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{{#Wiki_filter:THE NRC STAFF HAS PREPARED THIS DRAFT DOCUMENT AND IS RELEASING IT TO SUPPORT THE JUNE 2022, PUBLIC MEETING ON ADVANCED MANUFACTURING TECHNOLOGIES. THIS DRAFT DOCUMENT IS SUBJECT TO CHANGE AND ITS CONTENT SHOULD NOT BE INTERPRETED AS OFFICIAL AGENCY POSITIONS. SUBSEQUENT TO THE PUBLIC WEBINAR, THE NRC STAFF PLANS TO CONTINUE WORKING ON THIS DOCUMENT AND COULD INCORPORATE STAKEHOLDER FEEDBACK RECEIVED AT THE PUBLIC WEBINAR.
{{#Wiki_filter:THE NRC STAFF HAS PREPARED THIS DRAFT DOCUMENT AND IS RELEASING IT TO SUPPORT THE JUNE 2022, PUBLIC MEETING ON ADVANCED MANUFACTURING TECHNOLOGIES. THIS DRAFT DOCUMENT IS SUBJECT TO CHANGE AND ITS CONTENT SHOULD NOT BE INTERPRETED AS OFFICIAL AGENCY POSITIONS. SUBSEQUENT TO THE PUBLIC WEBINAR, THE NRC STAFF PLANS TO CONTINUE WORKING ON THIS DOCUMENT AND COULD INCORPORATE STAKEHOLDER FEEDBACK RECEIVED AT THE PUBLIC WEBINAR.
Draft Guidelines Document for Additive ManufacturingLaser Directed Energy Deposition
Draft Guidelines Document for Additive ManufacturingLaser Directed Energy Deposition
: 1.       Introduction and Purpose When finalized, this draft guidelines document (DGD) will provide U.S. Nuclear Regulatory Commission (NRC) staff with guidelines for conducting reviews of submittals that include components manufactured using additive manufacturinglaser directed energy deposition (L-DED). These guidelines are based on the NRC assessment of the impact on component performance of the identified differences between L-DED and traditional manufacturing methods as documented in NRC Technical Assessment of Additive ManufacturingLaser Directed Energy Deposition, (Agencywide Documents Access and Management System (ADAMS)
: 1.
Introduction and Purpose When finalized, this draft guidelines document (DGD) will provide U.S. Nuclear Regulatory Commission (NRC) staff with guidelines for conducting reviews of submittals that include components manufactured using additive manufacturinglaser directed energy deposition (L-DED). These guidelines are based on the NRC assessment of the impact on component performance of the identified differences between L-DED and traditional manufacturing methods as documented in NRC Technical Assessment of Additive ManufacturingLaser Directed Energy Deposition, (Agencywide Documents Access and Management System (ADAMS)
Accession No. ML21292A188) (hereafter, NRC technical assessment), which builds on the Oak Ridge National Laboratorys (ORNLs) technical information and gap analysis, Review of Advanced Manufacturing Techniques and Qualification Processes for Light Water Reactors Laser Directed Energy Deposition Additive Manufacturing, (ADAMS Accession No. ML21292A187). This document provides L-DED-specific draft guidelines under Subtask 2C, Action Plan for Advanced Manufacturing Technologies (AMTs), Revision 1, dated June 23, 2020 (ADAMS Accession No. ML19333B973), as a supplement to the AMT generic draft guidelines document, Draft AMT Review Guidelines (ADAMS Accession No. ML21074A037) (hereafter, draft generic guidelines).
Accession No. ML21292A188) (hereafter, NRC technical assessment), which builds on the Oak Ridge National Laboratorys (ORNLs) technical information and gap analysis, Review of Advanced Manufacturing Techniques and Qualification Processes for Light Water Reactors Laser Directed Energy Deposition Additive Manufacturing, (ADAMS Accession No. ML21292A187). This document provides L-DED-specific draft guidelines under Subtask 2C, Action Plan for Advanced Manufacturing Technologies (AMTs), Revision 1, dated June 23, 2020 (ADAMS Accession No. ML19333B973), as a supplement to the AMT generic draft guidelines document, Draft AMT Review Guidelines (ADAMS Accession No. ML21074A037) (hereafter, draft generic guidelines).
When reviewing an AMT submittal, the NRC staff can refer to the generic guidelines, once finalized, which can assist the NRC staffs review of a submittal requesting the use of an AMT.
When reviewing an AMT submittal, the NRC staff can refer to the generic guidelines, once finalized, which can assist the NRC staffs review of a submittal requesting the use of an AMT.
The finalized generic guidelines along with this DGD will identify the generic and L-DED-specific information that could be necessary in a submittal in order to provide a timely and efficient review. The NRC technical assessment is also available for additional background and technical information to support the review of a submittal.
The finalized generic guidelines along with this DGD will identify the generic and L-DED-specific information that could be necessary in a submittal in order to provide a timely and efficient review. The NRC technical assessment is also available for additional background and technical information to support the review of a submittal.
: 2.       Brief Description of the NRC Technical Assessment of Laser Directed Energy Deposition This section describes the purpose of the NRC technical assessment of L-DED, which provides the technical basis for the technical review guidelines described in this DGD. The primary objective of the NRC technical assessment is to describe the differences between an L-DED-fabricated component and a traditionally manufactured component, assess the impact that the identified difference has on component performance, and identify relevant technical information pertaining to these differences for L-DED-fabricated components. This DGD is intended to build on the NRC technical assessment and provide guidelines, when finalized, to
: 2.
Brief Description of the NRC Technical Assessment of Laser Directed Energy Deposition This section describes the purpose of the NRC technical assessment of L-DED, which provides the technical basis for the technical review guidelines described in this DGD. The primary objective of the NRC technical assessment is to describe the differences between an L-DED-fabricated component and a traditionally manufactured component, assess the impact that the identified difference has on component performance, and identify relevant technical information pertaining to these differences for L-DED-fabricated components. This DGD is intended to build on the NRC technical assessment and provide guidelines, when finalized, to  


the NRC staff by identifying important considerations when reviewing a submittal requesting the use of L-DED.
the NRC staff by identifying important considerations when reviewing a submittal requesting the use of L-DED.
The overall impact to plant safety (e.g., safety significance) is a function of component performance and the specific component application (e.g., its intended safety function). These reports do not address the impact on plant safety, as such an assessment would not be possible without considering a specific component application. In addition to the technical review guidelines in this document, the NRC staff should consider the specific component application and the potential for secondary consequences, such as debris generation and associated impacts, when assessing the impact to overall plant safety.
The overall impact to plant safety (e.g., safety significance) is a function of component performance and the specific component application (e.g., its intended safety function). These reports do not address the impact on plant safety, as such an assessment would not be possible without considering a specific component application. In addition to the technical review guidelines in this document, the NRC staff should consider the specific component application and the potential for secondary consequences, such as debris generation and associated impacts, when assessing the impact to overall plant safety.
As discussed in the NRC technical assessment, the NRC staff identified differences between AMT and traditional manufacturing processes by reviewing the information and gap analysis rankings from the ORNL report, as well as other relevant technical information (e.g., NRC regulatory and research experience, technical meetings and conferences, codes and standards activities, Electric Power Research Institute and U.S. Department of Energy products and activities).
As discussed in the NRC technical assessment, the NRC staff identified differences between AMT and traditional manufacturing processes by reviewing the information and gap analysis rankings from the ORNL report, as well as other relevant technical information (e.g., NRC regulatory and research experience, technical meetings and conferences, codes and standards activities, Electric Power Research Institute and U.S. Department of Energy products and activities).
: 3.       NRC Generic Guidelines for Advanced Manufacturing Technologies and Laser Directed Energy Deposition -Specific Guidelines The finalized generic guidelines will identify the information that could be necessary in a submittal to ensure a timely and efficient review. Appendix A to the generic guidelines identifies the five primary topics to be addressed in a submittal:
: 3.
(1)     Quality Assurance (QA): process followed during the manufacture and implementation of AMTs to ensure adherence to QA requirements (e.g., Title 10 of the Code of Federal Regulations (10 CFR) Part 50, Domestic licensing of production and utilization facilities, Appendix B, Quality Assurance Criteria for Nuclear Power Plants and Fuel Reprocessing Plants), established methods (e.g., commercial -grade dedication), or both (2)     Process Qualification: steps taken to demonstrate that the component will be produced with characteristics that will meet the intended design requirements (3)     Supplemental Testing: testing conducted to demonstrate that those material and component properties required to meet the design requirements are acceptable in the applicable service environmental conditions, and thus the performance of the component in service will be acceptable (4)     Production Process Control and Verification: steps taken to ensure that each component will be produced in accordance with the qualified process and, if the production process fails to meet the qualification essential variables, the steps taken to reestablish the qualified process (5)     Performance Monitoring: actions taken to provide assurance that the component will continue to meet its design requirements until the end of its intended service life Table 1 includes the identified differences between L-DED and traditional manufacturing outlined in the NRC technical assessment (both generic and 316L material-specific) and identifies those primary elements from Appendix A to the generic guidelines that are expected to be most commonly applicable to each of the differences. However, the applicable primary elements may vary on a case-by-case basis, depending on the licensees approach to demonstrating quality and safety. Therefore, this table provides an example of applicable
NRC Generic Guidelines for Advanced Manufacturing Technologies and Laser Directed Energy Deposition -Specific Guidelines The finalized generic guidelines will identify the information that could be necessary in a submittal to ensure a timely and efficient review. Appendix A to the generic guidelines identifies the five primary topics to be addressed in a submittal:
(1)
Quality Assurance (QA): process followed during the manufacture and implementation of AMTs to ensure adherence to QA requirements (e.g., Title 10 of the Code of Federal Regulations (10 CFR) Part 50, Domestic licensing of production and utilization facilities, Appendix B, Quality Assurance Criteria for Nuclear Power Plants and Fuel Reprocessing Plants), established methods (e.g., commercial -grade dedication), or both (2)
Process Qualification: steps taken to demonstrate that the component will be produced with characteristics that will meet the intended design requirements (3)
Supplemental Testing: testing conducted to demonstrate that those material and component properties required to meet the design requirements are acceptable in the applicable service environmental conditions, and thus the performance of the component in service will be acceptable (4)
Production Process Control and Verification: steps taken to ensure that each component will be produced in accordance with the qualified process and, if the production process fails to meet the qualification essential variables, the steps taken to reestablish the qualified process (5)
Performance Monitoring: actions taken to provide assurance that the component will continue to meet its design requirements until the end of its intended service life Table 1 includes the identified differences between L-DED and traditional manufacturing outlined in the NRC technical assessment (both generic and 316L material-specific) and identifies those primary elements from Appendix A to the generic guidelines that are expected to be most commonly applicable to each of the differences. However, the applicable primary elements may vary on a case-by-case basis, depending on the licensees approach to demonstrating quality and safety. Therefore, this table provides an example of applicable  


elements and reflects that not every element in Appendix A to the generic guidelines is applicable to every difference listed in Table 1.
elements and reflects that not every element in Appendix A to the generic guidelines is applicable to every difference listed in Table 1.
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wire) may impact the differences listed in the tables. The impact that feedstock selection has on a specific difference is noted as appropriate in Tables 2A and 2B.
wire) may impact the differences listed in the tables. The impact that feedstock selection has on a specific difference is noted as appropriate in Tables 2A and 2B.
Tables 2A and 2B provide technical review guidelines related to the differences for the L-DED process and component performance through the following columns:
Tables 2A and 2B provide technical review guidelines related to the differences for the L-DED process and component performance through the following columns:
* Difference: identifies the differences between L-DED and traditional manufacturing outlined in the NRC technical assessment
Difference: identifies the differences between L-DED and traditional manufacturing outlined in the NRC technical assessment Key Technical Information: summarizes the key technical information documented in the NRC technical assessment for easy reference Technical Review Guidelines: provides additional guidelines related to the differences between L-DED and traditional manufacturing that the staff should consider when evaluating how a licensees or applicants submittal addresses the differences between L-DED and traditional manufacturing It is important to note that a given submittal need not include all elements of these tables.  
* Key Technical Information: summarizes the key technical information documented in the NRC technical assessment for easy reference
* Technical Review Guidelines: provides additional guidelines related to the differences between L-DED and traditional manufacturing that the staff should consider when evaluating how a licensees or applicants submittal addresses the differences between L-DED and traditional manufacturing It is important to note that a given submittal need not include all elements of these tables.


