XJXVW | |||
W\\61 W\\6 QVLQJEDVLV | |||
QVLQJ | |||
6WDWHRI | |||
6WDWH | |||
*HRUJLDRIWKLV/ | |||
RIWKL G6WDWH2I G6WDWH2IILFLDO | |||
ILF I | |||
W0U6WHYH/HLJKW\\ | |||
W0U6WHYH/H | |||
DW | |||
IRUHJRLQJLVWUXHDQGFR JRLQJLVWUXHDQGFR 23(5$7,1*&203$1 23(5$7,1*&2 | |||
861XFOHDU5HJXODWRU\&RPPLVVLRQ | 861XFOHDU5HJXODWRU\\&RPPLVVLRQ | ||
1' | 1' | ||
3DJHRI | 3DJHRI | ||
FF | FF | ||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\*HRUJLD3RZHU&RPSDQ\ | |||
0U6(.XF]\QVNL ZRHQFORVXUHV | 6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\*HRUJLD3RZHU&RPSDQ\\ | ||
0U336HQD,,, ZRHQFORVXUHV | 0U6(.XF]\\QVNL ZRHQFORVXUHV | ||
0U0'0HLHU ZRHQFORVXUHV | 0U336HQD,,, ZRHQFORVXUHV | ||
0U'+-RQHV ZRHQFORVXUHV | 0U0'0HLHU ZRHQFORVXUHV | ||
0U'+-RQHV ZRHQFORVXUHV | |||
0U*&KLFN | 0U*&KLFN | ||
0U'/0F.LQQH\ ZRHQFORVXUHV | 0U'/0F.LQQH\\ ZRHQFORVXUHV | ||
0U7:<HOYHUWRQ ZRHQFORVXUHV | 0U7:<HOYHUWRQ ZRHQFORVXUHV | ||
0U%+:KLWOH\ | 0U%+:KLWOH\\ | ||
0V&$*D\KHDUW | 0V&$*D\\KHDUW | ||
0U&53LHUFH | 0U&53LHUFH | ||
0V05RQQOXQG | 0V05RQQOXQG | ||
| Line 199: | Line 213: | ||
0V$*LEVRQ | 0V$*LEVRQ | ||
0V$&&KDPEHUODLQ | 0V$&&KDPEHUODLQ | ||
0U6/HLJKW\ | 0U6/HLJKW\\ | ||
0U(5LIIOH | |||
0V.5REHUWV | 0V.5REHUWV | ||
0U-+DVZHOO | 0U-+DVZHOO | ||
0U'7%O\WKH | 0U'7%O\\WKH | ||
'RFXPHQW6HUYLFHV57<3( 91'/,/ | 'RFXPHQW6HUYLFHV57<3( 91'/,/ | ||
)LOH$5 | )LOH$5 | ||
1XFOHDU5HJXODWRU\\&RPPLVVLRQ | |||
0U:-RQHV ZRHQFORVXUHV | |||
R 0V-'L[RQ+HUULW\ | 0V-'L[RQ+HUULW\\ | ||
0U&3DWHO | 0U&3DWHO | ||
0U%.HPNHU | 0U%.HPNHU | ||
0U*.KRXUL | 0U*.KRXUL | ||
0V67HPSOH | 0V67HPSOH | ||
0U)%URZQ | 0U)%URZQ | ||
0U&-(YHQ | 0U&-(YHQ | ||
| Line 228: | Line 239: | ||
0U3-+HKHU | 0U3-+HKHU | ||
0U0:HEE | 0U0:HEE | ||
DRAFT | |||
'/,/ | |||
'/,/ | |||
PLVVLRQ | |||
PLVVLRQ DR FORVXUHV | |||
FORVXUHV | |||
861XFOHDU5HJXODWRU\&RPPLVVLRQ | 861XFOHDU5HJXODWRU\\&RPPLVVLRQ | ||
1' | 1' | ||
3DJHRI | 3DJHRI | ||
| Line 236: | Line 253: | ||
2JOHWKRUSH3RZHU&RUSRUDWLRQ | 2JOHWKRUSH3RZHU&RUSRUDWLRQ | ||
0U0:3ULFH | 0U0:3ULFH | ||
0V$:KDOH\ | 0V$:KDOH\\ | ||
0XQLFLSDO(OHFWULF$XWKRULW\RI*HRUJLD | 0XQLFLSDO(OHFWULF$XWKRULW\\RI*HRUJLD | ||
0U-()XOOHU | 0U-()XOOHU | ||
0U60-DFNVRQ | 0U60-DFNVRQ | ||
'DOWRQ8WLOLWLHV | 'DOWRQ8WLOLWLHV | ||
0U7%XQGURV | 0U7%XQGURV | ||
:HVWLQJKRXVH(OHFWULF&RPSDQ\//& | :HVWLQJKRXVH(OHFWULF&RPSDQ\\//& | ||
0U/2ULDQL ZRHQFORVXUHV | 0U/2ULDQL ZRHQFORVXUHV | ||
0U75XEHQVWHLQ ZRHQFORVXUHV | 0U75XEHQVWHLQ ZRHQFORVXUHV | ||
0U0&RUOHWWL | 0U0&RUOHWWL | ||
0U0/&O\GH | 0U0/&O\\GH | ||
0U'+DZNLQV | 0U'+DZNLQV | ||
0U-&RZDUG | 0U-&RZDUG | ||
2WKHU | |||
0U6:.OLQH%HFKWHO3RZHU&RUSRUDWLRQ | |||
0V/$0DWLV7HWUD7HFK186,QF | 0V/$0DWLV7HWUD7HFK186,QF | ||
'U:5-DFREV-U3K'*'6$VVRFLDWHV,QF | 'U:5-DFREV-U3K'*'6$VVRFLDWHV,QF | ||
0U65RHWJHU*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ | 0U65RHWJHU*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ | ||
0V6:.HUQL]DQ*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ | 0V6:.HUQL]DQ*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ | ||
0U.&*UHHQH7URXWPDQ6DQGHUV | 0U.&*UHHQH7URXWPDQ6DQGHUV | ||
0U6%ODQWRQ%DOFK%LQJKDP | 0U6%ODQWRQ%DOFK%LQJKDP | ||
1''RFXPHQWLQ%R[#GXNHHQHUJ\\FRP'XNH(QHUJ\\ | |||
0U6)UDQ]RQH)ORULGD3RZHU /LJKW | |||
DRAFT DWLRQ | |||
F | |||
$VVRFLDWHV,QF | |||
$VVRFLDWHV,QF | |||
6HUYLFH&RPPLVVLRQ | |||
6HUYLFH&RPPLVVLRQ | |||
3XEOLF6HUYLFH&RPPL 3XEOLF6HUYLFH&RPPL DQ6DQGHUV | |||
GHUV | |||
LQJKDP | LQJKDP | ||
LQJKDP | |||
#GXNHHQHUJ\\FRP'X | |||
#GXNHHQHUJ\\FRP' | |||
RULGD3RZHU /LJKW | |||
RULGD3RZHU /LJ | |||
RULGD3RZHU /LJ | |||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\ | 6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ | ||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG | |||
5HYLVHG5HTXHVWIRU/LFHQVH$PHQGPHQW | |||
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& | |||
/$5 5 | |||
(QFORVXUHFRQVLVWVRISDJHVLQFOXGLQJWKLVFRYHUSDJH | |||
DRAFT | |||
9(*3 8QLWVDQG | |||
9(*3 8QLWVDQ XHVWIRU/LFHQVH$PH IRU/LFHQVH$PH DWLRQRI6WUXFWXUDO%X DWLRQRI6WUXFWX | |||
/$5 | |||
/$5 | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
7DEOHRI&RQWHQWV | 7DEOHRI&RQWHQWV | ||
6800$5<'(6&5,37,21 | |||
'(7$,/(''(6&5,37,21DQG7(&+1,&$/(9$/8$7,21 | |||
7(&+1,&$/(9$/8$7,21 LQFOXGHGLQ6HFWLRQ | |||
5(*8/$725<(9$/8$7,21 | |||
$SSOLFDEOH5HJXODWRU\\5HTXLUHPHQWV&ULWHULD | |||
3UHFHGHQW | |||
1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ$QDO\\VLV | |||
&RQFOXVLRQV | |||
(19,5210(17$/&216,'(5$7,216 | |||
5()(5(1&(6 | |||
DRAFT HPHQWV&ULWHULD | |||
HPHQ UGV&RQVLGHUDWLRQ$QDO\\ | |||
GV&RQVLGHUDWLRQ$ | |||
6,'(5$7,216 | |||
6,'(5$7,216 | 6,'(5$7,216 | ||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
3XUVXDQWWR&)5 F DQGLQDFFRUGDQFHZLWK&)5 6RXWKHUQ1XFOHDU | 3XUVXDQWWR&)5 F DQGLQDFFRUGDQFHZLWK&)5 6RXWKHUQ1XFOHDU | ||
2SHUDWLQJ&RPSDQ\ 61&RU³/LFHQVHH' KHUHE\UHTXHVWVDQDPHQGPHQWWR&RPELQHG | 2SHUDWLQJ&RPSDQ\\ 61&RU³/LFHQVHH' KHUHE\\UHTXHVWVDQDPHQGPHQWWR&RPELQHG | ||
/LFHQVH &2/ 1RV13) DQG13) IRU9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 | |||
8QLWVDQGUHVSHFWLYHO\ | 8QLWVDQGUHVSHFWLYHO\\ | ||
6800$5<'(6&5,37,21 | |||
7KH UHTXHVWHG DPHQGPHQW SURSRVHV FKDQJHV WR &2/ $SSHQGL[ & LQIRUPDWLRQ ZLWK | 7KH UHTXHVWHG DPHQGPHQW SURSRVHV FKDQJHV WR &2/ $SSHQGL[ & LQIRUPDWLRQ ZLWK | ||
FRUUHVSRQGLQJ FKDQJHV WR SODQWVSHFLILF '&' 7LHU LQIRUPDWLRQ DV DSSURSULDWH 7KH | FRUUHVSRQGLQJ FKDQJHV WR SODQWVSHFLILF '&' 7LHU LQIRUPDWLRQ DV DSSURSULDWH 7KH | ||
SURSRVHG FKDQJHV LQFOXGH FRQVROLGDWLQJ ,QVSHFWLRQV 7HVWV $QDO\VHV DQG $FFHSWDQFH | SURSRVHG FKDQJHV LQFOXGH FRQVROLGDWLQJ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG $FFHSWDQFH | ||
&ULWHULD ,7$$& IRU VWUXFWXUDO EXLOGLQJV DQG UHYLVLQJ $FFHSWDQFH &ULWHULD WR UHIOHFW | |||
HYDOXDWLRQVRIDVEXLOWGHYLDWLRQVLQZDOODQGIORRUWKLFNQHVVHVZLOOEHSURYLGHGDVSDUWRIWKH | HYDOXDWLRQVRIDVEXLOWGHYLDWLRQVLQZDOODQGIORRUWKLFNQHVVHVZLOOEHSURYLGHGDVSDUWRIWKH | ||
UHSRUWV GHVFULEHG LQ ,7$$& 7KLV HQFORVXUH UHTXHVWV DSSURYDO RI D OLFHQVH DPHQGPHQW | UHSRUWV GHVFULEHG LQ,7$$& 7KLV HQFORVXUH UHTXHVWV DSSURYDO RI D OLFHQVH DPHQGPHQW | ||
QHFHVVDU\ WR LPSOHPHQW WKH &2/ $SSHQGL[ & FKDQJHV GHVFULEHG | QHFHVVDU\\ WR LPSOHPHQW WKH &2/ $SSHQGL[ & FKDQJHV GHVFULEHG EHORZ (QFORVXUH | ||
UHTXHVWVWKHH[HPSWLRQQHFHVVDU\WRLPSOHPHQWWKHFKDQJHVWRWKHSODQWVSHFLILF'&'7LHU | UHTXHVWVWKHH[HPSWLRQQHFHVVDU\\WRLPSOHPHQWWKHFKDQJHVWRWKHSODQWVSHFLILF'&'7LHU | ||
LQIRUPDWLRQ | |||
'(7$,/(''(6&5,37,21DQG7(&+1,&$/(9$/8$7,21 | |||
'HWDLOHG'HVFULSWLRQ | |||
&2/$SSHQGL[&6HFWLRQSURYLGHVGHVLJQGHVFULSWLRQVIRU$3VWUXFWXUDOEXLOGLQJV | |||
7KHEXLOGLQJVGHVFULEHGLQ6HFWLRQLQFOXGH1XFOHDU,VODQG 1, VWUXFWXUHVDVZHOODVWKH | |||
DQQH[WXUELQHDQGUDGZDVWHEXLOGLQJV7KH1,LQFOXGHVFRQWDLQPHQWLQWHUQDOVWUXFWXUHVDQG | DQQH[WXUELQHDQGUDGZDVWHEXLOGLQJV7KH1,LQFOXGHVFRQWDLQPHQWLQWHUQDOVWUXFWXUHVDQG | ||
WKHVKLHOGDQGDX[LOLDU\EXLOGLQJV7KH1,VWUXFWXUHVDUHVHLVPLF&DWHJRU\,DQGDUHGHVLJQHG | WKHVKLHOGDQGDX[LOLDU\\EXLOGLQJV7KH1,VWUXFWXUHVDUHVHLVPLF&DWHJRU\\,DQGDUHGHVLJQHG | ||
ZLWKRXW D ORVV RI VWUXFWXUDO LQWHJULW\ DQG | DQGFRQVWUXFWHGWRZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWDORVVRIVWUXFWXUDOLQWHJULW\\DQG | ||
VDIHW\UHODWHGIXQFWLRQV7KHZDOOVDQGIORRUVRI1,EXLOGLQJVDUHGHILQHGLQ&2/$SSHQGL[& | VDIHW\\UHODWHGIXQFWLRQV7KHZDOOVDQGIORRUVRI1,EXLOGLQJVDUHGHILQHGLQ&2/$SSHQGL[& | ||
7DEOH&2/$SSHQGL[&6HFWLRQGRHVQRWSURYLGHWKHVWUXFWXUDOGHVLJQIXQFWLRQV | 7DEOH&2/$SSHQGL[&6HFWLRQGRHVQRWSURYLGHWKHVWUXFWXUDOGHVLJQIXQFWLRQV | ||
IRUWKHDQQH[WXUELQHRUUDGZDVWHEXLOGLQJV+RZHYHUZDOODQGIORRUWKLFNQHVVHVIRUWKH | |||
[ | DQQH[EXLOGLQJDQGZDOOWKLFNQHVVHVIRUWKHWXUELQHEXLOGLQJDUHGHILQHGLQ&2/$SSHQGL[& | ||
7DEOH DQG ZDOO WKLFNQHVVHV IRU WKH UDGZDVWH EXLOGLQJ DUH GHILQHG LQ,7$$&,QGH[ | |||
1XPEHU | 1XPEHU | ||
7KHUHDUHVL[WHHQ,7$$&IRUVWUXFWXUDOEXLOGLQJV7KHVH,7$$&KDYHWZRSXUSRVHVRQHLV | 7KHUHDUHVL[WHHQ,7$$&IRUVWUXFWXUDOEXLOGLQJV7KHVH,7$$&KDYHWZRSXUSRVHVRQHLV | ||
IRUYHULI\\LQJVWUXFWXUDOIXQFWLRQDQGWKHRWKHULVIRUYHULI\\LQJWKHUDGLDWLRQVKLHOGLQJIXQFWLRQ | |||
IRUYHULI\LQJVWUXFWXUDOIXQFWLRQDQGWKHRWKHULVIRUYHULI\LQJWKHUDGLDWLRQVKLHOGLQJIXQFWLRQ | 7KHDELOLW\\RIDVEXLOWVWUXFWXUHVWRSHUIRUPWKHLUVWUXFWXUDOIXQFWLRQVLVGHPRQVWUDWHGWKURXJK | ||
UHFRQFLOLDWLRQUHSRUWVDQGWKLFNQHVVUHSRUWV7KHDELOLW\\RIWKHDVEXLOWVWUXFWXUHVWRSHUIRUP | |||
UHFRQFLOLDWLRQUHSRUWVDQGWKLFNQHVVUHSRUWV7KHDELOLW\RIWKHDVEXLOWVWUXFWXUHVWRSHUIRUP | WKHLUVKLHOGLQJIXQFWLRQLVGHPRQVWUDWHGWKURXJKWKLFNQHVVUHSRUWV7KHVWUXFWXUDOEXLOGLQJ | ||
WKHLU VKLHOGLQJ IXQFWLRQ LV GHPRQVWUDWHG WKURXJK WKLFNQHVV UHSRUWV 7KH VWUXFWXUDO EXLOGLQJ | ,7$$&DUHVXPPDUL]HGLQWKHIROORZLQJ7DEOH³6WUXFWXUDO%XLOGLQJ,7$$&' | ||
,WKDVEHHQLGHQWLILHGWKDWVRPHRIWKH$FFHSWDQFH&ULWHULDIRUWKHEXLOGLQJVWUXFWXUHVDUH | |||
GXSOLFDWLYH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU FKDQJHVDUHSURSRVHGWRFRQVROLGDWH | |||
GXSOLFDWLYH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU FKDQJHVDUHSURSRVHGWRFRQVROLGDWH | ,7$$&ZLWKGXSOLFDWLYH$FFHSWDQFH&ULWHULDIRUEXLOGLQJVWUXFWXUHVDQGFODULI\\WKDWHYDOXDWLRQV | ||
RIWKLFNQHVVGHYLDWLRQVZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHG | RIWKLFNQHVVGHYLDWLRQVZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHG | ||
LQ ,7$$& $FFHSWDQFH &ULWHULD 7KH 7DEOH LOOXVWUDWHV WKH GXSOLFDWLRQ RI EXLOGLQJUHODWHG | LQ,7$$& $FFHSWDQFH &ULWHULD 7KH 7DEOH LOOXVWUDWHV WKH GXSOLFDWLRQ RI EXLOGLQJUHODWHG | ||
UHSRUWV | UHSRUWV | ||
DRAFT GHVF GH QJHVWRWK QJHV 9$/8$7,21 | |||
9$/8 VGHVLJQGHVFULSWLRQVI VGHVLJQGHVFULSWLR | |||
LQFOXGH1XFOHDU,VOD LQFOXGH1XFOHDU,V OGLQJV7KH1,LQFOXGHV 7KH1,LQFOXGHV JV7KH1,VWUXFWXUHVD JV7KH1,VWUXFW QGGHVLJQEDVLVORDGV | |||
QGGHVLJQEDVLVOR 7KHZDOOVDQGIORRUVRI | |||
7KHZDOOVDQGIORRUVR SHQGL[&6HFWLRQGR | |||
[&6HFWLRQGR QHRUUDGZDVWHEXLOGLQ QHRUUDGZDVW QGZDOOWKLFNQHVVH QGZDOOWKLFNQHVVHVIRU | |||
VI QG ZDOO WKLFNQHVVHV IR QG ZDOO WKLFNQHVVHV IR | |||
$$&IRU | |||
$$&IRU | |||
QF QF | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
7DEOH 6WUXFWXUDO%XLOGLQJ,7$$& | 7DEOH 6WUXFWXUDO%XLOGLQJ,7$$& | ||
%XLOGLQJ6WUXFWXUH | |||
6WUXFWXUDO)XQFWLRQ | |||
,7$$&,QGH[1R | |||
,7$$&1R | |||
6KLHOGLQJ)XQFWLRQ | |||
,7$$&,QGH[1R | |||
,7$$&1R | |||
5HFRQFLOLDWLRQ | |||
5HSRUW | |||
7KLFNQHVV | |||
5HSRUW | |||
7KLFNQHVV | |||
5HSRUW | |||
1XFOHDU,VODQG | |||
1, | |||
&RQWDLQPHQW | |||
,QWHUQDO6WUXFWXUH | |||
DLD | |||
DLLD | |||
D | |||
6KLHOG%XLOGLQJ | 6KLHOG%XLOGLQJ | ||
DLE | |||
DLLE | |||
E | |||
$X[LOLDU\\%XLOGLQJ | |||
>1RQ5DGLRORJLFDO@ | |||
DLF | |||
DLLF | |||
F | |||
$X[LOLDU\\%XLOGLQJ | |||
>5DGLRORJLFDO@ | |||
DLG | |||
DLLG | |||
G | |||
$QQH[%XLOGLQJ | |||
DLLH | |||
D | |||
7XUELQH%XLOGLQJ | 7XUELQH%XLOGLQJ | ||
DLLI | |||
5DGZDVWH%OGJ | 5DGZDVWH%OGJ | ||
+/- | |||
:DVWH$FFXPXODWLRQ5RRP | :DVWH$FFXPXODWLRQ5RRP | ||
E | |||
3URSRVHG&KDQJHVWR1XFOHDU,VODQG6WUXFWXUDO)XQFWLRQ,7$$& | 3URSRVHG&KDQJHVWR1XFOHDU,VODQG6WUXFWXUDO)XQFWLRQ,7$$& | ||
$VLOOXVWUDWHGLQWKH7DEOHDERYHWKHUHDUHWKUHH,7$$&IRUHDFKRIWKH1,EXLOGLQJV LH | |||
FRQWDLQPHQW LQWHUQDO VWUXFWXUHV VKLHOG EXLOGLQJ DX[LOLDU\ EXLOGLQJ QRQUDGLRORJLFDO DQG | FRQWDLQPHQW LQWHUQDO VWUXFWXUHV VKLHOG EXLOGLQJ DX[LOLDU\\ EXLOGLQJ QRQUDGLRORJLFDO DQG | ||
DX[LOLDU\EXLOGLQJUDGLRORJLFDO 7KHVWUXFWXUDOIXQFWLRQ'HVLJQ&RPPLWPHQWIRUWKH1,EXLOGLQJ | DX[LOLDU\\EXLOGLQJUDGLRORJLFDO 7KHVWUXFWXUDOIXQFWLRQ'HVLJQ&RPPLWPHQWIRUWKH1,EXLOGLQJ | ||
,7$$&LVWRZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\UHODWHG | |||
IXQFWLRQV 7KH FRUUHVSRQGLQJ $FFHSWDQFH &ULWHULD DUH WR SURGXFH UHFRQFLOLDWLRQ UHSRUWV | IXQFWLRQV 7KH FRUUHVSRQGLQJ $FFHSWDQFH &ULWHULD DUH WR SURGXFH UHFRQFLOLDWLRQ UHSRUWV | ||
,7$$&,QGH[1XPEHUV DQGDVWUXFWXUDOWKLFNQHVVUHSRUW ,7$$&,QGH[ | |||
1XPEHUV IRUHDFK1,EXLOGLQJWRYHULI\WKDWWKHDVEXLOWVWUXFWXUHVPHHWWKH | 1XPEHUV IRUHDFK1,EXLOGLQJWRYHULI\\WKDWWKHDVEXLOWVWUXFWXUHVPHHWWKH | ||
'HVLJQ &RPPLWPHQW 7KH 1, DOVR KDV 'HVLJQ &RPPLWPHQWV WR SURYLGH VKLHOGLQJ GXULQJ | |||
QRUPDO RSHUDWLRQV 7KH FRUUHVSRQGLQJ ,7$$& $FFHSWDQFH &ULWHULD UHTXLUH VKLHOGLQJ | QRUPDO RSHUDWLRQV 7KH FRUUHVSRQGLQJ,7$$& $FFHSWDQFH &ULWHULD UHTXLUH VKLHOGLQJ | ||
WKLFNQHVVUHSRUWV ,7$$&,QGH[1XPEHUV EHSURGXFHGIRUHDFK1,EXLOGLQJ | WKLFNQHVVUHSRUWV ,7$$&,QGH[1XPEHUV EHSURGXFHGIRUHDFK1,EXLOGLQJ | ||
Hereafter,ITAAC Index numbers are used for identification in lieu of the ITAAC number. | |||
D T | |||
T | |||
T F | |||
DLF | |||
FT FT FT | |||
DLLF | |||
T AF AFT AFT AF AF | |||
AF | |||
D AFT AF AF | |||
AF AF AF AFT AFT AF AF AF RA RA RA RA | |||
A RA RA RA RA RAA RA RA RAA DR DR J | |||
GLQJ RA RA RA RA RA DRR D | |||
H%OG D | |||
RQ5RRP DR DRR D | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
ZKLFKGHPRQVWUDWHVWKDWWKHDVEXLOWVWUXFWXUHVPHHWWKH'HVLJQ&RPPLWPHQW | ZKLFKGHPRQVWUDWHVWKDWWKHDVEXLOWVWUXFWXUHVPHHWWKH'HVLJQ&RPPLWPHQW | ||
7KH 1, DVEXLOW UHFRQFLOLDWLRQ UHSRUWV UHFRQFLOH GHVLJQ FKDQJHV DQG VLWHVSHFLILF QRQ | 7KH 1, DVEXLOW UHFRQFLOLDWLRQ UHSRUWV UHFRQFLOH GHVLJQ FKDQJHV DQG VLWHVSHFLILF QRQ | ||
FRQIRUPDQFHV EHWZHHQ DVEXLOW DQG DVGHVLJQHG VWUXFWXUHV 6LQFH ERWK WKH UHFRQFLOLDWLRQ | FRQIRUPDQFHVEHWZHHQDVEXLOWDQGDVGHVLJQHGVWUXFWXUHV6LQFHERWKWKHUHFRQFLOLDWLRQ | ||
UHSRUWV DQG WKLFNQHVV UHSRUWV ZLOO UHFRQFLOH LGHQWLILHG ZDOO WKLFNQHVV GHYLDWLRQV WKH | UHSRUWV DQG WKLFNQHVV UHSRUWV ZLOO UHFRQFLOH LGHQWLILHG ZDOO WKLFNQHVV GHYLDWLRQV WKH | ||
$FFHSWDQFH&ULWHULDIRUWKHWKLFNQHVVUHSRUWVLVGXSOLFDWLYHDQGFDQEHGHOHWHG$FFRUGLQJO\\ | |||
WKLFNQHVVUHSRUWVDVVRFLDWHGZLWK,7$$&,QGH[1XPEHUV | WKLFNQHVVUHSRUWVDVVRFLDWHGZLWK,7$$&,QGH[1XPEHUV | ||
DQGFDQEHFRQVROLGDWHGLQWRWKHUHFRQFLOLDWLRQUHSRUWVIRU,7$$&,QGH[1XPEHUV | DQGFDQEHFRQVROLGDWHGLQWRWKHUHFRQFLOLDWLRQUHSRUWVIRU,7$$&,QGH[1XPEHUV | ||
IRUWKH1,EXLOGLQJV6LPLODUO\\WKHVKLHOGLQJ'HVLJQ&RPPLWPHQWRI1,EXLOGLQJ | |||
VWUXFWXUHVLVFRPELQHGZLWKWKHVWUXFWXUDO'HVLJQ&RPPLWPHQWDQGWKHUHFRQFLOLDWLRQUHSRUW | VWUXFWXUHVLVFRPELQHGZLWKWKHVWUXFWXUDO'HVLJQ&RPPLWPHQWDQGWKHUHFRQFLOLDWLRQUHSRUW | ||
MXVWLILHVGHYLDWLRQVIURPERWKVWUXFWXUDODQGVKLHOGLQJSHUVSHFWLYHV | MXVWLILHVGHYLDWLRQVIURPERWKVWUXFWXUDODQGVKLHOGLQJSHUVSHFWLYHV | ||
$QRWHLVSURSRVHGWREHDGGHGWR&2/$SSHQGL[&7DEOHWRFODULI\\WKDWFRQVWUXFWLRQ | |||
WKLFNQHVV GHYLDWLRQV LQ 1, VWUXFWXUHV IURP WKRVH WKLFNQHVVHV | WKLFNQHVV GHYLDWLRQV LQ 1, VWUXFWXUHV IURP WKRVH WKLFNQHVVHV VSHFLILHG LQ WKH WDEOH DUH | ||
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUWVLQDFFRUGDQFHZLWKWKH,7$$&UHTXLUHPHQWV | UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUWVLQDFFRUGDQFHZLWKWKH,7$$&UHTXLUHPHQWV | ||
3URSRVHG&KDQJHVWR1XFOHDU,VODQG5DGLDWLRQ6KLHOGLQJ,7$$& | |||
3URSRVHG&KDQJHVWR1XFOHDU,VODQG5DGLDWLRQ6KLHOGLQJ | 7RDGGUHVVGXSOLFDWLYHUDGLDWLRQVKLHOGLQJ$FFHSWDQFH&ULWHULDLWLVSURSRVHGWKDW,7$$& | ||
,QGH[1XPEHUVLQ&2/$SSHQGL[&7DEOHEHUHYLVHGWRDGGWKH | |||
VKLHOGLQJUHTXLUHPHQWVFXUUHQWO\\VSHFLILHGLQWKHWKLFNQHVVUHSRUW'HVLJQ&RPPLWPHQWRI | |||
,7$$&,QGH[ 1XPEHUV DQG UHVSHFWLYHO\\ 6SHFLILFDOO\\,7$$&,QGH[ | |||
1XPEHUVZRXOGEHUHYLVHGWRUHTXLUHDQDO\\VLVRIUDGLDWLRQVKLHOGLQJLQ | |||
WKH,QVSHFWLRQV 7HVWV DQG $QDO\\VHV DQG WR UHTXLUH WKH YHULILFDWLRQ RI QR LPSDFW WR | |||
HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG HTXLSPHQW TXDOLILFDWLRQ 7KH SURSRVHG DFFHSWDQFH | |||
FULWHULD ZLOO FRQWLQXH WR GHPRQVWUDWH WKH UDGLDWLRQ ]RQHV DQG HTXLSPHQW TXDOLILFDWLRQ | |||
UHTXLUHPHQWVDUHPHWLQDFFRUGDQFHZLWK9(*3 8)6$57LHUGHVLJQFULWHULDLQFOXGLQJ | |||
VKLHOGLQJ UHTXLUHPHQWV FXUUHQWO\ VSHFLILHG | 8)6$5 6XEVHFWLRQV ³(VWLPDWHG 5DGLDWLRQ DQG &KHPLFDO (QYLURQPHQW' ' | ||
³5DGLDWLRQ'RVH'DQG³6KLHOGLQJ'HVLJQ2EMHFWLYHV' | |||
7RHQVXUHWKHFRQVROLGDWHGUHFRQFLOLDWLRQUHSRUWVFRPSO\\ZLWK&2/$SSHQGL[&7DEOH | |||
WKHFRQVROLGDWHGUHFRQFLOLDWLRQUHSRUW$FFHSWDQFH&ULWHULDZLOOEHUHYLVHGWRFODULI\\WKDW1, | |||
WKH ,QVSHFWLRQV 7HVWV DQG $QDO\VHV | |||
UHTXLUHPHQWVDUHPHWLQDFFRUGDQFHZLWK9(*3 | |||
5DGLDWLRQ DQG &KHPLFDO (QYLURQPHQW' ' | |||
VWUXFWXUDOGHYLDWLRQVIURPWKHWKLFNQHVVHVGHVFULEHGLQ&2/$SSHQGL[&7DEOHZLOOEH | VWUXFWXUDOGHYLDWLRQVIURPWKHWKLFNQHVVHVGHVFULEHGLQ&2/$SSHQGL[&7DEOHZLOOEH | ||
UHVROYHGLQWKHUHFRQFLOLDWLRQUHSRUWVLQDFFRUGDQFHZLWKWKH,7$$&UHTXLUHPHQWV | UHVROYHGLQWKHUHFRQFLOLDWLRQUHSRUWVLQDFFRUGDQFHZLWKWKH,7$$&UHTXLUHPHQWV | ||
3URSRVHG&KDQJHVWRWKH$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJ,7$$& | |||
7KHUHDUHWZR,7$$&IRUWKHDQQH[EXLOGLQJVWUXFWXUH7KHILUVW,7$$&,QGH[1XPEHU | 7KHUHDUHWZR,7$$&IRUWKHDQQH[EXLOGLQJVWUXFWXUH7KHILUVW,7$$&,QGH[1XPEHU | ||
UHTXLUHVDWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKHVWUXFWXUDOIXQFWLRQDQGWKHVHFRQG,7$$& | UHTXLUHVDWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKHVWUXFWXUDOIXQFWLRQDQGWKHVHFRQG,7$$& | ||
,QGH[1XPEHUUHTXLUHVDWKLFNQHVVUHSRUWWRYHULI\\UDGLDWLRQVKLHOGLQJ6LPLODUO\\WKH | |||
WXUELQHEXLOGLQJVWUXFWXUHKDV,7$$&,QGH[1XPEHU ZKLFKUHTXLUHVDWKLFNQHVVUHSRUWWR | WXUELQHEXLOGLQJVWUXFWXUHKDV,7$$&,QGH[1XPEHU ZKLFKUHTXLUHVDWKLFNQHVVUHSRUWWR | ||
YHULI\WKHVWUXFWXUDOIXQFWLRQ7KHLQIRUPDWLRQSURYLGHGLQWKHDQQH[EXLOGLQJWKLFNQHVVUHSRUW | YHULI\\WKHVWUXFWXUDOIXQFWLRQ7KHLQIRUPDWLRQSURYLGHGLQWKHDQQH[EXLOGLQJWKLFNQHVVUHSRUW | ||
UHTXLUHG E\ ,7$$& ,QGH[ 1XPEHU LV GXSOLFDWLYH ZLWK WKH LQIRUPDWLRQ LQ WKH WKLFNQHVV | UHTXLUHGE\\,7$$&,QGH[1XPEHULVGXSOLFDWLYHZLWKWKHLQIRUPDWLRQLQWKHWKLFNQHVV | ||
UHSRUWUHTXLUHGE\,7$$&,QGH[1XPEHU7KHUHIRUH,7$$&,QGH[1XPEHUFDQEH | UHSRUWUHTXLUHGE\\,7$$&,QGH[1XPEHU7KHUHIRUH,7$$&,QGH[1XPEHUFDQEH | ||
FRQVROLGDWHGLQWR,7$$&,QGH[1XPEHU | FRQVROLGDWHGLQWR,7$$&,QGH[1XPEHU | ||
7KH$FFHSWDQFH&ULWHULDLQ,7$$& ,QGH[1XPEHUVDQG DUH WRSURGXFHWKLFNQHVV | 7KH$FFHSWDQFH&ULWHULDLQ,7$$&,QGH[1XPEHUVDQG DUHWRSURGXFHWKLFNQHVV | ||
UHSRUWV WR GHPRQVWUDWH WKDW WKH ZDOOV DQG DV DSSOLFDEOH IORRUV LQ WKH DQQH[ DQG WXUELQH | UHSRUWVWRGHPRQVWUDWHWKDWWKHZDOOVDQGDVDSSOLFDEOHIORRUVLQWKHDQQH[DQGWXUELQH | ||
EXLOGLQJV DUH FRQVLVWHQW ZLWK WKH WKLFNQHVVHV VSHFLILHG LQ 7DEOH $QQH[ DQG WXUELQH | EXLOGLQJVDUHFRQVLVWHQWZLWKWKHWKLFNQHVVHVVSHFLILHGLQ7DEOH$QQH[DQGWXUELQH | ||
DRAFT VVHV VVHV KWKH KWKH,7$$ | |||
HOGLQJ,7$$& | |||
HOGLQJ,7$$& | |||
FT FHSWDQFH&ULWHULDLWLV | |||
FHSWDQFH&ULWHULDLWLV | |||
$SSHQGL[&7DEOH | |||
$SSHQGL[& | |||
HGLQWKHWKLFNQHVVUHS KHWKLFN | |||
DQG UHVSHFWLYH | |||
DQG UHVS EHUHYLVHGWRUHTXLUH | |||
HUHYLVHGWRUHTXLUH DO\\VHV DQG WR UHTXLUH DQG WR UHTXLUH J DQG HTXLSPHQW TXD J DQG HTXLSPHQW TXD HPRQVWUDWH WKH UDGLDWL HPRQVWUDWH WKH U DFFRUGDQFHZLWK9(*3 | |||
DFFRUGDQFHZLWK9(* | |||
³(VWLPDWHG 5DG | |||
³(VWLPDWHG 5DG QG³6KLHOGLQJ | |||
G³6K FRQVROLGDWHGUHFRQFLOLDW FRQVROLGDWHGUHFRQFLOLD GUHFRQFLOLDWLRQUHSR GUHFRQFLOLDWLRQ | |||
QVIURPWKHWKLF QVIURPWKHWK FLOLDWLRQU FLOLDWLRQU | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
EXLOGLQJ FRQVWUXFWLRQ WKLFNQHVV GHYLDWLRQV DUH HYDOXDWHG DQG GLVSRVLWLRQHG LQ DFFRUGDQFH | EXLOGLQJFRQVWUXFWLRQWKLFNQHVVGHYLDWLRQVDUHHYDOXDWHGDQGGLVSRVLWLRQHGLQDFFRUGDQFH | ||
ZLWK&)5$SSHQGL[%SURFHVVHV LH1RQFRQIRUPDQFH 'LVSRVLWLRQ5HSRUWV 1 ' | ZLWK&)5$SSHQGL[%SURFHVVHV LH1RQFRQIRUPDQFH 'LVSRVLWLRQ5HSRUWV 1 ' | ||
5HSRUWV ZKLFK HQVXUH WKHUH DUH QR XQDFFHSWDEOH LPSDFWV WR WKH DQQH[ DQG WXUELQH | 5HSRUWV ZKLFK HQVXUH WKHUH DUH QR XQDFFHSWDEOH LPSDFWV WR WKH DQQH[ DQG WXUELQH | ||
VWUXFWXUDOIXQFWLRQVRUWKHDQQH[EXLOGLQJUDGLDWLRQVKLHOGLQJ IXQFWLRQ7KHLQFOXVLRQRIWKH | VWUXFWXUDOIXQFWLRQVRUWKHDQQH[EXLOGLQJUDGLDWLRQVKLHOGLQJIXQFWLRQ7KHLQFOXVLRQRIWKH | ||
WKLFNQHVVGHYLDWLRQHYDOXDWLRQVLQWKHWKLFNQHVVUHSRUWVIRUWKHDQQH[DQGWXUELQHEXLOGLQJV | WKLFNQHVVGHYLDWLRQHYDOXDWLRQVLQWKHWKLFNQHVVUHSRUWVIRUWKHDQQH[DQGWXUELQHEXLOGLQJV | ||
FRQWLQXHVWRPHHWWKHGHVLJQSXUSRVHVRIWKH,7$$& | FRQWLQXHVWRPHHWWKHGHVLJQSXUSRVHVRIWKH,7$$& | ||
7KHUHIRUH,7$$&,QGH[QXPEHUVDQG $FFHSWDQFH&ULWHULDFDQEHFODULILHGVXFKWKDW | 7KHUHIRUH,7$$&,QGH[QXPEHUVDQG $FFHSWDQFH&ULWHULDFDQEHFODULILHGVXFKWKDW | ||
WKHWKLFNQHVVUHSRUWVRIWKHDQQH[DQGWXUELQHEXLOGLQJVDOVRLQFOXGHHYDOXDWLRQVRIWKLFNQHVV | WKHWKLFNQHVVUHSRUWVRIWKHDQQH[DQGWXUELQHEXLOGLQJVDOVRLQFOXGHHYDOXDWLRQVRIWKLFNQHVV | ||
GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG GHPRQVWUDWH WKHUH LV QR ORVV RI WKH DQQH[ | GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG GHPRQVWUDWH WKHUH LV QR ORVV RI WKH DQQH[ | ||
EXLOGLQJVWUXFWXUDODQGUDGLDWLRQVKLHOGLQJIXQFWLRQVRUWXUELQHEXLOGLQJVWUXFWXUDOIXQFWLRQ | EXLOGLQJVWUXFWXUDODQGUDGLDWLRQVKLHOGLQJIXQFWLRQVRUWXUELQHEXLOGLQJVWUXFWXUDOIXQFWLRQ | ||
1RWHV ZLOO EH DGGHG WR 7DEOH WR FODULI\ WKDW DQQH[ DQG WXUELQH EXLOGLQJ FRQVWUXFWLRQ | 1RWHVZLOOEHDGGHGWR7DEOHWRFODULI\\WKDWDQQH[DQGWXUELQHEXLOGLQJFRQVWUXFWLRQ | ||
WKLFNQHVV GHYLDWLRQV DUH HYDOXDWHG LQ WKH WKLFNQHVV UHSRUW LQ DFFRUGDQFH ZLWK WKH ,7$$& | WKLFNQHVVGHYLDWLRQVDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWLQDFFRUGDQFHZLWKWKH,7$$& | ||
UHTXLUHPHQWV7KHSURSRVHGDPHQGPHQWZLOOPRGLI\,7$$&,QGH[QXPEHUIRUWKHDQQH | UHTXLUHPHQWV7KHSURSRVHGDPHQGPHQWZLOOPRGLI\\,7$$&,QGH[QXPEHUIRUWKHDQQH[ | ||
EXLOGLQJLQ7DEOHRI&2/$SSHQGL[&WRDGGWKHVKLHOGLQJUHTXLUHPHQWVWRWKH³'HVLJQ | EXLOGLQJLQ7DEOHRI&2/$SSHQGL[&WRDGGWKHVKLHOGLQJUHTXLUHPHQWVWRWKH³'HVLJQ | ||
&RPPLWPHQW' | |||
3URSRVHG&KDQJHVWRWKH5DGZDVWH%XLOGLQJ,7$$& | |||
7KHUHLVRQH,7$$&DVVRFLDWHGZLWKWKHZDVWHDFFXPXODWLRQURRPLQWKHUDGZDVWHEXLOGLQJ | 7KHUHLVRQH,7$$&DVVRFLDWHGZLWKWKHZDVWHDFFXPXODWLRQURRPLQWKHUDGZDVWHEXLOGLQJ | ||
7KH DVVRFLDWHG 'HVLJQ&RPPLWPHQW IRU WKH,7$$& VSHFLILHV WKDW WKHZDOOV RI WKH ZDVWH | |||
DFFXPXODWLRQ URRP SURYLGH VKLHOGLQJ GXULQJ QRUPDO RSHUDWLRQV 7KH FRUUHVSRQGLQJ | |||
$FFHSWDQFH&ULWHULDVSHFLILHVWKDWDUHSRUWLVSURGXFHGWKDWGHPRQVWUDWHVWKDWWKHVKLHOG | |||
ZDOOV RI WKH ZDVWH DFFXPXODWLRQ URRP LQ WKH UDGZDVWH EXLOGLQJ DUH FRQVLVWHQW ZLWK WKH | |||
FRQFUHWHZDOOWKLFNQHVVVSHFLILHGLQ,7$$&,QGH[1XPEHU | |||
:DVWHDFFXPXODWLRQURRPZDOODQGIORRUWKLFNQHVVHVWKDWGHYLDWHIURPWKHYDOXHVVSHFLILHG | :DVWHDFFXPXODWLRQURRPZDOODQGIORRUWKLFNQHVVHVWKDWGHYLDWHIURPWKHYDOXHVVSHFLILHG | ||
LQ&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU 7DEOHDUHHYDOXDWHGDQGGLVSRVLWLRQHG | |||
LQ&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU | LQ1 '5HSRUWV7KLVSURFHVVGHPRQVWUDWHVWKDWWKHUHLVQRLPSDFWWRWKHUDGLDWLRQVKLHOGLQJ | ||
IXQFWLRQ RU FRUUHFWLYH DFWLRQV DUH WDNHQ WR UHVWRUH FRPSOLDQFH 7KHUHIRUH WKH ZDVWH | |||
DFFXPXODWLRQ URRP WKLFNQHVV GHYLDWLRQ HYDOXDWLRQV GHPRQVWUDWH WKH DVEXLOW VWUXFWXUH | |||
LQ1 '5HSRUWV7KLVSURFHVVGHPRQVWUDWHVWKDWWKHUHLVQRLPSDFWWRWKHUDGLDWLRQVKLHOGLQJ | |||
WR UHVWRUH FRPSOLDQFH 7KHUHIRUH WKH ZDVWH | |||
GHYLDWLRQ HYDOXDWLRQV GHPRQVWUDWH WKH DVEXLOW VWUXFWXUH | |||
FRQWLQXHVWRPHHWWKH'HVLJQ&RPPLWPHQWRI,7$$&,QGH[1XPEHU,WLVSURSRVHGWKDW | FRQWLQXHVWRPHHWWKH'HVLJQ&RPPLWPHQWRI,7$$&,QGH[1XPEHU,WLVSURSRVHGWKDW | ||
,7$$&,QGH[ 1XPEHU $FFHSWDQFH &ULWHULD EH FODULILHG WR VSHFLI\\ WKDW WKH ZDVWH | |||
DFFXPXODWLRQURRPWKLFNQHVVUHSRUWLQFOXGHVHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHG | DFFXPXODWLRQURRPWKLFNQHVVUHSRUWLQFOXGHVHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHG | ||
GXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHVWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJ | |||
DQGHTXLSPHQWTXDOLILFDWLRQ | DQGHTXLSPHQWTXDOLILFDWLRQ | ||
,WLVDOVRSURSRVHGWRGHOHWHWKHDGMHFWLYH³PLQLPXP'ZKLFKPRGLILHV³FRQFUHWHZDOOWKLFNQHVV' | |||
IURP WKH $FFHSWDQFH &ULWHULD RI ,7$$& ,QGH[ 1XPEHU WR FODULI\ WKDW WKH UHYLVHG | IURP WKH $FFHSWDQFH &ULWHULD RI,7$$&,QGH[ 1XPEHU WR FODULI\\ WKDW WKH UHYLVHG | ||
$FFHSWDQFH&ULWHULDDOORZGHYLDWLRQVLQZDOOWKLFNQHVVHV | |||
7HFKQLFDO(YDOXDWLRQ | 7HFKQLFDO(YDOXDWLRQ | ||
&KDQJHVWR6WUXFWXUDO%XLOGLQJ,7$$& | |||
7KHSURFHVVHVRXWOLQHGLQ&)5$SSHQGL['6HFWLRQ9,,,DVVXSSOHPHQWHGE\/LFHQVH | 7KHSURFHVVHVRXWOLQHGLQ&)5$SSHQGL['6HFWLRQ9,,,DVVXSSOHPHQWHGE\\/LFHQVH | ||
&RQGLWLRQ' DQG&)5$SSHQGL[%ZLOOFRQWLQXHWREHIROORZHG | |||
DRAFT LQ | |||
LQ | |||
$&,QGH[ | |||
$&,Q VKLHOGLQJUHTXL VKLHOGLQ 7$$& | |||
7$$& | |||
F ZDVWHDFFXPXODWLRQURR DFFXPX IRU WKH,7$$& VSHFLILH IRU WKH,7$$& V GLQJ GXULQJ QRUPDO | |||
J GXULQJ QRUPDO | |||
DWDUHSRUWLVSURGXFHG SRUWLVSURGXFHG LRQ URRP LQ WKH UDGZD LRQ URRP LQ WKH UDGZD FLILHGLQ,7$$&,QGH[1 FLILHGLQ,7$$&,QG RPZDOODQGIORRUWKLFN PZDOODQGIORRUWKLFN | |||
DQGSODQWVSHFLILF7LHU | |||
DQGSODQWVSH 7KLVSURFHVVGHPRQVWUD 7KLVSURFHVVGHPRQ UUHFWLYH DFWLRQV DUH W UUHFWLYH DFWLRQV DUH W RRP WKLFNQHVV GHY RRP WKLFNQHVV | |||
WKH'HVLJQ&R WKH'HVLJQ& | |||
HU $ | |||
HU $ | |||
NQH NQH | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
&)5$SSHQGL['6HFWLRQ9,,,3URFHVVHV | |||
7KH SURSRVHG FKDQJHV GR QRW LQYROYH FKDQJHV WR WKH GHVLJQ RI WKH SODQW 7KH SURSRVHG | 7KHSURSRVHGFKDQJHVGRQRWLQYROYHFKDQJHVWRWKHGHVLJQRIWKHSODQW7KHSURSRVHG | ||
FKDQJHVGRQRWDIIHFWDQ\RIWKHGHVLJQIXQFWLRQVRIWKHVWUXFWXUDOEXLOGLQJVDVGHVFULEHGLQ | FKDQJHVGRQRWDIIHFWDQ\\RIWKHGHVLJQIXQFWLRQVRIWKHVWUXFWXUDOEXLOGLQJVDVGHVFULEHGLQ | ||
WKH8SGDWHG)LQDO6DIHW\$QDO\VLV5HSRUW 8)6$5 'HYLDWLRQVWKDWFRXOGSRWHQWLDOO\DIIHFW | WKH8SGDWHG)LQDO6DIHW\\$QDO\\VLV5HSRUW 8)6$5 'HYLDWLRQVWKDWFRXOGSRWHQWLDOO\\DIIHFW | ||
WKHGHVLJQIXQFWLRQVRIVWUXFWXUDOEXLOGLQJVRUDOWHUFRPSOLDQFHZLWKDSSOLFDEOHGHVLJQFRGHV | WKHGHVLJQIXQFWLRQVRIVWUXFWXUDOEXLOGLQJVRUDOWHUFRPSOLDQFHZLWKDSSOLFDEOHGHVLJQFRGHV | ||
RUOLFHQVLQJEDVLVUHTXLUHPHQWVFRQWLQXHWREHHYDOXDWHGDQGGLVSRVLWLRQHGXQGHUWKH&)5 | RUOLFHQVLQJEDVLVUHTXLUHPHQWVFRQWLQXHWREHHYDOXDWHGDQGGLVSRVLWLRQHGXQGHUWKH&)5 | ||
$SSHQGL['6HFWLRQ9,,,SURFHVVDVVXSSOHPHQWHGE\\/LFHQVH&RQGLWLRQ' | |||
7KHSURSRVHGDPHQGPHQWGRHVQRWFKDQJHWKHUHTXLUHPHQWIRU1,VWUXFWXUHVWRFRPSO\ZLWK | 7KHSURSRVHGDPHQGPHQWGRHVQRWFKDQJHWKHUHTXLUHPHQWIRU1,VWUXFWXUHVWRFRPSO\\ZLWK | ||
DSSOLFDEOHFRQFUHWHDQGVWUXFWXUDOFRGHVDVGHILQHGLQWKHOLFHQVLQJEDVLV6SHFLILFDOO\WKH | DSSOLFDEOHFRQFUHWHDQGVWUXFWXUDOFRGHVDVGHILQHGLQWKHOLFHQVLQJEDVLV6SHFLILFDOO\\WKH | ||
SURSRVHG FKDQJHV GR QRW DOWHU WKH UHTXLUHPHQW WKDW VHLVPLF &DWHJRU\ , DQG ,, VWUXFWXUHV | SURSRVHGFKDQJHVGRQRWDOWHUWKHUHTXLUHPHQWWKDWVHLVPLF&DWHJRU\\,DQG,,VWUXFWXUHV | ||
FRPSO\ ZLWK DSSOLFDEOH GHVLJQ FRGHV LQFOXGLQJ $&, DQG $16,$,6& 1 ,Q | FRPSO\\ ZLWK DSSOLFDEOH GHVLJQ FRGHV LQFOXGLQJ $&, DQG $16,$,6& 1 ,Q | ||
DGGLWLRQ VXSSOHPHQWDO UHTXLUHPHQWV GHVFULEHG LQ 8)6$5 6XEVHFWLRQ ³6HLVPLF | |||
&DWHJRU\\,6WUXFWXUHV'8)6$56XEVHFWLRQ6WUXFWXUDO&ULWHULDDQGWKHJXLGDQFH | |||
FRQWDLQHGLQ15&5HJXODWRU\\*XLGHV DQGDVGLVFXVVHGLQ8)6$5 | |||
FRQWDLQHGLQ15&5HJXODWRU\*XLGHV DQGDVGLVFXVVHGLQ8)6$5 | $SSHQGL[$³&RQIRUPDQFHZLWK5HJXODWRU\\*XLGHV'FRQWLQXHWREHPHW | ||
7KHSURSRVHGDPHQGPHQWGRHVQRWFKDQJHWKHUHTXLUHPHQWIRUVWUXFWXUHVWRFRPSO\\ZLWK | |||
&)5$SSHQGL[$*'& &RQWURO5RRP7KHSURSRVHGFKDQJHVWRWKH1,,7$$&GR | |||
QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH 1, 7KH DQQH[ EXLOGLQJ SURYLGHV WKH VHFXULW\\ | |||
FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRP7KHFKDQJHWRWKHDQQH[EXLOGLQJ,7$$& | |||
GRHV QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH DQQH[ EXLOGLQJ VKLHOGLQJ IRU WKH DQQH[ | |||
EXLOGLQJRUWKHQRUPDORSHUDWLRQRUSRVWDFFLGHQWUDGLDWLRQ]RQLQJRIWKHDQQH[EXLOGLQJ7KH | EXLOGLQJRUWKHQRUPDORSHUDWLRQRUSRVWDFFLGHQWUDGLDWLRQ]RQLQJRIWKHDQQH[EXLOGLQJ7KH | ||
SURSRVHGFKDQJHWRWKHDQQH[EXLOGLQJGRHVQRWDIIHFWWKHUDGLDWLRQ]RQHRIWKHVHFXULW\ | SURSRVHGFKDQJHWRWKHDQQH[EXLOGLQJGRHVQRWDIIHFWWKHUDGLDWLRQ]RQHRIWKHVHFXULW\\ | ||
WKH IORRU ZDV QRW FUHGLWHG ZLWK | FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRPEHFDXVHWKHIORRUZDVQRWFUHGLWHGZLWK | ||
UDGLDWLRQVKLHOGLQJLQGHYHORSPHQWRIWKHSUHGLFWHGUDGLDWLRQ]RQLQJIRUWKHVHFXULW\HQWUDQFH | UDGLDWLRQVKLHOGLQJLQGHYHORSPHQWRIWKHSUHGLFWHGUDGLDWLRQ]RQLQJIRUWKHVHFXULW\\HQWUDQFH | ||
VKRZQLQ8)6$5)LJXUH7KHUHIRUHWKHGHVLJQFRQWLQXHVWRFRPSO\\ZLWK*'& | |||
&KDQJH&RQWURO3URFHVV | |||
'XULQJFRQVWUXFWLRQDQGTXDOLW\\FRQWUROLQVSHFWLRQGHYLDWLRQVIURPWKHGHVLJQDUHLGHQWLILHG | |||
DQGGRFXPHQWHGLQ1 '5HSRUWV7KH1 'SURFHGXUHZDVGHYHORSHGDQGLVPDLQWDLQHGLQ | |||
DFFRUGDQFHZLWK&)5$SSHQGL[%(DFKQRQFRQIRUPDQFHLVLQGLYLGXDOO\\UHYLHZHGDQG | |||
JLYHQDGLVSRVLWLRQE\\VLWHGHVLJQHQJLQHHULQJ7KH1 'SURFHVVUHTXLUHVLQWHUGLVFLSOLQDU\\ | |||
UHYLHZHUVWRGHWHUPLQHWKHOHYHORIWKHLPSDFWDQGSURYLGHMXVWLILFDWLRQIRUGHYLDWLRQV)RU | |||
DFFRUGDQFHZLWK&)5$SSHQGL[%(DFKQRQFRQIRUPDQFHLVLQGLYLGXDOO\UHYLHZHGDQG | |||
UHYLHZHUV WR GHWHUPLQH WKH OHYHO RI WKH LPSDFW DQG SURYLGH MXVWLILFDWLRQ IRU GHYLDWLRQV )RU | |||
H[DPSOHLIDVHFWLRQRIZDOOLVLGHQWLILHGDVEHLQJWKLQQHUWKDQWKH$FFHSWDQFH&ULWHULDWKH | H[DPSOHLIDVHFWLRQRIZDOOLVLGHQWLILHGDVEHLQJWKLQQHUWKDQWKH$FFHSWDQFH&ULWHULDWKH | ||
FRJQL]DQWGHVLJQHQJLQHHULQJJURXSLVLQYROYHGWRGHWHUPLQHLIVWUXFWXUDORUUDGLDWLRQVKLHOGLQJ | FRJQL]DQWGHVLJQHQJLQHHULQJJURXSLVLQYROYHGWRGHWHUPLQHLIVWUXFWXUDORUUDGLDWLRQVKLHOGLQJ | ||
IXQFWLRQDOLW\ LV LPSDFWHG 7KH 1 ' SURFHVV LGHQWLILHV WKH GHVLJQ GRFXPHQW V WKDW WKH | IXQFWLRQDOLW\\ LV LPSDFWHG 7KH 1 ' SURFHVV LGHQWLILHV WKH GHVLJQ GRFXPHQW V WKDW WKH | ||
GHYLDWLRQSRWHQWLDOO\DIIHFWVDQGZKHQFRPSOHWHGWKHUHFRUGLVDUFKLYHG | GHYLDWLRQSRWHQWLDOO\\DIIHFWVDQGZKHQFRPSOHWHGWKHUHFRUGLVDUFKLYHG | ||
7KHSRVVLEOHGLVSRVLWLRQVLQ1 '5HSRUWVDUH ³PHHWVUHTXLUHPHQWV'³UHZRUN'³XVHDVLV' | 7KHSRVVLEOHGLVSRVLWLRQVLQ1 '5HSRUWVDUH ³PHHWVUHTXLUHPHQWV'³UHZRUN'³XVHDVLV' | ||
³UHSDLU'³UHWXUQWRYHQGRU'RU³VFUDS'8VHDVLVDQGUHSDLUGLVSRVLWLRQVUHSUHVHQWDGHYLDWLRQ | |||
WRWKHVSHFLILHGGHVLJQUHTXLUHPHQWV7KLVW\SHRIGLVSRVLWLRQLVVXEMHFWWRWKHVDPHGHVLJQ | WRWKHVSHFLILHGGHVLJQUHTXLUHPHQWV7KLVW\\SHRIGLVSRVLWLRQLVVXEMHFWWRWKHVDPHGHVLJQ | ||
FRQWUROPHDVXUHVDVDSSOLHGWRWKHRULJLQDOGHVLJQDQGDUHUHYLHZHGDQGDSSURYHGE\WKH | FRQWUROPHDVXUHVDVDSSOLHGWRWKHRULJLQDOGHVLJQDQGDUHUHYLHZHGDQGDSSURYHGE\\WKH | ||
RUJDQL]DWLRQWKDWSHUIRUPHGWKHRULJLQDOGHVLJQ7KHGHVLJQFRQWUROPHDVXUHVDUHHVWDEOLVKHG | RUJDQL]DWLRQWKDWSHUIRUPHGWKHRULJLQDOGHVLJQ7KHGHVLJQFRQWUROPHDVXUHVDUHHVWDEOLVKHG | ||
LQ DFFRUGDQFH ZLWK UHTXLUHPHQWV LQ &)5 $SSHQGL[ % &ULWHULRQ ,,, 5HSDLUHG DQG | LQ DFFRUGDQFH ZLWK UHTXLUHPHQWV LQ &)5 $SSHQGL[ % &ULWHULRQ,,, 5HSDLUHG DQG | ||
UHZRUNHG LWHPV DUH UHYHULILHG LQ DFFRUGDQFH ZLWK RULJLQDO FULWHULD RU DV VSHFLILHG LQ WKH | UHZRUNHG LWHPV DUH UHYHULILHG LQ DFFRUGDQFH ZLWK RULJLQDO FULWHULD RU DV VSHFLILHG LQ WKH | ||
GLVSRVLWLRQ | GLVSRVLWLRQ | ||
DRAFT 6X 6X XFWXUDO& | |||
XFWXU | |||
DQG | |||
DQG | |||
D V'FRQWLQXHWR | |||
V'FRQWLQXHWR EHP HUHTXLUHPHQWIRUVWUXFW HUHTXLUHPHQWIRUVWUXF RP7KHSURSRVHGFKDQ P7KHSURSR KH 1, 7KH DQQH[ EXLO 7KH D QWUROURRP7KHFKDQJH QWUROURRP7KHF GHVLJQ RI WKH DQQH[ E VLJQ RI WKH DQQH[ | |||
RUSRVWDFFLGHQWUDGLDWLR | |||
DFFLGHQWUDGLDWLR | |||
[EXLOGLQJGRHVQRWDIIH | |||
[EXLOGLQJGRHVQRWDIIH KHPDLQFRQWUROURRPE KHPDLQFRQWUROUR HORSPHQWRIWKHSUHGLFWH HORSPHQWRIWKHSUHGLF H7KHUHIRUHWKH | |||
7KHUHIRUHWKH URFHVV | |||
URFHVV | |||
D WLRQDQGTXDOLW\\FRQ WLRQDQGTXDOLW\\ | |||
Q1 '5HSRUWV Q1 '5HSRU | |||
&)5$S | |||
&)5$S VLWHG VLWHG | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
7HFKQLFDOMXVWLILFDWLRQLVUHTXLUHGIRUXVHDVLVDQGUHSDLUGLVSRVLWLRQVWKDWLQFOXGHVXIILFLHQW | 7HFKQLFDOMXVWLILFDWLRQLVUHTXLUHGIRUXVHDVLVDQGUHSDLUGLVSRVLWLRQVWKDWLQFOXGHVXIILFLHQW | ||
LQIRUPDWLRQ WR MXVWLI\ WKH DGHTXDF\ RI WKH QRQFRQIRUPLQJ LWHP IRU LWV LQWHQGHG XVH 7KH | LQIRUPDWLRQ WR MXVWLI\\ WKH DGHTXDF\\ RI WKH QRQFRQIRUPLQJ LWHP IRU LWV LQWHQGHG XVH 7KH | ||
MXVWLILFDWLRQDVVXUHVWKDWWKHVWUXFWXUDOGHVLJQFRQWLQXHVWRPHHWWKH$3SODQWGHVLJQ | MXVWLILFDWLRQDVVXUHVWKDWWKHVWUXFWXUDOGHVLJQFRQWLQXHVWRPHHWWKH$3SODQWGHVLJQ | ||
FULWHULDGRFXPHQWVDQGKHQFHDVVXUHVWKHVWUXFWXUDOGHVLJQDQGVKLHOGLQJGHVLJQREMHFWLYHV | FULWHULDGRFXPHQWVDQGKHQFHDVVXUHVWKHVWUXFWXUDOGHVLJQDQGVKLHOGLQJGHVLJQREMHFWLYHV | ||
FRQWLQXHWRVDWLVI\WKHGHVLJQFULWHULDRI8)6$56XEVHFWLRQVDQG7KHWHFKQLFDO | FRQWLQXHWRVDWLVI\\WKHGHVLJQFULWHULDRI8)6$56XEVHFWLRQVDQG7KHWHFKQLFDO | ||
MXVWLILFDWLRQZRXOG DVDSSOLFDEOH LQFOXGH | MXVWLILFDWLRQZRXOG DVDSSOLFDEOH LQFOXGH | ||
x 5HIHUHQFHWRH[LVWLQJFDOFXODWLRQVRUDQDO\VHVXSRQZKLFKWKHGHVLJQLVEDVHG | x | ||
x $ GHVFULSWLRQ RI WKH EDVLV IRU WKH DFFHSWDELOLW\ GHWHUPLQDWLRQ RI DQ LPSDFWHG | 5HIHUHQFHWRH[LVWLQJFDOFXODWLRQVRUDQDO\\VHVXSRQZKLFKWKHGHVLJQLVEDVHG | ||
FRPSRQHQWVXSSRUWHGE\DGGLWLRQDOFDOFXODWLRQVRUDQDO\VLVDVGHHPHGDSSURSULDWH | x | ||
x 5HIHUHQFHWRDQ\DIIHFWHGVWUXFWXUDOIXQFWLRQDORUSHUIRUPDQFHUHTXLUHPHQWV | $ GHVFULSWLRQ RI WKH EDVLV IRU WKH DFFHSWDELOLW\\ GHWHUPLQDWLRQ RI DQ LPSDFWHG | ||
FRPSRQHQWVXSSRUWHGE\\DGGLWLRQDOFDOFXODWLRQVRUDQDO\\VLVDVGHHPHGDSSURSULDWH | |||
7KH 1 ' SURFHVV HYDOXDWHV WKH LPSDFW RI WKH GHYLDWLRQV | x | ||
5HIHUHQFHWRDQ\\DIIHFWHGVWUXFWXUDOIXQFWLRQDORUSHUIRUPDQFHUHTXLUHPHQWV | |||
DQDO\VHVXSRQZKLFKWKHGHVLJQLVEDVHGDQGLGHQWLILHVWKHLPSDFWHGGRFXPHQWV7KH1 | |||
5HSRUWV DUH DUFKLYHG DV SODQW UHFRUGV DQG DUH DVVRFLDWHG | 7KH 1 ' SURFHVV HYDOXDWHV WKH LPSDFW RI WKH GHYLDWLRQV RQ WKH H[LVWLQJ FDOFXODWLRQV RU | ||
DQDO\\VHVXSRQZKLFKWKHGHVLJQLVEDVHGDQGLGHQWLILHVWKHLPSDFWHGGRFXPHQWV7KH1 ' | |||
GRFXPHQWV VR WKDW IXWXUH UHYLHZ RI DQ LPSDFWHG GRFXPHQW | 5HSRUWV DUH DUFKLYHG DV SODQW UHFRUGV DQG DUH DVVRFLDWHG OLQNHG ZLWK WKH LPSDFWHG | ||
GRFXPHQWVVRWKDWIXWXUHUHYLHZRIDQLPSDFWHGGRFXPHQWLQFOXGHVDUHYLHZRIWKH1 ' | |||
LQFOXGHV D | 5HSRUWWRDOORZIRUV\\VWHPDWLFUHFRQFLOLDWLRQ | ||
5HSRUWWRDOORZIRUV\VWHPDWLFUHFRQFLOLDWLRQ | $V SDUW RI WKH 1 ' SURFHVV D UHYLHZ RI WKH 9(*3 OLFHQVLQJ EDVLV UHTXLUHPHQWV | ||
DVVRFLDWHG ZLWK WKH QRQFRQIRUPLQJ FRQGLWLRQ LV SHUIRUPHG,I DQ\\ FKDQJH WR 9(*3 | |||
8)6$57LHU7LHURU7LHU
LQIRUPDWLRQLVUHTXLUHGWRDGGUHVVWKHQRQFRQIRUPDQFHWKH | |||
SURFHVVHVIRUFKDQJHVDQGGHSDUWXUHVGHVFULEHGLQ&)5$SSHQGL['6HFWLRQ9,,,ZLOO | |||
EHIROORZHG)RULQVWDQFHFRQVWUXFWLRQGHYLDWLRQVDIIHFWLQJUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\\ | |||
HJ RFFXSDWLRQDO DQG SXEOLF GRVH HQYLURQPHQWDO TXDOLILFDWLRQ DJJUHJDWH LPSDFWV DUH | |||
HYDOXDWHG WR HQVXUH WKH UHVXOWDQW FKDQJH LV FRQVLVWHQW ZLWK WKH 7LHU GHVLJQ FULWHULD | |||
LQFOXGLQJEXWQRWOLPLWHGWR9(*3 8)6$56XEVHFWLRQV³(VWLPDWHG5DGLDWLRQDQG | |||
&KHPLFDO (QYLURQPHQW' ' ³5DGLDWLRQ 'RVH' DQG ³6KLHOGLQJ 'HVLJQ | |||
2EMHFWLYHV'7KHHYDOXDWLRQZLOOHQVXUHHLWKHUWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO | |||
]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQVRUDFKDQJHWKH9(*3 OLFHQVLQJEDVLVLVUHTXLUHG | |||
&KDQJHVWR1XFOHDU,VODQG,7$$& | |||
EHIROORZHG)RULQVWDQFHFRQVWUXFWLRQGHYLDWLRQVDIIHFWLQJUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\ | |||
7KHSURSRVHGFKDQJHVUHYLVH,7$$&LQ&2/$SSHQGL[&WRFRQVROLGDWHGXSOLFDWLYH,7$$& | 7KHSURSRVHGFKDQJHVUHYLVH,7$$&LQ&2/$SSHQGL[&WRFRQVROLGDWHGXSOLFDWLYH,7$$& | ||
UHTXLUHPHQWVDQGDOORZUHFRQFLOLDWLRQRIWKLFNQHVVGHYLDWLRQVIURP&2/$SSHQGL[&7DEOH | |||
LQWKHUHFRQFLOLDWLRQUHSRUWVIRU1,EXLOGLQJV7KHSURSRVHGFKDQJHVGRQRWHOLPLQDWH | |||
DQ\\'HVLJQ&RPPLWPHQWIRUWKH1,EXLOGLQJV7KHSURSRVHGFKDQJHVGRQRWHOLPLQDWHDQ\\ | |||
DQ\'HVLJQ&RPPLWPHQWIRUWKH1,EXLOGLQJV7KHSURSRVHGFKDQJHVGRQRWHOLPLQDWHDQ\ | UHTXLUHPHQW IRU YHULI\\LQJ VWUXFWXUDO DQG UDGLDWLRQ VKLHOGLQJ IXQFWLRQV RI WKH 1, VWUXFWXUDO | ||
UHTXLUHPHQW IRU YHULI\LQJ VWUXFWXUDO DQG UDGLDWLRQ VKLHOGLQJ IXQFWLRQV RI WKH 1, VWUXFWXUDO | EXLOGLQJV )RU HDFK SURSRVHG,7$$& FRQVROLGDWLRQ WKH DVVRFLDWHG 8)6$5 GHVLJQ | ||
EXLOGLQJV )RU HDFK SURSRVHG ,7$$& FRQVROLGDWLRQ WKH DVVRFLDWHG 8)6$5 GHVLJQ | LQIRUPDWLRQ LV FRQVLVWHQW ZLWK WKH FXUUHQW SODQW GHVLJQ DQG QR VWUXFWXUH V\\VWHP RU | ||
LQIRUPDWLRQ LV FRQVLVWHQW ZLWK WKH FXUUHQW SODQW GHVLJQ DQG QR VWUXFWXUH V\VWHP RU | FRPSRQHQW 66& GHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5LVDIIHFWHGE\\ | ||
FRPSRQHQW 66& GHVLJQIXQFWLRQRUDQDO\VLVDVGHVFULEHGLQWKH8)6$5LVDIIHFWHGE\ | |||
WKHSURSRVHGFKDQJHV | WKHSURSRVHGFKDQJHV | ||
$FFRUGLQJWRWKH$FFHSWDQFH&ULWHULDIRU,7$$&,QGH[1XPEHUVDQGWKH | |||
UHFRQFLOLDWLRQUHSRUWV DVEXLOWEXLOGLQJUHSRUWV DUHUHTXLUHGIRUHDFK1,EXLOGLQJ7KHDVEXLOW | UHFRQFLOLDWLRQUHSRUWV DVEXLOWEXLOGLQJUHSRUWV DUHUHTXLUHGIRUHDFK1,EXLOGLQJ7KHDVEXLOW | ||
EXLOGLQJUHSRUWVUHFRQFLOHGHVLJQFKDQJHVDQGVLWHVSHFLILFQRQFRQIRUPDQFHVEHWZHHQWKH | EXLOGLQJUHSRUWVUHFRQFLOHGHVLJQFKDQJHVDQGVLWHVSHFLILFQRQFRQIRUPDQFHVEHWZHHQWKH | ||
DVGHVLJQHG DQG DVEXLOW EXLOGLQJ VWUXFWXUHV 7KH 1, FRQVWUXFWLRQ GHYLDWLRQV IURP WKH | DVGHVLJQHG DQG DVEXLOW EXLOGLQJ VWUXFWXUHV 7KH 1, FRQVWUXFWLRQ GHYLDWLRQV IURP WKH | ||
WKLFNQHVVHV DQG WROHUDQFHV VSHFLILHG LQ &2/ $SSHQGL[ & 7DEOH DUH LQGLYLGXDOO\ | WKLFNQHVVHV DQG WROHUDQFHV VSHFLILHG LQ &2/ $SSHQGL[ & 7DEOH DUH LQGLYLGXDOO\\ | ||
HYDOXDWHGWKURXJKWKHQRQFRQIRUPDQFHSURFHVVHVDQGDUHLQFOXGHGLQWKHDVEXLOWEXLOGLQJ | HYDOXDWHGWKURXJKWKHQRQFRQIRUPDQFHSURFHVVHVDQGDUHLQFOXGHGLQWKHDVEXLOWEXLOGLQJ | ||
DRAFT V RQ | |||
RQ WKHLPSD WKHLP F | |||
VVRFLDWHG OLQNH VVRFLDWHG RFXPHQWLQFOXGH RFXPHQWLQFOX VD I WKH 9(*3 OLFHQ WKH 9(*3 | |||
GLWLRQ LV SHUIRUPHG,I | |||
V SHUIR DWLRQLVUHTXLUHGWRDGG DWLRQLVUHTXLUHGW UHVGHVFULEHGLQ&)5 GHVFULEHGLQ&) | |||
UXFWLRQGHYLDWLRQVDIIHF GHYLDWLRQVDIIH F GRVH HQYLURQPHQWDO | |||
F GRVH HQYLURQPHQWDO | |||
HVXOWDQW FKDQJH LV FRQ HVXOWDQW FKDQJH L R9(*3 8)6$56 R9(*3 8)6$5 | |||
QW' ' ³5DGLDWLR | |||
' ³5DGLDWLR YDOXDWLRQZLOO YDOXDWLRQZLOOHQVXUHHLW | |||
H PHQWTXDOLILFDWLRQVRUD PHQWTXDOLILFDWLRQV | |||
FOHDU,VODQG,7$$& | |||
FOHDU,VODQG,7$ | |||
HVUHYLVH HVUHYLVH UHF UHF | |||
3DJH RI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
UHSRUWV DV SDUW RI WKH QRQFRQIRUPDQFH UHFRQFLOLDWLRQ 7KH UHFRQFLOLDWLRQ UHSRUWV LQFOXGH | UHSRUWV DV SDUW RI WKH QRQFRQIRUPDQFH UHFRQFLOLDWLRQ 7KH UHFRQFLOLDWLRQ UHSRUWV LQFOXGH | ||
HYDOXDWLRQV RI WKH UDGLDWLRQ VKLHOGLQJ IXQFWLRQ RI DVEXLOW WKLFNQHVVHV ZKLFK GHYLDWH LQ D | HYDOXDWLRQV RI WKH UDGLDWLRQ VKLHOGLQJ IXQFWLRQ RI DVEXLOW WKLFNQHVVHV ZKLFK GHYLDWH LQ D | ||
QHJDWLYH GLUHFWLRQ 7KHUHIRUH WKH LQIRUPDWLRQ LQ WKH WKLFNQHVV UHSRUW LV FRYHUHG E\ WKH | QHJDWLYH GLUHFWLRQ 7KHUHIRUH WKH LQIRUPDWLRQ LQ WKH WKLFNQHVV UHSRUW LV FRYHUHG E\\ WKH | ||
UHFRQFLOLDWLRQUHSRUW7KHUHPRYDORIWKHWKLFNQHVVUHSRUW$FFHSWDQFH&ULWHULDIRU1,GRHVQRW | UHFRQFLOLDWLRQUHSRUW7KHUHPRYDORIWKHWKLFNQHVVUHSRUW$FFHSWDQFH&ULWHULDIRU1,GRHVQRW | ||
UHGXFHWKHVFRSHRULQWHQWRIWKH,7$$& | UHGXFHWKHVFRSHRULQWHQWRIWKH,7$$& | ||
&KDQJHVWR$QQH[%XLOGLQJ,7$$& | |||
7KH$FFHSWDQFH&ULWHULDRI,7$$&1XPEHULVWRYHULI\WKHVWUXFWXUDOIXQFWLRQRIWKHDV | 7KH$FFHSWDQFH&ULWHULDRI,7$$&1XPEHULVWRYHULI\\WKHVWUXFWXUDOIXQFWLRQRIWKHDV | ||
EXLOW DQQH[ EXLOGLQJ VWUXFWXUH WKURXJK WKH YHULILFDWLRQ RI ZDOO WKLFNQHVV 6LPLODUO\ WKH | EXLOW DQQH[ EXLOGLQJ VWUXFWXUH WKURXJK WKH YHULILFDWLRQ RI ZDOO WKLFNQHVV 6LPLODUO\\ WKH | ||
$FFHSWDQFH&ULWHULDRI,7$$&1XPEHULVWRYHULI\\WKHUDGLDWLRQVKLHOGLQJIXQFWLRQRIWKH | |||
DVEXLOWDQQH[EXLOGLQJVWUXFWXUHWKURXJKWKHYHULILFDWLRQRIZDOOWKLFNQHVV7KHLQIRUPDWLRQ | DVEXLOWDQQH[EXLOGLQJVWUXFWXUHWKURXJKWKHYHULILFDWLRQRIZDOOWKLFNQHVV7KHLQIRUPDWLRQ | ||
SURYLGHG LQ WKH DQQH[ EXLOGLQJ WKLFNQHVV UHSRUW UHTXLUHG E\ ,7$$& ,QGH[ 1XPEHU LV | SURYLGHGLQWKHDQQH[EXLOGLQJWKLFNQHVVUHSRUWUHTXLUHGE\\,7$$&,QGH[1XPEHULV | ||
GXSOLFDWLYHZLWKWKHLQIRUPDWLRQLQWKHWKLFNQHVVUHSRUWUHTXLUHGE\,7$$&,QGH[1XPEHU | GXSOLFDWLYHZLWKWKHLQIRUPDWLRQLQWKHWKLFNQHVVUHSRUWUHTXLUHGE\\,7$$&,QGH[1XPEHU | ||
7KHUHIRUH LW LV DFFHSWDEOH WR FRQVROLGDWH,7$$&,QGH[ 1XPEHU LQWR,7$$&,QGH[ | |||
1XPEHU | |||
7KHSURSRVHGFKDQJHZRXOGUHYLVH,7$$&$FFHSWDQFH&ULWHULDWRFODULI\WKDWWKHDQQH[ | 7KHSURSRVHGFKDQJHZRXOGUHYLVH,7$$&$FFHSWDQFH&ULWHULDWRFODULI\\WKDWWKHDQQH[ | ||
