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{{#Wiki_filter:U.S. NUCL; REGULATORY COMMISSION`'July 1982!) REGULATORY GUIDEOFFICE OF NUCLEAR REGULATORY RESEARCHREGULATORY GUIDE 3.63(Task CE 0374)APPLICABILITY OF EXISTING REGULATORY GUIDES TO THE DESIGN AND OPERATIONOF AN INDEPENDENT SPENT FUEL STORAGE INSTALLATION
{{#Wiki_filter:U.S. NUCL; REGULATORY COMMISSION`'                                                                         July 1982
              !)               REGULATORY GUIDE
                                OFFICE OF NUCLEAR REGULATORY RESEARCH
                                                              REGULATORY GUIDE 3.63 (Task CE 0374)
              APPLICABILITY OF EXISTING REGULATORY GUIDES TO THE DESIGN AND OPERATION
                                  OF AN INDEPENDENT SPENT FUEL STORAGE INSTALLATION


==A. INTRODUCTION==
==A. INTRODUCTION==
The storage of spent fuel in an independent spent fuelstorage installation (ISFSI) pending its ultimate disposalIs a new step in the nuclear fuel cycle that is licensedpursuant to 10 CFR Part 72, "Licensing Requirements forthe Storage of Spent Fuel in an Independent Spent FuelStorage Installation." The conventional method for suchstorage is in water basins embedded in the ground withtheir water surface approximately at grade level. Othermethods using dry storage are also being considered. Thesemethods may include air-cooled canyons or vaults, under-ground caissons or dry wells, or surface-storage casks orsilos. Applicants may determine that other regulatoryguides contain useful information for particular situations.Potential use of other guides may be discussed with theNRC staff.This regulatory guide identifies existing regulatoryguides that may be applicable in whole or in part to thedesign and operation of an ISFSI. Since the differentmodes of storage vary widely in design, the guides cited willobviously not all be applicable to all design technologies.Also, as a general rule, the technologies and operatingconditions involved in the receipt and storage of aged spentfuel (i.e., spent fuel that has undergone at least 1 year ofdecay since removal from a reactor core) are not only muchless complex and dynamic than those of production andutilization facilities (i.e., reactor and reprocessing facilities),but they are also less complex and dynamic than the tech-nologies and conditions involved in the receipt and storageof spent fuel in reactor basins designed to receive spent fueldirectly from a reactor core after a decay of a few days orless. The referenced guides are useful not only because themethods of design and operation cited have been examinedby the NRC staff and found to be appropriate as a means ofmeeting the requirements of NRC regulations, but alsobecause these guides are familiar to licensees and applicants.Thus, while the guides inay exceed the requirements of Part72 in some cases (in particular, those guides written withreference to power reactors), they can be of benefit toapplicants and licensees who already have experience withthe solutions endorsed in them and who may wish to applyfamiliar solutions rather than develop alternative solutionsless certain of being acceptable to the NRC staff.
72 in some cases (in particular, those guides written with reference to power reactors), they can be of benefit to The storage of spent fuel in an independent spent fuel              applicants and licensees who already have experience with storage installation (ISFSI) pending its ultimate disposal              the solutions endorsed in them and who may wish to apply Is a new step in the nuclear fuel cycle that is licensed                familiar solutions rather than develop alternative solutions pursuant to 10 CFR Part 72, "Licensing Requirements for                less certain of being acceptable to the NRC staff.
 
the Storage of Spent Fuel in an Independent Spent Fuel Storage Installation." The conventional method for such                                           


==B. DISCUSSION==
==B. DISCUSSION==
Existing regulatory guides were examined for theirpotential applicability to the design and operation of anISFSI that may use either a wet or dry mode of storage.The specific revision of each guide that may be appli-cable, in whole or In part, is listed In the tables of thisguide. This guide will be updated as referenced guidesare revised.The user and staff must exercise discretion in using all ofthe detailed information ssociated with each regulatoryposition cited, e.g., not all appendices and examples con-tained in the cited guides are applicable to an ISFSI. Ifthe guidance in a guide written specifically for an ISFSIdiffers from that in a guide developed for another facility,(e.g., a Division I guide), the guidance in the guide specificto an ISFSI should be followed.
storage is in water basins embedded in the ground with their water surface approximately at grade level. Other                    Existing regulatory guides were examined for their methods using dry storage are also being considered. These              potential applicability to the design and operation of an methods may include air-cooled canyons or vaults, under-                ISFSI that may use either a wet or dry mode of storage.
 
ground caissons or dry wells, or surface-storage casks or              The specific revision of each guide that may be appli- silos. Applicants may determine that other regulatory                  cable, in whole or In part, is listed In the tables of this guides contain useful information for particular situations.            guide. This guide will be updated as referenced guides Potential use of other guides may be discussed with the                are revised.
 
NRC staff.
 
The user and staff must exercise discretion in using all of This regulatory guide identifies existing regulatory                the detailed information ssociated with each regulatory guides that may be applicable in whole or in part to the                position cited, e.g., not all appendices and examples con- design and operation of an ISFSI. Since the different                  tained in the cited guides are applicable to an ISFSI. If modes of storage vary widely in design, the guides cited will          the guidance in a guide written specifically for an ISFSI
        obviously not all be applicable to all design technologies.            differs from that in a guide developed for another facility, Also, as a general rule, the technologies and operating                (e.g., a Division I guide), the guidance in the guide specific conditions involved in the receipt and storage of aged spent            to an ISFSI should be followed.
 
fuel (i.e., spent fuel that has undergone at least 1 year of decay since removal from a reactor core) are not only much                               


==C. REGULATORY POSITION==
==C. REGULATORY POSITION==
Tables 1, 2, and 3 list existing regulatory guides thatmay be applicable to an ISFSI. Table I identifies guidesapplicable to ISFSI design and Table 2 identifies guidesapplicable to ISFSI operation. Table 3 identifies guides thatare specific to an ISFSI. The guides are listed in the tablesby number, title, and revision under general subjects thatare arranged alphabetically. Relevant regulatory positions ineach guide are identified and briefly described. In Tables 1and 2, the portions of the NRC regulations addressed bythe regulatory positions are also identified and otherpertinent information is provided.USNRC REGULATORY GUIDESRegulatory Guides are issued to describe and make available to thepublic methods acceptable to the NRC taff of Implementingspecific parts f the Commission's regulations, to delineate tech-niques used by the staff In evaluating specific problems or postu-lated ccloents or to provide guidance to applicants Regulatory~ Guides are nof substitutes for regulations, and compliance with-; them Is not required. Methods and solutions different from those setout In the guides will be acceptable I they Povide basis for thefindings requisite to the issuance or continuance of a permit orlicense by the Commission.This guide was Issued after consideration of comments received fromthe Public. Comments and suggestions for Improvements in theseguides are encouraged at all times, and guides will be revised, asappropriate, to accommodate comments and to reflect new Informa-tion or experience.8804290116 80411N- ISS SUBJ .--- ~102 DCD.Comments should be ent to the Secretary of the Commission.U.S. Nuclear Regulatory Commission Washington D.C. 20555.Attentiong Dockting and Service ranch.The guides are ssued In the following ten broad divisions:1. Power Reactors 6. Products2. Research and Test Reactors 7. Transportation3. Fuels and MaterIals Fcilities 8. Occupational Health4. Environmental and Siting 9. Antitrust and Financial Review5. Materials and Plant Protection 10. GeneralCopies of Issued guides may be purchased at the current GovernmentPrinting Office price. A subscription service for future guides In spe-cific divisions Is available through the Government Printing Office.information on the subscription service and current OPO prices maybe obtained by writing the U.S. Nuclear Regulatory Commission.Washington, D.C. 20555. Attention: Publications Sales Manager.
less complex and dynamic than those of production and utilization facilities (i.e., reactor and reprocessing facilities),        Tables 1, 2, and 3 list existing regulatory guides that but they are also less complex and dynamic than the tech-              may be applicable to an ISFSI. Table I identifies guides nologies and conditions involved in the receipt and storage            applicable to ISFSI design and Table 2 identifies guides of spent fuel in reactor basins designed to receive spent fuel          applicable to ISFSI operation. Table 3 identifies guides that directly from a reactor core after a decay of a few days or            are specific to an ISFSI. The guides are listed in the tables less. The referenced guides are useful not only because the              by number, title, and revision under general subjects that methods of design and operation cited have been examined                are arranged alphabetically. Relevant regulatory positions in by the NRC staff and found to be appropriate as a means of              each guide are identified and briefly described. In Tables 1 meeting the requirements of NRC regulations, but also                  and 2, the portions of the NRC regulations addressed by because these guides are familiar to licensees and applicants.          the regulatory positions are also identified and other Thus, while the guides inay exceed the requirements of Part              pertinent information is provided.
 
USNRC REGULATORY GUIDES                                Comments should be ent to the Secretary of the Commission.
 
U.S. Nuclear Regulatory Commission Washington D.C. 20555.
 
Regulatory Guides are issued to describe and make available to the      Attentiong Dockting and Service ranch.
 
public methods acceptable to the NRC taff of Implementing specific parts f the Commission's regulations, to delineate tech-       The guides are ssued In the following ten broad divisions:
      niques used by the staff In evaluating specific problems or postu- lated ccloents or to provide guidance to applicants Regulatory           1.  Power Reactors                 
 
===6. Products===
    ~ Guides are nof substitutes for regulations, and compliance with         2.  Research and Test Reactors     
 
===7. Transportation===
-;   them Is not required. Methods and solutions different from those set    3.  Fuels and MaterIals Fcilities  8. Occupational Health out In the guides will be acceptable I they Povide     basis for the    4.  Environmental and Siting        9. Antitrust and Financial Review findings requisite to the issuance or continuance of a permit or        5.  Materials and Plant Protection 10. General license by the Commission.
 
Copies of Issued guides may be purchased at the current Government This guide was Issued after consideration of comments received from      Printing Office price. A subscription service for future guides In spe- the Public. Comments and suggestions for Improvements in these          cific divisions Is available through the Government Printing Office.
 
guides are encouraged at all times, and guides will be revised, as      information on the subscription service and current OPO prices may appropriate, to accommodate comments and to reflect new Informa-         be obtained by writing the U.S. Nuclear Regulatory Commission.
 
tion or experience.                                                     Washington, D.C. 20555. Attention: Publications Sales Manager.
 
8804290116               80411 N-ISS SUBJ             .-
--       ~102                         DCD.
 
V , .
                                                                Table I
                                                                DESIGN
Subject            Regulatory Guide                                Regulatory Position                            Portions of 10 CFR Addressed Accident Analysis
                  1.25, Assumptions Used for Evaluating the      2                  - Atmospheric diffusion      72.65(a), 72.74(d)
                  Potential Radiological Consequences of a                            assumptions Fuel Handling Accident in the Fuel Handl-      3.b                - External whole-body        72.65(a), 72.74(d)
                  ing and Storage Facility for Boiling and                            approximations assumptions Pressurized Water Reactors (Safety Guide 25).
                  1.91, Revision , Evaluations of Explosions      2                    Explosive transport        7x.63, 72.7f(c)
                                                                                                                                                    (
                                                                                      -
                  Postulated To Occur on Transportation          2                  - Explosive transport        72.63, 72.72(c)
                  Routes Near Nuclear Power Plants                3                  - Explosive transport        72.63, 72.72(c)
                  1.145, Atmosphen'S Dispersion Models for                                                        In applying this guide to an Potential Accidenytonsequence Assess-                                                          ISFSI, substitute the terms ments at Nucleaf Power Plants                                                                  "controlled area" as defined in § 72.3(h) and "ISFSI-
                                                                                                                  emergency planning zone (ISFSI-EPZ)" as defined in
                                                                                                                  § 72.3(n) respectively for the terms "exclusion area"
                                                                                                                  and "low population zone (LPZ)" wherever they appear.
 