Table 1. Relevant Elements from Appendix A to the Generic Guidelines Process     Supplemental Production Process     Performance Difference Qualification  Testing    Control and Verification Monitoring L-DED Machine Process Control                             X                               X Powder Feedstock Quality                                   X                               X Wire Feedstock Quality                                     X                               X L-DED Build Process Management and Control                 X                               X Witness Specimens                                         X                               X Thermal Post-Processing                                   X                               X Local Geometry Impacts on Component Properties and X           X Performance Heterogeneity and Anisotropy in Properties                 X           X Residual Stress                                           X           X Porosity                                                   X           X Surface Finish                                             X           X                 X Tensile Properties                                         X           X Initial Fracture Toughness                                 X           X Thermal Aging                                                           X                                     X SCC and Corrosion Resistance                                           X                                     X Fatigue                                                                 X                                     X Irradiation Effects                                                     X                                     X High Temperature Time-Dependent Aging Effects (e.g.,                                                         X X
Table 1. Relevant Elements from Appendix A to the Generic Guidelines Difference Process Qualification Supplemental Testing Production Process Control and Verification Performance Monitoring L-DED Machine Process Control X
X Powder Feedstock Quality X
X Wire Feedstock Quality X
X L-DED Build Process Management and Control X
X Witness Specimens X
X Thermal Post-Processing X
X Local Geometry Impacts on Component Properties and Performance X
X Heterogeneity and Anisotropy in Properties X
X Residual Stress X
X Porosity X
X Surface Finish X
X X
Tensile Properties X
X Initial Fracture Toughness X
X Thermal Aging X
X SCC and Corrosion Resistance X
X Fatigue X
X Irradiation Effects X
X High Temperature Time-Dependent Aging Effects (e.g.,
Creep and Creep-Fatigue)
Creep and Creep-Fatigue)
Weld Integrity                                                         X                                     X Weldability / Joining                                     X                               X
X X
Weld Integrity X
X Weldability / Joining X
X  


Table 2A. Technical Information and Review GuidelinesL-DED Generic Difference       Key Technical Information                                         Technical Review Guidelines
Table 2A. Technical Information and Review GuidelinesL-DED Generic Difference Key Technical Information Technical Review Guidelines L-DED Machine Process Control
* Control of L-DED files is needed to   Process Qualification ensure process control. Improper
* Control of L-DED files is needed to ensure process control. Improper file control can significantly impact final component properties and performance and affect fabrication replication. Cybersecurity, database traceability, managing software updates, and similar items are highly important to ensuring end-use component quality.
* The applicant should identify the essential variables related to L-DED machine file control can significantly impact    process control and demonstrate that controlling these variables within identified final component properties and          ranges will ensure reliable, adequate, and repeatable component properties and performance and affect fabrication      performance.
* Machine calibration is vital for fabrication replication, particularly ensuring correct feedstock deposition parameters, laser power, laser spot size, travel speed, and atmospheric quality control in addition to geometric tolerances. For LP-DED, this includes contamination minimization if recycling powder.
replication. Cybersecurity,
Process Qualification The applicant should identify the essential variables related to L-DED machine process control and demonstrate that controlling these variables within identified ranges will ensure reliable, adequate, and repeatable component properties and performance.
* At a minimum, the process qualification should consider the following essential database traceability, managing          variables:
At a minimum, the process qualification should consider the following essential variables:
software updates, and similar items      o software file preparation (e.g., L-DED software version, and L-DED software L-DED        are highly important to ensuring            settings)
o software file preparation (e.g., L-DED software version, and L-DED software settings) o calibration of L-DED machine and subsystems (e.g., build stage, feedstock deposition, laser optics, atmosphere control)
Machine      end-use component quality.                o calibration of L-DED machine and subsystems (e.g., build stage, feedstock Process
The applicant should identify additional specific essential variables and their ranges as appropriate.
* Machine calibration is vital for              deposition, laser optics, atmosphere control)
Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.
Control      fabrication replication, particularly
The applicant can use a variety of machine process controls approaches to demonstrate process control and verification, including, but not limited to periodic machine calibration verification.
* The applicant should identify additional specific essential variables and their ranges ensuring correct feedstock              as appropriate.
Powder Feedstock Quality
deposition parameters, laser          Production Process Control and Verification power, laser spot size, travel
* Detailed powder characterization and control, preventing powder contamination, and maintenance of an inert gas environment are important factors in ensuring powder quality and reducing powder variability.
* During production, the applicant should demonstrate that process control and speed, and atmospheric quality          verification will maintain the production process within the qualified essential control in addition to geometric        variable ranges.
* Powder contamination is a critical issue that may adversely affect material properties and process by introducing oxides and changing chemical composition.
tolerances. For LP-DED, this
* Thorough cleanliness activities, dedication of LP-DED machines to specific alloys, and periodic replacement of feedstock conveying tubes and components Process Qualification Through process qualification, the applicant should provide sufficient data to identify the essential variables related to powder quality and demonstrate that controlling these variables within identified ranges will ensure reliable and adequate component properties and performance.
* The applicant can use a variety of machine process controls approaches to includes contamination                  demonstrate process control and verification, including, but not limited to periodic minimization if recycling powder.        machine calibration verification.
At a minimum, the process qualification should consider the following essential variables for powder quality:
* Detailed powder characterization       Process Qualification and control, preventing powder
o chemical composition, including trace elements o powder size and morphology distribution o powder flowability o acceptance criteria or limits for powder reuse The applicant should identify additional specific essential variables and their ranges as appropriate.
* Through process qualification, the applicant should provide sufficient data to identify contamination, and maintenance of        the essential variables related to powder quality and demonstrate that controlling an inert gas environment are            these variables within identified ranges will ensure reliable and adequate important factors in ensuring            component properties and performance.
Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.  
powder quality and reducing
* At a minimum, the process qualification should consider the following essential powder variability.                      variables for powder quality:
Powder
* Powder contamination is a critical        o chemical composition, including trace elements Feedstock issue that may adversely affect          o powder size and morphology distribution Quality material properties and process by        o powder flowability introducing oxides and changing          o acceptance criteria or limits for powder reuse chemical composition.
* The applicant should identify additional specific essential variables and their ranges
* Thorough cleanliness activities,          as appropriate.
dedication of LP-DED machines to      Production Process Control and Verification specific alloys, and periodic
* During production, the applicant should demonstrate that process control and replacement of feedstock                verification will maintain the production process within the qualified essential conveying tubes and components          variable ranges.


Difference     Key Technical Information                                         Technical Review Guidelines can be conducted to address
Difference Key Technical Information Technical Review Guidelines can be conducted to address powder contamination.
* The applicant can use a variety of powder quality approaches to demonstrate powder contamination.                   process control and verification, including, but not limited to, the following:
* LP-DED can achieve high powder utilization exceeding 90% in some cases, which makes powder reuse less essential than in LPBF.
* LP-DED can achieve high powder           o testing final components on a sampling basis utilization exceeding 90% in some         o characterizing essential variables by routine powder sampling before initial use cases, which makes powder reuse              and reuse less essential than in LPBF.             o implementing procedures to minimize powder contamination during production
* Powder reuse can provide substantial cost benefits but can introduce significant variability in powder composition. Powder characterization and associated acceptance criteria may be warranted to reuse powder, especially for safety significant components.
* Powder reuse can provide substantial cost benefits but can introduce significant variability in powder composition. Powder characterization and associated acceptance criteria may be warranted to reuse powder, especially for safety significant components.
* Welding wire feedstock is almost     Process Qualification always used for LW-DED
The applicant can use a variety of powder quality approaches to demonstrate process control and verification, including, but not limited to, the following:
* Through process qualification, the applicant should provide sufficient data to identify applications that is certified by the    the essential variables related to wire feedstock quality and demonstrate that manufacturer to conform to AWS or        controlling these variables within identified ranges will ensure reliable and adequate ISO standards for the specific alloy    component properties and performance.
o testing final components on a sampling basis o characterizing essential variables by routine powder sampling before initial use and reuse o implementing procedures to minimize powder contamination during production Wire Feedstock Quality
and wire product in question.
* Welding wire feedstock is almost always used for LW-DED applications that is certified by the manufacturer to conform to AWS or ISO standards for the specific alloy and wire product in question.
* At a minimum, the process qualification should consider the following essential
* There is a long-established history of ensuring welding consumables conform to applicable standards for industrial welding applications.
* There is a long-established history      variables for wire feedstock quality:
* Wire chemistry and processing-path must be tightly controlled.
of ensuring welding consumables          o chemical composition conform to applicable standards for      o material homogeneity Wire industrial welding applications.          o surface condition, e.g., roughness Feedstock
* Contamination concerns are well understood and are less of a concern as compared to powder feedstock.
* Wire chemistry and processing-            o size Quality path must be tightly controlled.
Process Qualification Through process qualification, the applicant should provide sufficient data to identify the essential variables related to wire feedstock quality and demonstrate that controlling these variables within identified ranges will ensure reliable and adequate component properties and performance.
* The applicant should identify additional specific essential variables and their ranges
At a minimum, the process qualification should consider the following essential variables for wire feedstock quality:
* Contamination concerns are well          as appropriate.
o chemical composition o material homogeneity o surface condition, e.g., roughness o size The applicant should identify additional specific essential variables and their ranges as appropriate.
understood and are less of a          Production Process Control and Verification concern as compared to powder
Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.
* During production, the applicant should demonstrate that process control and feedstock.                              verification will maintain the production process within the qualified essential variable ranges.
The applicant can use a variety of wire feedstock quality approaches to demonstrate process control and verification, including, but not limited to testing final components on a sampling basis.  
* The applicant can use a variety of wire feedstock quality approaches to demonstrate process control and verification, including, but not limited to testing final components on a sampling basis.