EXLOGLQJWKLFNQHVVUHSRUWZLOOLQFOXGHHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJ | |||
FRQVWUXFWLRQ DQG GHPRQVWUDWH WKDW DVEXLOW VWUXFWXUHV ZLOO ZLWKVWDQG GHVLJQ EDVLV ORDGV | |||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQGZLWKRXWLPSDFWLQJHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQG | |||
HTXLSPHQWTXDOLILFDWLRQ | |||
GHVLJQ EDVLV ORDGV | 7KHSURSRVHGFKDQJHZRXOGDGGDQRWHLQ&2/$SSHQGL[&7DEOHWRDOORZHYDOXDWLRQ | ||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\DQGZLWKRXWLPSDFWLQJHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQG | RI WKLFNQHVV GHYLDWLRQV LQ WKH DQQH[ EXLOGLQJ WKLFNQHVV UHSRUW $QQH[ EXLOGLQJ WKLFNQHVV | ||
GHYLDWLRQVDUHHYDOXDWHGE\\WKHVWUXFWXUDOJURXSWRFRQILUPWKDWWKHUHLVQRLPSDFWWRWKH | |||
VWUXFWXUDOIXQFWLRQ7KLFNQHVVGHYLDWLRQVLQWKHQHJDWLYHGLUHFWLRQDUHDOVRHYDOXDWHGE\\WKH | |||
JURXS | |||
VWUXFWXUDOIXQFWLRQ7KLFNQHVVGHYLDWLRQVLQWKHQHJDWLYHGLUHFWLRQDUHDOVRHYDOXDWHGE\WKH | |||
UDGLDWLRQVKLHOGLQJJURXSWRFRQILUPWKDWWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJ | UDGLDWLRQVKLHOGLQJJURXSWRFRQILUPWKDWWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJ | ||
DQGHTXLSPHQWTXDOLILFDWLRQLQWKHDQQH[EXLOGLQJDVEXLOWZDOOVDQGIORRUV7KHWKLFNQHVV | |||
UHSRUWVIRUWKHDQQH[EXLOGLQJVXPPDUL]H1 '5HSRUWVUHODWHGWRWKLFNQHVVGHYLDWLRQVZKLFK | |||
ZHUH GLVSRVLWLRQHG SULRU WR WKH WKLFNQHVV UHSRUW FRPSOHWLRQ DQG GHPRQVWUDWH WKHUH LV QR | |||
UHSRUWVIRUWKHDQQH[EXLOGLQJVXPPDUL]H1 | |||
UHSRUW FRPSOHWLRQ DQG GHPRQVWUDWH WKHUH LV QR | |||
FXPXODWLYHLPSDFWRQWKHVWUXFWXUDORUVKLHOGLQJIXQFWLRQV | FXPXODWLYHLPSDFWRQWKHVWUXFWXUDORUVKLHOGLQJIXQFWLRQV | ||
7KH SURSRVHG FKDQJHV UHYLVH &2/ $SSHQGL[ &,7$$& WR FRQVROLGDWH GXSOLFDWLYH | |||
UHYLVH &2/ $SSHQGL[ & ,7$$& WR FRQVROLGDWH GXSOLFDWLYH | UHTXLUHPHQWV DQG DOORZ HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV IURP &2/ $SSHQGL[& 7DEOH | ||
WKLFNQHVVUHTXLUHPHQWV7KHSURSRVHGFKDQJHVGRQRWHOLPLQDWHDQ\\UHTXLUHPHQWIRU | |||
YHULI\\LQJ VWUXFWXUDO RU UDGLDWLRQ VKLHOGLQJ IXQFWLRQV RI WKH DQQH[ EXLOGLQJ 7KH SURSRVHG | |||
YHULI\LQJ VWUXFWXUDO RU UDGLDWLRQ VKLHOGLQJ IXQFWLRQV RI WKH DQQH[ EXLOGLQJ 7KH SURSRVHG | |||
FKDQJHVGRQRWDOWHUWKHH[LVWLQJGHVLJQUHTXLUHPHQWVIRUWKHDQQH[EXLOGLQJDVGHVFULEHGLQ | FKDQJHVGRQRWDOWHUWKHH[LVWLQJGHVLJQUHTXLUHPHQWVIRUWKHDQQH[EXLOGLQJDVGHVFULEHGLQ | ||
8)6$56XEVHFWLRQ | 8)6$56XEVHFWLRQ | ||
&KDQJHVWR7XUELQH%XLOGLQJ,7$$& | |||
7KH$FFHSWDQFH&ULWHULDRI,7$$&1XPEHU LVWRYHULI\WKHVWUXFWXUDOIXQFWLRQRIWKHDV | 7KH$FFHSWDQFH&ULWHULDRI,7$$&1XPEHU LVWRYHULI\\WKHVWUXFWXUDOIXQFWLRQRIWKHDV | ||
EXLOW WXUELQH EXLOGLQJ WKURXJK WKH YHULILFDWLRQ RI ZDOO WKLFNQHVV 7KH SURSRVHG FKDQJH ZLOO | EXLOWWXUELQHEXLOGLQJWKURXJKWKHYHULILFDWLRQRIZDOOWKLFNQHVV7KHSURSRVHGFKDQJHZLOO | ||
UHYLVHWKH,7$$&$FFHSWDQFH&ULWHULDWRFODULI\WKDWWKHWXUELQHEXLOGLQJWKLFNQHVVUHSRUWZLOO | UHYLVHWKH,7$$&$FFHSWDQFH&ULWHULDWRFODULI\\WKDWWKHWXUELQHEXLOGLQJWKLFNQHVVUHSRUWZLOO | ||
LQFOXGHHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWH | LQFOXGHHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWH | ||
WKDW WKH DVEXLOW VWUXFWXUH ZLOO ZLWKVWDQG WKH GHVLJQ EDVLV ORDGV ZLWKRXW ORVV RI VWUXFWXUDO | WKDW WKH DVEXLOW VWUXFWXUH ZLOO ZLWKVWDQG WKH GHVLJQ EDVLV ORDGV ZLWKRXW ORVV RI VWUXFWXUDO | ||
LQWHJULW\ | LQWHJULW\\ | ||
DRAFT HGE HGE | |||
[ 1XPEH | |||
[ 1X FFHSWDQFH&ULWHULD | |||
FFHSWDQFH&ULWHULD WRF RQVRIWKLFNQHVVGHYLD RQVRIWKLFNQHVVGHYL W VWUXFWXUHV ZLOO ZLWKVW VWUXFWXUHV Z KRXWLPSDFWLQJHVWD PSDFWLQJ EOLV DQRWHLQ&2/$SSHQG | |||
LQ&2/$SSHQG DQQH[ EXLOGLQJ WKLFNQ DQQH[ EXLOGLQJ WKLFNQ | |||
\\WKHVWUXFWXUDOJURXSW | |||
\\WKHVWUXFWXUDOJU QHVVGHYLDWLRQVLQWKHQ QHVVGHYLDWLRQVLQWKH XSWRFRQILUPWKDWWKHUH | |||
RFRQILUPWKDWWKHUH | |||
LILFDWLRQLQWKHDQQH[E ILFDWLRQLQWKH QH[EXLOGLQJVXPPDUL]H QH[EXLOGLQJVXPPD QHG SULRU WR WKH WKLFNQ QHG SULRU WR WKH WKLFN DFWRQWKHVWUXFWXUDO | |||
DFWRQWKHVWUXFWX QJHV UHY QJHV UHY Z HY Z HY | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
7KH DPHQGPHQW ZLOO DGG D QRWH LQ &2/ $SSHQGL[ & 7DEOH WR DOORZ HYDOXDWLRQ RI | 7KH DPHQGPHQW ZLOO DGG D QRWH LQ &2/ $SSHQGL[ & 7DEOH WR DOORZ HYDOXDWLRQ RI | ||
WKLFNQHVV GHYLDWLRQV LQ WKH WXUELQH EXLOGLQJ WKLFNQHVV UHSRUW 7XUELQH EXLOGLQJ WKLFNQHVV | WKLFNQHVV GHYLDWLRQV LQ WKH WXUELQH EXLOGLQJ WKLFNQHVV UHSRUW 7XUELQH EXLOGLQJ WKLFNQHVV | ||
GHYLDWLRQV DUH HYDOXDWHG E\ WKH VWUXFWXUDO JURXS WR FRQILUP WKDW WKHUH LV QR LPSDFW WR WKH | GHYLDWLRQVDUHHYDOXDWHGE\\WKHVWUXFWXUDOJURXSWRFRQILUPWKDWWKHUHLVQRLPSDFWWRWKH | ||
VWUXFWXUDOIXQFWLRQ7KHWKLFNQHVVUHSRUWVIRUWKHWXUELQHEXLOGLQJVXPPDUL]H1 '5HSRUWV | VWUXFWXUDOIXQFWLRQ7KHWKLFNQHVVUHSRUWVIRUWKHWXUELQHEXLOGLQJVXPPDUL]H1 '5HSRUWV | ||
UHODWHG WR WKLFNQHVV GHYLDWLRQV ZKLFK ZHUH GLVSRVLWLRQHG SULRU WR WKH WKLFNQHVV UHSRUW | UHODWHG WR WKLFNQHVV GHYLDWLRQV ZKLFK ZHUH GLVSRVLWLRQHG SULRU WR WKH WKLFNQHVV UHSRUW | ||
FRPSOHWLRQDQGGHPRQVWUDWHWKHUHLVQRFXPXODWLYHLPSDFWRQWKHVWUXFWXUDOIXQFWLRQ | FRPSOHWLRQDQGGHPRQVWUDWHWKHUHLVQRFXPXODWLYHLPSDFWRQWKHVWUXFWXUDOIXQFWLRQ | ||
7KH SURSRVHG FKDQJHV UHYLVH &2/ $SSHQGL[ & ,7$$& WR DOORZ HYDOXDWLRQV RI WKLFNQHVV | 7KHSURSRVHGFKDQJHVUHYLVH&2/$SSHQGL[&,7$$&WRDOORZHYDOXDWLRQVRIWKLFNQHVV | ||
GHYLDWLRQV IURP &2/ $SSHQGL[& 7DEOH WKLFNQHVV UHTXLUHPHQWV 7KH SURSRVHG | GHYLDWLRQV IURP &2/ $SSHQGL[& 7DEOH WKLFNQHVV UHTXLUHPHQWV 7KH SURSRVHG | ||
FKDQJHVGRQRWHOLPLQDWHDQ\UHTXLUHPHQWIRUYHULI\LQJWKHVWUXFWXUDOIXQFWLRQRIWKHWXUELQH | FKDQJHVGRQRWHOLPLQDWHDQ\\UHTXLUHPHQWIRUYHULI\\LQJWKHVWUXFWXUDOIXQFWLRQRIWKHWXUELQH | ||
EXLOGLQJ7KHSURSRVHGFKDQJHVGRQRWDOWHUWKHH[LVWLQJGHVLJQUHTXLUHPHQWVIRUWKHWXUELQH | EXLOGLQJ7KHSURSRVHGFKDQJHVGRQRWDOWHUWKHH[LVWLQJGHVLJQUHTXLUHPHQWVIRUWKHWXUELQH | ||
EXLOGLQJDVGHVFULEHGLQ8)6$5VXEVHFWLRQ | EXLOGLQJDVGHVFULEHGLQ8)6$5VXEVHFWLRQ | ||
&KDQJHVWR5DGZDVWH%XLOGLQJ,7$$& | |||
7KH SURSRVHG UDGZDVWH EXLOGLQJ ,7$$& FKDQJH FODULILHV | 7KH SURSRVHG UDGZDVWH EXLOGLQJ,7$$& FKDQJH FODULILHV WKDW WKH WKLFNQHVV UHSRUW DOVR | ||
LQFOXGHV WKH HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG | |||
GHPRQVWUDWHV WKHUH LV QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG HTXLSPHQW | |||
LQFOXGHV WKH HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV | TXDOLILFDWLRQ 7KH UDGZDVWH EXLOGLQJ LV D QRQVHLVPLF VWHHO IUDPHG VWUXFWXUH GHVLJQHG LQ | ||
DFFRUGDQFHZLWKWKH8QLIRUP%XLOGLQJ&RGH 8%& 7KHUDGZDVWHEXLOGLQJFRQWDLQVIDFLOLWLHV | |||
GHPRQVWUDWHV WKHUH LV QR LPSDFW WR HVWDEOLVKHG | IRUWKHKDQGOLQJDQGVWRUDJHRISODQWZDVWHV6KLHOGLQJLVSURYLGHGDVQHFHVVDU\\IRUWKHZDVWH | ||
VWRUDJHDUHDVLQWKHUDGZDVWHEXLOGLQJWRPHHWWKHUDGLDWLRQ]RQHDQGDFFHVVUHTXLUHPHQWV | |||
$V GLVFXVVHG LQ WKH WHFKQLFDO MXVWLILFDWLRQ IRU 1, FKDQJHV FRQVWUXFWLRQ GHYLDWLRQV DUH | |||
HYDOXDWHGLQDFFRUGDQFHZLWK1 'SURFHVVZKLFKDSSOLHVWRWKLFNQHVVGHYLDWLRQVIURP,7$$& | |||
,QGH[1XPEHULQWKHUDGZDVWHEXLOGLQJ7KHWKLFNQHVVGHYLDWLRQLQWKHSRVLWLYHGLUHFWLRQ | |||
GRHVQRWLPSDFWWKHUDGLDWLRQVKLHOGLQJ$Q\\WKLFNQHVVGHYLDWLRQLQWKHQHJDWLYHGLUHFWLRQLV | |||
GLVSRVLWLRQHG E\\ WKH FRJQL]DQW HQJLQHHULQJ JURXS WR FRQILUP WKDW WKHUH LV QR LPSDFW WR | |||
HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG HTXLSPHQW TXDOLILFDWLRQ LQ WKH DVEXLOW ZDOOV 7KH | |||
DFFRUGDQFHZLWKWKH8QLIRUP%XLOGLQJ&RGH 8%& 7KHUDGZDVWHEXLOGLQJFRQWDLQVIDFLOLWLHV | WKLFNQHVV UHSRUW IRU WKH UDGZDVWH EXLOGLQJ VXPPDUL]HV 1 ' 5HSRUWV WKDW DUH UHODWHG WR | ||
WKLFNQHVVGHYLDWLRQVLQWKHZDVWHDFFXPXODWLRQURRPZKLFKZHUHGLVSRVLWLRQHGSULRUWRWKH | |||
WKLFNQHVV UHSRUW DQG ZHUH GHPRQVWUDWHG WR KDYH QR LPSDFW RQ UDGLDWLRQ VKLHOGLQJ 7KH | |||
HYDOXDWHGLQDFFRUGDQFHZLWK1 'SURFHVVZKLFKDSSOLHVWRWKLFNQHVVGHYLDWLRQVIURP,7$$& | |||
TXDOLILFDWLRQ LQ WKH DVEXLOW ZDOOV 7KH | |||
SURSRVHGGHOHWLRQRI³PLQLPXP'LQIURQWRIWKHZDOOWKLFNQHVVIURPWKH$FFHSWDQFH&ULWHULDLV | SURSRVHGGHOHWLRQRI³PLQLPXP'LQIURQWRIWKHZDOOWKLFNQHVVIURPWKH$FFHSWDQFH&ULWHULDLV | ||
FRQVLVWHQWZLWKWKHSURSRVHGFKDQJHRIDOORZLQJGHYLDWLRQHYDOXDWLRQVLQWKHWKLFNQHVVUHSRUW | |||
LQ,7$$&,QGH[1XPEHU | |||
7KH SURSRVHG FKDQJHV GR QRW LPSDFW 'HVLJQ &RPPLWPHQWV IRU WKH UDGZDVWH EXLOGLQJ | 7KH SURSRVHG FKDQJHV GR QRW LPSDFW 'HVLJQ &RPPLWPHQWV IRU WKH UDGZDVWH EXLOGLQJ | ||
EHFDXVH WKH\ GR QRW HOLPLQDWH DQ\ UHTXLUHPHQW IRU YHULI\LQJ UDGLDWLRQ VKLHOGLQJ RI WKH | EHFDXVH WKH\\ GR QRW HOLPLQDWH DQ\\ UHTXLUHPHQW IRU YHULI\\LQJ UDGLDWLRQ VKLHOGLQJ RI WKH | ||
UDGZDVWHEXLOGLQJDFFXPXODWLRQURRP7KHSURSRVHGFKDQJHGRHVQRWFKDQJHWKHFXUUHQW | UDGZDVWHEXLOGLQJDFFXPXODWLRQURRP7KHSURSRVHGFKDQJHGRHVQRWFKDQJHWKHFXUUHQW | ||
SODQWGHVLJQRUDIIHFW66&VGHVLJQIXQFWLRQRUDQDO\VLVDVGHVFULEHGLQWKH8)6$5 | SODQWGHVLJQRUDIIHFW66&VGHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5 | ||
6XPPDU\ | 6XPPDU\\ | ||
7KHSURSRVHGFKDQJHVWR,7$$&FRQWLQXHWRFRPSO\ZLWKWKHUHTXLUHPHQWVRI&)53DUW | 7KHSURSRVHGFKDQJHVWR,7$$&FRQWLQXHWRFRPSO\\ZLWKWKHUHTXLUHPHQWVRI&)53DUW | ||
$SSHQGL['DQGWKH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU GHVLJQGHVFULSWLRQVDQG | |||
&)5 IRU,7$$&FORVXUHQRWLILFDWLRQDQGFRPSOHWLRQ7KHVH,7$$&FRQVROLGDWLRQV | |||
DQGFODULILFDWLRQVGRQRWPDNHWHFKQLFDOFKDQJHVWRWKH&2/$SSHQGL[& DQGSODQWVSHFLILF | DQGFODULILFDWLRQVGRQRWPDNHWHFKQLFDOFKDQJHVWRWKH&2/$SSHQGL[& DQGSODQWVSHFLILF | ||
7LHU GHVLJQGHVFULSWLRQVWDEOHVDQGILJXUHV1RVWUXFWXUHV\VWHPRUFRPSRQHQW 66& | 7LHU GHVLJQGHVFULSWLRQVWDEOHVDQGILJXUHV1RVWUXFWXUHV\\VWHPRUFRPSRQHQW 66& | ||
GHVLJQ IXQFWLRQ RU DQDO\VLV DV GHVFULEHG LQ WKH 8)6$5 LV DIIHFWHG 1R GHIHQVHLQGHSWK | GHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5LVDIIHFWHG1RGHIHQVHLQGHSWK | ||
VDIHW\IXQFWLRQLVDIIHFWHG7KHUHDUHQRWHFKQLFDOFKDQJHVWRSODQWVSHFLILF,7$$&OLQHLWHPV | VDIHW\\IXQFWLRQLVDIIHFWHG7KHUHDUHQRWHFKQLFDOFKDQJHVWRSODQWVSHFLILF,7$$&OLQHLWHPV | ||
DRAFT ULILHV WKDW WKH ULILHV WK QV LGHQWLILHG GXULQJ QV LGHQWLILHG | |||
KHG UDGLRORJLFDO ]RQ KHG UDGLRORJLFDO | |||
L | |||
VHLVPLF VWHHO IUD | |||
VHLVPLF V PHG | |||
PHG | |||
8%& 7KHUDGZDVWHE 8%& 7KHUD HV6KLHOGLQJLVSURYLGHG HOGLQJLV WRPHHWWKHUDGLDWLRQ] | |||
WRPHHWWKHUDGLD WLILFDWLRQ IRU 1, FKDQJ FDWLRQ IRU 1, FKDQ | |||
'SURFHVVZKLFKDSSOLHV HVVZKLFKDSSOLHV DVWHEXLOGLQJ7KHWKLFN DVWHEXLOGLQJ7KHWKLFN QVKLHOGLQJ$Q\\WKLFNQ QVKLHOGLQJ$Q\\W QL]DQW HQJLQHHULQJ JUR QL]DQW HQJLQHHULQJ J DO ]RQLQJ DQG HTXLSP | |||
]RQLQJ DQG HTXLSP WKH UDGZDVWH EXLOGLQJ WKH UDGZDVWH QVLQWKHZDVWHDFFXP QVLQWKHZDVWHDF UW DQG ZHUH GHPRQVWU UW DQG ZHUH GHPRQVW RQRI³PLQLPXP'LQI RQRI³PLQLPXP' SURSRVHGFKD SURSRVHGFK EHU | |||
EHU | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
&2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU LQIRUPDWLRQ LV FRPSULVHG RI WKH GHVLJQ | |||
LQIRUPDWLRQDQGIXQFWLRQVVXEMHFWWRYHULILFDWLRQE\WKH,7$$&FORVXUHSURFHVV7KHSURSRVHG | LQIRUPDWLRQDQGIXQFWLRQVVXEMHFWWRYHULILFDWLRQE\\WKH,7$$&FORVXUHSURFHVV7KHSURSRVHG | ||
FKDQJHVGRQRWWHFKQLFDOO\DIIHFWGHVLJQFULWHULDGHVLJQIXQFWLRQVRULQYROYHDGHFUHDVHLQ | FKDQJHVGRQRWWHFKQLFDOO\\DIIHFWGHVLJQFULWHULDGHVLJQIXQFWLRQVRULQYROYHDGHFUHDVHLQ | ||
VDIHW\ SURYLGHG E\ WKH DVVRFLDWHG V\VWHPV &2/ $SSHQGL[ & DQG SODQW VSHFLILF 7LHU | VDIHW\\ SURYLGHG E\\ WKH DVVRFLDWHG V\\VWHPV &2/ $SSHQGL[ & DQG SODQW VSHFLILF 7LHU | ||
,7$$&LQIRUPDWLRQZLOOFRQWLQXHWRDGHTXDWHO\\YDOLGDWHWKHFRUUHVSRQGLQJ8)6$5 7LHU | |||
GHVLJQFRPPLWPHQWV | GHVLJQFRPPLWPHQWV | ||
7KHSURSRVHGFKDQJHVGRQRWLPSDFWDQ66&IXQFWLRQRUIHDWXUHXVHGLQWKHSUHYHQWLRQRU | 7KHSURSRVHGFKDQJHVGRQRWLPSDFWDQ66&IXQFWLRQRUIHDWXUHXVHGLQWKHSUHYHQWLRQRU | ||
PLWLJDWLRQ RI DFFLGHQWV RU WKHLU VDIHW\ RU GHVLJQ DQDO\VHV 7KH FKDQJHV GR QRW DIIHFW DQ\ | PLWLJDWLRQRIDFFLGHQWVRUWKHLUVDIHW\\RUGHVLJQDQDO\\VHV7KHFKDQJHVGRQRWDIIHFWDQ\\ | ||
66&DFFLGHQWLQLWLDWRURULQLWLDWLQJVHTXHQFHRIHYHQWVRULQYROYHDQ\VDIHW\UHODWHG66&RU | 66&DFFLGHQWLQLWLDWRURULQLWLDWLQJVHTXHQFHRIHYHQWVRULQYROYHDQ\\VDIHW\\UHODWHG66&RU | ||
IXQFWLRQXVHGWRPLWLJDWHDQDFFLGHQW | IXQFWLRQXVHGWRPLWLJDWHDQDFFLGHQW | ||
7KHSURSRVHGFKDQJHVGRQRWLQYROYHDFKDQJHWRDILVVLRQSURGXFWEDUULHU7KHFKDQJHVGR | 7KHSURSRVHGFKDQJHVGRQRWLQYROYHDFKDQJHWRDILVVLRQSURGXFWEDUULHU7KHFKDQJHVGR | ||
QRWUHVXOWLQDQHZIDLOXUHPRGHPDOIXQFWLRQRUVHTXHQFHRIHYHQWVWKDWFRXOGDIIHFWVDIHW\\ | |||
7KHFKDQJHVZRXOGQRWDOORZIRUDQHZILVVLRQSURGXFWUHOHDVHSDWKUHVXOWLQDQHZILVVLRQ | |||
SURGXFW EDUULHU IDLOXUH PRGH RU FUHDWH D QHZ VHTXHQFH RI HYHQWV WKDW ZRXOG UHVXOW LQ | |||
VLJQLILFDQWIXHOFODGGLQJIDLOXUHV | |||
HYHQWV WKDW ZRXOG UHVXOW LQ | |||
7KHSURSRVHGFKDQJHVGRQRWDIIHFWDQ\\VDIHW\\UHODWHGHTXLSPHQWGHVLJQFRGHOLPLWVDIHW\\ | |||
UHODWHGIXQFWLRQVDIHW\\UHODWHGGHVLJQDQDO\\VLVVDIHW\\DQDO\\VLVLQSXWRUUHVXOWRUGHVLJQRU | |||
VDIHW\\ PDUJLQ 1R VDIHW\\ DQDO\\VLV RU GHVLJQ EDVLV DFFHSWDQFH OLPLW RUFULWHULRQ ZRXOG EH | |||
FKDOOHQJHGRUH[FHHGHG | FKDOOHQJHGRUH[FHHGHG | ||
,QFRQFOXVLRQWKHSURSRVHGFKDQJHVGRQRWLQYROYHDWHFKQLFDO GHVLJQDQDO\\VLVIXQFWLRQRU | |||
TXDOLILFDWLRQ FKDQJH HJ WKHUH LV QR FKDQJH WR DQ DVVRFLDWHG FDOFXODWLRQ GHVLJQ | |||
SDUDPHWHURUGHVLJQUHTXLUHPHQW 7KHUHIRUHWKHFKDQJHVZRXOGQRWUHVXOWLQDGHFUHDVHLQ | |||
SODQWVDIHW\\ | |||
SURSRVHG LQVSHFWLRQV WHVWV DQG DQDO\VHV WKDW WKH OLFHQVHH VKDOO SHUIRUP DQG WKH | 7KHSURSRVHGFKDQJHVDVVRFLDWHGZLWKWKLVOLFHQVHDPHQGPHQWUHTXHVWGRQRWDIIHFWWKH | ||
DFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\DQGVXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFH | FRQWDLQPHQWFRQWUROFKDQQHOLQJPRQLWRULQJSURFHVVLQJRUUHOHDVLQJRIUDGLRDFWLYHDQGQRQ | ||
WKDWLIWKH,7$$&DUHSHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\KDVEHHQ | UDGLRDFWLYHPDWHULDOV1RHIIOXHQWUHOHDVHSDWKLVLPSDFWHG7KHUHIRUHUDGLRDFWLYHRUQRQ | ||
FRQVWUXFWHG DQG ZLOO EH RSHUDWHG LQ FRQIRUPLW\ ZLWK WKH FRPELQHG OLFHQVH WKH | UDGLRDFWLYHPDWHULDOHIIOXHQWVVKRXOGQRWEHDIIHFWHG3ODQWUDGLDWLRQ]RQHV DVGHVFULEHGLQ | ||
8)6$5 6HFWLRQ FRQWUROV XQGHU &)5 DQG H[SHFWHG DPRXQWV DQG W\\SHV RI | |||
UDGLRDFWLYHPDWHULDOVDUHQRWDIIHFWHGE\\WKHSURSRVHGFKDQJHV7KHUHIRUHLQGLYLGXDODQG | |||
FXPXODWLYHUDGLDWLRQH[SRVXUHVZLOOQRWFKDQJH | |||
7(&+1,&$/(9$/8$7,21 6((6(&7,21 | |||
5(*8/$725<(9$/8$7,21 | |||
$SSOLFDEOH5HJXODWRU\\5HTXLUHPHQWV&ULWHULD | |||
&)5 D UHTXLUHVLQWKHUHOHYDQWSDUWWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKH | |||
SURSRVHG LQVSHFWLRQV WHVWV DQG DQDO\\VHV WKDW WKH OLFHQVHH VKDOO SHUIRUP DQG WKH | |||
DFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\\DQGVXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFH | |||
WKDWLIWKH,7$$&DUHSHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQ | |||
FRQVWUXFWHG DQG ZLOO EH RSHUDWHG LQ FRQIRUPLW\\ ZLWK WKH FRPELQHG OLFHQVH WKH | |||
SURYLVLRQV RI WKH $FW DQG WKH &RPPLVVLRQ V UXOHV DQG UHJXODWLRQV 7KH SURSRVHG | SURYLVLRQV RI WKH $FW DQG WKH &RPPLVVLRQ V UXOHV DQG UHJXODWLRQV 7KH SURSRVHG | ||
FKDQJHV WR ,7$$& FRQWLQXH WR FRPSO\ ZLWK WKH UHTXLUHPHQWV RI &)5 3DUW | FKDQJHV WR,7$$& FRQWLQXH WR FRPSO\\ ZLWK WKH UHTXLUHPHQWV RI &)5 3DUW | ||
DRAFT SURG SUR HRIH HRIHYHQ WUHOHDVHS WUHOHDV DWK TXHQFH RI HYHQW TXHQFH RI H V | |||
IHW\\UHODWHGHTXLSPHQW W\\UHODWHGHT DO\\VLVVDIHW\\DQDO\\V | |||
VDIHW\\ | |||
LV | |||
GHVLJQ EDVLV DFFHSWDQ GHVLJQ EDVLV DF DQJHVGRQRWLQYROYHD | |||
DQJHVGRQRWLQYROYHD | |||
WKHUH LV QR FKDQJH | |||
WKHUH LV QR FK LUHPHQW 7KHUHIRUHWKH LUHPHQW 7KHUHIRUHW DQJHVDVVRFLDWHGZLWK DQJHVDVVRFLDWHG | |||
RQWUROFKDQQHOLQJPRQ RQWUROFKDQQHOLQJPRQ HULDOV1RHIIOXHQWU HULDOV1RHIIOXH DOHIIOXHQWVVKR DOHIIOXHQWVVK | |||
FRQWUR | |||
FRQWUR UHQR UHQR | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
$SSHQGL['DQGWKH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU GHVLJQGHVFULSWLRQV | |||
DQG &)5 IRU ,7$$& FORVXUH QRWLILFDWLRQ DQG FRPSOHWLRQ 7KHVH ,7$$& | DQG &)5 IRU,7$$& FORVXUH QRWLILFDWLRQ DQG FRPSOHWLRQ 7KHVH,7$$& | ||
FRQVROLGDWLRQVDQGFODULILFDWLRQVGRQRWPDNHWHFKQLFDOFKDQJHVWRWKH&2/$SSHQGL[ | FRQVROLGDWLRQVDQGFODULILFDWLRQVGRQRWPDNHWHFKQLFDOFKDQJHVWRWKH&2/$SSHQGL[ | ||
& DQGSODQWVSHFLILF7LHU GHVLJQGHVFULSWLRQVWDEOHVDQGILJXUHV | |||
&)5 I UHTXLUHV15&DSSURYDOIRUDQ\\PRGLILFDWLRQWRDGGLWLRQWRRUGHOHWLRQ | |||
IURPWKHWHUPVDQGFRQGLWLRQVRID&2/7KLVDPHQGPHQWLQYROYHVDGHSDUWXUHIURP | IURPWKHWHUPVDQGFRQGLWLRQVRID&2/7KLVDPHQGPHQWLQYROYHVDGHSDUWXUHIURP | ||
SODQWVSHFLILF7LHULQIRUPDWLRQDQGFRUUHVSRQGLQJFKDQJHVWRWKH&2/$SSHQGL[& | SODQWVSHFLILF7LHULQIRUPDWLRQDQGFRUUHVSRQGLQJFKDQJHVWRWKH&2/$SSHQGL[& | ||
7KHUHIRUHWKLVDPHQGPHQWUHTXLUHVDSURSRVHGDPHQGPHQWWRWKH&2/$FFRUGLQJO\ | 7KHUHIRUHWKLVDPHQGPHQWUHTXLUHVDSURSRVHGDPHQGPHQWWRWKH&2/$FFRUGLQJO\\ | ||
15& DSSURYDO LV UHTXLUHG SULRU WR PDNLQJ WKH SODQWVSHFLILF FKDQJHV LQ WKLV OLFHQVH | 15&DSSURYDOLVUHTXLUHGSULRUWRPDNLQJWKHSODQWVSHFLILFFKDQJHVLQWKLVOLFHQVH | ||
DPHQGPHQWUHTXHVW | DPHQGPHQWUHTXHVW | ||
&)53DUW$SSHQGL['6HFWLRQ9,,,%DDOORZVDQDSSOLFDQWRUOLFHQVHHZKR | |||
UHIHUHQFHVWKLVDSSHQGL[WRGHSDUWIURP7LHULQIRUPDWLRQZLWKRXWSULRU15&DSSURYDO | UHIHUHQFHVWKLVDSSHQGL[WRGHSDUWIURP7LHULQIRUPDWLRQZLWKRXWSULRU15&DSSURYDO | ||
XQOHVV WKH SURSRVHG GHSDUWXUH LQYROYHV D FKDQJH WR RU GHSDUWXUH IURP 7LHU | |||
XQOHVV WKH SURSRVHG GHSDUWXUH LQYROYHV D FKDQJH | LQIRUPDWLRQ7LHU
LQIRUPDWLRQRUWKH7HFKQLFDO6SHFLILFDWLRQVRUUHTXLUHVDOLFHQVH | ||
DPHQGPHQWXQGHUSDUDJUDSKV%ERU%&RIWKHVHFWLRQ3RWHQWLDOLPSDFWVWR7LHU | |||
7LHURU7LHU
LQIRUPDWLRQDUHHYDOXDWHGXVLQJWKLVSURFHVV6LQFHWKHSURSRVHG | |||
LQIRUPDWLRQ7LHU LQIRUPDWLRQRUWKH7HFKQLFDO6SHFLILFDWLRQVRUUHTXLUHVDOLFHQVH | FKDQJHV LQFOXGH FKDQJHV WR 7LHU LQIRUPDWLRQ 15& DSSURYDO LV UHTXLUHG 7KH | ||
SURSRVHG FKDQJHV ZLOO FRQWLQXH WR FRPSO\\ ZLWK WKH SURFHVVHV IRU FKDQJHV DQG | |||
IRU FKDQJHV DQG | |||
GHSDUWXUHVGHVFULEHGLQ&)5$SSHQGL['6HFWLRQ9,,,$OOQRQFRQIRUPDQFHV | GHSDUWXUHVGHVFULEHGLQ&)5$SSHQGL['6HFWLRQ9,,,$OOQRQFRQIRUPDQFHV | ||
ZLOOEHUHYLHZHGDQGHYDOXDWHGWRGHWHUPLQHLIFKDQJHVWR7LHU7LHURU7LHU
| |||
LQIRUPDWLRQDUHUHTXLUHG | LQIRUPDWLRQDUHUHTXLUHG | ||
&)56XESDUW& D 2FFXSDWLRQDOGRVHOLPLWVIRUDGXOWVUHTXLUHVWKH | |||
OLFHQVHH FRQWURO RFFXSDWLRQDO GRVH WR LQGLYLGXDO DGXOWV H[FHSW IRU SODQQHG VSHFLDO | |||
H[SRVXUHVXQGHUWRWKHPRUHOLPLWLQJRIWKHDQQXDOOLPLWVSUHVFULEHGWKHUHLQ | H[SRVXUHVXQGHUWRWKHPRUHOLPLWLQJRIWKHDQQXDOOLPLWVSUHVFULEHGWKHUHLQ | ||
7KHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDQLQFUHDVHLQSODQWUDGLDWLRQ]RQHVRUD | 7KHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDQLQFUHDVHLQSODQWUDGLDWLRQ]RQHVRUD | ||
FKDQJH LQ UDGLDWLRQ VKLHOGLQJ DQDO\\VLV PHWKRGRORJ\\ DQG ZLOO QRW DGYHUVHO\\ DIIHFW | |||
SHUVRQQHORFFXSDWLRQDOGRVH7KHSURSRVHGDPHQGPHQWGRHVQRWUHTXLUHDFKDQJHLQ | SHUVRQQHORFFXSDWLRQDOGRVH7KHSURSRVHGDPHQGPHQWGRHVQRWUHTXLUHDFKDQJHLQ | ||
WKHGHVLJQRIDQ\\VWUXFWXUHWKDWSURYLGHVUDGLDWLRQVKLHOGLQJ7KHUHIRUHHQJLQHHUHG | |||
VWUXFWXUHVXVHGWRDLGFRPSOLDQFHZLWK&)5 D DUHQRWDGYHUVHO\\DIIHFWHG | |||
&)5$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& 4XDOLW\\VWDQGDUGVDQG | |||
UHFRUGV UHTXLUHV WKDW VWUXFWXUHV V\\VWHPV DQG FRPSRQHQWV LPSRUWDQW WR VDIHW\\ EH | |||
WKDW VWUXFWXUHV V\VWHPV DQG FRPSRQHQWV LPSRUWDQW WR VDIHW\ EH | GHVLJQHGIDEULFDWHGHUHFWHGDQGWHVWHGWRTXDOLW\\VWDQGDUGVFRPPHQVXUDWHZLWKWKH | ||
GHVLJQHGIDEULFDWHGHUHFWHGDQGWHVWHGWRTXDOLW\VWDQGDUGVFRPPHQVXUDWHZLWKWKH | LPSRUWDQFHRIWKHVDIHW\\IXQFWLRQVWREHSHUIRUPHG7KH1,DQGWKHVHLVPLF&DWHJRU\\ | ||
LPSRUWDQFHRIWKHVDIHW\IXQFWLRQVWREHSHUIRUPHG7KH1,DQGWKHVHLVPLF&DWHJRU\ | ,,SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJILUVWED\\FRQWLQXHWRPHHWWKHGHVLJQ | ||
FRGHVFRPPLWWHGWRLQWKH8)6$56XEVHFWLRQVDQG*'&DOVRUHTXLUHV | FRGHVFRPPLWWHGWRLQWKH8)6$56XEVHFWLRQVDQG*'&DOVRUHTXLUHV | ||
WKDWDSSURSULDWHUHFRUGVRIWKHGHVLJQIDEULFDWLRQHUHFWLRQDQGWHVWLQJRIVWUXFWXUHV | WKDWDSSURSULDWHUHFRUGVRIWKHGHVLJQIDEULFDWLRQHUHFWLRQDQGWHVWLQJRIVWUXFWXUHV | ||
V\VWHPVDQGFRPSRQHQWV 66&V LPSRUWDQWWRVDIHW\EHPDLQWDLQHGE\RUXQGHUWKH | V\\VWHPVDQGFRPSRQHQWV 66&V LPSRUWDQWWRVDIHW\\EHPDLQWDLQHGE\\RUXQGHUWKH | ||
FRQWURORIWKHQXFOHDUSRZHUXQLWOLFHQVHHWKURXJKRXWWKHOLIHRIWKHXQLW7KHTXDOLW\ | FRQWURORIWKHQXFOHDUSRZHUXQLWOLFHQVHHWKURXJKRXWWKHOLIHRIWKHXQLW7KHTXDOLW\\ | ||
DVVXUDQFH UHTXLUHPHQWV RI $SSHQGL[ % WR &)5 3DUW DUH DSSOLHG WR DFWLYLWLHV | DVVXUDQFHUHTXLUHPHQWVRI$SSHQGL[%WR&)53DUWDUHDSSOLHGWRDFWLYLWLHV | ||
DIIHFWLQJWKH1,DQGWKHVHLVPLF&DWHJRU\,,SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQH | DIIHFWLQJWKH1,DQGWKHVHLVPLF&DWHJRU\\,,SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQH | ||
EXLOGLQJILUVWED\7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKHTXDOLW\DVVXUDQFHSURJUDP | EXLOGLQJILUVWED\\7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKHTXDOLW\\DVVXUDQFHSURJUDP | ||
DQGFRPSOLDQFHZLWK*'&LVPDLQWDLQHG | DQGFRPSOLDQFHZLWK*'&LVPDLQWDLQHG | ||
&)5 $SSHQGL[ $ *'& 'HVLJQ %DVHV IRU 3URWHFWLRQ $JDLQVW 1DWXUDO | |||
3KHQRPHQDUHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\VKDOOEHGHVLJQHGWRZLWKVWDQGWKH | 3KHQRPHQDUHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWRZLWKVWDQGWKH | ||
DRAFT WLRQ | |||
WLRQ QJH WR R QJH W O6SHFLILFDWLR O6SHFLI Q | |||
RIWKHVHFWLRQ3RWH RIWKHVHFWLR HGXVLQJWKLVSURF HGXVLQJWKLVSURFHVV | |||
IRUPDWLRQ 15& DSSUR IRUPDWLRQ 15& DSS FRPSO\\ ZLWK WKH SURF RPSO\\ ZLWK | |||
$SSHQGL['6HFWLRQ HQGL[' | |||
WRGHWHUPLQHLIFKDQJH WRGHWHUPLQHLIF | |||
D 2FFXSDWLR | |||
D 2FFXSDWLR SDWLRQDO GRVH WR LQGLYL SDWLRQDO GRVH WR | |||
WRWKHPRUHOLP | |||
WRWKHPRUHO PHQGPHQWGRHVQRWLQY GPHQWGRHVQRWLQY LDWLRQ VKLHOGLQJ DQDO\\V LDWLRQ VKLHOGLQ FFXSDWLRQDOGRVH7KHS FFXSDWLRQDOGRVH7 QRIDQ\\VWUXFWXUHWKDW QRIDQ\\VWUXFWXUHWKD XVHGWRDLGFRPSOLD XVHGWRDLGFRP SSHQGL[$ | |||
SSHQGL[$ | |||
WKDW WKDW | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
HIIHFWV RI QDWXUDO SKHQRPHQD VXFK DV HDUWKTXDNHV WRUQDGRV KXUULFDQHV IORRGV | HIIHFWV RI QDWXUDO SKHQRPHQD VXFK DV HDUWKTXDNHV WRUQDGRV KXUULFDQHV IORRGV | ||
WVXQDPLVDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\WRSHUIRUPWKHLUVDIHW\IXQFWLRQV7KH | WVXQDPLVDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\\WRSHUIRUPWKHLUVDIHW\\IXQFWLRQV7KH | ||
SURSRVHGFKDQJHWR1,VWUXFWXUH,7$$&GRHVQRWUHTXLUHUHYLVLRQWRDQ\RIWKHVHLVPLF | SURSRVHGFKDQJHWR1,VWUXFWXUH,7$$&GRHVQRWUHTXLUHUHYLVLRQWRDQ\\RIWKHVHLVPLF | ||
DQDO\VHV IRU WKH 1, RU WKH FRQWDLQPHQW LQWHUQDO VWUXFWXUHV 7KH GHVLJQ RI WKH 1, | DQDO\\VHV IRU WKH 1, RU WKH FRQWDLQPHQW LQWHUQDO VWUXFWXUHV 7KH GHVLJQ RI WKH 1, | ||
VWUXFWXUHV FRQWLQXHV WR FRPSO\ ZLWK WKH $&, FRGH 7KH SURSRVHG FKDQJH WR | VWUXFWXUHVFRQWLQXHVWRFRPSO\\ZLWKWKH$&, FRGH7KHSURSRVHGFKDQJHWR | ||
FODULI\WKHDQQH[EXLOGLQJ,7$$&GRHVQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKHDQQH[ | FODULI\\WKHDQQH[EXLOGLQJ,7$$&GRHVQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKHDQQH[ | ||
EXLOGLQJDVGHVFULEHGLQWKH8)6$57KHSURSRVHGFKDQJHGRHVQRWUHTXLUHDUHYLVLRQ | EXLOGLQJDVGHVFULEHGLQWKH8)6$57KHSURSRVHGFKDQJHGRHVQRWUHTXLUHDUHYLVLRQ | ||
WR WKH VHLVPLF DQDO\VHV IRU WKH VHLVPLF &DWHJRU\ ,, DUHD RI WKH DQQH[ EXLOGLQJ 7KH | WRWKHVHLVPLFDQDO\\VHVIRUWKHVHLVPLF&DWHJRU\\,,DUHDRIWKHDQQH[EXLOGLQJ7KH | ||
SURSRVHGFKDQJHVGRQRWLQYROYHDUHGXFWLRQLQWKHDELOLW\RIDQ\VWUXFWXUHV\VWHPRU | SURSRVHGFKDQJHVGRQRWLQYROYHDUHGXFWLRQLQWKHDELOLW\\RIDQ\\VWUXFWXUHV\\VWHPRU | ||
FRPSRQHQWWRZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQD DQGFRPSOLDQFHZLWK*'& | FRPSRQHQWWRZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQD DQGFRPSOLDQFHZLWK*'& | ||
LVPDLQWDLQHG | |||
&)5$SSHQGL[$*'&)LUH3URWHFWLRQUHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\ | |||
VKDOOEHGHVLJQHGDQGORFDWHGWRPLQLPL]HFRQVLVWHQWZLWKRWKHUVDIHW\UHTXLUHPHQWV | VKDOOEHGHVLJQHGDQGORFDWHGWRPLQLPL]HFRQVLVWHQWZLWKRWKHUVDIHW\\UHTXLUHPHQWV | ||
WKH SUREDELOLW\\ DQG HIIHFW RI ILUHV DQG H[SORVLRQV 7KH SURSRVHG FKDQJH GRHV QRW | |||
LQYROYHDGHVLJQEDVLVFKDQJHRUFKDQJHWRWKHILUHDUHDVRU]RQHVGHVFULEHGLQWKH | LQYROYHDGHVLJQEDVLVFKDQJHRUFKDQJHWRWKHILUHDUHDVRU]RQHVGHVFULEHGLQWKH | ||
8)6$57KHSURSRVHG,7$$&FKDQJHGRHVQRWDGYHUVHO\\DIIHFWSODQWILUHSURWHFWLRQ | |||
8)6$57KHSURSRVHG,7$$&FKDQJHGRHVQRWDGYHUVHO\DIIHFWSODQWILUHSURWHFWLRQ | IHDWXUHVSURWHFWLQJ66&VLPSRUWDQWWRVDIHW\\7KHUHIRUHWKHUHTXLUHPHQWVRI*'& | ||
FRQWLQXHWREHPHW | |||
&)5$SSHQGL[$*'&(QYLURQPHQWDODQG'\\QDPLF(IIHFWV'HVLJQ%DVHV | |||
UHTXLUHV66&VLPSRUWDQWWRVDIHW\\EHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWR | |||
EH FRPSDWLEOH ZLWK WKH HQYLURQPHQWDO FRQGLWLRQV DVVRFLDWHG ZLWK QRUPDO RSHUDWLRQ | |||
PDLQWHQDQFHWHVWLQJDQGSRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV | |||
7KHFKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHVRQO\\DQGGRQRWLQYROYHD | |||
FKDQJH WR WKH GHVLJQ RI WKH 1, 7KH FKDQJHV WR DQQH[ EXLOGLQJ,7$$& DUH DOVR | |||
PDLQWHQDQFH WHVWLQJ DQG SRVWXODWHG | |||
ORVVRIFRRODQW DFFLGHQWV | |||
7KHFKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHVRQO\DQGGRQRWLQYROYH | |||
FRQVROLGDWLRQVDQGGRQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKHDQQH[EXLOGLQJ7KH | FRQVROLGDWLRQVDQGGRQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKHDQQH[EXLOGLQJ7KH | ||
DQQH[EXLOGLQJGRHVQRWKRXVH66&VLPSRUWDQWWRVDIHW\\+RZHYHUWKHDQQH[EXLOGLQJ | |||
LV GHVLJQHG VXFK WKDW WKH SRUWLRQ RI WKH EXLOGLQJ DGMDFHQW WR WKH DX[LOLDU\\ EXLOGLQJ | |||
PDLQWDLQV VWUXFWXUDO LQWHJULW\\ GXULQJ D VDIH VKXWGRZQ HDUWKTXDNH 7KH SURSRVHG | |||
FKDQJH WR WKH DQQH[ EXLOGLQJ,7$$& GRHV QRW LPSDFW WKH VHLVPLF DQDO\\VLV RI WKH | |||
6HLVPLF&DWHJRU\\,,SRUWLRQRIWKHDQQH[EXLOGLQJ7KHUHIRUHWKHGHVLJQFRQWLQXHVWR | |||
FRPSO\\ZLWK*'& | |||
&)5$SSHQGL[$*'& &RQWURO5RRPUHTXLUHVDFRQWUROURRPEHSURYLGHG | |||
IURPZKLFKDFWLRQVFDQEHWDNHQWRRSHUDWHWKHQXFOHDUSRZHUXQLWVDIHO\\XQGHUQRUPDO | |||
6HLVPLF&DWHJRU\,,SRUWLRQRIWKHDQQH[EXLOGLQJ7KHUHIRUHWKHGHVLJQFRQWLQXHVWR | |||
IURPZKLFKDFWLRQVFDQEHWDNHQWRRSHUDWHWKHQXFOHDUSRZHUXQLWVDIHO\XQGHUQRUPDO | |||
FRQGLWLRQVDQGWRPDLQWDLQLWLQDVDIHFRQGLWLRQXQGHUDFFLGHQWFRQGLWLRQVLQFOXGLQJ | FRQGLWLRQVDQGWRPDLQWDLQLWLQDVDIHFRQGLWLRQXQGHUDFFLGHQWFRQGLWLRQVLQFOXGLQJ | ||
ORVVRIFRRODQW DFFLGHQWV *'& DOVR UHTXLUHV DGHTXDWH UDGLDWLRQ SURWHFWLRQ EH | ORVVRIFRRODQW DFFLGHQWV *'& DOVR UHTXLUHV DGHTXDWH UDGLDWLRQ SURWHFWLRQ EH | ||
SURYLGHGWRSHUPLWDFFHVVDQGRFFXSDQF\RIWKHFRQWUROURRPXQGHUDFFLGHQWFRQGLWLRQV | SURYLGHGWRSHUPLWDFFHVVDQGRFFXSDQF\\RIWKHFRQWUROURRPXQGHUDFFLGHQWFRQGLWLRQV | ||
ZLWKRXWSHUVRQQHOUHFHLYLQJUDGLDWLRQH[SRVXUHVLQH[FHVVRIUHPZKROHERG\RULWV | ZLWKRXWSHUVRQQHOUHFHLYLQJUDGLDWLRQH[SRVXUHVLQH[FHVVRIUHPZKROHERG\\RULWV | ||
HTXLYDOHQW WR DQ\ SDUW RI WKH ERG\ IRU WKH GXUDWLRQ RI WKH DFFLGHQW 7KH SURSRVHG | HTXLYDOHQW WR DQ\\ SDUW RI WKH ERG\\ IRU WKH GXUDWLRQ RI WKH DFFLGHQW 7KH SURSRVHG | ||
FKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHVRQO\DQGGRQRWLQYROYHDFKDQJH | FKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHVRQO\\DQGGRQRWLQYROYHDFKDQJH | ||
WRWKHGHVLJQRIWKH1,7KHDQQH[EXLOGLQJSURYLGHVWKHVHFXULW\FRQWUROOHGDFFHVVSDWK | WRWKHGHVLJQRIWKH1,7KHDQQH[EXLOGLQJSURYLGHVWKHVHFXULW\\FRQWUROOHGDFFHVVSDWK | ||
WRWKHPDLQFRQWUROURRP7KHFKDQJHWRWKHDQQH[EXLOGLQJ,7$$&GRHVQRWLQYROYHD | WRWKHPDLQFRQWUROURRP7KHFKDQJHWRWKHDQQH[EXLOGLQJ,7$$&GRHVQRWLQYROYHD | ||
FKDQJH WR WKH GHVLJQ RI WKH DQQH[ EXLOGLQJ VKLHOGLQJ IRU WKH DQQH[ EXLOGLQJ RU WKH | FKDQJHWRWKHGHVLJQRIWKHDQQH[EXLOGLQJVKLHOGLQJIRUWKHDQQH[EXLOGLQJRUWKH | ||
QRUPDORSHUDWLRQRUSRVWDFFLGHQWUDGLDWLRQ]RQLQJRIWKHDQQH[EXLOGLQJ7KHSURSRVHG | QRUPDORSHUDWLRQRUSRVWDFFLGHQWUDGLDWLRQ]RQLQJRIWKHDQQH[EXLOGLQJ7KHSURSRVHG | ||
FKDQJH WR WKH DQQH[ EXLOGLQJ GRHV QRW DIIHFW WKH UDGLDWLRQ ]RQH RI WKH VHFXULW\ | FKDQJH WR WKH DQQH[ EXLOGLQJ GRHV QRW DIIHFW WKH UDGLDWLRQ ]RQH RI WKH VHFXULW\\ | ||
FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRPEHFDXVHWKHIORRUZDVQRWFUHGLWHGZLWK | FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRPEHFDXVHWKHIORRUZDVQRWFUHGLWHGZLWK | ||
UDGLDWLRQ VKLHOGLQJ LQ GHYHORSPHQW RI WKH SUHGLFWHG UDGLDWLRQ ]RQLQJ IRU WKH VHFXULW\ | UDGLDWLRQVKLHOGLQJLQGHYHORSPHQWRIWKHSUHGLFWHGUDGLDWLRQ]RQLQJIRUWKHVHFXULW\\ | ||
DRAFT WZLW | |||
ZLW | |||
7KH SUR | |||
7KH ILUHDUHDVRU | |||
ILUHDUH QRWDGYHUVHO\\DIIHFW QRWDGYHUVHO\\ | |||
W\\7KHUHIRUHWKHUH W\\7KHUHIRUHWKH TX QYLURQPHQWDODQG'\\QD PHQWDO | |||
\\EHGHVLJQHGWRDFFRP | |||
\\EHGHVLJQHGWR RQPHQWDO FRQGLWLRQV DV PHQWDO FRQGLWLRQV D SRVWXODWHGDFFLGHQWVL DWHGDFFLGHQWVL 7$$&DUHFRQVROLGDWLRQ 7$$&DUHFRQVROLGDWLRQ RI WKH 1, 7KH FKDQ RI WKH 1, 7KH | |||
GRQRWLQYROYHDFKDQJ GRQRWLQYROYHDFKDQ RHVQRWKRXVH66&VLP QRWKRXVH66&VLP XFK WKDW WKH SRUWLRQ RI FK WKDW WKH S WUXFWXUDO LQWHJULW\\ GXUL WUXFWXUDO LQWHJULW\\ | |||
R WKH DQQH[ EXLOGLQJ, | |||
R WKH DQQH[ EXLOGLQJ | |||
DWHJRU\\,,SRUWLRQR DWHJRU\\,,SRUWLR | |||
*'& | |||
*'& | |||
QGL[ | |||
QGL[ | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
HQWUDQFHVKRZQLQ8)6$5)LJXUH7KHUHIRUHWKHGHVLJQFRQWLQXHVWRFRPSO\ | HQWUDQFHVKRZQLQ8)6$5)LJXUH7KHUHIRUHWKHGHVLJQFRQWLQXHVWRFRPSO\\ | ||
ZLWK*'& | ZLWK*'& | ||
3UHFHGHQW | |||
1RQH | 1RQH | ||
7KHSURSRVHGFKDQJHVUHYLVH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHULQIRUPDWLRQ | 1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ$QDO\\VLV | ||
WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQGFODULI\ | 7KHSURSRVHGFKDQJHVUHYLVH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHULQIRUPDWLRQ | ||
WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQGFODULI\\ | |||
WKDW HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV ZLOO EH LQFOXGHG LQ WKH UHFRQFLOLDWLRQ DQG | WKDW HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV ZLOO EH LQFOXGHG LQ WKH UHFRQFLOLDWLRQ DQG | ||
WKLFNQHVVUHSRUWVGHVFULEHGLQWKH,7$$&RU&2/$SSHQGL[&7DEOH | WKLFNQHVVUHSRUWVGHVFULEHGLQWKH,7$$&RU&2/$SSHQGL[&7DEOH | ||
$Q HYDOXDWLRQ WR GHWHUPLQH ZKHWKHU RU QRW D VLJQLILFDQW KD]DUGV FRQVLGHUDWLRQ LV | |||
LQYROYHG ZLWK WKH SURSRVHG DPHQGPHQW ZDV FRPSOHWHG | LQYROYHG ZLWK WKH SURSRVHG DPHQGPHQW ZDV FRPSOHWHG E\\ IRFXVLQJ RQ WKH WKUHH | ||
VWDQGDUGVVHWIRUWKLQ&)5 ³Issuance of amendment'DVGLVFXVVHGEHORZ | VWDQGDUGVVHWIRUWKLQ&)5 ³Issuance of amendment'DVGLVFXVVHGEHORZ | ||
'RHVWKHSURSRVHGDPHQGPHQWLQYROYHDVLJQLILFDQWLQFUHDVHLQWKH | |||
SUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\HYDOXDWHG" | |||
5HVSRQVH 1R | |||
7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKHRSHUDWLRQRUUHOLDELOLW\\RIDQ\\V\\VWHP | |||
VWUXFWXUHRUFRPSRQHQW 66& UHTXLUHGWRPDLQWDLQDQRUPDOSRZHURSHUDWLQJ | |||
FRQGLWLRQRUWRPLWLJDWHDQWLFLSDWHGWUDQVLHQWVZLWKRXWVDIHW\\UHODWHGV\\VWHPV7KH | |||
FRQGLWLRQRUWRPLWLJDWHDQWLFLSDWHGWUDQVLHQWVZLWKRXWVDIHW\UHODWHGV\VWHPV7KH | |||
FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP | FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP | ||
,7$$& LQYROYHV QR GHVLJQ FKDQJHV RU WHFKQLFDO UHDQDO\\VLV 7KH FKDQJHV | |||
FRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDDQGFODULI\\WKHHYDOXDWLRQVRI | |||
WKLFNQHVVGHYLDWLRQV | |||
FRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDDQGFODULI\WKHHYDOXDWLRQVRI | 7KHUHIRUHWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVHLQ | ||
WKHSUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\HYDOXDWHG | |||
'RHVWKHSURSRVHGDPHQGPHQWFUHDWHWKHSRVVLELOLW\\RIDQHZRUGLIIHUHQW | |||
NLQGRIDFFLGHQWIURPDQ\\DFFLGHQWSUHYLRXVO\\HYDOXDWHG" | |||
5HVSRQVH 1R | |||
7KH SURSRVHG FKDQJHV GR QRW DIIHFW WKH RSHUDWLRQ RIDQ\\ VDIHW\\UHODWHG 66& | |||
NLQGRIDFFLGHQWIURPDQ\DFFLGHQWSUHYLRXVO\HYDOXDWHG" | |||
7KH SURSRVHG FKDQJHV GR QRW DIIHFW WKH RSHUDWLRQ RI DQ\ VDIHW\UHODWHG 66& | |||
UHOLHGXSRQWRPLWLJDWHGHVLJQEDVLVDFFLGHQWV7KHSURSRVHGFKDQJHVWRWKH1, | UHOLHGXSRQWRPLWLJDWHGHVLJQEDVLVDFFLGHQWV7KHSURSRVHGFKDQJHVWRWKH1, | ||
DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$&GRQRW | DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$&GRQRW | ||
LQYROYHDFKDQJHWRGHVLJQRUUHDQDO\VLV7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKH | LQYROYHDFKDQJHWRGHVLJQRUUHDQDO\\VLV7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKH | ||
VWUXFWXUDO LQWHJULW\ RU VHLVPLF UHVSRQVH RI WKH 1, DQG WKH VHLVPLF &DWHJRU\ ,, | VWUXFWXUDO LQWHJULW\\ RU VHLVPLF UHVSRQVH RI WKH 1, DQG WKH VHLVPLF &DWHJRU\\,, | ||
SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJILUVWED\7KHGHVLJQRIWKHVH | SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJILUVWED\\7KHGHVLJQRIWKHVH | ||
VWUXFWXUHVFRQWLQXHVWRPHHWWKHUHTXLUHPHQWVRI&)5$SSHQGL[$*HQHUDO | VWUXFWXUHVFRQWLQXHVWRPHHWWKHUHTXLUHPHQWVRI&)5$SSHQGL[$*HQHUDO | ||
'HVLJQ &ULWHULRQ 'HVLJQ %DVHV IRU 3URWHFWLRQ $JDLQVW 1DWXUDO 3KHQRPHQD | |||
7KHUHIRUHWKHSURSRVHGFKDQJHVGRQRWFUHDWHWKHSRVVLELOLW\RIDQHZRUGLIIHUHQW | 7KHUHIRUHWKHSURSRVHGFKDQJHVGRQRWFUHDWHWKHSRVVLELOLW\\RIDQHZRUGLIIHUHQW | ||
NLQGRIDFFLGHQWIURPDQ\SUHYLRXVO\HYDOXDWHG | NLQGRIDFFLGHQWIURPDQ\\SUHYLRXVO\\HYDOXDWHG | ||
'RHVWKHSURSRVHGDPHQGPHQWLQYROYHDVLJQLILFDQWUHGXFWLRQLQDPDUJLQ | |||
DRAFT SOHWHG | |||
SOHWH amendmen amen YHDVLJQLILFDQWLQFU YHDVLJQLILFD DFFLGHQWSUHYLRXVO\\H DFFLGHQWSUHYLRXV QRWDIIHFWWKHRSHUDWLR QRWDIIHFWWKHRS | |||
66& UHTXLUHGWRPD 6& UHTXLUHGWRP HDQWLFLSDWHGWUDQVLHQWV | |||
SDWHGWUDQVLHQWV | |||
H[EXLOGLQJWXUELQHEX H[EXLOGLQJWXUELQHEX QR GHVLJQ FKDQJHV | |||
QR GHVLJQ FKDQ XSOLFDWLYH,7$$&$FFHS XSOLFDWLYH,7$$&$FFH HYLDWLRQV | |||
DWLRQV IRUHWKHUHTXHVWHGDP IRUHWKHUHTXHVWHG | |||
SUREDELOLW\\RUFRQVHTXH SUREDELOLW\\RUFRQVHTX KHSURSRVHG | |||
KHSURSRVHG FFLGHQWI FFLGHQWI | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
RIVDIHW\" | RIVDIHW\\" | ||
5HVSRQVH 1R | 5HVSRQVH 1R | ||
7KH SURSRVHG FKDQJHV GR QRW DIIHFW H[LVWLQJ VDIHW\ PDUJLQV 7KH SURSRVHG | 7KH SURSRVHG FKDQJHV GR QRW DIIHFW H[LVWLQJ VDIHW\\ PDUJLQV 7KH SURSRVHG | ||
FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP | FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP | ||
,7$$&GRQRWLQYROYHDFKDQJHWRWKHGHVLJQRUUHDQDO\\VLVRIWKHVWUXFWXUHV7KH | |||
SURSRVHG FKDQJHV GR QRW LQYROYH D UHGXFWLRQ WR WKH VWUXFWXUDO LQWHJULW\ RI WKH | SURSRVHG FKDQJHV GRQRW LQYROYH D UHGXFWLRQWR WKH VWUXFWXUDO LQWHJULW\\ RI WKH | ||
VHLVPLF&DWHJRU\,RU,,SRUWLRQVRIEXLOGLQJVWUXFWXUHV7KH1,DQGWKHVHLVPLF | VHLVPLF&DWHJRU\\,RU,,SRUWLRQVRIEXLOGLQJVWUXFWXUHV7KH1,DQGWKHVHLVPLF | ||
&DWHJRU\\,,SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJILUVWED\\ZLOOFRQWLQXH | |||
WR VXSSRUW WKHLU GHVLJQ IXQFWLRQV 1R PDUJLQ WR WKH VSHFLILHG DFFHSWDEOH IXHO | WR VXSSRUW WKHLU GHVLJQ IXQFWLRQV 1R PDUJLQ WR WKH VSHFLILHG DFFHSWDEOH IXHO | ||
GHVLJQOLPLWVLVDIIHFWHGE\WKHSURSRVHGFKDQJHV | GHVLJQOLPLWVLVDIIHFWHGE\\WKHSURSRVHGFKDQJHV | ||
&RQFOXVLRQV | |||
%DVHGRQWKHFRQVLGHUDWLRQVGLVFXVVHGDERYH WKHUHLVUHDVRQDEOHDVVXUDQFHWKDW | |||
WKHKHDOWKDQGVDIHW\\RIWKHSXEOLFZLOOQRWEHHQGDQJHUHGE\\RSHUDWLRQLQWKHSURSRVHG | |||
PDQQHU VXFK DFWLYLWLHV ZLOO EH FRQGXFWHG LQ FRPSOLDQFH ZLWK WKH &RPPLVVLRQ¶V | |||
UHJXODWLRQVDQG WKHLVVXDQFHRIWKHDPHQGPHQWZLOOQRWEHLQLPLFDOWRWKHFRPPRQ | |||
GHIHQVHDQGVHFXULW\\RUWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF7KHUHIRUHLWLVFRQFOXGHG | |||
UHJXODWLRQVDQG WKHLVVXDQFHRIWKHDPHQGPHQWZLOOQRWEHLQLPLFDOWRWKHFRPPRQ | WKDWWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ | ||
XQGHUWKHVWDQGDUGVVHWIRUWKLQ&)5 F DQGDFFRUGLQJO\\DILQGLQJRI³QR | |||
XQGHUWKHVWDQGDUGVVHWIRUWKLQ&)5 | |||
VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ'LVMXVWLILHG | VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ'LVMXVWLILHG | ||
(19,5210(17$/&216,'(5$7,216 | |||
6HFWLRQRIWKLV/LFHQVH$PHQGPHQW5HTXHVWSURYLGHVWKHGHWDLOVRIWKHSURSRVHG | |||
FKDQJHV | |||
7KHSURSRVHGFKDQJHVDIIHFWWKH&2/$SSHQGL[&DQGDVVRFLDWHGSODQWVSHFLILF7LHU | |||
LQIRUPDWLRQ | |||
(i) There is no significant hazards consideration. | |||
$V GHVFULEHG LQ 6HFWLRQ 6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ DQ | |||
HYDOXDWLRQ ZDV FRPSOHWHG WR GHWHUPLQH ZKHWKHU RU QRW D VLJQLILFDQW KD]DUGV | |||
FRQVLGHUDWLRQLVLQYROYHGE\\IRFXVLQJRQWKHWKUHHVWDQGDUGVVHWIRUWKLQ&)5 | |||
³,VVXDQFH RI DPHQGPHQW' 7KH 6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ | |||
FRQFOXGHGWKDW WKHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVHLQ | |||
WKHSUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\HYDOXDWHG WKHSURSRVHG | |||
DPHQGPHQWGRHVQRWFUHDWHWKHSRVVLELOLW\\RIDQHZRUGLIIHUHQWNLQGRIDFFLGHQWIURPDQ\\ | |||
DFFLGHQW SUHYLRXVO\\ HYDOXDWHG DQG WKH SURSRVHG DPHQGPHQW GRHV QRW LQYROYH D | |||
VLJQLILFDQWUHGXFWLRQLQDPDUJLQRIVDIHW\\7KHUHIRUHLWLVFRQFOXGHGWKDWWKHSURSRVHG | |||
DPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQXQGHUWKHVWDQGDUGVVHW | |||
IRUWK LQ &)5 F DQG DFFRUGLQJO\\ D ILQGLQJ RI ³QR VLJQLILFDQW KD]DUGV | |||
FRQVLGHUDWLRQ'LVMXVWLILHG | |||
(ii) There is no significant change in the types or significant increase in the amounts of any effluents that may be released offsite. | |||
7KHSURSRVHGFKDQJHVGRQRWDIIHFWDQ\\DVSHFWRISODQWFRQVWUXFWLRQRURSHUDWLRQWKDW | |||
LQWURGXFHVDFKDQJHWRDQ\\HIIOXHQWW\\SHV IRUH[DPSOHHIIOXHQWVFRQWDLQLQJFKHPLFDOVRU | |||
ELRFLGHVVDQLWDU\\V\\VWHPHIIOXHQWVDQGRWKHUHIIOXHQWV DQGGRHVQRWDIIHFWDQ\\SODQW | |||
UDGLRORJLFDORUQRQUDGLRORJLFDOHIIOXHQWUHOHDVHTXDQWLWLHV7KHSURSRVHGFKDQJHVGRQRW | |||
DRAFT HUHLV HUH | |||
QJHUHGE\\R QJHUH LQ FRPSOLDQFH Z LQ FRPSOLD GPHQWZLOOQRWEH | |||
GPHQWZLOOQRW | |||
LQLP DIHW\\RIWKHSXEOLF | |||
DIHW\\RIWKHSXEOLF7KHU | |||
7 RWLQYROYHDVLJQLILFDQW RWLQYROYHDVLJQLILFDQW | |||
&)5 F DQGDFF 5 F | |||
VMXVWLILHG | VMXVWLILHG | ||
HG | HG | ||
216 | 216 | ||
16 | 16 | ||
GPHQW5HTXHVWSURYLGH GPHQW5HTXHVWSURYLGH IIHFWWKH&2/$SSHQGL[ | |||
GPHQW5HTXHVWSURYLGH | IIHFWWKH&2/$SSHQG ignificant hazards cons ignificant hazards co HG LQ 6HFWLRQ | ||
IIHFWWKH&2/$SSHQG | HG LQ 6HFWLRQ | ||
DV FRPSOHWHG | DV FRPSOHWHG | ||
DV FRPSOHWHG LQYROYHGE\\ | |||
LQYROYHGE HQGPH HQGPH | |||
LQYROYHGE | |||
HQGPH | |||
3DJHRI | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | 5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
DIIHFW WKH VWUXFWXUH RU IXQFWLRQDOLW\ RI DQ\ GHVLJQ IHDWXUH RU RSHUDWLRQDO DUUDQJHPHQWV | DIIHFWWKHVWUXFWXUHRUIXQFWLRQDOLW\\RIDQ\\GHVLJQIHDWXUHRURSHUDWLRQDODUUDQJHPHQWV | ||
FUHGLWHG ZLWK FRQWUROOLQJ WKH UHOHDVH RI HIIOXHQWV GXULQJ SODQW RSHUDWLRQ 7KH SURSRVHG | FUHGLWHGZLWKFRQWUROOLQJWKHUHOHDVHRIHIIOXHQWVGXULQJSODQWRSHUDWLRQ7KHSURSRVHG | ||
FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$& | FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$& | ||
GR QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH DVVRFLDWHG VWUXFWXUHV 7KH SURSRVHG | GR QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH DVVRFLDWHG VWUXFWXUHV 7KH SURSRVHG | ||
FKDQJHVWRWKH,7$$&GRQRWLQYROYHDFKDQJHWRDQ\V\VWHPDVVRFLDWHGZLWKFRQWDLQLQJ | FKDQJHVWRWKH,7$$&GRQRWLQYROYHDFKDQJHWRDQ\\V\\VWHPDVVRFLDWHGZLWKFRQWDLQLQJ | ||
FRQWUROOLQJ FKDQQHOLQJ PRQLWRULQJ RU SURFHVVLQJ UDGLRDFWLYH RU QRQUDGLRDFWLYH | FRQWUROOLQJ FKDQQHOLQJ PRQLWRULQJ RU SURFHVVLQJ UDGLRDFWLYH RU QRQUDGLRDFWLYH | ||
PDWHULDOV7KHSURSRVHGFKDQJHWRWKH1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH | PDWHULDOV7KHSURSRVHGFKDQJHWRWKH1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH | ||
$FFXPXODWLRQ 5RRP,7$$& GR QRW LQYROYH D FKDQJH WR DQ\\ V\\VWHPV RU VWUXFWXUHV | |||
DVVRFLDWHGZLWKFRQWDLQLQJFRQWUROOLQJFKDQQHOLQJPRQLWRULQJRUSURFHVVLQJUDGLRDFWLYH | DVVRFLDWHGZLWKFRQWDLQLQJFRQWUROOLQJFKDQQHOLQJPRQLWRULQJRUSURFHVVLQJUDGLRDFWLYH | ||
RUQRQUDGLRDFWLYHPDWHULDOVWKDWPD\EHUHOHDVHGRIIVLWH | RUQRQUDGLRDFWLYHPDWHULDOVWKDWPD\\EHUHOHDVHGRIIVLWH | ||
