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{{#Wiki_filter:Medical Events Subcommittee Report
{{#Wiki_filter:1 Medical Events Subcommittee Report Richard P. Harvey, DrPH Advisory Committee on the Medical Uses of Isotopes April 8, 2024
 
Richard P. Harvey, DrPH Advisory Committee on the Medical Uses of Isotopes April 8, 2024
 
1 Subcommittee Members
* Richard Harvey, DrPH (Chair)
* Richard Harvey, DrPH (Chair)
* Michael Folkert, M.D.
* Michael Folkert, M.D.
Line 28: Line 24:
* Consultant: John Angle, M.D.
* Consultant: John Angle, M.D.
* NRC Staff Resource: Daniel DiMarco, M.S.
* NRC Staff Resource: Daniel DiMarco, M.S.
 
2 Subcommittee Members
2 Subcommittee Charge
* Review Medical Events (MEs) to advise the Advisory Committee on the Medical Use of Isotopes (ACMUI) and United States Nuclear Regulatory Commission (NRC) about emerging trends that may need regulatory attention.
* Review Medical Events (MEs) to advise the Advisory Committee on the Medical Use of Isotopes (ACMUI) and United States Nuclear Regulatory Commission (NRC) about emerging trends that may need regulatory attention.
 
3 Subcommittee Charge
3
 
===Background===
* The NRC and ACMUI review MEs that occur throughout the country on a regular basis.
* The NRC and ACMUI review MEs that occur throughout the country on a regular basis.
* MEs occur when radioactive material use in healthcare results in unexpected radiation dose to patients.
* MEs occur when radioactive material use in healthcare results in unexpected radiation dose to patients.
Line 40: Line 32:
* The Medical Events Subcommittee of the ACMUI reviews the data to analyze the nature of medical events, identify emerging trends and provide recommendations to the ACMUI and NRC.
* The Medical Events Subcommittee of the ACMUI reviews the data to analyze the nature of medical events, identify emerging trends and provide recommendations to the ACMUI and NRC.


4 Medical Event Review
===4 Background===
* FY21 - October 1, 2020 to September 30, 2021
* FY21 - October 1, 2020 to September 30, 2021
* FY22 - October 1, 2021 to September 30, 2022
* FY22 - October 1, 2021 to September 30, 2022
* FY23 - October 1, 2022 to September 30, 2023
* FY23 - October 1, 2022 to September 30, 2023 5
Medical Event Review


5 Summary
Summary Two overarching themes remain
* Two overarching themes remain
- Human Error
- Human Error
* Communication/feedback
* Communication/feedback
* Failure to work in teams
* Failure to work in teams
- Inexperience
- Inexperience
* Rapidly evolving use of radiopharmaceuticals
* Rapidly evolving use of radiopharmaceuticals
* Dissemination of use to smaller institutions with lower frequency of procedures performed
* Dissemination of use to smaller institutions with lower frequency of procedures performed 6


6 Specific Issues
Specific Issues
* Increasing MEs: new and increasing use of current therapeutic radiopharmaceuticals
* Increasing MEs: new and increasing use of current therapeutic radiopharmaceuticals 90Y microsphere procedures remain the most common MEs.
* 90Y microsphere procedures remain the most common MEs.
* ACMUI Action: Added 2 specialty-specific subcommittee members
* ACMUI Action: Added 2 specialty-specific subcommittee members
* ACMUI recommendation: AU adhere to manufacturer recommendations (i.e. avoid aggregation: use recommended catheter size and needle gauge)
* ACMUI recommendation: AU adhere to manufacturer recommendations (i.e. avoid aggregation: use recommended catheter size and needle gauge) 7
 
7 35.200 Use of Unsealed Byproduct Material for Imaging and Localization Medical Events Summary
 
2017 2018 2019 2020 2021 2022 2023 Total
 
Cause
 
W rong Drug 0 0 0 0 1 0 1 2
 
W rong Dosage 2 0 0 0 1 0 0 3
 
W rong Patient 1 0 0 0 2 0 0 3
 
Extravasation 1 0 0 0 0 0 0 1
 
Human Error 0 0 1 (8 patients) 0 0 0 0 1 (8 patients)
 