1.2                - Distances for X/Q          72.65(a), 72.74(d)
                                                                  1.3                - X/Q at the controlled area 72.65(a), 72.74(d)
                                                                  1.4                - X/Q at EPZ                72.65(a), 72.74(d)
                                                                  2                  - Maximum sector X/Q values  72.65(a), 72.74(d)
                                                                  3                  - 5% overall site XJ1 value  72.65(a), 72.74(d)
                                                                  4                  - Selection of X/Q          72.65(a), 72.74(d)
Control Room- Chemical Release 1.78, Assumptions for Evaluating the           I                  - Stored chemicals          72.61(b),  72.72(j)
                  Habitability of a Nuclear Power Plant          2                  - Transported chemicals      72.61 (b), 72.72(j)
                  Control Room During a Postulated                3                  - Onsite chemicals          72.6 1(b), 72.72(j)-
                  Hazardous Chemical Release                      4                  - Toxicity limits            72.72(j)
                                                                  5.a                - Accident concentration    72.61(b),  72.72(j)
                                                                  6                  - Dilution factor            72.61(b),  72.72(j)
                                                                  11               
* Removal systems            72.72(j)
                                                                  12                  - Natural phenomena          72.61(b),  72.720)
                                                                                        and chemical release As                  - Emergency procedures      72.1 (a)(1 l)
 
Table 1 (Continued)
                                                                                DESIGN
                                                                                  Regulatory Position                                    Portions of 10 CFR Addressed Subject                    Regulatory Guide Criticality Safety
                            3.41, RevisioA 1, Validation of Calculational          All              -    Endorsement of ANSI            72.73(a)
                            Methods for Nuclear Criticality Safety                                        N16.9-1975 Floods
                            1.59, Revision 2, Design Basis Floods for              I                  - Flood conditions                  72.33(cX4),  72.61(c), 72.62, Nuclear Power Plants                                                                                          72.72(bX2),  72.72(b)(4)
                                                                                    2.a
                                                                                    2.c
                                                                                                      - Hardened protection alternative-warning time
                                                                                                      - Hardened protection alternative-less severe
                                                                                                                                          72.33(cX4).
                                                                                                                                          72.72(bX2),
                                                                                                                                          72.33(cX4),
                                                                                                                                          72.72(bX2),
                                                                                                                                                        72.61(c), 72.62,
                                                                                                                                                        72.72(bX4)
                                                                                                                                                        72.61(c), 72.62,
                                                                                                                                                        72.72(bX4)
                                                                                                                                                                          (
                                                                                                          flood conditions
                                                                                    3                  -  Unanticipated changes          72.33(cX4),  72.61(c), 72.62,
                                                                                                                                          72.72(bX2),  72.72(b)(4)
                                                                                    4                  -  Data utilization                72.33(c)(4),  72.61(c), 72.62,
                                                                                                                                          72.72(bX2),  72.72(bX4)
w w  Flood Protection                                                                                                                        72.72(b)X2)
                              1.102, Revision 1, Flood Protection for                2                -  Types of protection
                                                                                    2                  -  Shutdown specifications          72.72(b)(2)
                            Nuclear Power Plants                                                                                          72.72(b)X2)
                                                                                    3                  -  Vulnerability of safety-related equipment Physical Hydraulic Models
                              1.125, Revision 1, Physical Models for                2                  - Model preconstruction            72.15(aX3), 72.33(cX4),
                              Design and Operation of Hydraulic Struc-                                    submittals                      72.61(c), 72.62 tures and Systems for Nuclear Power                    2                  - Early staff discussions          72.1 5(aX3), 72.33(cX4),
                              Plants                                                                                                        72.61(c), 72.62
                                                                                    3                  - Documentation                    72.15(a)(3), 72.33(cX4),
                                                                                                                                            72.61(c), 72.62
                                                                                    4                  - Comparison of data and            72.15(aX3), 72.33(cX4),
                                                                                                            model                          72.61(c), 72.62, 72.72(bX3)
                                                                                    5                  - Design changes                    72.1 S(aX3), 72.33(cX4),
                                                                                                                                            72.61(c), 72.62, 72.72(bX3)
                                                                                    6                  - Report contents                  72.15(aX3), 72.33(cX4),
                                                                                                                                            72.61(c), 72.62, 72.72(bX3)
 
r .   I
                                                                          Table I (Continued)
                                                                                DESIGN
    Subject                  Regulatory Guide                                    Regulatory Position                                Portons of 10 CFR Addressed Quality Assutance-Design and Constructon        1.28, Revision 2, Quality Assurance                General            -  Endorsement of ANSI
                            Program Requirements (Design and                                          N45.2-1977 Construction)                                        4                                                  72.15(a)(14), 72.72(a), 72.80
                                                                                  4                                                  72.15(aX14), 7.72(a), 72.80
    Quality Auurance-Terms
                              1.7, Quality Assurance Terms and Detinitions Second Paragraph    - Procurement documents        72.80
                                                                                                                                                                            (
    Radiological Protection- ALARA                  8.8, Revision 3, Information Relevant to                                                                In applying this guide to an i!nsuring that Occupational Radiation Expo-                                                            ISFSI, substitute the term sures at Nuclear Power Stations Wm Be As                                                                "ISFSI" for the tenns "LWR"
                            Low As h Reasonably Achievable                                                                          and "nuclear power station"
W                                                                                                                                    wherever they appear. Dis- Lab                                                                                                                                  regard references to the nuclear steam supply vendor.
 
1Ld             
* Review of designs and          20.1(c), 72.15(a)(5), 72.74(a)
                                                                                                        equipment
                                                                                  2.a                - Access control of radiation    20.1(c), 72.15(aXS), 72.74(a)
                                                                                                        areas
                                                                                  2.b( 1)            - Shielding for senice personnel 20.1(c), 72.IS(a)(S), 72.74(a)
                                                                                  2.b(2)           
* Temporary shieldft and        20.1(c), 72.15(a)(5), 72.74(a)      II
                                                                                                        distance
                                                                                  2.b(4)            - Streaming and scattering      20. 1(c), 72. I5(aX5), 72.74(a)
                                                                                  2.b(5)            - Streaming                      20.1(c), 72.1S(a)(5), 72.74(a)
                                                                                  2.b(6)            - Reduction of exposure          20.1(c), 72.15(aXS), 72.74(a)
                                                                                                        from pipes
                                                                                  2.b(7)            - Expeditious design features    20.1(c),  72.15(aXS),  72.74(a)
                                                                                  2.b(8)            - Laydown space                  20.1(c),  72.15(a)(5), 72.74(a)
                                                                                  2.b(9)            - Removal of equipment          20.1(c),  72.15(aXS),  72.74(a)
                                                                                  2.b(I0)            - Drains                        20.1(c),  72.15(aX5),  72.74(a)
                                                                                  2.c             
* Process instrumentation and    20.1(c),  72.1S(a)(S), 72.74(a)
                                                                                                        controls
                                                                                  2.d(l)            - Control of airborne con-      20.1(c), 72.15(a)(S), 72.74(a),
                                                                                                        taminants (air flow)          72.74(c), 72.74(d)
                                                                                  2.d(2)            - Ventilation systems            20.1(c), 72.1 5(aXS),
                                                                                                                                      72.1 5(aXI 2), 72.74(a)
                                                                                                                                      72.74(d)
 
Table  (Continued)
                                  DESIGN
  Subject Regulatory Guide          Regulatory Position                                Portions of 10 dFR Addresed
                                    2.d(3)            - Auxiliary ventilation          20.1(c), 72$ 5(ax)()
                                                          systems                      72.1 5(a)( 2), 72.74(a)
                                                                                        72.74(c), 72.74(d).
                                    2.f                -  Isolation and decontamination 20.1(c), 72.1S(a)(S),
                                                                                        72.74(a), 72.74(b)
                                    2.g                -  Radiation monitoring systems  20.1(c), 72.16(aXS),
                                                                                        72.74(b), 72.74(c)
                                    2.h(1)           
* Reduction of accumulation      20.1(c), 72.15(aXS),  72.74(a)
                                    2.h(2)            -  Need for maintenance          20.1(c), 72.1S(a)(S), 72.74(a)
                                    2.h(3)            - Pipe bends                    20.1(c), 72.15(aX5),  72.74(a)
                                    2h(4)           
* Pipe surfaces                  20.1(c), 72.lS(aXS),  72.74(a)
                                    2.h(5)            -  Pipe tees                    20.1(c), 72.15(aXS),  72.74(a)
                                    2Jh(6)           
* Slurry piping                  20.1(c), 72.1S(aXS),  72.74(a)
                                    2.h(7)            - Sparging                      20.1(c), 72.15(aXS),  72.74(a)
                                    2i(l)           
* Radiation-damage-resistant    20.1(c), 72.15(a)(5), 72.74(a)
                                                          materials w
                                    2i(2)              - Stainless steel piping .      20.1(c), 72.15(aX5),  72.74(a)
%A
                                    2Ji(3)           
* Pipe routing                  20.1(c), 72.15(a)(5), 72.74(a)
                                    2i(4)           
* Filters                        20.1(c), 72.1S(aX5),  72.74(a)
                                    2i(5)              -  Servicing valves              20.1(c), 72.1S(aXS),  72.74(a)
                                    2i(7)              - Valve selection                20.1(c), 72.1S(aX5),  72.74(a)
                                    2.i(8)            - Pumps                          20.1(c), 72.15(aX5),  72.74(a)
                                    2i(9)              - Sedimentation                  20.1(c), 72.15(aXS),  72.74(a)
                                    2(10)              -  Spare pipe connections        20.1(c), 72.15(aXS),  72.74(a)
                                    2.i(11)            -  Station design,.              20.1(c), 72.IS(aXS),  72.74(a)'
                                    2i(12)
                                    2.i(3)
                                    21(14)
                                                        - Component removal
                                                        - Working environment
                                                        - Lamp replacement
                                                                                        20.1(c),
                                                                                        20.1(c),
                                                                                        20.1(c),
                                                                                                  72.lS(aXS),
                                                                                                  72.15(aXS),
                                                                                                  72.15(aXS),
                                                                                                                72.74(a)
                                                                                                                72.74(a)
                                                                                                              72.74(a)
                                                                                                                          ( -
                                    2i.(15)            - Emergency lighting            20.1(c), 72.1S(aXS),  72.74(a)
                                    3.a                -  Radiation protection program  20.1(c), 72.33(c)(5)
                                                          preparation and planning
                                    3.b(1)            - Health physics technicians    20.1(c), 72.33(c)(S)
                                    3.b(3)            - Communications                20.1(c), 72.33(cX5)
                                    3.c             
* Postoperations                20.1(c), 72.33(cXS)
                                    4.                -  Radiation protection facil-  20.1(c), 72.33(c)(S), 72.74 ities Instrumentation and equipment I.
 
Table I (Continued)
                                                              DESIGN
                                                                                                                      Portions of 10 CFR Addressed Regulatory Position Regulator Guide                                                                                                                          an Subject                                                                                                            In applying this guide to ISFSI,    substitute  the  term Seismic                          Design Classification                                                            "ISFSI Design Earthquake
          1.29, Revision 3, Seismic (ISFSI-DE)" (or the "Safe Shutdown Earthquake (SSE)"
                                                                                                                        wherever it appears.
 
posi-  72.72(b)(2)
                                                                  I .d              - All sections listed for tion I describe  applicable activities to be included      72.72(bl(2) -
                                                                  1.6                                                  72.72(b)X2)
                                                                    I.i                                                72.72(b)X2)
                                                                    I.j                                                  72.72(b)X2), 72.72(i)
                                                                    L.k                                                  72.72(b)X2)
                                                                    11                                                  72.720)
                                                                    1.n                                                72.75(a)
                                                                    L.p                                                72.72(b)X2)
W                                                                    1.q                                                  72.72(b)X2)
'A
W                                                                    2                - Non-safety-related components                      72.72(bX2)
                                                                                      - Defined boundaries
                                                                      3                                                                                an In applying this guide to term ISFSI, substitute the Response Spectra for                                                                "ISFSI Design Earthquake
              1.6o, Revision 1, Design Power Plants Seismic Design of Nuclear                                                                                    (ISFSI-DE)" for the term
                                                                                                                            "Safe Shutdown Earthquake (SSE)" wherever it appears.
 
The term "Operating Basis not Earthquake (OBE)" is applicable to an  SFSI.
 
72.66(a)(2), 72.66(a)(6),
                                                                                        -  Horizontal component            72.66(b)
                                                                        2
                                                                                                                            72.66(aX2), 72.66(a)(6),
                                                                        2             
* Vertical component                72.66(b)
                                                                                                                                                        an In applying this guide to ISFSI, substitute  the  term Seismic Design of
                1.61, Damping Values for                                                                                      "ISFSI Design Earthquake Nuclear Power Plants                                                                                          (ISFSI-DE)" for the term To
 
(.
                                                                                                                                                        .7 C
                                                                      Table I (Continued)
                                                                          DESIGN
    Subfeet              Regulatory Guide                                    Regulatory Position                              Portiots of 10 CF1 Addressed
                                                                                                                                "Safe Shutdown Earthquake (SSE)' wherever t appears.
 
The term "Operating Basis Earthquake (OBD)" is not applicable to an ISFSI.
 
2                  - Modal damping values        72.66(aX2), 72.66(aX6),
                                                                                                                                72.66(b)
                                                                              2               
* High damping values          72.66(aX2), 72.66(a)(6),
                                                                                                                                72.66(b)
                                                                              3                  - Combined stress              72.66(aX2), 72.66(aX6),
                                                                                                                                72.66(b)
                        *1.92, Revision 1. Combining Modal Responses        I                  - Combining of modal responses 72.66(aX2), 72.66(sX6),
                          and Spatial Components In Seismic Response                                                            72.66(b)
                          Analysis                                            2                  - Combination of effects      72.66(aX2), 72.66(a)(6),
w                                                                                                                              72.66(b)
Af
-J1
                          1.122, Revision 1, Development of Floor Design      l                  - Directional analysis        72.66(aX2), 72.66(a)(6),
                          Response Spectra for Seismic Design of Floor-                                                        72.66(b)
                          Supported Equipment or Components                  2                  - Uncertainties                72.66(aX2), 72.66(aX6),
                                                                                                                                72.66(b)
                                                                              3                  - Response spectrum            72.66(aX2), 72.66(a)(6),
                                                                                                                                72.66(b)
    Site Investigations- Foundstions        1.132, Revision 1, Site Investigations for Foundations of Nuclear Power Plants This guide applies to all types of ISFSI designs (§ 72.66).
                                                                                                                                                                I
                                                                                                                                If massive structures or foundations are required by the specific design (i.e., water basin, vault, canyon, support hot cell), this guide would provide applicable guidance for the site investigation.
 