7KHUHIRUH WKHUH LV QR VLJQLILFDQW FKDQJH LQ WKH W\SHV RU VLJQLILFDQW LQFUHDVH LQ WKH | 7KHUHIRUH WKHUH LV QR VLJQLILFDQW FKDQJH LQ WKH W\\SHV RU VLJQLILFDQW LQFUHDVH LQ WKH | ||
DPRXQWVRIDQ\UDGLRDFWLYHRUQRQUDGLRDFWLYHHIIOXHQWVWKDWPD\EHUHOHDVHGRIIVLWH | DPRXQWVRIDQ\\UDGLRDFWLYHRUQRQUDGLRDFWLYHHIIOXHQWVWKDWPD\\EHUHOHDVHGRIIVLWH | ||
(iii) There is no significant increase in individual or cumulative | (iii) There is no significant increase in individual or cumulative occupational radiation exposure. | ||
&RPSDQ\\DQGVWDWLRQSROLFLHVNHHSUDGLDWLRQH[SRVXUHRISHUVRQQHOZLWKLQOLPLWVGHILQHG | |||
E\\&)56WDQGDUGVIRU3URWHFWLRQ$JDLQVW5DGLDWLRQ$GPLQLVWUDWLYHSURFHGXUHV | |||
DQGSUDFWLFHVDUHLPSOHPHQWHGWRPDLQWDLQUDGLDWLRQH[SRVXUHRISHUVRQQHODVORZDVLV | |||
UHDVRQDEO\\DFKLHYDEOH | |||
7KH SURSRVHG FKDQJHV WR WKH 1, DQQH[ EXLOGLQJ WXUELQH EXLOGLQJ DQG :DVWH | |||
$FFXPXODWLRQ 5RRP,7$$& UHYLVHV &2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU | |||
LQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHV | |||
DQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVDUHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQG | |||
WKLFNQHVVUHSRUWVGHVFULEHGLQWKH,7$$&7KLVFKDQJHGRHVQRWLQYROYHDQLQFUHDVHLQ | |||
LQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUHEHFDXVHWKHSURSRVHGFKDQJH | |||
GRHV QRW DGYHUVHO\\ DIIHFW UDGLDWLRQ VKLHOGLQJ DQDO\\VHV 7KHUH DUH QR V\\VWHPV LQ WKH | |||
LQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHV | FRQWUROVXSSRUWDUHDRUWKHVXUURXQGLQJURRPVWKDWQRUPDOO\\FRQWDLQUDGLRDFWLYHPDWHULDO | ||
DQGDGHTXDWHVKLHOGLQJIURPQRUPDOUDGLDWLRQVRXUFHVLVSURYLGHGE\\WKHVKLHOGEXLOGLQJ | |||
DQGVKLHOGZDOOVEHWZHHQWKHUDGLRORJLFDOO\\FRQWUROOHGDQGQRQUDGLRORJLFDOO\\FRQWUROOHG | |||
DUHDVRIWKHDX[LOLDU\\EXLOGLQJ7KHUHIRUHWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHD | |||
VLJQLILFDQWLQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUH | |||
5()(5(1&(6 | |||
DQGDGHTXDWHVKLHOGLQJIURPQRUPDOUDGLDWLRQVRXUFHVLVSURYLGHGE\WKHVKLHOGEXLOGLQJ | |||
1RQH | 1RQH | ||
H | DRAFT ve o ve o RVXUHRISHUVRQQ RVXUHRISH QVW5DGLDWLRQ$GP QVW5DGLDWLRQ$ | ||
LQ DGLDWLRQH[SRVXUHRI DGLDWLRQH[SRVXUHRI SH I | |||
DQQH[ EXLOGLQJ WXUE H[ EXLOG VHV &2/ $SSHQGL[ & | |||
VHV &2/ $SSH FDWLYH,7$$&$FFHSWDQ WLYH,7$$&$FFHSW WKLFNQHVVGHYLDWLRQVDU HVVGHYLDWLRQVDU GLQWKH,7$$&7KLVFK GLQWKH,7$$&7KLVFK RFFXSDWLRQDOUDGLDWLRQH RFFXSDWLRQDOUDGL IIHFW UDGLDWLRQ VKLHOGLQ IIHFW UDGLDWLRQ VKLHOG DRUWKHVXUURXQGLQJURR UWKHVXUURXQGLQJURR LHOGLQJIURPQRUPDOUDG HOGLQJIURPQRUPDOUDG OOVEHWZHHQWKHUDGLROR OOVEHWZHHQWKHUD HDX[LOLDU\\EXLOGLQJ7KH HDX[LOLDU\\EXLOGLQJ7K QFUHDVHLQLQGLYLGXDO QFUHDVHLQLQGLYLG | |||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\ | 6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ | ||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG | |||
5HYLVHG([HPSWLRQ5HTXHVW | |||
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& | |||
/$5 5 | |||
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH | |||
DRAFT J3ODQW 9(*3 8QLWV | |||
DQW 9(*3 5HYLVHG([HPSWLRQ5 5HYLVHG([HPSW RQVROLGDWLRQRI6WUXFW ROLGDWLRQRI6WUXFW | |||
/$5 | |||
/ | |||
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
385326( | 3DJHRI | ||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\ WKH/LFHQVHH UHTXHVWVDSHUPDQHQWH[HPSWLRQIURP | |||
WKH SURYLVLRQV RI &)5 $SSHQGL[ ' 6HFWLRQ ,,,% Design Certification Rule for the AP1000 Design, Scope and ContentsWRDOORZDSODQWVSHFLILFGHSDUWXUHIURPHOHPHQWVRIWKH | 385326( | ||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ WKH/LFHQVHH UHTXHVWVDSHUPDQHQWH[HPSWLRQIURP | |||
WKH SURYLVLRQV RI &)5 $SSHQGL[ ' 6HFWLRQ,,,% Design Certification Rule for the AP1000 Design, Scope and ContentsWRDOORZDSODQWVSHFLILFGHSDUWXUHIURPHOHPHQWVRIWKH | |||
FHUWLILFDWLRQ LQIRUPDWLRQ LQ 7LHU RI WKH SODQWVSHFLILF $3 'HVLJQ &RQWURO 'RFXPHQW | FHUWLILFDWLRQ LQIRUPDWLRQ LQ 7LHU RI WKH SODQWVSHFLILF $3 'HVLJQ &RQWURO 'RFXPHQW | ||
'&' 7KHUHJXODWLRQ&)5$SSHQGL['6HFWLRQ,,,%UHTXLUHVDQDSSOLFDQWRUOLFHQVHH | |||
UHIHUHQFLQJ$SSHQGL['WR&)53DUWWRLQFRUSRUDWHE\UHIHUHQFHDQGFRPSO\ZLWKWKH | UHIHUHQFLQJ$SSHQGL['WR&)53DUWWRLQFRUSRUDWHE\\UHIHUHQFHDQGFRPSO\\ZLWKWKH | ||
UHTXLUHPHQWV RI $SSHQGL[ ' LQFOXGLQJ FHUWLILHG LQIRUPDWLRQ LQ '&' 7LHU 7KH SURSRVHG | UHTXLUHPHQWV RI $SSHQGL[ ' LQFOXGLQJ FHUWLILHG LQIRUPDWLRQ LQ '&' 7LHU 7KH SURSRVHG | ||
FKDQJHVZRXOGPRGLI\&2/$SSHQGL[& DQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU LQIRUPDWLRQ | FKDQJHVZRXOGPRGLI\\&2/$SSHQGL[& DQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU LQIRUPDWLRQ | ||
7KH FKDQJHV LQFOXGH FRQVROLGDWLQJ ,QVSHFWLRQV 7HVWV $QDO\VHV DQG $FFHSWDQFH &ULWHULD | 7KH FKDQJHV LQFOXGH FRQVROLGDWLQJ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG $FFHSWDQFH &ULWHULD | ||
,7$$& IRU VWUXFWXUDO EXLOGLQJV DQG FODULI\\LQJ DVEXLOW GHYLDWLRQV LQ ZDOO WKLFNQHVV ZLOO EH | |||
DGGUHVVHGE\WKHDSSURSULDWHVWUXFWXUDOEXLOGLQJ,7$$& | DGGUHVVHGE\\WKHDSSURSULDWHVWUXFWXUDOEXLOGLQJ,7$$& | ||
7KLVUHTXHVWIRUH[HPSWLRQZLOODSSO\WKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ | 7KLVUHTXHVWIRUH[HPSWLRQZLOODSSO\\WKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ | ||
9,,,$WRDOORZGHSDUWXUHVIURP7LHULQIRUPDWLRQGXHWRWKHSURSRVHGFKDQJHVDVGHVFULEHG | 9,,,$WRDOORZGHSDUWXUHVIURP7LHULQIRUPDWLRQGXHWRWKHSURSRVHGFKDQJHVDVGHVFULEHG | ||
EHORZ | |||
7DEOH | 7DEOH | ||
$GG1RWHWRFODULI\\WKDWUHFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVLQWKHQXFOHDULVODQG | |||
VWUXFWXUHVIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHLVLQFOXGHGLQWKH | |||
UHFRQFLOLDWLRQUHSRUWVDQGGHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVZLOOZLWKVWDQGGHVLJQ | |||
EDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWLPSDFWLQJ | |||
FRPSOLDQFHZLWK*'& HVWDEOLVKHGUDGLRORJLFDO]RQLQJRUHTXLSPHQWTXDOLILFDWLRQLQ | |||
DFFRUGDQFHZLWK,7$$&DLDDLEDLFRUDLG | |||
&RQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ&2/$SSHQGL[ | |||
&7DEOHDUHLQGLYLGXDOO\\HYDOXDWHGWKURXJKWKHQRQFRQIRUPDQFHSURFHVVHVDQG | |||
DUHLQFOXGHGLQWKHDVEXLOWEXLOGLQJUHSRUWVDVSDUWRIWKHQRQFRQIRUPDQFHUHFRQFLOLDWLRQ | |||
$GG1RWHWRFODULI\\WKDWWKHFRQVWUXFWLRQGHYLDWLRQVLQWKHDQQH[EXLOGLQJIURPWKH | |||
WKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWR | WKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWR | ||
GHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRI | GHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRI | ||
VWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWLPSDFWLQJFRPSOLDQFHZLWK*'& | |||
HVWDEOLVKHGUDGLRORJLFDO]RQLQJ RU HTXLSPHQW TXDOLILFDWLRQ LQ DFFRUGDQFH ZLWK,7$$& | |||
DLLH&RQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ | |||
&2/$SSHQGL[&7DEOHDUHLQGLYLGXDOO\\HYDOXDWHGWKURXJKWKHQRQFRQIRUPDQFH | |||
SURFHVVHV DQG DUH LQFOXGHG LQ WKH DVEXLOW EXLOGLQJ UHSRUWV DV SDUW RI WKH | SURFHVVHV DQG DUH LQFOXGHG LQ WKH DVEXLOW EXLOGLQJ UHSRUWV DV SDUW RI WKH | ||
QRQFRQIRUPDQFHUHFRQFLOLDWLRQ | QRQFRQIRUPDQFHUHFRQFLOLDWLRQ | ||
$GG1RWHWRFODULI\\WKDWWKHFRQVWUXFWLRQGHYLDWLRQVRIWKHWXUELQHEXLOGLQJVWUXFWXUDO | |||
WKLFNQHVVHVIURPWKHWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWZKLFKGHPRQVWUDWHVWKDW | WKLFNQHVVHVIURPWKHWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWZKLFKGHPRQVWUDWHVWKDW | ||
WKHVWUXFWXUDOIXQFWLRQVSHFLILHGLQWKHDVVRFLDWHG,7$$&LVPHW | WKHVWUXFWXUDOIXQFWLRQVSHFLILHGLQWKHDVVRFLDWHG,7$$&LVPHW | ||
x | x | ||
VSHFLILHG LQ7DEOH LH RXW RI WROHUDQFHFRQGLWLRQV DUH DGGUHVVHG XQGHU WKH | $GG 1RWH WR FODULI\\ WKDW QRQFRQIRUPDQFHV IURP WKH WKLFNQHVVHV DQG WROHUDQFHV | ||
VSHFLILHGLQ7DEOH LHRXWRIWROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH | |||
&)53DUW$SSHQGL[%SURFHVVDQGDUHVXEVHTXHQWO\\VFUHHQHGLQDFFRUGDQFHZLWK | |||
WKH&)53DUW$SSHQGL['6HFWLRQ9,,,SURFHVVRUD&)5 OLNHSURFHVV | WKH&)53DUW$SSHQGL['6HFWLRQ9,,,SURFHVVRUD&)5 OLNHSURFHVV | ||
WRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\PDLQWDLQHG&RQVWUXFWLRQGHYLDWLRQVZLOO | WRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\PDLQWDLQHG&RQVWUXFWLRQGHYLDWLRQVZLOO | ||
FRQWLQXHWREHDVVHVVHGDJDLQVWOLFHQVLQJEDVLVUHTXLUHPHQWVDQGZLOOEHDGGUHVVHGLQ | FRQWLQXHWREHDVVHVVHGDJDLQVWOLFHQVLQJEDVLVUHTXLUHPHQWVDQGZLOOEHDGGUHVVHGLQ | ||
DFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQGUHJXODWRU\UHTXLUHPHQWVDQGLIDSSOLFDEOHD | DFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQGUHJXODWRU\\UHTXLUHPHQWVDQGLIDSSOLFDEOHD | ||
OLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWRLPSOHPHQWDWLRQRIWKHFKDQJH | OLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWRLPSOHPHQWDWLRQRIWKHFKDQJH | ||
DRAFT RI& | |||
RI | |||
HWRWKH | |||
WRWKHSURSRV DWLRQRIFRQVWUXFWLRQGH QRIFRQVW QGWROHUDQFHVVSHFLILHG QGWROHUDQFHVV PRQVWUDWHWKDWWKHDVE RQVWUDWHWKDWWKHDV VWUXFWXUDOLQWHJULW\\RUVD XUDOLQWHJULW\\RUVD | |||
HVWDEOLVKHGUDGLRORJL | |||
HVWDEOLVKHGUDGLRORJL | |||
&DLD | |||
&DLD LRQVIURPWKHWKLFNQHVV LRQVIURPWKHWKLFNQH UHLQGLYLGXDOO\\HYDOXDWH LQGLYLGXDOO\\HYDOXDWH QWKHDVEXLOWEXLOGLQJUH WKHDVEXLOWEXLOGLQJUH | |||
WRFODULI\\WKDWWKHF | |||
WRFODULI\\WKDWWK VDQGWROHUDQFHVVSHF VDQGWROHUDQFHVVSHF DWHWKDWWKHDVEXLO DWHWKDWWKHDVE WHJULW\\RUVDIH WHJULW\\RUVDI GLRORJLFD GLRORJLFD RQV RQV | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
3DJHRI | |||
7DEOH,7$$&1XPEHUDLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV | 7DEOH,7$$&1XPEHUDLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV | ||
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW' | |||
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\VHV' | |||
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ | |||
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV' | |||
$GG UHTXLUHPHQW IRU YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG | |||
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | ||
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH | |||
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW | UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW | ||
7DEOH,7$$&1XPEHUDLEVKLHOGEXLOGLQJ | 7DEOH,7$$&1XPEHUDLEVKLHOGEXLOGLQJ | ||
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW' | |||
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ | |||
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV' | |||
$GG UHTXLUHPHQW IRU YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG | |||
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | ||
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH | |||
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW | |||
7DEOH,7$$&1XPEHUDLFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG | |||
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW' | |||
7DEOH,7$$&1XPEHUDLFDX[LOLDU\EXLOGLQJ | |||
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ | |||
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV' | |||
$GG UHTXLUHPHQW IRU YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG | |||
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | ||
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH | |||
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW | UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW | ||
7DEOH,7$$&1XPEHUDLGDX[LOLDU\EXLOGLQJ UDGLRORJLFDOO\FRQWUROOHG | 7DEOH,7$$&1XPEHUDLGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG | ||
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW' | |||
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\VHV' | |||
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ | |||
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV' | |||
$GG UHTXLUHPHQW RI YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG | |||
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD' | ||
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH | |||
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW | UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW | ||
DRAFT J | |||
J | |||
T LWPHQW' | |||
LWPHQ YLDWLRQVGXHWRDVEXLO YLDWLRQVGXHWRDVEX W QDO\\VHV' | |||
QDO\\V RI QR LPSDFW WR HVWDEO PSDFW | |||
HFRQFLOLDWLRQUHSRUWLQ³$ | |||
HFRQFLOLDWLRQUHSR WHULD' WKDW WKH WKLFNQH WKDW WKH WKLFNQH LDWLRQUHSRUW | |||
DWLRQUHSRUW | |||
HUDLFDX[LOLD HUDLFDX[ | |||
RA LQJDWWULEXWHLQ³'HVLJQ | |||
ULEXWHLQ³'HVLJQ | |||
HTXLUHPHQWIRUDQDO\\VLV HTXLUHPHQWIRUDQDO JLQ³,QVSHFWLRQV7HVWV JLQ³,QVSHFWLRQV7HVWV UHPHQW IRU YHULILF UHPHQW IRU YHU XDOLILFDWLRQL XDOLILFDWLRQ | |||
SWDQ SWDQ | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
3DJHRI | |||
7DEOH,7$$&1XPEHUDLLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV | 7DEOH,7$$&1XPEHUDLLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV | ||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1RDLLEVKLHOGEXLOGLQJVWUXFWXUHV | 7DEOH,7$$&1RDLLEVKLHOGEXLOGLQJVWUXFWXUHV | ||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1XPEHUDLLFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG | |||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1XPEHUDLLGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG | |||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1XPEHUDLLHDQQH[EXLOGLQJ | |||
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW' | |||
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHVHYDOXDWLRQV | |||
RIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHVWKDWWKHDVEXLOW | |||
VWUXFWXUHVZLOOZLWKVWDQGWKHGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG | |||
WKDWWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ | |||
7DEOH,7$$&1XPEHUDLLIWXUELQHEXLOGLQJ | |||
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHVHYDOXDWLRQV | |||
RIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHVWKDWWKHDVEXLOW | |||
VWUXFWXUHVZLOOZLWKVWDQGWKHGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\ | |||
7DEOH,7$$&1XPEHUDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV | 7DEOH,7$$&1XPEHUDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV | ||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1XPEHUEVKLHOGEXLOGLQJ | |||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1XPEHUFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG | |||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1XPEHUGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG | |||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
DRAFT J U J U T | |||
SHU$PHQGPH SHU$P H[EXLOGLQJ | |||
H[EX FT JQ&RPPLWPHQW' | |||
RPPLWPH FODULI\\WKDWWKHWKLFNQHV FODULI\\WKDWWKHWKLF LILHGGXULQJFRQVWUXFWLR GGXULQJFRQVWUXFWLR KHGHVLJQEDVLVORDGV | |||
JQEDVLVORDGV WRHVWDEOLVKHGUDGLRORJL WRHVWDEOLVKHGUD PEHUDLLIWXUE EHUDLLIWXUE R | |||
FFHSWDQFH&ULWHULD'WRFO FFHSWDQFH&ULWHULD'WR HVVGHYLDWLRQVLGHQWLILH HVVGHYLDWLRQVLGHQWLILH VZLOOZLWKVWDQGWKH | |||
VZLOOZLWKVWDQGW PEHU | |||
PEHU | PEHU | ||
D | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
3DJHRI | |||
7DEOH,7$$&1XPEHUDDQQH[EXLOGLQJ | 7DEOH,7$$&1XPEHUDDQQH[EXLOGLQJ | ||
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@' | |||
7DEOH,7$$&1XPEHUEZDVWHDFFXPXODWLRQURRPLQWKHUDGZDVWHEXLOGLQJ | 7DEOH,7$$&1XPEHUEZDVWHDFFXPXODWLRQURRPLQWKHUDGZDVWHEXLOGLQJ | ||
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHVHYDOXDWLRQV | |||
RI WKLFNQHVV GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG GHPRQVWUDWHV WKHUH LV QR | RI WKLFNQHVV GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG GHPRQVWUDWHV WKHUH LV QR | ||
LPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ | LPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ | ||
'HOHWH³PLQLPXP'LQIURQWRIWKHZDOOWKLFNQHVVIURPWKH³$FFHSWDQFH&ULWHULD' | |||
7KLVUHTXHVWZLOOSURYLGHIRUWKHDSSOLFDWLRQRIWKHUHTXLUHPHQWVIRUJUDQWLQJH[HPSWLRQVIURP | 7KLVUHTXHVWZLOOSURYLGHIRUWKHDSSOLFDWLRQRIWKHUHTXLUHPHQWVIRUJUDQWLQJH[HPSWLRQVIURP | ||
GHVLJQFHUWLILFDWLRQLQIRUPDWLRQDVVSHFLILHGLQ&)53DUW$SSHQGL['6HFWLRQ9,,,$ | GHVLJQFHUWLILFDWLRQLQIRUPDWLRQDVVSHFLILHGLQ&)53DUW$SSHQGL['6HFWLRQ9,,,$ | ||
&)5DQG | |||
%$&.*5281' | %$&.*5281' | ||
7KH/LFHQVHHLVWKHKROGHURI&RPELQHG/LFHQVHQXPEHUV13) DQG13) ZKLFKDXWKRUL]H | 7KH/LFHQVHHLVWKHKROGHURI&RPELQHG/LFHQVHQXPEHUV13) DQG13) ZKLFKDXWKRUL]H | ||
FRQVWUXFWLRQ DQG RSHUDWLRQ RI WZR :HVWLQJKRXVH | FRQVWUXFWLRQDQGRSHUDWLRQRIWZR:HVWLQJKRXVH(OHFWULF&RPSDQ\\$3QXFOHDUSODQWV | ||
QDPHG9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQGUHVSHFWLYHO\\ | |||
61&SURSRVHVWRUHYLVH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHULQIRUPDWLRQ WRFRQVROLGDWH | |||
GXSOLFDWLYH,7$$& $FFHSWDQFH &ULWHULD IRU FHUWDLQ VWUXFWXUHV DQG FODULI\\ WKH HYDOXDWLRQV RI | |||
WKLFNQHVV GHYLDWLRQV LQ WKH UHFRQFLOLDWLRQ DQG WKLFNQHVV UHSRUWV GHVFULEHG LQ,7$$& $Q | |||
H[HPSWLRQ IURP HOHPHQWV RI WKH $3 FHUWLILHG 7LHU GHVLJQ LQIRUPDWLRQ WR DOORZ D | |||
[& DQGSODQWVSHFLILF7LHULQIRUPDWLRQ | |||
UHSRUWV GHVFULEHG LQ ,7$$& $Q | |||
H[HPSWLRQ IURP HOHPHQWV RI WKH $3 FHUWLILHG 7LHU GHVLJQ LQIRUPDWLRQ WR DOORZ D | |||
GHSDUWXUHIURPWKH'HVLJQ'HVFULSWLRQLVUHTXHVWHG | GHSDUWXUHIURPWKH'HVLJQ'HVFULSWLRQLVUHTXHVWHG | ||
7(&+1,&$/-867,),&$7,212)$&&(37$%,/,7< | 7(&+1,&$/-867,),&$7,212)$&&(37$%,/,7< | ||
$Q H[HPSWLRQ LV UHTXHVWHG WR GHSDUW IURP $3 SODQWVSHFLILF '&' 7LHU PDWHULDO ZLWK | |||
UHJDUG WR FRQVROLGDWLQJ UHPRYLQJ DQG FODULI\\LQJ 1, DQQH[ EXLOGLQJ WXUELQH EXLOGLQJ DQG | |||
UDGZDVWHEXLOGLQJ,7$$& | |||
IURP $3 SODQWVSHFLILF '&' 7LHU PDWHULDO ZLWK | |||
7KHSURSRVHGFKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$& | 7KHSURSRVHGFKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$& | ||
SUHVHQWHGLQSODQWVSHFLILF7LHUDUHDWDOHYHORIGHWDLOWKDWLVFRQVLVWHQWZLWKWKHLQIRUPDWLRQ | SUHVHQWHGLQSODQWVSHFLILF7LHUDUHDWDOHYHORIGHWDLOWKDWLVFRQVLVWHQWZLWKWKHLQIRUPDWLRQ | ||
FXUUHQWO\\SURYLGHGWKHUHLQ7KHSURSRVHGFKDQJHVQHLWKHUDGYHUVHO\\LPSDFWWKHDELOLW\\WRPHHW | |||
WKHGHVLJQIXQFWLRQVRIWKHFRPSRQHQWVQRULQYROYHDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\ | WKHGHVLJQIXQFWLRQVRIWKHFRPSRQHQWVQRULQYROYHDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\ | ||
SURYLGHG E\ WKH FRPSRQHQWV 7KH SURSRVHG FKDQJHV WR LQIRUPDWLRQ LQ SODQWVSHFLILF 7LHU | SURYLGHG E\\ WKH FRPSRQHQWV 7KH SURSRVHG FKDQJHV WR LQIRUPDWLRQ LQ SODQWVSHFLILF 7LHU | ||
FRQWLQXHWRSURYLGHWKHGHWDLOQHFHVVDU\WRLPSOHPHQWWKHFRUUHVSRQGLQJ,7$$& | FRQWLQXHWRSURYLGHWKHGHWDLOQHFHVVDU\\WRLPSOHPHQWWKHFRUUHVSRQGLQJ,7$$& | ||
-867,),&$7,212)(;(037,21 | -867,),&$7,212)(;(037,21 | ||
&)53DUW$SSHQGL['6HFWLRQ9,,,$DQG&)5 E JRYHUQWKHLVVXDQFHRI | |||
H[HPSWLRQVIURPHOHPHQWVRIWKHFHUWLILHGGHVLJQLQIRUPDWLRQIRU$3QXFOHDUSRZHUSODQWV | H[HPSWLRQVIURPHOHPHQWVRIWKHFHUWLILHGGHVLJQLQIRUPDWLRQIRU$3QXFOHDUSRZHUSODQWV | ||
6LQFH61&KDVLGHQWLILHGFKDQJHVWRWKH7LHULQIRUPDWLRQUHODWHGWRVWUXFWXUDOEXLOGLQJ,7$$& | 6LQFH61&KDVLGHQWLILHGFKDQJHVWRWKH7LHULQIRUPDWLRQUHODWHGWRVWUXFWXUDOEXLOGLQJ,7$$& | ||
DVGLVFXVVHGLQ(QFORVXUHRIWKHDFFRPSDQ\LQJ/LFHQVH$PHQGPHQW5HTXHVWDQH[HPSWLRQ | DVGLVFXVVHGLQ(QFORVXUHRIWKHDFFRPSDQ\\LQJ/LFHQVH$PHQGPHQW5HTXHVWDQH[HPSWLRQ | ||
IURPWKHFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHULVQHHGHG | IURPWKHFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHULVQHHGHG | ||
&)53DUW$SSHQGL['DQG&)5DQGVWDWHWKDWWKH15&PD\\ | |||
JUDQWH[HPSWLRQVIURPWKHUHTXLUHPHQWVRIWKHUHJXODWLRQVSURYLGHGVL[FRQGLWLRQVDUHPHW | JUDQWH[HPSWLRQVIURPWKHUHTXLUHPHQWVRIWKHUHJXODWLRQVSURYLGHGVL[FRQGLWLRQVDUHPHW | ||
WKHH[HPSWLRQLVDXWKRUL]HGE\ODZ> D @ WKHH[HPSWLRQZLOOQRWSUHVHQWDQXQGXH | WKHH[HPSWLRQLVDXWKRUL]HGE\\ODZ> D @ WKHH[HPSWLRQZLOOQRWSUHVHQWDQXQGXH | ||
DRAFT | |||
QXPEHUV13) D QXPEHUV13) DQG | |||
QG KRXVH(OHFWULF&RPSDQ RXVH(OHFWULF&RPSDQ 9(*3 8QLWVDQGU 3 8QLWV | |||
[& DQGSODQWVSHFLILF7 | |||
[& DQGSODQWV HULD IRU FHUWDLQ VWUXFWX LD IRU FHUWDLQ VWUXF RQFLOLDWLRQ DQG WKLFNQH WLRQ DQG WKLFNQH WKH $3 FHUWLILHG | |||
WKH $3 FHUWLILHG | |||
'HVFULSWLRQLVUHTXHVWHG | |||
'HVFULSWLRQLVUHTX | |||
$7,212)$&&(37$ | |||
$7,212)$&&(37$ | |||
UHTXHVWHG WR GHSDUW IU UHTXHVWHG WR GH ROLGDWLQJ UHPRYLQJ D ROLGDWLQJ UHPRYLQJ | |||
LQJ,7$$& | |||
LQJ,7 QJHVWR1, | |||
QJHVWR1, | |||
HFLILF7 HFLILF7 | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
ULVNWRWKHKHDOWKDQGVDIHW\RIWKHSXEOLF> D @ WKHH[HPSWLRQLVFRQVLVWHQWZLWKWKH | 3DJHRI | ||
FRPPRQ GHIHQVH DQG VHFXULW\ > D @ VSHFLDO FLUFXPVWDQFHV DUH SUHVHQW | ULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF> D @ WKHH[HPSWLRQLVFRQVLVWHQWZLWKWKH | ||
FRPPRQ GHIHQVH DQG VHFXULW\\ > D @ VSHFLDO FLUFXPVWDQFHV DUH SUHVHQW | |||
IURP WKH UHGXFWLRQ LQ VWDQGDUGL]DWLRQ FDXVHG E\ WKH H[HPSWLRQ > E @ DQG WKH | > D @ WKHVSHFLDOFLUFXPVWDQFHVRXWZHLJKDQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOW | ||
GHVLJQFKDQJHZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\>3DUW$SS' | IURP WKH UHGXFWLRQ LQ VWDQGDUGL]DWLRQ FDXVHG E\\ WKH H[HPSWLRQ > E @ DQG WKH | ||
GHVLJQFKDQJHZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\>3DUW$SS' | |||
9,,,$@ | 9,,,$@ | ||
7KHUHTXHVWHGH[HPSWLRQVDWLVILHVWKHFULWHULDIRUJUDQWLQJVSHFLILFH[HPSWLRQVDVGHVFULEHG | 7KHUHTXHVWHGH[HPSWLRQVDWLVILHVWKHFULWHULDIRUJUDQWLQJVSHFLILFH[HPSWLRQVDVGHVFULEHG | ||
EHORZ | EHORZ | ||
7KLVH[HPSWLRQLVDXWKRUL]HGE\\ODZ | |||
7KH15&KDVDXWKRULW\XQGHU&)5DQGWRJUDQWH[HPSWLRQVIURP | 7KH15&KDVDXWKRULW\\XQGHU&)5DQGWRJUDQWH[HPSWLRQVIURP | ||
WKHUHTXLUHPHQWVRI15&UHJXODWLRQV6SHFLILFDOO\&)5DQGVWDWHWKDWWKH | WKHUHTXLUHPHQWVRI15&UHJXODWLRQV6SHFLILFDOO\\&)5DQGVWDWHWKDWWKH | ||
15& PD\\ JUDQW H[HPSWLRQV IURP WKH UHTXLUHPHQWV RI &)5 3DUW XSRQ D SURSHU | |||
VKRZLQJ 1R ODZ H[LVWV WKDW ZRXOG SUHFOXGH WKH FKDQJHV FRYHUHG E\\ WKLV H[HPSWLRQ | |||
VKRZLQJ 1R ODZ H[LVWV WKDW ZRXOG SUHFOXGH WKH FKDQJHV | UHTXHVW$GGLWLRQDOO\\JUDQWLQJRIWKHSURSRVHGH[HPSWLRQGRHVQRWUHVXOWLQDYLRODWLRQRI | ||
WKH$WRPLF(QHUJ\\$FWRI DVDPHQGHGRUWKH&RPPLVVLRQ¶VUHJXODWLRQV | |||
UHTXHVW$GGLWLRQDOO\JUDQWLQJRIWKHSURSRVHGH[HPSWLRQGRHVQRWUHVXOWLQDYLRODWLRQRI | $FFRUGLQJO\\ WKLV UHTXHVWHG H[HPSWLRQ LV ³DXWKRUL]HG E\\ ODZ' DV UHTXLUHG E\\ &)5 | ||
D | |||
7KLVH[HPSWLRQZLOOQRWSUHVHQWDQXQGXHULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF | |||
7KHSURSRVHGH[HPSWLRQIURPWKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ,,,% | |||
ZRXOG DOORZ FKDQJHV WR HOHPHQWV RI WKH SODQWVSHFLILF '&' 7LHU WR GHSDUW IURP WKH | |||
$3FHUWLILHG 7LHU GHVLJQLQIRUPDWLRQ7KHSODQWVSHFLILF7LHUZLOOFRQWLQXHWRUHIOHFW | |||
WKHDSSURYHGOLFHQVLQJEDVLVIRU9(*38QLWVDQGDQGZLOOPDLQWDLQDFRQVLVWHQWOHYHORI | |||
GHWDLOZLWKWKDWZKLFKLVFXUUHQWO\\SURYLGHGHOVHZKHUHLQ7LHURIWKH'&'7KHUHIRUHWKH | |||
DIIHFWHGSODQWVSHFLILF'&'7LHU,7$$&ZLOOFRQWLQXHWRVHUYHLWVUHTXLUHGSXUSRVH | |||
GHWDLOZLWKWKDWZKLFKLVFXUUHQWO\SURYLGHGHOVHZKHUHLQ7LHURIWKH'&'7KHUHIRUHWKH | |||
7KHSURSRVHGFKDQJHVWRWKH1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ | 7KHSURSRVHGFKDQJHVWRWKH1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ | ||
,7$$& ZLOO QRW LPSDFW WKH DELOLW\\ RI WKH VWUXFWXUHV V\\VWHPVRUFRPSRQHQWV 66&V WR | |||
SHUIRUPWKHLUGHVLJQIXQFWLRQV7KH66&VZLOOEHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHGHVLJQ | SHUIRUPWKHLUGHVLJQIXQFWLRQV7KH66&VZLOOEHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHGHVLJQ | ||
FHUWLILFDWLRQDVYHULILHGE\SODQWVSHFLILF7LHU7DEOH,7$$&%HFDXVHWKHFKDQJHVZLOO | FHUWLILFDWLRQDVYHULILHGE\\SODQWVSHFLILF7LHU7DEOH,7$$&%HFDXVHWKHFKDQJHVZLOO | ||
QRWDOWHUWKHRSHUDWLRQRIDQ\\SODQWHTXLSPHQWRUV\\VWHP¶VDELOLW\\WRSHUIRUPWKHLUGHVLJQ | |||
QRWDOWHUWKHRSHUDWLRQRIDQ\SODQWHTXLSPHQWRUV\VWHP¶VDELOLW\WRSHUIRUPWKHLUGHVLJQ | IXQFWLRQWKHVHFKDQJHVGRQRWSUHVHQWDQXQGXHULVNWRH[LVWLQJHTXLSPHQWRUV\\VWHPV | ||
7KHFKDQJHVGRQRWLQWURGXFHDQ\\QHZLQGXVWULDOFKHPLFDORUUDGLRORJLFDOKD]DUGVWKDW | |||
7KHFKDQJHVGRQRWLQWURGXFHDQ\QHZLQGXVWULDOFKHPLFDORUUDGLRORJLFDOKD]DUGVWKDW | ZRXOGUHSUHVHQWDSXEOLFKHDOWKRUVDIHW\\ULVNQRUGRWKH\\PRGLI\\RUUHPRYHDQ\\GHVLJQRU | ||
ZRXOGUHSUHVHQWDSXEOLFKHDOWKRUVDIHW\ULVNQRUGRWKH\PRGLI\RUUHPRYHDQ\GHVLJQRU | RSHUDWLRQDO FRQWUROV RU VDIHJXDUGV WKDW DUH LQWHQGHG WR PLWLJDWH DQ\\ H[LVWLQJ RQVLWH | ||
RSHUDWLRQDO FRQWUROV RU VDIHJXDUGV WKDW DUH LQWHQGHG WR PLWLJDWH DQ\ H[LVWLQJ RQVLWH | KD]DUGV)XUWKHUPRUHWKHSURSRVHGFKDQJHVZRXOGQRWDOORZIRUDQHZILVVLRQSURGXFW | ||
KD]DUGV )XUWKHUPRUH WKH SURSRVHG FKDQJHVZRXOG QRW DOORZ IRU D QHZ ILVVLRQ SURGXFW | |||
UHOHDVHSDWKUHVXOWLQDQHZILVVLRQSURGXFWEDUULHUIDLOXUHPRGHRUFUHDWHDQHZVHTXHQFH | UHOHDVHSDWKUHVXOWLQDQHZILVVLRQSURGXFWEDUULHUIDLOXUHPRGHRUFUHDWHDQHZVHTXHQFH | ||
RIHYHQWVWKDWZRXOGUHVXOWLQVLJQLILFDQWIXHOFODGGLQJIDLOXUHV$FFRUGLQJO\WKHVHFKDQJHV | RIHYHQWVWKDWZRXOGUHVXOWLQVLJQLILFDQWIXHOFODGGLQJIDLOXUHV$FFRUGLQJO\\WKHVHFKDQJHV | ||
GRQRWSUHVHQWDQXQGXHULVNIURPDQ\QHZHTXLSPHQWRUV\VWHPV | GRQRWSUHVHQWDQXQGXHULVNIURPDQ\\QHZHTXLSPHQWRUV\\VWHPV | ||
7KHUHIRUHWKHUHTXHVWHGH[HPSWLRQIURP&)5$SSHQGL['6HFWLRQ,,,%ZRXOGQRW | 7KHUHIRUHWKHUHTXHVWHGH[HPSWLRQIURP&)5$SSHQGL['6HFWLRQ,,,%ZRXOGQRW | ||
SUHVHQWDQXQGXHULVNWRWKHKHDOWKDQGVDIHW\RIWKHSXEOLF | SUHVHQWDQXQGXHULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF | ||
7KHH[HPSWLRQLVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\ | |||
7KHUHTXHVWHGH[HPSWLRQIURPWKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ,,,% | 7KHUHTXHVWHGH[HPSWLRQIURPWKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ,,,% | ||
DRAFT | |||
)5 | |||
)5 RI | |||
RI | |||
FKDQJHV F FKDQ H[HPSWLRQGRHV | |||
[HPSWLRQG Q | |||
RUWKH&RPPLVVLRQ¶V | |||
RUWKH&RPPLVV U | |||
LV ³DXWKRUL]HG E\\ ODZ | |||
V ³DXWKRUL]HG E\\ ODZ | |||
WDQXQGXHULVNWRWKHK DQXQGXHULVNWRW RPWKHUHTXLUHPHQWVRI HTXLUHPHQWVR HOHPHQWV RI WKH SODQW HOHPHQWV RI WKH | |||
GHVLJQLQIRUPDWLRQ7 | |||
GHVLJQLQIRUPDWLR QJEDVLVIRU9(*38QLW JEDVLVIRU9(*38Q KLFKLVFXUUHQWO\\SURYLGH VFXUUHQWO\\SURYLGH VSHFLILF'&'7LHU,7$ | |||
VSHFLILF'&'7LH VHGFKDQJHVWRWKH1 VHGFKDQJHVWRWKH1 QRW LPSDFW WKH DE QRW LPSDFW WKH | |||
HVLJQIXQFWLR HVLJQIXQFWLR ULILHGE\\ | |||
ULILHGE\\ | |||
RQ RQ | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
3DJHRI | |||
ZRXOGDOORZWKH/LFHQVHHWRGHSDUWIURPHOHPHQWVRIWKHSODQWVSHFLILF'&'7LHUGHVLJQ | ZRXOGDOORZWKH/LFHQVHHWRGHSDUWIURPHOHPHQWVRIWKHSODQWVSHFLILF'&'7LHUGHVLJQ | ||
LQIRUPDWLRQ 7KH UHTXHVWHG H[HPSWLRQ GRHV QRW DOWHU RU LPSHGH WKH GHVLJQ IXQFWLRQ RU | LQIRUPDWLRQ7KHUHTXHVWHGH[HPSWLRQGRHVQRWDOWHURULPSHGHWKHGHVLJQIXQFWLRQRU | ||
RSHUDWLRQRIDQ\SODQW66&VWKDWLVQHFHVVDU\WRPDLQWDLQDVDIHDQGVHFXUHSODQWVWDWXV | RSHUDWLRQRIDQ\\SODQW66&VWKDWLVQHFHVVDU\\WRPDLQWDLQDVDIHDQGVHFXUHSODQWVWDWXV | ||
7KHSURSRVHGH[HPSWLRQKDVQRLPSDFWRQSODQWVHFXULW\RUVDIHJXDUGVSURFHGXUHV | 7KHSURSRVHGH[HPSWLRQKDVQRLPSDFWRQSODQWVHFXULW\\RUVDIHJXDUGVSURFHGXUHV | ||
7KHUHIRUHWKHUHTXHVWHGH[HPSWLRQLVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\ | 7KHUHIRUHWKHUHTXHVWHGH[HPSWLRQLVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\ | ||
6SHFLDOFLUFXPVWDQFHVDUHSUHVHQW | |||
&)5 D OLVWV VL[ ³VSHFLDO FLUFXPVWDQFHV' IRU ZKLFK DQ H[HPSWLRQ PD\\ EH | |||
JUDQWHG3XUVXDQWWRWKHUHJXODWLRQLWLVQHFHVVDU\IRURQHRIWKHVHVSHFLDOFLUFXPVWDQFHV | JUDQWHG3XUVXDQWWRWKHUHJXODWLRQLWLVQHFHVVDU\\IRURQHRIWKHVHVSHFLDOFLUFXPVWDQFHV | ||
WR EH SUHVHQW LQ RUGHU IRU WKH 15& WR FRQVLGHU JUDQWLQJ DQ H[HPSWLRQ UHTXHVW 7KH | WR EH SUHVHQW LQ RUGHU IRU WKH 15& WR FRQVLGHU JUDQWLQJ DQ H[HPSWLRQ UHTXHVW 7KH | ||
UHTXHVWHG H[HPSWLRQ PHHWV WKH VSHFLDO FLUFXPVWDQFHV RI &)5 D LL 7KDW | UHTXHVWHG H[HPSWLRQ PHHWV WKH VSHFLDO FLUFXPVWDQFHV RI &)5 D LL 7KDW | ||
VXEVHFWLRQ GHILQHV VSHFLDO FLUFXPVWDQFHV DV ZKHQ ³$SSOLFDWLRQ RI WKH UHJXODWLRQ LQ WKH | VXEVHFWLRQGHILQHVVSHFLDOFLUFXPVWDQFHV DV ZKHQ ³$SSOLFDWLRQ RI WKHUHJXODWLRQLQWKH | ||
SDUWLFXODU FLUFXPVWDQFHV ZRXOG QRW VHUYH WKH XQGHUO\ | SDUWLFXODU FLUFXPVWDQFHV ZRXOG QRW VHUYH WKH XQGHUO\\LQJ SXUSRVH RI WKH UXOH RU LV QRW | ||
QHFHVVDU\\WRDFKLHYHWKHXQGHUO\\LQJSXUSRVHRIWKHUXOH' | |||
7KHUXOHXQGHUFRQVLGHUDWLRQLQWKLVUHTXHVWIRUH[HPSWLRQLV&)5$SSHQGL[' | |||
QHFHVVDU\WRDFKLHYHWKHXQGHUO\LQJSXUSRVHRIWKH | 6HFWLRQ,,,%ZKLFKUHTXLUHVWKDWDOLFHQVHHUHIHUHQFLQJWKH$3'HVLJQ&HUWLILFDWLRQ | ||
5XOH &)53DUW$SSHQGL[' VKDOOLQFRUSRUDWHE\\UHIHUHQFHDQGFRPSO\\ZLWKWKH | |||
UXOH' | UHTXLUHPHQWVRI$SSHQGL['LQFOXGLQJ7LHULQIRUPDWLRQ7KH9(*38QLWVDQG&2/V | ||
7KH UXOH XQGHU FRQVLGHUDWLRQ LQ WKLV UHTXHVW IRU H[HPSWLRQ LV | UHIHUHQFH WKH $3 'HVLJQ &HUWLILFDWLRQ 5XOH DQG LQFRUSRUDWH E\\ UHIHUHQFH WKH | ||
UHTXLUHPHQWVRI&)53DUW$SSHQGL['LQFOXGLQJ7LHULQIRUPDWLRQ7KHXQGHUO\\LQJ | |||
SXUSRVHRI$SSHQGL['6HFWLRQ,,,%LVWRGHVFULEHDQGGHILQHWKHVFRSHDQGFRQWHQWVRI | |||
WKH$3GHVLJQFHUWLILFDWLRQDQGWRUHTXLUHFRPSOLDQFHZLWKWKHGHVLJQFHUWLILFDWLRQ | |||
LQIRUPDWLRQLQ$SSHQGL[' | LQIRUPDWLRQLQ$SSHQGL[' | ||
7KH SURSRVHG FRQVROLGDWLRQ DQG FODULILFDWLRQ FKDQJHV WR 1, DQQH[ EXLOGLQJ WXUELQH | |||
7KH SURSRVHG FRQVROLGDWLRQ | |||
FKDQJHV WR 1, DQQH[ EXLOGLQJ WXUELQH | |||
EXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&HQVXUHWKDWWKH66&VUHODWHGWRWKLVDPHQGPHQW | EXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&HQVXUHWKDWWKH66&VUHODWHGWRWKLVDPHQGPHQW | ||
DUHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHGHVLJQFHUWLILFDWLRQDVYHULILHGE\\SODQWVSHFLILF7LHU | |||
DUHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHGHVLJQFHUWLILFDWLRQDVYHULILHGE\SODQWVSHFLILF7LHU | 7DEOH,7$$&7KHVHFKDQJHVGRQRWLPSDFWWKHDELOLW\\RIDQ\\66&VWRSHUIRUPWKHLU | ||
IXQFWLRQVRUQHJDWLYHO\\LPSDFWVDIHW\\$FFRUGLQJO\\WKLVH[HPSWLRQIURPWKHFHUWLILFDWLRQ | |||
LQIRUPDWLRQZLOOHQDEOHWKHOLFHQVHHWRVDIHO\\FRQVWUXFWDQGRSHUDWHWKH$3IDFLOLW\\ | |||
FRQVLVWHQWZLWKWKHGHVLJQFHUWLILHGE\\WKH15&LQ&)5$SSHQGL[' | |||
7KHUHIRUH VSHFLDOFLUFXPVWDQFHVDUHSUHVHQWEHFDXVHDSSOLFDWLRQRIWKHFXUUHQWSODQW | |||
VSHFLILFFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHUDVUHTXLUHGE\\&)53DUW$SSHQGL[' | |||
LQIRUPDWLRQ ZLOO HQDEOH WKH OLFHQVHH | 6HFWLRQ,,,%LQWKHSDUWLFXODUFLUFXPVWDQFHVGLVFXVVHGLQWKLVUHTXHVWLVQRWQHFHVVDU\\WR | ||
DFKLHYHWKHXQGHUO\\LQJSXUSRVHRIWKHUXOH | |||
FRQVLVWHQWZLWKWKHGHVLJQFHUWLILHGE\WKH15&LQ&)5$SSHQGL[' | 7KHVSHFLDOFLUFXPVWDQFHVRXWZHLJKDQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOWIURP | ||
WKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\\WKHH[HPSWLRQ | |||
%DVHGRQWKHQDWXUHRIWKHFKDQJHVWRWKHSODQWVSHFLILF7LHULQIRUPDWLRQLQWKLVDUHDDQG | |||
6HFWLRQ,,,%LQWKHSDUWLFXODUFLUFXPVWDQFHVGLVFXVVHGLQWKLVUHTXHVWLVQRWQHFHVVDU\WR | WKHXQGHUVWDQGLQJWKDWWKHVHFKDQJHVDUHQRWUHODWHGWRV\\VWHPIXQFWLRQVWKHVHFKDQJHV | ||
DFKLHYHWKHXQGHUO\LQJSXUSRVHRIWKHUXOH | |||
WKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\WKHH[HPSWLRQ | |||
WKHXQGHUVWDQGLQJWKDWWKHVHFKDQJHVDUHQRWUHODWHGWRV\VWHPIXQFWLRQVWKHVHFKDQJHV | |||
ZLOOQRWKDYHDQHJDWLYHLPSDFW1HYHUWKHOHVVLIRWKHU$3OLFHQVHHVGRQRWHOHFWWR | ZLOOQRWKDYHDQHJDWLYHLPSDFW1HYHUWKHOHVVLIRWKHU$3OLFHQVHHVGRQRWHOHFWWR | ||
UHTXHVWWKLVH[HPSWLRQWKHVSHFLDOFLUFXPVWDQFHVFRQWLQXHWRRXWZHLJKDQ\GHFUHDVHLQ | UHTXHVWWKLVH[HPSWLRQWKHVSHFLDOFLUFXPVWDQFHVFRQWLQXHWRRXWZHLJKDQ\\GHFUHDVHLQ | ||
VDIHW\IURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQEHFDXVHWKHNH\GHVLJQIXQFWLRQVDVVRFLDWHG | VDIHW\\IURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQEHFDXVHWKHNH\\GHVLJQIXQFWLRQVDVVRFLDWHG | ||
ZLWKWKLVUHTXHVWZLOOFRQWLQXHWREHPDLQWDLQHG7KLVH[HPSWLRQUHTXHVWDQGWKHDVVRFLDWHG | ZLWKWKLVUHTXHVWZLOOFRQWLQXHWREHPDLQWDLQHG7KLVH[HPSWLRQUHTXHVWDQGWKHDVVRFLDWHG | ||
PDUNHGXS WDEOH GHPRQVWUDWH WKDW WKHUH LV D PLQLPDO FKDQJH IURP WKH SODQWVSHFLILF | PDUNHGXS WDEOH GHPRQVWUDWH WKDW WKHUH LV D PLQLPDO FKDQJH IURP WKH SODQWVSHFLILF | ||
$3'&'PLQLPL]LQJWKHUHGXFWLRQLQVWDQGDUGL]DWLRQDQGFRQVHTXHQWO\\WKHVDIHW\\ | |||
DRAFT | |||
\\LQJ S | |||
\\LQJ | |||
UXOH' | |||
UXOH' | |||
IRUH[HPSWLRQLV | |||
IRUH[HPSWLRQ | |||
HUHIHUHQFLQJWKH$ | |||
HUHIHUHQFLQJWKH$3 | |||
3 OOLQFRUSRUDWHE\\UHIHUH OOLQFRUSRUDWHE\\UHIHUH 7LHULQIRUPDWLRQ7KH HULQIRUPD HUWLILFDWLRQ 5XOH DQG | |||
RQ 5X | |||
$SSHQGL['LQFOXGLQJ7 | |||
$SSHQGL['LQFOXG Q,,,%LVWRGHVFULEHDQ | |||
%LVWRGHVFULEHD DWLRQDQGWRUHTXLUHFR QGWRUHTXLUHF | |||
' | |||
' | |||
ROLGDWLRQ DQG FODULILFDW ROLGDWLRQ DQG FODULILF ZDVWHEXLOGLQJ,7$$&H HEXLOGLQJ,7$$&H | |||
LQDFFRUGDQFHZLWKWKH LQDFFRUGDQFH | |||
,7$$&7KHVHFKDQJH | |||
,7$$&7KHVHFKDQ RUQHJDWLYHO\\LPSDFWV RUQHJDWLYHO\\LPSDFWV ZLOOHQDEOHWKHOLFH ZLOOHQDEOHWKH | |||
KWKHGHVLJQF KWKHGHVLJQF FLUF FLUF | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
3DJHRI | |||
LPSDFWIURPWKHUHGXFWLRQ | LPSDFWIURPWKHUHGXFWLRQ | ||
7KHUHIRUHWKHVSHFLDOFLUFXPVWDQFHVDVVRFLDWHGZLWKWKHUHTXHVWHGH[HPSWLRQRXWZHLJK | 7KHUHIRUHWKHVSHFLDOFLUFXPVWDQFHVDVVRFLDWHGZLWKWKHUHTXHVWHGH[HPSWLRQRXWZHLJK | ||
DQ\GHFUHDVHLQVDIHW\WKDWPD\UHVXOWIURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\WKH | DQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOWIURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\\WKH | ||
H[HPSWLRQ | H[HPSWLRQ | ||
7KHGHVLJQFKDQJHZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\ | |||
7KH SURSRVHG H[HPSWLRQ ZRXOG DOORZ FRQVROLGDWLRQ RI GXSOLFDWLYH ,7$$& $FFHSWDQFH | 7KH SURSRVHG H[HPSWLRQ ZRXOG DOORZ FRQVROLGDWLRQ RI GXSOLFDWLYH,7$$& $FFHSWDQFH | ||
&ULWHULDIRUFHUWDLQVWUXFWXUHVDQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVZLOOEH | |||
LQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWV7KHFKDQJHVWR1,DQQH[EXLOGLQJ | LQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWV7KHFKDQJHVWR1,DQQH[EXLOGLQJ | ||
WXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&ZLOOQRWLPSDFWWKHIXQFWLRQDOFDSDELOLWLHVRI | WXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&ZLOOQRWLPSDFWWKHIXQFWLRQDOFDSDELOLWLHVRI | ||
WKHVWUXFWXUHV%HFDXVHWKHSURSRVHGFKDQJHVWR,7$$&DVVRFLDWHGZLWKWKLVH[HPSWLRQ | WKHVWUXFWXUHV%HFDXVHWKHSURSRVHGFKDQJHVWR,7$$&DVVRFLDWHGZLWKWKLVH[HPSWLRQ | ||
UHTXHVWZLOOQRWPRGLI\WKHGHVLJQRURSHUDWLRQRIDQ\V\VWHPVRUHTXLSPHQWWKHUHDUHQR | UHTXHVWZLOOQRWPRGLI\\WKHGHVLJQRURSHUDWLRQRIDQ\\V\\VWHPVRUHTXLSPHQWWKHUHDUHQR | ||
QHZIDLOXUHPRGHVLQWURGXFHGE\\WKHVHFKDQJHVDQGWKHOHYHORIVDIHW\\SURYLGHGE\\WKH | |||
FXUUHQW66&VZLOOEHXQFKDQJHG | |||
7KHSURSRVHGFKDQJHVUHTXLUHUHYLVLRQVWRSODQWVSHFLILF7LHULQIRUPDWLRQ WKHUHLVQR | |||
WHFKQLFDOGHVLJQFKDQJHRUSODQWIXQFWLRQFKDQJHDVVRFLDWHGZLWKWKLVH[HPSWLRQ%HFDXVH | WHFKQLFDOGHVLJQFKDQJHRUSODQWIXQFWLRQFKDQJHDVVRFLDWHGZLWKWKLVH[HPSWLRQ%HFDXVH | ||
WKHSURSRVHGFKDQJHVDVVRFLDWHGZLWKWKLVH[HPSWLRQUHTXHVWZLOOQRWDGYHUVHO\\DIIHFWWKH | |||
DELOLW\\RIDQ\\V\\VWHPVRUHTXLSPHQWWRSHUIRUPWKHLUGHVLJQIXQFWLRQVDQGWKHOHYHORIVDIHW\\ | |||
SURYLGHGE\\WKHFXUUHQWV\\VWHPVDQGHTXLSPHQWLVXQFKDQJHGLWLVFRQFOXGHGWKDWWKH | |||
FKDQJHVDVVRFLDWHGZLWKWKLVSURSRVHGH[HPSWLRQZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQ | |||
WKHOHYHORIVDIHW\\ | |||
5,6.$66(660(17 | 5,6.$66(660(17 | ||
$ULVNDVVHVVPHQWZDVQRWGHWHUPLQHGWREHDSSOLFDEOHWRDGGUHVVWKHDFFHSWDELOLW\\RIWKLV | |||
SURSRVDO | SURSRVDO | ||
35(&('(17 | 35(&('(17 | ||
1RQHLGHQWLILHG | 1RQHLGHQWLILHG | ||
(19,5210(17$/&216,'(5$7,21 | (19,5210(17$/&216,'(5$7,21 | ||
$UHYLHZKDVGHWHUPLQHGWKDWWKHSURSRVHGDPHQGPHQWZRXOGFKDQJHDUHTXLUHPHQWZLWK | |||
UHVSHFW WR LQVWDOODWLRQ RU XVH RI D IDFLOLW\\ FRPSRQHQW ORFDWHG ZLWKLQ WKH UHVWULFWHG DUHD DV | |||
UHVSHFW WR LQVWDOODWLRQ RU XVH RI D IDFLOLW\ FRPSRQHQW ORFDWHG ZLWKLQ WKH UHVWULFWHG DUHD DV | |||
GHILQHGLQ&)5RUZRXOGFKDQJHDQLQVSHFWLRQRUVXUYHLOODQFHUHTXLUHPHQW+RZHYHUWKH | GHILQHGLQ&)5RUZRXOGFKDQJHDQLQVSHFWLRQRUVXUYHLOODQFHUHTXLUHPHQW+RZHYHUWKH | ||
SURSRVHGH[HPSWLRQGRHVQRWLQYROYH L DVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ LL DVLJQLILFDQW | SURSRVHGH[HPSWLRQGRHVQRWLQYROYH L DVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ LL DVLJQLILFDQW | ||
FKDQJH LQ WKH W\SHV RU D VLJQLILFDQW LQFUHDVH LQ WKH DPRXQWV RI DQ\ HIIOXHQWV WKDW PD\EH | FKDQJH LQ WKH W\\SHV RU D VLJQLILFDQW LQFUHDVH LQ WKH DPRXQWV RI DQ\\ HIIOXHQWV WKDW PD\\EH | ||
UHOHDVHGRIIVLWHRU LLL DVLJQLILFDQWLQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQ | UHOHDVHGRIIVLWHRU LLL DVLJQLILFDQWLQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQ | ||
H[SRVXUH 6SHFLILF MXVWLILFDWLRQ LV SURYLGHG LQ 6HFWLRQ RI WKH FRUUHVSRQGLQJ OLFHQVH | H[SRVXUH 6SHFLILF MXVWLILFDWLRQ LV SURYLGHG LQ 6HFWLRQ RI WKH FRUUHVSRQGLQJ OLFHQVH | ||
DPHQGPHQWUHTXHVW | DPHQGPHQWUHTXHVW | ||
$FFRUGLQJO\\WKHSURSRVHGH[HPSWLRQPHHWVWKHHOLJLELOLW\\FULWHULRQIRUFDWHJRULFDOH[FOXVLRQVHW | |||
IRUWKLQ&)5 F 7KHUHIRUHSXUVXDQWWR&)5 E QRHQYLURQPHQWDOLPSDFW | IRUWKLQ&)5 F 7KHUHIRUHSXUVXDQWWR&)5 E QRHQYLURQPHQWDOLPSDFW | ||
VWDWHPHQWRUHQYLURQPHQWDODVVHVVPHQWQHHGWREHSUHSDUHGLQFRQQHFWLRQZLWKWKHSURSRVHG | VWDWHPHQWRUHQYLURQPHQWDODVVHVVPHQWQHHGWREHSUHSDUHGLQFRQQHFWLRQZLWKWKHSURSRVHG | ||
H[HPSWLRQ | H[HPSWLRQ | ||
DRAFT V\\VWHP V\\VWH QGWKHOHYH QGWK RSODQWVSHFLILF7LHU | |||
RSODQWVSHFLILF7LHU | |||
FKDQJHDVVRFLDWHGZLW FKDQJHDVVRFLDWHGZLWK | |||
WKLVH[HPSWLRQUHTXHV VH[HPSWLR WRSHUIRUPWKHLUGHVLJQ | |||
WRSHUIRUPWKH VDQGHTXLSPHQWLVXQ DQGHTXLSPHQWLV URSRVHGH[HPSWLRQZLOO | |||
VHGH[HPSWLRQZLOO DVQRWGHWHUPLQHGWREH WGHWHUPLQHGWREH 216 216 | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5 | ||
3DJH RI | |||
&21&/86,21 | &21&/86,21 | ||
7KH SURSRVHG FKDQJHV WR '&' 7LHU DUH QHFHVVDU\ WR FRQVROLGDWH GXSOLFDWLYH ,7$$& | 7KH SURSRVHG FKDQJHV WR '&' 7LHU DUH QHFHVVDU\\ WR FRQVROLGDWH GXSOLFDWLYH,7$$& | ||
$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQV | |||
ZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWV7KHH[HPSWLRQUHTXHVWPHHWVWKH | ZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWV7KHH[HPSWLRQUHTXHVWPHHWVWKH | ||
UHTXLUHPHQWVRI&)5&)5&)5&)5DQG&)5 | UHTXLUHPHQWVRI&)5&)5&)5&)5DQG&)5 | ||
$SSHQGL['6SHFLILFDOO\\WKHH[HPSWLRQUHTXHVWPHHWVWKHFULWHULDRI&)5 D LQ | |||
WKDWWKHUHTXHVWLVDXWKRUL]HGE\ODZSUHVHQWVQRXQGXHULVNWRSXEOLFKHDOWKDQGVDIHW\DQG | WKDWWKHUHTXHVWLVDXWKRUL]HGE\\ODZSUHVHQWVQRXQGXHULVNWRSXEOLFKHDOWKDQGVDIHW\\DQG | ||
LV FRQVLVWHQW ZLWK WKH FRPPRQ GHIHQVH DQG VHFXULW\ )XUWKHUPRUH DSSURYDO RI WKLV UHTXHVW | LVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\)XUWKHUPRUHDSSURYDORIWKLVUHTXHVW | ||
GRHVQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\SUHVHQWVVSHFLDOFLUFXPVWDQFHV | GRHVQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\SUHVHQWVVSHFLDOFLUFXPVWDQFHV | ||
GRHVQRWSUHVHQWDVLJQLILFDQWGHFUHDVHLQVDIHW\DVDUHVXOWRIDUHGXFWLRQLQVWDQGDUGL]DWLRQ | GRHVQRWSUHVHQWDVLJQLILFDQWGHFUHDVHLQVDIHW\\DVDUHVXOWRIDUHGXFWLRQLQVWDQGDUGL]DWLRQ | ||
DQGPHHWVWKHHOLJLELOLW\UHTXLUHPHQWVIRUFDWHJRULFDOH[FOXVLRQ | DQGPHHWVWKHHOLJLELOLW\\UHTXLUHPHQWVIRUFDWHJRULFDOH[FOXVLRQ | ||
5()(5(1&(6 | |||
5()(5(1&(6 | |||
1RQH | 1RQH | ||
DRAFT | |||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\ | 6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ | ||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG | |||
5HYLVHG3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV | |||
'RFXPHQWV /$5 5 | |||
1RWH | |||
$GGHGWH[WLVVKRZQDVEROG%OXH8QGHUOLQH | |||
'HOHWHGWH[WLVVKRZQDVEROG5HG6WULNHWKURXJK | |||
5HYLVHGDGGHGWH[WLVVKRZQDVEROG9LROHW8QGHUOLQH | 5HYLVHGDGGHGWH[WLVVKRZQDVEROG9LROHW8QGHUOLQH | ||
5HYLVHGGHOHWHGWH[WLVVKRZQDV*UHHQ6WULNHWKURXJK | 5HYLVHGGHOHWHGWH[WLVVKRZQDV*UHHQ6WULNHWKURXJK | ||