Difference     Key Technical Information                                           Technical Review Guidelines
Difference Key Technical Information Technical Review Guidelines L-DED Build Process Management and Control
* Build interruptions (planned and       Process Qualification unplanned) can have a very
* Build interruptions (planned and unplanned) can have a very significant impact on quality of the component and should be avoided.
* The applicant should identify the essential variables related to L-DED build process significant impact on quality of the      management and control and demonstrate that controlling these variables will component and should be avoided.          ensure reliable, adequate, and repeatable component properties and performance.
* In situ monitoring without feedback control can be used to identify issues in the build process in real time and may be used in conjunction with other approaches to demonstrate process control.
* In situ monitoring without feedback
* In situ monitoring with feedback control is still a developing area of research and should be carefully managed and strongly demonstrated if proposed for use during production.
* At a minimum, the process qualification should consider defining essential variables control can be used to identify            with demonstration for the following:
* Management, storage, retrieval, and analysis of the data generated during the L-DED process is critical for accelerating process optimization, although proper identification, handling, and evaluation of this information is still under development.
issues in the build process in real        o build interruption (e.g., duration, frequency, component location, and geometry) time and may be used in                    o loss of environmental control (e.g., event time, degree of air ingress).
Process Qualification The applicant should identify the essential variables related to L-DED build process management and control and demonstrate that controlling these variables will ensure reliable, adequate, and repeatable component properties and performance.
conjunction with other approaches
At a minimum, the process qualification should consider defining essential variables with demonstration for the following:
* The applicant should identify additional specific essential variables as appropriate.
o build interruption (e.g., duration, frequency, component location, and geometry) o loss of environmental control (e.g., event time, degree of air ingress).
to demonstrate process control.        Production Process Control and Verification
The applicant should identify additional specific essential variables as appropriate.
* In situ monitoring with feedback
Production Process Control and Verification The applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.
* The applicant should demonstrate that process control and verification will maintain control is still a developing area of      the production process within the qualified essential variable ranges.
The applicant can use a variety of approaches to demonstrate process control and verification, including, but not limited to, the following:
L-DED Build research and should be carefully
o monitoring build issues (e.g., incomplete spreading, delamination, or other events that may result in component rejection) o confirming build parameters, such as chemical composition and contamination (e.g., oxides) o for location-specific measurements, measuring of materials properties (e.g., strength, hardness), appropriately demonstrating how they are representative of geometry, size, location, and spatial orientation o confirming of expected material microstructure and characteristics (e.g., residual stress, porosity, surface finish) o scrapping any builds that deviate from the qualified essential variable ranges.
* The applicant can use a variety of approaches to demonstrate process control and Process managed and strongly                      verification, including, but not limited to, the following:
Due to the lack of maturity of the approach, in situ monitoring with feedback control should be adequately supported with a strong basis on the effectiveness of the approach.
Management demonstrated if proposed for use            o monitoring build issues (e.g., incomplete spreading, delamination, or other and Control during production.                            events that may result in component rejection)
Witness Specimens
* Management, storage, retrieval,            o confirming build parameters, such as chemical composition and contamination and analysis of the data generated            (e.g., oxides) during the L-DED process is critical        o for location-specific measurements, measuring of materials properties for accelerating process                      (e.g., strength, hardness), appropriately demonstrating how they are optimization, although proper                  representative of geometry, size, location, and spatial orientation identification, handling, and              o confirming of expected material microstructure and characteristics (e.g., residual evaluation of this information is still        stress, porosity, surface finish) under development.                        o scrapping any builds that deviate from the qualified essential variable ranges.
* The most highly representative test specimens are obtained from end-use component geometries.
* Due to the lack of maturity of the approach, in situ monitoring with feedback control should be adequately supported with a strong basis on the effectiveness of the approach.
o Geometry impacts, particularly thickness, on witness specimen microstructure and properties should be considered and addressed.
* The most highly representative test     Process Qualification specimens are obtained from end-
* Optimal witness specimen parameters (geometry, size, Process Qualification
* The applicant should identify the component properties and characteristics for use component geometries.                  which witness testing will be used to demonstrate process qualification.
* The applicant should identify the component properties and characteristics for which witness testing will be used to demonstrate process qualification.
o Geometry impacts, particularly          o Component properties and characteristics for which witness testing could be Witness          thickness, on witness specimen            used include various microstructure and material properties (e.g., composition, Specimens        microstructure and properties              density, hardness, microstructure, tensile, fatigue, fracture toughness, corrosion should be considered and                  testing).
o Component properties and characteristics for which witness testing could be used include various microstructure and material properties (e.g.,composition, density, hardness, microstructure, tensile, fatigue, fracture toughness, corrosion testing).
addressed.
* The applicant should demonstrate that witness specimens are representative of the end-use component in terms of microstructure and material properties. At a minimum, the applicant should address the effects of differences between  
* The applicant should demonstrate that witness specimens are representative of the
* Optimal witness specimen                  end-use component in terms of microstructure and material properties. At a parameters (geometry, size,                minimum, the applicant should address the effects of differences between


Difference     Key Technical Information                                       Technical Review Guidelines location, spatial orientation, and     the witness specimens and the end-use component (e.g., geometry, size, frequency) depends highly on the        location, and spatial orientation).
Difference Key Technical Information Technical Review Guidelines location, spatial orientation, and frequency) depends highly on the end-use component geometry and the goal of the witness testing approach (e.g., monitoring build issues as part of process control or generating representative material properties data as part of process qualification).
end-use component geometry and          o     One acceptable approach would be to benchmark witness specimen results to the goal of the witness testing                end-use component results.
* When sectioning end-use geometries is not feasible, functional evaluations the relationship between the acceptability of the end-use geometries (e.g., burst tests, inspections) and the use of simplified witness specimen geometries would need to be demonstrated.
approach (e.g., monitoring build
the witness specimens and the end-use component (e.g., geometry, size, location, and spatial orientation).
* The applicant should discuss the witness testing methodology with regard issues as part of process control or    to evaluation technique and frequency.
o One acceptable approach would be to benchmark witness specimen results to end-use component results.
generating representative material properties data as part of process  Production Process Control and Verification qualification).
* The applicant should discuss the witness testing methodology with regard to evaluation technique and frequency.
* The applicant should discuss how witness testing will be used for process control
Production Process Control and Verification
* When sectioning end-use                and verification such that essential variables will be maintained within the qualified geometries is not feasible,            ranges during the production process.
* The applicant should discuss how witness testing will be used for process control and verification such that essential variables will be maintained within the qualified ranges during the production process.
functional evaluations the
* The applicant can use a variety of witness specimen approaches to demonstrate process control and verification, including, but not limited to, the following:
* The applicant can use a variety of witness specimen approaches to relationship between the                demonstrate process control and verification, including, but not limited to, the acceptability of the end-use            following:
o monitoring build issues (e.g.,incomplete spreading, delamination, or other events that may result in component rejection) o confirming build parameters, such as chemical composition and contamination (e.g.,oxides) o for location-specific measurements, measuring of materials properties (e.g.,strength, hardness), appropriately demonstrating how they are representative of geometry, size, location, and spatial orientation o confirming of expected material microstructure and characteristics (e.g.,residual stress, porosity, surface finish)  
geometries (e.g., burst tests,          o monitoring build issues (e.g., incomplete spreading, delamination, or other inspections) and the use of                  events that may result in component rejection) simplified witness specimen              o confirming build parameters, such as chemical composition and contamination geometries would need to be                  (e.g., oxides) demonstrated.                          o for location-specific measurements, measuring of materials properties (e.g., strength, hardness), appropriately demonstrating how they are representative of geometry, size, location, and spatial orientation o confirming of expected material microstructure and characteristics (e.g., residual stress, porosity, surface finish)


Difference       Key Technical Information                                         Technical Review Guidelines
Difference Key Technical Information Technical Review Guidelines Thermal Post-Processing
* Post-processing heat treatments       Process Qualification without hot isostatic pressing (HIP)
* Post-processing heat treatments without hot isostatic pressing (HIP) generally are designed to provide two benefits: stress relief and/or annealing, but likely have little impact on porosity or flaws.
* For process qualification, the applicant should identify appropriate thermal post-generally are designed to provide         processing techniques for the fabricated component and demonstrate the intended two benefits: stress relief and/or       effects of thermal post-processing on the final component.
o Stress relief heat treatments will primarily reduce residual stresses from the as-built part without otherwise affecting the microstructure or properties.
annealing, but likely have little
o Annealing heat treatments should greatly reduce or eliminate residual stress as well as coarsen the microstructure (to improve toughness) and reduce heterogeneity in microstructure and properties.
* The applicant should provide sufficient data to identify the essential variables impact on porosity or flaws.             related to thermal post-processing and demonstrate that controlling these variables o Stress relief heat treatments will     within identified ranges will ensure reliable and adequate component properties and primarily reduce residual             performance.
* HIP may be beneficial for reducing residual stress, porosity, heterogeneity, and internal cracks, while also coarsening the microstructure (to improve toughness).
stresses from the as-built part
* For all thermal post-processing approaches, material-specific demonstration is important to identify adequate heat treatment or HIP parameters to achieve desired improvements in microstructure, properties, heterogeneity, porosity, and fabrication flaws.
* At a minimum, the process qualification for thermal post-processing should consider without otherwise affecting the       the following essential variables microstructure or properties.         o for heat treatment: temperature profile over time, including heating rate, cooling o Annealing heat treatments                   rate, hold time at temperature, and environment during heat treatment should greatly reduce or               o for HIP: temperature and pressure profile over time, including heating rate, eliminate residual stress as well         cooling rate, hold time at temperature, and environment during heat treatment as coarsen the microstructure
* The applicant should identify additional specific essential variables as appropriate.
(to improve toughness) and reduce heterogeneity in           Production Process Control and Verification microstructure and properties.
* During production, the applicant should demonstrate that process control and Thermal Post-
* HIP may be beneficial for reducing       verification will maintain the production process within the qualified essential Processing    residual stress, porosity,               variable ranges for thermal post-processing.
heterogeneity, and internal cracks,
* The applicant can use a variety of approaches to demonstrate process control and while also coarsening the                 verification, including, but not limited to, the following:
microstructure (to improve                 o testing final components on a sampling basis toughness).                               o witness specimens
* For all thermal post-processing           o validated monitoring of post-processing parameters during heat treatment or approaches, material-specific                 HIP process.
demonstration is important to identify adequate heat treatment or HIP parameters to achieve desired improvements in microstructure, properties, heterogeneity, porosity, and fabrication flaws.
* Thermal post-processing may significantly impact considerations related to the other L-DED-specific topics identified in lower rows (e.g.,
* Thermal post-processing may significantly impact considerations related to the other L-DED-specific topics identified in lower rows (e.g.,
porosity, residual stress, initial fracture toughness).
porosity, residual stress, initial fracture toughness).
Process Qualification For process qualification, the applicant should identify appropriate thermal post-processing techniques for the fabricated component and demonstrate the intended effects of thermal post-processing on the final component.
The applicant should provide sufficient data to identify the essential variables related to thermal post-processing and demonstrate that controlling these variables within identified ranges will ensure reliable and adequate component properties and performance.
At a minimum, the process qualification for thermal post-processing should consider the following essential variables o for heat treatment: temperature profile over time, including heating rate, cooling rate, hold time at temperature, and environment during heat treatment o for HIP: temperature and pressure profile over time, including heating rate, cooling rate, hold time at temperature, and environment during heat treatment The applicant should identify additional specific essential variables as appropriate.
Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges for thermal post-processing.
The applicant can use a variety of approaches to demonstrate process control and verification, including, but not limited to, the following:
o testing final components on a sampling basis o witness specimens o validated monitoring of post-processing parameters during heat treatment or HIP process.