Total 4 0 1 0 4 0 1 10


35.200 Use of Unsealed Byproduct Material for Imaging and Localization 8
5/5 (100%) possibly preventable by time out in 2021 &
5/5 (100%) possibly preventable by time out in 2021 &
2023 (Wrong Drug, Wrong Dosage & Wrong Patient)
2023 (Wrong Drug, Wrong Dosage & Wrong Patient)
Medical Events Summary 2017 2018 2019 2020 2021 2022 2023 Total Cause Wrong Drug 0
0 0
0 1
0 1
2 Wrong Dosage 2
0 0
0 1
0 0
3 Wrong Patient 1
0 0
0 2
0 0
3 Extravasation 1
0 0
0 0
0 0
1 Human Error 0
0 1 (8 patients) 0 0
0 0
1 (8 patients)
Total 4
0 1
0 4
0 1
10


8 35.300 Use of Unsealed Byproduct Material, Written Directive Required Medical Event Summary
9 35.300 Use of Unsealed Byproduct Material, Written Directive Required Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total WD not done or incorrectly 2
 
1 2
2017 2018 2019 2020 2021 2022 2023 Total
0 0
 
1 1
W D not done or incorrectly 2 1 2 0 0 1 1 7
7 Error in delivery
 
(# capsules) 1 0
Error in delivery
1 0
(# capsules) 1 0 1 0 0 1 0 3
0 1
 
0 3
W rong Dose 0 0 0 0 4 3 8 15
Wrong Dose 0
 
0 0
Equipment 0 1 4 0 2 1 0 8
0 4
 
3 8
Human Error 0 0 1 2 3 4 0 10
15 Equipment 0
 
1 4
W rong Patient 1 0 1 0 0 0 0 2
0 2
 
1 0
W rong Drug 0 0 0 0 1 0 2 3 Total 4 2 9 2 10 10 11 48 Time out: 2021-5/10 (50%), 2022-3/10 (30%), 2023-10/11 (91%)
8 Human Error 0
(Wrong Drug, Wrong Dosage & Wrong Patient) 9 35.400 Manual Brachytherapy
0 1
 
2 3
Medical Event Summary
4 0
 
10 Wrong Patient 1
2017 2018 2019 2020 2021 2022 2023 Total
0 1
 
0 0
Applicator issue (e.g.
0 0
jam, eye plaque dislodged) 0 0 0 2 0 1 1 4
2 Wrong Drug 0
0 0
0 1
0 2
3 Total 4
2 9
2 10 10 11 48 Time out: 2021-5/10 (50%), 2022-3/10 (30%), 2023-10/11 (91%)
(Wrong Drug, Wrong Dosage & Wrong Patient)  


W rong site implanted (e.g. penile bulb, bladder) 1 1 1 2 2 0 0 7
35.400 Manual Brachytherapy Medical Event Summary
*Still using dose-based criteria 2017 2018 2019 2020 2021 2022 2023 Total Applicator issue (e.g.
jam, eye plaque dislodged) 0 0
0 2
0 1
1 4
Wrong site implanted (e.g. penile bulb, bladder) 1 1
1 2
2 0
0 7
Activity/prescription error (e.g. air kerma vs mCi, enter wrong activity in planning software) 1 0
1 0
1 0
0 3
Wrong Dose 5
11 3
0 0
0 2
21 New Device 0
1 0
0 0
0 0
1 10


Activity/prescription error (e.g. air kerma vs mCi, enter wrong activity in planning software) 1 0 1 0 1 0 0 3
11 35.400 Manual Brachytherapy Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total Wrong Source 0
 
0 0
W rong Dose 5 11 3 0 0 0 2 21 New Device *Still using dose-0 1 0 0 0 0 0 1based criteria
1 0
 