LQGLFDWHVRPLWWHGH[LVWLQJWH[WWKDWLVQRWVKRZQ | |||
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH | (QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH | ||
DRAFT DQW 9(*3 8QLWVDQ DQW 9(*3 8QLWV | |||
&KDQJHVWRWKH/LFHQ | |||
&KDQJHVWRWKH/ | |||
'RFXPHQWV /$5 | |||
'RFXPHQWV /$5 | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH³'HILQLWLRQRI:DOO7KLFNQHVVHVIRU | 5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH³'HILQLWLRQRI:DOO7KLFNQHVVHVIRU | ||
1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ'DVVKRZQEHORZ | 1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ'DVVKRZQEHORZ | ||
5HFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVLQWKHQXFOHDULVODQGVWUXFWXUHVIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHLVLQFOXGHGLQWKHUHFRQFLOLDWLRQUHSRUWVDQGGHPRQVWUDWH | 5HFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVLQWKHQXFOHDULVODQGVWUXFWXUHVIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHLVLQFOXGHGLQWKHUHFRQFLOLDWLRQUHSRUWVDQGGHPRQVWUDWH | ||
WKDWWKHDVEXLOWVWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWORVVRIVKLHOGLQJIXQFWLRQVLPSDFWLQJFRPSOLDQFHZLWK*'& | |||
HVWDEOLVKHGUDGLRORJLFDO]RQLQJRUHTXLSPHQWTXDOLILFDWLRQLQDFFRUGDQFHZLWK,7$$&DLDDLEDLFRUDLG | |||
&RQVWUXFWLRQGHYLDWLRQVLQWKHDQQH[EXLOGLQJIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVZLOO | |||
ZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWORVVRIVKLHOGLQJIXQFWLRQVLPSDFWLQJFRPSOLDQFHZLWK*'& HVWDEOLVKHGUDGLRORJLFDO | |||
]RQLQJRUHTXLSPHQWTXDOLILFDWLRQGXULQJQRUPDORSHUDWLRQLQDFFRUGDQFHZLWK,7$$&DLLH | |||
&RQVWUXFWLRQGHYLDWLRQVLQWKHWXUELQHEXLOGLQJIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHV | |||
ZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVLQDFFRUGDQFHZLWK,7$$&DLLI | |||
1RQFRQIRUPDQFHVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRIWROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG | |||
VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,,SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\ | |||
PDLQWDLQHG&RQVWUXFWLRQGHYLDWLRQVZLOOFRQWLQXHWREHDVVHVVHGDJDLQVWWKHOLFHQVLQJEDVLVUHTXLUHPHQWVDQGZLOOEHDGGUHVVHGLQDFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQGUHJXODWRU\\ | |||
UHTXLUHPHQWVDQGLIDSSOLFDEOHDOLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWRLPSOHPHQWDWLRQRIWKHFKDQJH | |||
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ | |||
:DOORU6HFWLRQ'HVFULSWLRQ | |||
&ROXPQ/LQHV | |||
)ORRU(OHYDWLRQRU | |||
(OHYDWLRQ5DQJH | |||
&RQFUHWH | |||
7KLFNQHVV | |||
$SSOLFDEOH5DGLDWLRQ | |||
6KLHOGLQJ:DOO | |||
<HV1R | |||
&RQWDLQPHQW%XLOGLQJ,QWHUQDO6WUXFWXUH | |||
DRAFT | |||
QHVVDQGWROHUDQFHVVSHFLILHGLQW WROHUDQFHV AF DOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQ DOLQWHJULW\\RUVDIHW\\IX AF | |||
,7$$& | |||
7$$& DLD | 7$$& DLD | ||
D | D | ||
AF QFHVVSHFLILHGLQWKLVWDEOHDUHHY ILHGLQWKLVWDEOHDUHHY RA | |||
\\IXQFWLRQVDQGZLWKRXW | |||
\\IXQFWLRQVDQGZLWKRX ORVVRII RAA DQFHZLWK, | |||
QFHVVSHFLILHGLQWKLVWDEOHDUHHY ILHGLQWKLVWDEOHDUHHY | |||
DQFHZLWK,7$$& | DQFHZLWK,7$$& | ||
7$$& DLLH RA HVVDQGWROHUDQFHVVSHFLILHGLQWK HVVDQGWROHUDQFHVVSHFLILHGLQ | |||
RA WHJULW\\RUVDIHW\\IXQFWLRQVLQ W\\RUVDIHW\\IXQFWLRQVLQDFF | |||
HVVDQGWROHUDQFHVVSHFLILHGLQ | DFF DR VSHFLILHGL VSHFLILHGLQ7DEOH LHRX 7DEOH | ||
HVVDQGWROHUDQFHVVSHFLILHGLQ | DR | ||
WHJULW\RUVDIHW\IXQFWLRQVLQ W\RUVDIHW\IXQFWLRQVLQDFF | &)53DUW | ||
&)53DUW$SSHQGL['6H | |||
$SSHQGL[' | |||
DR HWREHDVVHVVH HWRE GDJDLQVWWKHOLFH JDLQVWWKHOLFH D | |||
QWZLOOEHRE QWZLOO | |||
WDLQHGSULRUWR SUL D | |||
FT YDWLRQRU YDWLR LRQ5DQJH LRQ5D | |||
T FT | |||
GDJDLQVWWKHOLFH JDLQVWWKHOLFH | |||
QWZLOO | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | 3DJHRI | ||
7DEOH FRQW | |||
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ | |||
:DOORU6HFWLRQ'HVFULSWLRQ | |||
&ROXPQ/LQHV | |||
)ORRU(OHYDWLRQRU | |||
(OHYDWLRQ5DQJH | |||
&RQFUHWH | |||
7KLFNQHVV | |||
$SSOLFDEOH5DGLDWLRQ | |||
6KLHOGLQJ:DOO | |||
<HV1R | |||
6KLHOG%XLOGLQJ | |||
$X[LOLDU\\%XLOGLQJ:DOOV)ORRUV5DGLRORJLFDOO\\&RQWUROOHG | |||
$X[LOLDU\\%XLOGLQJ:DOOV)ORRUV1RQ5DGLRORJLFDOO\\&RQWUROOHG | |||
$QQH[%XLOGLQJ | |||
7XUELQH%XLOGLQJ | |||
RA RA AFTT FT FT | |||
FT AFT AF AF RA RA | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH | 5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH | ||
³,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD'DVVKRZQEHORZ | |||
1R | 7DEOH | ||
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | |||
1R | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ | ,7$$&1R | ||
7DEOHDUHVHLVPLF&DWHJRU\,DQG | 'HVLJQ&RPPLWPHQW | ||
,QVSHFWLRQV7HVWV$QDO\\VHV | |||
$FFHSWDQFH&ULWHULD | |||
DLD | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ | |||
7DEOHDUHVHLVPLF&DWHJRU\\,DQG | |||
DUHGHVLJQHGDQGFRQVWUXFWHGWR | |||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | |||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | |||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG | |||
WKHVDIHW\\UHODWHGIXQFWLRQV | |||
:DOOVDQGIORRUVRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH | |||
H[FHSWIRUGHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVSURYLGHVKLHOGLQJ | |||
VDIHW\UHODWHGIXQFWLRQVDQG | GXULQJQRUPDORSHUDWLRQV | ||
L $QLQVSHFWLRQRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVZLOOEH | |||
SHUIRUPHG'HYLDWLRQVIURPWKH | |||
GHVLJQGXHWRDVEXLOWFRQGLWLRQV | |||
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ | |||
EDVLVORDGVDQGIRUUDGLDWLRQ | |||
VKLHOGLQJ | |||
LD $UHSRUWH[LVWVZKLFK | |||
UHFRQFLOHVGHYLDWLRQVGXULQJ | |||
FRQVWUXFWLRQLQFOXGLQJ7DEOH | |||
ZDOODQGIORRU | |||
WKLFNQHVVHVDQGFRQFOXGHV | |||
WKDWWKHDVEXLOWFRQWDLQPHQW | |||
LQWHUQDOVWUXFWXUHVLQFOXGLQJ | |||
WKHFULWLFDOVHFWLRQVFRQIRUP | |||
WRWKHDSSURYHGGHVLJQDQG | |||
ZLOOZLWKVWDQGWKHGHVLJQEDVLV | |||
ORDGVVSHFLILHGLQWKH'HVLJQ | |||
'HVFULSWLRQZLWKRXWORVVRI | |||
VWUXFWXUDOLQWHJULW\\RUWKH | |||
VDIHW\\UHODWHGIXQFWLRQVDQG | |||
WKDWWKHUHLVQRORVVRIWKH | |||
VKLHOGLQJIXQFWLRQZLWKRXW | VKLHOGLQJIXQFWLRQZLWKRXW | ||
LPSDFWLQJHVWDEOLVKHG | LPSDFWLQJHVWDEOLVKHG | ||
UDGLRORJLFDO]RQLQJDQG | UDGLRORJLFDO]RQLQJDQG | ||
HTXLSPHQWTXDOLILFDWLRQ | HTXLSPHQWTXDOLILFDWLRQ | ||
DLE | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ | LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ | ||
7DEOHDUHVHLVPLF&DWHJRU\\,DQG | |||
7DEOHDUHVHLVPLF&DWHJRU\,DQG | |||
DUHGHVLJQHGDQGFRQVWUXFWHGWR | DUHGHVLJQHGDQGFRQVWUXFWHGWR | ||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | ZLWKVWDQGGHVLJQEDVLVORDGVDV | ||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | ||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG | |||
WKHVDIHW\\UHODWHGIXQFWLRQV | |||
:DOOVDQGIORRUVRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH | |||
H[FHSWIRUGHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVSURYLGHVKLHOGLQJ | |||
GXULQJQRUPDORSHUDWLRQV | |||
L $QLQVSHFWLRQRIWKHQXFOHDU | |||
VDIHW\UHODWHGIXQFWLRQVDQG | LVODQGVWUXFWXUHVZLOOEH | ||
SHUIRUPHG'HYLDWLRQVIURPWKH | |||
GHVLJQGXHWRDVEXLOWFRQGLWLRQV | |||
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ | |||
EDVLVORDGVDQGIRUUDGLDWLRQ | |||
VKLHOGLQJ | |||
LE $UHSRUWH[LVWVZKLFK | |||
UHFRQFLOHVGHYLDWLRQVGXULQJ | |||
FRQVWUXFWLRQLQFOXGLQJ7DEOH | |||
ZDOODQGIORRU | |||
WKLFNQHVVHVDQGFRQFOXGHVWKDW | |||
WKHDVEXLOWVKLHOGEXLOGLQJ | |||
VWUXFWXUHVLQFOXGLQJWKHFULWLFDO | |||
VHFWLRQVFRQIRUPWRWKH | |||
DSSURYHGGHVLJQDQGZLOO | |||
ZLWKVWDQGWKHGHVLJQEDVLV | |||
ORDGVVSHFLILHGLQWKH'HVLJQ | |||
'HVFULSWLRQZLWKRXWORVVRI | |||
VWUXFWXUDOLQWHJULW\\RUWKH | |||
VDIHW\\UHODWHGIXQFWLRQVDQG | |||
WKDWWKHUHLVQRORVVRIWKH | WKDWWKHUHLVQRORVVRIWKH | ||
VKLHOGLQJIXQFWLRQZLWKRXW | VKLHOGLQJIXQFWLRQZLWKRXW | ||
| Line 1,994: | Line 2,012: | ||
UDGLRORJLFDO]RQLQJDQG | UDGLRORJLFDO]RQLQJDQG | ||
HTXLSPHQWTXDOLILFDWLRQ | HTXLSPHQWTXDOLILFDWLRQ | ||
DR QXFOHDULVODQGVWUXFWXUHV | |||
QXFOHDULVODQGVWUXFWXUHV | |||
QJWKHFULWLFDOVHFWLRQVOLVWHG JWKHFULWLFDOVHFWLRQVOLVWHG | |||
DUHVHLVPLF&DWHJRU | |||
DUHVHLVPLF&DW GDQG GDQG FRQVWUXFWHG FRQVWUXFWH G | |||
JQEDVLVORD JQEDVLVORD HVLJQ HVLJQ DRA U | |||
A RAFT RQ RQ EXLOWFRQ EXLOWF HGIRUWKHGHVL HGIRU | |||
DQGIRUUDGLDWLRQ | |||
DQGIRUUD T | |||
J | |||
F RA DR | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
1R | |||
7DEOH | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ | ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | ||
7DEOHDUHVHLVPLF&DWHJRU\,DQG | 1R | ||
,7$$&1R | |||
'HVLJQ&RPPLWPHQW | |||
,QVSHFWLRQV7HVWV$QDO\\VHV | |||
$FFHSWDQFH&ULWHULD | |||
DLF | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ | |||
7DEOHDUHVHLVPLF&DWHJRU\\,DQG | |||
DUHGHVLJQHGDQGFRQVWUXFWHGWR | |||
ORVVRIVWUXFWXUDOLQWHJULW\RU | ZLWKVWDQGGHVLJQEDVLVORDGVDV | ||
WKHVDIHW\UHODWHGIXQFWLRQV | VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | ||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG | |||
WKHVDIHW\\UHODWHGIXQFWLRQV | |||
:DOOVDQGIORRUVRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH | |||
H[FHSWIRUGHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVSURYLGHVKLHOGLQJ | |||
GXULQJQRUPDORSHUDWLRQV | |||
L $QLQVSHFWLRQRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVZLOOEH | |||
SHUIRUPHG'HYLDWLRQVIURPWKH | |||
GHVLJQGXHWRDVEXLOWFRQGLWLRQV | |||
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ | |||
EDVLVORDGVDQGIRUUDGLDWLRQ | |||
VKLHOGLQJ | |||
LF $UHSRUWH[LVWVZKLFK | |||
UHFRQFLOHVGHYLDWLRQVGXULQJ | |||
FRQVWUXFWLRQLQFOXGLQJ7DEOH | |||
ZDOODQGIORRU | |||
WKLFNQHVVHVDQGFRQFOXGHVWKDW | |||
WKHDVEXLOWVWUXFWXUHVLQWKH | |||
QRQUDGLRORJLFDOO\\FRQWUROOHG | |||
DUHDRIWKHDX[LOLDU\\EXLOGLQJ | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQV | |||
FRQIRUPWRWKHDSSURYHGGHVLJQ | |||
DQGZLOOZLWKVWDQGWKHGHVLJQ | |||
EDVLVORDGVVSHFLILHGLQWKH | |||
'HVLJQ'HVFULSWLRQZLWKRXW | |||
ORVVRIVWUXFWXUDOLQWHJULW\\RU | |||
WKHVDIHW\\UHODWHGIXQFWLRQV | |||
DQGWKDWWKHUHLVQRORVVRI | |||
WKHVKLHOGLQJIXQFWLRQZLWKRXW | WKHVKLHOGLQJIXQFWLRQZLWKRXW | ||
LPSDFWLQJHVWDEOLVKHG | LPSDFWLQJHVWDEOLVKHG | ||
UDGLRORJLFDO]RQLQJDQG | |||
HTXLSPHQWTXDOLILFDWLRQ | HTXLSPHQWTXDOLILFDWLRQ | ||
DLG | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ | |||
7DEOHDUHVHLVPLF&DWHJRU\\,DQG | |||
DUHGHVLJQHGDQGFRQVWUXFWHGWR | DUHGHVLJQHGDQGFRQVWUXFWHGWR | ||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | ZLWKVWDQGGHVLJQEDVLVORDGVDV | ||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | ||
H | ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG | ||
WKHVDIHW\\UHODWHGIXQFWLRQV | |||
:DOOVDQGIORRUVRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH | |||
H[FHSWIRUGHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVSURYLGHVKLHOGLQJ | |||
GXULQJQRUPDORSHUDWLRQV | |||
L $QLQVSHFWLRQRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVZLOOEH | |||
SHUIRUPHG'HYLDWLRQVIURPWKH | |||
GHVLJQGXHWRDVEXLOWFRQGLWLRQV | |||
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ | |||
EDVLVORDGVDQGIRUUDGLDWLRQ | |||
VKLHOGLQJ | |||
LG $UHSRUWH[LVWVZKLFK | |||
UHFRQFLOHVGHYLDWLRQVGXULQJ | UHFRQFLOHVGHYLDWLRQVGXULQJ | ||
FRQVWUXFWLRQLQFOXGLQJ7DEOH | FRQVWUXFWLRQLQFOXGLQJ7DEOH | ||
ZDOODQGIORRU | |||
WKLFNQHVVHVDQGFRQFOXGHV | WKLFNQHVVHVDQGFRQFOXGHV | ||
WKDWWKHDVEXLOWVWUXFWXUHVLQ | WKDWWKHDVEXLOWVWUXFWXUHVLQ | ||
WKHUDGLRORJLFDOO\\FRQWUROOHG | |||
DUHDRIWKHDX[LOLDU\\EXLOGLQJ | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQV | |||
FRQIRUPWRWKHDSSURYHG | |||
GHVLJQDQGZLOOZLWKVWDQGWKH | |||
GHVLJQEDVLVORDGVVSHFLILHGLQ | |||
WKH'HVLJQ'HVFULSWLRQ | |||
ZLWKRXWORVVRIVWUXFWXUDO | ZLWKRXWORVVRIVWUXFWXUDO | ||
LQWHJULW\RUWKHVDIHW\UHODWHG | LQWHJULW\\RUWKHVDIHW\\UHODWHG | ||
IXQFWLRQVDQGWKDWWKHUHLV | IXQFWLRQVDQGWKDWWKHUHLV | ||
QRORVVRIWKHVKLHOGLQJ | QRORVVRIWKHVKLHOGLQJ | ||
IXQFWLRQZLWKRXWLPSDFWLQJ | IXQFWLRQZLWKRXWLPSDFWLQJ | ||
HVWDEOLVKHGUDGLRORJLFDO | HVWDEOLVKHGUDGLRORJLFDO | ||
]RQLQJDQGHTXLSPHQW | |||
TXDOLILFDWLRQ | TXDOLILFDWLRQ | ||
DRAFT A | |||
XUHV | |||
RQVOLVWHGLQ | |||
QVOLVWH | |||
&DWHJRU\\,DQG | |||
&DWHJRU\\, | |||
VWUXFWHGWR | |||
VWUXFW EDVLVORDGVDV | |||
LVORDGVDV | |||
H'HVLJQ'HVFULSWLRQ | |||
'HVLJQ'HVFULS VRIVWUXFWXUDOLQWHJULW\\DQG | |||
VRIVWUXFWXUDOLQWHJULW | |||
\\UHODW | |||
\\UHODWHGIXQFWLRQV | |||
FWLRQV OVDQGIORRUVRIWKHQXF OVDQGIORRUVRIWKH D | |||
FWXUHVDVGHILQHG | |||
FWXUHVDVGHILQH D | |||
RUGHVLJQHG RUGHVLJQHG D | |||
RYLGH | |||
RYLGH | |||
D L $QLQVSHFWLR | |||
$QLQVSHFW LVODQGVWUXF LVODQGVWUXF SHUIRUPH SH GHVLJ GHV ZL ZL AF RA | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
1R | |||
7DEOH | |||
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | |||
1R | |||
,7$$&1R | |||
'HVLJQ&RPPLWPHQW | |||
,QVSHFWLRQV7HVWV$QDO\\VHV | |||
$FFHSWDQFH&ULWHULD | |||
DLLD | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG | |||
LQ7DEOHDUHVHLVPLF&DWHJRU\\, | |||
LQ7DEOHDUHVHLVPLF&DWHJRU\ | |||
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | ||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | ZLWKVWDQGGHVLJQEDVLVORDGVDV | ||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | ||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\ | |||
Q | DQGWKHVDIHW\\UHODWHGIXQFWLRQV | ||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\ | LL $QLQVSHFWLRQRIWKH | ||
RI | DVEXLOWFRQFUHWHWKLFNQHVVZLOO | ||
RI | EHSHUIRUPHG | ||
LLD $UHSRUWH[LVWVWKDW | |||
FRQFOXGHVWKDWWKH | |||
FRQWDLQPHQWLQWHUQDO | |||
VWUXFWXUHVDVEXLOWFRQFUHWH | |||
WKLFNQHVVHVFRQIRUPWRWKH | |||
EXLOGLQJVHFWLRQVGHILQHGLQ | |||
7DEOH | |||
DLLE | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG | |||
LQ7DEOHDUHVHLVPLF&DWHJRU\\, | |||
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | |||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | |||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | |||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\ | |||
DQGWKHVDIHW\\UHODWHGIXQFWLRQV | |||
LL $QLQVSHFWLRQRIWKH | |||
DVEXLOWFRQFUHWHWKLFNQHVVZLOO | |||
EHSHUIRUPHG | |||
LLE $UHSRUWH[LVWVWKDW | |||
FRQFOXGHVWKDWWKHDVEXLOW | |||
FRQFUHWHWKLFNQHVVHVRIWKH | |||
VKLHOGEXLOGLQJVHFWLRQV | |||
FRQIRUPWRWKHEXLOGLQJ | |||
VHFWLRQVGHILQHGLQ | |||
7DEOH | |||
DLLF | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG | |||
LQ7DEOHDUHVHLVPLF&DWHJRU\\, | |||
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | |||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | |||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | |||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\ | |||
DQGWKHVDIHW\\UHODWHGIXQFWLRQV | |||
LL $QLQVSHFWLRQRIWKH | |||
DVEXLOWFRQFUHWHWKLFNQHVVZLOO | |||
EHSHUIRUPHG | |||
LLF $UHSRUWH[LVWVWKDW | |||
FRQFOXGHVWKDWDVEXLOW | |||
FRQFUHWHWKLFNQHVVHVRIWKH | |||
QRQUDGLRORJLFDOO\\FRQWUROOHG | |||
DUHDRIWKHDX[LOLDU\\ | |||
EXLOGLQJVHFWLRQVFRQIRUPWR | |||
WKHEXLOGLQJVHFWLRQVGHILQHG | |||
LQ7DEOH | |||
DLLG | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG | |||
LQ7DEOHDUHVHLVPLF&DWHJRU\\, | |||
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | |||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | |||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | |||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\ | |||
DQGWKHVDIHW\\UHODWHGIXQFWLRQV | |||
LL $QLQVSHFWLRQRIWKH | |||
DVEXLOWFRQFUHWHWKLFNQHVVZLOO | |||
EHSHUIRUPHG | |||
LLG $UHSRUWH[LVWVWKDW | |||
FRQFOXGHVWKDWWKHDVEXLOW | |||
FRQFUHWHWKLFNQHVVHVRIWKH | |||
UDGLRORJLFDOO\\FRQWUROOHG | |||
DUHDRIWKHDX[LOLDU\\ | |||
EXLOGLQJVHFWLRQVFRQIRUPWR | |||
WKHEXLOGLQJVHFWLRQVGHILQHG | |||
LQ7DEOH | |||
DR GSHU$PHQGPHQW1R | |||
GSHU$PHQGPHQW | GSHU$PHQGPHQW | ||
D XFOHDULVODQGVWUX XFOHDULVODQGVWU D | |||
FULWLFDOVHFW FULWLFDOVHFW D | |||
XFOHDULVODQGVWU | UH | ||
UHVHLV VHLV DRAFT IW IW WKLFNQ WKLFN T | |||
FULWLFDOVHFW | G | ||
G | |||
A | |||
;;;@ | |||
;;@ | |||
A WXUHV | |||
A RQVOLVWHG | |||
RA PLF&DWHJRU\\, | |||
PLF&DWHJR RA GFRQVWUXFWHGWR | |||
GFRQVWUXFWHG RA EDVLVORDGVDV | |||
DVLVORDGVDV | |||
RA | |||
'HVLJQ'HVFULSWLRQ | |||
Q'HVFULSWLRQ | |||
DR RIVWUX RIVWUXFWXUDOLQWHJULW\\ | |||
FWXUDOLQWH DR DIHW\\UHODWHGIXQFWLRQV | |||
DIHW\\UHODWHGIXQFWLRQV | |||
DR LL $QLQVSHFWLRQ | |||
LL $QLQVSHFWLR AF DVEXLOWFRQFUH DVEXLOWFRQFUH AF EHSHUIRUPH EHSHUIRUPH RAAF RA DR | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
1R | |||
7DEOH | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG | ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | ||
LQ7DEOHDUHVHLVPLF&DWHJRU\, | 1R | ||
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | ,7$$&1R | ||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | 'HVLJQ&RPPLWPHQW | ||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | ,QVSHFWLRQV7HVWV$QDO\\VHV | ||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\ | $FFHSWDQFH&ULWHULD | ||
DLLH | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
H[FHSWIRUGHVLJQHGRSHQLQJVRU | LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG | ||
LQ7DEOHDUHVHLVPLF&DWHJRU\\, | |||
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | |||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | |||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | |||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\ | |||
DQGWKHVDIHW\\UHODWHGIXQFWLRQV | |||
D :DOOVDQGIORRUVRIWKHDQQH[ | |||
EXLOGLQJDVGHILQHGRQ7DEOH | |||
H[FHSWIRUGHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVSURYLGHVKLHOGLQJ | |||
GXULQJQRUPDORSHUDWLRQV | |||
LL $QLQVSHFWLRQRIWKH | |||
DVEXLOWFRQFUHWHWKLFNQHVVZLOO | |||
EHSHUIRUPHG | |||
LLH $UHSRUWH[LVWVWKDW | |||
FRQFOXGHVWKDWWKHDVEXLOW | |||
FRQFUHWHWKLFNQHVVHVRIWKH | |||
DQQH[EXLOGLQJVHFWLRQV | |||
FRQIRUPZLWKWKHEXLOGLQJ | |||
VHFWLRQVGHILQHGLQ | |||
7DEOHH[FHSWIRU | |||
GHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVRUWKHUHSRUW | |||
GRFXPHQWVDQHYDOXDWLRQRI | |||
WKLFNQHVVGHYLDWLRQV | |||
LGHQWLILHGGXULQJ | |||
FRQVWUXFWLRQDQG | |||
GHPRQVWUDWHVWKDWWKHDV | GHPRQVWUDWHVWKDWWKHDV | ||
EXLOWVWUXFWXUHVZLOO | EXLOWVWUXFWXUHVZLOO | ||
ZLWKVWDQGWKHGHVLJQEDVLV | |||
ORDGVZLWKRXWORVVRI | ORDGVZLWKRXWORVVRI | ||
VWUXFWXUDOLQWHJULW\DQGWKDW | VWUXFWXUDOLQWHJULW\\DQGWKDW | ||
WKHUHLVQRORVVRIWKH | |||
VKLHOGLQJIXQFWLRQZLWKRXW | VKLHOGLQJIXQFWLRQZLWKRXW | ||
LPSDFWLQJHVWDEOLVKHG | LPSDFWLQJHVWDEOLVKHG | ||
UDGLRORJLFDO]RQLQJDQG | |||
HTXLSPHQWTXDOLILFDWLRQ | HTXLSPHQWTXDOLILFDWLRQ | ||
DLLI | |||
D 7KHQXFOHDULVODQGVWUXFWXUHV | |||
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG | |||
LQ7DEOHDUHVHLVPLF&DWHJRU\\, | |||
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR | |||
LQ7DEOHDUHVHLVPLF&DWHJRU\ | |||
ZLWKVWDQGGHVLJQEDVLVORDGVDV | ZLWKVWDQGGHVLJQEDVLVORDGVDV | ||
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ | ||
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\ | |||
DQGWKHVDIHW\\UHODWHGIXQFWLRQV | |||
LL $QLQVSHFWLRQRIWKH | |||
DVEXLOWFRQFUHWHWKLFNQHVVZLOO | |||
EHSHUIRUPHG | |||
LLI $UHSRUWH[LVWVWKDW | |||
FRQFOXGHVWKDWWKHDVEXLOW | FRQFOXGHVWKDWWKHDVEXLOW | ||
FRQFUHWHWKLFNQHVVHVRIWKH | FRQFUHWHWKLFNQHVVHVRIWKH | ||
| Line 2,205: | Line 2,355: | ||
ZLWKVWDQGWKHGHVLJQEDVLV | ZLWKVWDQGWKHGHVLJQEDVLV | ||
ORDGVZLWKRXWORVVRI | ORDGVZLWKRXWORVVRI | ||
VWUXFWXUDOLQWHJULW\ | VWUXFWXUDOLQWHJULW\\ | ||
DRAFT RA DQGVWUXFWXUHV | |||
DQGVWUXFWXUH WLFDOVHFWLRQVOLVWHG | |||
DOVHFWLRQVOLVWHG | |||
DUHVHLVPLF&DWHJRU\\, | |||
VHLVPLF&D VLJQHGDQGFRQVWUXFWHGWR | |||
VLJQHGDQGFRQVWUXFW QGGHVLJQEDVLVORDGVDV | |||
QGGHVLJQEDVLVORDGVDV | |||
GLQWKH'H GLQWK VLJQ'HVFULSW | |||
'HV VVRIVWUX VVRIV FWXUDOLQW UDOL | |||
\\UHODWHGIXQ | |||
\\UHODWHGIXQ LL $ | |||
LL | |||
DV DV RA RA RA RA | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
1R | |||
7DEOH | |||
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | |||
1R | |||
,7$$&1R | |||
'HVLJQ&RPPLWPHQW | |||
,QVSHFWLRQV7HVWV$QDO\\VHV | |||
$FFHSWDQFH&ULWHULD | |||
D | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
:DOOVDQGIORRUVRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVDVGHILQHGRQ | |||
7DEOHH[FHSWIRUGHVLJQHG | |||
RSHQLQJVRUSHQHWUDWLRQVSURYLGH | |||
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV | |||
,QVSHFWLRQRIWKHDVEXLOW | |||
QXFOHDULVODQGVWUXFWXUHVZDOO | |||
DQGIORRUWKLFNQHVVHVZLOOEH | |||
SHUIRUPHG | |||
D $UHSRUWH[LVWVDQG | |||
FRQFOXGHVWKDWWKHVKLHOG | |||
ZDOOVDQGIORRUVRIWKH | |||
FRQWDLQPHQWLQWHUQDO | |||
VWUXFWXUHVDVGHILQHGLQ | |||
7DEOHH[FHSWIRU | |||
GHVLJQHGRSHQLQJVRU | GHVLJQHGRSHQLQJVRU | ||
SHQHWUDWLRQVDUHFRQVLVWHQW | SHQHWUDWLRQVDUHFRQVLVWHQW | ||
| Line 2,226: | Line 2,407: | ||
WKLFNQHVVHVSURYLGHGLQ | WKLFNQHVVHVSURYLGHGLQ | ||
7DEOH | 7DEOH | ||
E | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
DQG | :DOOVDQGIORRUVRIWKHQXFOHDU | ||
LVODQGVWUXFWXUHVDVGHILQHGRQ | |||
7DEOHH[FHSWIRUGHVLJQHG | |||
RSHQLQJVRUSHQHWUDWLRQVSURYLGH | |||
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV | |||
,QVSHFWLRQRIWKHDVEXLOW | |||
QXFOHDULVODQGVWUXFWXUHVZDOO | |||
DQGIORRUWKLFNQHVVHVZLOOEH | |||
SHUIRUPHG | |||
E $UHSRUWH[LVWVDQG | |||
FRQFOXGHVWKDWWKHVKLHOG | |||
ZDOOVRIWKHVKLHOGEXLOGLQJ | |||
VWUXFWXUHVDVGHILQHGLQ | |||
7DEOHH[FHSWIRU | |||
GHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVDUHFRQVLVWHQW | |||
ZLWKWKHFRQFUHWHZDOO | ZLWKWKHFRQFUHWHZDOO | ||
WKLFNQHVVHVSURYLGHGLQ | WKLFNQHVVHVSURYLGHGLQ | ||
7DEOH | 7DEOH | ||
F | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
:DOOVDQGIORRUVRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVDVGHILQHGRQ | LVODQGVWUXFWXUHVDVGHILQHGRQ | ||
7DEOHH[FHSWIRUGHVLJQHG | 7DEOHH[FHSWIRUGHVLJQHG | ||
RSHQLQJVRUSHQHWUDWLRQVSURYLGH | RSHQLQJVRUSHQHWUDWLRQVSURYLGH | ||
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV | |||
,QVSHFWLRQRIWKHDVEXLOW | |||
QXFOHDULVODQGVWUXFWXUHVZDOO | |||
DQGIORRUWKLFNQHVVHVZLOOEH | |||
SHUIRUPHG | |||
F $UHSRUWH[LVWVDQG | |||
F $UHSRUWH[LVWVDQG | |||
FRQFOXGHVWKDWWKHVKLHOG | FRQFOXGHVWKDWWKHVKLHOG | ||
ZDOOVDQGIORRUVRIWKH | ZDOOVDQGIORRUVRIWKH | ||
QRQUDGLRORJLFDOO\FRQWUROOHG | QRQUDGLRORJLFDOO\\FRQWUROOHG | ||
DUHDRIWKHDX[LOLDU\ | DUHDRIWKHDX[LOLDU\\ | ||
EXLOGLQJDVGHILQHGLQ | |||
7DEOHH[FHSWIRU | 7DEOHH[FHSWIRU | ||
GHVLJQHGRSHQLQJVRU | GHVLJQHGRSHQLQJVRU | ||
| Line 2,272: | Line 2,453: | ||
WKLFNQHVVHVSURYLGHGLQ | WKLFNQHVVHVSURYLGHGLQ | ||
7DEOH | 7DEOH | ||
G | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
:DOOVDQGIORRUVRIWKHQXFOHDU | |||
LVODQGVWUXFWXUHVDVGHILQHGRQ | |||
7DEOHH[FHSWIRUGHVLJQHG | |||
RSHQLQJVRUSHQHWUDWLRQVSURYLGH | |||
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV | |||
,QVSHFWLRQRIWKHDVEXLOW | |||
QXFOHDULVODQGVWUXFWXUHVZDOO | |||
DQGIORRUWKLFNQHVVHVZLOOEH | |||
SHUIRUPHG | |||
G $UHSRUWH[LVWVDQG | |||
FRQFOXGHVWKDWWKHVKLHOG | |||
ZDOOVDQGIORRUVRIWKH | |||
UDGLRORJLFDOO\\FRQWUROOHG | |||
DUHDRIWKHDX[LOLDU\\ | |||
EXLOGLQJDVGHILQHGLQ | |||
7DEOHH[FHSWIRU | 7DEOHH[FHSWIRU | ||
GHVLJQHGRSHQLQJVRU | GHVLJQHGRSHQLQJVRU | ||
| Line 2,284: | Line 2,477: | ||
WKLFNQHVVHVSURYLGHGLQ | WKLFNQHVVHVSURYLGHGLQ | ||
7DEOH | 7DEOH | ||
DRAFT WKHDVEXLOW | |||
WKHDV T | |||
DQGVWUXFWXUHVZDO DQGVWUXFWX T | |||
UWKLFNQHVVHVZLOOEH | |||
UWKLFNQHVVHVZLO FT RUPHG | |||
RUPHG FTT RA QW1R>;;;@ | |||
QW1R>;; | |||
RA IWKHQXFOHDU | |||
IWKHQXFOHDU RA VGHILQHGRQ | |||
GHILQHGRQ | |||
RA HSWIRUGHVLJQHG | |||
UGHVLJQHG | |||
DR SHQHWUDWLRQVSURYLGH | |||
SHQHWUDWLRQVSURY DR GXULQJQRUPDORSHUDWLRQV GXULQJQRUPDORSHUDWLR DR | |||
,QVSHFWLR | |||
,Q RA QXFOHD QX RA DQG DQG RA RA RA RA RA | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJH RI | |||
1R | |||
7DEOH | |||
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | |||
1R | |||
,7$$&1R | |||
'HVLJQ&RPPLWPHQW | |||
,QVSHFWLRQV7HVWV$QDO\\VHV | |||
$FFHSWDQFH&ULWHULD | |||
D | |||
1RWXVHGSHU$PHQGPHQW1R>;;;@ | |||
D :DOOVDQGIORRUVRIWKHDQQH[ | |||
EXLOGLQJDVGHILQHGRQ7DEOH | |||
H[FHSWIRUGHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVSURYLGHVKLHOGLQJ | |||
GXULQJQRUPDORSHUDWLRQV | |||
,QVSHFWLRQRIWKHDVEXLOW | |||
DQQH[EXLOGLQJZDOODQGIORRU | |||
WKLFNQHVVHVZLOOEHSHUIRUPHG | |||
$UHSRUWH[LVWVDQG | |||
FRQFOXGHVWKDWWKHVKLHOG | |||
ZDOOVDQGIORRUVRIWKHDQQH[ | |||
EXLOGLQJDVGHILQHGRQ | |||
7DEOHH[FHSWIRU | |||
GHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVDUHFRQVLVWHQW | SHQHWUDWLRQVDUHFRQVLVWHQW | ||
ZLWKWKHPLQLPXPFRQFUHWH | ZLWKWKHPLQLPXPFRQFUHWH | ||
ZDOOWKLFNQHVVHVSURYLGHGLQ | ZDOOWKLFNQHVVHVSURYLGHGLQ | ||
7DEOH | 7DEOH | ||
E | |||
URRPLQWKHUDGZDVWHEXLOGLQJH[FHSW | E :DOOVRIWKHZDVWHDFFXPXODWLRQ | ||
URRPLQWKHUDGZDVWHEXLOGLQJH[FHSW | |||
IRUGHVLJQHGRSHQLQJVRUSHQHWUDWLRQV | |||
SURYLGHVKLHOGLQJGXULQJQRUPDO | |||
RSHUDWLRQV | |||
,QVSHFWLRQRIWKHDVEXLOW | |||
UDGZDVWHEXLOGLQJZDOO | |||
WKLFNQHVVHVZLOOEHSHUIRUPHG | |||
$UHSRUWH[LVWVDQGFRQFOXGHV | |||
WKDWWKHVKLHOGZDOOVRIWKH | |||
ZDVWHDFFXPXODWLRQURRPLQ | |||
WKHUDGZDVWHEXLOGLQJH[FHSW | |||
IRUGHVLJQHGRSHQLQJVRU | |||
SHQHWUDWLRQVDUHFRQVLVWHQW | SHQHWUDWLRQVDUHFRQVLVWHQW | ||
ZLWKWKHPLQLPXPFRQFUHWH | ZLWKWKHPLQLPXPFRQFUHWH | ||
ZDOOWKLFNQHVVHVRI | |||
DQGD | |||
PLQLPXPFRQFUHWHZDOO | PLQLPXPFRQFUHWHZDOO | ||
WKLFNQHVVRI QHDUWKH | WKLFNQHVVRI | ||
QHDUWKH | |||
UDGZDVWHEXQNHUVRUWKH | UDGZDVWHEXQNHUVRUWKH | ||
UHSRUWGRFXPHQWVDQ | |||
HYDOXDWLRQRIWKLFNQHVV | HYDOXDWLRQRIWKLFNQHVV | ||
GHYLDWLRQVLGHQWLILHGGXULQJ | GHYLDWLRQVLGHQWLILHGGXULQJ | ||
FRQVWUXFWLRQDQG | FRQVWUXFWLRQDQG | ||
GHPRQVWUDWHVWKHUHLVQRORVV | GHPRQVWUDWHVWKHUHLVQRORVV | ||
RIWKHVKLHOGLQJ | |||
IXQFWLRQLPSDFWWR | IXQFWLRQLPSDFWWR | ||
HVWDEOLVKHGUDGLRORJLFDO | HVWDEOLVKHGUDGLRORJLFDO | ||
]RQLQJDQGHTXLSPHQW | |||
TXDOLILFDWLRQ | TXDOLILFDWLRQ | ||
DRAFT DVEXLOW | |||
DVEX GLQJZDOO | |||
GLQJZ VZLOOEHSHUIRUPHG | |||
ZLOOEHSHUI T | |||
RA D | |||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\ | |||
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG | |||
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW | 5HVSRQVHWR'UDIW5HTXHVWIRU$GGLWLRQDO | ||
,QIRUPDWLRQ /$5 5 | |||
| Line 2,341: | Line 2,580: | ||
| Line 2,354: | Line 2,587: | ||
| Line 2,361: | Line 2,593: | ||
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH | (QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH | ||
DRAFT QW 9(*3 8QLWVDQG QW 9(*3 8QLWV | |||
UDIW5HTXHVWIRU$GGL UDIW5HTXHVWIRU DWLRQ | |||
LRQ /$5 5 | |||
/$5 5 | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
5HVSRQVHWR'UDIW5HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ | 5HVSRQVHWR'UDIW5HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ | ||
7KH5$,VDUHFRSLHGLQWKHLUHQWLUHW\IROORZHGE\61&¶VUHVSRQVHWRWKHUHTXHVWHGFODULILFDWLRQDQG | 7KH15&LVVXHGWKUHH'5$)75HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ 5$,V UHODWHGWR6RXWKHUQ1XFOHDU | ||
2SHUDWLQJ&RPSDQ\\¶V 61&¶V /LFHQVH$PHQGPHQW5HTXHVW /$5 7KH5$,VZHUHLVVXHG | |||
RQ-XO\\ $XJXVW DQG6HSWHPEHU DQGZHUHLQGLYLGXDOO\\GLVFXVVHGGXULQJSXEOLF | |||
PHHWLQJVRQ-XO\\ $XJXVW DQG6HSWHPEHU | |||
7KH5$,VDUHFRSLHGLQWKHLUHQWLUHW\\IROORZHGE\\61&¶VUHVSRQVHWRWKHUHTXHVWHGFODULILFDWLRQDQG | |||
TXHVWLRQV | TXHVWLRQV | ||
'5$)7 | |||
5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ | 5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ | ||
9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG | 9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG | ||
6RXWKHUQ1XFOHDU2SHUDWLQJ&R | 6RXWKHUQ1XFOHDU2SHUDWLQJ&R | ||
'RFNHW1RVDQG | |||
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | |||
$SSOLFDWLRQ6HFWLRQ 7LHU | |||
>-XO\\ @ | |||
%DFNJURXQG | %DFNJURXQG | ||
,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH | ,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH | ||
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[ | 'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[ | ||
%XLOGLQJDQG7DEOH,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD7KH | |||
%XLOGLQJDQG7DEOH,QVSHFWLRQV7HVWV$QDO\VHVDQG$FFHSWDQFH&ULWHULD7KH | |||
SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI | SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI | ||
UDGLDWLRQVKLHOGLQJEDUULHUVLQWKHQXFOHDULVODQGVWUXFWXUHVDQGDQQH[EXLOGLQJLIWKHFKDQJHV | |||
FDQEHPDGHZLWKRXWDORVVRIVKLHOGLQJIXQFWLRQ | |||
,VVXH | ,VVXH | ||
7KHSURSRVHGZRUGLQJLQ7DEOH)RRWQRWHVDQGDQGWKH7DEOH,7$$& | |||
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | ||
DLLHDQGEDUHQRWFOHDU 7KHSURSRVHGODQJXDJHGRHVQRWVSHFLI\\LIWKH | |||
DLLHDQGEDUHQRWFOHDU 7KHSURSRVHGODQJXDJHGRHVQRWVSHFLI\LIWKH | UDGLDWLRQDWWHQXDWLRQIDFWRULVUHGXFHG RURWKHUZLVHFODULI\\ZKHWKHUDQDFFHSWDEOHOHYHORI | ||
UDGLDWLRQDWWHQXDWLRQIDFWRULVUHGXFHG RURWKHUZLVHFODULI\ZKHWKHUDQDFFHSWDEOHOHYHORI | UDGLDWLRQDWWHQXDWLRQLVUHWDLQHG 6SHFLILFDOO\\LWLVXQFOHDUWRWKHVWDIIZKDWDPRXQWRIUDGLDWLRQ | ||
UDGLDWLRQDWWHQXDWLRQLVUHWDLQHG 6SHFLILFDOO\LWLVXQFOHDUWRWKHVWDIIZKDWDPRXQWRIUDGLDWLRQ | VKLHOGLQJUHGXFWLRQ DQGUHVXOWLQJUDGLDWLRQDWWHQXDWLRQORVV FDQEHPDGHZLWKRXWEHLQJ | ||
VKLHOGLQJUHGXFWLRQ DQGUHVXOWLQJUDGLDWLRQDWWHQXDWLRQORVV FDQEHPDGHZLWKRXWEHLQJ | |||
FRQVLGHUHGDORVVLQUDGLDWLRQVKLHOGLQJIXQFWLRQ,QDGGLWLRQWKHUDGLRORJLFDOGRVHLPSDFWVDQG | FRQVLGHUHGDORVVLQUDGLDWLRQVKLHOGLQJIXQFWLRQ,QDGGLWLRQWKHUDGLRORJLFDOGRVHLPSDFWVDQG | ||
FRQVHTXHQFHVRIFKDQJHVLQUDGLDWLRQEDUULHUWKLFNQHVVYDU\EDVHGRQWKHUDGLDWLRQVRXUFHDQG | FRQVHTXHQFHVRIFKDQJHVLQUDGLDWLRQEDUULHUWKLFNQHVVYDU\\EDVHGRQWKHUDGLDWLRQVRXUFHDQG | ||
WKHGRVHUHGXFWLRQQHHGVRQWKHRWKHUVLGHRIWKHEDUULHU7KHVWDIILVFRQFHUQHGWKDWWKHFXUUHQW | WKHGRVHUHGXFWLRQQHHGVRQWKHRWKHUVLGHRIWKHEDUULHU7KHVWDIILVFRQFHUQHGWKDWWKHFXUUHQW | ||
ODQJXDJHZLOODOORZUHGXFWLRQVLQUDGLDWLRQDWWHQXDWLRQWKDWPD\QRWEHDFFHSWDEOHZLWKRXW | ODQJXDJHZLOODOORZUHGXFWLRQVLQUDGLDWLRQDWWHQXDWLRQWKDWPD\\QRWEHDFFHSWDEOHZLWKRXW | ||
DGGLQJFRQFUHWHGHQVLW\RUE\DGGLQJDQDGGLWLRQDOVKLHOGLQJPDWHULDOWRWKHZDOO | DGGLQJFRQFUHWHGHQVLW\\RUE\\DGGLQJDQDGGLWLRQDOVKLHOGLQJPDWHULDOWRWKHZDOO | ||
DRAFT DWLRQ | |||
DWLRQ | |||
DQG | |||
DWLQJ&R | |||
DWLQJ&R | |||
QG | |||
QG | |||
QV7HVWV$Q QV7HVWV | |||
DO\\VHVDQ VD HFWLRQ 7LHU | |||
FWLRQ 7LHU | |||
\\ @ | |||
@ | |||
VWVFKDQJHVWR&2/$SS WVFKDQJHVWR&2/$SS RU1XFOHDU,VODQG%XLOGL RU1XFOHDU,VODQG | |||
VSHFWLRQV7HVWV$QDO\\ | |||
VSHFWLRQV7HVWV$QD KHDOORZDQFHRIFRQVWU DOORZDQFHRIFRQVWU UVLQWKHQXFOHDULVODQG | |||
VLQWKHQXFOHDULVODQG | |||
DORVVRIVKLHOGLQJIXQF DORVVRIVKLHOGLQJ | |||
7DEOH | |||
7DEOH | |||
& | |||
& | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
&ODULILFDWLRQ | &ODULILFDWLRQ | ||
3OHDVHFODULI\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH | 3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH | ||
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | ||
DLLHDQGELQ7DEOHWRSURYLGHDFULWHULDZKLFKHQVXUHVWKDWUDGLDWLRQ | DLLHDQGELQ7DEOHWRSURYLGHDFULWHULDZKLFKHQVXUHVWKDWUDGLDWLRQ | ||
DWWHQXDWLRQUHPDLQVDSSURSULDWHDQGWKHIDFLOLW\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ | DWWHQXDWLRQUHPDLQVDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ | ||
DFFRUGDQFHZLWKWKHGHVLJQDQGWKHUHOHYDQWUHTXLUHPHQWV | DFFRUGDQFHZLWKWKHGHVLJQDQGWKHUHOHYDQWUHTXLUHPHQWV | ||
5HJXODWRU\%DVLV | 5HJXODWRU\\%DVLV | ||
&)5$SSHQGL[$*HQHUDO'HVLJQ&ULWHULD *'& UHTXLUHVWKDWWKHIXHOVWRUDJHDQG | &)5$SSHQGL[$*HQHUDO'HVLJQ&ULWHULD *'& UHTXLUHVWKDWWKHIXHOVWRUDJHDQG | ||
KDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\VWHPVZKLFKPD\FRQWDLQUDGLRDFWLYLW\VKDOOEH | KDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\\VWHPVZKLFKPD\\FRQWDLQUDGLRDFWLYLW\\VKDOOEH | ||
GHVLJQHGWRDVVXUHDGHTXDWHVDIHW\XQGHUQRUPDODQGSRVWXODWHGDFFLGHQWFRQGLWLRQV7KHVH | GHVLJQHGWRDVVXUHDGHTXDWHVDIHW\\XQGHUQRUPDODQGSRVWXODWHGDFFLGHQWFRQGLWLRQV7KHVH | ||
V\\VWHPVVKDOOEHGHVLJQHG ZLWKDFDSDELOLW\\WRSHUPLWDSSURSULDWHSHULRGLFLQVSHFWLRQDQG | |||
WHVWLQJRIFRPSRQHQWVLPSRUWDQWWRVDIHW\\ ZLWKVXLWDEOHVKLHOGLQJIRUUDGLDWLRQSURWHFWLRQDQG | |||
ZLWKDSSURSULDWHFRQWDLQPHQWFRQILQHPHQWDQGILOWHULQJV\\VWHPV | |||
&)5 D UHTXLUHVWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHGLQVSHFWLRQVWHVWVDQG | |||
DQDO\\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\\DQG | |||
VXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQGDQDO\\VHVDUH | |||
&)5 D UHTXLUHVWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHGLQVSHFWLRQVWHVWVDQG | SHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEH | ||
RSHUDWHGLQFRQIRUPLW\\ZLWKWKHFRPELQHGOLFHQVHWKHSURYLVLRQVRIWKH$FWDQGWKH | |||
DQDO\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\DQG | |||
VXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQGDQDO\VHVDUH | |||
&RPPLVVLRQ VUXOHVDQGUHJXODWLRQV | &RPPLVVLRQ VUXOHVDQGUHJXODWLRQV | ||
'5$)7 | |||
5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ | |||
9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG | |||
6RXWKHUQ1XFOHDU2SHUDWLQJ&R | 6RXWKHUQ1XFOHDU2SHUDWLQJ&R | ||
'RFNHW1RVDQG | |||
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | |||
$SSOLFDWLRQ6HFWLRQ 7LHU | |||
>$XJXVW @ | |||
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\VHVDQG$FFHSWDQFH&ULWHULD | |||
%DFNJURXQG | %DFNJURXQG | ||
,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH | ,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH | ||
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[ | 'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[ | ||
%XLOGLQJDQG7DEOH,QVSHFWLRQV7HVWV$QDO\VHVDQG$FFHSWDQFH&ULWHULD7KH | %XLOGLQJDQG7DEOH,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD7KH | ||
SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI | SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI | ||
UDGLDWLRQVKLHOGLQJEDUULHUVDQGWKHVWUXFWXUDOZDOOWKLFNQHVVLQWKHQXFOHDULVODQGVWUXFWXUHVDQG | UDGLDWLRQVKLHOGLQJEDUULHUVDQGWKHVWUXFWXUDOZDOOWKLFNQHVVLQWKHQXFOHDULVODQGVWUXFWXUHVDQG | ||
DQQH[EXLOGLQJLIWKHFKDQJHVFDQEHPDGHZLWKRXWDORVVRIVKLHOGLQJIXQFWLRQDQGWKH | DQQH[EXLOGLQJLIWKHFKDQJHVFDQEHPDGHZLWKRXWDORVVRIVKLHOGLQJIXQFWLRQDQGWKH | ||
VWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVHVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\RUVDIHW\UHODWHG | VWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVHVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\UHODWHG | ||
IXQFWLRQ | IXQFWLRQ | ||
DRAFT G | |||
GD RSULDWHS SULDW VKL VKLHOGLQJIRUUD HOGLQ QJV\\ | |||
QJV\\VWHPV | |||
WHPV FRQWDLQWKH FRQWD SURSRVHGLQ RVHG | |||
DFFHSWDQFHF DFFHSWDQFH ULWHULDWKD K | |||
WLIWKHLQVSHFW KHLQVSHF LRQVWHV WKHIDFLOLW\\KDVEHHQFR WKHIDFLOLW\\KDV | |||
OLFHQVHWKHSURYLVLRQV FHQVHWKHSURYLVLR RA | |||
'5$)7 | |||
$)7 5HTXHVWIRU$GGLWLRQ 5HTXHVWIRU$GGLWLRQ FOHDU6LWH8QLWVDQG | |||
FOHDU6LWH8QLWVDQG | |||
6RXWKHUQ1XF 6RXWKHUQ | |||
'RFNHW1RV | |||
'RFNHW1RV 5DGLDWLRQ3URWHFWLRQ 5DGLDWLRQ3URWHF | |||
$S | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
,VVXH | ,VVXH | ||
7KHSURSRVHGZRUGLQJLQ7DEOH)RRWQRWHVDQGDQGWKH7DEOH,7$$& | 7KHSURSRVHGZRUGLQJLQ7DEOH)RRWQRWHVDQGDQGWKH7DEOH,7$$& | ||
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | ||
DLLHDLLIDQGEGRQRWSURYLGHWKHFODULW\QHHGHGWRDVVXUHWKDW | DLLHDLLIDQGEGRQRWSURYLGHWKHFODULW\\QHHGHGWRDVVXUHWKDW | ||
WKHSURSRVHGFKDQJHVDUHGHVLJQHGDQGLPSOHPHQWHGFRQVLVWHQWO\$VFXUUHQWO\SURSRVHGWKH | WKHSURSRVHGFKDQJHVDUHGHVLJQHGDQGLPSOHPHQWHGFRQVLVWHQWO\\$VFXUUHQWO\\SURSRVHGWKH | ||
FULWHULDIRU³ORVVRIVKLHOGLQJIXQFWLRQ'DUHXQFOHDUZLWKUHJDUGVWRUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\ | FULWHULDIRU³ORVVRIVKLHOGLQJIXQFWLRQ'DUHXQFOHDUZLWKUHJDUGVWRUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\\ | ||
DQGDJJUHJDWHLPSDFWV HJRFFXSDWLRQDOGRVHSXEOLFGRVHHQYLURQPHQWDOTXDOLILFDWLRQ66& | DQGDJJUHJDWHLPSDFWV HJRFFXSDWLRQDOGRVHSXEOLFGRVHHQYLURQPHQWDOTXDOLILFDWLRQ66& | ||
GHJUDGDWLRQFRQWUROURRPGRVHYLWDODUHDGRVHVDQGDVDSSOLFDEOHHTXLSPHQWVXUYLYDELOLW\ | GHJUDGDWLRQFRQWUROURRPGRVHYLWDODUHDGRVHVDQGDVDSSOLFDEOHHTXLSPHQWVXUYLYDELOLW\\ | ||
$GGLWLRQDOO\WKHPHWKRGRORJLHVVKRXOGEHFRQVLVWHQWZLWKWKRVHXVHGLQWKHGHVLJQFHUWLILFDWLRQ | $GGLWLRQDOO\\WKHPHWKRGRORJLHVVKRXOGEHFRQVLVWHQWZLWKWKRVHXVHGLQWKHGHVLJQFHUWLILFDWLRQ | ||
6LPLODUO\IRUVWUXFWXUHVWKHFULWHULDWRDVVHVVWKHUHVXOWLQJVWUXFWXUDOLQWHJULW\LVXQFOHDUDQGLWLV | 6LPLODUO\\IRUVWUXFWXUHVWKHFULWHULDWRDVVHVVWKHUHVXOWLQJVWUXFWXUDOLQWHJULW\\LVXQFOHDUDQGLWLV | ||
LQGHWHUPLQDWHZKHWKHUWKHDSSOLFDQW¶VSURSRVDODFFRXQWVIRUWKHJOREDOLPSDFWVRIDOOSURSRVHG | LQGHWHUPLQDWHZKHWKHUWKHDSSOLFDQW¶VSURSRVDODFFRXQWVIRUWKHJOREDOLPSDFWVRIDOOSURSRVHG | ||
FKDQJHVVRWKDWWKHFKDQJHVGRQRWUHVXOWLQDORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\UHODWHG | |||
IXQFWLRQV | IXQFWLRQV | ||
7KHIRRWQRWHVDQGDVVRFLDWHG,7$$&DFFHSWDQFHFULWHULDVKRXOGFOHDUO\GHILQHWKHUDGLDWLRQ | 7KHIRRWQRWHVDQGDVVRFLDWHG,7$$&DFFHSWDQFHFULWHULDVKRXOGFOHDUO\\GHILQHWKHUDGLDWLRQ | ||
VKLHOGLQJIXQFWLRQDOUHTXLUHPHQWVWREHPHWZKHQWKHOLFHQVHHGHYLDWHVIURPWKHWKLFNQHVVHV | |||
DQGWROHUDQFHVWKDWDUHFXUUHQWO\\LQ7DEOH | |||
DQGWROHUDQFHVWKDWDUHFXUUHQWO\LQ7DEOH | |||
)RUWKHVWUXFWXUDOUHFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVPHQWLRQHGLQIRRWQRWHVDQG | )RUWKHVWUXFWXUDOUHFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVPHQWLRQHGLQIRRWQRWHVDQG | ||
GHYLDWLRQV | RIWKH/$5HQFORVXUHWKHVWDIILVXQFOHDUDERXWWKHEDVHVXVHGWRMXVWLI\\GHYLDWLRQVIURPWKH | ||
7LHUYDOXHVLQFOXGLQJGHWDLOVRQWKHHYDOXDWLRQPHWKRGDQGDFFHSWDQFHFULWHULD7KHVWDIIGLG | |||
QRWILQGWKHVXSSRUWLQJLQIRUPDWLRQLQ7LHUWKDWSURYLGHVWKHPHWKRGRORJ\\WREHXVHG QRUGLG | |||
WKHVWDIIILQGWKHDVVRFLDWHGDFFHSWDQFHFULWHULD | |||
4XHVWLRQ | 4XHVWLRQ | ||
3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH | |||
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | ||
DLLHDLLIDQGELQ7DEOHWRSURYLGHFULWHULDWKDWHQVXUHVWKDW | DLLHDLLIDQGELQ7DEOHWRSURYLGHFULWHULDWKDWHQVXUHVWKDW | ||
UDGLDWLRQVKLHOGLQJIXQFWLRQDQGVWUXFWXUDOLQWHJULW\\UHPDLQDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQ | |||
UDGLDWLRQVKLHOGLQJIXQFWLRQDQGVWUXFWXUDOLQWHJULW\UHPDLQDSSURSULDWHDQGWKHIDFLOLW\KDVEHHQ | FRQVWUXFWHGDQGZLOOEHRSHUDWHGLQDFFRUGDQFHZLWKWKHGHVLJQDQGDOOUHOHYDQWUHTXLUHPHQWV | ||
5HJXODWRU\%DVLV | 5HJXODWRU\\%DVLV | ||
&)53DUW$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& ³'HVLJQ%DVHVIRU3URWHFWLRQ | &)53DUW$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& ³'HVLJQ%DVHVIRU3URWHFWLRQ | ||
DJDLQVW1DWXUDO3KHQRPHQD'UHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\VKDOOEHGHVLJQHGWR | DJDLQVW1DWXUDO3KHQRPHQD'UHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWR | ||
ZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQDVXFKDVHDUWKTXDNHVWRUQDGRHVKXUULFDQHVIORRGV | ZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQDVXFKDVHDUWKTXDNHVWRUQDGRHVKXUULFDQHVIORRGV | ||
WVXQDPLDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\WRSHUIRUPWKHLUVDIHW\IXQFWLRQV | WVXQDPLDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\\WRSHUIRUPWKHLUVDIHW\\IXQFWLRQV | ||