2                  - General site investigation  72.61(a), 72.66(a)(4)
                                                                              2                  - Boring logs                  72.61(a), 72.66(aX4)
                                                                              3                  - Ground-water investigations  72.61(a), 72.66(a)(4)
                                                                                                                                                            r
 
Table 1 (Continued)
                                                                                DZESIGN
                                                                                                                                              Portlon of 10 CFR Addressed Regulatory Position Suet                      Regulator Guide
                                                                                                        - Procedures                          72.61(a), 72.66(aX4)
                                                                                    4                                                        72.61(a), 72.66(a)(4)
                                                                                    S                  - Spacing and depth
                                                                                    6
                                                                                    7
                                                                                                        - Sampling
                                                                                                        - Retention of records and samples
                                                                                                                                              72.61(a), 72.66(a)(4)
                                                                                                                                              72.61(a), 72.66(aX4)
                                                                                                                                                                            (
  Site Investlgations-                                                                                  -    Requirements for testing        72.61(a), 72.66(aX4)
                                                                                      I
      soils                    1.138, Laboratory Inwestigations of Soils for                                program Engineering Analysis and Design of Nuclear                                - Handling and storage of            72.61(a), 72.66(a(4)
                                                                                      2 Power Plants                                                                  samples
                                                                                                          - Selection and preparation          72.61(a), 72.66(aX4)
                                                                                      3 of specimens Criteria for testing procedures  72.61(a), 72.66(aX4)
                                                                                      4                  -
                                                                                                                                              72.61(a), 72.66(aX4)
                                                                                      S                  - Documentation w                                                                                                                                              72.1 S(aX3), 72.33(c)(4),
th  Structures.-Concrete                                                              General            - Endorsement of Y
      Shields                  1.69, Concrete Radiation Shields for Nuclear                                  ANSI-N101.6-1972                72.74(a)
                              Power Plants                                                                                                    72.80
                                                                                        1                                                      72.80
                                                                                        2                                                                        3
                                                                                                                                                72.1 5(aX3), 72. 3(cX4),
                                                                                        3                                                      72.74(a)
                                                                                                                                                72.1 5(a)(3), 72.33(c)(4),
                                                                                        4                                                      72.74(a)
                                                                                                                                                              2
                                                                                                                                                72.1 S(aX3), 7 .33(c)(4),
                                                                                        5                                                        72.74(a)
                                                                                                                                                72.1 S(aX3), 72.3 3(cX4),
                                                                                        6                                                        72.74(a)
                                                                                                                                                72.1 5(aX3), 72.33(cX4),
                                                                                        7                                                      72.74(a)
                                                                                                                                                              7
                                                                                                                                                72.1 S(aX3), 2.33(cX4),
                                                                                        8                                                      72.74(a)
                                                                                                            - General design                      72.72(f, 72.72(k)
    Testing-Diesel Generator                                                            3
                                  1.108, Revision 1, Periodic Testingof                                   
* Testing                            72.72(k)
                                Diesel Generator Units Used as Onsite                    2                                                      Reports are not submitted
                                                                                          3                - Records and reports Electric Power Systems at Nuclear Power                                                                          pursuant to Regulatory Plants                                                                                                          Guide 1.16. 72.72(k)
 
40 to Table 1 ContInued)
                                                                        DESIGN
    Subject            Regulatory Guide                                    Regulator Position                              Porton of 10 CFR Addresed Testing-Protective
                      1.22, Periodic Testing of Protection System                                                        In applying this guide to an Actuation Functions (Safety Guide 22)                                                              ISFSI, substitute the expres- sion "lSFSI receiving and stor- age operations" for the expres- sion "reactor operation" wher- ever it appears.
 
2
                                                                          2
                                                                          4
                                                                                            - Testing requirements
                                                                                            - Testing methods
                                                                                            - Untested equipment
                                                                                                                          72.72(f)
                                                                                                                          72.72(f)
                                                                                                                          72.72(f)                          (
    Tornado
                      1.76, Design Basis Tornado for Nuclear Power       1                - Design basis tornado        72.61(c), 72.62 Plants                                              2                    b conseis tive design Len                        72.61(c), 72.62 basis tornado W
b  Waste Management t41 Systems          1.143, Revision 1, Design Guidance for                                                              This guide does not refer to Radioactive Waste Management Systems,.                                                              the spent fuel storage systems Structures, and Components Installed in                                                            such as the basin, cask, vault, Light-Water-Cooled Nuclear Power Plants                                                            etc., but only applies to the systems that ae used to collect, store, control, or process waste that is generated during the ISFSI operation.
 
Liquid Waste System
                                                                            1.1.1         
* Design and test requrements  72.72(a)
                                                                            1.1.3            -  Seismic criteria            72.72(b)(1), 72.72(bX2)
                                                                            1.1.4           
* Seismic criteria            72.72(b)(1), 72.72(bX2)
                                                                          1.2              - Tank design                  72.75 I
 
Table I (Continued)
                                  DESIGN
    Subject Regulatory Guide          Regulatory Position                              Porthr of 10 CFR Addressed Solid Waste System
                                      3.1.1              e Design and test requirements 7i.72(a)
                                      3.1.3              - Seismic criteria            72.72(b)(1). 72.72(b)(2)
                                      3.1.4              v Seismic criteria            72.72(b)(1), 72.72(bX2)
                                      4.1                -  ALARA                      72.75
                                      4.4                -  Hydrostatic testing        72.75
                                      4.5                -  Testing                    72.75
                                      5.2
                                      5.3
                                                        - Buildings housing radwaste
                                                          -
                                                            systems Optional shielding
                                                                                        72.72(b)(1), 72.72(b)(2)
                                                                                        72.72(b)(1), 72.72(b)(2)
                                                                                                                  (
%wf wf CD
                                                                                                                  II
                                    C t)
 
I
                                                                          Table 2 OPERATIONS
  Subject              Regulatory Guide                                  Regulatory Position                              Portions of 10 CFR Addressed Atmospheric Releases
                        4.16,Measuring, Evaluating, and Reporting                                                          Examples in this guide are not Radioactivity in Releases of Radioactive                                                            applicable to an ISFSI.
 
Materials in Liquid and Airborne Effluents                                                          Environmental reports for an from Nuclear Fuel Processing and Fabrica-                                                          ISFSI should be submitted on tion Plants                                                                                        an annual basis rather than semiannually as stated In posi- tion 5.1.
 
1               
* Methods of sampling analysis 72.74(c)
                                                                            2                  - Sampling program            72.74(c)
                                                                            3                - Analysis of samples          72.74(c)
                                                                            4                - Precision and accuracy of    72.74(c)
                                                                                                results S                - Reporting of results        72.33(dX3)
.
  Atmospheric Transport
                        1.11"1) Revision 1, Methods for Estimating        I               
* Atmospheric transport      72.33(dX3), 72.61(e).
tA
                        Atmospheric Transport and Dispersion of                                and diffusion models        72.65(a), 72.74(d)
                        Gaseous Effluents in Routine Releases from        2                - Source configuration        72.33(d)(3), 72.61(e),
                        Light.Water-Cooled Reactors                                                                         72.65(a), 72.74(d)
                                                                            3                -  Removal mechanisms          72.33(dX3), 72.61(e),
                                                                                                                            72.65(a), 72.74(d)
                                                                            4                    Meteorological data for    72.33(dX3), 72.61(e),
                                                                                                models                      72.65(a), 72.74(d)
  Aqnati  Dispersion
                        1.113, Revision 1, Estimating Aquatic Disper-      I                  - Transport and water-use    72.15(a)(13), 72.33(dX3),
                        sion of Effluents from Accidental and Routine                          models                      72.61(e), 72.65(a), 72.74(d)
                        Reactor Releases for the Purpose of Imple.        2                  - Selection of models        72.15(aX13), 72.33(dX3),
                        menting Appendix I                                                                                  72.61(e), 72.65(a), 72.74(d)
  Dose Assessment
                        1.1IUY, Revision 1, Calculation of Annual          1                  - Doses from liquid          72.33(d)(3), 72.61(e),
                        Doses to Man from Routine Releases of                                  effluent pathways          72.65(a), 72.74(d)
                        Reactor Effluents for the Purpose of              3                  - Doses from airborne        72.33(dX3), 72.61(e),
                        Evaluating Compliance with 10 CFR                                      particulates                72.6S(a), 72.74(d)
                        Part 50, Appendix  I                              4                  - Integrated doses to        72.33(dX3), 72.61(e),
                                        .
                                                                                                population                  72.65(a), 72.74(d)
                                                                                                                                                        f
 
Table 2 (Continued)
                                                                          OPERATIONS
    Subject                  Tleguhar    Guide                                Regulatory Position                          Portion of 10 CFR Addressed Effluent Monitoring
                              1.21, Revision l, Measuring, Evaluating,                                                        For an ISPSI that is co-located and Reporting Radioactivity in Solid                                                            at a reactor site, as opposed to Wastes and Releases of Radioactive Mate-                                                        an ISFSI at a separate site, the dals in Liquid and Gaseous Effluents from                                                      monitoring requirements may Light-Water-Cooled Nudear Power Plants                                                          be reduced. Monitoring may be needed at the fuel receiving and storage areas on a continuous basis only when spent fuel is being handled. Otherwise, periodic measurements may
                                                                                                                                                                (
                                                                                                                              suffice, particularly for possible sealed storage modes.
 
2                    Location of monitoring  72.74(c)(1), 72.74(d)
                                                                                3               
* Type of monitoring      72.33(d), 72.74(c)(1), 72.74(d)
                                                                                4                  - Gross radioactivity      72.33(d), 72.74(cX 1),
'.ft                                                                                                measurements            72.74(d)
le)                                                                            S                  - Measurements of specific 72.33(d), 72.74(c)(1),
                                                                                                    radionuclides            72.74(d)
                                                                                6                  - Representative samples  72.33(d), 12.74(c)(1)
                                                                                7                  - Composite samples        72.33(d), 72.74(c)(1)
                                                                                8               
* Time between collection  72.33(d), 72.74(c)(1)
                                                                                                    and analysis
                                                                                9                  - Corrections for decay    72.33(d),  72.74(c)( 1)
                                                                                l .a              - Errors in measurement    72.33(d), 72.74(d)
                                                                                I I.b            - Quality controls          72.80(b)
                                                                                I .c              - Calibrations              72.74(d)
                                                                                12.b              - Significant figures      72.33(d), 72.74(d)
                                                                                12.c              - Numerical values          72.33(d), 72.74(d)
    Environmental Monitoring The preoperational monitoring period as stated in regulatory position I should be reduced from 2 years to I year.
 
4.1, Revision 1, Programs for Monitoring          1                - Preoperational program  72.33(d)(2), 72.67 Radioactivity in the Environs of Nuclear          2.a             
* Sample media            72.33(dX2), 72.67 Power Plants                                      2.b              - Sample frequency        72.33(dX2), 72.67
 
R4 Table 2 (Continued)
                                                                      OPERATIONS
                        Regui!Wry Guie                                      Regatory Position                                  Portions of 10 CR Addressed
                                                                            2.d              - Analysis                        72.33(dX2)
                                                                            2.e              -  Quality control                72.33(d)l2), 72.80
                                                                            3                - Detection capabilities          72.33(dX2), 72.67 Envi"omental Monrtovins-TLD  4.13, Revision 1, Performance, Testing,            General          - Endorsement of and Procedural Specifications for                                        ANSI N545-1979 Thermoluminescence Dosimetry:
                        Environmental Applications
                                                                            4 I
                                                                            2
                                                                            3
                                                                                                                                72.33(d)(2),
                                                                                                                                72.33(dX2),
                                                                                                                                72.33(d)(2),
                                                                                                                                72.33(dX2),
                                                                                                                                                72.74(c)(2)
                                                                                                                                                72.74(cX2)
                                                                                                                                                72.74(c)(2)
                                                                                                                                                72.74(cX2)
                                                                                                                                                              (
                                                                            5                                                  72.33(dX2),    72.74(c)(2)
    Quality Asmnce- Environmental I  4.15, Revision 1, Quality Assurance for Radio-      1                -  Organization and              72.17 Monitoring      logical Monitoring Programs (Normal Opera-                              responsibilities
'4                      tions)-Effluent Streams and the Environment          2                -  Personnel qualifications      72.17 I..)                                                                        4                *  Records                        72.33(cXS),    72.80
                                                                            S                -  Quality control In sampling    72.33(c)(S),  72.80
                                                                            6                 -  Quality control in analysis    72.33(c)(5),  72.80
                                                                            7                -  Quality control for continuous 72.33(cXS),    72.80
                                                                                                monitoring systems
                                                                            8                -  Review and analysis of data    72.33(c)(S), 72.80
                                                                            9                - Audits                          72.33(cXS), 72.80
    Radiological Protection-ALARA 8.8, Revision 3, Information Relevant to                                                                In applying this guide to an Ensuring that Occupational Radiation                                                                    ISFSI, substitute the term Exposures at Nuclear Power Stations Will                                                                "ISFSI" for the terms "LWR"
                        Be As Low As Is Reasonably Achievable                                                                  and "nuclear power station"
                                                                                                                                wherever they appear. Dis- regard references to the nuclear steam supply vendor.
 