0 0
10 35.400 Manual Brachytherapy
1 Patient Health
 
(?patient intervention) 0 0
Medical Event Summary
0 1
 
0 0
2017 2018 2019 2020 2021 2022 2023 Total
0 1
 
Wrong Patient 0
W rong Source 0 0 0 1 0 0 0 1
0 0
 
0 1
Patient Health
0 0
(?patient intervention) 0 0 0 1 0 0 0 1
1 Total 7
 
13 5
W rong Patient 0 0 0 0 1 0 0 1 Total 7 13 5 6 4 1 3 39
6 4
 
1 3
"Time Out" may have prevented 1 0 5 1 2 0 0 9
39 "Time Out" may have prevented 1
 
0 5
11 35.400 Manual Brachytherapy
1 2
0 0
9


Potentially ~23% (9/39) of ME from 2017 to 2023 may be prevented with the use of a Time Out (wrong site, wrong source and wrong patient):
Potentially ~23% (9/39) of ME from 2017 to 2023 may be prevented with the use of a Time Out (wrong site, wrong source and wrong patient):
- Time Out or checklist for 2021 may have prevented: 3/4 (75%)
- Time Out or checklist for 2021 may have prevented: 3/4 (75%)  
- No benefit in 2022 or 2023
- No benefit in 2022 or 2023 12 35.400 Manual Brachytherapy
 
12 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit
 
2017 2018 2019 2020 2021 2022 2023 Total
 
W rong position 2 3 4 7 0 1 3 20
 
W rong reference length 2 1 4 2 2 2 0 13


W rong plan 0 2 0 0 0 0 0 4
13 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total Wrong position 2
3 4
7 0
1 3
20 Wrong reference length 2
1 4
2 2
2 0
13 Wrong plan 0
2 0
0 0
0 0
4 Wrong dose/source strength 0
1 0
0 0
0 2
1 Machine/applicator malfunction 2
3 1
1 1
2 2
12 Software/hardware failure 2 (9 patients) 0 1
1 0
0 0
4 Treatment planning 0
0 0
2 1
2 0
5 Human Error 0
0 0
0 1
4 1
6 Total 8
10 10 13 5
11 8
65


W rong dose/source strength 0 1 0 0 0 0 2 1Medical Event Summary
14 GYN tumors most common site of ME 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total Location Breast 0
1 0
1 0
0 0
2 Gynecological 7
7 8
10 4
2 5
43 Skin/neck 0
1 0
2 1
5 1
10 Bronchus 0
0 0
0 0
0 0
0 Prostate 0
0 0
0 0
0 1
1 Brain 1
1 2
0 0
0 0
4 Unknown 0
0 0
0 0
4 1
5 Total 8
10 10 13 5
11 8
65


Machine/applicator malfunction 2 3 1 1 1 2 2 12
MEs that may have been prevented by timeout (wrong plan or dose)
 
Software/hardware failure 2 (9 patients) 0 1 1 0 0 0 4
 
Treatment planning 0 0 0 2 1 2 0 5
 
Human Error 0 0 0 0 1 4 1 6
 
Total 8 10 10 13 5 11 8 65 13 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit Medical Event Summary
 
2017 2018 2019 2020 2021 2022 2023 Total
 
Location
 
Breast 0 1 0 1 0 0 0 2
 
Gynecological 7 7 8 10 4 2 5 43
 
Skin/neck 0 1 0 2 1 5 1 10
 
Bronchus 0 0 0 0 0 0 0 0
 
Prostate 0 0 0 0 0 0 1 1
 
Brain 1 1 2 0 0 0 0 4
 
Unknown 0 0 0 0 0 4 1 5
 
Total 8 10 10 13 5 11 8 65
 
GYN tumors most common site of ME 14 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit MEs that may have been prevented by timeout (wrong plan or dose)
* 2017 0/8 events
* 2017 0/8 events
* 2018 3/10 events
* 2018 3/10 events
Line 185: Line 242:
* 2022 0/11 events
* 2022 0/11 events
* 2023 2/8 events Total 5/65 (8%)
* 2023 2/8 events Total 5/65 (8%)
15 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit


15 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit MEs caused by infrequent user/inattention This is difficult to determine based on information in NMED. For this assessment, assumed wrong position is a surrogate for infrequent user/inattention - improved training may be beneficial
MEs caused by infrequent user/inattention This is difficult to determine based on information in NMED. For this assessment, assumed wrong position is a surrogate for infrequent user/inattention - improved training may be beneficial 2017 2/8 events 2018 3/10 events 2019 4/10 events 2020 7/13 events 2021 0/5 events 2022 1/11 events 2023 3/8 events 16 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit Total 20/65 (31%)
* 2017 2/8 events
* 2018 3/10 events
* 2019 4/10 events
* 2020 7/13 events
* 2021 0/5 events
* 2022 1/11 events
* 2023 3/8 events Total 20/65 (31%)
16 35.1000 Radioactive Seed Localization Medical Events Summary 2018 2019 2020 2021 2022 2023 Total 0 1 0 1 0 1 Medical Events Cause:
Delayed 0 1 0 0 0 1 seed removal (patient intervention)
Lost seed 0 0 0 0 0 0 Wrong 0 0 0 0 0 0 implant site Seed 0 0 0 1 0 0 migration 17 35.1000 Intravenous Cardiac Brachytherapy
* Medical Events Summary
 
2017 2018 2019 2020 2021 2022 2023 To t a l Did not 0 0 1 0 0 0 0 1 follow proper procedure Tortuous 0 1 1* 0 0 0 0 2 vessel anatomy Catheter issue 0 1 0 1 0 0 0 2 Wrong Site 0 0 0 0 0 0 1 1 Total 0 2 2 1 0 0 1 6
* AU felt this is patient intervention No time out issues 18 35.1000 Gamma Knife Perfexion Icon and Esprit
 
Medical Events Summary
 
2017 2018 2019 2020 2021 2022 2023 Total
 
Total Medical Events 0 1 2 2 0 2 1 8


Cause:
35.1000 Radioactive Seed Localization Medical Events Summary 2018 2019 2020 2021 2022 2023 Total Medical Events 0
1 0
1 0
1 Cause:
Delayed seed removal (patient intervention) 0 1
0 0
0 1
Lost seed 0
0 0
0 0
0 Wrong implant site 0
0 0
0 0
0 Seed migration 0
0 0
1 0
0 17


Back-up battery power source failure 0 1 0 0 0 0 0 1
35.1000 Intravenous Cardiac Brachytherapy
* Medical Events Summary 2017 2018 2019 2020 2021 2022 2023 Total Did not follow proper procedure 0
0 1
0 0
0 0
1 Tortuous vessel anatomy 0
1 1*
0 0
0 0
2 Catheter issue 0
1 0
1 0
0 0
2 Wrong Site 0
0 0
0 0
0 1
1 Total 0
2 2
1 0
0 1
6 18
*AU felt this is patient intervention No time out issues


Patient set-up error 0 0 0 1 0 0 0 1
35.1000 Gamma Knife Perfexion Icon and Esprit Medical Events Summary 2017 2018 2019 2020 2021 2022 2023 Total Total Medical Events 0
1 2
2 0
2 1
8 Cause:
Back-up battery power source failure 0
1 0
0 0
0 0
1 Patient set-up error 0
0 0
1 0
0 0
1 Patient movement 0
0 2
0 0
0 0
2 Wrong site (treatment plan) 0 0
0 0
0 0
0 0
Wrong site (human error-shifting of co-registration images) 0 0
0 1
0 1
0 2
Patient motion management system failure 0
0 0
0 0
1 0
1 Device Malfunction 0
0 0
0 0
0 1
1 19


Patient movement 0 0 2 0 0 0 0 2
35.1000 90Y Theraspheres Medical Events Summary For 2021 - 2023: Time out 4/23 (17%), 2/23 (9%), 1/22 (5%) - Wrong Dose*
Infrequent/inattention 10/23 (43%), 2/23 (9%), 11/22 (50%) - > 20% Residual 2017 2018 2019 2020 2021 2022 2023 Total Total Medical Events 15 14 15 15 23 23 22 127 Cause:
> 20% residual activity remaining in delivery device/leakage 7
11 9
12 10 2
11 62 Delivery device set-up error 2
2 1
1 1
0 2
9 Wrong dose (treatment plan calculation error) 4 0
1 0
0 3
1 9
Wrong site (catheter placement error & size) 2 0
0 2
1 7
3 15 Wrong dose vial selected*
0 1
4 0
1 1
1 8
Wrong dose (calibration error)*
0 0
0 0
3 1
0 4
Aggregation of microspheres 0
0 0
0 7
9 4
20 20