*'&³(QYLURQPHQWDODQG'\QDPLF(IIHFWV'HVLJQ%DVHV'UHTXLUHVWKDW66&VLPSRUWDQWWR | *'&³(QYLURQPHQWDODQG'\\QDPLF(IIHFWV'HVLJQ%DVHV'UHTXLUHVWKDW66&VLPSRUWDQWWR | ||
VDIHW\VKDOOEHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWREHFRPSDWLEOHZLWKWKH | VDIHW\\VKDOOEHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWREHFRPSDWLEOHZLWKWKH | ||
HQYLURQPHQWDOFRQGLWLRQVDVVRFLDWHGZLWKQRUPDORSHUDWLRQPDLQWHQDQFHWHVWLQJDQG | HQYLURQPHQWDOFRQGLWLRQVDVVRFLDWHGZLWKQRUPDORSHUDWLRQPDLQWHQDQFHWHVWLQJDQG | ||
SRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV | SRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV | ||
DRAFT QWH QWH VKRXOGF VKRXOGFOHDUO\\GHILQ OHD LFHQVHHG LFHQV HYLDWHVIURP | |||
DWHV | |||
GHYLDWLRQVPHQWLRQHG | |||
DWLRQVP DERXWWKHEDVHVXV DERXWWKHEDVHV HGW DOXDWLRQPHWKRGDQGD DWLRQPHWKRGDQGDF LHUWKDWSURYLGHVWKH KDWSURYLGHVWKH DQFHFULWHULD | |||
QFHFULWHULD | |||
VDSSURSULDWHWKH7DEOH VDSSURSULDWHWKH7DEOH | |||
,7$$&DLD | |||
,7$$&D | |||
DLLIDQG | |||
DLLIDQG | |||
XQFWLRQDQGVWUXFWXUD XQFWLRQDQGVWUXF RSHUDWHGLQDF RSHUDWHGLQD | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
&)5 D UHTXLUHVWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHGLQVSHFWLRQVWHVWVDQG | |||
DQDO\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\DQGVXIILFLHQW | *'&UHTXLUHVWKDWWKHIXHOVWRUDJHDQGKDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\\VWHPV | ||
WRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQGDQDO\VHVDUHSHUIRUPHGDQGWKH | ZKLFKPD\\FRQWDLQUDGLRDFWLYLW\\VKDOOEHGHVLJQHGWRDVVXUHDGHTXDWHVDIHW\\XQGHUQRUPDODQG | ||
DFFHSWDQFHFULWHULDPHWWKHIDFLOLW\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQFRQIRUPLW\ZLWKWKH | SRVWXODWHGDFFLGHQWFRQGLWLRQV7KHVHV\\VWHPVVKDOOEHGHVLJQHG ZLWKDFDSDELOLW\\WRSHUPLW | ||
DSSURSULDWHSHULRGLFLQVSHFWLRQDQGWHVWLQJRIFRPSRQHQWVLPSRUWDQWWRVDIHW\\ ZLWKVXLWDEOH | |||
VKLHOGLQJIRUUDGLDWLRQSURWHFWLRQDQG ZLWKDSSURSULDWHFRQWDLQPHQWFRQILQHPHQWDQG | |||
ILOWHULQJV\\VWHPV | |||
&)5 D UHTXLUHVWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHGLQVSHFWLRQVWHVWVDQG | |||
DQDO\\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\\DQGVXIILFLHQW | |||
WRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQGDQDO\\VHVDUHSHUIRUPHGDQGWKH | |||
DFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQFRQIRUPLW\\ZLWKWKH | |||
FRPELQHGOLFHQVHWKHSURYLVLRQVRIWKH$FWDQGWKH&RPPLVVLRQ VUXOHVDQGUHJXODWLRQV | FRPELQHGOLFHQVHWKHSURYLVLRQVRIWKH$FWDQGWKH&RPPLVVLRQ VUXOHVDQGUHJXODWLRQV | ||
'UDIW5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ | |||
9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG | 9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG | ||
6RXWKHUQ1XFOHDU2SHUDWLQJ&R | 6RXWKHUQ1XFOHDU2SHUDWLQJ&R | ||
'RFNHW1RVDQG | |||
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD | |||
$SSOLFDWLRQ6HFWLRQ 7LHU | |||
6HSWHPEHU | |||
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\VHVDQG$FFHSWDQFH&ULWHULD | |||
%DFNJURXQG | %DFNJURXQG | ||
,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH | ,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH | ||
³'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[ | ³'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[ | ||
%XLOGLQJ'DQG7DEOH³,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD'7KH | |||
%XLOGLQJ'DQG7DEOH³,QVSHFWLRQV7HVWV$QDO\VHVDQG$FFHSWDQFH&ULWHULD'7KH | |||
SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI | SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI | ||
UDGLDWLRQVKLHOGLQJEDUULHUVDQGWKHVWUXFWXUDOZDOOWKLFNQHVVLQWKHQXFOHDULVODQGVWUXFWXUHVDQG | |||
DQQH[EXLOGLQJLIWKHFKDQJHV³FRQIRUPWRWKHDSSURYHGGHVLJQDQGZLOOZLWKVWDQGWKHGHVLJQ | DQQH[EXLOGLQJLIWKHFKDQJHV³FRQIRUPWRWKHDSSURYHGGHVLJQDQGZLOOZLWKVWDQGWKHGHVLJQ | ||
EDVLVORDGVVSHFLILHGLQWKH'HVLJQ'HVFULSWLRQZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUWKHVDIHW\\ | |||
EDVLVORDGVVSHFLILHGLQWKH'HVLJQ'HVFULSWLRQZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\RUWKHVDIHW\ | UHODWHGIXQFWLRQVDQGWKDWWKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQ' | ||
,VVXH | ,VVXH | ||
$WWKLVWLPHWKHSURSRVHGFKDQJHVODFNFODULW\UHJDUGLQJKRZQRQFRQIRUPDQFHVDQGGHYLDWLRQV | $WWKLVWLPHWKHSURSRVHGFKDQJHVODFNFODULW\\UHJDUGLQJKRZQRQFRQIRUPDQFHVDQGGHYLDWLRQV | ||
1 'V IURP7DEOHZLOOEHHYDOXDWHGWRHQVXUHWKHFKDQJHV³FRQIRUPWRWKHDSSURYHG | 1 'V IURP7DEOHZLOOEHHYDOXDWHGWRHQVXUHWKHFKDQJHV³FRQIRUPWRWKHDSSURYHG | ||
GHVLJQDQGZLOOZLWKVWDQGWKHGHVLJQEDVLVORDGVVSHFLILHGLQWKH'HVLJQ'HVFULSWLRQZLWKRXWORVV | GHVLJQDQGZLOOZLWKVWDQGWKHGHVLJQEDVLVORDGVVSHFLILHGLQWKH'HVLJQ'HVFULSWLRQZLWKRXWORVV | ||
RIVWUXFWXUDOLQWHJULW\RUWKHVDIHW\UHODWHGIXQFWLRQVDQGWKDWWKHUHLVQRORVVRIWKHVKLHOGLQJ | RIVWUXFWXUDOLQWHJULW\\RUWKHVDIHW\\UHODWHGIXQFWLRQVDQGWKDWWKHUHLVQRORVVRIWKHVKLHOGLQJ | ||
IXQFWLRQ' | IXQFWLRQ' | ||
4XHVWLRQ | 4XHVWLRQ | ||
3OHDVHFODULI\WKDW1 'VIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI | 3OHDVHFODULI\\WKDW1 'VIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI | ||
WROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG | WROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG | ||
VXEVHTXHQWO\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,, | VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,, | ||
DRAFTT QIRUPDWLRQ | |||
QIRUPDWL HWVDQG | |||
HWVD HUDWLQJ&R | |||
HUDWLQ | |||
DQG | |||
DQG | |||
WLRQV7HVWV$Q RQV7HVWV$ DO\\VHV | |||
6HFWLRQ 7LHU | |||
RQ 7LHU HPEHU | |||
HPEHU | |||
XHVWVFKDQJHVWR&2/$ | |||
XHVWVFKDQJHVWR& | |||
VIRU1XFOHDU,VODQG%XL VIRU1XFOHDU,VODQG% | |||
³,QVSHFWLRQV7HVWV$QD SHFWLRQV7HVWV$QD HWKHDOORZDQFHRIFRQ HWKHDOORZDQF ULHUVDQGWKHVWUXFWXUDO | |||
ULHUVDQGWKHVWUXFWX HFKDQJHV³FRQIRUPWR | |||
HFKDQJHV³FRQIRUPWR | |||
LQWKH'HVLJQ'HVF LQWKH'HVLJQ' | |||
KDWWKHUHLVQR | |||
KDWWKHUHLVQR | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\ | |||
PDLQWDLQHG3OHDVHSURYLGHUHYLVHGWH[WWRFODULI\KRZWKHVHSURFHVVHVZLOOEHLPSOHPHQWHG | 3DJHRI | ||
SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\ | |||
PDLQWDLQHG3OHDVHSURYLGHUHYLVHGWH[WWRFODULI\\KRZWKHVHSURFHVVHVZLOOEHLPSOHPHQWHG | |||
,QDGGLWLRQWKHODQJXDJHLQ9(*38)6$57LHU7DEOHDSSHDUVWRFRQIOLFWZLWKWKH | ,QDGGLWLRQWKHODQJXDJHLQ9(*38)6$57LHU7DEOHDSSHDUVWRFRQIOLFWZLWKWKH | ||
VWDWHGSXUSRVHVRIUDGLDWLRQVKLHOGLQJ IRUQRUPDORSHUDWLRQDQGSRVWDFFLGHQWFRQGLWLRQV DV | VWDWHGSXUSRVHVRIUDGLDWLRQVKLHOGLQJ IRUQRUPDORSHUDWLRQDQGSRVWDFFLGHQWFRQGLWLRQV DV | ||
GHVFULEHGLQVHYHUDOVHFWLRQVRIWKH7LHU8)6$5DQGWKHUHVXOWLQJQXPHULFDOYDOXHVLQ7LHU | GHVFULEHGLQVHYHUDOVHFWLRQVRIWKH7LHU8)6$5DQGWKHUHVXOWLQJQXPHULFDOYDOXHVLQ7LHU | ||
7DEOH3OHDVHSURYLGHUHYLVHG8)6$57LHUWH[WWRUHVROYHDQ\GLVFUHSDQFLHVEHWZHHQ | 7DEOH3OHDVHSURYLGHUHYLVHG8)6$57LHUWH[WWRUHVROYHDQ\\GLVFUHSDQFLHVEHWZHHQ | ||
WKHSURSRVHGFKDQJHVDQGWKHH[LVWLQJVWDWHPHQWVLQ8)6$57LHU7DEOH$FFHSWDQFH | WKHSURSRVHGFKDQJHVDQGWKHH[LVWLQJVWDWHPHQWVLQ8)6$57LHU7DEOH$FFHSWDQFH | ||
&ULWHULDDQG8)6$57LHU | &ULWHULDDQG8)6$57LHU | ||
5HJXODWRU\%DVLV | 5HJXODWRU\\%DVLV | ||
&)53DUW$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& ³'HVLJQ%DVHVIRU3URWHFWLRQ | |||
DJDLQVW1DWXUDO3KHQRPHQD'UHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWR | |||
&)53DUW$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& ³'HVLJQ%DVHVIRU3URWHFWLRQ | ZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQDVXFKDVHDUWKTXDNHVWRUQDGRHVKXUULFDQHVIORRGV | ||
DJDLQVW1DWXUDO3KHQRPHQD'UHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\VKDOOEHGHVLJQHGWR | WVXQDPLDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\\WRSHUIRUPWKHLUVDIHW\\IXQFWLRQV*'&IXUWKHU | ||
UHTXLUHVWKDW³>W@KHGHVLJQEDVHVIRUWKHVHVWUXFWXUHVV\\VWHPVDQGFRPSRQHQWVVKDOOUHIOHFW | |||
UHTXLUHVWKDW³>W@KHGHVLJQEDVHVIRUWKHVHVWUXFWXUHVV\VWHPVDQGFRPSRQHQWVVKDOOUHIOHFW | |||
$SSURSULDWHFRQVLGHUDWLRQRIWKHPRVWVHYHUHRIWKHQDWXUDOSKHQRPHQDWKDWKDYHEHHQ | $SSURSULDWHFRQVLGHUDWLRQRIWKHPRVWVHYHUHRIWKHQDWXUDOSKHQRPHQDWKDWKDYHEHHQ | ||
KLVWRULFDOO\\UHSRUWHGIRUWKHVLWHDQGVXUURXQGLQJDUHDZLWKVXIILFLHQWPDUJLQIRUWKHOLPLWHG | |||
DFFXUDF\TXDQWLW\DQGSHULRGRIWLPHLQZKLFKWKHKLVWRULFDOGDWDKDYHEHHQDFFXPXODWHG | DFFXUDF\\TXDQWLW\\DQGSHULRGRIWLPHLQZKLFKWKHKLVWRULFDOGDWDKDYHEHHQDFFXPXODWHG | ||
DSSURSULDWHFRPELQDWLRQVRIWKHHIIHFWVRIQRUPDODQGDFFLGHQWFRQGLWLRQVZLWKWKHHIIHFWVRIWKH | |||
QDWXUDOSKHQRPHQDDQG WKHLPSRUWDQFHRIWKHVDIHW\\IXQFWLRQWREHSHUIRUPHG' | |||
&)53DUW$SSHQGL['6HFWLRQ9,,,³3URFHVVHVIRU&KDQJHVDQG'HSDUWXUHV'GHVFULEHV | |||
WKHSURFHVVIRUFKDQJHVWRYDULRXV7LHUVRILQIRUPDWLRQLQ&2/VUHIHUHQFLQJ3DUW$SSHQGL[ | |||
' | ' | ||
*'&³(QYLURQPHQWDODQG'\\QDPLF(IIHFWV'HVLJQ%DVHV'UHTXLUHVWKDWVWUXFWXUHVV\\VWHPV | |||
DQGFRPSRQHQWVLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWREH | |||
FRPSDWLEOHZLWKWKHHQYLURQPHQWDOFRQGLWLRQVDVVRFLDWHGZLWKQRUPDORSHUDWLRQPDLQWHQDQFH | |||
*'&³(QYLURQPHQWDODQG'\QDPLF(IIHFWV'HVLJQ%DVHV'UHTXLUHVWKDWVWUXFWXUHVV\VWHPV | |||
DQGFRPSRQHQWVLPSRUWDQWWRVDIHW\VKDOOEHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWREH | |||
WHVWLQJDQGSRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV7KHVHVWUXFWXUHV | WHVWLQJDQGSRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV7KHVHVWUXFWXUHV | ||
V\\VWHPVDQGFRPSRQHQWVVKDOOEHDSSURSULDWHO\\SURWHFWHGDJDLQVWG\\QDPLFHIIHFWVLQFOXGLQJ | |||
WKHHIIHFWVRIPLVVLOHVSLSHZKLSSLQJDQGGLVFKDUJLQJIOXLGVWKDWPD\\UHVXOWIURPHTXLSPHQW | |||
IDLOXUHVDQGIURPHYHQWVDQGFRQGLWLRQVRXWVLGHWKHQXFOHDUSRZHUXQLW+RZHYHUG\\QDPLF | |||
IDLOXUHVDQGIURPHYHQWVDQGFRQGLWLRQVRXWVLGHWKHQXFOHDUSRZHUXQLW+RZHYHUG\QDPLF | HIIHFWVDVVRFLDWHGZLWKSRVWXODWHGSLSHUXSWXUHVLQQXFOHDUSRZHUXQLWVPD\\EHH[FOXGHGIURP | ||
WKHGHVLJQEDVLVZKHQDQDO\\VHVUHYLHZHGDQGDSSURYHGE\\WKH&RPPLVVLRQGHPRQVWUDWHWKDW | |||
WKHSUREDELOLW\\RIIOXLGV\\VWHPSLSLQJUXSWXUHLVH[WUHPHO\\ORZXQGHUFRQGLWLRQVFRQVLVWHQWZLWK | |||
WKHSUREDELOLW\RIIOXLGV\VWHPSLSLQJUXSWXUHLVH[WUHPHO\ORZXQGHUFRQGLWLRQVFRQVLVWHQWZLWK | |||
WKHGHVLJQEDVLVIRUWKHSLSLQJ | WKHGHVLJQEDVLVIRUWKHSLSLQJ | ||
*'& ³&RQWUROURRP'UHTXLUHVDFRQWUROURRPEHSURYLGHGIURPZKLFKDFWLRQVFDQEHWDNHQ | *'& ³&RQWUROURRP'UHTXLUHVDFRQWUROURRPEHSURYLGHGIURPZKLFKDFWLRQVFDQEHWDNHQ | ||
WRRSHUDWHWKHQXFOHDUSRZHUXQLWVDIHO\XQGHUQRUPDOFRQGLWLRQVDQGWRPDLQWDLQLWLQDVDIH | WRRSHUDWHWKHQXFOHDUSRZHUXQLWVDIHO\\XQGHUQRUPDOFRQGLWLRQVDQGWRPDLQWDLQLWLQDVDIH | ||
FRQGLWLRQXQGHUDFFLGHQWFRQGLWLRQVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV$GHTXDWHUDGLDWLRQ | FRQGLWLRQXQGHUDFFLGHQWFRQGLWLRQVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV$GHTXDWHUDGLDWLRQ | ||
SURWHFWLRQVKDOOEHSURYLGHGWRSHUPLWDFFHVVDQGRFFXSDQF\RIWKHFRQWUROURRPXQGHUDFFLGHQW | SURWHFWLRQVKDOOEHSURYLGHGWRSHUPLWDFFHVVDQGRFFXSDQF\\RIWKHFRQWUROURRPXQGHUDFFLGHQW | ||
FRQGLWLRQVZLWKRXWSHUVRQQHOUHFHLYLQJUDGLDWLRQH[SRVXUHVLQH[FHVVRIUHPZKROHERG\RULWV | FRQGLWLRQVZLWKRXWSHUVRQQHOUHFHLYLQJUDGLDWLRQH[SRVXUHVLQH[FHVVRIUHPZKROHERG\\RULWV | ||
HTXLYDOHQWWRDQ\SDUWRIWKHERG\IRUWKHGXUDWLRQRIWKHDFFLGHQW(TXLSPHQWDWDSSURSULDWH | HTXLYDOHQWWRDQ\\SDUWRIWKHERG\\IRUWKHGXUDWLRQRIWKHDFFLGHQW(TXLSPHQWDWDSSURSULDWH | ||
ORFDWLRQVRXWVLGHWKHFRQWUROURRPVKDOOEHSURYLGHG ZLWKDGHVLJQFDSDELOLW\IRUSURPSWKRW | ORFDWLRQVRXWVLGHWKHFRQWUROURRPVKDOOEHSURYLGHG ZLWKDGHVLJQFDSDELOLW\\IRUSURPSWKRW | ||
VKXWGRZQRIWKHUHDFWRULQFOXGLQJQHFHVVDU\LQVWUXPHQWDWLRQDQGFRQWUROVWRPDLQWDLQWKHXQLWLQ | VKXWGRZQRIWKHUHDFWRULQFOXGLQJQHFHVVDU\\LQVWUXPHQWDWLRQDQGFRQWUROVWRPDLQWDLQWKHXQLWLQ | ||
DRAFT | |||
'H VDI VDIHW\\VK H | |||
XDNHVWRUQDGR XDNHVW PWKHL PWKHLUVDIHW\\IXQFWLR DIHW\\ | |||
V\\VWHPV V\\VWH | |||
DQGFRPSRQH GFRP QDWXUDOSKH QDWXUDOSK QRPHQDWK QDWK DUHDZLWKV UHDZLWKVXIILFLHQWPD XII | |||
WKHKLVWRULFDOGDWDKDY LVWRULFDO RUPDODQGDFFLGHQW | |||
RUPDODQGDFFLG FRQ FHRIWKHVDIHW\\IXQFWLRQ RIWKHVDIHW\\IXQFWL 9,,,³3URFHVVHVIRU&KD 3URFHVVHVIRU&KD 7LHUVRILQIRUPDWLRQLQ& | |||
7LHUVRILQIRUPDWLRQLQ& | |||
'\\QDPLF(IIHFWV'HVLJ | |||
\\QDPLF(IIHFWV'HVLJ QWWRVDIHW\\VKDOOEHGHV QWWRVDIHW\\VKDOOEHGHV YLURQPHQWDOFRQGLWLRQV | |||
YLURQPHQWDOFRQGLW HGDFFLGHQWVLQFOXGLQJ HGDFFLGHQWVLQFOXGLQJ RQHQWVVKDOOEHDSSUR RQHQWVVKDOOEHD SLSHZKLSSLQJ | |||
SLSHZKLSSLQJ DQGFRQGLW DQGFRQGLW XODWH XODWH | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
DVDIHFRQGLWLRQGXULQJKRWVKXWGRZQDQG ZLWKDSRWHQWLDOFDSDELOLW\IRUVXEVHTXHQWFROG | |||
3DJHRI | |||
DVDIHFRQGLWLRQGXULQJKRWVKXWGRZQDQG ZLWKDSRWHQWLDOFDSDELOLW\\IRUVXEVHTXHQWFROG | |||
VKXWGRZQRIWKHUHDFWRUWKURXJKWKHXVHRIVXLWDEOHSURFHGXUHV | VKXWGRZQRIWKHUHDFWRUWKURXJKWKHXVHRIVXLWDEOHSURFHGXUHV | ||
*'&³)XHOVWRUDJHDQGKDQGOLQJDQGUDGLRDFWLYLW\FRQWURO'UHTXLUHVLQSDUWWKDWWKHIXHO | *'&³)XHOVWRUDJHDQGKDQGOLQJDQGUDGLRDFWLYLW\\FRQWURO'UHTXLUHVLQSDUWWKDWWKHIXHO | ||
VWRUDJHDQGKDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\VWHPVZKLFKPD\FRQWDLQUDGLRDFWLYLW\ | VWRUDJHDQGKDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\\VWHPVZKLFKPD\\FRQWDLQUDGLRDFWLYLW\\ | ||
VKDOOEHGHVLJQHGWRDVVXUHDGHTXDWHVDIHW\XQGHUQRUPDODQGSRVWXODWHGDFFLGHQWFRQGLWLRQV | VKDOOEHGHVLJQHGWRDVVXUHDGHTXDWHVDIHW\\XQGHUQRUPDODQGSRVWXODWHGDFFLGHQWFRQGLWLRQV | ||
LQFOXGLQJVXLWDEOHVKLHOGLQJIRUUDGLDWLRQSURWHFWLRQ | LQFOXGLQJVXLWDEOHVKLHOGLQJIRUUDGLDWLRQSURWHFWLRQ | ||
&)5 D UHTXLUHVLQWKHUHOHYDQWSDUWWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHG | &)5 D UHTXLUHVLQWKHUHOHYDQWSDUWWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHG | ||
LQVSHFWLRQVWHVWVDQGDQDO\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDW | LQVSHFWLRQVWHVWVDQGDQDO\\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDW | ||
DUHQHFHVVDU\DQGVXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQG | DUHQHFHVVDU\\DQGVXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQG | ||
DQDO\VHVDUHSHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\KDVEHHQFRQVWUXFWHGDQG | DQDO\\VHVDUHSHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQG | ||
ZLOOEHRSHUDWHGLQFRQIRUPLW\\ZLWKWKHFRPELQHGOLFHQVHWKHSURYLVLRQVRIWKH$FWDQGWKH | |||
&RPPLVVLRQ VUXOHVDQGUHJXODWLRQV | &RPPLVVLRQ VUXOHVDQGUHJXODWLRQV | ||
61&5HVSRQVHV | 61&5HVSRQVHV | ||
&ODULILFDWLRQ | |||
3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH | |||
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | ||
DLLHDQGELQ7DEOHWRSURYLGHDFULWHULDZKLFKHQVXUHVWKDWUDGLDWLRQ | |||
DWWHQXDWLRQUHPDLQVDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ | |||
DFFRUGDQFHZLWKWKHGHVLJQDQGWKHUHOHYDQWUHTXLUHPHQWV | |||
5HVSRQVH | 5HVSRQVH | ||
61&LVUHYLVLQJWKHOLFHQVHDPHQGPHQWUHTXHVWHQFORVHGLQOHWWHU61&OHWWHUQXPEHU | |||
1' GDWHG0DUFK $FFHVVLRQ1R0/ $ 7KHUHYLVLRQSURYLGHV | |||
FODULILFDWLRQVWRWKHSUHYLRXVO\\SURSRVHG,7$$&DFFHSWDQFHFULWHULDDQGWKHJHQHULFQRWHVWR | |||
7DEOHWRSURYLGHDVVXUDQFHWKDWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ | |||
0DUFK $FFHVVLRQ1R0/ $ | DFFRUGDQFHZLWKWKHGHVLJQDQGWKHUHOHYDQWUHTXLUHPHQWV7KHUHYLVHG,7$$&VSHFLILHVWKDW | ||
WKHDFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | |||
FODULILFDWLRQVWRWKHSUHYLRXVO\SURSRVHG,7$$&DFFHSWDQFHFULWHULDDQGWKHJHQHULFQRWHVWR | |||
7DEOHWRSURYLGHDVVXUDQFHWKDWWKHIDFLOLW\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ | |||
DLLHDQGELQ7DEOHLQFOXGHVWKHSKUDVH³ZLWKRXWLPSDFWLQJHVWDEOLVKHG | DLLHDQGELQ7DEOHLQFOXGHVWKHSKUDVH³ZLWKRXWLPSDFWLQJHVWDEOLVKHG | ||
UDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ' | UDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ' | ||
7KHUHYLVHGDFFHSWDQFHFULWHULDZLOOUHTXLUH61&WRGHPRQVWUDWHWKDWUDGLRORJLFDO]RQLQJDQG | 7KHUHYLVHGDFFHSWDQFHFULWHULDZLOOUHTXLUH61&WRGHPRQVWUDWHWKDWUDGLRORJLFDO]RQLQJDQG | ||
HTXLSPHQWTXDOLILFDWLRQUHTXLUHPHQWVDUHPHWE\HVWDEOLVKLQJDFFHSWDQFHFULWHULDWKDW | HTXLSPHQWTXDOLILFDWLRQUHTXLUHPHQWVDUHPHWE\\HVWDEOLVKLQJDFFHSWDQFHFULWHULDWKDW | ||
HQFRPSDVVHVUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\DQGDJJUHJDWHLPSDFWV LHRFFXSDWLRQDODQG | HQFRPSDVVHVUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\\DQGDJJUHJDWHLPSDFWV LHRFFXSDWLRQDODQG | ||
SXEOLFGRVHHQYLURQPHQWDOTXDOLILFDWLRQ DQGLVFRQVLVWHQWZLWKWKH7LHUGHVLJQFULWHULD HJ | SXEOLFGRVHHQYLURQPHQWDOTXDOLILFDWLRQ DQGLVFRQVLVWHQWZLWKWKH7LHUGHVLJQFULWHULD HJ | ||
8)6$5VHFWLRQV³(VWLPDWHG5DGLDWLRQDQG&KHPLFDO(QYLURQPHQW''³5DGLDWLRQ | 8)6$5VHFWLRQV³(VWLPDWHG5DGLDWLRQDQG&KHPLFDO(QYLURQPHQW''³5DGLDWLRQ | ||
'RVH'DQG³6KLHOGLQJ'HVLJQ2EMHFWLYHV' | 'RVH'DQG³6KLHOGLQJ'HVLJQ2EMHFWLYHV' | ||
DRAFT YLVLR YLVL T | |||
VHV | |||
VHV | |||
F 7DEOH)RRW 7DEOH)RR QRWHV DLDDLE | |||
DDLE | |||
EOHWRSURYLGHDFU | |||
WRSURYLGHDFU GWKHIDFLOLW\\KDVEHHQF GWKHIDFLOLW\\KDVEHHQF WKHUHOHYDQWUHTXLUHPH WKHUHOHYDQWUHTXL HQVHDPHQGPHQWUHTXH HQVHDPHQGPHQWUH 0DUFK $FFHV 0DUFK $FFHV UHYLRXVO\\SURSRVHG | |||
UHYLRXVO\\SURSRV DVVXUDQFHWKDW DVVXUDQFHWKD QDQGWKH QDQGWKH | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJHRI | |||
4XHVWLRQ | 4XHVWLRQ | ||
3OHDVHFODULI\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH | 3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH | ||
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG | ||
DLLHDLLIDQGELQ7DEOHWRSURYLGHFULWHULDWKDWHQVXUHVWKDW | DLLHDLLIDQGELQ7DEOHWRSURYLGHFULWHULDWKDWHQVXUHVWKDW | ||
UDGLDWLRQVKLHOGLQJIXQFWLRQDQGVWUXFWXUDOLQWHJULW\UHPDLQDSSURSULDWHDQGWKHIDFLOLW\KDVEHHQ | UDGLDWLRQVKLHOGLQJIXQFWLRQDQGVWUXFWXUDOLQWHJULW\\UHPDLQDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQ | ||
FRQVWUXFWHGDQGZLOOEHRSHUDWHGLQDFFRUGDQFHZLWKWKHGHVLJQDQGDOOUHOHYDQWUHTXLUHPHQWV | FRQVWUXFWHGDQGZLOOEHRSHUDWHGLQDFFRUGDQFHZLWKWKHGHVLJQDQGDOOUHOHYDQWUHTXLUHPHQWV | ||
5HVSRQVH | 5HVSRQVH | ||
$VQRWHGLQWKHUHVSRQVHWRWKHFODULILFDWLRQ DERYH 61&LVUHYLVLQJWKH,7$$&DFFHSWDQFH | $VQRWHGLQWKHUHVSRQVHWRWKHFODULILFDWLRQ DERYH 61&LVUHYLVLQJWKH,7$$&DFFHSWDQFH | ||
FULWHULDWRGHPRQVWUDWHWKDWUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQUHTXLUHPHQWVDUH | FULWHULDWRGHPRQVWUDWHWKDWUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQUHTXLUHPHQWVDUH | ||
PHWE\\HVWDEOLVKLQJ,7$$&DFFHSWDQFHFULWHULDWKDWHQFRPSDVVHVUDGLDWLRQVKLHOGLQJ | |||
IXQFWLRQDOLW\DQGDJJUHJDWHLPSDFWV LHRFFXSDWLRQDODQGSXEOLFGRVHHQYLURQPHQWDO | IXQFWLRQDOLW\\DQGDJJUHJDWHLPSDFWV LHRFFXSDWLRQDODQGSXEOLFGRVHHQYLURQPHQWDO | ||
TXDOLILFDWLRQ DQGLVFRQVLVWHQWZLWKWKH7LHUGHVLJQFULWHULD HJ8)6$56XEVHFWLRQV | |||
³(VWLPDWHG5DGLDWLRQDQG&KHPLFDO(QYLURQPHQW''³5DGLDWLRQ'RVH'DQG | ³(VWLPDWHG5DGLDWLRQDQG&KHPLFDO(QYLURQPHQW''³5DGLDWLRQ'RVH'DQG | ||
³6KLHOGLQJ'HVLJQ2EMHFWLYHV' | |||
& | 5HJDUGLQJWKHFULWHULDWRDVVHVVVWUXFWXUDOLQWHJULW\\WKHSURSRVHGFKDQJHVLQWKH/$5ZLOO | ||
UHTXLUHIXWXUHVWUXFWXUDOGHYLDWLRQVEHHYDOXDWHGWRH[LVWLQJGHVLJQUHTXLUHPHQWVDQGZLOO | |||
FRQWLQXHWRVDWLVI\\7LHUGHVLJQFULWHULD'HYLDWLRQVWKDWFRXOGSRWHQWLDOO\\DIIHFWWKHGHVLJQ | |||
IXQFWLRQVRIVWUXFWXUDOEXLOGLQJVRUDOWHUFRPSOLDQFHZLWKDSSOLFDEOHGHVLJQFRGHVRUOLFHQVLQJ | |||
EDVLVUHTXLUHPHQWVZLOOFRQWLQXHWREHHYDOXDWHGDQGGLVSRVLWLRQHGXQGHUWKH&)5 | |||
$SSHQGL['6HFWLRQ9,,,SURFHVVDVVXSSOHPHQWHGE\\/LFHQVH&RQGLWLRQ' $VQRWHGLQ | |||
WKHDPHQGPHQWUHTXHVWVWUXFWXUDOGHYLDWLRQVZLOOFRQWLQXHWRFRPSO\\ZLWKDSSOLFDEOHFRQFUHWH | |||
DQGVWUXFWXUDOFRGHVDVGHILQHGLQWKHOLFHQVLQJEDVLV6SHFLILFDOO\\WKHUHTXLUHPHQWVWKDW | |||
VHLVPLF&DWHJRU\\,DQG,,VWUXFWXUHVFRPSO\\ZLWKDSSOLFDEOHGHVLJQFRGHVLQFOXGLQJ$&, | |||
DQG$16,$,6&1 ZLOOFRQWLQXHWREHPHW6XSSOHPHQWDO7LHUUHTXLUHPHQWVGHVFULEHGLQ | |||
8)6$56XEVHFWLRQ³6HLVPLF&DWHJRU\\,6WUXFWXUHV'8)6$56XEVHFWLRQ | |||
6WUXFWXUDO&ULWHULDDQGWKHJXLGDQFHFRQWDLQHGLQ15&5HJXODWRU\\*XLGHV | |||
DQGDVGLVFXVVHGLQ8)6$5$SSHQGL[$³&RQIRUPDQFHZLWK5HJXODWRU\\*XLGHVZLOODOVR | |||
EHPHW | |||
4XHVWLRQ | 4XHVWLRQ | ||
3OHDVHFODULI\WKDW1 'VIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI | 3OHDVHFODULI\\WKDW1 'VIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI | ||
WROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG | WROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG | ||
VXEVHTXHQWO\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,, | VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,, | ||
SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\ | SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\ | ||
PDLQWDLQHG3OHDVHSURYLGHUHYLVHGWH[WWRFODULI\KRZWKHVHSURFHVVHVZLOOEHLPSOHPHQWHG | PDLQWDLQHG3OHDVHSURYLGHUHYLVHGWH[WWRFODULI\\KRZWKHVHSURFHVVHVZLOOEHLPSOHPHQWHG | ||
,QDGGLWLRQWKHODQJXDJHLQ9(*38)6$57LHU7DEOHDSSHDUVWRFRQIOLFWZLWKWKH | ,QDGGLWLRQWKHODQJXDJHLQ9(*38)6$57LHU7DEOHDSSHDUVWRFRQIOLFWZLWKWKH | ||
VWDWHGSXUSRVHVRIUDGLDWLRQVKLHOGLQJ IRUQRUPDORSHUDWLRQDQGSRVWDFFLGHQWFRQGLWLRQV DV | VWDWHGSXUSRVHVRIUDGLDWLRQVKLHOGLQJ IRUQRUPDORSHUDWLRQDQGSRVWDFFLGHQWFRQGLWLRQV DV | ||
GHVFULEHGLQVHYHUDOVHFWLRQVRIWKH7LHU8)6$5DQGWKHUHVXOWLQJQXPHULFDOYDOXHVLQ7LHU | GHVFULEHGLQVHYHUDOVHFWLRQVRIWKH7LHU8)6$5DQGWKHUHVXOWLQJQXPHULFDOYDOXHVLQ7LHU | ||
7DEOH3OHDVHSURYLGHUHYLVHG8)6$57LHUWH[WWRUHVROYHDQ\GLVFUHSDQFLHVEHWZHHQ | 7DEOH3OHDVHSURYLGHUHYLVHG8)6$57LHUWH[WWRUHVROYHDQ\\GLVFUHSDQFLHVEHWZHHQ | ||
WKHSURSRVHGFKDQJHVDQGWKHH[LVWLQJVWDWHPHQWVLQ8)6$57LHU7DEOH$FFHSWDQFH | WKHSURSRVHGFKDQJHVDQGWKHH[LVWLQJVWDWHPHQWVLQ8)6$57LHU7DEOH$FFHSWDQFH | ||
DRAFT HV HVUD | |||
U EOLFGRVH EOLFG D HJ8)6$5 D HJ | |||
³5DGLD | |||
³5DGLDWLRQ'RVH WLR W\\WKHSURS | |||
\\WKHSURSRVHGFKDQJ RV HGWRH[LVWLQJG H[LVWLQJGHVLJQUHT YLDWLRQVWKDWFRX YLDWLRQVWKDWFRXOGSRWH RPSOLDQFHZLWKDSSO SOLDQFHZLWKDSSOLFDE LF HYDOXDWHGDQGGLVSRVLW DWHGDQGGLVSRVLW VVXSSOHPHQWHGE\\/LFH | |||
VXSSOHPHQWHGE\\/LFH DOGHYLDWLRQVZLOOFRQWLQ DOGHYLDWLRQVZLOOF GLQWKHOLFHQVLQJEDVLV | |||
GLQWKHOLFHQVLQJEDV XFWXUHVFRPSO\\ZLWKDS WXUHVFRPSO\\ZLWKDS ZLOOFRQWLQXHWREHPHW ZLOOFRQWLQXHWREHPHW | |||
³6HLVPLF&DWHJ | |||
³6HLVPLF& | |||
DQGWKHJXLGDQFHFRQW DQGWKHJXLGDQFHFRQ VHGLQ8)6$5$SSH VHGLQ8)6$5$ | |||
1' | 1' | ||
(QFORVXUH | (QFORVXUH | ||
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | 3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5 | ||
3DJH RI | |||
&ULWHULDDQG8)6$57LHU | &ULWHULDDQG8)6$57LHU | ||
5HVSRQVH | 5HVSRQVH | ||
61&LVSURSRVLQJWRDGGDQDGGLWLRQDOQRWHWR&2/$SSHQGL[&7DEOHWRVSHFLI\WKDW | 61&LVSURSRVLQJWRDGGDQDGGLWLRQDOQRWHWR&2/$SSHQGL[&7DEOHWRVSHFLI\\WKDW | ||
QRQFRQIRUPDQFHVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI | QRQFRQIRUPDQFHVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI | ||
WROHUDQFHFRQGLWLRQV ZLOOEHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG | WROHUDQFHFRQGLWLRQV ZLOOEHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG | ||
VXEVHTXHQWO\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,, | VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,, | ||
SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\ | SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\ | ||
PDLQWDLQHG7KHDGGLWLRQDOQRWHZLOODOVRVSHFLI\WKDWFRQVWUXFWLRQGHYLDWLRQVZLOOEHFRQVLVWHQW | PDLQWDLQHG7KHDGGLWLRQDOQRWHZLOODOVRVSHFLI\\WKDWFRQVWUXFWLRQGHYLDWLRQVZLOOEHFRQVLVWHQW | ||
ZLWKWKHOLFHQVLQJEDVLVDQGZLOOEHDGGUHVVHGLQDFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQG | ZLWKWKHOLFHQVLQJEDVLVDQGZLOOEHDGGUHVVHGLQDFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQG | ||
UHJXODWRU\UHTXLUHPHQWVDQGLIDSSOLFDEOHDOLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWR | UHJXODWRU\\UHTXLUHPHQWVDQGLIDSSOLFDEOHDOLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWR | ||
LPSOHPHQWDWLRQRIWKHFKDQJH | LPSOHPHQWDWLRQRIWKHFKDQJH | ||
5HJDUGLQJWKHFRQIOLFWZLWKWKHVWDWHGSXUSRVHVIRUUDGLDWLRQVKLHOGLQJ | 5HJDUGLQJWKHFRQIOLFWZLWKWKHVWDWHGSXUSRVHVIRUUDGLDWLRQVKLHOGLQJ LHQRUPDORSHUDWLRQDQG | ||
SRVWDFFLGHQWFRQGLWLRQV WKHSURSRVHGFKDQJHVLQWKH/$5ZLOOFRQWLQXHWRUHTXLUHWKDWDOO | |||
QRQFRQIRUPDQFHVEHUHYLHZHGDQGHYDOXDWHGIRUDOOLPSDFWVWROLFHQVLQJEDVLVUHTXLUHPHQWV | |||
)RUQRQFRQIRUPDQFH¶VLQZDOOWKLFNQHVVHVWKLVLQFOXGHVUHYLHZLQJDQGYHULI\\WKDWDOOUDGLDWLRQ | |||
VKLHOGLQJUHTXLUHPHQWVLQWKH9(*3 8)6$5DUHPHWLQFOXGLQJQRUPDODQGSRVWDFFLGHQW | |||
FRQGLWLRQV | |||
)RUQRQFRQIRUPDQFH¶VLQZDOOWKLFNQHVVHVWKLVLQFOXGHVUHYLHZLQJDQGYHULI\WKDWDOOUDGLDWLRQ | DRAFT KLHOGLQJ L KLHOG 5ZLOOFRQWLQXHW 5ZLOOFRQ DFWVWROL DFWV | ||
FHQVLQJEDV FHQVL HVUHYLHZLQJDQGYHULI\\ | |||
VKLHOGLQJUHTXLUHPHQWVLQWKH9(*3 8)6$5DUHPHWLQFOXGLQJQRUPDODQGSRVWDFFLGHQW | HVUHYLHZLQJDQGYH UHPHWLQFOXGLQJ | ||
UHPHWLQFOX QRUPD UPD}} | |||
}} | |||
Latest revision as of 07:19, 3 January 2025
| ML19267A187 | |
| Person / Time | |
|---|---|
| Site: | Vogtle  |
| Issue date: | 09/24/2019 |
| From: | NRC |
| To: | NRC/NRO/DLSE/LB4 |
| References | |
| Download: ML19267A187 (51) | |
Text
1 Vogtle PEmails From:
Gleaves, Bill Sent:
Tuesday, September 24, 2019 7:13 AM To:
Vogtle PEmails
Subject:
FW: Draft Revision to SNC LAR-19-005 Attachments:
DRAFT SNC LAR-19-005 R1.pdf This email and attachment are being forwarded to NRCs ADAMS system for capture.
Billy William (Billy) Gleaves Senior Project Manager NRO/DLSE/Licensing Branch 2 US Nuclear Regulatory Commission The contents of this message may be sensitive. If this message has been received in error, please delete it without reading it. Your receipt of this message is not intended to waive any applicable privilege. Do not disseminate this message without the permission of the author. Communications by this author do not represent NRC policy and are not binding on the Commission.
From: Leighty, Steven <sleighty@southernco.COM>
Sent: Friday, September 20, 2019 3:53 PM To: Patel, Chandu <Chandu.Patel@nrc.gov>; Gleaves, Bill <Bill.Gleaves@nrc.gov>
Cc: Roberts, Kelli Anne <KROBERTS@southernco.com>
Subject:
[External_Sender] Draft Revision to SNC LAR-19-005 Chandu/Billy, Please find attached a draft revision to SNC LAR-19-005. The revision to the LAR and exemption incorporate responses to the staffs draft RAIs and changes to the initial LAR and exemption. The revisions to the body of the LAR are denoted with revision bars in the right hand margins and changes to the COL Appendix C markups are shown in new colors to reflect the changes to the initial LAR.
SNC is prepared to discuss the revised LAR and draft RAI responses at the staffs earliest availability.
Please let me know if there are any questions on this draft.
- Thanks, Steve Leighty Licensing Supervisor, Vogtle 3&4 Southern Nuclear 7825 River Road Waynesboro, GA 30830 Desk. 706.848.6790 Cell. 724.570.9412 southernnuclear.com
2
Hearing Identifier:
Vogtle_COL_Docs_Public Email Number:
482 Mail Envelope Properties (BL0PR0901MB43872C3901E2DBE511B298099F840)
Subject:
FW: Draft Revision to SNC LAR-19-005 Sent Date:
9/24/2019 7:13:17 AM Received Date:
9/24/2019 7:13:22 AM From:
Gleaves, Bill Created By:
Bill.Gleaves@nrc.gov Recipients:
"Vogtle PEmails" <Vogtle.PEmails@nrc.gov>
Tracking Status: None Post Office:
BL0PR0901MB4387.namprd09.prod.outlook.com Files Size Date & Time MESSAGE 1744 9/24/2019 7:13:22 AM image001.gif 2058 DRAFT SNC LAR-19-005 R1.pdf 965378 Options Priority:
Standard Return Notification:
No Reply Requested:
No Sensitivity:
Normal Expiration Date:
Recipients Received:
0LFKDHO-<R[
5HJXODWRU\\$IIDLUV'LUHFWRU
9RJWOH
5LYHU5RDG
- D\\QHVERUR*$
6HSWHPEHU;;
'RFNHW1RV
1'
&)5
&)5
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
'RFXPHQW&RQWURO'HVN
- DVKLQJWRQ'&
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW8QLWVDQG
5HYLVLRQWR5HTXHVWIRU/LFHQVH$PHQGPHQWDQG([HPSWLRQ
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
/DGLHVDQG*HQWOHPHQ
%\\ OHWWHU GDWHG 0DUFK $JHQF\\ZLGH 'RFXPHQWV $FFHVV DQG 0DQDJHPHQW 6\\VWHP
$'$06 $FFHVVLRQ 1R 0/ $ 6RXWKHUQ 1XFOHDU 2SHUDWLQJ &RPSDQ\\ 61& WKH
OLFHQVHHIRU9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQGUHTXHVWHGDQDPHQGPHQWWR
&RPELQHG/LFHQVH &2/ 1XPEHUV13) DQG13) IRU9(*38QLWVDQG UHVSHFWLYHO\\
7KHUHTXHVWHGDPHQGPHQWLQFOXGHGFKDQJHVWRWKH9(*38QLWDQG8QLW&2/$SSHQGL[& DQG
FRUUHVSRQGLQJ SODQWVSHFLILF '&' 7LHU LQIRUPDWLRQ 3XUVXDQW WR WKH SURYLVLRQV RI &)5
E DQH[HPSWLRQIURPHOHPHQWVRIWKHGHVLJQDVFHUWLILHGLQWKH&)53DUW$SSHQGL[
'GHVLJQFHUWLILFDWLRQUXOHZDVDOVRUHTXHVWHGIRUWKHSODQWVSHFLILF7LHUPDWHULDOGHSDUWXUHV
7KH /LFHQVH $PHQGPHQW 5HTXHVW /$5 SURSRVHG WKH FRQVROLGDWLRQ RI FHUWDLQ EXLOGLQJ DQG
VWUXFWXUHUHODWHG,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD ,7$$& 6SHFLILFDOO\\61&
KDV GHWHUPLQHG WKDW VRPH EXLOGLQJ DQG VWUXFWXUH UHODWHG,7$$& $FFHSWDQFH &ULWHULD DUH
GXSOLFDWLYH7RFRUUHFWWKLVFRQGLWLRQ61&SURSRVHGWRUHYLVH&2/$SSHQGL[& DQGSODQWVSHFLILF
7LHULQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQG
FODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVZRXOGEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVV
UHSRUWVGHVFULEHGLQ,7$$&$FFHSWDQFH&ULWHULD
7KLVUHYLVLRQWR/$5 LVEHLQJVXEPLWWHGWRDGGUHVVFRPPHQWVSURYLGHGE\\WKH861XFOHDU
5HJXODWRU\\&RPPLVVLRQ 15& VWDIIGXULQJ-XO\\ $XJXVW DQG6HSWHPEHU
SXEOLFPHHWLQJVDQGLQGUDIW5HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ 5$,V GDWHG-XO\\ $XJXVW
DQG6HSWHPEHU (QFORVXUHVDQGRI/$5 DUHUHSODFHGLQWKHLUHQWLUHW\\
ZLWK(QFORVXUHVDQGRIWKLVUHYLVHGDPHQGPHQWUHTXHVW5HYLVLRQEDUVLQWKHULJKWKDQG
PDUJLQLQGLFDWHWKHGLIIHUHQFHVEHWZHHQ(QFORVXUHVDQGDQG(QFORVXUHVDQG,QDGGLWLRQ
61&¶VUHVSRQVHWRWKHGUDIW5$,LVSURYLGHGLQ(QFORVXUHWRWKLVOHWWHU
(QFORVXUH SURYLGHV WKH GHVFULSWLRQ WHFKQLFDO HYDOXDWLRQ UHJXODWRU\\ HYDOXDWLRQ LQFOXGLQJ WKH
VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ DQGHQYLURQPHQWDOFRQVLGHUDWLRQVIRUWKHSURSRVHGFKDQJHV
(QFORVXUHSURYLGHVWKHEDFNJURXQGDQGVXSSRUWLQJEDVLVIRUWKHUHTXHVWHGH[HPSWLRQ
DRAFT
&RPSDQ\\
&RP DQW8QLWVDQG
DQW8QLWV
PHQGPHQWDQG([HP PHQGPHQWDQG
GLQJ,7$$& /$5
GLQJ,7$$& /$5
FT F\\ZLGH 'RFXPHQWV $F LGH 'RFXPHQWV $
6RXWKHUQ 1XFOHD RXWKHUQ 1XFOH LQJ3ODQW 9(*3 8QLWV LQJ3ODQW 9(*3 HUV13) DQG13)
HUV13) DQG13 OXGHGFKDQJHVWRWKH9 XGHGFKDQJHVWRWKH9 F '&' 7LHU LQIRUP
&' 7LHU LQIRUP QIURPHOHPHQWVRIWKHG QIURPHOHPHQWV UXOHZDVDOVRUHTXHVWHG UXOHZDVDOVRUHTXHV PHQW 5HTXHVW /$
PHQW 5HTXHVW
RQV7HVWV$
RQV7HVWV$
H EXLOG H EXLOG GLW GLW
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
1'
3DJHRI
(QFORVXUHSURYLGHVWKHSURSRVHGOLFHQVHEDVLVFKDQJHV
(QFORVXUHSURYLGHVWKHGUDIW15&5$,DQG61&¶VUHVSRQVH
7KH(QFORVXUHVWRWKLVOHWWHUKDYHEHHQUHYLHZHGDQGFRQILUPHGWRQRWFRQWDLQVHFXULW\\UHODWHG
LQIRUPDWLRQ7KLVOHWWHUFRQWDLQVQRUHJXODWRU\\FRPPLWPHQWV
7KHUHYLVHGLQIRUPDWLRQSURYLGHGLQWKHHQFORVXUHVGRHVQRWFKDQJHWKHVFRSHRIWKHUHTXHVWHG
OLFHQVHDPHQGPHQWRUH[HPSWLRQQRUGRHVLWFKDQJHWKHFRQFOXVLRQVLQWKH7HFKQLFDO(YDOXDWLRQ
RUWKHFRQFOXVLRQVLQWKH1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ'HWHUPLQDWLRQ
61&UHTXHVWVVWDIIDSSURYDORIWKLVUHYLVHGOLFHQVHDPHQGPHQWE\\1RYHPEHU WRVXSSRUW
FORVXUHRI9(*38QLWVDQG,7$$&$SSURYDOE\\WKLVGDWHZLOODOORZVXIILFLHQWWLPHWRLPSOHPHQW
WKHOLFHQVLQJEDVLVFKDQJHVSULRUWRWKHDVVRFLDWHG,7$$&DFWLYLW\\61&H[SHFWVWRLPSOHPHQW
WKLVSURSRVHGDPHQGPHQW WKURXJKLQFRUSRUDWLRQLQWRWKHOLFHQVLQJEDVLVGRFXPHQWV ZLWKLQ
GD\\VRIDSSURYDORIWKHUHTXHVWHGFKDQJHV
,QDFFRUGDQFHZLWK&)5 61&LVQRWLI\\LQJWKH6WDWHRI*HRUJLDRIWKLV/$5E\\WUDQVPLWWLQJ
DFRS\\RIWKLVOHWWHUDQGHQFORVXUHVWRWKHGHVLJQDWHG6WDWH2IILFLDO
6KRXOG\\RXKDYHDQ\\TXHVWLRQVSOHDVHFRQWDFW0U6WHYH/HLJKW\\DW
,GHFODUHXQGHUSHQDOW\\RISHUMXU\\WKDWWKHIRUHJRLQJLVWUXHDQGFRUUHFW([HFXWHGRQWKH;;UGGD\\
RI6HSWHPEHU
5HVSHFWIXOO\\VXEPLWWHG
6287+(5118&/($523(5$7,1*&203$1<
0LFKDHO-<R[
5HJXODWRU\\$IIDLUV'LUHFWRU
9RJWOH
0-<5$6VIU
(QFORVXUHV 3URYLGHGZLWKRULJLQDOVXEPLWWDO
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HYLVHG
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ
,7$$& /$5 5
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HYLVHG
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5
5
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HYLVHG
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5
5
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG+/-5HVSRQVHWR
'UDIW5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQGDWHG$XJXVW
W\\61 W\\6 QVLQJEDVLV
QVLQJ
6WDWHRI
6WDWH
- HRUJLDRIWKLV/
RIWKL G6WDWH2I G6WDWH2IILFLDO
ILF I
W0U6WHYH/HLJKW\\
W0U6WHYH/H
DW
IRUHJRLQJLVWUXHDQGFR JRLQJLVWUXHDQGFR 23(5$7,1*&203$1 23(5$7,1*&2
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
1'
3DJHRI
FF
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\*HRUJLD3RZHU&RPSDQ\\
0U6(.XF]\\QVNL ZRHQFORVXUHV
0U336HQD,,, ZRHQFORVXUHV
0U0'0HLHU ZRHQFORVXUHV
0U'+-RQHV ZRHQFORVXUHV
0U*&KLFN
0U'/0F.LQQH\\ ZRHQFORVXUHV
0U7:<HOYHUWRQ ZRHQFORVXUHV
0U%+:KLWOH\\
0V&$*D\\KHDUW
0U&53LHUFH
0V05RQQOXQG
0U'/)XOWRQ
0U0-<R[
0U&7'HIQDOO
0U-7XSLN
0V6$JHH
0V$*LEVRQ
0V$&&KDPEHUODLQ
0U6/HLJKW\\
0U(5LIIOH
0V.5REHUWV
0U-+DVZHOO
0U'7%O\\WKH
'RFXPHQW6HUYLFHV57<3( 91'/,/
)LOH$5
1XFOHDU5HJXODWRU\\&RPPLVVLRQ
0U:-RQHV ZRHQFORVXUHV
0V-'L[RQ+HUULW\\
0U&3DWHO
0U%.HPNHU
0U*.KRXUL
0V67HPSOH
0U)%URZQ
0U&-(YHQ
0U$/HUFK
0U6:DONHU
0U1'.DUORYLFK
0V1&&RRYHUW
0U&:HOFK
0U-*DVOHYLF
0U9+DOO
0V.3&DUULQJWRQ
0U3-+HKHU
0U0:HEE
DRAFT
'/,/
'/,/
PLVVLRQ
PLVVLRQ DR FORVXUHV
FORVXUHV
861XFOHDU5HJXODWRU\\&RPPLVVLRQ
1'
3DJHRI
6WDWHRI*HRUJLD
0U5'XQQ
2JOHWKRUSH3RZHU&RUSRUDWLRQ
0U0:3ULFH
0V$:KDOH\\
0XQLFLSDO(OHFWULF$XWKRULW\\RI*HRUJLD
0U-()XOOHU
0U60-DFNVRQ
'DOWRQ8WLOLWLHV
0U7%XQGURV
- HVWLQJKRXVH(OHFWULF&RPSDQ\\//&
0U/2ULDQL ZRHQFORVXUHV
0U75XEHQVWHLQ ZRHQFORVXUHV
0U0&RUOHWWL
0U0/&O\\GH
0U'+DZNLQV
0U-&RZDUG
2WKHU
0U6:.OLQH%HFKWHO3RZHU&RUSRUDWLRQ
0V/$0DWLV7HWUD7HFK186,QF
'U:5-DFREV-U3K'*'6$VVRFLDWHV,QF
0U65RHWJHU*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ
0V6:.HUQL]DQ*HRUJLD3XEOLF6HUYLFH&RPPLVVLRQ
0U.&*UHHQH7URXWPDQ6DQGHUV
0U6%ODQWRQ%DOFK%LQJKDP
1RFXPHQWLQ%R[#GXNHHQHUJ\\FRP'XNH(QHUJ\\
0U6)UDQ]RQH)ORULGD3RZHU /LJKW
DRAFT DWLRQ
F
$VVRFLDWHV,QF
$VVRFLDWHV,QF
6HUYLFH&RPPLVVLRQ
6HUYLFH&RPPLVVLRQ
3XEOLF6HUYLFH&RPPL 3XEOLF6HUYLFH&RPPL DQ6DQGHUV
GHUV
LQJKDP
LQJKDP
- GXNHHQHUJ\\FRP'X
- GXNHHQHUJ\\FRP'
RULGD3RZHU /LJKW
RULGD3RZHU /LJ
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
1'
(QFORVXUH
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG
5HYLVHG5HTXHVWIRU/LFHQVH$PHQGPHQW
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$&
/$5 5
(QFORVXUHFRQVLVWVRISDJHVLQFOXGLQJWKLVFRYHUSDJH
DRAFT
9(*3 8QLWVDQG
9(*3 8QLWVDQ XHVWIRU/LFHQVH$PH IRU/LFHQVH$PH DWLRQRI6WUXFWXUDO%X DWLRQRI6WUXFWX
/$5
/$5
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
7DEOHRI&RQWHQWV
6800$5<'(6&5,37,21
'(7$,/(''(6&5,37,21DQG7(&+1,&$/(9$/8$7,21
7(&+1,&$/(9$/8$7,21 LQFOXGHGLQ6HFWLRQ
5(*8/$725<(9$/8$7,21
$SSOLFDEOH5HJXODWRU\\5HTXLUHPHQWV&ULWHULD
3UHFHGHQW
1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ$QDO\\VLV
&RQFOXVLRQV
(19,5210(17$/&216,'(5$7,216
5()(5(1&(6
DRAFT HPHQWV&ULWHULD
HPHQ UGV&RQVLGHUDWLRQ$QDO\\
GV&RQVLGHUDWLRQ$
6,'(5$7,216
6,'(5$7,216
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3XUVXDQWWR&)5 F DQGLQDFFRUGDQFHZLWK&)5 6RXWKHUQ1XFOHDU
2SHUDWLQJ&RPSDQ\\ 61&RU³/LFHQVHH' KHUHE\\UHTXHVWVDQDPHQGPHQWWR&RPELQHG
/LFHQVH &2/ 1RV13) DQG13) IRU9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3
8QLWVDQGUHVSHFWLYHO\\
6800$5<'(6&5,37,21
7KH UHTXHVWHG DPHQGPHQW SURSRVHV FKDQJHV WR &2/ $SSHQGL[ & LQIRUPDWLRQ ZLWK
FRUUHVSRQGLQJ FKDQJHV WR SODQWVSHFLILF '&' 7LHU LQIRUPDWLRQ DV DSSURSULDWH 7KH
SURSRVHG FKDQJHV LQFOXGH FRQVROLGDWLQJ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG $FFHSWDQFH
&ULWHULD ,7$$& IRU VWUXFWXUDO EXLOGLQJV DQG UHYLVLQJ $FFHSWDQFH &ULWHULD WR UHIOHFW
HYDOXDWLRQVRIDVEXLOWGHYLDWLRQVLQZDOODQGIORRUWKLFNQHVVHVZLOOEHSURYLGHGDVSDUWRIWKH
UHSRUWV GHVFULEHG LQ,7$$& 7KLV HQFORVXUH UHTXHVWV DSSURYDO RI D OLFHQVH DPHQGPHQW
QHFHVVDU\\ WR LPSOHPHQW WKH &2/ $SSHQGL[ & FKDQJHV GHVFULEHG EHORZ (QFORVXUH
UHTXHVWVWKHH[HPSWLRQQHFHVVDU\\WRLPSOHPHQWWKHFKDQJHVWRWKHSODQWVSHFLILF'&'7LHU
LQIRUPDWLRQ
'(7$,/(''(6&5,37,21DQG7(&+1,&$/(9$/8$7,21
'HWDLOHG'HVFULSWLRQ
&2/$SSHQGL[&6HFWLRQSURYLGHVGHVLJQGHVFULSWLRQVIRU$3VWUXFWXUDOEXLOGLQJV
7KHEXLOGLQJVGHVFULEHGLQ6HFWLRQLQFOXGH1XFOHDU,VODQG 1, VWUXFWXUHVDVZHOODVWKH
DQQH[WXUELQHDQGUDGZDVWHEXLOGLQJV7KH1,LQFOXGHVFRQWDLQPHQWLQWHUQDOVWUXFWXUHVDQG
WKHVKLHOGDQGDX[LOLDU\\EXLOGLQJV7KH1,VWUXFWXUHVDUHVHLVPLF&DWHJRU\\,DQGDUHGHVLJQHG
DQGFRQVWUXFWHGWRZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWDORVVRIVWUXFWXUDOLQWHJULW\\DQG
VDIHW\\UHODWHGIXQFWLRQV7KHZDOOVDQGIORRUVRI1,EXLOGLQJVDUHGHILQHGLQ&2/$SSHQGL[&
7DEOH&2/$SSHQGL[&6HFWLRQGRHVQRWSURYLGHWKHVWUXFWXUDOGHVLJQIXQFWLRQV
IRUWKHDQQH[WXUELQHRUUDGZDVWHEXLOGLQJV+RZHYHUZDOODQGIORRUWKLFNQHVVHVIRUWKH
DQQH[EXLOGLQJDQGZDOOWKLFNQHVVHVIRUWKHWXUELQHEXLOGLQJDUHGHILQHGLQ&2/$SSHQGL[&
7DEOH DQG ZDOO WKLFNQHVVHV IRU WKH UDGZDVWH EXLOGLQJ DUH GHILQHG LQ,7$$&,QGH[
1XPEHU
7KHUHDUHVL[WHHQ,7$$&IRUVWUXFWXUDOEXLOGLQJV7KHVH,7$$&KDYHWZRSXUSRVHVRQHLV
IRUYHULI\\LQJVWUXFWXUDOIXQFWLRQDQGWKHRWKHULVIRUYHULI\\LQJWKHUDGLDWLRQVKLHOGLQJIXQFWLRQ
7KHDELOLW\\RIDVEXLOWVWUXFWXUHVWRSHUIRUPWKHLUVWUXFWXUDOIXQFWLRQVLVGHPRQVWUDWHGWKURXJK
UHFRQFLOLDWLRQUHSRUWVDQGWKLFNQHVVUHSRUWV7KHDELOLW\\RIWKHDVEXLOWVWUXFWXUHVWRSHUIRUP
WKHLUVKLHOGLQJIXQFWLRQLVGHPRQVWUDWHGWKURXJKWKLFNQHVVUHSRUWV7KHVWUXFWXUDOEXLOGLQJ
,7$$&DUHVXPPDUL]HGLQWKHIROORZLQJ7DEOH³6WUXFWXUDO%XLOGLQJ,7$$&'
,WKDVEHHQLGHQWLILHGWKDWVRPHRIWKH$FFHSWDQFH&ULWHULDIRUWKHEXLOGLQJVWUXFWXUHVDUH
GXSOLFDWLYH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU FKDQJHVDUHSURSRVHGWRFRQVROLGDWH
,7$$&ZLWKGXSOLFDWLYH$FFHSWDQFH&ULWHULDIRUEXLOGLQJVWUXFWXUHVDQGFODULI\\WKDWHYDOXDWLRQV
RIWKLFNQHVVGHYLDWLRQVZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWVGHVFULEHG
LQ,7$$& $FFHSWDQFH &ULWHULD 7KH 7DEOH LOOXVWUDWHV WKH GXSOLFDWLRQ RI EXLOGLQJUHODWHG
UHSRUWV
DRAFT GHVF GH QJHVWRWK QJHV 9$/8$7,21
9$/8 VGHVLJQGHVFULSWLRQVI VGHVLJQGHVFULSWLR
LQFOXGH1XFOHDU,VOD LQFOXGH1XFOHDU,V OGLQJV7KH1,LQFOXGHV 7KH1,LQFOXGHV JV7KH1,VWUXFWXUHVD JV7KH1,VWUXFW QGGHVLJQEDVLVORDGV
QGGHVLJQEDVLVOR 7KHZDOOVDQGIORRUVRI
7KHZDOOVDQGIORRUVR SHQGL[&6HFWLRQGR
[&6HFWLRQGR QHRUUDGZDVWHEXLOGLQ QHRUUDGZDVW QGZDOOWKLFNQHVVH QGZDOOWKLFNQHVVHVIRU
VI QG ZDOO WKLFNQHVVHV IR QG ZDOO WKLFNQHVVHV IR
$$&IRU
$$&IRU
QF QF
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
7DEOH 6WUXFWXUDO%XLOGLQJ,7$$&
%XLOGLQJ6WUXFWXUH
6WUXFWXUDO)XQFWLRQ
,7$$&,QGH[1R
,7$$&1R
6KLHOGLQJ)XQFWLRQ
,7$$&,QGH[1R
,7$$&1R
5HFRQFLOLDWLRQ
5HSRUW
7KLFNQHVV
5HSRUW
7KLFNQHVV
5HSRUW
1XFOHDU,VODQG
1,
&RQWDLQPHQW
,QWHUQDO6WUXFWXUH
DLD
DLLD
D
6KLHOG%XLOGLQJ
DLE
DLLE
E
$X[LOLDU\\%XLOGLQJ
>1RQ5DGLRORJLFDO@
DLF
DLLF
F
$X[LOLDU\\%XLOGLQJ
>5DGLRORJLFDO@
DLG
DLLG
G
$QQH[%XLOGLQJ
DLLH
D
7XUELQH%XLOGLQJ
DLLI
5DGZDVWH%OGJ
+/-
- DVWH$FFXPXODWLRQ5RRP
E
3URSRVHG&KDQJHVWR1XFOHDU,VODQG6WUXFWXUDO)XQFWLRQ,7$$&
$VLOOXVWUDWHGLQWKH7DEOHDERYHWKHUHDUHWKUHH,7$$&IRUHDFKRIWKH1,EXLOGLQJV LH
FRQWDLQPHQW LQWHUQDO VWUXFWXUHV VKLHOG EXLOGLQJ DX[LOLDU\\ EXLOGLQJ QRQUDGLRORJLFDO DQG
DX[LOLDU\\EXLOGLQJUDGLRORJLFDO 7KHVWUXFWXUDOIXQFWLRQ'HVLJQ&RPPLWPHQWIRUWKH1,EXLOGLQJ
,7$$&LVWRZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\UHODWHG
IXQFWLRQV 7KH FRUUHVSRQGLQJ $FFHSWDQFH &ULWHULD DUH WR SURGXFH UHFRQFLOLDWLRQ UHSRUWV
,7$$&,QGH[1XPEHUV DQGDVWUXFWXUDOWKLFNQHVVUHSRUW ,7$$&,QGH[
1XPEHUV IRUHDFK1,EXLOGLQJWRYHULI\\WKDWWKHDVEXLOWVWUXFWXUHVPHHWWKH
'HVLJQ &RPPLWPHQW 7KH 1, DOVR KDV 'HVLJQ &RPPLWPHQWV WR SURYLGH VKLHOGLQJ GXULQJ
QRUPDO RSHUDWLRQV 7KH FRUUHVSRQGLQJ,7$$& $FFHSWDQFH &ULWHULD UHTXLUH VKLHOGLQJ
WKLFNQHVVUHSRUWV ,7$$&,QGH[1XPEHUV EHSURGXFHGIRUHDFK1,EXLOGLQJ
Hereafter,ITAAC Index numbers are used for identification in lieu of the ITAAC number.