I                - General-program goals          20.1(c), 72 . 3 3 (c)(S)
 
* Establishment of program      20.1(c), 7 2 .33(c)(S)
                                                                            l.b              - Organization and personnel      20.1(c), 72.17 responsibilities I.c              -  Training and instruction      20.1(c), 72.17, 72.92 r
 
Table 2 (Continued)
                                                                        OPERATIONS
  Subject                  Regulatory Guide                                    Regulatory Position                              Portlons of 10 CFR Addressed
                          8.10, Revision -R, Operating Philosophy for          L.a                - Management commitment        20.1(c), 72.1 S(aX8), 72.17, Maintaining Occupational Radiation Expo-                                                              72.33(c)(S)
                          sumas As Low As Is Reasonably Achievable            I .b              - Audits                      20.1(c), 72.1S(aX8),
                                                                                                                                  72.33(c)(S)
                                                                                I c                - Responsibilities            20.1(c), 72.15saX8), 72.17,
                                                                                                                                  72.33(bX4), 72.33(cXS),
                                                                                                                                  72.92
                                                                                1.d l.e
                                                                                                  - Training
                                                                                                  - RSO authority
                                                                                                                                  19.12, 72.17(d), 72.33(bX4),
                                                                                                                                  72.92
                                                                                                                                  20.1(e), 72.15(a)(8),
                                                                                                                                  72.33(c)(S)
                                                                                                                                                              (
                                                                                l.f                - Procedure modifications      20.1(c), 72.1 S(aX8),
                                                                                                                                  72.33(c)(5)
                                                                                2                  - Staff vigilance              20.1(c), 72.15(aX8),
                                                                                                                                  72.33(c)3), 72.33(cXS)
w Radiological Protection- Ar Sampling Instru-    8.25) Calibration and Error Limits of Air            1                  - Calibration frequency        20.103(aX3), 72.74(b)
    ments                  Sampling Instruments for Total Volume                2                  - Err6r limit                  20.103(aX3), 72.74(b)
                          of Air Sampled                                      3                  - Documentation                20.103(a)(3), 72.74(b)
  Radiological Protection- Boassay                8.9, Acceptable Concepts, Models, Equa-              All                - Assumption, models, concepts 20.108, 72.15(aI2)
                          tions, and Assumptions for a Bioassay Program
                          8.26, Applications of Bioassay for Fission          All             
* Endorsement of              20.108, 72.1 S(aX8)
                          and Activation Products                                                  ANSI N343-1978 Radiological Protection- Evacuation Signal      8.5, Revision 1, Criticality and Other              AU               
* Endorsement of              72.74(b)
                          Interior Evacuation Signals                                              ANSI/ANS N2.3-1979 Radiological Protection- Pocket Dosimeters      8.4, Direct-Reading and Indirect-Reading            I                  - Testing                      20.202(a), 20.401, P6cket Dosimeters                                                                                      72.15(aX5)
                                                                                2                    Rejection                    20.202(a), 20.401,
                                                                                                                                  72.1 S(aXS)
                                                                                3                  - Mixed radiation fields      20.202(a), 20.401,
                                                                                                                                  72.1 S(a(5)
                                                                              ii ..
 
4 ho .,
                            -
                                                                            Table 2 Continued)
                                                                              OPERATIONS
  Subjct                    Regulary Guide                                        Regulatory Position                                Portions of 10 CFR Addressed Radiological Protection- Prenatal Exposure        8.13j Revision, 1, Instruction Concerning            2                  - Instruction                  19.12 i    natal Radiation Exposure                          2                  - Reasons                      19.12 Radiological Protection- Respiratory Protection  8.1 5)Acceptable Programs for Respiratory            1                  - Written policy                20.103 Ptotection                                            2                  -  Equipment selection          20.103
                                                                                    3                  -  Individual use of respirator 20.103
                                                                                    4                  - *Requirements of program      20.103
                                                                                    5               
* Equipment approval            20.103
                                                                                    6                  - Unapproved equipment          20.103
                                                                                    7                  - Protection factors            20.103
                                                                                    8                  - Technical requirements        20.103 Radiological Protecton- Symbol                  8.1, Radiation Symbol                                General                                            20.203
-t Safeguards-Alann Systems                  5.44, Revision 2, Perimeter Intrusion Alarm          2                  - Qualification                72.81 Systems                                              2                  - Testing                      72.81 Safeguards-Contingeney Plans                    5.55, Standard Format and Content of Safe-            All                - Contingency plans            72.83 guards Contingency Plans for Fuel Cycle Facilities Safeguards-Entry/Exit Control                  5.7, Revision 1, Entry/Exit Control for              I                  - Protected Areas              72.81 Protected Areas, Vital Areas, and Material            2                  - Material Access Areas        72.81 Access Areas                                          3               
* Vital Areas                  72.81
                                                                                    4                  - Emergency procedures          72.71(q), 72.81 Safeguards-ocks S.12, General Use of Locks in the Protection          1                 
* Combination locks            72.81 and Control of Facilities and Special Nuclear        2                  -  Combination padlocks        72.81 Materials                                             3                  -  Key locks                    72.81
                                                                                    4                  - Key padlocks                72.81
 
Table 2 (Continued)
                                                                      OPERATIONS
Subject                Reguiatoey Gulde                                      Regulatory Position                                Portlons of 10 CFR Addressed
                                                                              5               
* Electric locks                72.81
                                                                              6                  - Pushbutton mechanical locks    72.81
                                                                              7                  - Mechanical locks              72.81
                                                                              8                  - Combinations                  72.81 Safeguards-Security Force                5.20, Training, Equipping, and Qualifying              1                  - Preemployment screening        72.81 of Guards and Watchmen                                2                  - Training                      72.81
                                                                              3                  - Testing and requalification    72.81
                                                                              4                  - Equipment                      72.81
                        5.43, Plant Security Force Duties                      2                  - Oganization                    72.81
                                                                              2               
* Duties                        72.81 Safeguds-Trmngportatlon
                        5.57, Revision 1, Shipping and Receiving              1                  - Preshipment controls on waste 72.81 Control of Strategic Special Nuclear                  2               
* Overchecks                    72.81 Material                                              3                  - Additional shipping controls  72.54, 72.81
                                                                              4                  - Receipts                      72.4, 72.81 Safeguardo-Viual Surveillance          S 14, Revision 1, Use of Observation (Visual          I                  - Operational measures          72.81 Surveillance) Techniques in Material Access            2                  - Aids to effective surveillance 72.81 Areas                                                                                                                                  t q
                                                                            A    A
                                                                          .  --X                                                                        )
 
a I
                                                    VALUE/IMPACT STATEMENT
    1. PROPOSED ACTION                                                1.4    Decision on Proposed Action
    1.1    Description                                                  -This guide is considered the most expeditious way to convey to the public, the industry, and the staff the appli- The storage of spent fuel in an independent spent              cability of existing guidance to licensing actions pursuant to fuel storage installation (ISFSI) is licensed under 10 CFR        Part 72.
 
Part 72. For this type of installation, much of the material in existing regulatory guides Is applicable. The proposed         
 
===2. TECHNICAL APPROACH===
    action would be the ssuance of a regulatory guide that would identify the guides that are applicable to SFSls and            This guide addresses all technical subjects applicable to the extent of their applicability.                                ISFSls on which there is existing guidance.
 
1.2    Need
 
===3. PROCEDURAL APPROACH===
      Applications covering spent fuel storage in an ISFSI are expected to be received in increasing quantity during the              Among the procedural alternatives considered for next few years. The regulatory base applicable to SFSls is        making this guidance available, a regulatory guide was not comparable to that for nuclear reactors, therefore, the        determined to be the most appropriate.
 
issuance of this guide is a major step toward meeting this deficiency.
 
4. STATUTORY CONSIDERATIONS
    1.3    Value/Impact Assessment
                                                                      4.1    NRC Authority
        1.3.1 NRC
                                                                          The NRC derives its statutory authority from the Atomic The guidance provided by this guide is likely to expedite      Energy Act of 1954, as amended, and the Energy Reorgani- the NRC staff's evaluation of the applications.                    zation Act of 1974, as amended, to provide guidance on acceptable means of meeting the requirements of its
        1.3.2 Other Government Agencies                                regulations.
 
None.                                                         4.2 Need for NEPA Assessment
        1.3.3 Industry                                                    The issuance of this guide is not a major action as defined in paragraph 15(a) of 10 CFR Part 51, hence, the This guide will be of particular value to industry since        action does not require an environmental impact statement.
 
there are no precedents specifically applicable to a license application under 10 CFR Part 72.


V , .Table IDESIGNSubjectRegulatory GuideRegulatory PositionPortions of 10 CFR AddressedAccident Analysis1.25, Assumptions Used for Evaluating thePotential Radiological Consequences of aFuel Handling Accident in the Fuel Handl-ing and Storage Facility for Boiling andPressurized Water Reactors (Safety Guide 25).23.b-Atmospheric diffusionassumptions-External whole-bodyapproximations assumptions72.65(a), 72.74(d)72.65(a), 72.74(d)1.91, Revision , Evaluations of ExplosionsPostulated To Occur on TransportationRoutes Near Nuclear Power Plants223-Explosive transport-Explosive transport-Explosive transport7x.63, 72.7f(c)72.63, 72.72(c)72.63, 72.72(c)(1.145, Atmosphen'S Dispersion Models forPotential Accidenytonsequence Assess-ments at Nucleaf Power Plants1.21.31.4234Control Room-Chemical Release1.78, Assumptions for Evaluating theHabitability of a Nuclear Power PlantControl Room During a PostulatedHazardous Chemical ReleaseI2345.a61112-Distances for X/Q-X/Q at the controlled area-X/Q at EPZ-Maximum sector X/Q values-5% overall site XJ1 value-Selection of X/Q-Stored chemicals-Transported chemicals-Onsite chemicals-Toxicity limits-Accident concentration-Dilution factor* Removal systems-Natural phenomenaand chemical release-Emergency proceduresIn applying this guide to anISFSI, substitute the terms"controlled area" as definedin § 72.3(h) and "ISFSI-emergency planning zone(ISFSI-EPZ)" as defined in§ 72.3(n) respectively forthe terms "exclusion area"and "low population zone(LPZ)" wherever they appear.72.65(a), 72.74(d)72.65(a), 72.74(d)72.65(a), 72.74(d)72.65(a), 72.74(d)72.65(a), 72.74(d)72.65(a), 72.74(d)72.61(b), 72.72(j)72.61 (b), 72.72(j)72.6 1(b), 72.72(j)-72.72(j)72.61(b), 72.72(j)72.61(b), 72.72(j)72.72(j)72.61(b), 72.720)As72.1 (a)(1 l)
S. RELATIONSHIP TO OTHER EXISTING OR
Table 1 (Continued)DESIGNSubjectCriticality SafetyRegulatory Guide3.41, RevisioA 1, Validation of CalculationalMethods for Nuclear Criticality SafetyRegulatory PositionPortions of 10 CFR Addressed72.73(a)All-Endorsement of ANSIN16.9-1975Floods1.59, Revision 2, Design Basis Floods forNuclear Power PlantsI2.a2.c34-Flood conditions-Hardened protectionalternative-warning time-Hardened protectionalternative-less severeflood conditions-Unanticipated changes-Data utilization72.33(cX4), 72.61(c), 72.62,72.72(bX2), 72.72(b)(4)72.33(cX4). 72.61(c), 72.62,72.72(bX2), 72.72(bX4)72.33(cX4), 72.61(c), 72.62,72.72(bX2), 72.72(bX4)72.33(cX4), 72.61(c), 72.62,72.72(bX2), 72.72(b)(4)72.33(c)(4), 72.61(c), 72.62,72.72(bX2), 72.72(bX4)(wwFlood Protection1.102, Revision 1, Flood Protection forNuclear Power Plants223-Types of protection-Shutdown specifications-Vulnerability of safety-relatedequipment72.72(b)X2)72.72(b)(2)72.72(b)X2)Physical Hydraulic Models1.125, Revision 1, Physical Models forDesign and Operation of Hydraulic Struc-tures and Systems for Nuclear PowerPlants223-Model preconstructionsubmittals-Early staff discussions-Documentation-Comparison of data andmodel-Design changes72.15(aX3), 72.33(cX4),72.61(c), 72.6272.1 5(aX3), 72.33(cX4),72.61(c), 72.6272.15(a)(3), 72.33(cX4),72.61(c), 72.6272.15(aX3), 72.33(cX4),72.61(c), 72.62, 72.72(bX3)72.1 S(aX3), 72.33(cX4),72.61(c), 72.62, 72.72(bX3)72.15(aX3), 72.33(cX4),72.61(c), 72.62, 72.72(bX3)456 -Report contents r .ITable I (Continued)DESIGNSubjectRegulatory GuideRegulatory PositionPortons of 10 CFR AddressedQuality Assutance-Designand Constructon1.28, Revision 2, Quality AssuranceProgram Requirements (Design andConstruction)General-Endorsement of ANSIN45.2-19774472.15(a)(14), 72.72(a), 72.8072.15(aX14), 7.72(a), 72.80Quality Auurance-Terms1.7, Quality Assurance Terms andDetinitionsSecond Paragraph -Procurement documents72.80(Radiological Protection-ALARA8.8, Revision 3, Information Relevant toi!nsuring that Occupational Radiation Expo-sures at Nuclear Power Stations Wm Be AsLow As h Reasonably AchievableWLab1Ld2.a2.b( 1)2.b(2)2.b(4)2.b(5)2.b(6)2.b(7)2.b(8)2.b(9)2.b(I0)2.c2.d(l)2.d(2)* Review of designs andequipment-Access control of radiationareas-Shielding for senice personnel* Temporary shieldft anddistance-Streaming and scattering-Streaming-Reduction of exposurefrom pipes-Expeditious design features-Laydown space-Removal of equipment-Drains* Process instrumentation andcontrols-Control of airborne con-taminants (air flow)-Ventilation systemsIn applying this guide to anISFSI, substitute the term"ISFSI" for the tenns "LWR"and "nuclear power station"wherever they appear. Dis-regard references to the nuclearsteam supply vendor.20.1(c), 72.15(a)(5), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.IS(a)(S), 72.74(a)20.1(c), 72.15(a)(5), 72.74(a)20. 1(c), 72. I5(aX5), 72.74(a)20.1(c), 72.1S(a)(5), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.15(a)(5), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.15(aX5), 72.74(a)20.1(c), 72.1S(a)(S), 72.74(a)20.1(c), 72.15(a)(S), 72.74(a),72.74(c), 72.74(d)20.1(c), 72.1 5(aXS),72.1 5(aXI 2), 72.74(a)72.74(d)II
        1.3.4 Workers                                                      PROPOSED REGULATIONS OR POLICIES
Table (Continued)DESIGNSubjectRegulatory GuideRegulatory PositionPortions of 10 dFR Addresed2.d(3)2.f2.g2.h(1)2.h(2)2.h(3)2h(4)2.h(5)2Jh(6)2.h(7)2i(l)w%A2i(2)2Ji(3)2i(4)2i(5)2i(7)2.i(8)2i(9)2(10)2.i(11)2i(12)2.i(3)21(14)2i.(15)3.a3.b(1)3.b(3)3.c4.-Auxiliary ventilationsystems-Isolation and decontamination-Radiation monitoring systems* Reduction of accumulation-Need for maintenance-Pipe bends* Pipe surfaces-Pipe tees* Slurry piping-Sparging* Radiation-damage-resistantmaterials-Stainless steel piping .* Pipe routing* Filters-Servicing valves-Valve selection-Pumps-Sedimentation-Spare pipe connections-Station design,.-Component removal-Working environment-Lamp replacement-Emergency lighting-Radiation protection programpreparation and planning-Health physics technicians-Communications* Postoperations-Radiation protection facil-ities Instrumentation andequipment20.1(c), 72$ 5(ax)()72.1 5(a)( 2), 72.74(a)72.74(c), 72.74(d).20.1(c), 72.1S(a)(S),72.74(a), 72.74(b)20.1(c), 72.16(aXS),72.74(b), 72.74(c)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.1S(a)(S), 72.74(a)20.1(c), 72.15(aX5), 72.74(a)20.1(c), 72.lS(aXS), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.1S(aXS), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.15(a)(5), 72.74(a)20.1(c), 72.15(aX5), 72.74(a)20.1(c), 72.15(a)(5), 72.74(a)20.1(c), 72.1S(aX5), 72.74(a)20.1(c), 72.1S(aXS), 72.74(a)20.1(c), 72.1S(aX5), 72.74(a)20.1(c), 72.15(aX5), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.IS(aXS), 72.74(a)'20.1(c), 72.lS(aXS), 72.74(a) -20.1(c), 72.15(aXS), 72.74(a) (20.1(c), 72.15(aXS), 72.74(a)20.1(c), 72.1S(aXS), 72.74(a)20.1(c), 72.33(c)(5)20.1(c), 72.33(c)(S)20.1(c), 72.33(cX5)20.1(c), 72.33(cXS)20.1(c), 72.33(c)(S), 72.74I.
      The principle of maintaining occupational exposures as              This guide is one of a series of guides on the storage of low as is reasonably achievable (ALARA) Is covered in the         spent fuel in an ISFSL
    proposed document.