Difference       Key Technical Information                                         Technical Review Guidelines
Difference Key Technical Information Technical Review Guidelines Local Geometry Impacts on Component Properties and Performance
* The role of geometry on local           Process Qualification microstructure and properties is
* The role of geometry on local microstructure and properties is one of the key differences between L-DED produced components and conventionally produced ones.
* Through process qualification, the applicant should provide sufficient data to one of the key differences between         demonstrate that local geometry impacts on material properties and microstructure L-DED produced components and              will be addressed to ensure reliable and adequate component properties and conventionally produced ones.              performance.
* Local geometry significantly impacts thermal profiles during fabrication, which affects the local microstructure and properties.
* Local geometry significantly
o For example, a thin section with relatively rapid cooling rates will likely have a much finer microstructure than a thicker section with a slower cooling rate due to more surrounding material being melted.
* In the absence of demonstrated post-processing or build scan strategy to minimize impacts thermal profiles during           or eliminate the local geometry impacts, the applicant needs to use an appropriate fabrication, which affects the local       sampling methodology during process qualification to quantify the variability in microstructure and properties.            materials properties and ensure adequate performance.
o As a result, local material properties such as strength, ductility and toughness will be affected by the variation in microstructure as a function of geometry.
o For example, a thin section with
* The applicant should consider the following key factors affecting local geometry relatively rapid cooling rates will   impacts by changing cooling rates and the resulting microstructure and properties:
likely have a much finer               o local thickness variation microstructure than a thicker           o local size or shape section with a slower cooling
* The applicant should identify additional specific key factors as appropriate.
rate due to more surrounding       Supplemental Testing material being melted.
* The applicant should demonstrate that the local geometry impacts in an L-Local      o As a result, local material              DED-fabricated component will not unacceptably degrade material properties and Geometry        properties such as strength,           performance due to in-service aging.
Impacts on        ductility and toughness will be         o This demonstration should be performed on a sample that is representative of, Component          affected by the variation in               or bounds, the components qualified pre-service condition, including post-Properties      microstructure as a function of           processing.
and          geometry.
Performance
* Post-processing and/or scan strategy refinement have the potential to minimize the local geometry impacts, however, the effects on properties and performance can vary significantly based on the geometry and materials used.
* Post-processing and/or scan strategy refinement have the potential to minimize the local geometry impacts, however, the effects on properties and performance can vary significantly based on the geometry and materials used.
* If used, witness specimens representing the thinnest section are needed to bound material properties of component.
* If used, witness specimens representing the thinnest section are needed to bound material properties of component.
* The advantages of L-DED to fabricate components with as-built internal features can make inspection of the component features more difficult.
* The advantages of L-DED to fabricate components with as-built internal features can make inspection of the component features more difficult.
Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that local geometry impacts on material properties and microstructure will be addressed to ensure reliable and adequate component properties and performance.
In the absence of demonstrated post-processing or build scan strategy to minimize or eliminate the local geometry impacts, the applicant needs to use an appropriate sampling methodology during process qualification to quantify the variability in materials properties and ensure adequate performance.
The applicant should consider the following key factors affecting local geometry impacts by changing cooling rates and the resulting microstructure and properties:
o local thickness variation o local size or shape The applicant should identify additional specific key factors as appropriate.
Supplemental Testing The applicant should demonstrate that the local geometry impacts in an L-DED-fabricated component will not unacceptably degrade material properties and performance due to in-service aging.
o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.


Difference       Key Technical Information                                         Technical Review Guidelines
Difference Key Technical Information Technical Review Guidelines Heterogeneity and Anisotropy in Properties
* Heterogeneity generally manifests     Process Qualification with different properties in the build
* Heterogeneity generally manifests with different properties in the build direction relative to the other two directions due to the nature of the layer-by-layer build process. This impacts the microstructure and fabrication defect structure and generally creates poorer properties between build layers.
* Through process qualification, the applicant should provide sufficient data to direction relative to the other two      demonstrate that heterogeneity and anisotropy in the L-DED build process will be directions due to the nature of the      addressed to ensure reliable and adequate component properties and performance.
* Thermal post-processing with appropriate parameters would be expected to make material properties and performance more homogeneous and similar to conventional forged materials.
layer-by-layer build process. This
* For example, in as-fabricated and stress-relieved 316L, the variation in microstructure due to geometry causes preferential crack growth directions for fatigue cracks.
* In the absence of demonstrated thermal post-processing to minimize or eliminate impacts the microstructure and            the heterogeneity, the applicant needs to use an appropriate sampling methodology fabrication defect structure and          during process qualification to quantify the variability in materials properties and generally creates poorer properties      ensure adequate performance.
Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that heterogeneity and anisotropy in the L-DED build process will be addressed to ensure reliable and adequate component properties and performance.
Heterogeneity  between build layers.
In the absence of demonstrated thermal post-processing to minimize or eliminate the heterogeneity, the applicant needs to use an appropriate sampling methodology during process qualification to quantify the variability in materials properties and ensure adequate performance.
and
Supplemental Testing The applicant should demonstrate that the heterogeneity and anisotropy in an L-DED-fabricated component will not unacceptably degrade material properties and performance through the service life of the component, including the effects of in-service aging.
* Thermal post-processing with Anisotropy in  appropriate parameters would be Properties    expected to make material              Supplemental Testing properties and performance more
o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including thermal post-processing.
* The applicant should demonstrate that the heterogeneity and anisotropy in an L-homogeneous and similar to                DED-fabricated component will not unacceptably degrade material properties and conventional forged materials.            performance through the service life of the component, including the effects of in-
Residual Stress
* For example, in as-fabricated and        service aging.
* L-DED components typically experience significant as-fabricated residual stress.
stress-relieved 316L, the variation        o This demonstration should be performed on a sample that is representative of, in microstructure due to geometry            or bounds, the components qualified pre-service condition, including thermal causes preferential crack growth              post-processing.
* High residual stress may result in warping, cracking, and delamination; however, these events typically can be visually detected.
directions for fatigue cracks.
* In addition, residual stress can make the component susceptible to future degradation such as SCC or fatigue from the presence of high tensile residual stress on the surface.
* L-DED components typically             Process Qualification experience significant as-fabricated
* Thermal post-processing with appropriate parameters would be expected to relieve residual stress.
* Through process qualification, the applicant should provide sufficient data to residual stress.                          demonstrate that residual stress will be addressed to ensure reliable and adequate
Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that residual stress will be addressed to ensure reliable and adequate component properties and performance and prevent unacceptable warping, cracking, and delamination.
* High residual stress may result in        component properties and performance and prevent unacceptable warping, warping, cracking, and                    cracking, and delamination.
Post-processing through heat treatment, HIP, or both, would be expected to address residual stress but should be demonstrated.
delamination; however, these
Supplemental Testing The applicant should address, by testing if necessary, that the residual stresses in an L-DED-fabricated component will not significantly increase the susceptibility to in-service degradation mechanisms, such as SCC or fatigue.
* Post-processing through heat treatment, HIP, or both, would be expected to events typically can be visually          address residual stress but should be demonstrated.
o This demonstration can be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.  
detected.
Residual
* In addition, residual stress can      Supplemental Testing Stress      make the component susceptible to
* The applicant should address, by testing if necessary, that the residual stresses in future degradation such as SCC or        an L-DED-fabricated component will not significantly increase the susceptibility to fatigue from the presence of high        in-service degradation mechanisms, such as SCC or fatigue.
tensile residual stress on the            o This demonstration can be performed on a sample that is representative of, or surface.                                      bounds, the components qualified pre-service condition, including post-
* Thermal post-processing with                  processing.
appropriate parameters would be expected to relieve residual stress.


Difference     Key Technical Information                                       Technical Review Guidelines
Difference Key Technical Information Technical Review Guidelines Porosity
* Porosity is known to adversely       Process Qualification affect fatigue life, SCC, and
* Porosity is known to adversely affect fatigue life, SCC, and irradiation-assisted stress corrosion cracking (IASCC), though the precise quantitative impact depends on the material and porosity characteristics (pore frequency, pore size, pore morphology, and total void fraction).
* Through process qualification, the applicant should provide sufficient data to irradiation-assisted stress corrosion   demonstrate that porosity will be managed sufficiently to ensure reliable and cracking (IASCC), though the             adequate component properties and performance.
* Machine parameters and scan strategy refinement have the potential to address porosity concerns; however, they may vary significantly based on the geometry and materials used.
precise quantitative impact
* Porosity is more prevalent in LP-DED than LW-DED due to the internal porosity and trapped gas in powder feedstock that does not exist in wire feedstock.
* Post-processing through heat treatment, HIP, or both, may significantly reduce depends on the material and             porosity; the applicant should demonstrate this.
porosity characteristics (pore
* The applicant should consider the following key characteristics of porosity when frequency, pore size, pore               assessing porosity:
morphology, and total void               o pore density fraction).                               o pore distribution (e.g., location relative to the surface)
* Machine parameters and scan               o pore size strategy refinement have the             o pore morphology potential to address porosity             o total void fraction concerns; however, they may vary
* The applicant should identify additional specific characteristics as appropriate.
Porosity significantly based on the geometry   Supplemental Testing and materials used.
* The applicant should demonstrate that the porosity in an L-DED-fabricated
* Porosity is more prevalent in LP-       component will not unacceptably degrade material properties and performance due DED than LW-DED due to the               to in-service aging.
internal porosity and trapped gas in     o This demonstration should be performed on a sample that is representative of, powder feedstock that does not               or bounds, the components qualified pre-service condition, including post-exist in wire feedstock.                    processing.
* For post-processing, HIP with appropriate parameters has been demonstrated to reduce porosity and produce properties more similar to conventionally forged materials.
* For post-processing, HIP with appropriate parameters has been demonstrated to reduce porosity and produce properties more similar to conventionally forged materials.
* Surface roughness is generally       Process Qualification greater in as-built L-DED parts
Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that porosity will be managed sufficiently to ensure reliable and adequate component properties and performance.
* Through process qualification, the applicant should provide sufficient data to compared to similar forged              demonstrate that surface roughness will be managed sufficiently to ensure reliable Surface materials.                              and adequate component properties and performance.
Post-processing through heat treatment, HIP, or both, may significantly reduce porosity; the applicant should demonstrate this.
Finish o The layer-by-layer nature of LP-
The applicant should consider the following key characteristics of porosity when assessing porosity:
* Post-processing through precision machining, shot peening, or other surface DED combined with the                treatment may be able to significantly reduce surface roughness but should be tendency to weld unmelted            demonstrated.
o pore density o pore distribution (e.g., location relative to the surface) o pore size o pore morphology o total void fraction The applicant should identify additional specific characteristics as appropriate.
Supplemental Testing The applicant should demonstrate that the porosity in an L-DED-fabricated component will not unacceptably degrade material properties and performance due to in-service aging.
o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.
Surface Finish
* Surface roughness is generally greater in as-built L-DED parts compared to similar forged materials.
o The layer-by-layer nature of LP-DED combined with the tendency to weld unmelted Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that surface roughness will be managed sufficiently to ensure reliable and adequate component properties and performance.
Post-processing through precision machining, shot peening, or other surface treatment may be able to significantly reduce surface roughness but should be demonstrated.  


Difference     Key Technical Information                                         Technical Review Guidelines powder particles to the           Supplemental Testing component surfaces produces a
Difference Key Technical Information Technical Review Guidelines powder particles to the component surfaces produces a rough outer surface in LP-DED.
* The applicant should demonstrate that the surface finish in an L-DED-fabricated rough outer surface in LP-DED.       component will not unacceptably degrade material properties and performance due o LW-DED typically has a bead-         to in-service aging.
o LW-DED typically has a bead-like surface due to the layer-by-layer deposition but does not have the added roughness of attached particles.
like surface due to the layer-by-     o This demonstration should be performed on a sample that is representative of, layer deposition but does not           or bounds, the components qualified pre-service condition, including post-have the added roughness of             processing.
* Higher surface roughness can lead to reduced fatigue life and reduced SCC and corrosion resistance.
attached particles.               Production Process Control and Verification
* Surface finish can be improved by post-processing such as subtractive machining, or other surface treatments.
* Higher surface roughness can lead
* During production, the applicant should demonstrate that process control and to reduced fatigue life and reduced     verification will maintain the production process within the qualified essential SCC and corrosion resistance.            variable ranges for post-processing.
* Surface finish can be improved by
* The applicant can use a variety of approaches to demonstrate process control and post-processing such as                 verification, including, but not limited to, the following:
subtractive machining, or other           o testing final components on a sampling basis surface treatments.                      o validated monitoring of post-processing parameters.
* For components with complicated geometries, hybrid manufacturing approaches (iterating between additive and subtractive steps) may be necessary to reach all surfaces for post-processing.
* For components with complicated geometries, hybrid manufacturing approaches (iterating between additive and subtractive steps) may be necessary to reach all surfaces for post-processing.
Supplemental Testing The applicant should demonstrate that the surface finish in an L-DED-fabricated component will not unacceptably degrade material properties and performance due to in-service aging.
o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.
Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges for post-processing.
The applicant can use a variety of approaches to demonstrate process control and verification, including, but not limited to, the following:
o testing final components on a sampling basis o validated monitoring of post-processing parameters.