D T
T
T F
DLF
FT FT FT
DLLF
AF AF AF AFT AFT AF AF AF RA RA RA RA
A RA RA RA RA RAA RA RA RAA DR DR J
H%OG D
RQ5RRP DR DRR D
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
ZKLFKGHPRQVWUDWHVWKDWWKHDVEXLOWVWUXFWXUHVPHHWWKH'HVLJQ&RPPLWPHQW
7KH 1, DVEXLOW UHFRQFLOLDWLRQ UHSRUWV UHFRQFLOH GHVLJQ FKDQJHV DQG VLWHVSHFLILF QRQ
FRQIRUPDQFHVEHWZHHQDVEXLOWDQGDVGHVLJQHGVWUXFWXUHV6LQFHERWKWKHUHFRQFLOLDWLRQ
UHSRUWV DQG WKLFNQHVV UHSRUWV ZLOO UHFRQFLOH LGHQWLILHG ZDOO WKLFNQHVV GHYLDWLRQV WKH
$FFHSWDQFH&ULWHULDIRUWKHWKLFNQHVVUHSRUWVLVGXSOLFDWLYHDQGFDQEHGHOHWHG$FFRUGLQJO\\
WKLFNQHVVUHSRUWVDVVRFLDWHGZLWK,7$$&,QGH[1XPEHUV
DQGFDQEHFRQVROLGDWHGLQWRWKHUHFRQFLOLDWLRQUHSRUWVIRU,7$$&,QGH[1XPEHUV
IRUWKH1,EXLOGLQJV6LPLODUO\\WKHVKLHOGLQJ'HVLJQ&RPPLWPHQWRI1,EXLOGLQJ
VWUXFWXUHVLVFRPELQHGZLWKWKHVWUXFWXUDO'HVLJQ&RPPLWPHQWDQGWKHUHFRQFLOLDWLRQUHSRUW
MXVWLILHVGHYLDWLRQVIURPERWKVWUXFWXUDODQGVKLHOGLQJSHUVSHFWLYHV
$QRWHLVSURSRVHGWREHDGGHGWR&2/$SSHQGL[&7DEOHWRFODULI\\WKDWFRQVWUXFWLRQ
WKLFNQHVV GHYLDWLRQV LQ 1, VWUXFWXUHV IURP WKRVH WKLFNQHVVHV VSHFLILHG LQ WKH WDEOH DUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUWVLQDFFRUGDQFHZLWKWKH,7$$&UHTXLUHPHQWV
3URSRVHG&KDQJHVWR1XFOHDU,VODQG5DGLDWLRQ6KLHOGLQJ,7$$&
7RDGGUHVVGXSOLFDWLYHUDGLDWLRQVKLHOGLQJ$FFHSWDQFH&ULWHULDLWLVSURSRVHGWKDW,7$$&
,QGH[1XPEHUVLQ&2/$SSHQGL[&7DEOHEHUHYLVHGWRDGGWKH
VKLHOGLQJUHTXLUHPHQWVFXUUHQWO\\VSHFLILHGLQWKHWKLFNQHVVUHSRUW'HVLJQ&RPPLWPHQWRI
,7$$&,QGH[ 1XPEHUV DQG UHVSHFWLYHO\\ 6SHFLILFDOO\\,7$$&,QGH[
1XPEHUVZRXOGEHUHYLVHGWRUHTXLUHDQDO\\VLVRIUDGLDWLRQVKLHOGLQJLQ
WKH,QVSHFWLRQV 7HVWV DQG $QDO\\VHV DQG WR UHTXLUH WKH YHULILFDWLRQ RI QR LPSDFW WR
HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG HTXLSPHQW TXDOLILFDWLRQ 7KH SURSRVHG DFFHSWDQFH
FULWHULD ZLOO FRQWLQXH WR GHPRQVWUDWH WKH UDGLDWLRQ ]RQHV DQG HTXLSPHQW TXDOLILFDWLRQ
UHTXLUHPHQWVDUHPHWLQDFFRUGDQFHZLWK9(*3 8)6$57LHUGHVLJQFULWHULDLQFOXGLQJ
8)6$5 6XEVHFWLRQV ³(VWLPDWHG 5DGLDWLRQ DQG &KHPLFDO (QYLURQPHQW' '
³5DGLDWLRQ'RVH'DQG³6KLHOGLQJ'HVLJQ2EMHFWLYHV'
7RHQVXUHWKHFRQVROLGDWHGUHFRQFLOLDWLRQUHSRUWVFRPSO\\ZLWK&2/$SSHQGL[&7DEOH
WKHFRQVROLGDWHGUHFRQFLOLDWLRQUHSRUW$FFHSWDQFH&ULWHULDZLOOEHUHYLVHGWRFODULI\\WKDW1,
VWUXFWXUDOGHYLDWLRQVIURPWKHWKLFNQHVVHVGHVFULEHGLQ&2/$SSHQGL[&7DEOHZLOOEH
UHVROYHGLQWKHUHFRQFLOLDWLRQUHSRUWVLQDFFRUGDQFHZLWKWKH,7$$&UHTXLUHPHQWV
3URSRVHG&KDQJHVWRWKH$QQH[%XLOGLQJDQG7XUELQH%XLOGLQJ,7$$&
7KHUHDUHWZR,7$$&IRUWKHDQQH[EXLOGLQJVWUXFWXUH7KHILUVW,7$$&,QGH[1XPEHU
UHTXLUHVDWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKHVWUXFWXUDOIXQFWLRQDQGWKHVHFRQG,7$$&
,QGH[1XPEHUUHTXLUHVDWKLFNQHVVUHSRUWWRYHULI\\UDGLDWLRQVKLHOGLQJ6LPLODUO\\WKH
WXUELQHEXLOGLQJVWUXFWXUHKDV,7$$&,QGH[1XPEHU ZKLFKUHTXLUHVDWKLFNQHVVUHSRUWWR
YHULI\\WKHVWUXFWXUDOIXQFWLRQ7KHLQIRUPDWLRQSURYLGHGLQWKHDQQH[EXLOGLQJWKLFNQHVVUHSRUW
UHTXLUHGE\\,7$$&,QGH[1XPEHULVGXSOLFDWLYHZLWKWKHLQIRUPDWLRQLQWKHWKLFNQHVV
UHSRUWUHTXLUHGE\\,7$$&,QGH[1XPEHU7KHUHIRUH,7$$&,QGH[1XPEHUFDQEH
FRQVROLGDWHGLQWR,7$$&,QGH[1XPEHU
7KH$FFHSWDQFH&ULWHULDLQ,7$$&,QGH[1XPEHUVDQG DUHWRSURGXFHWKLFNQHVV
UHSRUWVWRGHPRQVWUDWHWKDWWKHZDOOVDQGDVDSSOLFDEOHIORRUVLQWKHDQQH[DQGWXUELQH
EXLOGLQJVDUHFRQVLVWHQWZLWKWKHWKLFNQHVVHVVSHFLILHGLQ7DEOH$QQH[DQGWXUELQH
DRAFT VVHV VVHV KWKH KWKH,7$$
HOGLQJ,7$$&
HOGLQJ,7$$&
FT FHSWDQFH&ULWHULDLWLV
FHSWDQFH&ULWHULDLWLV
$SSHQGL[&7DEOH
$SSHQGL[&
HGLQWKHWKLFNQHVVUHS KHWKLFN
DQG UHVSHFWLYH
DQG UHVS EHUHYLVHGWRUHTXLUH
HUHYLVHGWRUHTXLUH DO\\VHV DQG WR UHTXLUH DQG WR UHTXLUH J DQG HTXLSPHQW TXD J DQG HTXLSPHQW TXD HPRQVWUDWH WKH UDGLDWL HPRQVWUDWH WKH U DFFRUGDQFHZLWK9(*3
DFFRUGDQFHZLWK9(*
³(VWLPDWHG 5DG
³(VWLPDWHG 5DG QG³6KLHOGLQJ
G³6K FRQVROLGDWHGUHFRQFLOLDW FRQVROLGDWHGUHFRQFLOLD GUHFRQFLOLDWLRQUHSR GUHFRQFLOLDWLRQ
QVIURPWKHWKLF QVIURPWKHWK FLOLDWLRQU FLOLDWLRQU
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
EXLOGLQJFRQVWUXFWLRQWKLFNQHVVGHYLDWLRQVDUHHYDOXDWHGDQGGLVSRVLWLRQHGLQDFFRUGDQFH
ZLWK&)5$SSHQGL[%SURFHVVHV LH1RQFRQIRUPDQFH 'LVSRVLWLRQ5HSRUWV 1 '
5HSRUWV ZKLFK HQVXUH WKHUH DUH QR XQDFFHSWDEOH LPSDFWV WR WKH DQQH[ DQG WXUELQH
VWUXFWXUDOIXQFWLRQVRUWKHDQQH[EXLOGLQJUDGLDWLRQVKLHOGLQJIXQFWLRQ7KHLQFOXVLRQRIWKH
WKLFNQHVVGHYLDWLRQHYDOXDWLRQVLQWKHWKLFNQHVVUHSRUWVIRUWKHDQQH[DQGWXUELQHEXLOGLQJV
FRQWLQXHVWRPHHWWKHGHVLJQSXUSRVHVRIWKH,7$$&
7KHUHIRUH,7$$&,QGH[QXPEHUVDQG $FFHSWDQFH&ULWHULDFDQEHFODULILHGVXFKWKDW
WKHWKLFNQHVVUHSRUWVRIWKHDQQH[DQGWXUELQHEXLOGLQJVDOVRLQFOXGHHYDOXDWLRQVRIWKLFNQHVV
GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG GHPRQVWUDWH WKHUH LV QR ORVV RI WKH DQQH[
EXLOGLQJVWUXFWXUDODQGUDGLDWLRQVKLHOGLQJIXQFWLRQVRUWXUELQHEXLOGLQJVWUXFWXUDOIXQFWLRQ
1RWHVZLOOEHDGGHGWR7DEOHWRFODULI\\WKDWDQQH[DQGWXUELQHEXLOGLQJFRQVWUXFWLRQ
WKLFNQHVVGHYLDWLRQVDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWLQDFFRUGDQFHZLWKWKH,7$$&
UHTXLUHPHQWV7KHSURSRVHGDPHQGPHQWZLOOPRGLI\\,7$$&,QGH[QXPEHUIRUWKHDQQH[
EXLOGLQJLQ7DEOHRI&2/$SSHQGL[&WRDGGWKHVKLHOGLQJUHTXLUHPHQWVWRWKH³'HVLJQ
&RPPLWPHQW'
3URSRVHG&KDQJHVWRWKH5DGZDVWH%XLOGLQJ,7$$&
7KHUHLVRQH,7$$&DVVRFLDWHGZLWKWKHZDVWHDFFXPXODWLRQURRPLQWKHUDGZDVWHEXLOGLQJ
7KH DVVRFLDWHG 'HVLJQ&RPPLWPHQW IRU WKH,7$$& VSHFLILHV WKDW WKHZDOOV RI WKH ZDVWH
DFFXPXODWLRQ URRP SURYLGH VKLHOGLQJ GXULQJ QRUPDO RSHUDWLRQV 7KH FRUUHVSRQGLQJ
$FFHSWDQFH&ULWHULDVSHFLILHVWKDWDUHSRUWLVSURGXFHGWKDWGHPRQVWUDWHVWKDWWKHVKLHOG
ZDOOV RI WKH ZDVWH DFFXPXODWLRQ URRP LQ WKH UDGZDVWH EXLOGLQJ DUH FRQVLVWHQW ZLWK WKH
FRQFUHWHZDOOWKLFNQHVVVSHFLILHGLQ,7$$&,QGH[1XPEHU
- DVWHDFFXPXODWLRQURRPZDOODQGIORRUWKLFNQHVVHVWKDWGHYLDWHIURPWKHYDOXHVVSHFLILHG
LQ&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU 7DEOHDUHHYDOXDWHGDQGGLVSRVLWLRQHG
LQ1 '5HSRUWV7KLVSURFHVVGHPRQVWUDWHVWKDWWKHUHLVQRLPSDFWWRWKHUDGLDWLRQVKLHOGLQJ
IXQFWLRQ RU FRUUHFWLYH DFWLRQV DUH WDNHQ WR UHVWRUH FRPSOLDQFH 7KHUHIRUH WKH ZDVWH
DFFXPXODWLRQ URRP WKLFNQHVV GHYLDWLRQ HYDOXDWLRQV GHPRQVWUDWH WKH DVEXLOW VWUXFWXUH
FRQWLQXHVWRPHHWWKH'HVLJQ&RPPLWPHQWRI,7$$&,QGH[1XPEHU,WLVSURSRVHGWKDW
,7$$&,QGH[ 1XPEHU $FFHSWDQFH &ULWHULD EH FODULILHG WR VSHFLI\\ WKDW WKH ZDVWH
DFFXPXODWLRQURRPWKLFNQHVVUHSRUWLQFOXGHVHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHG
GXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHVWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJ
DQGHTXLSPHQWTXDOLILFDWLRQ
,WLVDOVRSURSRVHGWRGHOHWHWKHDGMHFWLYH³PLQLPXP'ZKLFKPRGLILHV³FRQFUHWHZDOOWKLFNQHVV'
IURP WKH $FFHSWDQFH &ULWHULD RI,7$$&,QGH[ 1XPEHU WR FODULI\\ WKDW WKH UHYLVHG
$FFHSWDQFH&ULWHULDDOORZGHYLDWLRQVLQZDOOWKLFNQHVVHV
7HFKQLFDO(YDOXDWLRQ
&KDQJHVWR6WUXFWXUDO%XLOGLQJ,7$$&
7KHSURFHVVHVRXWOLQHGLQ&)5$SSHQGL['6HFWLRQ9,,,DVVXSSOHPHQWHGE\\/LFHQVH
&RQGLWLRQ' DQG&)5$SSHQGL[%ZLOOFRQWLQXHWREHIROORZHG
DRAFT LQ
LQ
$&,QGH[
$&,Q VKLHOGLQJUHTXL VKLHOGLQ 7$$&
7$$&
F ZDVWHDFFXPXODWLRQURR DFFXPX IRU WKH,7$$& VSHFLILH IRU WKH,7$$& V GLQJ GXULQJ QRUPDO
J GXULQJ QRUPDO
DWDUHSRUWLVSURGXFHG SRUWLVSURGXFHG LRQ URRP LQ WKH UDGZD LRQ URRP LQ WKH UDGZD FLILHGLQ,7$$&,QGH[1 FLILHGLQ,7$$&,QG RPZDOODQGIORRUWKLFN PZDOODQGIORRUWKLFN
DQGSODQWVSHFLILF7LHU
DQGSODQWVSH 7KLVSURFHVVGHPRQVWUD 7KLVSURFHVVGHPRQ UUHFWLYH DFWLRQV DUH W UUHFWLYH DFWLRQV DUH W RRP WKLFNQHVV GHY RRP WKLFNQHVV
WKH'HVLJQ&R WKH'HVLJQ&
HU $
HU $
NQH NQH
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
&)5$SSHQGL['6HFWLRQ9,,,3URFHVVHV
7KHSURSRVHGFKDQJHVGRQRWLQYROYHFKDQJHVWRWKHGHVLJQRIWKHSODQW7KHSURSRVHG
FKDQJHVGRQRWDIIHFWDQ\\RIWKHGHVLJQIXQFWLRQVRIWKHVWUXFWXUDOEXLOGLQJVDVGHVFULEHGLQ
WKH8SGDWHG)LQDO6DIHW\\$QDO\\VLV5HSRUW 8)6$5 'HYLDWLRQVWKDWFRXOGSRWHQWLDOO\\DIIHFW
WKHGHVLJQIXQFWLRQVRIVWUXFWXUDOEXLOGLQJVRUDOWHUFRPSOLDQFHZLWKDSSOLFDEOHGHVLJQFRGHV
RUOLFHQVLQJEDVLVUHTXLUHPHQWVFRQWLQXHWREHHYDOXDWHGDQGGLVSRVLWLRQHGXQGHUWKH&)5
$SSHQGL['6HFWLRQ9,,,SURFHVVDVVXSSOHPHQWHGE\\/LFHQVH&RQGLWLRQ'
7KHSURSRVHGDPHQGPHQWGRHVQRWFKDQJHWKHUHTXLUHPHQWIRU1,VWUXFWXUHVWRFRPSO\\ZLWK
DSSOLFDEOHFRQFUHWHDQGVWUXFWXUDOFRGHVDVGHILQHGLQWKHOLFHQVLQJEDVLV6SHFLILFDOO\\WKH
SURSRVHGFKDQJHVGRQRWDOWHUWKHUHTXLUHPHQWWKDWVHLVPLF&DWHJRU\\,DQG,,VWUXFWXUHV
FRPSO\\ ZLWK DSSOLFDEOH GHVLJQ FRGHV LQFOXGLQJ $&, DQG $16,$,6& 1 ,Q
DGGLWLRQ VXSSOHPHQWDO UHTXLUHPHQWV GHVFULEHG LQ 8)6$5 6XEVHFWLRQ ³6HLVPLF
&DWHJRU\\,6WUXFWXUHV'8)6$56XEVHFWLRQ6WUXFWXUDO&ULWHULDDQGWKHJXLGDQFH
FRQWDLQHGLQ15&5HJXODWRU\\*XLGHV DQGDVGLVFXVVHGLQ8)6$5
$SSHQGL[$³&RQIRUPDQFHZLWK5HJXODWRU\\*XLGHV'FRQWLQXHWREHPHW
7KHSURSRVHGDPHQGPHQWGRHVQRWFKDQJHWKHUHTXLUHPHQWIRUVWUXFWXUHVWRFRPSO\\ZLWK
&)5$SSHQGL[$*'& &RQWURO5RRP7KHSURSRVHGFKDQJHVWRWKH1,,7$$&GR
QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH 1, 7KH DQQH[ EXLOGLQJ SURYLGHV WKH VHFXULW\\
FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRP7KHFKDQJHWRWKHDQQH[EXLOGLQJ,7$$&
GRHV QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH DQQH[ EXLOGLQJ VKLHOGLQJ IRU WKH DQQH[
EXLOGLQJRUWKHQRUPDORSHUDWLRQRUSRVWDFFLGHQWUDGLDWLRQ]RQLQJRIWKHDQQH[EXLOGLQJ7KH
SURSRVHGFKDQJHWRWKHDQQH[EXLOGLQJGRHVQRWDIIHFWWKHUDGLDWLRQ]RQHRIWKHVHFXULW\\
FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRPEHFDXVHWKHIORRUZDVQRWFUHGLWHGZLWK
UDGLDWLRQVKLHOGLQJLQGHYHORSPHQWRIWKHSUHGLFWHGUDGLDWLRQ]RQLQJIRUWKHVHFXULW\\HQWUDQFH
VKRZQLQ8)6$5)LJXUH7KHUHIRUHWKHGHVLJQFRQWLQXHVWRFRPSO\\ZLWK*'&
&KDQJH&RQWURO3URFHVV
'XULQJFRQVWUXFWLRQDQGTXDOLW\\FRQWUROLQVSHFWLRQGHYLDWLRQVIURPWKHGHVLJQDUHLGHQWLILHG
DQGGRFXPHQWHGLQ1 '5HSRUWV7KH1 'SURFHGXUHZDVGHYHORSHGDQGLVPDLQWDLQHGLQ
DFFRUGDQFHZLWK&)5$SSHQGL[%(DFKQRQFRQIRUPDQFHLVLQGLYLGXDOO\\UHYLHZHGDQG
JLYHQDGLVSRVLWLRQE\\VLWHGHVLJQHQJLQHHULQJ7KH1 'SURFHVVUHTXLUHVLQWHUGLVFLSOLQDU\\
UHYLHZHUVWRGHWHUPLQHWKHOHYHORIWKHLPSDFWDQGSURYLGHMXVWLILFDWLRQIRUGHYLDWLRQV)RU
H[DPSOHLIDVHFWLRQRIZDOOLVLGHQWLILHGDVEHLQJWKLQQHUWKDQWKH$FFHSWDQFH&ULWHULDWKH
FRJQL]DQWGHVLJQHQJLQHHULQJJURXSLVLQYROYHGWRGHWHUPLQHLIVWUXFWXUDORUUDGLDWLRQVKLHOGLQJ
IXQFWLRQDOLW\\ LV LPSDFWHG 7KH 1 ' SURFHVV LGHQWLILHV WKH GHVLJQ GRFXPHQW V WKDW WKH
GHYLDWLRQSRWHQWLDOO\\DIIHFWVDQGZKHQFRPSOHWHGWKHUHFRUGLVDUFKLYHG
7KHSRVVLEOHGLVSRVLWLRQVLQ1 '5HSRUWVDUH ³PHHWVUHTXLUHPHQWV'³UHZRUN'³XVHDVLV'
³UHSDLU'³UHWXUQWRYHQGRU'RU³VFUDS'8VHDVLVDQGUHSDLUGLVSRVLWLRQVUHSUHVHQWDGHYLDWLRQ
WRWKHVSHFLILHGGHVLJQUHTXLUHPHQWV7KLVW\\SHRIGLVSRVLWLRQLVVXEMHFWWRWKHVDPHGHVLJQ
FRQWUROPHDVXUHVDVDSSOLHGWRWKHRULJLQDOGHVLJQDQGDUHUHYLHZHGDQGDSSURYHGE\\WKH
RUJDQL]DWLRQWKDWSHUIRUPHGWKHRULJLQDOGHVLJQ7KHGHVLJQFRQWUROPHDVXUHVDUHHVWDEOLVKHG
LQ DFFRUGDQFH ZLWK UHTXLUHPHQWV LQ &)5 $SSHQGL[ % &ULWHULRQ,,, 5HSDLUHG DQG
UHZRUNHG LWHPV DUH UHYHULILHG LQ DFFRUGDQFH ZLWK RULJLQDO FULWHULD RU DV VSHFLILHG LQ WKH
GLVSRVLWLRQ
DRAFT 6X 6X XFWXUDO&
XFWXU
DQG
DQG
D V'FRQWLQXHWR
V'FRQWLQXHWR EHP HUHTXLUHPHQWIRUVWUXFW HUHTXLUHPHQWIRUVWUXF RP7KHSURSRVHGFKDQ P7KHSURSR KH 1, 7KH DQQH[ EXLO 7KH D QWUROURRP7KHFKDQJH QWUROURRP7KHF GHVLJQ RI WKH DQQH[ E VLJQ RI WKH DQQH[
RUSRVWDFFLGHQWUDGLDWLR
DFFLGHQWUDGLDWLR
[EXLOGLQJGRHVQRWDIIH
[EXLOGLQJGRHVQRWDIIH KHPDLQFRQWUROURRPE KHPDLQFRQWUROUR HORSPHQWRIWKHSUHGLFWH HORSPHQWRIWKHSUHGLF H7KHUHIRUHWKH
7KHUHIRUHWKH URFHVV
URFHVV
D WLRQDQGTXDOLW\\FRQ WLRQDQGTXDOLW\\
Q1 '5HSRUWV Q1 '5HSRU
&)5$S
&)5$S VLWHG VLWHG
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
7HFKQLFDOMXVWLILFDWLRQLVUHTXLUHGIRUXVHDVLVDQGUHSDLUGLVSRVLWLRQVWKDWLQFOXGHVXIILFLHQW
LQIRUPDWLRQ WR MXVWLI\\ WKH DGHTXDF\\ RI WKH QRQFRQIRUPLQJ LWHP IRU LWV LQWHQGHG XVH 7KH
MXVWLILFDWLRQDVVXUHVWKDWWKHVWUXFWXUDOGHVLJQFRQWLQXHVWRPHHWWKH$3SODQWGHVLJQ
FULWHULDGRFXPHQWVDQGKHQFHDVVXUHVWKHVWUXFWXUDOGHVLJQDQGVKLHOGLQJGHVLJQREMHFWLYHV
FRQWLQXHWRVDWLVI\\WKHGHVLJQFULWHULDRI8)6$56XEVHFWLRQVDQG7KHWHFKQLFDO
MXVWLILFDWLRQZRXOG DVDSSOLFDEOH LQFOXGH
x
5HIHUHQFHWRH[LVWLQJFDOFXODWLRQVRUDQDO\\VHVXSRQZKLFKWKHGHVLJQLVEDVHG
x
$ GHVFULSWLRQ RI WKH EDVLV IRU WKH DFFHSWDELOLW\\ GHWHUPLQDWLRQ RI DQ LPSDFWHG
FRPSRQHQWVXSSRUWHGE\\DGGLWLRQDOFDOFXODWLRQVRUDQDO\\VLVDVGHHPHGDSSURSULDWH
x
5HIHUHQFHWRDQ\\DIIHFWHGVWUXFWXUDOIXQFWLRQDORUSHUIRUPDQFHUHTXLUHPHQWV
7KH 1 ' SURFHVV HYDOXDWHV WKH LPSDFW RI WKH GHYLDWLRQV RQ WKH H[LVWLQJ FDOFXODWLRQV RU
DQDO\\VHVXSRQZKLFKWKHGHVLJQLVEDVHGDQGLGHQWLILHVWKHLPSDFWHGGRFXPHQWV7KH1 '
5HSRUWV DUH DUFKLYHG DV SODQW UHFRUGV DQG DUH DVVRFLDWHG OLQNHG ZLWK WKH LPSDFWHG
GRFXPHQWVVRWKDWIXWXUHUHYLHZRIDQLPSDFWHGGRFXPHQWLQFOXGHVDUHYLHZRIWKH1 '
5HSRUWWRDOORZIRUV\\VWHPDWLFUHFRQFLOLDWLRQ
$V SDUW RI WKH 1 ' SURFHVV D UHYLHZ RI WKH 9(*3 OLFHQVLQJ EDVLV UHTXLUHPHQWV
DVVRFLDWHG ZLWK WKH QRQFRQIRUPLQJ FRQGLWLRQ LV SHUIRUPHG,I DQ\\ FKDQJH WR 9(*3
8)6$57LHU7LHURU7LHU LQIRUPDWLRQLVUHTXLUHGWRDGGUHVVWKHQRQFRQIRUPDQFHWKH
SURFHVVHVIRUFKDQJHVDQGGHSDUWXUHVGHVFULEHGLQ&)5$SSHQGL['6HFWLRQ9,,,ZLOO
EHIROORZHG)RULQVWDQFHFRQVWUXFWLRQGHYLDWLRQVDIIHFWLQJUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\\
HJ RFFXSDWLRQDO DQG SXEOLF GRVH HQYLURQPHQWDO TXDOLILFDWLRQ DJJUHJDWH LPSDFWV DUH
HYDOXDWHG WR HQVXUH WKH UHVXOWDQW FKDQJH LV FRQVLVWHQW ZLWK WKH 7LHU GHVLJQ FULWHULD
LQFOXGLQJEXWQRWOLPLWHGWR9(*3 8)6$56XEVHFWLRQV³(VWLPDWHG5DGLDWLRQDQG
&KHPLFDO (QYLURQPHQW' ' ³5DGLDWLRQ 'RVH' DQG ³6KLHOGLQJ 'HVLJQ
2EMHFWLYHV'7KHHYDOXDWLRQZLOOHQVXUHHLWKHUWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO
]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQVRUDFKDQJHWKH9(*3 OLFHQVLQJEDVLVLVUHTXLUHG
&KDQJHVWR1XFOHDU,VODQG,7$$&
7KHSURSRVHGFKDQJHVUHYLVH,7$$&LQ&2/$SSHQGL[&WRFRQVROLGDWHGXSOLFDWLYH,7$$&
UHTXLUHPHQWVDQGDOORZUHFRQFLOLDWLRQRIWKLFNQHVVGHYLDWLRQVIURP&2/$SSHQGL[&7DEOH
LQWKHUHFRQFLOLDWLRQUHSRUWVIRU1,EXLOGLQJV7KHSURSRVHGFKDQJHVGRQRWHOLPLQDWH
DQ\\'HVLJQ&RPPLWPHQWIRUWKH1,EXLOGLQJV7KHSURSRVHGFKDQJHVGRQRWHOLPLQDWHDQ\\
UHTXLUHPHQW IRU YHULI\\LQJ VWUXFWXUDO DQG UDGLDWLRQ VKLHOGLQJ IXQFWLRQV RI WKH 1, VWUXFWXUDO
EXLOGLQJV )RU HDFK SURSRVHG,7$$& FRQVROLGDWLRQ WKH DVVRFLDWHG 8)6$5 GHVLJQ
LQIRUPDWLRQ LV FRQVLVWHQW ZLWK WKH FXUUHQW SODQW GHVLJQ DQG QR VWUXFWXUH V\\VWHP RU
FRPSRQHQW 66& GHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5LVDIIHFWHGE\\
WKHSURSRVHGFKDQJHV
$FFRUGLQJWRWKH$FFHSWDQFH&ULWHULDIRU,7$$&,QGH[1XPEHUVDQGWKH
UHFRQFLOLDWLRQUHSRUWV DVEXLOWEXLOGLQJUHSRUWV DUHUHTXLUHGIRUHDFK1,EXLOGLQJ7KHDVEXLOW
EXLOGLQJUHSRUWVUHFRQFLOHGHVLJQFKDQJHVDQGVLWHVSHFLILFQRQFRQIRUPDQFHVEHWZHHQWKH
DVGHVLJQHG DQG DVEXLOW EXLOGLQJ VWUXFWXUHV 7KH 1, FRQVWUXFWLRQ GHYLDWLRQV IURP WKH
WKLFNQHVVHV DQG WROHUDQFHV VSHFLILHG LQ &2/ $SSHQGL[ & 7DEOH DUH LQGLYLGXDOO\\
HYDOXDWHGWKURXJKWKHQRQFRQIRUPDQFHSURFHVVHVDQGDUHLQFOXGHGLQWKHDVEXLOWEXLOGLQJ
DRAFT V RQ
RQ WKHLPSD WKHLP F
VVRFLDWHG OLQNH VVRFLDWHG RFXPHQWLQFOXGH RFXPHQWLQFOX VD I WKH 9(*3 OLFHQ WKH 9(*3
GLWLRQ LV SHUIRUPHG,I
V SHUIR DWLRQLVUHTXLUHGWRDGG DWLRQLVUHTXLUHGW UHVGHVFULEHGLQ&)5 GHVFULEHGLQ&)
UXFWLRQGHYLDWLRQVDIIHF GHYLDWLRQVDIIH F GRVH HQYLURQPHQWDO
F GRVH HQYLURQPHQWDO
HVXOWDQW FKDQJH LV FRQ HVXOWDQW FKDQJH L R9(*3 8)6$56 R9(*3 8)6$5
QW' ' ³5DGLDWLR
' ³5DGLDWLR YDOXDWLRQZLOO YDOXDWLRQZLOOHQVXUHHLW
H PHQWTXDOLILFDWLRQVRUD PHQWTXDOLILFDWLRQV
FOHDU,VODQG,7$$&
FOHDU,VODQG,7$
HVUHYLVH HVUHYLVH UHF UHF
3DJH RI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
UHSRUWV DV SDUW RI WKH QRQFRQIRUPDQFH UHFRQFLOLDWLRQ 7KH UHFRQFLOLDWLRQ UHSRUWV LQFOXGH
HYDOXDWLRQV RI WKH UDGLDWLRQ VKLHOGLQJ IXQFWLRQ RI DVEXLOW WKLFNQHVVHV ZKLFK GHYLDWH LQ D
QHJDWLYH GLUHFWLRQ 7KHUHIRUH WKH LQIRUPDWLRQ LQ WKH WKLFNQHVV UHSRUW LV FRYHUHG E\\ WKH
UHFRQFLOLDWLRQUHSRUW7KHUHPRYDORIWKHWKLFNQHVVUHSRUW$FFHSWDQFH&ULWHULDIRU1,GRHVQRW
UHGXFHWKHVFRSHRULQWHQWRIWKH,7$$&
&KDQJHVWR$QQH[%XLOGLQJ,7$$&
7KH$FFHSWDQFH&ULWHULDRI,7$$&1XPEHULVWRYHULI\\WKHVWUXFWXUDOIXQFWLRQRIWKHDV
EXLOW DQQH[ EXLOGLQJ VWUXFWXUH WKURXJK WKH YHULILFDWLRQ RI ZDOO WKLFNQHVV 6LPLODUO\\ WKH
$FFHSWDQFH&ULWHULDRI,7$$&1XPEHULVWRYHULI\\WKHUDGLDWLRQVKLHOGLQJIXQFWLRQRIWKH
DVEXLOWDQQH[EXLOGLQJVWUXFWXUHWKURXJKWKHYHULILFDWLRQRIZDOOWKLFNQHVV7KHLQIRUPDWLRQ
SURYLGHGLQWKHDQQH[EXLOGLQJWKLFNQHVVUHSRUWUHTXLUHGE\\,7$$&,QGH[1XPEHULV
GXSOLFDWLYHZLWKWKHLQIRUPDWLRQLQWKHWKLFNQHVVUHSRUWUHTXLUHGE\\,7$$&,QGH[1XPEHU
7KHUHIRUH LW LV DFFHSWDEOH WR FRQVROLGDWH,7$$&,QGH[ 1XPEHU LQWR,7$$&,QGH[
1XPEHU
7KHSURSRVHGFKDQJHZRXOGUHYLVH,7$$&$FFHSWDQFH&ULWHULDWRFODULI\\WKDWWKHDQQH[
EXLOGLQJWKLFNQHVVUHSRUWZLOOLQFOXGHHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJ
FRQVWUXFWLRQ DQG GHPRQVWUDWH WKDW DVEXLOW VWUXFWXUHV ZLOO ZLWKVWDQG GHVLJQ EDVLV ORDGV
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQGZLWKRXWLPSDFWLQJHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQG
HTXLSPHQWTXDOLILFDWLRQ
7KHSURSRVHGFKDQJHZRXOGDGGDQRWHLQ&2/$SSHQGL[&7DEOHWRDOORZHYDOXDWLRQ
RI WKLFNQHVV GHYLDWLRQV LQ WKH DQQH[ EXLOGLQJ WKLFNQHVV UHSRUW $QQH[ EXLOGLQJ WKLFNQHVV
GHYLDWLRQVDUHHYDOXDWHGE\\WKHVWUXFWXUDOJURXSWRFRQILUPWKDWWKHUHLVQRLPSDFWWRWKH
VWUXFWXUDOIXQFWLRQ7KLFNQHVVGHYLDWLRQVLQWKHQHJDWLYHGLUHFWLRQDUHDOVRHYDOXDWHGE\\WKH
UDGLDWLRQVKLHOGLQJJURXSWRFRQILUPWKDWWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJ
DQGHTXLSPHQWTXDOLILFDWLRQLQWKHDQQH[EXLOGLQJDVEXLOWZDOOVDQGIORRUV7KHWKLFNQHVV
UHSRUWVIRUWKHDQQH[EXLOGLQJVXPPDUL]H1 '5HSRUWVUHODWHGWRWKLFNQHVVGHYLDWLRQVZKLFK
ZHUH GLVSRVLWLRQHG SULRU WR WKH WKLFNQHVV UHSRUW FRPSOHWLRQ DQG GHPRQVWUDWH WKHUH LV QR
FXPXODWLYHLPSDFWRQWKHVWUXFWXUDORUVKLHOGLQJIXQFWLRQV
7KH SURSRVHG FKDQJHV UHYLVH &2/ $SSHQGL[ &,7$$& WR FRQVROLGDWH GXSOLFDWLYH
UHTXLUHPHQWV DQG DOORZ HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV IURP &2/ $SSHQGL[& 7DEOH
WKLFNQHVVUHTXLUHPHQWV7KHSURSRVHGFKDQJHVGRQRWHOLPLQDWHDQ\\UHTXLUHPHQWIRU
YHULI\\LQJ VWUXFWXUDO RU UDGLDWLRQ VKLHOGLQJ IXQFWLRQV RI WKH DQQH[ EXLOGLQJ 7KH SURSRVHG
FKDQJHVGRQRWDOWHUWKHH[LVWLQJGHVLJQUHTXLUHPHQWVIRUWKHDQQH[EXLOGLQJDVGHVFULEHGLQ
8)6$56XEVHFWLRQ
&KDQJHVWR7XUELQH%XLOGLQJ,7$$&
7KH$FFHSWDQFH&ULWHULDRI,7$$&1XPEHU LVWRYHULI\\WKHVWUXFWXUDOIXQFWLRQRIWKHDV
EXLOWWXUELQHEXLOGLQJWKURXJKWKHYHULILFDWLRQRIZDOOWKLFNQHVV7KHSURSRVHGFKDQJHZLOO
UHYLVHWKH,7$$&$FFHSWDQFH&ULWHULDWRFODULI\\WKDWWKHWXUELQHEXLOGLQJWKLFNQHVVUHSRUWZLOO
LQFOXGHHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWH
WKDW WKH DVEXLOW VWUXFWXUH ZLOO ZLWKVWDQG WKH GHVLJQ EDVLV ORDGV ZLWKRXW ORVV RI VWUXFWXUDO
LQWHJULW\\
DRAFT HGE HGE
[ 1XPEH
[ 1X FFHSWDQFH&ULWHULD
FFHSWDQFH&ULWHULD WRF RQVRIWKLFNQHVVGHYLD RQVRIWKLFNQHVVGHYL W VWUXFWXUHV ZLOO ZLWKVW VWUXFWXUHV Z KRXWLPSDFWLQJHVWD PSDFWLQJ EOLV DQRWHLQ&2/$SSHQG
LQ&2/$SSHQG DQQH[ EXLOGLQJ WKLFNQ DQQH[ EXLOGLQJ WKLFNQ
\\WKHVWUXFWXUDOJURXSW
\\WKHVWUXFWXUDOJU QHVVGHYLDWLRQVLQWKHQ QHVVGHYLDWLRQVLQWKH XSWRFRQILUPWKDWWKHUH
RFRQILUPWKDWWKHUH
LILFDWLRQLQWKHDQQH[E ILFDWLRQLQWKH QH[EXLOGLQJVXPPDUL]H QH[EXLOGLQJVXPPD QHG SULRU WR WKH WKLFNQ QHG SULRU WR WKH WKLFN DFWRQWKHVWUXFWXUDO
DFWRQWKHVWUXFWX QJHV UHY QJHV UHY Z HY Z HY
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
7KH DPHQGPHQW ZLOO DGG D QRWH LQ &2/ $SSHQGL[ & 7DEOH WR DOORZ HYDOXDWLRQ RI
WKLFNQHVV GHYLDWLRQV LQ WKH WXUELQH EXLOGLQJ WKLFNQHVV UHSRUW 7XUELQH EXLOGLQJ WKLFNQHVV
GHYLDWLRQVDUHHYDOXDWHGE\\WKHVWUXFWXUDOJURXSWRFRQILUPWKDWWKHUHLVQRLPSDFWWRWKH
VWUXFWXUDOIXQFWLRQ7KHWKLFNQHVVUHSRUWVIRUWKHWXUELQHEXLOGLQJVXPPDUL]H1 '5HSRUWV
UHODWHG WR WKLFNQHVV GHYLDWLRQV ZKLFK ZHUH GLVSRVLWLRQHG SULRU WR WKH WKLFNQHVV UHSRUW
FRPSOHWLRQDQGGHPRQVWUDWHWKHUHLVQRFXPXODWLYHLPSDFWRQWKHVWUXFWXUDOIXQFWLRQ
7KHSURSRVHGFKDQJHVUHYLVH&2/$SSHQGL[&,7$$&WRDOORZHYDOXDWLRQVRIWKLFNQHVV
GHYLDWLRQV IURP &2/ $SSHQGL[& 7DEOH WKLFNQHVV UHTXLUHPHQWV 7KH SURSRVHG
FKDQJHVGRQRWHOLPLQDWHDQ\\UHTXLUHPHQWIRUYHULI\\LQJWKHVWUXFWXUDOIXQFWLRQRIWKHWXUELQH
EXLOGLQJ7KHSURSRVHGFKDQJHVGRQRWDOWHUWKHH[LVWLQJGHVLJQUHTXLUHPHQWVIRUWKHWXUELQH
EXLOGLQJDVGHVFULEHGLQ8)6$5VXEVHFWLRQ
&KDQJHVWR5DGZDVWH%XLOGLQJ,7$$&
7KH SURSRVHG UDGZDVWH EXLOGLQJ,7$$& FKDQJH FODULILHV WKDW WKH WKLFNQHVV UHSRUW DOVR
LQFOXGHV WKH HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG
GHPRQVWUDWHV WKHUH LV QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG HTXLSPHQW
TXDOLILFDWLRQ 7KH UDGZDVWH EXLOGLQJ LV D QRQVHLVPLF VWHHO IUDPHG VWUXFWXUH GHVLJQHG LQ
DFFRUGDQFHZLWKWKH8QLIRUP%XLOGLQJ&RGH 8%& 7KHUDGZDVWHEXLOGLQJFRQWDLQVIDFLOLWLHV
IRUWKHKDQGOLQJDQGVWRUDJHRISODQWZDVWHV6KLHOGLQJLVSURYLGHGDVQHFHVVDU\\IRUWKHZDVWH
VWRUDJHDUHDVLQWKHUDGZDVWHEXLOGLQJWRPHHWWKHUDGLDWLRQ]RQHDQGDFFHVVUHTXLUHPHQWV
$V GLVFXVVHG LQ WKH WHFKQLFDO MXVWLILFDWLRQ IRU 1, FKDQJHV FRQVWUXFWLRQ GHYLDWLRQV DUH
HYDOXDWHGLQDFFRUGDQFHZLWK1 'SURFHVVZKLFKDSSOLHVWRWKLFNQHVVGHYLDWLRQVIURP,7$$&
,QGH[1XPEHULQWKHUDGZDVWHEXLOGLQJ7KHWKLFNQHVVGHYLDWLRQLQWKHSRVLWLYHGLUHFWLRQ
GRHVQRWLPSDFWWKHUDGLDWLRQVKLHOGLQJ$Q\\WKLFNQHVVGHYLDWLRQLQWKHQHJDWLYHGLUHFWLRQLV
GLVSRVLWLRQHG E\\ WKH FRJQL]DQW HQJLQHHULQJ JURXS WR FRQILUP WKDW WKHUH LV QR LPSDFW WR
HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG HTXLSPHQW TXDOLILFDWLRQ LQ WKH DVEXLOW ZDOOV 7KH
WKLFNQHVV UHSRUW IRU WKH UDGZDVWH EXLOGLQJ VXPPDUL]HV 1 ' 5HSRUWV WKDW DUH UHODWHG WR
WKLFNQHVVGHYLDWLRQVLQWKHZDVWHDFFXPXODWLRQURRPZKLFKZHUHGLVSRVLWLRQHGSULRUWRWKH
WKLFNQHVV UHSRUW DQG ZHUH GHPRQVWUDWHG WR KDYH QR LPSDFW RQ UDGLDWLRQ VKLHOGLQJ 7KH
SURSRVHGGHOHWLRQRI³PLQLPXP'LQIURQWRIWKHZDOOWKLFNQHVVIURPWKH$FFHSWDQFH&ULWHULDLV
FRQVLVWHQWZLWKWKHSURSRVHGFKDQJHRIDOORZLQJGHYLDWLRQHYDOXDWLRQVLQWKHWKLFNQHVVUHSRUW
LQ,7$$&,QGH[1XPEHU
7KH SURSRVHG FKDQJHV GR QRW LPSDFW 'HVLJQ &RPPLWPHQWV IRU WKH UDGZDVWH EXLOGLQJ
EHFDXVH WKH\\ GR QRW HOLPLQDWH DQ\\ UHTXLUHPHQW IRU YHULI\\LQJ UDGLDWLRQ VKLHOGLQJ RI WKH
UDGZDVWHEXLOGLQJDFFXPXODWLRQURRP7KHSURSRVHGFKDQJHGRHVQRWFKDQJHWKHFXUUHQW
SODQWGHVLJQRUDIIHFW66&VGHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5
6XPPDU\\
7KHSURSRVHGFKDQJHVWR,7$$&FRQWLQXHWRFRPSO\\ZLWKWKHUHTXLUHPHQWVRI&)53DUW
$SSHQGL['DQGWKH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU GHVLJQGHVFULSWLRQVDQG
&)5 IRU,7$$&FORVXUHQRWLILFDWLRQDQGFRPSOHWLRQ7KHVH,7$$&FRQVROLGDWLRQV
DQGFODULILFDWLRQVGRQRWPDNHWHFKQLFDOFKDQJHVWRWKH&2/$SSHQGL[& DQGSODQWVSHFLILF
7LHU GHVLJQGHVFULSWLRQVWDEOHVDQGILJXUHV1RVWUXFWXUHV\\VWHPRUFRPSRQHQW 66&
GHVLJQIXQFWLRQRUDQDO\\VLVDVGHVFULEHGLQWKH8)6$5LVDIIHFWHG1RGHIHQVHLQGHSWK
VDIHW\\IXQFWLRQLVDIIHFWHG7KHUHDUHQRWHFKQLFDOFKDQJHVWRSODQWVSHFLILF,7$$&OLQHLWHPV
DRAFT ULILHV WKDW WKH ULILHV WK QV LGHQWLILHG GXULQJ QV LGHQWLILHG
KHG UDGLRORJLFDO ]RQ KHG UDGLRORJLFDO
L
VHLVPLF VWHHO IUD
VHLVPLF V PHG
PHG
8%& 7KHUDGZDVWHE 8%& 7KHUD HV6KLHOGLQJLVSURYLGHG HOGLQJLV WRPHHWWKHUDGLDWLRQ]
WRPHHWWKHUDGLD WLILFDWLRQ IRU 1, FKDQJ FDWLRQ IRU 1, FKDQ
'SURFHVVZKLFKDSSOLHV HVVZKLFKDSSOLHV DVWHEXLOGLQJ7KHWKLFN DVWHEXLOGLQJ7KHWKLFN QVKLHOGLQJ$Q\\WKLFNQ QVKLHOGLQJ$Q\\W QL]DQW HQJLQHHULQJ JUR QL]DQW HQJLQHHULQJ J DO ]RQLQJ DQG HTXLSP
]RQLQJ DQG HTXLSP WKH UDGZDVWH EXLOGLQJ WKH UDGZDVWH QVLQWKHZDVWHDFFXP QVLQWKHZDVWHDF UW DQG ZHUH GHPRQVWU UW DQG ZHUH GHPRQVW RQRI³PLQLPXP'LQI RQRI³PLQLPXP' SURSRVHGFKD SURSRVHGFK EHU
EHU
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
&2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU LQIRUPDWLRQ LV FRPSULVHG RI WKH GHVLJQ
LQIRUPDWLRQDQGIXQFWLRQVVXEMHFWWRYHULILFDWLRQE\\WKH,7$$&FORVXUHSURFHVV7KHSURSRVHG
FKDQJHVGRQRWWHFKQLFDOO\\DIIHFWGHVLJQFULWHULDGHVLJQIXQFWLRQVRULQYROYHDGHFUHDVHLQ
VDIHW\\ SURYLGHG E\\ WKH DVVRFLDWHG V\\VWHPV &2/ $SSHQGL[ & DQG SODQW VSHFLILF 7LHU
,7$$&LQIRUPDWLRQZLOOFRQWLQXHWRDGHTXDWHO\\YDOLGDWHWKHFRUUHVSRQGLQJ8)6$5 7LHU
GHVLJQFRPPLWPHQWV
7KHSURSRVHGFKDQJHVGRQRWLPSDFWDQ66&IXQFWLRQRUIHDWXUHXVHGLQWKHSUHYHQWLRQRU
PLWLJDWLRQRIDFFLGHQWVRUWKHLUVDIHW\\RUGHVLJQDQDO\\VHV7KHFKDQJHVGRQRWDIIHFWDQ\\
66&DFFLGHQWLQLWLDWRURULQLWLDWLQJVHTXHQFHRIHYHQWVRULQYROYHDQ\\VDIHW\\UHODWHG66&RU
IXQFWLRQXVHGWRPLWLJDWHDQDFFLGHQW
7KHSURSRVHGFKDQJHVGRQRWLQYROYHDFKDQJHWRDILVVLRQSURGXFWEDUULHU7KHFKDQJHVGR
QRWUHVXOWLQDQHZIDLOXUHPRGHPDOIXQFWLRQRUVHTXHQFHRIHYHQWVWKDWFRXOGDIIHFWVDIHW\\
7KHFKDQJHVZRXOGQRWDOORZIRUDQHZILVVLRQSURGXFWUHOHDVHSDWKUHVXOWLQDQHZILVVLRQ
SURGXFW EDUULHU IDLOXUH PRGH RU FUHDWH D QHZ VHTXHQFH RI HYHQWV WKDW ZRXOG UHVXOW LQ
VLJQLILFDQWIXHOFODGGLQJIDLOXUHV
7KHSURSRVHGFKDQJHVGRQRWDIIHFWDQ\\VDIHW\\UHODWHGHTXLSPHQWGHVLJQFRGHOLPLWVDIHW\\
UHODWHGIXQFWLRQVDIHW\\UHODWHGGHVLJQDQDO\\VLVVDIHW\\DQDO\\VLVLQSXWRUUHVXOWRUGHVLJQRU
VDIHW\\ PDUJLQ 1R VDIHW\\ DQDO\\VLV RU GHVLJQ EDVLV DFFHSWDQFH OLPLW RUFULWHULRQ ZRXOG EH
FKDOOHQJHGRUH[FHHGHG
,QFRQFOXVLRQWKHSURSRVHGFKDQJHVGRQRWLQYROYHDWHFKQLFDO GHVLJQDQDO\\VLVIXQFWLRQRU
TXDOLILFDWLRQ FKDQJH HJ WKHUH LV QR FKDQJH WR DQ DVVRFLDWHG FDOFXODWLRQ GHVLJQ
SDUDPHWHURUGHVLJQUHTXLUHPHQW 7KHUHIRUHWKHFKDQJHVZRXOGQRWUHVXOWLQDGHFUHDVHLQ
SODQWVDIHW\\
7KHSURSRVHGFKDQJHVDVVRFLDWHGZLWKWKLVOLFHQVHDPHQGPHQWUHTXHVWGRQRWDIIHFWWKH
FRQWDLQPHQWFRQWUROFKDQQHOLQJPRQLWRULQJSURFHVVLQJRUUHOHDVLQJRIUDGLRDFWLYHDQGQRQ
UDGLRDFWLYHPDWHULDOV1RHIIOXHQWUHOHDVHSDWKLVLPSDFWHG7KHUHIRUHUDGLRDFWLYHRUQRQ
UDGLRDFWLYHPDWHULDOHIIOXHQWVVKRXOGQRWEHDIIHFWHG3ODQWUDGLDWLRQ]RQHV DVGHVFULEHGLQ
8)6$5 6HFWLRQ FRQWUROV XQGHU &)5 DQG H[SHFWHG DPRXQWV DQG W\\SHV RI
UDGLRDFWLYHPDWHULDOVDUHQRWDIIHFWHGE\\WKHSURSRVHGFKDQJHV7KHUHIRUHLQGLYLGXDODQG
FXPXODWLYHUDGLDWLRQH[SRVXUHVZLOOQRWFKDQJH
7(&+1,&$/(9$/8$7,21 6((6(&7,21
5(*8/$725<(9$/8$7,21
$SSOLFDEOH5HJXODWRU\\5HTXLUHPHQWV&ULWHULD
&)5 D UHTXLUHVLQWKHUHOHYDQWSDUWWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKH
SURSRVHG LQVSHFWLRQV WHVWV DQG DQDO\\VHV WKDW WKH OLFHQVHH VKDOO SHUIRUP DQG WKH
DFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\\DQGVXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFH
WKDWLIWKH,7$$&DUHSHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQ
FRQVWUXFWHG DQG ZLOO EH RSHUDWHG LQ FRQIRUPLW\\ ZLWK WKH FRPELQHG OLFHQVH WKH
SURYLVLRQV RI WKH $FW DQG WKH &RPPLVVLRQ V UXOHV DQG UHJXODWLRQV 7KH SURSRVHG
FKDQJHV WR,7$$& FRQWLQXH WR FRPSO\\ ZLWK WKH UHTXLUHPHQWV RI &)5 3DUW
DRAFT SURG SUR HRIH HRIHYHQ WUHOHDVHS WUHOHDV DWK TXHQFH RI HYHQW TXHQFH RI H V
IHW\\UHODWHGHTXLSPHQW W\\UHODWHGHT DO\\VLVVDIHW\\DQDO\\V
VDIHW\\
LV
GHVLJQ EDVLV DFFHSWDQ GHVLJQ EDVLV DF DQJHVGRQRWLQYROYHD
DQJHVGRQRWLQYROYHD
WKHUH LV QR FKDQJH
WKHUH LV QR FK LUHPHQW 7KHUHIRUHWKH LUHPHQW 7KHUHIRUHW DQJHVDVVRFLDWHGZLWK DQJHVDVVRFLDWHG
RQWUROFKDQQHOLQJPRQ RQWUROFKDQQHOLQJPRQ HULDOV1RHIIOXHQWU HULDOV1RHIIOXH DOHIIOXHQWVVKR DOHIIOXHQWVVK
FRQWUR
FRQWUR UHQR UHQR
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
$SSHQGL['DQGWKH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHU GHVLJQGHVFULSWLRQV
DQG &)5 IRU,7$$& FORVXUH QRWLILFDWLRQ DQG FRPSOHWLRQ 7KHVH,7$$&
FRQVROLGDWLRQVDQGFODULILFDWLRQVGRQRWPDNHWHFKQLFDOFKDQJHVWRWKH&2/$SSHQGL[
& DQGSODQWVSHFLILF7LHU GHVLJQGHVFULSWLRQVWDEOHVDQGILJXUHV
&)5 I UHTXLUHV15&DSSURYDOIRUDQ\\PRGLILFDWLRQWRDGGLWLRQWRRUGHOHWLRQ
IURPWKHWHUPVDQGFRQGLWLRQVRID&2/7KLVDPHQGPHQWLQYROYHVDGHSDUWXUHIURP
SODQWVSHFLILF7LHULQIRUPDWLRQDQGFRUUHVSRQGLQJFKDQJHVWRWKH&2/$SSHQGL[&
7KHUHIRUHWKLVDPHQGPHQWUHTXLUHVDSURSRVHGDPHQGPHQWWRWKH&2/$FFRUGLQJO\\
15&DSSURYDOLVUHTXLUHGSULRUWRPDNLQJWKHSODQWVSHFLILFFKDQJHVLQWKLVOLFHQVH
DPHQGPHQWUHTXHVW
&)53DUW$SSHQGL['6HFWLRQ9,,,%DDOORZVDQDSSOLFDQWRUOLFHQVHHZKR
UHIHUHQFHVWKLVDSSHQGL[WRGHSDUWIURP7LHULQIRUPDWLRQZLWKRXWSULRU15&DSSURYDO
XQOHVV WKH SURSRVHG GHSDUWXUH LQYROYHV D FKDQJH WR RU GHSDUWXUH IURP 7LHU
LQIRUPDWLRQ7LHU LQIRUPDWLRQRUWKH7HFKQLFDO6SHFLILFDWLRQVRUUHTXLUHVDOLFHQVH
DPHQGPHQWXQGHUSDUDJUDSKV%ERU%&RIWKHVHFWLRQ3RWHQWLDOLPSDFWVWR7LHU
7LHURU7LHU LQIRUPDWLRQDUHHYDOXDWHGXVLQJWKLVSURFHVV6LQFHWKHSURSRVHG
FKDQJHV LQFOXGH FKDQJHV WR 7LHU LQIRUPDWLRQ 15& DSSURYDO LV UHTXLUHG 7KH
SURSRVHG FKDQJHV ZLOO FRQWLQXH WR FRPSO\\ ZLWK WKH SURFHVVHV IRU FKDQJHV DQG
GHSDUWXUHVGHVFULEHGLQ&)5$SSHQGL['6HFWLRQ9,,,$OOQRQFRQIRUPDQFHV
ZLOOEHUHYLHZHGDQGHYDOXDWHGWRGHWHUPLQHLIFKDQJHVWR7LHU7LHURU7LHU
LQIRUPDWLRQDUHUHTXLUHG
&)56XESDUW& D 2FFXSDWLRQDOGRVHOLPLWVIRUDGXOWVUHTXLUHVWKH
OLFHQVHH FRQWURO RFFXSDWLRQDO GRVH WR LQGLYLGXDO DGXOWV H[FHSW IRU SODQQHG VSHFLDO
H[SRVXUHVXQGHUWRWKHPRUHOLPLWLQJRIWKHDQQXDOOLPLWVSUHVFULEHGWKHUHLQ
7KHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDQLQFUHDVHLQSODQWUDGLDWLRQ]RQHVRUD
FKDQJH LQ UDGLDWLRQ VKLHOGLQJ DQDO\\VLV PHWKRGRORJ\\ DQG ZLOO QRW DGYHUVHO\\ DIIHFW
SHUVRQQHORFFXSDWLRQDOGRVH7KHSURSRVHGDPHQGPHQWGRHVQRWUHTXLUHDFKDQJHLQ
WKHGHVLJQRIDQ\\VWUXFWXUHWKDWSURYLGHVUDGLDWLRQVKLHOGLQJ7KHUHIRUHHQJLQHHUHG
VWUXFWXUHVXVHGWRDLGFRPSOLDQFHZLWK&)5 D DUHQRWDGYHUVHO\\DIIHFWHG
&)5$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& 4XDOLW\\VWDQGDUGVDQG
UHFRUGV UHTXLUHV WKDW VWUXFWXUHV V\\VWHPV DQG FRPSRQHQWV LPSRUWDQW WR VDIHW\\ EH
GHVLJQHGIDEULFDWHGHUHFWHGDQGWHVWHGWRTXDOLW\\VWDQGDUGVFRPPHQVXUDWHZLWKWKH
LPSRUWDQFHRIWKHVDIHW\\IXQFWLRQVWREHSHUIRUPHG7KH1,DQGWKHVHLVPLF&DWHJRU\\
,,SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJILUVWED\\FRQWLQXHWRPHHWWKHGHVLJQ
FRGHVFRPPLWWHGWRLQWKH8)6$56XEVHFWLRQVDQG*'&DOVRUHTXLUHV
WKDWDSSURSULDWHUHFRUGVRIWKHGHVLJQIDEULFDWLRQHUHFWLRQDQGWHVWLQJRIVWUXFWXUHV
V\\VWHPVDQGFRPSRQHQWV 66&V LPSRUWDQWWRVDIHW\\EHPDLQWDLQHGE\\RUXQGHUWKH
FRQWURORIWKHQXFOHDUSRZHUXQLWOLFHQVHHWKURXJKRXWWKHOLIHRIWKHXQLW7KHTXDOLW\\
DVVXUDQFHUHTXLUHPHQWVRI$SSHQGL[%WR&)53DUWDUHDSSOLHGWRDFWLYLWLHV
DIIHFWLQJWKH1,DQGWKHVHLVPLF&DWHJRU\\,,SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQH
EXLOGLQJILUVWED\\7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKHTXDOLW\\DVVXUDQFHSURJUDP
DQGFRPSOLDQFHZLWK*'&LVPDLQWDLQHG
&)5 $SSHQGL[ $ *'& 'HVLJQ %DVHV IRU 3URWHFWLRQ $JDLQVW 1DWXUDO
3KHQRPHQDUHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWRZLWKVWDQGWKH
DRAFT WLRQ
WLRQ QJH WR R QJH W O6SHFLILFDWLR O6SHFLI Q
RIWKHVHFWLRQ3RWH RIWKHVHFWLR HGXVLQJWKLVSURF HGXVLQJWKLVSURFHVV
IRUPDWLRQ 15& DSSUR IRUPDWLRQ 15& DSS FRPSO\\ ZLWK WKH SURF RPSO\\ ZLWK
$SSHQGL['6HFWLRQ HQGL['
WRGHWHUPLQHLIFKDQJH WRGHWHUPLQHLIF
D 2FFXSDWLR
D 2FFXSDWLR SDWLRQDO GRVH WR LQGLYL SDWLRQDO GRVH WR
WRWKHPRUHOLP
WRWKHPRUHO PHQGPHQWGRHVQRWLQY GPHQWGRHVQRWLQY LDWLRQ VKLHOGLQJ DQDO\\V LDWLRQ VKLHOGLQ FFXSDWLRQDOGRVH7KHS FFXSDWLRQDOGRVH7 QRIDQ\\VWUXFWXUHWKDW QRIDQ\\VWUXFWXUHWKD XVHGWRDLGFRPSOLD XVHGWRDLGFRP SSHQGL[$
SSHQGL[$
WKDW WKDW
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
HIIHFWV RI QDWXUDO SKHQRPHQD VXFK DV HDUWKTXDNHV WRUQDGRV KXUULFDQHV IORRGV
WVXQDPLVDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\\WRSHUIRUPWKHLUVDIHW\\IXQFWLRQV7KH
SURSRVHGFKDQJHWR1,VWUXFWXUH,7$$&GRHVQRWUHTXLUHUHYLVLRQWRDQ\\RIWKHVHLVPLF
DQDO\\VHV IRU WKH 1, RU WKH FRQWDLQPHQW LQWHUQDO VWUXFWXUHV 7KH GHVLJQ RI WKH 1,
VWUXFWXUHVFRQWLQXHVWRFRPSO\\ZLWKWKH$&, FRGH7KHSURSRVHGFKDQJHWR
FODULI\\WKHDQQH[EXLOGLQJ,7$$&GRHVQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKHDQQH[
EXLOGLQJDVGHVFULEHGLQWKH8)6$57KHSURSRVHGFKDQJHGRHVQRWUHTXLUHDUHYLVLRQ
WRWKHVHLVPLFDQDO\\VHVIRUWKHVHLVPLF&DWHJRU\\,,DUHDRIWKHDQQH[EXLOGLQJ7KH
SURSRVHGFKDQJHVGRQRWLQYROYHDUHGXFWLRQLQWKHDELOLW\\RIDQ\\VWUXFWXUHV\\VWHPRU
FRPSRQHQWWRZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQD DQGFRPSOLDQFHZLWK*'&
LVPDLQWDLQHG
&)5$SSHQGL[$*'&)LUH3URWHFWLRQUHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\
VKDOOEHGHVLJQHGDQGORFDWHGWRPLQLPL]HFRQVLVWHQWZLWKRWKHUVDIHW\\UHTXLUHPHQWV
WKH SUREDELOLW\\ DQG HIIHFW RI ILUHV DQG H[SORVLRQV 7KH SURSRVHG FKDQJH GRHV QRW
LQYROYHDGHVLJQEDVLVFKDQJHRUFKDQJHWRWKHILUHDUHDVRU]RQHVGHVFULEHGLQWKH
8)6$57KHSURSRVHG,7$$&FKDQJHGRHVQRWDGYHUVHO\\DIIHFWSODQWILUHSURWHFWLRQ
IHDWXUHVSURWHFWLQJ66&VLPSRUWDQWWRVDIHW\\7KHUHIRUHWKHUHTXLUHPHQWVRI*'&
FRQWLQXHWREHPHW
&)5$SSHQGL[$*'&(QYLURQPHQWDODQG'\\QDPLF(IIHFWV'HVLJQ%DVHV
UHTXLUHV66&VLPSRUWDQWWRVDIHW\\EHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWR
EH FRPSDWLEOH ZLWK WKH HQYLURQPHQWDO FRQGLWLRQV DVVRFLDWHG ZLWK QRUPDO RSHUDWLRQ
PDLQWHQDQFHWHVWLQJDQGSRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV
7KHFKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHVRQO\\DQGGRQRWLQYROYHD
FKDQJH WR WKH GHVLJQ RI WKH 1, 7KH FKDQJHV WR DQQH[ EXLOGLQJ,7$$& DUH DOVR
FRQVROLGDWLRQVDQGGRQRWLQYROYHDFKDQJHWRWKHGHVLJQRIWKHDQQH[EXLOGLQJ7KH
DQQH[EXLOGLQJGRHVQRWKRXVH66&VLPSRUWDQWWRVDIHW\\+RZHYHUWKHDQQH[EXLOGLQJ
LV GHVLJQHG VXFK WKDW WKH SRUWLRQ RI WKH EXLOGLQJ DGMDFHQW WR WKH DX[LOLDU\\ EXLOGLQJ
PDLQWDLQV VWUXFWXUDO LQWHJULW\\ GXULQJ D VDIH VKXWGRZQ HDUWKTXDNH 7KH SURSRVHG
FKDQJH WR WKH DQQH[ EXLOGLQJ,7$$& GRHV QRW LPSDFW WKH VHLVPLF DQDO\\VLV RI WKH
6HLVPLF&DWHJRU\\,,SRUWLRQRIWKHDQQH[EXLOGLQJ7KHUHIRUHWKHGHVLJQFRQWLQXHVWR
FRPSO\\ZLWK*'&
&)5$SSHQGL[$*'& &RQWURO5RRPUHTXLUHVDFRQWUROURRPEHSURYLGHG
IURPZKLFKDFWLRQVFDQEHWDNHQWRRSHUDWHWKHQXFOHDUSRZHUXQLWVDIHO\\XQGHUQRUPDO
FRQGLWLRQVDQGWRPDLQWDLQLWLQDVDIHFRQGLWLRQXQGHUDFFLGHQWFRQGLWLRQVLQFOXGLQJ
ORVVRIFRRODQW DFFLGHQWV *'& DOVR UHTXLUHV DGHTXDWH UDGLDWLRQ SURWHFWLRQ EH
SURYLGHGWRSHUPLWDFFHVVDQGRFFXSDQF\\RIWKHFRQWUROURRPXQGHUDFFLGHQWFRQGLWLRQV
ZLWKRXWSHUVRQQHOUHFHLYLQJUDGLDWLRQH[SRVXUHVLQH[FHVVRIUHPZKROHERG\\RULWV
HTXLYDOHQW WR DQ\\ SDUW RI WKH ERG\\ IRU WKH GXUDWLRQ RI WKH DFFLGHQW 7KH SURSRVHG
FKDQJHVWRWKH1,,7$$&DUHFRQVROLGDWLRQFKDQJHVRQO\\DQGGRQRWLQYROYHDFKDQJH
WRWKHGHVLJQRIWKH1,7KHDQQH[EXLOGLQJSURYLGHVWKHVHFXULW\\FRQWUROOHGDFFHVVSDWK
WRWKHPDLQFRQWUROURRP7KHFKDQJHWRWKHDQQH[EXLOGLQJ,7$$&GRHVQRWLQYROYHD
FKDQJHWRWKHGHVLJQRIWKHDQQH[EXLOGLQJVKLHOGLQJIRUWKHDQQH[EXLOGLQJRUWKH
QRUPDORSHUDWLRQRUSRVWDFFLGHQWUDGLDWLRQ]RQLQJRIWKHDQQH[EXLOGLQJ7KHSURSRVHG
FKDQJH WR WKH DQQH[ EXLOGLQJ GRHV QRW DIIHFW WKH UDGLDWLRQ ]RQH RI WKH VHFXULW\\
FRQWUROOHGDFFHVVSDWKWRWKHPDLQFRQWUROURRPEHFDXVHWKHIORRUZDVQRWFUHGLWHGZLWK
UDGLDWLRQVKLHOGLQJLQGHYHORSPHQWRIWKHSUHGLFWHGUDGLDWLRQ]RQLQJIRUWKHVHFXULW\\