Table I (Continued)DESIGNSubjectRegulator GuideRegulatory PositionSeismic1.29, Revision 3, Seismic Design ClassificationPortions of 10 CFR AddressedIn applying this guide to anISFSI, substitute the term"ISFSI Design Earthquake(ISFSI-DE)" (or the "SafeShutdown Earthquake (SSE)"wherever it appears.72.72(b)(2)I .d1.6I.iI.jL.k111.nL.p1.q23-All sections listed for posi-tion I describe applicableactivities to be included72.72(bl(2) -72.72(b)X2)72.72(b)X2)72.72(b)X2), 72.72(i)72.72(b)X2)72.720)72.75(a)72.72(b)X2)72.72(b)X2)W'AW-Non-safety-relatedcomponents-Defined boundaries72.72(bX2)1.6o, Revision 1, Design Response Spectra forSeismic Design of Nuclear Power PlantsIn applying this guide to anISFSI, substitute the term"ISFSI Design Earthquake(ISFSI-DE)" for the term"Safe Shutdown Earthquake(SSE)" wherever it appears.The term "Operating BasisEarthquake (OBE)" is notapplicable to an SFSI.72.66(a)(2), 72.66(a)(6),72.66(b)72.66(aX2), 72.66(a)(6),72.66(b)In applying this guide to anISFSI, substitute the term"ISFSI Design Earthquake(ISFSI-DE)" for the term22-Horizontal component* Vertical component1.61, Damping Values for Seismic Design ofNuclear Power PlantsTo C .7Table I (Continued)DESIGNSubfeetRegulatory GuideRegulatory PositionPortiots of 10 CF1 Addressed223-Modal damping values* High damping values-Combined stress"Safe Shutdown Earthquake(SSE)' wherever t appears.The term "Operating BasisEarthquake (OBD)" is notapplicable to an ISFSI.72.66(aX2), 72.66(aX6),72.66(b)72.66(aX2), 72.66(a)(6),72.66(b)72.66(aX2), 72.66(aX6),72.66(b)wAf-J1*1.92, Revision 1. Combining Modal Responsesand Spatial Components In Seismic ResponseAnalysis1.122, Revision 1, Development of Floor DesignResponse Spectra for Seismic Design of Floor-Supported Equipment or ComponentsI2-Combination of effects-Combining of modal responsesl-Directional analysis72.66(aX2), 72.66(sX6),72.66(b)72.66(aX2), 72.66(a)(6),72.66(b)72.66(aX2), 72.66(a)(6),72.66(b)72.66(aX2), 72.66(aX6),72.66(b)72.66(aX2), 72.66(a)(6),72.66(b)2-Uncertainties3-Response spectrumSite Investigations-Foundstions1.132, Revision 1, Site Investigations forFoundations of Nuclear Power PlantsThis guide applies to all typesof ISFSI designs (§ 72.66).If massive structures orfoundations are required bythe specific design (i.e., waterbasin, vault, canyon, supporthot cell), this guide wouldprovide applicable guidance forthe site investigation.I223-General site investigation-Boring logs-Ground-water investigations72.61(a), 72.66(a)(4)72.61(a), 72.66(aX4)72.61(a), 72.66(a)(4)r Table 1 (Continued)DZESIGNSuetRegulator GuideRegulatory Position4S67-Procedures-Spacing and depth-Sampling-Retention of records andsamplesSite Investlgations-soils1.138, Laboratory Inwestigations of Soils forEngineering Analysis and Design of NuclearPower PlantsI2-Requirements for testingprogram-Handling and storage ofsamples-Selection and preparationof specimens-Criteria for testing procedures-Documentation34SwthYPortlon of 10 CFR Addressed72.61(a), 72.66(aX4)72.61(a), 72.66(a)(4)72.61(a), 72.66(a)(4)72.61(a), 72.66(aX4)72.61(a), 72.66(aX4)72.61(a), 72.66(a(4)72.61(a), 72.66(aX4)72.61(a), 72.66(aX4)72.61(a), 72.66(aX4)72.1 S(aX3), 72.33(c)(4),72.74(a)72.8072.8072.1 5(aX3), 72.33(cX4),72.74(a)72.1 5(a)(3), 72.33(c)(4),72.74(a)72.1 S(aX3), 72.33(c)(4),72.74(a)72.1 S(aX3), 72.3 3(cX4),72.74(a)72.1 5(aX3), 72.33(cX4),72.74(a)72.1 S(aX3), 72.33(cX4),72.74(a)(Structures.-ConcreteShields1.69, Concrete Radiation Shields for NuclearPower PlantsGeneral12345678-Endorsement ofANSI-N101.6-1972Testing-Diesel Generator1.108, Revision 1, Periodic TestingofDiesel Generator Units Used as OnsiteElectric Power Systems at Nuclear PowerPlants323-General design* Testing-Records and reports72.72(f, 72.72(k)72.72(k)Reports are not submittedpursuant to RegulatoryGuide 1.16. 72.72(k)
6. SUMMARY AND CONCLUSIONS
40 toTable 1 ContInued)DESIGNSubjectRegulatory GuideRegulator PositionTesting-Protective1.22, Periodic Testing of Protection SystemActuation Functions (Safety Guide 22)Porton of 10 CFR AddresedIn applying this guide to anISFSI, substitute the expres-sion "lSFSI receiving and stor-age operations" for the expres-sion "reactor operation" wher-ever it appears.72.72(f)72.72(f)72.72(f)72.61(c), 72.6272.61(c), 72.62224-Testing requirements-Testing methods-Untested equipment-Design basis tornadob Len conseis tive designbasis tornado(Tornado1.76, Design Basis Tornado for Nuclear PowerPlants12Wbt41Waste ManagementSystems1.143, Revision 1, Design Guidance forRadioactive Waste Management Systems,.Structures, and Components Installed inLight-Water-Cooled Nuclear Power PlantsThis guide does not refer tothe spent fuel storage systemssuch as the basin, cask, vault,etc., but only applies to thesystems that ae used to collect,store, control, or process wastethat is generated during theISFSI operation.Liquid Waste System1.1.1
        1.3.S Public This guide is the most expeditious way of establishing This guide is designed primarily for the protection of         part of the regulatory base required for the licensing of the the public and the environment.                                   storage of spent fuel in an ISFSI
* Design and test requrements1.1.3 -Seismic criteria1.1.4
                                                                3.53-18}}
* Seismic criteria1.2 -Tank design72.72(a)72.72(b)(1), 72.72(bX2)72.72(b)(1), 72.72(bX2)72.75I
ITable I (Continued)DESIGNSubjectRegulatory GuideRegulatory PositionPorthr of 10 CFR AddressedSolid Waste System3.1.1 e Design and test requirements3.1.3 -Seismic criteria3.1.4 v Seismic criteria4.1 -ALARA4.4 -Hydrostatic testing4.5 -Testing5.2 -Buildings housing radwastesystems5.3 -Optional shielding7i.72(a)72.72(b)(1). 72.72(b)(2)72.72(b)(1), 72.72(bX2)72.7572.7572.7572.72(b)(1), 72.72(b)(2)72.72(b)(1), 72.72(b)(2)(%wfwfCDIICt)
ITable 2OPERATIONSSubjectRegulatory GuideRegulatory PositionPortions of 10 CFR AddressedAtmospheric Releases4.16,Measuring, Evaluating, and ReportingRadioactivity in Releases of RadioactiveMaterials in Liquid and Airborne Effluentsfrom Nuclear Fuel Processing and Fabrica-tion PlantsExamples in this guide are notapplicable to an ISFSI.Environmental reports for anISFSI should be submitted onan annual basis rather thansemiannually as stated In posi-tion 5.1.72.74(c)72.74(c)72.74(c)72.74(c)1234S* Methods of sampling analysis-Sampling program-Analysis of samples-Precision and accuracy ofresults-Reporting of results72.33(dX3).tAAtmospheric Transport1.11"1) Revision 1, Methods for EstimatingAtmospheric Transport and Dispersion ofGaseous Effluents in Routine Releases fromLight.Water-Cooled ReactorsI* Atmospheric transportand diffusion models-Source configuration23-Removal mechanisms4Meteorological data formodels72.33(dX3), 72.61(e).72.65(a), 72.74(d)72.33(d)(3), 72.61(e),72.65(a), 72.74(d)72.33(dX3), 72.61(e),72.65(a), 72.74(d)72.33(dX3), 72.61(e),72.65(a), 72.74(d)72.15(a)(13), 72.33(dX3),72.61(e), 72.65(a), 72.74(d)72.15(aX13), 72.33(dX3),72.61(e), 72.65(a), 72.74(d)Aqnati Dispersion1.113, Revision 1, Estimating Aquatic Disper-sion of Effluents from Accidental and RoutineReactor Releases for the Purpose of Imple.menting Appendix II-Transport and water-usemodels-Selection of models2Dose Assessment1.1 IUY, Revision 1, Calculation of AnnualDoses to Man from Routine Releases ofReactor Effluents for the Purpose ofEvaluating Compliance with 10 CFRPart 50, Appendix I.134-Doses from liquideffluent pathways-Doses from airborneparticulates-Integrated doses topopulation72.33(d)(3), 72.61(e),72.65(a), 72.74(d)72.33(dX3), 72.61(e),72.6S(a), 72.74(d)72.33(dX3), 72.61(e),72.65(a), 72.74(d)f Table 2 (Continued)OPERATIONSSubjectEffluent MonitoringTleguhar GuideRegulatory Position1.21, Revision l, Measuring, Evaluating,and Reporting Radioactivity in SolidWastes and Releases of Radioactive Mate-dals in Liquid and Gaseous Effluents fromLight-Water-Cooled Nudear Power Plants'.ftle)234S6789l .aI I.bI .c12.b12.cLocation of monitoring* Type of monitoring-Gross radioactivitymeasurements-Measurements of specificradionuclides-Representative samples-Composite samples* Time between collectionand analysis-Corrections for decay-Errors in measurement-Quality controls-Calibrations-Significant figures-Numerical valuesPortion of 10 CFR AddressedFor an ISPSI that is co-locatedat a reactor site, as opposed toan ISFSI at a separate site, themonitoring requirements maybe reduced. Monitoring may beneeded at the fuel receiving andstorage areas on a continuousbasis only when spent fuel isbeing handled. Otherwise,periodic measurements maysuffice, particularly for possiblesealed storage modes.72.74(c)(1), 72.74(d)72.33(d), 72.74(c)(1), 72.74(d)72.33(d), 72.74(cX 1),72.74(d)72.33(d), 72.74(c)(1),72.74(d)72.33(d), 12.74(c)(1)72.33(d), 72.74(c)(1)72.33(d), 72.74(c)(1)72.33(d), 72.74(c)( 1)72.33(d), 72.74(d)72.80(b)72.74(d)72.33(d), 72.74(d)72.33(d), 72.74(d)(Environmental MonitoringThe preoperational monitoringperiod as stated in regulatoryposition I should be reducedfrom 2 years to I year.72.33(d)(2), 72.6772.33(dX2), 72.6772.33(dX2), 72.674.1, Revision 1, Programs for MonitoringRadioactivity in the Environs of NuclearPower Plants12.a2.b-Preoperational program* Sample media-Sample frequency R4Table 2 (Continued)OPERATIONSRegui!Wry GuieRegatory PositionPortions of 10 CR Addressed2.d2.e3-Analysis-Quality control-Detection capabilities72.33(dX2)72.33(d)l2), 72.8072.33(dX2), 72.67Envi"omentalMonrtovins-TLD4.13, Revision 1, Performance, Testing,and Procedural Specifications forThermoluminescence Dosimetry:Environmental ApplicationsGeneralI2345-Endorsement ofANSI N545-1979Quality Asmnce-Environmental IMonitoring'4I..)4.15, Revision 1, Quality Assurance for Radio-logical Monitoring Programs (Normal Opera-tions)-Effluent Streams and the Environment124S6789-Organization andresponsibilities-Personnel qualifications* Records-Quality control In sampling-Quality control in analysis-Quality control for continuousmonitoring systems-Review and analysis of data-Audits72.33(d)(2), 72.74(c)(2)72.33(dX2), 72.74(cX2)72.33(d)(2), 72.74(c)(2)72.33(dX2), 72.74(cX2)72.33(dX2), 72.74(c)(2)72.1772.1772.33(cXS), 72.8072.33(c)(S), 72.8072.33(c)(5), 72.8072.33(cXS), 72.8072.33(c)(S), 72.8072.33(cXS), 72.80(RadiologicalProtection-ALARA8.8, Revision 3, Information Relevant toEnsuring that Occupational RadiationExposures at Nuclear Power Stations WillBe As Low As Is Reasonably AchievableIn applying this guide to anISFSI, substitute the term"ISFSI" for the terms "LWR"and "nuclear power station"wherever they appear. Dis-regard references to thenuclear steam supply vendor.20.1(c), 72.33(c)(S)20.1(c), 72.33(c)(S)20.1(c), 72.1720.1(c), 72.17, 72.92Il.bI.c-General-program goals* Establishment of program-Organization and personnelresponsibilities-Training and instructionr Table 2 (Continued)OPERATIONSSubjectRegulatory GuideRegulatory PositionPortlons of 10 CFR Addressed8.10, Revision -R, Operating Philosophy forMaintaining Occupational Radiation Expo-sumas As Low As Is Reasonably AchievableL.a-Management commitmentI .b-AuditsI c1.dl.el.f2-Responsibilities-Training-RSO authority-Procedure modifications-Staff vigilance-Calibration frequency-Err6r limit-Documentation20.1(c), 72.1 S(aX8), 72.17,72.33(c)(S)20.1(c), 72.1S(aX8),72.33(c)(S)20.1(c), 72.15saX8), 72.17,72.33(bX4), 72.33(cXS),72.9219.12, 72.17(d), 72.33(bX4),72.9220.1(e), 72.15(a)(8),72.33(c)(S)20.1(c), 72.1 S(aX8),72.33(c)(5)20.1(c), 72.15(aX8),72.33(c)3), 72.33(cXS)20.103(aX3), 72.74(b)20.103(aX3), 72.74(b)20.103(a)(3), 72.74(b)(wRadiological Protection-Ar Sampling Instru-ments8.25) Calibration and Error Limits of AirSampling Instruments for Total Volumeof Air Sampled123Radiological Protection-Boassay8.9, Acceptable Concepts, Models, Equa-tions, and Assumptions for a BioassayProgramAll-Assumption, models, concepts 20.108, 72.15(aI2)20.108, 72.1 S(aX8)8.26, Applications of Bioassay for Fissionand Activation ProductsAll* Endorsement ofANSI N343-1978Radiological Protection-Evacuation Signal8.5, Revision 1, Criticality and OtherInterior Evacuation SignalsAU* Endorsement ofANSI/ANS N2.3-197972.74(b)Radiological Protection-Pocket Dosimeters8.4, Direct-Reading and Indirect-ReadingP6cket DosimetersI-Testing2Rejection20.202(a), 20.401,72.15(aX5)20.202(a), 20.401,72.1 S(aXS)20.202(a), 20.401,72.1 S(a(5)3-Mixed radiation fieldsii ..
4ho .,-Table 2 Continued)OPERATIONSSubjctRadiological Protection-Prenatal ExposureRegulary GuideRegulatory PositionPortions of 10 CFR Addressed19.1219.128.13j Revision, 1, Instruction Concerningi natal Radiation Exposure22-Instruction-ReasonsRadiological Protection-Respiratory Protection8.1 5)Acceptable Programs for RespiratoryPtotection12345678-Written policy-Equipment selection-Individual use of respirator-* Requirements of program* Equipment approval-Unapproved equipment-Protection factors-Technical requirements20.10320.10320.10320.10320.10320.10320.10320.103-tRadiological Protecton-SymbolSafeguards-AlannSystems8.1, Radiation Symbol5.44, Revision 2, Perimeter Intrusion AlarmSystemsGeneral20.20322-Qualification-Testing72.8172.81Safeguards-ContingeneyPlans5.55, Standard Format and Content of Safe-guards Contingency Plans for Fuel CycleFacilitiesAll-Contingency plans72.83Safeguards-Entry/ExitControl5.7, Revision 1, Entry/Exit Control forProtected Areas, Vital Areas, and MaterialAccess AreasI234-Protected Areas-Material Access Areas* Vital Areas-Emergency procedures72.8172.8172.8172.71(q), 72.81Safeguards-ocksS.12, General Use of Locks in the Protectionand Control of Facilities and Special NuclearMaterials1234* Combination locks-Combination padlocks-Key locks-Key padlocks72.8172.8172.8172.81 Table 2 (Continued)OPERATIONSSubjectReguiatoey GuldeRegulatory PositionPortlons of 10 CFR Addressed5678* Electric locks-Pushbutton mechanical locks-Mechanical locks-Combinations72.8172.8172.8172.81Safeguards-SecurityForce5.20, Training, Equipping, and Qualifyingof Guards and Watchmen1234-Preemployment screening-Training-Testing and requalification-Equipment72.8172.8172.8172.815.43, Plant Security Force Duties22-Oganization* Duties72.8172.81Safeguds-Trmngportatlon5.57, Revision 1, Shipping and ReceivingControl of Strategic Special NuclearMaterial1234-Preshipment controls on waste* Overchecks-Additional shipping controls-Receipts72.8172.8172.54, 72.8172.4, 72.81Safeguardo-ViualSurveillanceS 14, Revision 1, Use of Observation (VisualSurveillance) Techniques in Material AccessAreasI2-Operational measures-Aids to effective surveillance72.8172.81tqA A.-- X )
a IVALUE/IMPACT STATEMENT1. PROPOSED ACTION1.4 Decision on Proposed Action1.1 DescriptionThe storage of spent fuel in an independent spentfuel storage installation (ISFSI) is licensed under 10 CFRPart 72. For this type of installation, much of the materialin existing regulatory guides Is applicable. The proposedaction would be the ssuance of a regulatory guide thatwould identify the guides that are applicable to SFSls andthe extent of their applicability.-This guide is considered the most expeditious way toconvey to the public, the industry, and the staff the appli-cability of existing guidance to licensing actions pursuant toPart 72.2. TECHNICAL APPROACHThis guide addresses all technical subjects applicable toISFSls on which there is existing guidance.1.2 NeedApplications covering spent fuel storage in an ISFSI areexpected to be received in increasing quantity during thenext few years. The regulatory base applicable to SFSls isnot comparable to that for nuclear reactors, therefore, theissuance of this guide is a major step toward meeting thisdeficiency.1.3 Value/Impact Assessment1.3.1 NRCThe guidance provided by this guide is likely to expeditethe NRC staff's evaluation of the applications.1.3.2 Other Government Agencies3. PROCEDURAL APPROACHAmong the procedural alternatives considered formaking this guidance available, a regulatory guide wasdetermined to be the most appropriate.4. STATUTORY CONSIDERATIONS4.1 NRC AuthorityThe NRC derives its statutory authority from the AtomicEnergy Act of 1954, as amended, and the Energy Reorgani-zation Act of 1974, as amended, to provide guidance onacceptable means of meeting the requirements of itsregulations.None.4.2 Need for NEPA Assessment1.3.3 IndustryThis guide will be of particular value to industry sincethere are no precedents specifically applicable to a licenseapplication under 10 CFR Part 72.1.3.4 WorkersThe principle of maintaining occupational exposures aslow as is reasonably achievable (ALARA) Is covered in theproposed document.1.3.S PublicThis guide is designed primarily for the protection ofthe public and the environment.The issuance of this guide is not a major action asdefined in paragraph 15(a) of 10 CFR Part 5 1, hence, theaction does not require an environmental impact statement.S. RELATIONSHIP TO OTHER EXISTING ORPROPOSED REGULATIONS OR POLICIESThis guide is one of a series of guides on the storage ofspent fuel in an ISFSL6. SUMMARY AND CONCLUSIONSThis guide is the most expeditious way of establishingpart of the regulatory base required for the licensing of thestorage of spent fuel in an ISFSI3.53-18  
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Latest revision as of 02:44, 24 November 2019