W rong site (treatment plan) 0 0 0 0 0 0 0 0
35.1000 90Y SirSpheres Medical Events Summary 2021 - 2023: Time out: 1/18(6%), 1/9(11%), 2/9(22%) - Wrong Site (WD)
 
Infrequent/inattention: 2/18(11%), 1/9(11%), 6/9(67%) - >20% Residual 2017 2018 2019 2020 2021 2022 2023 Total Total Medical Events 8
W rong site (human error-shifting of co-registration images) 0 0 0 1 0 1 0 2
7 11 8
 
18 9
Patient motion management system failure 0 0 0 0 0 1 0 1
9 70 Cause:
 
> 20% residual activity remaining in delivery device/leakage 7
Device Malfunction 0 0 0 0 0 0 1 1 19 35.1000 90Y Theraspheres
2 8
 
8 2
Medical Events Summary
1 6
 
34 Wrong dose (treatment plan calculation error) 0 2
2017 2018 2019 2020 2021 2022 2023 Total
0 0
 
2 1
Total Medical Events 15 14 15 15 23 23 22 127
0 5
 
Wrong site (catheter placement error & defective catheter) 1 2
Cause:
2 0
> 20% residual activity remaining in delivery device/leakage 7 11 9 12 10 2 11 62
4 0
 
1 10 Wrong site (WD error) 0 1
Delivery device set-up error 2 2 1 1 1 0 2 9
1 0
 
1 1
W rong dose (treatment plan calculation error) 4 0 1 0 0 3 1 9
2 6
 
Aggregation of microspheres 0
W rong site (catheter placement error & size) 2 0 0 2 1 7 3 15
0 0
 
0 9
W rong dose vial selected* 0 1 4 0 1 1 1 8
6 0
 
15 21
W rong dose (calibration error)* 0 0 0 0 3 1 0 4
 
Aggregation of microspheres 0 0 0 0 7 9 4 20 For 2021 - 2023: Time out 4/23 (17%), 2/23 (9%), 1/22 (5%) -Wrong Dose*
Infrequent/inattention 10/23 (43%), 2/23 (9%), 11/22 (50%) -> 20% Residual 20 35.1000 90Y SirSpheres
 
Medical Events Summary
 
2017 2018 2019 2020 2021 2022 2023 Total
 
Total Medical Events 8 7 11 8 18 9 9 70
 
Cause:
 
> 20% residual activity remaining in delivery device/leakage 7 2 8 8 2 1 6 34
 
W rong dose (treatment plan calculation error) 0 2 0 0 2 1 0 5
 
W rong site (catheter placement error & defective catheter) 1 2 2 0 4 0 1 10
 
W rong site (W D error) 0 1 1 0 1 1 2 6
 
Aggregation of microspheres 0 0 0 0 9 6 0 15 2021 - 2023: Time out: 1/18(6%), 1/9(11%), 2/9(22%) - Wrong Site (WD)
Infrequent/inattention: 2/18(11%), 1/9(11%), 6/9(67%) - >20% Residual 21 Actions to Prevent 35.1000 90Y Microsphere Medical Events
* Ensure familiarity with the mechanics of 90Y microsphere delivery device and setup procedures
* Ensure familiarity with the mechanics of 90Y microsphere delivery device and setup procedures
* Confirm all data and calculations in treatment plan
* Confirm all data and calculations in treatment plan
* Perform Time Out to assure all elements of treatment are in accordance with Written Directive
* Perform Time Out to assure all elements of treatment are in accordance with Written Directive Actions to Prevent 35.1000 90Y Microsphere Medical Events 22