DRAFT WZLW
ZLW
7KH SUR
7KH ILUHDUHDVRU
ILUHDUH QRWDGYHUVHO\\DIIHFW QRWDGYHUVHO\\
W\\7KHUHIRUHWKHUH W\\7KHUHIRUHWKH TX QYLURQPHQWDODQG'\\QD PHQWDO
\\EHGHVLJQHGWRDFFRP
\\EHGHVLJQHGWR RQPHQWDO FRQGLWLRQV DV PHQWDO FRQGLWLRQV D SRVWXODWHGDFFLGHQWVL DWHGDFFLGHQWVL 7$$&DUHFRQVROLGDWLRQ 7$$&DUHFRQVROLGDWLRQ RI WKH 1, 7KH FKDQ RI WKH 1, 7KH
GRQRWLQYROYHDFKDQJ GRQRWLQYROYHDFKDQ RHVQRWKRXVH66&VLP QRWKRXVH66&VLP XFK WKDW WKH SRUWLRQ RI FK WKDW WKH S WUXFWXUDO LQWHJULW\\ GXUL WUXFWXUDO LQWHJULW\\
R WKH DQQH[ EXLOGLQJ,
R WKH DQQH[ EXLOGLQJ
DWHJRU\\,,SRUWLRQR DWHJRU\\,,SRUWLR
- '&
- '&
QGL[
QGL[
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
HQWUDQFHVKRZQLQ8)6$5)LJXUH7KHUHIRUHWKHGHVLJQFRQWLQXHVWRFRPSO\\
ZLWK*'&
3UHFHGHQW
1RQH
1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ$QDO\\VLV
7KHSURSRVHGFKDQJHVUHYLVH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHULQIRUPDWLRQ
WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQGFODULI\\
WKDW HYDOXDWLRQV RI WKLFNQHVV GHYLDWLRQV ZLOO EH LQFOXGHG LQ WKH UHFRQFLOLDWLRQ DQG
WKLFNQHVVUHSRUWVGHVFULEHGLQWKH,7$$&RU&2/$SSHQGL[&7DEOH
$Q HYDOXDWLRQ WR GHWHUPLQH ZKHWKHU RU QRW D VLJQLILFDQW KD]DUGV FRQVLGHUDWLRQ LV
LQYROYHG ZLWK WKH SURSRVHG DPHQGPHQW ZDV FRPSOHWHG E\\ IRFXVLQJ RQ WKH WKUHH
VWDQGDUGVVHWIRUWKLQ&)5 ³Issuance of amendment'DVGLVFXVVHGEHORZ
'RHVWKHSURSRVHGDPHQGPHQWLQYROYHDVLJQLILFDQWLQFUHDVHLQWKH
SUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\HYDOXDWHG"
5HVSRQVH 1R
7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKHRSHUDWLRQRUUHOLDELOLW\\RIDQ\\V\\VWHP
VWUXFWXUHRUFRPSRQHQW 66& UHTXLUHGWRPDLQWDLQDQRUPDOSRZHURSHUDWLQJ
FRQGLWLRQRUWRPLWLJDWHDQWLFLSDWHGWUDQVLHQWVZLWKRXWVDIHW\\UHODWHGV\\VWHPV7KH
FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP
,7$$& LQYROYHV QR GHVLJQ FKDQJHV RU WHFKQLFDO UHDQDO\\VLV 7KH FKDQJHV
FRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDDQGFODULI\\WKHHYDOXDWLRQVRI
WKLFNQHVVGHYLDWLRQV
7KHUHIRUHWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVHLQ
WKHSUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\HYDOXDWHG
'RHVWKHSURSRVHGDPHQGPHQWFUHDWHWKHSRVVLELOLW\\RIDQHZRUGLIIHUHQW
NLQGRIDFFLGHQWIURPDQ\\DFFLGHQWSUHYLRXVO\\HYDOXDWHG"
5HVSRQVH 1R
7KH SURSRVHG FKDQJHV GR QRW DIIHFW WKH RSHUDWLRQ RIDQ\\ VDIHW\\UHODWHG 66&
UHOLHGXSRQWRPLWLJDWHGHVLJQEDVLVDFFLGHQWV7KHSURSRVHGFKDQJHVWRWKH1,
DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$&GRQRW
LQYROYHDFKDQJHWRGHVLJQRUUHDQDO\\VLV7KHSURSRVHGFKDQJHVGRQRWDIIHFWWKH
VWUXFWXUDO LQWHJULW\\ RU VHLVPLF UHVSRQVH RI WKH 1, DQG WKH VHLVPLF &DWHJRU\\,,
SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJILUVWED\\7KHGHVLJQRIWKHVH
VWUXFWXUHVFRQWLQXHVWRPHHWWKHUHTXLUHPHQWVRI&)5$SSHQGL[$*HQHUDO
'HVLJQ &ULWHULRQ 'HVLJQ %DVHV IRU 3URWHFWLRQ $JDLQVW 1DWXUDO 3KHQRPHQD
7KHUHIRUHWKHSURSRVHGFKDQJHVGRQRWFUHDWHWKHSRVVLELOLW\\RIDQHZRUGLIIHUHQW
NLQGRIDFFLGHQWIURPDQ\\SUHYLRXVO\\HYDOXDWHG
'RHVWKHSURSRVHGDPHQGPHQWLQYROYHDVLJQLILFDQWUHGXFWLRQLQDPDUJLQ
DRAFT SOHWHG
SOHWH amendmen amen YHDVLJQLILFDQWLQFU YHDVLJQLILFD DFFLGHQWSUHYLRXVO\\H DFFLGHQWSUHYLRXV QRWDIIHFWWKHRSHUDWLR QRWDIIHFWWKHRS
66& UHTXLUHGWRPD 6& UHTXLUHGWRP HDQWLFLSDWHGWUDQVLHQWV
SDWHGWUDQVLHQWV
H[EXLOGLQJWXUELQHEX H[EXLOGLQJWXUELQHEX QR GHVLJQ FKDQJHV
QR GHVLJQ FKDQ XSOLFDWLYH,7$$&$FFHS XSOLFDWLYH,7$$&$FFH HYLDWLRQV
DWLRQV IRUHWKHUHTXHVWHGDP IRUHWKHUHTXHVWHG
SUREDELOLW\\RUFRQVHTXH SUREDELOLW\\RUFRQVHTX KHSURSRVHG
KHSURSRVHG FFLGHQWI FFLGHQWI
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
RIVDIHW\\"
5HVSRQVH 1R
7KH SURSRVHG FKDQJHV GR QRW DIIHFW H[LVWLQJ VDIHW\\ PDUJLQV 7KH SURSRVHG
FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP
,7$$&GRQRWLQYROYHDFKDQJHWRWKHGHVLJQRUUHDQDO\\VLVRIWKHVWUXFWXUHV7KH
SURSRVHG FKDQJHV GRQRW LQYROYH D UHGXFWLRQWR WKH VWUXFWXUDO LQWHJULW\\ RI WKH
VHLVPLF&DWHJRU\\,RU,,SRUWLRQVRIEXLOGLQJVWUXFWXUHV7KH1,DQGWKHVHLVPLF
&DWHJRU\\,,SRUWLRQRIWKHDQQH[EXLOGLQJDQGWXUELQHEXLOGLQJILUVWED\\ZLOOFRQWLQXH
WR VXSSRUW WKHLU GHVLJQ IXQFWLRQV 1R PDUJLQ WR WKH VSHFLILHG DFFHSWDEOH IXHO
GHVLJQOLPLWVLVDIIHFWHGE\\WKHSURSRVHGFKDQJHV
&RQFOXVLRQV
%DVHGRQWKHFRQVLGHUDWLRQVGLVFXVVHGDERYH WKHUHLVUHDVRQDEOHDVVXUDQFHWKDW
WKHKHDOWKDQGVDIHW\\RIWKHSXEOLFZLOOQRWEHHQGDQJHUHGE\\RSHUDWLRQLQWKHSURSRVHG
PDQQHU VXFK DFWLYLWLHV ZLOO EH FRQGXFWHG LQ FRPSOLDQFH ZLWK WKH &RPPLVVLRQ¶V
UHJXODWLRQVDQG WKHLVVXDQFHRIWKHDPHQGPHQWZLOOQRWEHLQLPLFDOWRWKHFRPPRQ
GHIHQVHDQGVHFXULW\\RUWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF7KHUHIRUHLWLVFRQFOXGHG
WKDWWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ
XQGHUWKHVWDQGDUGVVHWIRUWKLQ&)5 F DQGDFFRUGLQJO\\DILQGLQJRI³QR
VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ'LVMXVWLILHG
(19,5210(17$/&216,'(5$7,216
6HFWLRQRIWKLV/LFHQVH$PHQGPHQW5HTXHVWSURYLGHVWKHGHWDLOVRIWKHSURSRVHG
FKDQJHV
7KHSURSRVHGFKDQJHVDIIHFWWKH&2/$SSHQGL[&DQGDVVRFLDWHGSODQWVSHFLILF7LHU
LQIRUPDWLRQ
(i) There is no significant hazards consideration.
$V GHVFULEHG LQ 6HFWLRQ 6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ DQ
HYDOXDWLRQ ZDV FRPSOHWHG WR GHWHUPLQH ZKHWKHU RU QRW D VLJQLILFDQW KD]DUGV
FRQVLGHUDWLRQLVLQYROYHGE\\IRFXVLQJRQWKHWKUHHVWDQGDUGVVHWIRUWKLQ&)5
³,VVXDQFH RI DPHQGPHQW' 7KH 6LJQLILFDQW +D]DUGV &RQVLGHUDWLRQ 'HWHUPLQDWLRQ
FRQFOXGHGWKDW WKHSURSRVHGDPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVHLQ
WKHSUREDELOLW\\RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\\HYDOXDWHG WKHSURSRVHG
DPHQGPHQWGRHVQRWFUHDWHWKHSRVVLELOLW\\RIDQHZRUGLIIHUHQWNLQGRIDFFLGHQWIURPDQ\\
DFFLGHQW SUHYLRXVO\\ HYDOXDWHG DQG WKH SURSRVHG DPHQGPHQW GRHV QRW LQYROYH D
VLJQLILFDQWUHGXFWLRQLQDPDUJLQRIVDIHW\\7KHUHIRUHLWLVFRQFOXGHGWKDWWKHSURSRVHG
DPHQGPHQWGRHVQRWLQYROYHDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQXQGHUWKHVWDQGDUGVVHW
IRUWK LQ &)5 F DQG DFFRUGLQJO\\ D ILQGLQJ RI ³QR VLJQLILFDQW KD]DUGV
FRQVLGHUDWLRQ'LVMXVWLILHG
(ii) There is no significant change in the types or significant increase in the amounts of any effluents that may be released offsite.
7KHSURSRVHGFKDQJHVGRQRWDIIHFWDQ\\DVSHFWRISODQWFRQVWUXFWLRQRURSHUDWLRQWKDW
LQWURGXFHVDFKDQJHWRDQ\\HIIOXHQWW\\SHV IRUH[DPSOHHIIOXHQWVFRQWDLQLQJFKHPLFDOVRU
ELRFLGHVVDQLWDU\\V\\VWHPHIIOXHQWVDQGRWKHUHIIOXHQWV DQGGRHVQRWDIIHFWDQ\\SODQW
UDGLRORJLFDORUQRQUDGLRORJLFDOHIIOXHQWUHOHDVHTXDQWLWLHV7KHSURSRVHGFKDQJHVGRQRW
DRAFT HUHLV HUH
QJHUHGE\\R QJHUH LQ FRPSOLDQFH Z LQ FRPSOLD GPHQWZLOOQRWEH
GPHQWZLOOQRW
LQLP DIHW\\RIWKHSXEOLF
DIHW\\RIWKHSXEOLF7KHU
7 RWLQYROYHDVLJQLILFDQW RWLQYROYHDVLJQLILFDQW
&)5 F DQGDFF 5 F
VMXVWLILHG
HG
216
16
GPHQW5HTXHVWSURYLGH GPHQW5HTXHVWSURYLGH IIHFWWKH&2/$SSHQGL[
IIHFWWKH&2/$SSHQG ignificant hazards cons ignificant hazards co HG LQ 6HFWLRQ
HG LQ 6HFWLRQ
DV FRPSOHWHG
DV FRPSOHWHG LQYROYHGE\\
LQYROYHGE HQGPH HQGPH
3DJHRI
1'
(QFORVXUH
5HTXHVWIRU/LFHQVH$PHQGPHQW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
DIIHFWWKHVWUXFWXUHRUIXQFWLRQDOLW\\RIDQ\\GHVLJQIHDWXUHRURSHUDWLRQDODUUDQJHPHQWV
FUHGLWHGZLWKFRQWUROOLQJWKHUHOHDVHRIHIIOXHQWVGXULQJSODQWRSHUDWLRQ7KHSURSRVHG
FKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH$FFXPXODWLRQ5RRP,7$$&
GR QRW LQYROYH D FKDQJH WR WKH GHVLJQ RI WKH DVVRFLDWHG VWUXFWXUHV 7KH SURSRVHG
FKDQJHVWRWKH,7$$&GRQRWLQYROYHDFKDQJHWRDQ\\V\\VWHPDVVRFLDWHGZLWKFRQWDLQLQJ
FRQWUROOLQJ FKDQQHOLQJ PRQLWRULQJ RU SURFHVVLQJ UDGLRDFWLYH RU QRQUDGLRDFWLYH
PDWHULDOV7KHSURSRVHGFKDQJHWRWKH1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQG:DVWH
$FFXPXODWLRQ 5RRP,7$$& GR QRW LQYROYH D FKDQJH WR DQ\\ V\\VWHPV RU VWUXFWXUHV
DVVRFLDWHGZLWKFRQWDLQLQJFRQWUROOLQJFKDQQHOLQJPRQLWRULQJRUSURFHVVLQJUDGLRDFWLYH
RUQRQUDGLRDFWLYHPDWHULDOVWKDWPD\\EHUHOHDVHGRIIVLWH
7KHUHIRUH WKHUH LV QR VLJQLILFDQW FKDQJH LQ WKH W\\SHV RU VLJQLILFDQW LQFUHDVH LQ WKH
DPRXQWVRIDQ\\UDGLRDFWLYHRUQRQUDGLRDFWLYHHIIOXHQWVWKDWPD\\EHUHOHDVHGRIIVLWH
(iii) There is no significant increase in individual or cumulative occupational radiation exposure.
&RPSDQ\\DQGVWDWLRQSROLFLHVNHHSUDGLDWLRQH[SRVXUHRISHUVRQQHOZLWKLQOLPLWVGHILQHG
E\\&)56WDQGDUGVIRU3URWHFWLRQ$JDLQVW5DGLDWLRQ$GPLQLVWUDWLYHSURFHGXUHV
DQGSUDFWLFHVDUHLPSOHPHQWHGWRPDLQWDLQUDGLDWLRQH[SRVXUHRISHUVRQQHODVORZDVLV
UHDVRQDEO\\DFKLHYDEOH
7KH SURSRVHG FKDQJHV WR WKH 1, DQQH[ EXLOGLQJ WXUELQH EXLOGLQJ DQG :DVWH
$FFXPXODWLRQ 5RRP,7$$& UHYLVHV &2/ $SSHQGL[ & DQG SODQWVSHFLILF 7LHU
LQIRUPDWLRQ WRFRQVROLGDWHGXSOLFDWLYH,7$$&$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHV
DQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVDUHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQG
WKLFNQHVVUHSRUWVGHVFULEHGLQWKH,7$$&7KLVFKDQJHGRHVQRWLQYROYHDQLQFUHDVHLQ
LQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUHEHFDXVHWKHSURSRVHGFKDQJH
GRHV QRW DGYHUVHO\\ DIIHFW UDGLDWLRQ VKLHOGLQJ DQDO\\VHV 7KHUH DUH QR V\\VWHPV LQ WKH
FRQWUROVXSSRUWDUHDRUWKHVXUURXQGLQJURRPVWKDWQRUPDOO\\FRQWDLQUDGLRDFWLYHPDWHULDO
DQGDGHTXDWHVKLHOGLQJIURPQRUPDOUDGLDWLRQVRXUFHVLVSURYLGHGE\\WKHVKLHOGEXLOGLQJ
DQGVKLHOGZDOOVEHWZHHQWKHUDGLRORJLFDOO\\FRQWUROOHGDQGQRQUDGLRORJLFDOO\\FRQWUROOHG
DUHDVRIWKHDX[LOLDU\\EXLOGLQJ7KHUHIRUHWKHUHTXHVWHGDPHQGPHQWGRHVQRWLQYROYHD
VLJQLILFDQWLQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUH
5()(5(1&(6
1RQH
DRAFT ve o ve o RVXUHRISHUVRQQ RVXUHRISH QVW5DGLDWLRQ$GP QVW5DGLDWLRQ$
LQ DGLDWLRQH[SRVXUHRI DGLDWLRQH[SRVXUHRI SH I
DQQH[ EXLOGLQJ WXUE H[ EXLOG VHV &2/ $SSHQGL[ &
VHV &2/ $SSH FDWLYH,7$$&$FFHSWDQ WLYH,7$$&$FFHSW WKLFNQHVVGHYLDWLRQVDU HVVGHYLDWLRQVDU GLQWKH,7$$&7KLVFK GLQWKH,7$$&7KLVFK RFFXSDWLRQDOUDGLDWLRQH RFFXSDWLRQDOUDGL IIHFW UDGLDWLRQ VKLHOGLQ IIHFW UDGLDWLRQ VKLHOG DRUWKHVXUURXQGLQJURR UWKHVXUURXQGLQJURR LHOGLQJIURPQRUPDOUDG HOGLQJIURPQRUPDOUDG OOVEHWZHHQWKHUDGLROR OOVEHWZHHQWKHUD HDX[LOLDU\\EXLOGLQJ7KH HDX[LOLDU\\EXLOGLQJ7K QFUHDVHLQLQGLYLGXDO QFUHDVHLQLQGLYLG
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
1'
(QFORVXUH
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG
5HYLVHG([HPSWLRQ5HTXHVW
&RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$&
/$5 5
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH
DRAFT J3ODQW 9(*3 8QLWV
DQW 9(*3 5HYLVHG([HPSWLRQ5 5HYLVHG([HPSW RQVROLGDWLRQRI6WUXFW ROLGDWLRQRI6WUXFW
/$5
/
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJHRI
385326(
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\ WKH/LFHQVHH UHTXHVWVDSHUPDQHQWH[HPSWLRQIURP
WKH SURYLVLRQV RI &)5 $SSHQGL[ ' 6HFWLRQ,,,% Design Certification Rule for the AP1000 Design, Scope and ContentsWRDOORZDSODQWVSHFLILFGHSDUWXUHIURPHOHPHQWVRIWKH
FHUWLILFDWLRQ LQIRUPDWLRQ LQ 7LHU RI WKH SODQWVSHFLILF $3 'HVLJQ &RQWURO 'RFXPHQW
'&' 7KHUHJXODWLRQ&)5$SSHQGL['6HFWLRQ,,,%UHTXLUHVDQDSSOLFDQWRUOLFHQVHH
UHIHUHQFLQJ$SSHQGL['WR&)53DUWWRLQFRUSRUDWHE\\UHIHUHQFHDQGFRPSO\\ZLWKWKH
UHTXLUHPHQWV RI $SSHQGL[ ' LQFOXGLQJ FHUWLILHG LQIRUPDWLRQ LQ '&' 7LHU 7KH SURSRVHG
FKDQJHVZRXOGPRGLI\\&2/$SSHQGL[& DQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU LQIRUPDWLRQ
7KH FKDQJHV LQFOXGH FRQVROLGDWLQJ,QVSHFWLRQV 7HVWV $QDO\\VHV DQG $FFHSWDQFH &ULWHULD
,7$$& IRU VWUXFWXUDO EXLOGLQJV DQG FODULI\\LQJ DVEXLOW GHYLDWLRQV LQ ZDOO WKLFNQHVV ZLOO EH
DGGUHVVHGE\\WKHDSSURSULDWHVWUXFWXUDOEXLOGLQJ,7$$&
7KLVUHTXHVWIRUH[HPSWLRQZLOODSSO\\WKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ
9,,,$WRDOORZGHSDUWXUHVIURP7LHULQIRUPDWLRQGXHWRWKHSURSRVHGFKDQJHVDVGHVFULEHG
EHORZ
7DEOH
$GG1RWHWRFODULI\\WKDWUHFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVLQWKHQXFOHDULVODQG
VWUXFWXUHVIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHLVLQFOXGHGLQWKH
UHFRQFLOLDWLRQUHSRUWVDQGGHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVZLOOZLWKVWDQGGHVLJQ
EDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWLPSDFWLQJ
FRPSOLDQFHZLWK*'& HVWDEOLVKHGUDGLRORJLFDO]RQLQJRUHTXLSPHQWTXDOLILFDWLRQLQ
DFFRUGDQFHZLWK,7$$&DLDDLEDLFRUDLG
&RQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ&2/$SSHQGL[
&7DEOHDUHLQGLYLGXDOO\\HYDOXDWHGWKURXJKWKHQRQFRQIRUPDQFHSURFHVVHVDQG
DUHLQFOXGHGLQWKHDVEXLOWEXLOGLQJUHSRUWVDVSDUWRIWKHQRQFRQIRUPDQFHUHFRQFLOLDWLRQ
$GG1RWHWRFODULI\\WKDWWKHFRQVWUXFWLRQGHYLDWLRQVLQWKHDQQH[EXLOGLQJIURPWKH
WKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWR
GHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRI
VWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWLPSDFWLQJFRPSOLDQFHZLWK*'&
HVWDEOLVKHGUDGLRORJLFDO]RQLQJ RU HTXLSPHQW TXDOLILFDWLRQ LQ DFFRUGDQFH ZLWK,7$$&
DLLH&RQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ
&2/$SSHQGL[&7DEOHDUHLQGLYLGXDOO\\HYDOXDWHGWKURXJKWKHQRQFRQIRUPDQFH
SURFHVVHV DQG DUH LQFOXGHG LQ WKH DVEXLOW EXLOGLQJ UHSRUWV DV SDUW RI WKH
QRQFRQIRUPDQFHUHFRQFLOLDWLRQ
$GG1RWHWRFODULI\\WKDWWKHFRQVWUXFWLRQGHYLDWLRQVRIWKHWXUELQHEXLOGLQJVWUXFWXUDO
WKLFNQHVVHVIURPWKHWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWZKLFKGHPRQVWUDWHVWKDW
WKHVWUXFWXUDOIXQFWLRQVSHFLILHGLQWKHDVVRFLDWHG,7$$&LVPHW
x
$GG 1RWH WR FODULI\\ WKDW QRQFRQIRUPDQFHV IURP WKH WKLFNQHVVHV DQG WROHUDQFHV
VSHFLILHGLQ7DEOH LHRXWRIWROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH
&)53DUW$SSHQGL[%SURFHVVDQGDUHVXEVHTXHQWO\\VFUHHQHGLQDFFRUGDQFHZLWK
WKH&)53DUW$SSHQGL['6HFWLRQ9,,,SURFHVVRUD&)5 OLNHSURFHVV
WRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\PDLQWDLQHG&RQVWUXFWLRQGHYLDWLRQVZLOO
FRQWLQXHWREHDVVHVVHGDJDLQVWOLFHQVLQJEDVLVUHTXLUHPHQWVDQGZLOOEHDGGUHVVHGLQ
DFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQGUHJXODWRU\\UHTXLUHPHQWVDQGLIDSSOLFDEOHD
OLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWRLPSOHPHQWDWLRQRIWKHFKDQJH
DRAFT RI&
RI
HWRWKH
WRWKHSURSRV DWLRQRIFRQVWUXFWLRQGH QRIFRQVW QGWROHUDQFHVVSHFLILHG QGWROHUDQFHVV PRQVWUDWHWKDWWKHDVE RQVWUDWHWKDWWKHDV VWUXFWXUDOLQWHJULW\\RUVD XUDOLQWHJULW\\RUVD
HVWDEOLVKHGUDGLRORJL
HVWDEOLVKHGUDGLRORJL
&DLD
&DLD LRQVIURPWKHWKLFNQHVV LRQVIURPWKHWKLFNQH UHLQGLYLGXDOO\\HYDOXDWH LQGLYLGXDOO\\HYDOXDWH QWKHDVEXLOWEXLOGLQJUH WKHDVEXLOWEXLOGLQJUH
WRFODULI\\WKDWWKHF
WRFODULI\\WKDWWK VDQGWROHUDQFHVVSHF VDQGWROHUDQFHVVSHF DWHWKDWWKHDVEXLO DWHWKDWWKHDVE WHJULW\\RUVDIH WHJULW\\RUVDI GLRORJLFD GLRORJLFD RQV RQV
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJHRI
7DEOH,7$$&1XPEHUDLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
$GG UHTXLUHPHQW IRU YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
7DEOH,7$$&1XPEHUDLEVKLHOGEXLOGLQJ
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
$GG UHTXLUHPHQW IRU YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
7DEOH,7$$&1XPEHUDLFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
$GG UHTXLUHPHQW IRU YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
7DEOH,7$$&1XPEHUDLGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW'
$GGWKHUHTXLUHPHQWIRUDQDO\\VLVRIGHYLDWLRQVGXHWRDVEXLOWFRQGLWLRQVIRUUDGLDWLRQ
VKLHOGLQJLQ³,QVSHFWLRQV7HVWVDQG$QDO\\VHV'
$GG UHTXLUHPHQW RI YHULILFDWLRQ RI QR LPSDFW WR HVWDEOLVKHG UDGLRORJLFDO ]RQLQJ DQG
HTXLSPHQWTXDOLILFDWLRQLQWKHUHFRQFLOLDWLRQUHSRUWLQ³$FFHSWDQFH&ULWHULD'
&ODULI\\ LQ ³$FFHSWDQFH &ULWHULD' WKDW WKH WKLFNQHVV GHYLDWLRQV IURP 7DEOH DUH
UHFRQFLOHGLQWKHUHFRQFLOLDWLRQUHSRUW
DRAFT J
J
T LWPHQW'
LWPHQ YLDWLRQVGXHWRDVEXLO YLDWLRQVGXHWRDVEX W QDO\\VHV'
QDO\\V RI QR LPSDFW WR HVWDEO PSDFW
HFRQFLOLDWLRQUHSRUWLQ³$
HFRQFLOLDWLRQUHSR WHULD' WKDW WKH WKLFNQH WKDW WKH WKLFNQH LDWLRQUHSRUW
DWLRQUHSRUW
HUDLFDX[LOLD HUDLFDX[
RA LQJDWWULEXWHLQ³'HVLJQ
ULEXWHLQ³'HVLJQ
HTXLUHPHQWIRUDQDO\\VLV HTXLUHPHQWIRUDQDO JLQ³,QVSHFWLRQV7HVWV JLQ³,QVSHFWLRQV7HVWV UHPHQW IRU YHULILF UHPHQW IRU YHU XDOLILFDWLRQL XDOLILFDWLRQ
SWDQ SWDQ
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJHRI
7DEOH,7$$&1XPEHUDLLDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1RDLLEVKLHOGEXLOGLQJVWUXFWXUHV
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDLLFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDLLGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUDLLHDQQH[EXLOGLQJ
$GGWKHVKLHOGLQJDWWULEXWHLQ³'HVLJQ&RPPLWPHQW'
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHVHYDOXDWLRQV
RIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHVWKDWWKHDVEXLOW
VWUXFWXUHVZLOOZLWKVWDQGWKHGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKDWWKHUHLVQRLPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ
7DEOH,7$$&1XPEHUDLLIWXUELQHEXLOGLQJ
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHVHYDOXDWLRQV
RIWKLFNQHVVGHYLDWLRQVLGHQWLILHGGXULQJFRQVWUXFWLRQDQGGHPRQVWUDWHVWKDWWKHDVEXLOW
VWUXFWXUHVZLOOZLWKVWDQGWKHGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
7DEOH,7$$&1XPEHUDFRQWDLQPHQWLQWHUQDOVWUXFWXUHV
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUEVKLHOGEXLOGLQJ
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUFDX[LOLDU\\EXLOGLQJ QRQUDGLRORJLFDOO\\FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUGDX[LOLDU\\EXLOGLQJ UDGLRORJLFDOO\\FRQWUROOHG
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
DRAFT J U J U T
SHU$PHQGPH SHU$P H[EXLOGLQJ
H[EX FT JQ&RPPLWPHQW'
RPPLWPH FODULI\\WKDWWKHWKLFNQHV FODULI\\WKDWWKHWKLF LILHGGXULQJFRQVWUXFWLR GGXULQJFRQVWUXFWLR KHGHVLJQEDVLVORDGV
JQEDVLVORDGV WRHVWDEOLVKHGUDGLRORJL WRHVWDEOLVKHGUD PEHUDLLIWXUE EHUDLLIWXUE R
FFHSWDQFH&ULWHULD'WRFO FFHSWDQFH&ULWHULD'WR HVVGHYLDWLRQVLGHQWLILH HVVGHYLDWLRQVLGHQWLILH VZLOOZLWKVWDQGWKH
VZLOOZLWKVWDQGW PEHU
PEHU
D
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJHRI
7DEOH,7$$&1XPEHUDDQQH[EXLOGLQJ
'HOHWHWKH,7$$&E\\LGHQWLI\\LQJLWDV³1RWXVHGSHU$PHQGPHQW1R>;;;@'
7DEOH,7$$&1XPEHUEZDVWHDFFXPXODWLRQURRPLQWKHUDGZDVWHEXLOGLQJ
0RGLI\\³$FFHSWDQFH&ULWHULD'WRFODULI\\WKDWWKHWKLFNQHVVUHSRUWDOVRLQFOXGHVHYDOXDWLRQV
RI WKLFNQHVV GHYLDWLRQV LGHQWLILHG GXULQJ FRQVWUXFWLRQ DQG GHPRQVWUDWHV WKHUH LV QR
LPSDFWWRHVWDEOLVKHGUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ
'HOHWH³PLQLPXP'LQIURQWRIWKHZDOOWKLFNQHVVIURPWKH³$FFHSWDQFH&ULWHULD'
7KLVUHTXHVWZLOOSURYLGHIRUWKHDSSOLFDWLRQRIWKHUHTXLUHPHQWVIRUJUDQWLQJH[HPSWLRQVIURP
GHVLJQFHUWLILFDWLRQLQIRUPDWLRQDVVSHFLILHGLQ&)53DUW$SSHQGL['6HFWLRQ9,,,$
&)5DQG
%$&.*5281'
7KH/LFHQVHHLVWKHKROGHURI&RPELQHG/LFHQVHQXPEHUV13) DQG13) ZKLFKDXWKRUL]H
FRQVWUXFWLRQDQGRSHUDWLRQRIWZR:HVWLQJKRXVH(OHFWULF&RPSDQ\\$3QXFOHDUSODQWV
QDPHG9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQGUHVSHFWLYHO\\
61&SURSRVHVWRUHYLVH&2/$SSHQGL[& DQGSODQWVSHFLILF7LHULQIRUPDWLRQ WRFRQVROLGDWH
GXSOLFDWLYH,7$$& $FFHSWDQFH &ULWHULD IRU FHUWDLQ VWUXFWXUHV DQG FODULI\\ WKH HYDOXDWLRQV RI
WKLFNQHVV GHYLDWLRQV LQ WKH UHFRQFLOLDWLRQ DQG WKLFNQHVV UHSRUWV GHVFULEHG LQ,7$$& $Q
H[HPSWLRQ IURP HOHPHQWV RI WKH $3 FHUWLILHG 7LHU GHVLJQ LQIRUPDWLRQ WR DOORZ D
GHSDUWXUHIURPWKH'HVLJQ'HVFULSWLRQLVUHTXHVWHG
7(&+1,&$/-867,),&$7,212)$&&(37$%,/,7<
$Q H[HPSWLRQ LV UHTXHVWHG WR GHSDUW IURP $3 SODQWVSHFLILF '&' 7LHU PDWHULDO ZLWK
UHJDUG WR FRQVROLGDWLQJ UHPRYLQJ DQG FODULI\\LQJ 1, DQQH[ EXLOGLQJ WXUELQH EXLOGLQJ DQG
UDGZDVWHEXLOGLQJ,7$$&
7KHSURSRVHGFKDQJHVWR1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&
SUHVHQWHGLQSODQWVSHFLILF7LHUDUHDWDOHYHORIGHWDLOWKDWLVFRQVLVWHQWZLWKWKHLQIRUPDWLRQ
FXUUHQWO\\SURYLGHGWKHUHLQ7KHSURSRVHGFKDQJHVQHLWKHUDGYHUVHO\\LPSDFWWKHDELOLW\\WRPHHW
WKHGHVLJQIXQFWLRQVRIWKHFRPSRQHQWVQRULQYROYHDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\
SURYLGHG E\\ WKH FRPSRQHQWV 7KH SURSRVHG FKDQJHV WR LQIRUPDWLRQ LQ SODQWVSHFLILF 7LHU
FRQWLQXHWRSURYLGHWKHGHWDLOQHFHVVDU\\WRLPSOHPHQWWKHFRUUHVSRQGLQJ,7$$&
-867,),&$7,212)(;(037,21
&)53DUW$SSHQGL['6HFWLRQ9,,,$DQG&)5 E JRYHUQWKHLVVXDQFHRI
H[HPSWLRQVIURPHOHPHQWVRIWKHFHUWLILHGGHVLJQLQIRUPDWLRQIRU$3QXFOHDUSRZHUSODQWV
6LQFH61&KDVLGHQWLILHGFKDQJHVWRWKH7LHULQIRUPDWLRQUHODWHGWRVWUXFWXUDOEXLOGLQJ,7$$&
DVGLVFXVVHGLQ(QFORVXUHRIWKHDFFRPSDQ\\LQJ/LFHQVH$PHQGPHQW5HTXHVWDQH[HPSWLRQ
IURPWKHFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHULVQHHGHG
&)53DUW$SSHQGL['DQG&)5DQGVWDWHWKDWWKH15&PD\\
JUDQWH[HPSWLRQVIURPWKHUHTXLUHPHQWVRIWKHUHJXODWLRQVSURYLGHGVL[FRQGLWLRQVDUHPHW
WKHH[HPSWLRQLVDXWKRUL]HGE\\ODZ> D @ WKHH[HPSWLRQZLOOQRWSUHVHQWDQXQGXH
DRAFT
QXPEHUV13) D QXPEHUV13) DQG
QG KRXVH(OHFWULF&RPSDQ RXVH(OHFWULF&RPSDQ 9(*3 8QLWVDQGU 3 8QLWV
[& DQGSODQWVSHFLILF7
[& DQGSODQWV HULD IRU FHUWDLQ VWUXFWX LD IRU FHUWDLQ VWUXF RQFLOLDWLRQ DQG WKLFNQH WLRQ DQG WKLFNQH WKH $3 FHUWLILHG
WKH $3 FHUWLILHG
'HVFULSWLRQLVUHTXHVWHG
'HVFULSWLRQLVUHTX
$7,212)$&&(37$
$7,212)$&&(37$
UHTXHVWHG WR GHSDUW IU UHTXHVWHG WR GH ROLGDWLQJ UHPRYLQJ D ROLGDWLQJ UHPRYLQJ
LQJ,7$$&
LQJ,7 QJHVWR1,
QJHVWR1,
HFLILF7 HFLILF7
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJHRI
ULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF> D @ WKHH[HPSWLRQLVFRQVLVWHQWZLWKWKH
FRPPRQ GHIHQVH DQG VHFXULW\\ > D @ VSHFLDO FLUFXPVWDQFHV DUH SUHVHQW
> D @ WKHVSHFLDOFLUFXPVWDQFHVRXWZHLJKDQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOW
IURP WKH UHGXFWLRQ LQ VWDQGDUGL]DWLRQ FDXVHG E\\ WKH H[HPSWLRQ > E @ DQG WKH
GHVLJQFKDQJHZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\>3DUW$SS'
9,,,$@
7KHUHTXHVWHGH[HPSWLRQVDWLVILHVWKHFULWHULDIRUJUDQWLQJVSHFLILFH[HPSWLRQVDVGHVFULEHG
EHORZ
7KLVH[HPSWLRQLVDXWKRUL]HGE\\ODZ
7KH15&KDVDXWKRULW\\XQGHU&)5DQGWRJUDQWH[HPSWLRQVIURP
WKHUHTXLUHPHQWVRI15&UHJXODWLRQV6SHFLILFDOO\\&)5DQGVWDWHWKDWWKH
15& PD\\ JUDQW H[HPSWLRQV IURP WKH UHTXLUHPHQWV RI &)5 3DUW XSRQ D SURSHU
VKRZLQJ 1R ODZ H[LVWV WKDW ZRXOG SUHFOXGH WKH FKDQJHV FRYHUHG E\\ WKLV H[HPSWLRQ
UHTXHVW$GGLWLRQDOO\\JUDQWLQJRIWKHSURSRVHGH[HPSWLRQGRHVQRWUHVXOWLQDYLRODWLRQRI
WKH$WRPLF(QHUJ\\$FWRI DVDPHQGHGRUWKH&RPPLVVLRQ¶VUHJXODWLRQV
$FFRUGLQJO\\ WKLV UHTXHVWHG H[HPSWLRQ LV ³DXWKRUL]HG E\\ ODZ' DV UHTXLUHG E\\ &)5
D
7KLVH[HPSWLRQZLOOQRWSUHVHQWDQXQGXHULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF
7KHSURSRVHGH[HPSWLRQIURPWKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ,,,%
ZRXOG DOORZ FKDQJHV WR HOHPHQWV RI WKH SODQWVSHFLILF '&' 7LHU WR GHSDUW IURP WKH
$3FHUWLILHG 7LHU GHVLJQLQIRUPDWLRQ7KHSODQWVSHFLILF7LHUZLOOFRQWLQXHWRUHIOHFW
WKHDSSURYHGOLFHQVLQJEDVLVIRU9(*38QLWVDQGDQGZLOOPDLQWDLQDFRQVLVWHQWOHYHORI
GHWDLOZLWKWKDWZKLFKLVFXUUHQWO\\SURYLGHGHOVHZKHUHLQ7LHURIWKH'&'7KHUHIRUHWKH
DIIHFWHGSODQWVSHFLILF'&'7LHU,7$$&ZLOOFRQWLQXHWRVHUYHLWVUHTXLUHGSXUSRVH
7KHSURSRVHGFKDQJHVWRWKH1,DQQH[EXLOGLQJWXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ
,7$$& ZLOO QRW LPSDFW WKH DELOLW\\ RI WKH VWUXFWXUHV V\\VWHPVRUFRPSRQHQWV 66&V WR
SHUIRUPWKHLUGHVLJQIXQFWLRQV7KH66&VZLOOEHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHGHVLJQ
FHUWLILFDWLRQDVYHULILHGE\\SODQWVSHFLILF7LHU7DEOH,7$$&%HFDXVHWKHFKDQJHVZLOO
QRWDOWHUWKHRSHUDWLRQRIDQ\\SODQWHTXLSPHQWRUV\\VWHP¶VDELOLW\\WRSHUIRUPWKHLUGHVLJQ
IXQFWLRQWKHVHFKDQJHVGRQRWSUHVHQWDQXQGXHULVNWRH[LVWLQJHTXLSPHQWRUV\\VWHPV
7KHFKDQJHVGRQRWLQWURGXFHDQ\\QHZLQGXVWULDOFKHPLFDORUUDGLRORJLFDOKD]DUGVWKDW
ZRXOGUHSUHVHQWDSXEOLFKHDOWKRUVDIHW\\ULVNQRUGRWKH\\PRGLI\\RUUHPRYHDQ\\GHVLJQRU
RSHUDWLRQDO FRQWUROV RU VDIHJXDUGV WKDW DUH LQWHQGHG WR PLWLJDWH DQ\\ H[LVWLQJ RQVLWH
KD]DUGV)XUWKHUPRUHWKHSURSRVHGFKDQJHVZRXOGQRWDOORZIRUDQHZILVVLRQSURGXFW
UHOHDVHSDWKUHVXOWLQDQHZILVVLRQSURGXFWEDUULHUIDLOXUHPRGHRUFUHDWHDQHZVHTXHQFH
RIHYHQWVWKDWZRXOGUHVXOWLQVLJQLILFDQWIXHOFODGGLQJIDLOXUHV$FFRUGLQJO\\WKHVHFKDQJHV
GRQRWSUHVHQWDQXQGXHULVNIURPDQ\\QHZHTXLSPHQWRUV\\VWHPV
7KHUHIRUHWKHUHTXHVWHGH[HPSWLRQIURP&)5$SSHQGL['6HFWLRQ,,,%ZRXOGQRW
SUHVHQWDQXQGXHULVNWRWKHKHDOWKDQGVDIHW\\RIWKHSXEOLF
7KHH[HPSWLRQLVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\
7KHUHTXHVWHGH[HPSWLRQIURPWKHUHTXLUHPHQWVRI&)5$SSHQGL['6HFWLRQ,,,%
DRAFT
)5
)5 RI
RI
FKDQJHV F FKDQ H[HPSWLRQGRHV
[HPSWLRQG Q
RUWKH&RPPLVVLRQ¶V
RUWKH&RPPLVV U
LV ³DXWKRUL]HG E\\ ODZ
V ³DXWKRUL]HG E\\ ODZ
WDQXQGXHULVNWRWKHK DQXQGXHULVNWRW RPWKHUHTXLUHPHQWVRI HTXLUHPHQWVR HOHPHQWV RI WKH SODQW HOHPHQWV RI WKH
GHVLJQLQIRUPDWLRQ7
GHVLJQLQIRUPDWLR QJEDVLVIRU9(*38QLW JEDVLVIRU9(*38Q KLFKLVFXUUHQWO\\SURYLGH VFXUUHQWO\\SURYLGH VSHFLILF'&'7LHU,7$
VSHFLILF'&'7LH VHGFKDQJHVWRWKH1 VHGFKDQJHVWRWKH1 QRW LPSDFW WKH DE QRW LPSDFW WKH
HVLJQIXQFWLR HVLJQIXQFWLR ULILHGE\\
ULILHGE\\
RQ RQ
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJHRI
ZRXOGDOORZWKH/LFHQVHHWRGHSDUWIURPHOHPHQWVRIWKHSODQWVSHFLILF'&'7LHUGHVLJQ
LQIRUPDWLRQ7KHUHTXHVWHGH[HPSWLRQGRHVQRWDOWHURULPSHGHWKHGHVLJQIXQFWLRQRU
RSHUDWLRQRIDQ\\SODQW66&VWKDWLVQHFHVVDU\\WRPDLQWDLQDVDIHDQGVHFXUHSODQWVWDWXV
7KHSURSRVHGH[HPSWLRQKDVQRLPSDFWRQSODQWVHFXULW\\RUVDIHJXDUGVSURFHGXUHV
7KHUHIRUHWKHUHTXHVWHGH[HPSWLRQLVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\
6SHFLDOFLUFXPVWDQFHVDUHSUHVHQW
&)5 D OLVWV VL[ ³VSHFLDO FLUFXPVWDQFHV' IRU ZKLFK DQ H[HPSWLRQ PD\\ EH
JUDQWHG3XUVXDQWWRWKHUHJXODWLRQLWLVQHFHVVDU\\IRURQHRIWKHVHVSHFLDOFLUFXPVWDQFHV
WR EH SUHVHQW LQ RUGHU IRU WKH 15& WR FRQVLGHU JUDQWLQJ DQ H[HPSWLRQ UHTXHVW 7KH
UHTXHVWHG H[HPSWLRQ PHHWV WKH VSHFLDO FLUFXPVWDQFHV RI &)5 D LL 7KDW
VXEVHFWLRQGHILQHVVSHFLDOFLUFXPVWDQFHV DV ZKHQ ³$SSOLFDWLRQ RI WKHUHJXODWLRQLQWKH
SDUWLFXODU FLUFXPVWDQFHV ZRXOG QRW VHUYH WKH XQGHUO\\LQJ SXUSRVH RI WKH UXOH RU LV QRW
QHFHVVDU\\WRDFKLHYHWKHXQGHUO\\LQJSXUSRVHRIWKHUXOH'
7KHUXOHXQGHUFRQVLGHUDWLRQLQWKLVUHTXHVWIRUH[HPSWLRQLV&)5$SSHQGL['
6HFWLRQ,,,%ZKLFKUHTXLUHVWKDWDOLFHQVHHUHIHUHQFLQJWKH$3'HVLJQ&HUWLILFDWLRQ
5XOH &)53DUW$SSHQGL[' VKDOOLQFRUSRUDWHE\\UHIHUHQFHDQGFRPSO\\ZLWKWKH
UHTXLUHPHQWVRI$SSHQGL['LQFOXGLQJ7LHULQIRUPDWLRQ7KH9(*38QLWVDQG&2/V
UHIHUHQFH WKH $3 'HVLJQ &HUWLILFDWLRQ 5XOH DQG LQFRUSRUDWH E\\ UHIHUHQFH WKH
UHTXLUHPHQWVRI&)53DUW$SSHQGL['LQFOXGLQJ7LHULQIRUPDWLRQ7KHXQGHUO\\LQJ
SXUSRVHRI$SSHQGL['6HFWLRQ,,,%LVWRGHVFULEHDQGGHILQHWKHVFRSHDQGFRQWHQWVRI
WKH$3GHVLJQFHUWLILFDWLRQDQGWRUHTXLUHFRPSOLDQFHZLWKWKHGHVLJQFHUWLILFDWLRQ
LQIRUPDWLRQLQ$SSHQGL['
7KH SURSRVHG FRQVROLGDWLRQ DQG FODULILFDWLRQ FKDQJHV WR 1, DQQH[ EXLOGLQJ WXUELQH
EXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&HQVXUHWKDWWKH66&VUHODWHGWRWKLVDPHQGPHQW
DUHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHGHVLJQFHUWLILFDWLRQDVYHULILHGE\\SODQWVSHFLILF7LHU
7DEOH,7$$&7KHVHFKDQJHVGRQRWLPSDFWWKHDELOLW\\RIDQ\\66&VWRSHUIRUPWKHLU
IXQFWLRQVRUQHJDWLYHO\\LPSDFWVDIHW\\$FFRUGLQJO\\WKLVH[HPSWLRQIURPWKHFHUWLILFDWLRQ
LQIRUPDWLRQZLOOHQDEOHWKHOLFHQVHHWRVDIHO\\FRQVWUXFWDQGRSHUDWHWKH$3IDFLOLW\\
FRQVLVWHQWZLWKWKHGHVLJQFHUWLILHGE\\WKH15&LQ&)5$SSHQGL['
7KHUHIRUH VSHFLDOFLUFXPVWDQFHVDUHSUHVHQWEHFDXVHDSSOLFDWLRQRIWKHFXUUHQWSODQW
VSHFLILFFHUWLILHGGHVLJQLQIRUPDWLRQLQ7LHUDVUHTXLUHGE\\&)53DUW$SSHQGL['
6HFWLRQ,,,%LQWKHSDUWLFXODUFLUFXPVWDQFHVGLVFXVVHGLQWKLVUHTXHVWLVQRWQHFHVVDU\\WR
DFKLHYHWKHXQGHUO\\LQJSXUSRVHRIWKHUXOH
7KHVSHFLDOFLUFXPVWDQFHVRXWZHLJKDQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOWIURP
WKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\\WKHH[HPSWLRQ
%DVHGRQWKHQDWXUHRIWKHFKDQJHVWRWKHSODQWVSHFLILF7LHULQIRUPDWLRQLQWKLVDUHDDQG
WKHXQGHUVWDQGLQJWKDWWKHVHFKDQJHVDUHQRWUHODWHGWRV\\VWHPIXQFWLRQVWKHVHFKDQJHV
ZLOOQRWKDYHDQHJDWLYHLPSDFW1HYHUWKHOHVVLIRWKHU$3OLFHQVHHVGRQRWHOHFWWR
UHTXHVWWKLVH[HPSWLRQWKHVSHFLDOFLUFXPVWDQFHVFRQWLQXHWRRXWZHLJKDQ\\GHFUHDVHLQ
VDIHW\\IURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQEHFDXVHWKHNH\\GHVLJQIXQFWLRQVDVVRFLDWHG
ZLWKWKLVUHTXHVWZLOOFRQWLQXHWREHPDLQWDLQHG7KLVH[HPSWLRQUHTXHVWDQGWKHDVVRFLDWHG
PDUNHGXS WDEOH GHPRQVWUDWH WKDW WKHUH LV D PLQLPDO FKDQJH IURP WKH SODQWVSHFLILF
$3'&'PLQLPL]LQJWKHUHGXFWLRQLQVWDQGDUGL]DWLRQDQGFRQVHTXHQWO\\WKHVDIHW\\
DRAFT
\\LQJ S
\\LQJ
UXOH'
UXOH'
IRUH[HPSWLRQLV
IRUH[HPSWLRQ
HUHIHUHQFLQJWKH$
HUHIHUHQFLQJWKH$3
3 OOLQFRUSRUDWHE\\UHIHUH OOLQFRUSRUDWHE\\UHIHUH 7LHULQIRUPDWLRQ7KH HULQIRUPD HUWLILFDWLRQ 5XOH DQG
RQ 5X
$SSHQGL['LQFOXGLQJ7
$SSHQGL['LQFOXG Q,,,%LVWRGHVFULEHDQ
%LVWRGHVFULEHD DWLRQDQGWRUHTXLUHFR QGWRUHTXLUHF
'
'
ROLGDWLRQ DQG FODULILFDW ROLGDWLRQ DQG FODULILF ZDVWHEXLOGLQJ,7$$&H HEXLOGLQJ,7$$&H
LQDFFRUGDQFHZLWKWKH LQDFFRUGDQFH
,7$$&7KHVHFKDQJH
,7$$&7KHVHFKDQ RUQHJDWLYHO\\LPSDFWV RUQHJDWLYHO\\LPSDFWV ZLOOHQDEOHWKHOLFH ZLOOHQDEOHWKH
KWKHGHVLJQF KWKHGHVLJQF FLUF FLUF
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJHRI
LPSDFWIURPWKHUHGXFWLRQ
7KHUHIRUHWKHVSHFLDOFLUFXPVWDQFHVDVVRFLDWHGZLWKWKHUHTXHVWHGH[HPSWLRQRXWZHLJK
DQ\\GHFUHDVHLQVDIHW\\WKDWPD\\UHVXOWIURPWKHUHGXFWLRQLQVWDQGDUGL]DWLRQFDXVHGE\\WKH
H[HPSWLRQ
7KHGHVLJQFKDQJHZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\
7KH SURSRVHG H[HPSWLRQ ZRXOG DOORZ FRQVROLGDWLRQ RI GXSOLFDWLYH,7$$& $FFHSWDQFH
&ULWHULDIRUFHUWDLQVWUXFWXUHVDQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQVZLOOEH
LQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWV7KHFKDQJHVWR1,DQQH[EXLOGLQJ
WXUELQHEXLOGLQJDQGUDGZDVWHEXLOGLQJ,7$$&ZLOOQRWLPSDFWWKHIXQFWLRQDOFDSDELOLWLHVRI
WKHVWUXFWXUHV%HFDXVHWKHSURSRVHGFKDQJHVWR,7$$&DVVRFLDWHGZLWKWKLVH[HPSWLRQ
UHTXHVWZLOOQRWPRGLI\\WKHGHVLJQRURSHUDWLRQRIDQ\\V\\VWHPVRUHTXLSPHQWWKHUHDUHQR
QHZIDLOXUHPRGHVLQWURGXFHGE\\WKHVHFKDQJHVDQGWKHOHYHORIVDIHW\\SURYLGHGE\\WKH
FXUUHQW66&VZLOOEHXQFKDQJHG
7KHSURSRVHGFKDQJHVUHTXLUHUHYLVLRQVWRSODQWVSHFLILF7LHULQIRUPDWLRQ WKHUHLVQR
WHFKQLFDOGHVLJQFKDQJHRUSODQWIXQFWLRQFKDQJHDVVRFLDWHGZLWKWKLVH[HPSWLRQ%HFDXVH
WKHSURSRVHGFKDQJHVDVVRFLDWHGZLWKWKLVH[HPSWLRQUHTXHVWZLOOQRWDGYHUVHO\\DIIHFWWKH
DELOLW\\RIDQ\\V\\VWHPVRUHTXLSPHQWWRSHUIRUPWKHLUGHVLJQIXQFWLRQVDQGWKHOHYHORIVDIHW\\
SURYLGHGE\\WKHFXUUHQWV\\VWHPVDQGHTXLSPHQWLVXQFKDQJHGLWLVFRQFOXGHGWKDWWKH
FKDQJHVDVVRFLDWHGZLWKWKLVSURSRVHGH[HPSWLRQZLOOQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQ
WKHOHYHORIVDIHW\\
5,6.$66(660(17
$ULVNDVVHVVPHQWZDVQRWGHWHUPLQHGWREHDSSOLFDEOHWRDGGUHVVWKHDFFHSWDELOLW\\RIWKLV
SURSRVDO
35(&('(17
1RQHLGHQWLILHG
(19,5210(17$/&216,'(5$7,21
$UHYLHZKDVGHWHUPLQHGWKDWWKHSURSRVHGDPHQGPHQWZRXOGFKDQJHDUHTXLUHPHQWZLWK
UHVSHFW WR LQVWDOODWLRQ RU XVH RI D IDFLOLW\\ FRPSRQHQW ORFDWHG ZLWKLQ WKH UHVWULFWHG DUHD DV
GHILQHGLQ&)5RUZRXOGFKDQJHDQLQVSHFWLRQRUVXUYHLOODQFHUHTXLUHPHQW+RZHYHUWKH
SURSRVHGH[HPSWLRQGRHVQRWLQYROYH L DVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ LL DVLJQLILFDQW
FKDQJH LQ WKH W\\SHV RU D VLJQLILFDQW LQFUHDVH LQ WKH DPRXQWV RI DQ\\ HIIOXHQWV WKDW PD\\EH
UHOHDVHGRIIVLWHRU LLL DVLJQLILFDQWLQFUHDVHLQLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQ
H[SRVXUH 6SHFLILF MXVWLILFDWLRQ LV SURYLGHG LQ 6HFWLRQ RI WKH FRUUHVSRQGLQJ OLFHQVH
DPHQGPHQWUHTXHVW
$FFRUGLQJO\\WKHSURSRVHGH[HPSWLRQPHHWVWKHHOLJLELOLW\\FULWHULRQIRUFDWHJRULFDOH[FOXVLRQVHW
IRUWKLQ&)5 F 7KHUHIRUHSXUVXDQWWR&)5 E QRHQYLURQPHQWDOLPSDFW
VWDWHPHQWRUHQYLURQPHQWDODVVHVVPHQWQHHGWREHSUHSDUHGLQFRQQHFWLRQZLWKWKHSURSRVHG
H[HPSWLRQ
DRAFT V\\VWHP V\\VWH QGWKHOHYH QGWK RSODQWVSHFLILF7LHU
RSODQWVSHFLILF7LHU
FKDQJHDVVRFLDWHGZLW FKDQJHDVVRFLDWHGZLWK
WKLVH[HPSWLRQUHTXHV VH[HPSWLR WRSHUIRUPWKHLUGHVLJQ
WRSHUIRUPWKH VDQGHTXLSPHQWLVXQ DQGHTXLSPHQWLV URSRVHGH[HPSWLRQZLOO
VHGH[HPSWLRQZLOO DVQRWGHWHUPLQHGWREH WGHWHUPLQHGWREH 216 216
1'
(QFORVXUH
([HPSWLRQ5HTXHVW &RQVROLGDWLRQRI6WUXFWXUDO%XLOGLQJ,7$$& /$5 5
3DJH RI
&21&/86,21
7KH SURSRVHG FKDQJHV WR '&' 7LHU DUH QHFHVVDU\\ WR FRQVROLGDWH GXSOLFDWLYH,7$$&
$FFHSWDQFH&ULWHULDIRUFHUWDLQVWUXFWXUHVDQGFODULI\\WKDWHYDOXDWLRQVRIWKLFNQHVVGHYLDWLRQV
ZLOOEHLQFOXGHGLQWKHUHFRQFLOLDWLRQDQGWKLFNQHVVUHSRUWV7KHH[HPSWLRQUHTXHVWPHHWVWKH
UHTXLUHPHQWVRI&)5&)5&)5&)5DQG&)5
$SSHQGL['6SHFLILFDOO\\WKHH[HPSWLRQUHTXHVWPHHWVWKHFULWHULDRI&)5 D LQ
WKDWWKHUHTXHVWLVDXWKRUL]HGE\\ODZSUHVHQWVQRXQGXHULVNWRSXEOLFKHDOWKDQGVDIHW\\DQG
LVFRQVLVWHQWZLWKWKHFRPPRQGHIHQVHDQGVHFXULW\\)XUWKHUPRUHDSSURYDORIWKLVUHTXHVW
GRHVQRWUHVXOWLQDVLJQLILFDQWGHFUHDVHLQWKHOHYHORIVDIHW\\SUHVHQWVVSHFLDOFLUFXPVWDQFHV
GRHVQRWSUHVHQWDVLJQLILFDQWGHFUHDVHLQVDIHW\\DVDUHVXOWRIDUHGXFWLRQLQVWDQGDUGL]DWLRQ
DQGPHHWVWKHHOLJLELOLW\\UHTXLUHPHQWVIRUFDWHJRULFDOH[FOXVLRQ
5()(5(1&(6
1RQH
DRAFT
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
1'
(QFORVXUH
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG
5HYLVHG3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV
'RFXPHQWV /$5 5
1RWH
$GGHGWH[WLVVKRZQDVEROG%OXH8QGHUOLQH
'HOHWHGWH[WLVVKRZQDVEROG5HG6WULNHWKURXJK
5HYLVHGDGGHGWH[WLVVKRZQDVEROG9LROHW8QGHUOLQH
5HYLVHGGHOHWHGWH[WLVVKRZQDV*UHHQ6WULNHWKURXJK
LQGLFDWHVRPLWWHGH[LVWLQJWH[WWKDWLVQRWVKRZQ
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH
DRAFT DQW 9(*3 8QLWVDQ DQW 9(*3 8QLWV
&KDQJHVWRWKH/LFHQ
&KDQJHVWRWKH/
'RFXPHQWV /$5
'RFXPHQWV /$5
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH³'HILQLWLRQRI:DOO7KLFNQHVVHVIRU
1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ'DVVKRZQEHORZ
5HFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVLQWKHQXFOHDULVODQGVWUXFWXUHVIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHLVLQFOXGHGLQWKHUHFRQFLOLDWLRQUHSRUWVDQGGHPRQVWUDWH
WKDWWKHDVEXLOWVWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWORVVRIVKLHOGLQJIXQFWLRQVLPSDFWLQJFRPSOLDQFHZLWK*'&
HVWDEOLVKHGUDGLRORJLFDO]RQLQJRUHTXLSPHQWTXDOLILFDWLRQLQDFFRUGDQFHZLWK,7$$&DLDDLEDLFRUDLG
&RQVWUXFWLRQGHYLDWLRQVLQWKHDQQH[EXLOGLQJIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHVZLOO
ZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQGZLWKRXWORVVRIVKLHOGLQJIXQFWLRQVLPSDFWLQJFRPSOLDQFHZLWK*'& HVWDEOLVKHGUDGLRORJLFDO
]RQLQJRUHTXLSPHQWTXDOLILFDWLRQGXULQJQRUPDORSHUDWLRQLQDFFRUGDQFHZLWK,7$$&DLLH