Table 2B. Technical Information and Review GuidelinesL-DED 316L Material-Specific Difference       Key Technical Information                                   Technical Review Guidelines
Table 2B. Technical Information and Review GuidelinesL-DED 316L Material-Specific Difference Key Technical Information Technical Review Guidelines Tensile Properties High porosity would likely degrade tensile performance but would have a greater impact on other material properties.
* High porosity would likely   Process Qualification/Supplemental Testing degrade tensile performance
Process Qualification/Supplemental Testing For process qualification and supplemental testing, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate tensile properties for the design of the component.
* For process qualification and supplemental testing, the applicant should provide an but would have a greater        analysis, supported by sufficient data in representative or bounding environments, to impact on other material        show adequate tensile properties for the design of the component.
o The corresponding analysis can demonstrate acceptable safety margins using approaches such as the following:
Tensile properties.                    o The corresponding analysis can demonstrate acceptable safety margins using Properties approaches such as the following:
demonstrating equal or superior performance by comparison to tensile properties for conventionally manufactured materials analyzing design requirements to demonstrate sufficient tensile properties for the component Initial Fracture Toughness Limited data on 316L L-DED materials have shown significantly lower initial fracture toughness depending on post-processing than similar forged materials. This may be due to porosity or other defects that may be reduced with optimized processing parameters and thermal post-processing.
demonstrating equal or superior performance by comparison to tensile properties for conventionally manufactured materials analyzing design requirements to demonstrate sufficient tensile properties for the component
o However, 316L L-DED is still expected to have adequate initial toughness.
* Limited data on 316L L-DED   Process Qualification/Supplemental Testing materials have shown
Data in representative environments is important to demonstrate that fracture toughness will be adequate to meet component design assumptions.
* For process qualification and supplemental testing, the applicant should provide an significantly lower initial     analysis, supported by sufficient data in representative or bounding environments, to fracture toughness             show adequate fracture toughness for the intended function of the component.
Thermal post-processing with appropriate parameters would be expected to improve fracture toughness.
depending on post-             o The corresponding analysis can demonstrate acceptable safety margins using processing than similar           approaches such as the following:
Process Qualification/Supplemental Testing For process qualification and supplemental testing, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate fracture toughness for the intended function of the component.
forged materials. This may           demonstrating equal or superior performance by comparison to fracture be due to porosity or other           toughness for conventionally manufactured materials defects that may be reduced         analyzing design requirements to demonstrate sufficient fracture toughness for with optimized processing             design and flaw evaluation purposes parameters and thermal Initial Fracture    post-processing.
o The corresponding analysis can demonstrate acceptable safety margins using approaches such as the following:
Toughness        o However, 316L L-DED is still expected to have adequate initial toughness.
demonstrating equal or superior performance by comparison to fracture toughness for conventionally manufactured materials analyzing design requirements to demonstrate sufficient fracture toughness for design and flaw evaluation purposes Thermal Aging Data in representative environments is important to Supplemental Testing/Performance Monitoring  
* Data in representative environments is important to demonstrate that fracture toughness will be adequate to meet component design assumptions.
* Thermal post-processing with appropriate parameters would be expected to improve fracture toughness.
Thermal Aging
* Data in representative       Supplemental Testing/Performance Monitoring environments is important to


Difference   Key Technical Information                                     Technical Review Guidelines demonstrate that fracture
Difference Key Technical Information Technical Review Guidelines demonstrate that fracture toughness does not degrade excessively due to thermal aging and will be adequate to meet component design assumptions.
* Through supplemental testing and performance monitoring, the applicant should provide toughness does not degrade        an analysis, supported by sufficient data in representative or bounding environments, to excessively due to thermal        show adequate fracture toughness after thermal aging throughout the service life of the aging and will be adequate to    component.
Thermal post-processing with appropriate parameters would be expected to make material properties and performance more similar to conventional forged materials.
meet component design              o The corresponding analysis can demonstrate acceptable safety margins using assumptions.                          approaches such as the following:
Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate fracture toughness after thermal aging throughout the service life of the component.
* Thermal post-processing with            demonstrating equal or superior performance by comparison to fracture appropriate parameters                  toughness after thermal aging for conventionally manufactured materials would be expected to make              addressing uncertainties in the data on fracture toughness after thermal aging material properties and                  and the implications to in-service performance through conservative design performance more similar to              assumptions, additional margins in analyses, surveillance programs, or additional conventional forged                      performance monitoring materials.
o The corresponding analysis can demonstrate acceptable safety margins using approaches such as the following:
* Data in representative         Supplemental Testing/Performance Monitoring environments is important to
demonstrating equal or superior performance by comparison to fracture toughness after thermal aging for conventionally manufactured materials addressing uncertainties in the data on fracture toughness after thermal aging and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring SCC and Corrosion Resistance
* Through supplemental testing and performance monitoring, the applicant should provide demonstrate that changes in       an analysis, supported by sufficient data in representative or bounding environments, to material performance due to       show adequate SCC and corrosion resistance for the intended function of the SCC will not be degraded to       component.
* Data in representative environments is important to demonstrate that changes in material performance due to SCC will not be degraded to a greater degree in L-DED materials than forged materials.
a greater degree in L-DED         o The corresponding analysis can demonstrate acceptable safety margins by using materials than forged                 approaches such as the following:
* Post-processing with appropriate parameters would be expected to make material properties and performance more similar to conventional forged materials.
materials.                             demonstrating equal or superior performance by comparison to SCC and
* Post-processing with                     corrosion resistance performance for conventionally manufactured materials appropriate parameters                 addressing uncertainties in the data on SCC and corrosion resistance and the SCC and would be expected to make               implications to in-service performance through additional performance monitoring Corrosion material properties and                 as appropriate Resistance performance more similar to conventional forged materials.
* In 316L, the silicon content in the powder can create oxides that have adverse effects on SCC growth rates.
* In 316L, the silicon content in the powder can create oxides that have adverse effects on SCC growth rates.
Consideration should be given on oxide content in powder acceptance (virgin and recycled) criteria.
Consideration should be given on oxide content in powder acceptance (virgin and recycled) criteria.
Fatigue
Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate SCC and corrosion resistance for the intended function of the component.
* Without adequate post-           Supplemental Testing/Performance Monitoring processing, surface
o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:
demonstrating equal or superior performance by comparison to SCC and corrosion resistance performance for conventionally manufactured materials addressing uncertainties in the data on SCC and corrosion resistance and the implications to in-service performance through additional performance monitoring as appropriate Fatigue
* Without adequate post-processing, surface Supplemental Testing/Performance Monitoring  


Difference   Key Technical Information                                     Technical Review Guidelines roughness is known to be a
Difference Key Technical Information Technical Review Guidelines roughness is known to be a greater issue with L-DED materials and can reduce fatigue life.
* Through supplemental testing and performance monitoring, the applicant should provide greater issue with L-DED         an analysis, supported by sufficient data in representative or bounding environments and materials and can reduce         loading conditions, to show adequate fatigue performance throughout the service life of fatigue life.                    the component.
* Fatigue properties are also dependent on post-processing heat treatment and component porosity.
* Fatigue properties are also       o The applicant can use current fatigue management approaches supported by dependent on post-                   sufficient data for L-DED 316L to manage metal fatigue (e.g., cumulative usage processing heat treatment           factors, cycle counting, EAF penalty factors).
* Limited data suggest high-cycle fatigue life may be reduced compared to conventional 316L, while low-cycle fatigue life is comparable to conventional 316L.
and component porosity.           o The corresponding analysis can demonstrate acceptable safety margins by using
* Limited data suggest high-           approaches such as the following:
cycle fatigue life may be             demonstrating equal or superior performance by comparison to fatigue testing for reduced compared to                     conventionally manufactured materials conventional 316L, while low-         addressing uncertainties in the data on fatigue and the implications to in-service cycle fatigue life is                   performance through conservative design assumptions, additional margins in comparable to conventional               analyses, surveillance programs, or additional performance monitoring 316L.
* Stress-relieved (without annealing heat treatment) L-DED 316L shows anisotropic fatigue strength and preferential crack growth directions due to the columnar microstructure.
* Stress-relieved (without annealing heat treatment) L-DED 316L shows anisotropic fatigue strength and preferential crack growth directions due to the columnar microstructure.
* Data in representative environments is important to support fatigue calculations including environmentally-assisted fatigue (EAF) in L-DED materials.
* Data in representative environments is important to support fatigue calculations including environmentally-assisted fatigue (EAF) in L-DED materials.
* Data in representative         Supplemental Testing/Performance Monitoring environments is important to
Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments and loading conditions, to show adequate fatigue performance throughout the service life of the component.
* Through supplemental testing and performance monitoring, the applicant should provide demonstrate that irradiation    an analysis, supported by sufficient data in representative or bounding environments, to Irradiation    effects will not be              show adequate performance after irradiation (including irradiation-assisted SCC and loss Effects      significantly greater in L-DED  of toughness) for the intended function of the component throughout its service life.
o The applicant can use current fatigue management approaches supported by sufficient data for L-DED 316L to manage metal fatigue (e.g., cumulative usage factors, cycle counting, EAF penalty factors).
materials than forged            o The corresponding analysis can demonstrate acceptable safety margins by using materials.                          approaches such as the following:
o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:
* Post-processing with                    demonstrating equal or superior performance by comparison to irradiation effects appropriate parameters                  for conventionally manufactured materials would be expected to make
demonstrating equal or superior performance by comparison to fatigue testing for conventionally manufactured materials addressing uncertainties in the data on fatigue and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring Irradiation Effects
* Data in representative environments is important to demonstrate that irradiation effects will not be significantly greater in L-DED materials than forged materials.
* Post-processing with appropriate parameters would be expected to make Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate performance after irradiation (including irradiation-assisted SCC and loss of toughness) for the intended function of the component throughout its service life.
o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:
demonstrating equal or superior performance by comparison to irradiation effects for conventionally manufactured materials  


Difference   Key Technical Information                                       Technical Review Guidelines material properties and                 addressing uncertainties in the data on irradiation effects and the implications to performance more similar to               in-service performance through conservative design assumptions, additional conventional forged                       margins in analyses, surveillance programs, or additional performance monitoring materials.
Difference Key Technical Information Technical Review Guidelines material properties and performance more similar to conventional forged materials.
* Current studies point to reduced irradiation induced defects in L-DED components compared to conventional manufacturing.
* Current studies point to reduced irradiation induced defects in L-DED components compared to conventional manufacturing.
However, the understanding is very limited, and research is ongoing. Additional research is likely needed to understand performance differences.
However, the understanding is very limited, and research is ongoing. Additional research is likely needed to understand performance differences.
* For high temperature           Supplemental Testing/Performance Monitoring operating environments (as
addressing uncertainties in the data on irradiation effects and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring High Temperature Time-Dependent Aging Effects (e.g., Creep and Creep-Fatigue)
* Through supplemental testing and performance monitoring, the applicant should provide discussed in ASME Code            an analysis, supported by sufficient data in representative or bounding environments, to Section III, Division 5), data    show adequate performance after high temperature time-dependent aging effects in representative                (including creep and creep-fatigue) for the intended function of the component throughout environments are important        its service life.
* For high temperature operating environments (as discussed in ASME Code Section III, Division 5), data in representative environments are important to demonstrate that high temperature time-dependent aging effects in L-DED materials will be equivalent to or acceptable when compared to forged materials.
High        to demonstrate that high          o The corresponding analysis can demonstrate acceptable safety margins by using Temperature    temperature time-dependent            approaches such as the following:
* Post-processing with appropriate parameters would be expected to make material properties and performance more similar to conventional forged materials.
aging effects in L-DED                  demonstrating equal or superior performance by comparison to high temperature Time-Dependent      materials will be equivalent to            time-dependent aging effects for conventionally manufactured materials Aging Effects  or acceptable when                      addressing uncertainties in the data on high temperature time-dependent aging compared to forged                        effects and the implications to in-service performance through conservative (e.g., Creep and Creep-    materials.                                design assumptions, additional margins in analyses, surveillance programs, or Fatigue)
Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate performance after high temperature time-dependent aging effects (including creep and creep-fatigue) for the intended function of the component throughout its service life.
* Post-processing with                      additional performance monitoring appropriate parameters would be expected to make material properties and performance more similar to conventional forged materials.
o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:
demonstrating equal or superior performance by comparison to high temperature time-dependent aging effects for conventionally manufactured materials addressing uncertainties in the data on high temperature time-dependent aging effects and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring  