Applicability of Existing Regulatory Guides to the Design and Operation of an Independent Spent Fuel Storage Installation
ML031990381
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Site: WM-00011
Issue date: 07/31/1982
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References
CE 037-4 NUDOCS 8804290116, RG-3.053
Download: ML031990381 (17)


U.S. NUCL; REGULATORY COMMISSION`' July 1982

!) REGULATORY GUIDE

OFFICE OF NUCLEAR REGULATORY RESEARCH

REGULATORY GUIDE 3.63 (Task CE 0374)

APPLICABILITY OF EXISTING REGULATORY GUIDES TO THE DESIGN AND OPERATION

OF AN INDEPENDENT SPENT FUEL STORAGE INSTALLATION

A. INTRODUCTION

72 in some cases (in particular, those guides written with reference to power reactors), they can be of benefit to The storage of spent fuel in an independent spent fuel applicants and licensees who already have experience with storage installation (ISFSI) pending its ultimate disposal the solutions endorsed in them and who may wish to apply Is a new step in the nuclear fuel cycle that is licensed familiar solutions rather than develop alternative solutions pursuant to 10 CFR Part 72, "Licensing Requirements for less certain of being acceptable to the NRC staff.

the Storage of Spent Fuel in an Independent Spent Fuel Storage Installation." The conventional method for such

B. DISCUSSION

storage is in water basins embedded in the ground with their water surface approximately at grade level. Other Existing regulatory guides were examined for their methods using dry storage are also being considered. These potential applicability to the design and operation of an methods may include air-cooled canyons or vaults, under- ISFSI that may use either a wet or dry mode of storage.

ground caissons or dry wells, or surface-storage casks or The specific revision of each guide that may be appli- silos. Applicants may determine that other regulatory cable, in whole or In part, is listed In the tables of this guides contain useful information for particular situations. guide. This guide will be updated as referenced guides Potential use of other guides may be discussed with the are revised.

NRC staff.