&RQVWUXFWLRQGHYLDWLRQVLQWKHWXUELQHEXLOGLQJIURPWKHWKLFNQHVVDQGWROHUDQFHVVSHFLILHGLQWKLVWDEOHDUHHYDOXDWHGLQWKHWKLFNQHVVUHSRUWWRGHPRQVWUDWHWKDWWKHDVEXLOWVWUXFWXUHV
ZLOOZLWKVWDQGGHVLJQEDVLVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\IXQFWLRQVLQDFFRUGDQFHZLWK,7$$&DLLI
1RQFRQIRUPDQFHVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRIWROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG
VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,,SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\
PDLQWDLQHG&RQVWUXFWLRQGHYLDWLRQVZLOOFRQWLQXHWREHDVVHVVHGDJDLQVWWKHOLFHQVLQJEDVLVUHTXLUHPHQWVDQGZLOOEHDGGUHVVHGLQDFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQGUHJXODWRU\\
UHTXLUHPHQWVDQGLIDSSOLFDEOHDOLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWRLPSOHPHQWDWLRQRIWKHFKDQJH
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ
- DOORU6HFWLRQ'HVFULSWLRQ
&ROXPQ/LQHV
)ORRU(OHYDWLRQRU
(OHYDWLRQ5DQJH
&RQFUHWH
7KLFNQHVV
$SSOLFDEOH5DGLDWLRQ
6KLHOGLQJ:DOO
<HV1R
&RQWDLQPHQW%XLOGLQJ,QWHUQDO6WUXFWXUH
DRAFT
QHVVDQGWROHUDQFHVVSHFLILHGLQW WROHUDQFHV AF DOLQWHJULW\\RUVDIHW\\IXQFWLRQVDQ DOLQWHJULW\\RUVDIHW\\IX AF
,7$$&
7$$& DLD
D
AF QFHVVSHFLILHGLQWKLVWDEOHDUHHY ILHGLQWKLVWDEOHDUHHY RA
\\IXQFWLRQVDQGZLWKRXW
\\IXQFWLRQVDQGZLWKRX ORVVRII RAA DQFHZLWK,
DQFHZLWK,7$$&
7$$& DLLH RA HVVDQGWROHUDQFHVVSHFLILHGLQWK HVVDQGWROHUDQFHVVSHFLILHGLQ
RA WHJULW\\RUVDIHW\\IXQFWLRQVLQ W\\RUVDIHW\\IXQFWLRQVLQDFF
DFF DR VSHFLILHGL VSHFLILHGLQ7DEOH LHRX 7DEOH
DR
&)53DUW
&)53DUW$SSHQGL['6H
$SSHQGL['
DR HWREHDVVHVVH HWRE GDJDLQVWWKHOLFH JDLQVWWKHOLFH D
QWZLOOEHRE QWZLOO
WDLQHGSULRUWR SUL D
FT YDWLRQRU YDWLR LRQ5DQJH LRQ5D
T FT
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
7DEOH FRQW
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[%XLOGLQJ
- DOORU6HFWLRQ'HVFULSWLRQ
&ROXPQ/LQHV
)ORRU(OHYDWLRQRU
(OHYDWLRQ5DQJH
&RQFUHWH
7KLFNQHVV
$SSOLFDEOH5DGLDWLRQ
6KLHOGLQJ:DOO
<HV1R
6KLHOG%XLOGLQJ
$X[LOLDU\\%XLOGLQJ:DOOV)ORRUV5DGLRORJLFDOO\\&RQWUROOHG
$X[LOLDU\\%XLOGLQJ:DOOV)ORRUV1RQ5DGLRORJLFDOO\\&RQWUROOHG
$QQH[%XLOGLQJ
7XUELQH%XLOGLQJ
RA RA AFTT FT FT
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
5HYLVH&2/$SSHQGL[&7DEOHDQGFRUUHVSRQGLQJSODQWVSHFLILF7LHU7DEOH
³,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD'DVVKRZQEHORZ
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
DLD
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LD $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHV
WKDWWKHDVEXLOWFRQWDLQPHQW
LQWHUQDOVWUXFWXUHVLQFOXGLQJ
WKHFULWLFDOVHFWLRQVFRQIRUP
WRWKHDSSURYHGGHVLJQDQG
ZLOOZLWKVWDQGWKHGHVLJQEDVLV
ORDGVVSHFLILHGLQWKH'HVLJQ
'HVFULSWLRQZLWKRXWORVVRI
VWUXFWXUDOLQWHJULW\\RUWKH
VDIHW\\UHODWHGIXQFWLRQVDQG
WKDWWKHUHLVQRORVVRIWKH
VKLHOGLQJIXQFWLRQZLWKRXW
LPSDFWLQJHVWDEOLVKHG
UDGLRORJLFDO]RQLQJDQG
HTXLSPHQWTXDOLILFDWLRQ
DLE
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LE $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHVWKDW
WKHDVEXLOWVKLHOGEXLOGLQJ
VWUXFWXUHVLQFOXGLQJWKHFULWLFDO
VHFWLRQVFRQIRUPWRWKH
DSSURYHGGHVLJQDQGZLOO
ZLWKVWDQGWKHGHVLJQEDVLV
ORDGVVSHFLILHGLQWKH'HVLJQ
'HVFULSWLRQZLWKRXWORVVRI
VWUXFWXUDOLQWHJULW\\RUWKH
VDIHW\\UHODWHGIXQFWLRQVDQG
WKDWWKHUHLVQRORVVRIWKH
VKLHOGLQJIXQFWLRQZLWKRXW
LPSDFWLQJHVWDEOLVKHG
UDGLRORJLFDO]RQLQJDQG
HTXLSPHQWTXDOLILFDWLRQ
DR QXFOHDULVODQGVWUXFWXUHV
QXFOHDULVODQGVWUXFWXUHV
QJWKHFULWLFDOVHFWLRQVOLVWHG JWKHFULWLFDOVHFWLRQVOLVWHG
DUHVHLVPLF&DWHJRU
DUHVHLVPLF&DW GDQG GDQG FRQVWUXFWHG FRQVWUXFWH G
JQEDVLVORD JQEDVLVORD HVLJQ HVLJQ DRA U
A RAFT RQ RQ EXLOWFRQ EXLOWF HGIRUWKHGHVL HGIRU
DQGIRUUDGLDWLRQ
DQGIRUUD T
J
F RA DR
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
DLF
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LF $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHVWKDW
WKHDVEXLOWVWUXFWXUHVLQWKH
QRQUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\EXLOGLQJ
LQFOXGLQJWKHFULWLFDOVHFWLRQV
FRQIRUPWRWKHDSSURYHGGHVLJQ
DQGZLOOZLWKVWDQGWKHGHVLJQ
EDVLVORDGVVSHFLILHGLQWKH
'HVLJQ'HVFULSWLRQZLWKRXW
ORVVRIVWUXFWXUDOLQWHJULW\\RU
WKHVDIHW\\UHODWHGIXQFWLRQV
DQGWKDWWKHUHLVQRORVVRI
WKHVKLHOGLQJIXQFWLRQZLWKRXW
LPSDFWLQJHVWDEOLVKHG
UDGLRORJLFDO]RQLQJDQG
HTXLSPHQWTXDOLILFDWLRQ
DLG
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHGLQ
7DEOHDUHVHLVPLF&DWHJRU\\,DQG
DUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\DQG
WKHVDIHW\\UHODWHGIXQFWLRQV
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
L $QLQVSHFWLRQRIWKHQXFOHDU
LVODQGVWUXFWXUHVZLOOEH
SHUIRUPHG'HYLDWLRQVIURPWKH
GHVLJQGXHWRDVEXLOWFRQGLWLRQV
ZLOOEHDQDO\\]HGIRUWKHGHVLJQ
EDVLVORDGVDQGIRUUDGLDWLRQ
VKLHOGLQJ
LG $UHSRUWH[LVWVZKLFK
UHFRQFLOHVGHYLDWLRQVGXULQJ
FRQVWUXFWLRQLQFOXGLQJ7DEOH
ZDOODQGIORRU
WKLFNQHVVHVDQGFRQFOXGHV
WKDWWKHDVEXLOWVWUXFWXUHVLQ
WKHUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\EXLOGLQJ
LQFOXGLQJWKHFULWLFDOVHFWLRQV
FRQIRUPWRWKHDSSURYHG
GHVLJQDQGZLOOZLWKVWDQGWKH
GHVLJQEDVLVORDGVVSHFLILHGLQ
WKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDO
LQWHJULW\\RUWKHVDIHW\\UHODWHG
IXQFWLRQVDQGWKDWWKHUHLV
QRORVVRIWKHVKLHOGLQJ
IXQFWLRQZLWKRXWLPSDFWLQJ
HVWDEOLVKHGUDGLRORJLFDO
]RQLQJDQGHTXLSPHQW
TXDOLILFDWLRQ
DRAFT A
XUHV
RQVOLVWHGLQ
QVOLVWH
&DWHJRU\\,DQG
&DWHJRU\\,
VWUXFWHGWR
VWUXFW EDVLVORDGVDV
LVORDGVDV
H'HVLJQ'HVFULSWLRQ
'HVLJQ'HVFULS VRIVWUXFWXUDOLQWHJULW\\DQG
VRIVWUXFWXUDOLQWHJULW
\\UHODW
\\UHODWHGIXQFWLRQV
FWLRQV OVDQGIORRUVRIWKHQXF OVDQGIORRUVRIWKH D
FWXUHVDVGHILQHG
FWXUHVDVGHILQH D
RUGHVLJQHG RUGHVLJQHG D
RYLGH
RYLGH
D L $QLQVSHFWLR
$QLQVSHFW LVODQGVWUXF LVODQGVWUXF SHUIRUPH SH GHVLJ GHV ZL ZL AF RA
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
DLLD
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLD $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKH
FRQWDLQPHQWLQWHUQDO
VWUXFWXUHVDVEXLOWFRQFUHWH
WKLFNQHVVHVFRQIRUPWRWKH
EXLOGLQJVHFWLRQVGHILQHGLQ
7DEOH
DLLE
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLE $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
VKLHOGEXLOGLQJVHFWLRQV
FRQIRUPWRWKHEXLOGLQJ
VHFWLRQVGHILQHGLQ
7DEOH
DLLF
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLF $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
QRQUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJVHFWLRQVFRQIRUPWR
WKHEXLOGLQJVHFWLRQVGHILQHG
LQ7DEOH
DLLG
1RWXVHGSHU$PHQGPHQW1R>;;;@
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLG $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
UDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJVHFWLRQVFRQIRUPWR
WKHEXLOGLQJVHFWLRQVGHILQHG
LQ7DEOH
DR GSHU$PHQGPHQW1R
GSHU$PHQGPHQW
D XFOHDULVODQGVWUX XFOHDULVODQGVWU D
FULWLFDOVHFW FULWLFDOVHFW D
UH
UHVHLV VHLV DRAFT IW IW WKLFNQ WKLFN T
G
G
A
- @
- @
A WXUHV
A RQVOLVWHG
RA PLF&DWHJRU\\,
PLF&DWHJR RA GFRQVWUXFWHGWR
GFRQVWUXFWHG RA EDVLVORDGVDV
DVLVORDGVDV
'HVLJQ'HVFULSWLRQ
Q'HVFULSWLRQ
DR RIVWUX RIVWUXFWXUDOLQWHJULW\\
FWXUDOLQWH DR DIHW\\UHODWHGIXQFWLRQV
DIHW\\UHODWHGIXQFWLRQV
DR LL $QLQVSHFWLRQ
LL $QLQVSHFWLR AF DVEXLOWFRQFUH DVEXLOWFRQFUH AF EHSHUIRUPH EHSHUIRUPH RAAF RA DR
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
DLLH
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
D :DOOVDQGIORRUVRIWKHDQQH[
EXLOGLQJDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLH $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
DQQH[EXLOGLQJVHFWLRQV
FRQIRUPZLWKWKHEXLOGLQJ
VHFWLRQVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVRUWKHUHSRUW
GRFXPHQWVDQHYDOXDWLRQRI
WKLFNQHVVGHYLDWLRQV
LGHQWLILHGGXULQJ
FRQVWUXFWLRQDQG
GHPRQVWUDWHVWKDWWKHDV
EXLOWVWUXFWXUHVZLOO
ZLWKVWDQGWKHGHVLJQEDVLV
ORDGVZLWKRXWORVVRI
VWUXFWXUDOLQWHJULW\\DQGWKDW
WKHUHLVQRORVVRIWKH
VKLHOGLQJIXQFWLRQZLWKRXW
LPSDFWLQJHVWDEOLVKHG
UDGLRORJLFDO]RQLQJDQG
HTXLSPHQWTXDOLILFDWLRQ
DLLI
D 7KHQXFOHDULVODQGVWUXFWXUHV
LQFOXGLQJWKHFULWLFDOVHFWLRQVOLVWHG
LQ7DEOHDUHVHLVPLF&DWHJRU\\,
DQGDUHGHVLJQHGDQGFRQVWUXFWHGWR
ZLWKVWDQGGHVLJQEDVLVORDGVDV
VSHFLILHGLQWKH'HVLJQ'HVFULSWLRQ
ZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\
DQGWKHVDIHW\\UHODWHGIXQFWLRQV
LL $QLQVSHFWLRQRIWKH
DVEXLOWFRQFUHWHWKLFNQHVVZLOO
EHSHUIRUPHG
LLI $UHSRUWH[LVWVWKDW
FRQFOXGHVWKDWWKHDVEXLOW
FRQFUHWHWKLFNQHVVHVRIWKH
WXUELQHEXLOGLQJVHFWLRQV
FRQIRUPWRWKHEXLOGLQJ
VHFWLRQVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVRUWKHUHSRUW
GRFXPHQWVDQHYDOXDWLRQRI
WKLFNQHVVGHYLDWLRQV
LGHQWLILHGGXULQJ
FRQVWUXFWLRQDQG
GHPRQVWUDWHVWKDWWKHDV
EXLOWVWUXFWXUHVZLOO
ZLWKVWDQGWKHGHVLJQEDVLV
ORDGVZLWKRXWORVVRI
VWUXFWXUDOLQWHJULW\\
DRAFT RA DQGVWUXFWXUHV
DQGVWUXFWXUH WLFDOVHFWLRQVOLVWHG
DOVHFWLRQVOLVWHG
DUHVHLVPLF&DWHJRU\\,
VHLVPLF&D VLJQHGDQGFRQVWUXFWHGWR
VLJQHGDQGFRQVWUXFW QGGHVLJQEDVLVORDGVDV
QGGHVLJQEDVLVORDGVDV
GLQWKH'H GLQWK VLJQ'HVFULSW
'HV VVRIVWUX VVRIV FWXUDOLQW UDOL
\\UHODWHGIXQ
\\UHODWHGIXQ LL $
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
D
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
D $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVDQGIORRUVRIWKH
FRQWDLQPHQWLQWHUQDO
VWUXFWXUHVDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
E
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
E $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVRIWKHVKLHOGEXLOGLQJ
VWUXFWXUHVDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
F
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
F $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVDQGIORRUVRIWKH
QRQUDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
G
1RWXVHGSHU$PHQGPHQW1R>;;;@
:DOOVDQGIORRUVRIWKHQXFOHDU
LVODQGVWUXFWXUHVDVGHILQHGRQ
7DEOHH[FHSWIRUGHVLJQHG
RSHQLQJVRUSHQHWUDWLRQVSURYLGH
VKLHOGLQJGXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
QXFOHDULVODQGVWUXFWXUHVZDOO
DQGIORRUWKLFNQHVVHVZLOOEH
SHUIRUPHG
G $UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVDQGIORRUVRIWKH
UDGLRORJLFDOO\\FRQWUROOHG
DUHDRIWKHDX[LOLDU\\
EXLOGLQJDVGHILQHGLQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHFRQFUHWHZDOO
WKLFNQHVVHVSURYLGHGLQ
7DEOH
DRAFT WKHDVEXLOW
WKHDV T
DQGVWUXFWXUHVZDO DQGVWUXFWX T
UWKLFNQHVVHVZLOOEH
UWKLFNQHVVHVZLO FT RUPHG
RUPHG FTT RA QW1R>;;;@
QW1R>;;
RA IWKHQXFOHDU
IWKHQXFOHDU RA VGHILQHGRQ
GHILQHGRQ
RA HSWIRUGHVLJQHG
UGHVLJQHG
DR SHQHWUDWLRQVSURYLGH
SHQHWUDWLRQVSURY DR GXULQJQRUPDORSHUDWLRQV GXULQJQRUPDORSHUDWLR DR
,QVSHFWLR
,Q RA QXFOHD QX RA DQG DQG RA RA RA RA RA
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJH RI
7DEOH
,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
1R
,7$$&1R
'HVLJQ&RPPLWPHQW
,QVSHFWLRQV7HVWV$QDO\\VHV
$FFHSWDQFH&ULWHULD
D
1RWXVHGSHU$PHQGPHQW1R>;;;@
D :DOOVDQGIORRUVRIWKHDQQH[
EXLOGLQJDVGHILQHGRQ7DEOH
H[FHSWIRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVSURYLGHVKLHOGLQJ
GXULQJQRUPDORSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
DQQH[EXLOGLQJZDOODQGIORRU
WKLFNQHVVHVZLOOEHSHUIRUPHG
$UHSRUWH[LVWVDQG
FRQFOXGHVWKDWWKHVKLHOG
ZDOOVDQGIORRUVRIWKHDQQH[
EXLOGLQJDVGHILQHGRQ
7DEOHH[FHSWIRU
GHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHPLQLPXPFRQFUHWH
ZDOOWKLFNQHVVHVSURYLGHGLQ
7DEOH
E
E :DOOVRIWKHZDVWHDFFXPXODWLRQ
URRPLQWKHUDGZDVWHEXLOGLQJH[FHSW
IRUGHVLJQHGRSHQLQJVRUSHQHWUDWLRQV
SURYLGHVKLHOGLQJGXULQJQRUPDO
RSHUDWLRQV
,QVSHFWLRQRIWKHDVEXLOW
UDGZDVWHEXLOGLQJZDOO
WKLFNQHVVHVZLOOEHSHUIRUPHG
$UHSRUWH[LVWVDQGFRQFOXGHV
WKDWWKHVKLHOGZDOOVRIWKH
ZDVWHDFFXPXODWLRQURRPLQ
WKHUDGZDVWHEXLOGLQJH[FHSW
IRUGHVLJQHGRSHQLQJVRU
SHQHWUDWLRQVDUHFRQVLVWHQW
ZLWKWKHPLQLPXPFRQFUHWH
ZDOOWKLFNQHVVHVRI
DQGD
PLQLPXPFRQFUHWHZDOO
WKLFNQHVVRI
QHDUWKH
UDGZDVWHEXQNHUVRUWKH
UHSRUWGRFXPHQWVDQ
HYDOXDWLRQRIWKLFNQHVV
GHYLDWLRQVLGHQWLILHGGXULQJ
FRQVWUXFWLRQDQG
GHPRQVWUDWHVWKHUHLVQRORVV
RIWKHVKLHOGLQJ
IXQFWLRQLPSDFWWR
HVWDEOLVKHGUDGLRORJLFDO
]RQLQJDQGHTXLSPHQW
TXDOLILFDWLRQ
DRAFT DVEXLOW
DVEX GLQJZDOO
GLQJZ VZLOOEHSHUIRUPHG
ZLOOEHSHUI T
RA D
6RXWKHUQ1XFOHDU2SHUDWLQJ&RPSDQ\\
1'
(QFORVXUH
9RJWOH(OHFWULF*HQHUDWLQJ3ODQW 9(*3 8QLWVDQG
5HVSRQVHWR'UDIW5HTXHVWIRU$GGLWLRQDO
,QIRUPDWLRQ /$5 5
(QFORVXUHFRQVLVWVRI SDJHVLQFOXGLQJWKLVFRYHUSDJH
DRAFT QW 9(*3 8QLWVDQG QW 9(*3 8QLWV
UDIW5HTXHVWIRU$GGL UDIW5HTXHVWIRU DWLRQ
LRQ /$5 5
/$5 5
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
5HVSRQVHWR'UDIW5HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ
7KH15&LVVXHGWKUHH'5$)75HTXHVWVIRU$GGLWLRQDO,QIRUPDWLRQ 5$,V UHODWHGWR6RXWKHUQ1XFOHDU
2SHUDWLQJ&RPSDQ\\¶V 61&¶V /LFHQVH$PHQGPHQW5HTXHVW /$5 7KH5$,VZHUHLVVXHG
RQ-XO\\ $XJXVW DQG6HSWHPEHU DQGZHUHLQGLYLGXDOO\\GLVFXVVHGGXULQJSXEOLF
PHHWLQJVRQ-XO\\ $XJXVW DQG6HSWHPEHU
7KH5$,VDUHFRSLHGLQWKHLUHQWLUHW\\IROORZHGE\\61&¶VUHVSRQVHWRWKHUHTXHVWHGFODULILFDWLRQDQG
TXHVWLRQV
'5$)7
5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG
6RXWKHUQ1XFOHDU2SHUDWLQJ&R
'RFNHW1RVDQG
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
$SSOLFDWLRQ6HFWLRQ 7LHU
>-XO\\ @
%DFNJURXQG
,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[
%XLOGLQJDQG7DEOH,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD7KH
SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI
UDGLDWLRQVKLHOGLQJEDUULHUVLQWKHQXFOHDULVODQGVWUXFWXUHVDQGDQQH[EXLOGLQJLIWKHFKDQJHV
FDQEHPDGHZLWKRXWDORVVRIVKLHOGLQJIXQFWLRQ
,VVXH
7KHSURSRVHGZRUGLQJLQ7DEOH)RRWQRWHVDQGDQGWKH7DEOH,7$$&
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG
DLLHDQGEDUHQRWFOHDU 7KHSURSRVHGODQJXDJHGRHVQRWVSHFLI\\LIWKH
UDGLDWLRQDWWHQXDWLRQIDFWRULVUHGXFHG RURWKHUZLVHFODULI\\ZKHWKHUDQDFFHSWDEOHOHYHORI
UDGLDWLRQDWWHQXDWLRQLVUHWDLQHG 6SHFLILFDOO\\LWLVXQFOHDUWRWKHVWDIIZKDWDPRXQWRIUDGLDWLRQ
VKLHOGLQJUHGXFWLRQ DQGUHVXOWLQJUDGLDWLRQDWWHQXDWLRQORVV FDQEHPDGHZLWKRXWEHLQJ
FRQVLGHUHGDORVVLQUDGLDWLRQVKLHOGLQJIXQFWLRQ,QDGGLWLRQWKHUDGLRORJLFDOGRVHLPSDFWVDQG
FRQVHTXHQFHVRIFKDQJHVLQUDGLDWLRQEDUULHUWKLFNQHVVYDU\\EDVHGRQWKHUDGLDWLRQVRXUFHDQG
WKHGRVHUHGXFWLRQQHHGVRQWKHRWKHUVLGHRIWKHEDUULHU7KHVWDIILVFRQFHUQHGWKDWWKHFXUUHQW
ODQJXDJHZLOODOORZUHGXFWLRQVLQUDGLDWLRQDWWHQXDWLRQWKDWPD\\QRWEHDFFHSWDEOHZLWKRXW
DGGLQJFRQFUHWHGHQVLW\\RUE\\DGGLQJDQDGGLWLRQDOVKLHOGLQJPDWHULDOWRWKHZDOO
DRAFT DWLRQ
DWLRQ
DQG
DWLQJ&R
DWLQJ&R
QG
QG
QV7HVWV$Q QV7HVWV
DO\\VHVDQ VD HFWLRQ 7LHU
FWLRQ 7LHU
\\ @
@
VWVFKDQJHVWR&2/$SS WVFKDQJHVWR&2/$SS RU1XFOHDU,VODQG%XLOGL RU1XFOHDU,VODQG
VSHFWLRQV7HVWV$QDO\\
VSHFWLRQV7HVWV$QD KHDOORZDQFHRIFRQVWU DOORZDQFHRIFRQVWU UVLQWKHQXFOHDULVODQG
VLQWKHQXFOHDULVODQG
DORVVRIVKLHOGLQJIXQF DORVVRIVKLHOGLQJ
7DEOH
7DEOH
&
&
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
&ODULILFDWLRQ
3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG
DLLHDQGELQ7DEOHWRSURYLGHDFULWHULDZKLFKHQVXUHVWKDWUDGLDWLRQ
DWWHQXDWLRQUHPDLQVDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ
DFFRUGDQFHZLWKWKHGHVLJQDQGWKHUHOHYDQWUHTXLUHPHQWV
5HJXODWRU\\%DVLV
&)5$SSHQGL[$*HQHUDO'HVLJQ&ULWHULD *'& UHTXLUHVWKDWWKHIXHOVWRUDJHDQG
KDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\\VWHPVZKLFKPD\\FRQWDLQUDGLRDFWLYLW\\VKDOOEH
GHVLJQHGWRDVVXUHDGHTXDWHVDIHW\\XQGHUQRUPDODQGSRVWXODWHGDFFLGHQWFRQGLWLRQV7KHVH
V\\VWHPVVKDOOEHGHVLJQHG ZLWKDFDSDELOLW\\WRSHUPLWDSSURSULDWHSHULRGLFLQVSHFWLRQDQG
WHVWLQJRIFRPSRQHQWVLPSRUWDQWWRVDIHW\\ ZLWKVXLWDEOHVKLHOGLQJIRUUDGLDWLRQSURWHFWLRQDQG
ZLWKDSSURSULDWHFRQWDLQPHQWFRQILQHPHQWDQGILOWHULQJV\\VWHPV
&)5 D UHTXLUHVWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHGLQVSHFWLRQVWHVWVDQG
DQDO\\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\\DQG
VXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQGDQDO\\VHVDUH
SHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEH
RSHUDWHGLQFRQIRUPLW\\ZLWKWKHFRPELQHGOLFHQVHWKHSURYLVLRQVRIWKH$FWDQGWKH
&RPPLVVLRQ VUXOHVDQGUHJXODWLRQV
'5$)7
5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG
6RXWKHUQ1XFOHDU2SHUDWLQJ&R
'RFNHW1RVDQG
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
$SSOLFDWLRQ6HFWLRQ 7LHU
>$XJXVW @
%DFNJURXQG
,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH
'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[
%XLOGLQJDQG7DEOH,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD7KH
SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI
UDGLDWLRQVKLHOGLQJEDUULHUVDQGWKHVWUXFWXUDOZDOOWKLFNQHVVLQWKHQXFOHDULVODQGVWUXFWXUHVDQG
DQQH[EXLOGLQJLIWKHFKDQJHVFDQEHPDGHZLWKRXWDORVVRIVKLHOGLQJIXQFWLRQDQGWKH
VWUXFWXUHVZLOOZLWKVWDQGGHVLJQEDVHVORDGVZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\UHODWHG
IXQFWLRQ
DRAFT G
GD RSULDWHS SULDW VKL VKLHOGLQJIRUUD HOGLQ QJV\\
QJV\\VWHPV
WHPV FRQWDLQWKH FRQWD SURSRVHGLQ RVHG
DFFHSWDQFHF DFFHSWDQFH ULWHULDWKD K
WLIWKHLQVSHFW KHLQVSHF LRQVWHV WKHIDFLOLW\\KDVEHHQFR WKHIDFLOLW\\KDV
OLFHQVHWKHSURYLVLRQV FHQVHWKHSURYLVLR RA
'5$)7
$)7 5HTXHVWIRU$GGLWLRQ 5HTXHVWIRU$GGLWLRQ FOHDU6LWH8QLWVDQG
FOHDU6LWH8QLWVDQG
6RXWKHUQ1XF 6RXWKHUQ
'RFNHW1RV
'RFNHW1RV 5DGLDWLRQ3URWHFWLRQ 5DGLDWLRQ3URWHF
$S
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
,VVXH
7KHSURSRVHGZRUGLQJLQ7DEOH)RRWQRWHVDQGDQGWKH7DEOH,7$$&
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG
DLLHDLLIDQGEGRQRWSURYLGHWKHFODULW\\QHHGHGWRDVVXUHWKDW
WKHSURSRVHGFKDQJHVDUHGHVLJQHGDQGLPSOHPHQWHGFRQVLVWHQWO\\$VFXUUHQWO\\SURSRVHGWKH
FULWHULDIRU³ORVVRIVKLHOGLQJIXQFWLRQ'DUHXQFOHDUZLWKUHJDUGVWRUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\\
DQGDJJUHJDWHLPSDFWV HJRFFXSDWLRQDOGRVHSXEOLFGRVHHQYLURQPHQWDOTXDOLILFDWLRQ66&
GHJUDGDWLRQFRQWUROURRPGRVHYLWDODUHDGRVHVDQGDVDSSOLFDEOHHTXLSPHQWVXUYLYDELOLW\\
$GGLWLRQDOO\\WKHPHWKRGRORJLHVVKRXOGEHFRQVLVWHQWZLWKWKRVHXVHGLQWKHGHVLJQFHUWLILFDWLRQ
6LPLODUO\\IRUVWUXFWXUHVWKHFULWHULDWRDVVHVVWKHUHVXOWLQJVWUXFWXUDOLQWHJULW\\LVXQFOHDUDQGLWLV
LQGHWHUPLQDWHZKHWKHUWKHDSSOLFDQW¶VSURSRVDODFFRXQWVIRUWKHJOREDOLPSDFWVRIDOOSURSRVHG
FKDQJHVVRWKDWWKHFKDQJHVGRQRWUHVXOWLQDORVVRIVWUXFWXUDOLQWHJULW\\RUVDIHW\\UHODWHG
IXQFWLRQV
7KHIRRWQRWHVDQGDVVRFLDWHG,7$$&DFFHSWDQFHFULWHULDVKRXOGFOHDUO\\GHILQHWKHUDGLDWLRQ
VKLHOGLQJIXQFWLRQDOUHTXLUHPHQWVWREHPHWZKHQWKHOLFHQVHHGHYLDWHVIURPWKHWKLFNQHVVHV
DQGWROHUDQFHVWKDWDUHFXUUHQWO\\LQ7DEOH
)RUWKHVWUXFWXUDOUHFRQFLOLDWLRQRIFRQVWUXFWLRQGHYLDWLRQVPHQWLRQHGLQIRRWQRWHVDQG
RIWKH/$5HQFORVXUHWKHVWDIILVXQFOHDUDERXWWKHEDVHVXVHGWRMXVWLI\\GHYLDWLRQVIURPWKH
7LHUYDOXHVLQFOXGLQJGHWDLOVRQWKHHYDOXDWLRQPHWKRGDQGDFFHSWDQFHFULWHULD7KHVWDIIGLG
QRWILQGWKHVXSSRUWLQJLQIRUPDWLRQLQ7LHUWKDWSURYLGHVWKHPHWKRGRORJ\\WREHXVHG QRUGLG
WKHVWDIIILQGWKHDVVRFLDWHGDFFHSWDQFHFULWHULD
4XHVWLRQ
3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG
DLLHDLLIDQGELQ7DEOHWRSURYLGHFULWHULDWKDWHQVXUHVWKDW
UDGLDWLRQVKLHOGLQJIXQFWLRQDQGVWUXFWXUDOLQWHJULW\\UHPDLQDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQ
FRQVWUXFWHGDQGZLOOEHRSHUDWHGLQDFFRUGDQFHZLWKWKHGHVLJQDQGDOOUHOHYDQWUHTXLUHPHQWV
5HJXODWRU\\%DVLV
&)53DUW$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& ³'HVLJQ%DVHVIRU3URWHFWLRQ
DJDLQVW1DWXUDO3KHQRPHQD'UHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWR
ZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQDVXFKDVHDUWKTXDNHVWRUQDGRHVKXUULFDQHVIORRGV
WVXQDPLDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\\WRSHUIRUPWKHLUVDIHW\\IXQFWLRQV
- '&³(QYLURQPHQWDODQG'\\QDPLF(IIHFWV'HVLJQ%DVHV'UHTXLUHVWKDW66&VLPSRUWDQWWR
VDIHW\\VKDOOEHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWREHFRPSDWLEOHZLWKWKH
HQYLURQPHQWDOFRQGLWLRQVDVVRFLDWHGZLWKQRUPDORSHUDWLRQPDLQWHQDQFHWHVWLQJDQG
SRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV
DRAFT QWH QWH VKRXOGF VKRXOGFOHDUO\\GHILQ OHD LFHQVHHG LFHQV HYLDWHVIURP
DWHV
GHYLDWLRQVPHQWLRQHG
DWLRQVP DERXWWKHEDVHVXV DERXWWKHEDVHV HGW DOXDWLRQPHWKRGDQGD DWLRQPHWKRGDQGDF LHUWKDWSURYLGHVWKH KDWSURYLGHVWKH DQFHFULWHULD
QFHFULWHULD
VDSSURSULDWHWKH7DEOH VDSSURSULDWHWKH7DEOH
,7$$&DLD
,7$$&D
DLLIDQG
DLLIDQG
XQFWLRQDQGVWUXFWXUD XQFWLRQDQGVWUXF RSHUDWHGLQDF RSHUDWHGLQD
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
- '&UHTXLUHVWKDWWKHIXHOVWRUDJHDQGKDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\\VWHPV
ZKLFKPD\\FRQWDLQUDGLRDFWLYLW\\VKDOOEHGHVLJQHGWRDVVXUHDGHTXDWHVDIHW\\XQGHUQRUPDODQG
SRVWXODWHGDFFLGHQWFRQGLWLRQV7KHVHV\\VWHPVVKDOOEHGHVLJQHG ZLWKDFDSDELOLW\\WRSHUPLW
DSSURSULDWHSHULRGLFLQVSHFWLRQDQGWHVWLQJRIFRPSRQHQWVLPSRUWDQWWRVDIHW\\ ZLWKVXLWDEOH
VKLHOGLQJIRUUDGLDWLRQSURWHFWLRQDQG ZLWKDSSURSULDWHFRQWDLQPHQWFRQILQHPHQWDQG
ILOWHULQJV\\VWHPV
&)5 D UHTXLUHVWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHGLQVSHFWLRQVWHVWVDQG
DQDO\\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDWDUHQHFHVVDU\\DQGVXIILFLHQW
WRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQGDQDO\\VHVDUHSHUIRUPHGDQGWKH
DFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQFRQIRUPLW\\ZLWKWKH
FRPELQHGOLFHQVHWKHSURYLVLRQVRIWKH$FWDQGWKH&RPPLVVLRQ VUXOHVDQGUHJXODWLRQV
'UDIW5HTXHVWIRU$GGLWLRQDO,QIRUPDWLRQ
9RJWOH1XFOHDU6LWH8QLWVDQG'RFNHWVDQG
6RXWKHUQ1XFOHDU2SHUDWLQJ&R
'RFNHW1RVDQG
6HFWLRQ 5DGLDWLRQ3URWHFWLRQ,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD
$SSOLFDWLRQ6HFWLRQ 7LHU
6HSWHPEHU
%DFNJURXQG
,Q/$5 WKHOLFHQVHHUHTXHVWVFKDQJHVWR&2/$SSHQGL[&DQG7LHU7DEOH
³'HILQLWLRQRI:DOO7KLFNQHVVHVIRU1XFOHDU,VODQG%XLOGLQJV7XUELQH%XLOGLQJDQG$QQH[
%XLOGLQJ'DQG7DEOH³,QVSHFWLRQV7HVWV$QDO\\VHVDQG$FFHSWDQFH&ULWHULD'7KH
SURSRVHGFKDQJHVLQFOXGHWKHDOORZDQFHRIFRQVWUXFWLRQGHYLDWLRQVIURPWKHWKLFNQHVVHVRI
UDGLDWLRQVKLHOGLQJEDUULHUVDQGWKHVWUXFWXUDOZDOOWKLFNQHVVLQWKHQXFOHDULVODQGVWUXFWXUHVDQG
DQQH[EXLOGLQJLIWKHFKDQJHV³FRQIRUPWRWKHDSSURYHGGHVLJQDQGZLOOZLWKVWDQGWKHGHVLJQ
EDVLVORDGVVSHFLILHGLQWKH'HVLJQ'HVFULSWLRQZLWKRXWORVVRIVWUXFWXUDOLQWHJULW\\RUWKHVDIHW\\
UHODWHGIXQFWLRQVDQGWKDWWKHUHLVQRORVVRIWKHVKLHOGLQJIXQFWLRQ'
,VVXH
$WWKLVWLPHWKHSURSRVHGFKDQJHVODFNFODULW\\UHJDUGLQJKRZQRQFRQIRUPDQFHVDQGGHYLDWLRQV
1 'V IURP7DEOHZLOOEHHYDOXDWHGWRHQVXUHWKHFKDQJHV³FRQIRUPWRWKHDSSURYHG
GHVLJQDQGZLOOZLWKVWDQGWKHGHVLJQEDVLVORDGVVSHFLILHGLQWKH'HVLJQ'HVFULSWLRQZLWKRXWORVV
RIVWUXFWXUDOLQWHJULW\\RUWKHVDIHW\\UHODWHGIXQFWLRQVDQGWKDWWKHUHLVQRORVVRIWKHVKLHOGLQJ
IXQFWLRQ'
4XHVWLRQ
3OHDVHFODULI\\WKDW1 'VIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI
WROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG
VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,,
DRAFTT QIRUPDWLRQ
QIRUPDWL HWVDQG
HWVD HUDWLQJ&R
HUDWLQ
DQG
DQG
WLRQV7HVWV$Q RQV7HVWV$ DO\\VHV
6HFWLRQ 7LHU
RQ 7LHU HPEHU
HPEHU
XHVWVFKDQJHVWR&2/$
XHVWVFKDQJHVWR&
VIRU1XFOHDU,VODQG%XL VIRU1XFOHDU,VODQG%
³,QVSHFWLRQV7HVWV$QD SHFWLRQV7HVWV$QD HWKHDOORZDQFHRIFRQ HWKHDOORZDQF ULHUVDQGWKHVWUXFWXUDO
ULHUVDQGWKHVWUXFWX HFKDQJHV³FRQIRUPWR
HFKDQJHV³FRQIRUPWR
LQWKH'HVLJQ'HVF LQWKH'HVLJQ'
KDWWKHUHLVQR
KDWWKHUHLVQR
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\
PDLQWDLQHG3OHDVHSURYLGHUHYLVHGWH[WWRFODULI\\KRZWKHVHSURFHVVHVZLOOEHLPSOHPHQWHG
,QDGGLWLRQWKHODQJXDJHLQ9(*38)6$57LHU7DEOHDSSHDUVWRFRQIOLFWZLWKWKH
VWDWHGSXUSRVHVRIUDGLDWLRQVKLHOGLQJ IRUQRUPDORSHUDWLRQDQGSRVWDFFLGHQWFRQGLWLRQV DV
GHVFULEHGLQVHYHUDOVHFWLRQVRIWKH7LHU8)6$5DQGWKHUHVXOWLQJQXPHULFDOYDOXHVLQ7LHU
7DEOH3OHDVHSURYLGHUHYLVHG8)6$57LHUWH[WWRUHVROYHDQ\\GLVFUHSDQFLHVEHWZHHQ
WKHSURSRVHGFKDQJHVDQGWKHH[LVWLQJVWDWHPHQWVLQ8)6$57LHU7DEOH$FFHSWDQFH
&ULWHULDDQG8)6$57LHU
5HJXODWRU\\%DVLV
&)53DUW$SSHQGL[$*HQHUDO'HVLJQ&ULWHULRQ *'& ³'HVLJQ%DVHVIRU3URWHFWLRQ
DJDLQVW1DWXUDO3KHQRPHQD'UHTXLUHVWKDW66&VLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWR
ZLWKVWDQGWKHHIIHFWVRIQDWXUDOSKHQRPHQDVXFKDVHDUWKTXDNHVWRUQDGRHVKXUULFDQHVIORRGV
WVXQDPLDQGVHLFKHVZLWKRXWORVVRIFDSDELOLW\\WRSHUIRUPWKHLUVDIHW\\IXQFWLRQV*'&IXUWKHU
UHTXLUHVWKDW³>W@KHGHVLJQEDVHVIRUWKHVHVWUXFWXUHVV\\VWHPVDQGFRPSRQHQWVVKDOOUHIOHFW
$SSURSULDWHFRQVLGHUDWLRQRIWKHPRVWVHYHUHRIWKHQDWXUDOSKHQRPHQDWKDWKDYHEHHQ
KLVWRULFDOO\\UHSRUWHGIRUWKHVLWHDQGVXUURXQGLQJDUHDZLWKVXIILFLHQWPDUJLQIRUWKHOLPLWHG
DFFXUDF\\TXDQWLW\\DQGSHULRGRIWLPHLQZKLFKWKHKLVWRULFDOGDWDKDYHEHHQDFFXPXODWHG
DSSURSULDWHFRPELQDWLRQVRIWKHHIIHFWVRIQRUPDODQGDFFLGHQWFRQGLWLRQVZLWKWKHHIIHFWVRIWKH
QDWXUDOSKHQRPHQDDQG WKHLPSRUWDQFHRIWKHVDIHW\\IXQFWLRQWREHSHUIRUPHG'
&)53DUW$SSHQGL['6HFWLRQ9,,,³3URFHVVHVIRU&KDQJHVDQG'HSDUWXUHV'GHVFULEHV
WKHSURFHVVIRUFKDQJHVWRYDULRXV7LHUVRILQIRUPDWLRQLQ&2/VUHIHUHQFLQJ3DUW$SSHQGL[
'
- '&³(QYLURQPHQWDODQG'\\QDPLF(IIHFWV'HVLJQ%DVHV'UHTXLUHVWKDWVWUXFWXUHVV\\VWHPV
DQGFRPSRQHQWVLPSRUWDQWWRVDIHW\\VKDOOEHGHVLJQHGWRDFFRPPRGDWHWKHHIIHFWVRIDQGWREH
FRPSDWLEOHZLWKWKHHQYLURQPHQWDOFRQGLWLRQVDVVRFLDWHGZLWKQRUPDORSHUDWLRQPDLQWHQDQFH
WHVWLQJDQGSRVWXODWHGDFFLGHQWVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV7KHVHVWUXFWXUHV
V\\VWHPVDQGFRPSRQHQWVVKDOOEHDSSURSULDWHO\\SURWHFWHGDJDLQVWG\\QDPLFHIIHFWVLQFOXGLQJ
WKHHIIHFWVRIPLVVLOHVSLSHZKLSSLQJDQGGLVFKDUJLQJIOXLGVWKDWPD\\UHVXOWIURPHTXLSPHQW
IDLOXUHVDQGIURPHYHQWVDQGFRQGLWLRQVRXWVLGHWKHQXFOHDUSRZHUXQLW+RZHYHUG\\QDPLF
HIIHFWVDVVRFLDWHGZLWKSRVWXODWHGSLSHUXSWXUHVLQQXFOHDUSRZHUXQLWVPD\\EHH[FOXGHGIURP
WKHGHVLJQEDVLVZKHQDQDO\\VHVUHYLHZHGDQGDSSURYHGE\\WKH&RPPLVVLRQGHPRQVWUDWHWKDW
WKHSUREDELOLW\\RIIOXLGV\\VWHPSLSLQJUXSWXUHLVH[WUHPHO\\ORZXQGHUFRQGLWLRQVFRQVLVWHQWZLWK
WKHGHVLJQEDVLVIRUWKHSLSLQJ
- '& ³&RQWUROURRP'UHTXLUHVDFRQWUROURRPEHSURYLGHGIURPZKLFKDFWLRQVFDQEHWDNHQ
WRRSHUDWHWKHQXFOHDUSRZHUXQLWVDIHO\\XQGHUQRUPDOFRQGLWLRQVDQGWRPDLQWDLQLWLQDVDIH
FRQGLWLRQXQGHUDFFLGHQWFRQGLWLRQVLQFOXGLQJORVVRIFRRODQWDFFLGHQWV$GHTXDWHUDGLDWLRQ
SURWHFWLRQVKDOOEHSURYLGHGWRSHUPLWDFFHVVDQGRFFXSDQF\\RIWKHFRQWUROURRPXQGHUDFFLGHQW
FRQGLWLRQVZLWKRXWSHUVRQQHOUHFHLYLQJUDGLDWLRQH[SRVXUHVLQH[FHVVRIUHPZKROHERG\\RULWV
HTXLYDOHQWWRDQ\\SDUWRIWKHERG\\IRUWKHGXUDWLRQRIWKHDFFLGHQW(TXLSPHQWDWDSSURSULDWH
ORFDWLRQVRXWVLGHWKHFRQWUROURRPVKDOOEHSURYLGHG ZLWKDGHVLJQFDSDELOLW\\IRUSURPSWKRW
VKXWGRZQRIWKHUHDFWRULQFOXGLQJQHFHVVDU\\LQVWUXPHQWDWLRQDQGFRQWUROVWRPDLQWDLQWKHXQLWLQ
DRAFT
'H VDI VDIHW\\VK H
XDNHVWRUQDGR XDNHVW PWKHL PWKHLUVDIHW\\IXQFWLR DIHW\\
V\\VWHPV V\\VWH
DQGFRPSRQH GFRP QDWXUDOSKH QDWXUDOSK QRPHQDWK QDWK DUHDZLWKV UHDZLWKVXIILFLHQWPD XII
WKHKLVWRULFDOGDWDKDY LVWRULFDO RUPDODQGDFFLGHQW
RUPDODQGDFFLG FRQ FHRIWKHVDIHW\\IXQFWLRQ RIWKHVDIHW\\IXQFWL 9,,,³3URFHVVHVIRU&KD 3URFHVVHVIRU&KD 7LHUVRILQIRUPDWLRQLQ&
7LHUVRILQIRUPDWLRQLQ&
'\\QDPLF(IIHFWV'HVLJ
\\QDPLF(IIHFWV'HVLJ QWWRVDIHW\\VKDOOEHGHV QWWRVDIHW\\VKDOOEHGHV YLURQPHQWDOFRQGLWLRQV
YLURQPHQWDOFRQGLW HGDFFLGHQWVLQFOXGLQJ HGDFFLGHQWVLQFOXGLQJ RQHQWVVKDOOEHDSSUR RQHQWVVKDOOEHD SLSHZKLSSLQJ
SLSHZKLSSLQJ DQGFRQGLW DQGFRQGLW XODWH XODWH
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
DVDIHFRQGLWLRQGXULQJKRWVKXWGRZQDQG ZLWKDSRWHQWLDOFDSDELOLW\\IRUVXEVHTXHQWFROG
VKXWGRZQRIWKHUHDFWRUWKURXJKWKHXVHRIVXLWDEOHSURFHGXUHV
- '&³)XHOVWRUDJHDQGKDQGOLQJDQGUDGLRDFWLYLW\\FRQWURO'UHTXLUHVLQSDUWWKDWWKHIXHO
VWRUDJHDQGKDQGOLQJUDGLRDFWLYHZDVWHDQGRWKHUV\\VWHPVZKLFKPD\\FRQWDLQUDGLRDFWLYLW\\
VKDOOEHGHVLJQHGWRDVVXUHDGHTXDWHVDIHW\\XQGHUQRUPDODQGSRVWXODWHGDFFLGHQWFRQGLWLRQV
LQFOXGLQJVXLWDEOHVKLHOGLQJIRUUDGLDWLRQSURWHFWLRQ
&)5 D UHTXLUHVLQWKHUHOHYDQWSDUWWKDWWKHDSSOLFDWLRQPXVWFRQWDLQWKHSURSRVHG
LQVSHFWLRQVWHVWVDQGDQDO\\VHVWKDWWKHOLFHQVHHVKDOOSHUIRUPDQGWKHDFFHSWDQFHFULWHULDWKDW
DUHQHFHVVDU\\DQGVXIILFLHQWWRSURYLGHUHDVRQDEOHDVVXUDQFHWKDWLIWKHLQVSHFWLRQVWHVWVDQG
DQDO\\VHVDUHSHUIRUPHGDQGWKHDFFHSWDQFHFULWHULDPHWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQG
ZLOOEHRSHUDWHGLQFRQIRUPLW\\ZLWKWKHFRPELQHGOLFHQVHWKHSURYLVLRQVRIWKH$FWDQGWKH
&RPPLVVLRQ VUXOHVDQGUHJXODWLRQV
61&5HVSRQVHV
&ODULILFDWLRQ
3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG
DLLHDQGELQ7DEOHWRSURYLGHDFULWHULDZKLFKHQVXUHVWKDWUDGLDWLRQ
DWWHQXDWLRQUHPDLQVDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ
DFFRUGDQFHZLWKWKHGHVLJQDQGWKHUHOHYDQWUHTXLUHPHQWV
5HVSRQVH
61&LVUHYLVLQJWKHOLFHQVHDPHQGPHQWUHTXHVWHQFORVHGLQOHWWHU61&OHWWHUQXPEHU
1' GDWHG0DUFK $FFHVVLRQ1R0/ $ 7KHUHYLVLRQSURYLGHV
FODULILFDWLRQVWRWKHSUHYLRXVO\\SURSRVHG,7$$&DFFHSWDQFHFULWHULDDQGWKHJHQHULFQRWHVWR
7DEOHWRSURYLGHDVVXUDQFHWKDWWKHIDFLOLW\\KDVEHHQFRQVWUXFWHGDQGZLOOEHRSHUDWHGLQ
DFFRUGDQFHZLWKWKHGHVLJQDQGWKHUHOHYDQWUHTXLUHPHQWV7KHUHYLVHG,7$$&VSHFLILHVWKDW
WKHDFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG
DLLHDQGELQ7DEOHLQFOXGHVWKHSKUDVH³ZLWKRXWLPSDFWLQJHVWDEOLVKHG
UDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQ'
7KHUHYLVHGDFFHSWDQFHFULWHULDZLOOUHTXLUH61&WRGHPRQVWUDWHWKDWUDGLRORJLFDO]RQLQJDQG
HTXLSPHQWTXDOLILFDWLRQUHTXLUHPHQWVDUHPHWE\\HVWDEOLVKLQJDFFHSWDQFHFULWHULDWKDW
HQFRPSDVVHVUDGLDWLRQVKLHOGLQJIXQFWLRQDOLW\\DQGDJJUHJDWHLPSDFWV LHRFFXSDWLRQDODQG
SXEOLFGRVHHQYLURQPHQWDOTXDOLILFDWLRQ DQGLVFRQVLVWHQWZLWKWKH7LHUGHVLJQFULWHULD HJ
8)6$5VHFWLRQV³(VWLPDWHG5DGLDWLRQDQG&KHPLFDO(QYLURQPHQW''³5DGLDWLRQ
'RVH'DQG³6KLHOGLQJ'HVLJQ2EMHFWLYHV'
DRAFT YLVLR YLVL T
VHV
VHV
F 7DEOH)RRW 7DEOH)RR QRWHV DLDDLE
DDLE
EOHWRSURYLGHDFU
WRSURYLGHDFU GWKHIDFLOLW\\KDVEHHQF GWKHIDFLOLW\\KDVEHHQF WKHUHOHYDQWUHTXLUHPH WKHUHOHYDQWUHTXL HQVHDPHQGPHQWUHTXH HQVHDPHQGPHQWUH 0DUFK $FFHV 0DUFK $FFHV UHYLRXVO\\SURSRVHG
UHYLRXVO\\SURSRV DVVXUDQFHWKDW DVVXUDQFHWKD QDQGWKH QDQGWKH
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJHRI
4XHVWLRQ
3OHDVHFODULI\\RUUHYLVHDVDSSURSULDWHWKH7DEOH)RRWQRWHVDQGDQGWKH
DFFHSWDQFHFULWHULDIRU,7$$&DLDDLEDLFDLG
DLLHDLLIDQGELQ7DEOHWRSURYLGHFULWHULDWKDWHQVXUHVWKDW
UDGLDWLRQVKLHOGLQJIXQFWLRQDQGVWUXFWXUDOLQWHJULW\\UHPDLQDSSURSULDWHDQGWKHIDFLOLW\\KDVEHHQ
FRQVWUXFWHGDQGZLOOEHRSHUDWHGLQDFFRUGDQFHZLWKWKHGHVLJQDQGDOOUHOHYDQWUHTXLUHPHQWV
5HVSRQVH
$VQRWHGLQWKHUHVSRQVHWRWKHFODULILFDWLRQ DERYH 61&LVUHYLVLQJWKH,7$$&DFFHSWDQFH
FULWHULDWRGHPRQVWUDWHWKDWUDGLRORJLFDO]RQLQJDQGHTXLSPHQWTXDOLILFDWLRQUHTXLUHPHQWVDUH
PHWE\\HVWDEOLVKLQJ,7$$&DFFHSWDQFHFULWHULDWKDWHQFRPSDVVHVUDGLDWLRQVKLHOGLQJ
IXQFWLRQDOLW\\DQGDJJUHJDWHLPSDFWV LHRFFXSDWLRQDODQGSXEOLFGRVHHQYLURQPHQWDO
TXDOLILFDWLRQ DQGLVFRQVLVWHQWZLWKWKH7LHUGHVLJQFULWHULD HJ8)6$56XEVHFWLRQV
³(VWLPDWHG5DGLDWLRQDQG&KHPLFDO(QYLURQPHQW''³5DGLDWLRQ'RVH'DQG
³6KLHOGLQJ'HVLJQ2EMHFWLYHV'
5HJDUGLQJWKHFULWHULDWRDVVHVVVWUXFWXUDOLQWHJULW\\WKHSURSRVHGFKDQJHVLQWKH/$5ZLOO
UHTXLUHIXWXUHVWUXFWXUDOGHYLDWLRQVEHHYDOXDWHGWRH[LVWLQJGHVLJQUHTXLUHPHQWVDQGZLOO
FRQWLQXHWRVDWLVI\\7LHUGHVLJQFULWHULD'HYLDWLRQVWKDWFRXOGSRWHQWLDOO\\DIIHFWWKHGHVLJQ
IXQFWLRQVRIVWUXFWXUDOEXLOGLQJVRUDOWHUFRPSOLDQFHZLWKDSSOLFDEOHGHVLJQFRGHVRUOLFHQVLQJ
EDVLVUHTXLUHPHQWVZLOOFRQWLQXHWREHHYDOXDWHGDQGGLVSRVLWLRQHGXQGHUWKH&)5
$SSHQGL['6HFWLRQ9,,,SURFHVVDVVXSSOHPHQWHGE\\/LFHQVH&RQGLWLRQ' $VQRWHGLQ
WKHDPHQGPHQWUHTXHVWVWUXFWXUDOGHYLDWLRQVZLOOFRQWLQXHWRFRPSO\\ZLWKDSSOLFDEOHFRQFUHWH
DQGVWUXFWXUDOFRGHVDVGHILQHGLQWKHOLFHQVLQJEDVLV6SHFLILFDOO\\WKHUHTXLUHPHQWVWKDW
VHLVPLF&DWHJRU\\,DQG,,VWUXFWXUHVFRPSO\\ZLWKDSSOLFDEOHGHVLJQFRGHVLQFOXGLQJ$&,
DQG$16,$,6&1 ZLOOFRQWLQXHWREHPHW6XSSOHPHQWDO7LHUUHTXLUHPHQWVGHVFULEHGLQ
8)6$56XEVHFWLRQ³6HLVPLF&DWHJRU\\,6WUXFWXUHV'8)6$56XEVHFWLRQ
6WUXFWXUDO&ULWHULDDQGWKHJXLGDQFHFRQWDLQHGLQ15&5HJXODWRU\\*XLGHV
DQGDVGLVFXVVHGLQ8)6$5$SSHQGL[$³&RQIRUPDQFHZLWK5HJXODWRU\\*XLGHVZLOODOVR
EHPHW
4XHVWLRQ
3OHDVHFODULI\\WKDW1 'VIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI
WROHUDQFHFRQGLWLRQV DUHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG
VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,,
SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\
PDLQWDLQHG3OHDVHSURYLGHUHYLVHGWH[WWRFODULI\\KRZWKHVHSURFHVVHVZLOOEHLPSOHPHQWHG
,QDGGLWLRQWKHODQJXDJHLQ9(*38)6$57LHU7DEOHDSSHDUVWRFRQIOLFWZLWKWKH
VWDWHGSXUSRVHVRIUDGLDWLRQVKLHOGLQJ IRUQRUPDORSHUDWLRQDQGSRVWDFFLGHQWFRQGLWLRQV DV
GHVFULEHGLQVHYHUDOVHFWLRQVRIWKH7LHU8)6$5DQGWKHUHVXOWLQJQXPHULFDOYDOXHVLQ7LHU
7DEOH3OHDVHSURYLGHUHYLVHG8)6$57LHUWH[WWRUHVROYHDQ\\GLVFUHSDQFLHVEHWZHHQ
WKHSURSRVHGFKDQJHVDQGWKHH[LVWLQJVWDWHPHQWVLQ8)6$57LHU7DEOH$FFHSWDQFH
DRAFT HV HVUD
U EOLFGRVH EOLFG D HJ8)6$5 D HJ
³5DGLD
³5DGLDWLRQ'RVH WLR W\\WKHSURS
\\WKHSURSRVHGFKDQJ RV HGWRH[LVWLQJG H[LVWLQJGHVLJQUHT YLDWLRQVWKDWFRX YLDWLRQVWKDWFRXOGSRWH RPSOLDQFHZLWKDSSO SOLDQFHZLWKDSSOLFDE LF HYDOXDWHGDQGGLVSRVLW DWHGDQGGLVSRVLW VVXSSOHPHQWHGE\\/LFH
VXSSOHPHQWHGE\\/LFH DOGHYLDWLRQVZLOOFRQWLQ DOGHYLDWLRQVZLOOF GLQWKHOLFHQVLQJEDVLV
GLQWKHOLFHQVLQJEDV XFWXUHVFRPSO\\ZLWKDS WXUHVFRPSO\\ZLWKDS ZLOOFRQWLQXHWREHPHW ZLOOFRQWLQXHWREHPHW
³6HLVPLF&DWHJ
³6HLVPLF&
DQGWKHJXLGDQFHFRQW DQGWKHJXLGDQFHFRQ VHGLQ8)6$5$SSH VHGLQ8)6$5$
1'
(QFORVXUH
3URSRVHG&KDQJHVWRWKH/LFHQVLQJ%DVLV'RFXPHQWV /$5 5
3DJH RI
&ULWHULDDQG8)6$57LHU
5HVSRQVH
61&LVSURSRVLQJWRDGGDQDGGLWLRQDOQRWHWR&2/$SSHQGL[&7DEOHWRVSHFLI\\WKDW
QRQFRQIRUPDQFHVIURPWKHWKLFNQHVVHVDQGWROHUDQFHVVSHFLILHGLQ7DEOH LHRXWRI
WROHUDQFHFRQGLWLRQV ZLOOEHDGGUHVVHGXQGHUWKH&)53DUW$SSHQGL[%SURFHVVDQG
VXEVHTXHQWO\\DUHVFUHHQHGLQDFFRUGDQFHZLWKWKH&)53DUW$SSHQGL['6HFWLRQ9,,,
SURFHVVRUD&)5 OLNHSURFHVVWRHQVXUHWKDWWKHOLFHQVLQJEDVLVLVDGHTXDWHO\\
PDLQWDLQHG7KHDGGLWLRQDOQRWHZLOODOVRVSHFLI\\WKDWFRQVWUXFWLRQGHYLDWLRQVZLOOEHFRQVLVWHQW
ZLWKWKHOLFHQVLQJEDVLVDQGZLOOEHDGGUHVVHGLQDFFRUGDQFHZLWKOLFHQVHHSURFHGXUHVDQG
UHJXODWRU\\UHTXLUHPHQWVDQGLIDSSOLFDEOHDOLFHQVHDPHQGPHQWZLOOEHREWDLQHGSULRUWR
LPSOHPHQWDWLRQRIWKHFKDQJH
5HJDUGLQJWKHFRQIOLFWZLWKWKHVWDWHGSXUSRVHVIRUUDGLDWLRQVKLHOGLQJ LHQRUPDORSHUDWLRQDQG
SRVWDFFLGHQWFRQGLWLRQV WKHSURSRVHGFKDQJHVLQWKH/$5ZLOOFRQWLQXHWRUHTXLUHWKDWDOO
QRQFRQIRUPDQFHVEHUHYLHZHGDQGHYDOXDWHGIRUDOOLPSDFWVWROLFHQVLQJEDVLVUHTXLUHPHQWV
)RUQRQFRQIRUPDQFH¶VLQZDOOWKLFNQHVVHVWKLVLQFOXGHVUHYLHZLQJDQGYHULI\\WKDWDOOUDGLDWLRQ
VKLHOGLQJUHTXLUHPHQWVLQWKH9(*3 8)6$5DUHPHWLQFOXGLQJQRUPDODQGSRVWDFFLGHQW
FRQGLWLRQV
DRAFT KLHOGLQJ L KLHOG 5ZLOOFRQWLQXHW 5ZLOOFRQ DFWVWROL DFWV
FHQVLQJEDV FHQVL HVUHYLHZLQJDQGYHULI\\
HVUHYLHZLQJDQGYH UHPHWLQFOXGLQJ
UHPHWLQFOX QRUPD UPD