Difference     Key Technical Information                                       Technical Review Guidelines
Difference Key Technical Information Technical Review Guidelines Weld Integrity
* Data in representative         Supplemental Testing/Performance Monitoring environments is important to
* Data in representative environments is important to demonstrate that welds with L-DED base materials will perform similarly to those with conventionally manufactured base materials.
* Through supplemental testing and performance monitoring, the applicant should provide demonstrate that welds with      an analysis, supported by sufficient data in representative or bounding environments, to L-DED base materials will        show adequate performance of the weld throughout the service life of the component.
Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate performance of the weld throughout the service life of the component.
perform similarly to those        o This analysis can be informed by relevant experience and knowledge of performance with conventionally                  of welds of conventional materials along with potential limited -scope testing on welds manufactured base                    of L-DED materials.
o This analysis can be informed by relevant experience and knowledge of performance of welds of conventional materials along with potential limited -scope testing on welds of L-DED materials.
materials.                        o The corresponding analysis can demonstrate acceptable safety margins by using Weld Integrity                                          approaches such as the following:
o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:
demonstrating equal or superior performance by comparison to weld performance for conventionally manufactured materials addressing uncertainties in the data on weld performance and the implications to in-service performance through conservative design assumptions, additional margins in analyses, or additional performance monitoring
demonstrating equal or superior performance by comparison to weld performance for conventionally manufactured materials addressing uncertainties in the data on weld performance and the implications to in-service performance through conservative design assumptions, additional margins in analyses, or additional performance monitoring Weldability /
* There is very limited           Process Qualification/Production Process Control and Verification published information on the
Joining
* Through process qualification and production process control and verification, the results of traditional joining    applicant should provide sufficient data to demonstrate that weldability using traditional methods being used on L-          arc welding or other joining processes that may be required for component installation in DED components                    service can be performed consistently and reliably with sufficient quality to meet Code
* There is very limited published information on the results of traditional joining methods being used on L-DED components
* Higher oxygen content,            acceptance criteria.
* Higher oxygen content, residual stress, and microstructural segregation may affect the optimal parameters for welding on L-DED 316L compared to conventional 316L.
residual stress, and              o This should include careful consideration of unique aspects of L-DED-fabricated microstructural segregation            materials compared to traditional manufacturing methods, including local geometry Weldability /
* Weldability should be demonstrated for L-DED materials, but the existing welding standards and demonstration processes should be sufficient.
may affect the optimal                impacts on material properties (e.g., fracture toughness) and Joining parameters for welding on L-          heterogeneity/anisotropy, which are described in greater detail previously in this DED 316L compared to                  document.
Process Qualification/Production Process Control and Verification Through process qualification and production process control and verification, the applicant should provide sufficient data to demonstrate that weldability using traditional arc welding or other joining processes that may be required for component installation in service can be performed consistently and reliably with sufficient quality to meet Code acceptance criteria.
conventional 316L.
o This should include careful consideration of unique aspects of L-DED-fabricated materials compared to traditional manufacturing methods, including local geometry impacts on material properties (e.g., fracture toughness) and heterogeneity/anisotropy, which are described in greater detail previously in this document.}}
* Weldability should be demonstrated for L-DED materials, but the existing welding standards and demonstration processes should be sufficient.}}

Latest revision as of 17:00, 27 November 2024

Draft Guidelines Document for Additive Manufacturing - Laser-Directed Energy Deposition
ML22143A951
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Issue date: 05/23/2022
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THE NRC STAFF HAS PREPARED THIS DRAFT DOCUMENT AND IS RELEASING IT TO SUPPORT THE JUNE 2022, PUBLIC MEETING ON ADVANCED MANUFACTURING TECHNOLOGIES. THIS DRAFT DOCUMENT IS SUBJECT TO CHANGE AND ITS CONTENT SHOULD NOT BE INTERPRETED AS OFFICIAL AGENCY POSITIONS. SUBSEQUENT TO THE PUBLIC WEBINAR, THE NRC STAFF PLANS TO CONTINUE WORKING ON THIS DOCUMENT AND COULD INCORPORATE STAKEHOLDER FEEDBACK RECEIVED AT THE PUBLIC WEBINAR.

Draft Guidelines Document for Additive ManufacturingLaser Directed Energy Deposition

1.

Introduction and Purpose When finalized, this draft guidelines document (DGD) will provide U.S. Nuclear Regulatory Commission (NRC) staff with guidelines for conducting reviews of submittals that include components manufactured using additive manufacturinglaser directed energy deposition (L-DED). These guidelines are based on the NRC assessment of the impact on component performance of the identified differences between L-DED and traditional manufacturing methods as documented in NRC Technical Assessment of Additive ManufacturingLaser Directed Energy Deposition, (Agencywide Documents Access and Management System (ADAMS)

Accession No. ML21292A188) (hereafter, NRC technical assessment), which builds on the Oak Ridge National Laboratorys (ORNLs) technical information and gap analysis, Review of Advanced Manufacturing Techniques and Qualification Processes for Light Water Reactors Laser Directed Energy Deposition Additive Manufacturing, (ADAMS Accession No. ML21292A187). This document provides L-DED-specific draft guidelines under Subtask 2C, Action Plan for Advanced Manufacturing Technologies (AMTs), Revision 1, dated June 23, 2020 (ADAMS Accession No. ML19333B973), as a supplement to the AMT generic draft guidelines document, Draft AMT Review Guidelines (ADAMS Accession No. ML21074A037) (hereafter, draft generic guidelines).

When reviewing an AMT submittal, the NRC staff can refer to the generic guidelines, once finalized, which can assist the NRC staffs review of a submittal requesting the use of an AMT.

The finalized generic guidelines along with this DGD will identify the generic and L-DED-specific information that could be necessary in a submittal in order to provide a timely and efficient review. The NRC technical assessment is also available for additional background and technical information to support the review of a submittal.

2.

Brief Description of the NRC Technical Assessment of Laser Directed Energy Deposition This section describes the purpose of the NRC technical assessment of L-DED, which provides the technical basis for the technical review guidelines described in this DGD. The primary objective of the NRC technical assessment is to describe the differences between an L-DED-fabricated component and a traditionally manufactured component, assess the impact that the identified difference has on component performance, and identify relevant technical information pertaining to these differences for L-DED-fabricated components. This DGD is intended to build on the NRC technical assessment and provide guidelines, when finalized, to

the NRC staff by identifying important considerations when reviewing a submittal requesting the use of L-DED.

The overall impact to plant safety (e.g., safety significance) is a function of component performance and the specific component application (e.g., its intended safety function). These reports do not address the impact on plant safety, as such an assessment would not be possible without considering a specific component application. In addition to the technical review guidelines in this document, the NRC staff should consider the specific component application and the potential for secondary consequences, such as debris generation and associated impacts, when assessing the impact to overall plant safety.

As discussed in the NRC technical assessment, the NRC staff identified differences between AMT and traditional manufacturing processes by reviewing the information and gap analysis rankings from the ORNL report, as well as other relevant technical information (e.g., NRC regulatory and research experience, technical meetings and conferences, codes and standards activities, Electric Power Research Institute and U.S. Department of Energy products and activities).

3.

NRC Generic Guidelines for Advanced Manufacturing Technologies and Laser Directed Energy Deposition -Specific Guidelines The finalized generic guidelines will identify the information that could be necessary in a submittal to ensure a timely and efficient review. Appendix A to the generic guidelines identifies the five primary topics to be addressed in a submittal:

(1)

Quality Assurance (QA): process followed during the manufacture and implementation of AMTs to ensure adherence to QA requirements (e.g., Title 10 of the Code of Federal Regulations (10 CFR) Part 50, Domestic licensing of production and utilization facilities, Appendix B, Quality Assurance Criteria for Nuclear Power Plants and Fuel Reprocessing Plants), established methods (e.g., commercial -grade dedication), or both (2)

Process Qualification: steps taken to demonstrate that the component will be produced with characteristics that will meet the intended design requirements (3)

Supplemental Testing: testing conducted to demonstrate that those material and component properties required to meet the design requirements are acceptable in the applicable service environmental conditions, and thus the performance of the component in service will be acceptable (4)

Production Process Control and Verification: steps taken to ensure that each component will be produced in accordance with the qualified process and, if the production process fails to meet the qualification essential variables, the steps taken to reestablish the qualified process (5)

Performance Monitoring: actions taken to provide assurance that the component will continue to meet its design requirements until the end of its intended service life Table 1 includes the identified differences between L-DED and traditional manufacturing outlined in the NRC technical assessment (both generic and 316L material-specific) and identifies those primary elements from Appendix A to the generic guidelines that are expected to be most commonly applicable to each of the differences. However, the applicable primary elements may vary on a case-by-case basis, depending on the licensees approach to demonstrating quality and safety. Therefore, this table provides an example of applicable

elements and reflects that not every element in Appendix A to the generic guidelines is applicable to every difference listed in Table 1.

QA comprises all those planned and systematic actions necessary to provide adequate confidence that a system or component will perform satisfactorily in service. QA processes implemented during the manufacture and implementation of AMTs ensure that QA requirements (e.g., 10 CFR Part 50, Appendix B), established methods (e.g., commercial-grade dedication),

or both, have been satisfied. For AMTs, a QA program will specifically address novel or unique aspects of manufacturing or implementation specific to the AMT. Therefore, Table 1 does not explicitly include QA as a distinct column, but QA is applicable to each of the differences between traditional manufacturing and L-DED processes identified in the table and achieved through successful performance of the other four Appendix A items: process qualification, supplemental testing, production process control and verification, and performance monitoring.

Tables 2A and 2B provide the technical review guidelines. Table 2A lists the generic differences between traditional manufacturing and L-DED. Table 2B lists the material-specific differences between traditional manufacturing and L-DED 316L stainless steel. 316L is the alloy relevant to L-DED-fabricated nuclear applications with the most information currently available in the open literature. While Table 2B is also based on the available information in the open literature for 316L, the differences identified in Table 2B involving material-specific properties and performance would need to be considered for any newly fabricated material using L-DED.

In general, material-specific data for the proposed processing and post-processing parameters are important for any nuclear L-DED-fabricated component to ensure adequate component performance in the applicable environment, including properties (e.g., fracture toughness, tensile strength) and resistance to aging mechanisms (e.g., thermal aging, irradiation effects, and stress corrosion cracking (SCC)). It is important to note that the feedstock (i.e., powder vs.

wire) may impact the differences listed in the tables. The impact that feedstock selection has on a specific difference is noted as appropriate in Tables 2A and 2B.

Tables 2A and 2B provide technical review guidelines related to the differences for the L-DED process and component performance through the following columns:

Difference: identifies the differences between L-DED and traditional manufacturing outlined in the NRC technical assessment Key Technical Information: summarizes the key technical information documented in the NRC technical assessment for easy reference Technical Review Guidelines: provides additional guidelines related to the differences between L-DED and traditional manufacturing that the staff should consider when evaluating how a licensees or applicants submittal addresses the differences between L-DED and traditional manufacturing It is important to note that a given submittal need not include all elements of these tables.