22 Possible Elements of a Time Out
Identity of patient via two identifiers (e.g. name and DOB)
* Identity of patient via two identifiers (e.g. name and DOB)
Procedure to be performed Radiopharmaceutical Activity Dosage -second check of dosage calculation and that the WD and dosage to be delivered are identical Others as applicable
* Procedure to be performed
- units of activity (LDR prostate)
* Radiopharmaceutical
- anatomic location
* Activity
- patient name on treatment plan
* Dosage - second check of dosage calculation and that the WD and dosage to be delivered are identical
- treatment plan independent second check has been performed
* Others as applicable
- reference length (HDR)
- units of activity (LDR prostate)
- Implant site location (RSL) 23 Possible Elements of a Time Out
- anatomic location
- patient name on treatment plan
- treatment plan independent second check has been performed
- reference length (HDR)
- Implant site location (RSL)
 
23 Acronyms
* 10 CFR - Title 10 of the Code of Federal Regulations
* 10 CFR - Title 10 of the Code of Federal Regulations
* AUs - authorized users
* AUs - authorized users
Line 293: Line 402:
* RSL - radioactive seed localization
* RSL - radioactive seed localization
* WD - written directive
* WD - written directive
* Y - Yttrium
* Y - Yttrium 24 Acronyms}}
 
24}}

Latest revision as of 10:28, 24 November 2024

ACMUI Medical Events Subcommittee Report
ML24274A013
Person / Time
Issue date: 04/08/2024
From: Harvey R
NRC/NMSS/DMSST/MSEB
To:
References
Download: ML24274A013 (1)


Text

1 Medical Events Subcommittee Report Richard P. Harvey, DrPH Advisory Committee on the Medical Uses of Isotopes April 8, 2024

  • Richard Harvey, DrPH (Chair)
  • Michael Folkert, M.D.
  • Richard Green, B.S.
  • Darlene Metter, M.D.
  • Zoubir Ouhib, M.S.
  • Harvey Wolkov, M.D.
  • Consultant: John Angle, M.D.
  • NRC Staff Resource: Daniel DiMarco, M.S.

2 Subcommittee Members

  • Review Medical Events (MEs) to advise the Advisory Committee on the Medical Use of Isotopes (ACMUI) and United States Nuclear Regulatory Commission (NRC) about emerging trends that may need regulatory attention.

3 Subcommittee Charge

  • The NRC and ACMUI review MEs that occur throughout the country on a regular basis.
  • MEs occur when radioactive material use in healthcare results in unexpected radiation dose to patients.

(Please refer to 10 CFR 35 Subpart M - Reports and more specifically 10 CFR 35.3045 - Report and Notification of a Medical Event for more information.)

  • The Medical Events Subcommittee of the ACMUI reviews the data to analyze the nature of medical events, identify emerging trends and provide recommendations to the ACMUI and NRC.

4 Background

  • FY21 - October 1, 2020 to September 30, 2021
  • FY22 - October 1, 2021 to September 30, 2022
  • FY23 - October 1, 2022 to September 30, 2023 5

Medical Event Review

Summary Two overarching themes remain

- Human Error

  • Communication/feedback
  • Failure to work in teams

- Inexperience

  • Rapidly evolving use of radiopharmaceuticals
  • Dissemination of use to smaller institutions with lower frequency of procedures performed 6

Specific Issues

  • Increasing MEs: new and increasing use of current therapeutic radiopharmaceuticals 90Y microsphere procedures remain the most common MEs.
  • ACMUI Action: Added 2 specialty-specific subcommittee members
  • ACMUI recommendation: AU adhere to manufacturer recommendations (i.e. avoid aggregation: use recommended catheter size and needle gauge) 7

35.200 Use of Unsealed Byproduct Material for Imaging and Localization 8

5/5 (100%) possibly preventable by time out in 2021 &

2023 (Wrong Drug, Wrong Dosage & Wrong Patient)

Medical Events Summary 2017 2018 2019 2020 2021 2022 2023 Total Cause Wrong Drug 0

0 0

0 1

0 1

2 Wrong Dosage 2

0 0

0 1

0 0

3 Wrong Patient 1

0 0

0 2

0 0

3 Extravasation 1

0 0

0 0

0 0

1 Human Error 0

0 1 (8 patients) 0 0

0 0

1 (8 patients)

Total 4

0 1

0 4

0 1

10

9 35.300 Use of Unsealed Byproduct Material, Written Directive Required Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total WD not done or incorrectly 2