The user and staff must exercise discretion in using all of This regulatory guide identifies existing regulatory the detailed information ssociated with each regulatory guides that may be applicable in whole or in part to the position cited, e.g., not all appendices and examples con- design and operation of an ISFSI. Since the different tained in the cited guides are applicable to an ISFSI. If modes of storage vary widely in design, the guides cited will the guidance in a guide written specifically for an ISFSI

obviously not all be applicable to all design technologies. differs from that in a guide developed for another facility, Also, as a general rule, the technologies and operating (e.g., a Division I guide), the guidance in the guide specific conditions involved in the receipt and storage of aged spent to an ISFSI should be followed.

fuel (i.e., spent fuel that has undergone at least 1 year of decay since removal from a reactor core) are not only much

C. REGULATORY POSITION

less complex and dynamic than those of production and utilization facilities (i.e., reactor and reprocessing facilities), Tables 1, 2, and 3 list existing regulatory guides that but they are also less complex and dynamic than the tech- may be applicable to an ISFSI. Table I identifies guides nologies and conditions involved in the receipt and storage applicable to ISFSI design and Table 2 identifies guides of spent fuel in reactor basins designed to receive spent fuel applicable to ISFSI operation. Table 3 identifies guides that directly from a reactor core after a decay of a few days or are specific to an ISFSI. The guides are listed in the tables less. The referenced guides are useful not only because the by number, title, and revision under general subjects that methods of design and operation cited have been examined are arranged alphabetically. Relevant regulatory positions in by the NRC staff and found to be appropriate as a means of each guide are identified and briefly described. In Tables 1 meeting the requirements of NRC regulations, but also and 2, the portions of the NRC regulations addressed by because these guides are familiar to licensees and applicants. the regulatory positions are also identified and other Thus, while the guides inay exceed the requirements of Part pertinent information is provided.

USNRC REGULATORY GUIDES Comments should be ent to the Secretary of the Commission.

U.S. Nuclear Regulatory Commission Washington D.C. 20555.

Regulatory Guides are issued to describe and make available to the Attentiong Dockting and Service ranch.

public methods acceptable to the NRC taff of Implementing specific parts f the Commission's regulations, to delineate tech- The guides are ssued In the following ten broad divisions:

niques used by the staff In evaluating specific problems or postu- lated ccloents or to provide guidance to applicants Regulatory 1. Power Reactors

6. Products

~ Guides are nof substitutes for regulations, and compliance with 2. Research and Test Reactors

7. Transportation

-; them Is not required. Methods and solutions different from those set 3. Fuels and MaterIals Fcilities 8. Occupational Health out In the guides will be acceptable I they Povide basis for the 4. Environmental and Siting 9. Antitrust and Financial Review findings requisite to the issuance or continuance of a permit or 5. Materials and Plant Protection 10. General license by the Commission.

Copies of Issued guides may be purchased at the current Government This guide was Issued after consideration of comments received from Printing Office price. A subscription service for future guides In spe- the Public. Comments and suggestions for Improvements in these cific divisions Is available through the Government Printing Office.

guides are encouraged at all times, and guides will be revised, as information on the subscription service and current OPO prices may appropriate, to accommodate comments and to reflect new Informa- be obtained by writing the U.S. Nuclear Regulatory Commission.

tion or experience. Washington, D.C. 20555. Attention: Publications Sales Manager.

8804290116 80411 N-ISS SUBJ .-

-- ~102 DCD.

V , .

Table I

DESIGN

Subject Regulatory Guide Regulatory Position Portions of 10 CFR Addressed Accident Analysis

1.25, Assumptions Used for Evaluating the 2 - Atmospheric diffusion 72.65(a), 72.74(d)

Potential Radiological Consequences of a assumptions Fuel Handling Accident in the Fuel Handl- 3.b - External whole-body 72.65(a), 72.74(d)

ing and Storage Facility for Boiling and approximations assumptions Pressurized Water Reactors (Safety Guide 25).

1.91, Revision , Evaluations of Explosions 2 Explosive transport 7x.63, 72.7f(c)

(

-

Postulated To Occur on Transportation 2 - Explosive transport 72.63, 72.72(c)

Routes Near Nuclear Power Plants 3 - Explosive transport 72.63, 72.72(c)

1.145, Atmosphen'S Dispersion Models for In applying this guide to an Potential Accidenytonsequence Assess- ISFSI, substitute the terms ments at Nucleaf Power Plants "controlled area" as defined in § 72.3(h) and "ISFSI-

emergency planning zone (ISFSI-EPZ)" as defined in

§ 72.3(n) respectively for the terms "exclusion area"

and "low population zone (LPZ)" wherever they appear.

1.2 - Distances for X/Q 72.65(a), 72.74(d)

1.3 - X/Q at the controlled area 72.65(a), 72.74(d)

1.4 - X/Q at EPZ 72.65(a), 72.74(d)

2 - Maximum sector X/Q values 72.65(a), 72.74(d)

3 - 5% overall site XJ1 value 72.65(a), 72.74(d)

4 - Selection of X/Q 72.65(a), 72.74(d)

Control Room- Chemical Release 1.78, Assumptions for Evaluating the I - Stored chemicals 72.61(b), 72.72(j)

Habitability of a Nuclear Power Plant 2 - Transported chemicals 72.61 (b), 72.72(j)

Control Room During a Postulated 3 - Onsite chemicals 72.6 1(b), 72.72(j)-

Hazardous Chemical Release 4 - Toxicity limits 72.72(j)

5.a - Accident concentration 72.61(b), 72.72(j)

6 - Dilution factor 72.61(b), 72.72(j)

11

  • Removal systems 72.72(j)

12 - Natural phenomena 72.61(b), 72.720)

and chemical release As - Emergency procedures 72.1 (a)(1 l)

Table 1 (Continued)

DESIGN

Regulatory Position Portions of 10 CFR Addressed Subject Regulatory Guide Criticality Safety

3.41, RevisioA 1, Validation of Calculational All - Endorsement of ANSI 72.73(a)

Methods for Nuclear Criticality Safety N16.9-1975 Floods

1.59, Revision 2, Design Basis Floods for I - Flood conditions 72.33(cX4), 72.61(c), 72.62, Nuclear Power Plants 72.72(bX2), 72.72(b)(4)

2.a

2.c

- Hardened protection alternative-warning time

- Hardened protection alternative-less severe

72.33(cX4).

72.72(bX2),

72.33(cX4),

72.72(bX2),

72.61(c), 72.62,

72.72(bX4)

72.61(c), 72.62,

72.72(bX4)

(

flood conditions

3 - Unanticipated changes 72.33(cX4), 72.61(c), 72.62,

72.72(bX2), 72.72(b)(4)

4 - Data utilization 72.33(c)(4), 72.61(c), 72.62,

72.72(bX2), 72.72(bX4)

w w Flood Protection 72.72(b)X2)

1.102, Revision 1, Flood Protection for 2 - Types of protection

2 - Shutdown specifications 72.72(b)(2)

Nuclear Power Plants 72.72(b)X2)

3 - Vulnerability of safety-related equipment Physical Hydraulic Models

1.125, Revision 1, Physical Models for 2 - Model preconstruction 72.15(aX3), 72.33(cX4),

Design and Operation of Hydraulic Struc- submittals 72.61(c), 72.62 tures and Systems for Nuclear Power 2 - Early staff discussions 72.1 5(aX3), 72.33(cX4),

Plants 72.61(c), 72.62

3 - Documentation 72.15(a)(3), 72.33(cX4),

72.61(c), 72.62

4 - Comparison of data and 72.15(aX3), 72.33(cX4),

model 72.61(c), 72.62, 72.72(bX3)

5 - Design changes 72.1 S(aX3), 72.33(cX4),

72.61(c), 72.62, 72.72(bX3)

6 - Report contents 72.15(aX3), 72.33(cX4),

72.61(c), 72.62, 72.72(bX3)

r . I

Table I (Continued)

DESIGN

Subject Regulatory Guide Regulatory Position Portons of 10 CFR Addressed Quality Assutance-Design and Constructon 1.28, Revision 2, Quality Assurance General - Endorsement of ANSI

Program Requirements (Design and N45.2-1977 Construction) 4 72.15(a)(14), 72.72(a), 72.80

4 72.15(aX14), 7.72(a), 72.80

Quality Auurance-Terms

1.7, Quality Assurance Terms and Detinitions Second Paragraph - Procurement documents 72.80

(

Radiological Protection- ALARA 8.8, Revision 3, Information Relevant to In applying this guide to an i!nsuring that Occupational Radiation Expo- ISFSI, substitute the term sures at Nuclear Power Stations Wm Be As "ISFSI" for the tenns "LWR"

Low As h Reasonably Achievable and "nuclear power station"

W wherever they appear. Dis- Lab regard references to the nuclear steam supply vendor.

1Ld

  • Review of designs and 20.1(c), 72.15(a)(5), 72.74(a)

equipment

2.a - Access control of radiation 20.1(c), 72.15(aXS), 72.74(a)

areas

2.b( 1) - Shielding for senice personnel 20.1(c), 72.IS(a)(S), 72.74(a)

2.b(2)

  • Temporary shieldft and 20.1(c), 72.15(a)(5), 72.74(a) II

distance

2.b(4) - Streaming and scattering 20. 1(c), 72. I5(aX5), 72.74(a)

2.b(5) - Streaming 20.1(c), 72.1S(a)(5), 72.74(a)

2.b(6) - Reduction of exposure 20.1(c), 72.15(aXS), 72.74(a)

from pipes

2.b(7) - Expeditious design features 20.1(c), 72.15(aXS), 72.74(a)

2.b(8) - Laydown space 20.1(c), 72.15(a)(5), 72.74(a)

2.b(9) - Removal of equipment 20.1(c), 72.15(aXS), 72.74(a)

2.b(I0) - Drains 20.1(c), 72.15(aX5), 72.74(a)

2.c

  • Process instrumentation and 20.1(c), 72.1S(a)(S), 72.74(a)

controls

2.d(l) - Control of airborne con- 20.1(c), 72.15(a)(S), 72.74(a),

taminants (air flow) 72.74(c), 72.74(d)

2.d(2) - Ventilation systems 20.1(c), 72.1 5(aXS),

72.1 5(aXI 2), 72.74(a)

72.74(d)

Table (Continued)

DESIGN

Subject Regulatory Guide Regulatory Position Portions of 10 dFR Addresed

2.d(3) - Auxiliary ventilation 20.1(c), 72$ 5(ax)()

systems 72.1 5(a)( 2), 72.74(a)

72.74(c), 72.74(d).

2.f - Isolation and decontamination 20.1(c), 72.1S(a)(S),

72.74(a), 72.74(b)

2.g - Radiation monitoring systems 20.1(c), 72.16(aXS),

72.74(b), 72.74(c)

2.h(1)

  • Reduction of accumulation 20.1(c), 72.15(aXS), 72.74(a)

2.h(2) - Need for maintenance 20.1(c), 72.1S(a)(S), 72.74(a)

2.h(3) - Pipe bends 20.1(c), 72.15(aX5), 72.74(a)

2h(4)

  • Pipe surfaces 20.1(c), 72.lS(aXS), 72.74(a)

2.h(5) - Pipe tees 20.1(c), 72.15(aXS), 72.74(a)

2Jh(6)

  • Slurry piping 20.1(c), 72.1S(aXS), 72.74(a)

2.h(7) - Sparging 20.1(c), 72.15(aXS), 72.74(a)

2i(l)

  • Radiation-damage-resistant 20.1(c), 72.15(a)(5), 72.74(a)

materials w

2i(2) - Stainless steel piping . 20.1(c), 72.15(aX5), 72.74(a)

%A

2Ji(3)

  • Pipe routing 20.1(c), 72.15(a)(5), 72.74(a)

2i(4)

  • Filters 20.1(c), 72.1S(aX5), 72.74(a)

2i(5) - Servicing valves 20.1(c), 72.1S(aXS), 72.74(a)

2i(7) - Valve selection 20.1(c), 72.1S(aX5), 72.74(a)

2.i(8) - Pumps 20.1(c), 72.15(aX5), 72.74(a)

2i(9) - Sedimentation 20.1(c), 72.15(aXS), 72.74(a)

2(10) - Spare pipe connections 20.1(c), 72.15(aXS), 72.74(a)

2.i(11) - Station design,. 20.1(c), 72.IS(aXS), 72.74(a)'

2i(12)

2.i(3)

21(14)

- Component removal

- Working environment

- Lamp replacement

20.1(c),

20.1(c),

20.1(c),

72.lS(aXS),

72.15(aXS),

72.15(aXS),

72.74(a)

72.74(a)

72.74(a)

( -

2i.(15) - Emergency lighting 20.1(c), 72.1S(aXS), 72.74(a)

3.a - Radiation protection program 20.1(c), 72.33(c)(5)

preparation and planning

3.b(1) - Health physics technicians 20.1(c), 72.33(c)(S)

3.b(3) - Communications 20.1(c), 72.33(cX5)

3.c

  • Postoperations 20.1(c), 72.33(cXS)

4. - Radiation protection facil- 20.1(c), 72.33(c)(S), 72.74 ities Instrumentation and equipment I.

Table I (Continued)

DESIGN

Portions of 10 CFR Addressed Regulatory Position Regulator Guide an Subject In applying this guide to ISFSI, substitute the term Seismic Design Classification "ISFSI Design Earthquake

1.29, Revision 3, Seismic (ISFSI-DE)" (or the "Safe Shutdown Earthquake (SSE)"

wherever it appears.

posi- 72.72(b)(2)

I .d - All sections listed for tion I describe applicable activities to be included 72.72(bl(2) -

1.6 72.72(b)X2)

I.i 72.72(b)X2)

I.j 72.72(b)X2), 72.72(i)

L.k 72.72(b)X2)

11 72.720)

1.n 72.75(a)

L.p 72.72(b)X2)

W 1.q 72.72(b)X2)

'A

W 2 - Non-safety-related components 72.72(bX2)

- Defined boundaries

3 an In applying this guide to term ISFSI, substitute the Response Spectra for "ISFSI Design Earthquake

1.6o, Revision 1, Design Power Plants Seismic Design of Nuclear (ISFSI-DE)" for the term

"Safe Shutdown Earthquake (SSE)" wherever it appears.