Table 1. Relevant Elements from Appendix A to the Generic Guidelines Difference Process Qualification Supplemental Testing Production Process Control and Verification Performance Monitoring L-DED Machine Process Control X

X Powder Feedstock Quality X

X Wire Feedstock Quality X

X L-DED Build Process Management and Control X

X Witness Specimens X

X Thermal Post-Processing X

X Local Geometry Impacts on Component Properties and Performance X

X Heterogeneity and Anisotropy in Properties X

X Residual Stress X

X Porosity X

X Surface Finish X

X X

Tensile Properties X

X Initial Fracture Toughness X

X Thermal Aging X

X SCC and Corrosion Resistance X

X Fatigue X

X Irradiation Effects X

X High Temperature Time-Dependent Aging Effects (e.g.,

Creep and Creep-Fatigue)

X X

Weld Integrity X

X Weldability / Joining X

X

Table 2A. Technical Information and Review GuidelinesL-DED Generic Difference Key Technical Information Technical Review Guidelines L-DED Machine Process Control

  • Control of L-DED files is needed to ensure process control. Improper file control can significantly impact final component properties and performance and affect fabrication replication. Cybersecurity, database traceability, managing software updates, and similar items are highly important to ensuring end-use component quality.
  • Machine calibration is vital for fabrication replication, particularly ensuring correct feedstock deposition parameters, laser power, laser spot size, travel speed, and atmospheric quality control in addition to geometric tolerances. For LP-DED, this includes contamination minimization if recycling powder.

Process Qualification The applicant should identify the essential variables related to L-DED machine process control and demonstrate that controlling these variables within identified ranges will ensure reliable, adequate, and repeatable component properties and performance.

At a minimum, the process qualification should consider the following essential variables:

o software file preparation (e.g., L-DED software version, and L-DED software settings) o calibration of L-DED machine and subsystems (e.g., build stage, feedstock deposition, laser optics, atmosphere control)

The applicant should identify additional specific essential variables and their ranges as appropriate.

Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.

The applicant can use a variety of machine process controls approaches to demonstrate process control and verification, including, but not limited to periodic machine calibration verification.

Powder Feedstock Quality

  • Detailed powder characterization and control, preventing powder contamination, and maintenance of an inert gas environment are important factors in ensuring powder quality and reducing powder variability.
  • Powder contamination is a critical issue that may adversely affect material properties and process by introducing oxides and changing chemical composition.
  • Thorough cleanliness activities, dedication of LP-DED machines to specific alloys, and periodic replacement of feedstock conveying tubes and components Process Qualification Through process qualification, the applicant should provide sufficient data to identify the essential variables related to powder quality and demonstrate that controlling these variables within identified ranges will ensure reliable and adequate component properties and performance.

At a minimum, the process qualification should consider the following essential variables for powder quality:

o chemical composition, including trace elements o powder size and morphology distribution o powder flowability o acceptance criteria or limits for powder reuse The applicant should identify additional specific essential variables and their ranges as appropriate.

Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.

Difference Key Technical Information Technical Review Guidelines can be conducted to address powder contamination.

  • LP-DED can achieve high powder utilization exceeding 90% in some cases, which makes powder reuse less essential than in LPBF.
  • Powder reuse can provide substantial cost benefits but can introduce significant variability in powder composition. Powder characterization and associated acceptance criteria may be warranted to reuse powder, especially for safety significant components.

The applicant can use a variety of powder quality approaches to demonstrate process control and verification, including, but not limited to, the following:

o testing final components on a sampling basis o characterizing essential variables by routine powder sampling before initial use and reuse o implementing procedures to minimize powder contamination during production Wire Feedstock Quality

  • Welding wire feedstock is almost always used for LW-DED applications that is certified by the manufacturer to conform to AWS or ISO standards for the specific alloy and wire product in question.
  • There is a long-established history of ensuring welding consumables conform to applicable standards for industrial welding applications.
  • Wire chemistry and processing-path must be tightly controlled.
  • Contamination concerns are well understood and are less of a concern as compared to powder feedstock.

Process Qualification Through process qualification, the applicant should provide sufficient data to identify the essential variables related to wire feedstock quality and demonstrate that controlling these variables within identified ranges will ensure reliable and adequate component properties and performance.

At a minimum, the process qualification should consider the following essential variables for wire feedstock quality:

o chemical composition o material homogeneity o surface condition, e.g., roughness o size The applicant should identify additional specific essential variables and their ranges as appropriate.

Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.

The applicant can use a variety of wire feedstock quality approaches to demonstrate process control and verification, including, but not limited to testing final components on a sampling basis.

Difference Key Technical Information Technical Review Guidelines L-DED Build Process Management and Control

  • Build interruptions (planned and unplanned) can have a very significant impact on quality of the component and should be avoided.
  • In situ monitoring without feedback control can be used to identify issues in the build process in real time and may be used in conjunction with other approaches to demonstrate process control.
  • In situ monitoring with feedback control is still a developing area of research and should be carefully managed and strongly demonstrated if proposed for use during production.
  • Management, storage, retrieval, and analysis of the data generated during the L-DED process is critical for accelerating process optimization, although proper identification, handling, and evaluation of this information is still under development.

Process Qualification The applicant should identify the essential variables related to L-DED build process management and control and demonstrate that controlling these variables will ensure reliable, adequate, and repeatable component properties and performance.

At a minimum, the process qualification should consider defining essential variables with demonstration for the following:

o build interruption (e.g., duration, frequency, component location, and geometry) o loss of environmental control (e.g., event time, degree of air ingress).

The applicant should identify additional specific essential variables as appropriate.

Production Process Control and Verification The applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges.

The applicant can use a variety of approaches to demonstrate process control and verification, including, but not limited to, the following:

o monitoring build issues (e.g., incomplete spreading, delamination, or other events that may result in component rejection) o confirming build parameters, such as chemical composition and contamination (e.g., oxides) o for location-specific measurements, measuring of materials properties (e.g., strength, hardness), appropriately demonstrating how they are representative of geometry, size, location, and spatial orientation o confirming of expected material microstructure and characteristics (e.g., residual stress, porosity, surface finish) o scrapping any builds that deviate from the qualified essential variable ranges.

Due to the lack of maturity of the approach, in situ monitoring with feedback control should be adequately supported with a strong basis on the effectiveness of the approach.

Witness Specimens

  • The most highly representative test specimens are obtained from end-use component geometries.

o Geometry impacts, particularly thickness, on witness specimen microstructure and properties should be considered and addressed.

  • Optimal witness specimen parameters (geometry, size, Process Qualification
  • The applicant should identify the component properties and characteristics for which witness testing will be used to demonstrate process qualification.

o Component properties and characteristics for which witness testing could be used include various microstructure and material properties (e.g.,composition, density, hardness, microstructure, tensile, fatigue, fracture toughness, corrosion testing).

  • The applicant should demonstrate that witness specimens are representative of the end-use component in terms of microstructure and material properties. At a minimum, the applicant should address the effects of differences between

Difference Key Technical Information Technical Review Guidelines location, spatial orientation, and frequency) depends highly on the end-use component geometry and the goal of the witness testing approach (e.g., monitoring build issues as part of process control or generating representative material properties data as part of process qualification).

  • When sectioning end-use geometries is not feasible, functional evaluations the relationship between the acceptability of the end-use geometries (e.g., burst tests, inspections) and the use of simplified witness specimen geometries would need to be demonstrated.

the witness specimens and the end-use component (e.g., geometry, size, location, and spatial orientation).

o One acceptable approach would be to benchmark witness specimen results to end-use component results.

  • The applicant should discuss the witness testing methodology with regard to evaluation technique and frequency.

Production Process Control and Verification

  • The applicant should discuss how witness testing will be used for process control and verification such that essential variables will be maintained within the qualified ranges during the production process.
  • The applicant can use a variety of witness specimen approaches to demonstrate process control and verification, including, but not limited to, the following:

o monitoring build issues (e.g.,incomplete spreading, delamination, or other events that may result in component rejection) o confirming build parameters, such as chemical composition and contamination (e.g.,oxides) o for location-specific measurements, measuring of materials properties (e.g.,strength, hardness), appropriately demonstrating how they are representative of geometry, size, location, and spatial orientation o confirming of expected material microstructure and characteristics (e.g.,residual stress, porosity, surface finish)

Difference Key Technical Information Technical Review Guidelines Thermal Post-Processing

  • Post-processing heat treatments without hot isostatic pressing (HIP) generally are designed to provide two benefits: stress relief and/or annealing, but likely have little impact on porosity or flaws.

o Stress relief heat treatments will primarily reduce residual stresses from the as-built part without otherwise affecting the microstructure or properties.

o Annealing heat treatments should greatly reduce or eliminate residual stress as well as coarsen the microstructure (to improve toughness) and reduce heterogeneity in microstructure and properties.

  • HIP may be beneficial for reducing residual stress, porosity, heterogeneity, and internal cracks, while also coarsening the microstructure (to improve toughness).
  • For all thermal post-processing approaches, material-specific demonstration is important to identify adequate heat treatment or HIP parameters to achieve desired improvements in microstructure, properties, heterogeneity, porosity, and fabrication flaws.
  • Thermal post-processing may significantly impact considerations related to the other L-DED-specific topics identified in lower rows (e.g.,

porosity, residual stress, initial fracture toughness).

Process Qualification For process qualification, the applicant should identify appropriate thermal post-processing techniques for the fabricated component and demonstrate the intended effects of thermal post-processing on the final component.

The applicant should provide sufficient data to identify the essential variables related to thermal post-processing and demonstrate that controlling these variables within identified ranges will ensure reliable and adequate component properties and performance.

At a minimum, the process qualification for thermal post-processing should consider the following essential variables o for heat treatment: temperature profile over time, including heating rate, cooling rate, hold time at temperature, and environment during heat treatment o for HIP: temperature and pressure profile over time, including heating rate, cooling rate, hold time at temperature, and environment during heat treatment The applicant should identify additional specific essential variables as appropriate.

Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges for thermal post-processing.

The applicant can use a variety of approaches to demonstrate process control and verification, including, but not limited to, the following:

o testing final components on a sampling basis o witness specimens o validated monitoring of post-processing parameters during heat treatment or HIP process.

Difference Key Technical Information Technical Review Guidelines Local Geometry Impacts on Component Properties and Performance

  • The role of geometry on local microstructure and properties is one of the key differences between L-DED produced components and conventionally produced ones.
  • Local geometry significantly impacts thermal profiles during fabrication, which affects the local microstructure and properties.

o For example, a thin section with relatively rapid cooling rates will likely have a much finer microstructure than a thicker section with a slower cooling rate due to more surrounding material being melted.

o As a result, local material properties such as strength, ductility and toughness will be affected by the variation in microstructure as a function of geometry.

  • Post-processing and/or scan strategy refinement have the potential to minimize the local geometry impacts, however, the effects on properties and performance can vary significantly based on the geometry and materials used.
  • If used, witness specimens representing the thinnest section are needed to bound material properties of component.
  • The advantages of L-DED to fabricate components with as-built internal features can make inspection of the component features more difficult.

Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that local geometry impacts on material properties and microstructure will be addressed to ensure reliable and adequate component properties and performance.

In the absence of demonstrated post-processing or build scan strategy to minimize or eliminate the local geometry impacts, the applicant needs to use an appropriate sampling methodology during process qualification to quantify the variability in materials properties and ensure adequate performance.

The applicant should consider the following key factors affecting local geometry impacts by changing cooling rates and the resulting microstructure and properties:

o local thickness variation o local size or shape The applicant should identify additional specific key factors as appropriate.

Supplemental Testing The applicant should demonstrate that the local geometry impacts in an L-DED-fabricated component will not unacceptably degrade material properties and performance due to in-service aging.

o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.