1 2

0 0

1 1

7 Error in delivery

(# capsules) 1 0

1 0

0 1

0 3

Wrong Dose 0

0 0

0 4

3 8

15 Equipment 0

1 4

0 2

1 0

8 Human Error 0

0 1

2 3

4 0

10 Wrong Patient 1

0 1

0 0

0 0

2 Wrong Drug 0

0 0

0 1

0 2

3 Total 4

2 9

2 10 10 11 48 Time out: 2021-5/10 (50%), 2022-3/10 (30%), 2023-10/11 (91%)

(Wrong Drug, Wrong Dosage & Wrong Patient)

35.400 Manual Brachytherapy Medical Event Summary

  • Still using dose-based criteria 2017 2018 2019 2020 2021 2022 2023 Total Applicator issue (e.g.

jam, eye plaque dislodged) 0 0

0 2

0 1

1 4

Wrong site implanted (e.g. penile bulb, bladder) 1 1

1 2

2 0

0 7

Activity/prescription error (e.g. air kerma vs mCi, enter wrong activity in planning software) 1 0

1 0

1 0

0 3

Wrong Dose 5

11 3

0 0

0 2

21 New Device 0

1 0

0 0

0 0

1 10

11 35.400 Manual Brachytherapy Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total Wrong Source 0

0 0

1 0

0 0

1 Patient Health

(?patient intervention) 0 0

0 1

0 0

0 1

Wrong Patient 0

0 0

0 1

0 0

1 Total 7

13 5

6 4

1 3

39 "Time Out" may have prevented 1

0 5

1 2

0 0

9

Potentially ~23% (9/39) of ME from 2017 to 2023 may be prevented with the use of a Time Out (wrong site, wrong source and wrong patient):

- Time Out or checklist for 2021 may have prevented: 3/4 (75%)

- No benefit in 2022 or 2023 12 35.400 Manual Brachytherapy

13 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total Wrong position 2

3 4

7 0

1 3

20 Wrong reference length 2

1 4

2 2

2 0

13 Wrong plan 0

2 0

0 0

0 0

4 Wrong dose/source strength 0

1 0

0 0

0 2

1 Machine/applicator malfunction 2

3 1

1 1

2 2

12 Software/hardware failure 2 (9 patients) 0 1

1 0

0 0

4 Treatment planning 0

0 0

2 1

2 0

5 Human Error 0

0 0

0 1

4 1

6 Total 8

10 10 13 5

11 8

65

14 GYN tumors most common site of ME 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit Medical Event Summary 2017 2018 2019 2020 2021 2022 2023 Total Location Breast 0

1 0

1 0

0 0

2 Gynecological 7

7 8

10 4

2 5

43 Skin/neck 0

1 0

2 1

5 1

10 Bronchus 0

0 0

0 0

0 0

0 Prostate 0

0 0

0 0

0 1

1 Brain 1

1 2

0 0

0 0

4 Unknown 0

0 0

0 0

4 1

5 Total 8

10 10 13 5

11 8

65

MEs that may have been prevented by timeout (wrong plan or dose)

  • 2017 0/8 events
  • 2018 3/10 events
  • 2019 0/10 events
  • 2020 0/13 events
  • 2021 0/5 events
  • 2022 0/11 events
  • 2023 2/8 events Total 5/65 (8%)

15 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit

MEs caused by infrequent user/inattention This is difficult to determine based on information in NMED. For this assessment, assumed wrong position is a surrogate for infrequent user/inattention - improved training may be beneficial 2017 2/8 events 2018 3/10 events 2019 4/10 events 2020 7/13 events 2021 0/5 events 2022 1/11 events 2023 3/8 events 16 35.600 Use of a sealed source in a remote afterloader unit, teletherapy unit, or gamma stereotactic unit Total 20/65 (31%)

35.1000 Radioactive Seed Localization Medical Events Summary 2018 2019 2020 2021 2022 2023 Total Medical Events 0

1 0

1 0

1 Cause:

Delayed seed removal (patient intervention) 0 1

0 0

0 1

Lost seed 0

0 0

0 0

0 Wrong implant site 0

0 0

0 0

0 Seed migration 0

0 0

1 0

0 17

35.1000 Intravenous Cardiac Brachytherapy

  • Medical Events Summary 2017 2018 2019 2020 2021 2022 2023 Total Did not follow proper procedure 0