Difference Key Technical Information Technical Review Guidelines Heterogeneity and Anisotropy in Properties

  • Heterogeneity generally manifests with different properties in the build direction relative to the other two directions due to the nature of the layer-by-layer build process. This impacts the microstructure and fabrication defect structure and generally creates poorer properties between build layers.
  • Thermal post-processing with appropriate parameters would be expected to make material properties and performance more homogeneous and similar to conventional forged materials.
  • For example, in as-fabricated and stress-relieved 316L, the variation in microstructure due to geometry causes preferential crack growth directions for fatigue cracks.

Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that heterogeneity and anisotropy in the L-DED build process will be addressed to ensure reliable and adequate component properties and performance.

In the absence of demonstrated thermal post-processing to minimize or eliminate the heterogeneity, the applicant needs to use an appropriate sampling methodology during process qualification to quantify the variability in materials properties and ensure adequate performance.

Supplemental Testing The applicant should demonstrate that the heterogeneity and anisotropy in an L-DED-fabricated component will not unacceptably degrade material properties and performance through the service life of the component, including the effects of in-service aging.

o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including thermal post-processing.

Residual Stress

  • L-DED components typically experience significant as-fabricated residual stress.
  • High residual stress may result in warping, cracking, and delamination; however, these events typically can be visually detected.
  • In addition, residual stress can make the component susceptible to future degradation such as SCC or fatigue from the presence of high tensile residual stress on the surface.
  • Thermal post-processing with appropriate parameters would be expected to relieve residual stress.

Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that residual stress will be addressed to ensure reliable and adequate component properties and performance and prevent unacceptable warping, cracking, and delamination.

Post-processing through heat treatment, HIP, or both, would be expected to address residual stress but should be demonstrated.

Supplemental Testing The applicant should address, by testing if necessary, that the residual stresses in an L-DED-fabricated component will not significantly increase the susceptibility to in-service degradation mechanisms, such as SCC or fatigue.

o This demonstration can be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.

Difference Key Technical Information Technical Review Guidelines Porosity

  • Porosity is known to adversely affect fatigue life, SCC, and irradiation-assisted stress corrosion cracking (IASCC), though the precise quantitative impact depends on the material and porosity characteristics (pore frequency, pore size, pore morphology, and total void fraction).
  • Machine parameters and scan strategy refinement have the potential to address porosity concerns; however, they may vary significantly based on the geometry and materials used.
  • Porosity is more prevalent in LP-DED than LW-DED due to the internal porosity and trapped gas in powder feedstock that does not exist in wire feedstock.
  • For post-processing, HIP with appropriate parameters has been demonstrated to reduce porosity and produce properties more similar to conventionally forged materials.

Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that porosity will be managed sufficiently to ensure reliable and adequate component properties and performance.

Post-processing through heat treatment, HIP, or both, may significantly reduce porosity; the applicant should demonstrate this.

The applicant should consider the following key characteristics of porosity when assessing porosity:

o pore density o pore distribution (e.g., location relative to the surface) o pore size o pore morphology o total void fraction The applicant should identify additional specific characteristics as appropriate.

Supplemental Testing The applicant should demonstrate that the porosity in an L-DED-fabricated component will not unacceptably degrade material properties and performance due to in-service aging.

o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.

Surface Finish

  • Surface roughness is generally greater in as-built L-DED parts compared to similar forged materials.

o The layer-by-layer nature of LP-DED combined with the tendency to weld unmelted Process Qualification Through process qualification, the applicant should provide sufficient data to demonstrate that surface roughness will be managed sufficiently to ensure reliable and adequate component properties and performance.

Post-processing through precision machining, shot peening, or other surface treatment may be able to significantly reduce surface roughness but should be demonstrated.

Difference Key Technical Information Technical Review Guidelines powder particles to the component surfaces produces a rough outer surface in LP-DED.

o LW-DED typically has a bead-like surface due to the layer-by-layer deposition but does not have the added roughness of attached particles.

  • Higher surface roughness can lead to reduced fatigue life and reduced SCC and corrosion resistance.
  • Surface finish can be improved by post-processing such as subtractive machining, or other surface treatments.
  • For components with complicated geometries, hybrid manufacturing approaches (iterating between additive and subtractive steps) may be necessary to reach all surfaces for post-processing.

Supplemental Testing The applicant should demonstrate that the surface finish in an L-DED-fabricated component will not unacceptably degrade material properties and performance due to in-service aging.

o This demonstration should be performed on a sample that is representative of, or bounds, the components qualified pre-service condition, including post-processing.

Production Process Control and Verification During production, the applicant should demonstrate that process control and verification will maintain the production process within the qualified essential variable ranges for post-processing.

The applicant can use a variety of approaches to demonstrate process control and verification, including, but not limited to, the following:

o testing final components on a sampling basis o validated monitoring of post-processing parameters.

Table 2B. Technical Information and Review GuidelinesL-DED 316L Material-Specific Difference Key Technical Information Technical Review Guidelines Tensile Properties High porosity would likely degrade tensile performance but would have a greater impact on other material properties.

Process Qualification/Supplemental Testing For process qualification and supplemental testing, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate tensile properties for the design of the component.

o The corresponding analysis can demonstrate acceptable safety margins using approaches such as the following:

demonstrating equal or superior performance by comparison to tensile properties for conventionally manufactured materials analyzing design requirements to demonstrate sufficient tensile properties for the component Initial Fracture Toughness Limited data on 316L L-DED materials have shown significantly lower initial fracture toughness depending on post-processing than similar forged materials. This may be due to porosity or other defects that may be reduced with optimized processing parameters and thermal post-processing.

o However, 316L L-DED is still expected to have adequate initial toughness.

Data in representative environments is important to demonstrate that fracture toughness will be adequate to meet component design assumptions.

Thermal post-processing with appropriate parameters would be expected to improve fracture toughness.

Process Qualification/Supplemental Testing For process qualification and supplemental testing, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate fracture toughness for the intended function of the component.

o The corresponding analysis can demonstrate acceptable safety margins using approaches such as the following:

demonstrating equal or superior performance by comparison to fracture toughness for conventionally manufactured materials analyzing design requirements to demonstrate sufficient fracture toughness for design and flaw evaluation purposes Thermal Aging Data in representative environments is important to Supplemental Testing/Performance Monitoring

Difference Key Technical Information Technical Review Guidelines demonstrate that fracture toughness does not degrade excessively due to thermal aging and will be adequate to meet component design assumptions.

Thermal post-processing with appropriate parameters would be expected to make material properties and performance more similar to conventional forged materials.

Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate fracture toughness after thermal aging throughout the service life of the component.

o The corresponding analysis can demonstrate acceptable safety margins using approaches such as the following:

demonstrating equal or superior performance by comparison to fracture toughness after thermal aging for conventionally manufactured materials addressing uncertainties in the data on fracture toughness after thermal aging and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring SCC and Corrosion Resistance

  • Data in representative environments is important to demonstrate that changes in material performance due to SCC will not be degraded to a greater degree in L-DED materials than forged materials.
  • Post-processing with appropriate parameters would be expected to make material properties and performance more similar to conventional forged materials.
  • In 316L, the silicon content in the powder can create oxides that have adverse effects on SCC growth rates.

Consideration should be given on oxide content in powder acceptance (virgin and recycled) criteria.

Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate SCC and corrosion resistance for the intended function of the component.

o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:

demonstrating equal or superior performance by comparison to SCC and corrosion resistance performance for conventionally manufactured materials addressing uncertainties in the data on SCC and corrosion resistance and the implications to in-service performance through additional performance monitoring as appropriate Fatigue

  • Without adequate post-processing, surface Supplemental Testing/Performance Monitoring

Difference Key Technical Information Technical Review Guidelines roughness is known to be a greater issue with L-DED materials and can reduce fatigue life.

  • Fatigue properties are also dependent on post-processing heat treatment and component porosity.
  • Limited data suggest high-cycle fatigue life may be reduced compared to conventional 316L, while low-cycle fatigue life is comparable to conventional 316L.
  • Stress-relieved (without annealing heat treatment) L-DED 316L shows anisotropic fatigue strength and preferential crack growth directions due to the columnar microstructure.
  • Data in representative environments is important to support fatigue calculations including environmentally-assisted fatigue (EAF) in L-DED materials.

Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments and loading conditions, to show adequate fatigue performance throughout the service life of the component.

o The applicant can use current fatigue management approaches supported by sufficient data for L-DED 316L to manage metal fatigue (e.g., cumulative usage factors, cycle counting, EAF penalty factors).

o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:

demonstrating equal or superior performance by comparison to fatigue testing for conventionally manufactured materials addressing uncertainties in the data on fatigue and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring Irradiation Effects

  • Data in representative environments is important to demonstrate that irradiation effects will not be significantly greater in L-DED materials than forged materials.
  • Post-processing with appropriate parameters would be expected to make Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate performance after irradiation (including irradiation-assisted SCC and loss of toughness) for the intended function of the component throughout its service life.

o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:

demonstrating equal or superior performance by comparison to irradiation effects for conventionally manufactured materials

Difference Key Technical Information Technical Review Guidelines material properties and performance more similar to conventional forged materials.

  • Current studies point to reduced irradiation induced defects in L-DED components compared to conventional manufacturing.

However, the understanding is very limited, and research is ongoing. Additional research is likely needed to understand performance differences.

addressing uncertainties in the data on irradiation effects and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring High Temperature Time-Dependent Aging Effects (e.g., Creep and Creep-Fatigue)

  • For high temperature operating environments (as discussed in ASME Code Section III, Division 5), data in representative environments are important to demonstrate that high temperature time-dependent aging effects in L-DED materials will be equivalent to or acceptable when compared to forged materials.
  • Post-processing with appropriate parameters would be expected to make material properties and performance more similar to conventional forged materials.

Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate performance after high temperature time-dependent aging effects (including creep and creep-fatigue) for the intended function of the component throughout its service life.

o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:

demonstrating equal or superior performance by comparison to high temperature time-dependent aging effects for conventionally manufactured materials addressing uncertainties in the data on high temperature time-dependent aging effects and the implications to in-service performance through conservative design assumptions, additional margins in analyses, surveillance programs, or additional performance monitoring

Difference Key Technical Information Technical Review Guidelines Weld Integrity

  • Data in representative environments is important to demonstrate that welds with L-DED base materials will perform similarly to those with conventionally manufactured base materials.

Supplemental Testing/Performance Monitoring Through supplemental testing and performance monitoring, the applicant should provide an analysis, supported by sufficient data in representative or bounding environments, to show adequate performance of the weld throughout the service life of the component.

o This analysis can be informed by relevant experience and knowledge of performance of welds of conventional materials along with potential limited -scope testing on welds of L-DED materials.

o The corresponding analysis can demonstrate acceptable safety margins by using approaches such as the following:

demonstrating equal or superior performance by comparison to weld performance for conventionally manufactured materials addressing uncertainties in the data on weld performance and the implications to in-service performance through conservative design assumptions, additional margins in analyses, or additional performance monitoring Weldability /

Joining

  • There is very limited published information on the results of traditional joining methods being used on L-DED components
  • Higher oxygen content, residual stress, and microstructural segregation may affect the optimal parameters for welding on L-DED 316L compared to conventional 316L.
  • Weldability should be demonstrated for L-DED materials, but the existing welding standards and demonstration processes should be sufficient.

Process Qualification/Production Process Control and Verification Through process qualification and production process control and verification, the applicant should provide sufficient data to demonstrate that weldability using traditional arc welding or other joining processes that may be required for component installation in service can be performed consistently and reliably with sufficient quality to meet Code acceptance criteria.

o This should include careful consideration of unique aspects of L-DED-fabricated materials compared to traditional manufacturing methods, including local geometry impacts on material properties (e.g., fracture toughness) and heterogeneity/anisotropy, which are described in greater detail previously in this document.