0 1

0 0

0 0

1 Tortuous vessel anatomy 0

1 1*

0 0

0 0

2 Catheter issue 0

1 0

1 0

0 0

2 Wrong Site 0

0 0

0 0

0 1

1 Total 0

2 2

1 0

0 1

6 18

  • AU felt this is patient intervention No time out issues

35.1000 Gamma Knife Perfexion Icon and Esprit Medical Events Summary 2017 2018 2019 2020 2021 2022 2023 Total Total Medical Events 0

1 2

2 0

2 1

8 Cause:

Back-up battery power source failure 0

1 0

0 0

0 0

1 Patient set-up error 0

0 0

1 0

0 0

1 Patient movement 0

0 2

0 0

0 0

2 Wrong site (treatment plan) 0 0

0 0

0 0

0 0

Wrong site (human error-shifting of co-registration images) 0 0

0 1

0 1

0 2

Patient motion management system failure 0

0 0

0 0

1 0

1 Device Malfunction 0

0 0

0 0

0 1

1 19

35.1000 90Y Theraspheres Medical Events Summary For 2021 - 2023: Time out 4/23 (17%), 2/23 (9%), 1/22 (5%) - Wrong Dose*

Infrequent/inattention 10/23 (43%), 2/23 (9%), 11/22 (50%) - > 20% Residual 2017 2018 2019 2020 2021 2022 2023 Total Total Medical Events 15 14 15 15 23 23 22 127 Cause:

> 20% residual activity remaining in delivery device/leakage 7

11 9

12 10 2

11 62 Delivery device set-up error 2

2 1

1 1

0 2

9 Wrong dose (treatment plan calculation error) 4 0

1 0

0 3

1 9

Wrong site (catheter placement error & size) 2 0

0 2

1 7

3 15 Wrong dose vial selected*

0 1

4 0

1 1

1 8

Wrong dose (calibration error)*

0 0

0 0

3 1

0 4

Aggregation of microspheres 0

0 0

0 7

9 4

20 20

35.1000 90Y SirSpheres Medical Events Summary 2021 - 2023: Time out: 1/18(6%), 1/9(11%), 2/9(22%) - Wrong Site (WD)

Infrequent/inattention: 2/18(11%), 1/9(11%), 6/9(67%) - >20% Residual 2017 2018 2019 2020 2021 2022 2023 Total Total Medical Events 8

7 11 8

18 9

9 70 Cause:

> 20% residual activity remaining in delivery device/leakage 7

2 8

8 2

1 6

34 Wrong dose (treatment plan calculation error) 0 2

0 0

2 1

0 5

Wrong site (catheter placement error & defective catheter) 1 2

2 0

4 0

1 10 Wrong site (WD error) 0 1

1 0

1 1

2 6

Aggregation of microspheres 0

0 0

0 9

6 0

15 21

  • Ensure familiarity with the mechanics of 90Y microsphere delivery device and setup procedures
  • Confirm all data and calculations in treatment plan
  • Perform Time Out to assure all elements of treatment are in accordance with Written Directive Actions to Prevent 35.1000 90Y Microsphere Medical Events 22

Identity of patient via two identifiers (e.g. name and DOB)

Procedure to be performed Radiopharmaceutical Activity Dosage -second check of dosage calculation and that the WD and dosage to be delivered are identical Others as applicable

- units of activity (LDR prostate)

- anatomic location

- patient name on treatment plan

- treatment plan independent second check has been performed

- reference length (HDR)

- Implant site location (RSL) 23 Possible Elements of a Time Out

  • 10 CFR - Title 10 of the Code of Federal Regulations
  • AUs - authorized users
  • FY - fiscal year
  • GYN - gynecological
  • HDR - high dose-rate
  • LDR - low dose rate
  • mCi - milliCurie
  • ME - medical event
  • RSL - radioactive seed localization
  • WD - written directive