The term "Operating Basis not Earthquake (OBE)" is applicable to an SFSI.

72.66(a)(2), 72.66(a)(6),

- Horizontal component 72.66(b)

2

72.66(aX2), 72.66(a)(6),

2

  • Vertical component 72.66(b)

an In applying this guide to ISFSI, substitute the term Seismic Design of

1.61, Damping Values for "ISFSI Design Earthquake Nuclear Power Plants (ISFSI-DE)" for the term To

(.

.7 C

Table I (Continued)

DESIGN

Subfeet Regulatory Guide Regulatory Position Portiots of 10 CF1 Addressed

"Safe Shutdown Earthquake (SSE)' wherever t appears.

The term "Operating Basis Earthquake (OBD)" is not applicable to an ISFSI.

2 - Modal damping values 72.66(aX2), 72.66(aX6),

72.66(b)

2

  • High damping values 72.66(aX2), 72.66(a)(6),

72.66(b)

3 - Combined stress 72.66(aX2), 72.66(aX6),

72.66(b)

  • 1.92, Revision 1. Combining Modal Responses I - Combining of modal responses 72.66(aX2), 72.66(sX6),

and Spatial Components In Seismic Response 72.66(b)

Analysis 2 - Combination of effects 72.66(aX2), 72.66(a)(6),

w 72.66(b)

Af

-J1

1.122, Revision 1, Development of Floor Design l - Directional analysis 72.66(aX2), 72.66(a)(6),

Response Spectra for Seismic Design of Floor- 72.66(b)

Supported Equipment or Components 2 - Uncertainties 72.66(aX2), 72.66(aX6),

72.66(b)

3 - Response spectrum 72.66(aX2), 72.66(a)(6),

72.66(b)

Site Investigations- Foundstions 1.132, Revision 1, Site Investigations for Foundations of Nuclear Power Plants This guide applies to all types of ISFSI designs (§ 72.66).

I

If massive structures or foundations are required by the specific design (i.e., water basin, vault, canyon, support hot cell), this guide would provide applicable guidance for the site investigation.

2 - General site investigation 72.61(a), 72.66(a)(4)

2 - Boring logs 72.61(a), 72.66(aX4)

3 - Ground-water investigations 72.61(a), 72.66(a)(4)

r

Table 1 (Continued)

DZESIGN

Portlon of 10 CFR Addressed Regulatory Position Suet Regulator Guide

- Procedures 72.61(a), 72.66(aX4)

4 72.61(a), 72.66(a)(4)

S - Spacing and depth

6

7

- Sampling

- Retention of records and samples

72.61(a), 72.66(a)(4)

72.61(a), 72.66(aX4)

(

Site Investlgations- - Requirements for testing 72.61(a), 72.66(aX4)

I

soils 1.138, Laboratory Inwestigations of Soils for program Engineering Analysis and Design of Nuclear - Handling and storage of 72.61(a), 72.66(a(4)

2 Power Plants samples

- Selection and preparation 72.61(a), 72.66(aX4)

3 of specimens Criteria for testing procedures 72.61(a), 72.66(aX4)

4 -

72.61(a), 72.66(aX4)

S - Documentation w 72.1 S(aX3), 72.33(c)(4),

th Structures.-Concrete General - Endorsement of Y

Shields 1.69, Concrete Radiation Shields for Nuclear ANSI-N101.6-1972 72.74(a)

Power Plants 72.80

1 72.80

2 3

72.1 5(aX3), 72. 3(cX4),

3 72.74(a)

72.1 5(a)(3), 72.33(c)(4),

4 72.74(a)

2

72.1 S(aX3), 7 .33(c)(4),

5 72.74(a)

72.1 S(aX3), 72.3 3(cX4),

6 72.74(a)

72.1 5(aX3), 72.33(cX4),

7 72.74(a)

7

72.1 S(aX3), 2.33(cX4),

8 72.74(a)

- General design 72.72(f, 72.72(k)

Testing-Diesel Generator 3

1.108, Revision 1, Periodic Testingof

  • Testing 72.72(k)

Diesel Generator Units Used as Onsite 2 Reports are not submitted

3 - Records and reports Electric Power Systems at Nuclear Power pursuant to Regulatory Plants Guide 1.16. 72.72(k)

40 to Table 1 ContInued)

DESIGN

Subject Regulatory Guide Regulator Position Porton of 10 CFR Addresed Testing-Protective

1.22, Periodic Testing of Protection System In applying this guide to an Actuation Functions (Safety Guide 22) ISFSI, substitute the expres- sion "lSFSI receiving and stor- age operations" for the expres- sion "reactor operation" wher- ever it appears.

2

2

4

- Testing requirements

- Testing methods

- Untested equipment

72.72(f)

72.72(f)

72.72(f) (

Tornado

1.76, Design Basis Tornado for Nuclear Power 1 - Design basis tornado 72.61(c), 72.62 Plants 2 b conseis tive design Len 72.61(c), 72.62 basis tornado W

b Waste Management t41 Systems 1.143, Revision 1, Design Guidance for This guide does not refer to Radioactive Waste Management Systems,. the spent fuel storage systems Structures, and Components Installed in such as the basin, cask, vault, Light-Water-Cooled Nuclear Power Plants etc., but only applies to the systems that ae used to collect, store, control, or process waste that is generated during the ISFSI operation.

Liquid Waste System

1.1.1

  • Design and test requrements 72.72(a)

1.1.3 - Seismic criteria 72.72(b)(1), 72.72(bX2)

1.1.4

  • Seismic criteria 72.72(b)(1), 72.72(bX2)

1.2 - Tank design 72.75 I

Table I (Continued)

DESIGN

Subject Regulatory Guide Regulatory Position Porthr of 10 CFR Addressed Solid Waste System

3.1.1 e Design and test requirements 7i.72(a)

3.1.3 - Seismic criteria 72.72(b)(1). 72.72(b)(2)

3.1.4 v Seismic criteria 72.72(b)(1), 72.72(bX2)

4.1 - ALARA 72.75

4.4 - Hydrostatic testing 72.75

4.5 - Testing 72.75

5.2

5.3

- Buildings housing radwaste

-

systems Optional shielding

72.72(b)(1), 72.72(b)(2)

72.72(b)(1), 72.72(b)(2)

(

%wf wf CD

II

C t)

I

Table 2 OPERATIONS

Subject Regulatory Guide Regulatory Position Portions of 10 CFR Addressed Atmospheric Releases

4.16,Measuring, Evaluating, and Reporting Examples in this guide are not Radioactivity in Releases of Radioactive applicable to an ISFSI.

Materials in Liquid and Airborne Effluents Environmental reports for an from Nuclear Fuel Processing and Fabrica- ISFSI should be submitted on tion Plants an annual basis rather than semiannually as stated In posi- tion 5.1.

1

  • Methods of sampling analysis 72.74(c)

2 - Sampling program 72.74(c)

3 - Analysis of samples 72.74(c)

4 - Precision and accuracy of 72.74(c)

results S - Reporting of results 72.33(dX3)

.

Atmospheric Transport

1.11"1) Revision 1, Methods for Estimating I

  • Atmospheric transport 72.33(dX3), 72.61(e).

tA

Atmospheric Transport and Dispersion of and diffusion models 72.65(a), 72.74(d)

Gaseous Effluents in Routine Releases from 2 - Source configuration 72.33(d)(3), 72.61(e),

Light.Water-Cooled Reactors 72.65(a), 72.74(d)

3 - Removal mechanisms 72.33(dX3), 72.61(e),

72.65(a), 72.74(d)

4 Meteorological data for 72.33(dX3), 72.61(e),

models 72.65(a), 72.74(d)

Aqnati Dispersion

1.113, Revision 1, Estimating Aquatic Disper- I - Transport and water-use 72.15(a)(13), 72.33(dX3),

sion of Effluents from Accidental and Routine models 72.61(e), 72.65(a), 72.74(d)

Reactor Releases for the Purpose of Imple. 2 - Selection of models 72.15(aX13), 72.33(dX3),

menting Appendix I 72.61(e), 72.65(a), 72.74(d)

Dose Assessment

1.1IUY, Revision 1, Calculation of Annual 1 - Doses from liquid 72.33(d)(3), 72.61(e),

Doses to Man from Routine Releases of effluent pathways 72.65(a), 72.74(d)

Reactor Effluents for the Purpose of 3 - Doses from airborne 72.33(dX3), 72.61(e),

Evaluating Compliance with 10 CFR particulates 72.6S(a), 72.74(d)

Part 50, Appendix I 4 - Integrated doses to 72.33(dX3), 72.61(e),

.

population 72.65(a), 72.74(d)

f

Table 2 (Continued)

OPERATIONS

Subject Tleguhar Guide Regulatory Position Portion of 10 CFR Addressed Effluent Monitoring

1.21, Revision l, Measuring, Evaluating, For an ISPSI that is co-located and Reporting Radioactivity in Solid at a reactor site, as opposed to Wastes and Releases of Radioactive Mate- an ISFSI at a separate site, the dals in Liquid and Gaseous Effluents from monitoring requirements may Light-Water-Cooled Nudear Power Plants be reduced. Monitoring may be needed at the fuel receiving and storage areas on a continuous basis only when spent fuel is being handled. Otherwise, periodic measurements may

(

suffice, particularly for possible sealed storage modes.

2 Location of monitoring 72.74(c)(1), 72.74(d)

3

  • Type of monitoring 72.33(d), 72.74(c)(1), 72.74(d)

4 - Gross radioactivity 72.33(d), 72.74(cX 1),

'.ft measurements 72.74(d)

le) S - Measurements of specific 72.33(d), 72.74(c)(1),

radionuclides 72.74(d)

6 - Representative samples 72.33(d), 12.74(c)(1)

7 - Composite samples 72.33(d), 72.74(c)(1)

8

  • Time between collection 72.33(d), 72.74(c)(1)

and analysis

9 - Corrections for decay 72.33(d), 72.74(c)( 1)

l .a - Errors in measurement 72.33(d), 72.74(d)

I I.b - Quality controls 72.80(b)

I .c - Calibrations 72.74(d)

12.b - Significant figures 72.33(d), 72.74(d)

12.c - Numerical values 72.33(d), 72.74(d)

Environmental Monitoring The preoperational monitoring period as stated in regulatory position I should be reduced from 2 years to I year.

4.1, Revision 1, Programs for Monitoring 1 - Preoperational program 72.33(d)(2), 72.67 Radioactivity in the Environs of Nuclear 2.a

  • Sample media 72.33(dX2), 72.67 Power Plants 2.b - Sample frequency 72.33(dX2), 72.67

R4 Table 2 (Continued)

OPERATIONS

Regui!Wry Guie Regatory Position Portions of 10 CR Addressed

2.d - Analysis 72.33(dX2)

2.e - Quality control 72.33(d)l2), 72.80

3 - Detection capabilities 72.33(dX2), 72.67 Envi"omental Monrtovins-TLD 4.13, Revision 1, Performance, Testing, General - Endorsement of and Procedural Specifications for ANSI N545-1979 Thermoluminescence Dosimetry:

Environmental Applications

4 I

2

3

72.33(d)(2),

72.33(dX2),

72.33(d)(2),

72.33(dX2),

72.74(c)(2)

72.74(cX2)

72.74(c)(2)

72.74(cX2)

(

5 72.33(dX2), 72.74(c)(2)

Quality Asmnce- Environmental I 4.15, Revision 1, Quality Assurance for Radio- 1 - Organization and 72.17 Monitoring logical Monitoring Programs (Normal Opera- responsibilities

'4 tions)-Effluent Streams and the Environment 2 - Personnel qualifications 72.17 I..) 4 * Records 72.33(cXS), 72.80

S - Quality control In sampling 72.33(c)(S), 72.80

6 - Quality control in analysis 72.33(c)(5), 72.80

7 - Quality control for continuous 72.33(cXS), 72.80

monitoring systems

8 - Review and analysis of data 72.33(c)(S), 72.80

9 - Audits 72.33(cXS), 72.80

Radiological Protection-ALARA 8.8, Revision 3, Information Relevant to In applying this guide to an Ensuring that Occupational Radiation ISFSI, substitute the term Exposures at Nuclear Power Stations Will "ISFSI" for the terms "LWR"

Be As Low As Is Reasonably Achievable and "nuclear power station"

wherever they appear. Dis- regard references to the nuclear steam supply vendor.

I - General-program goals 20.1(c), 72 . 3 3 (c)(S)

  • Establishment of program 20.1(c), 7 2 .33(c)(S)

l.b - Organization and personnel 20.1(c), 72.17 responsibilities I.c - Training and instruction 20.1(c), 72.17, 72.92 r

Table 2 (Continued)

OPERATIONS

Subject Regulatory Guide Regulatory Position Portlons of 10 CFR Addressed

8.10, Revision -R, Operating Philosophy for L.a - Management commitment 20.1(c), 72.1 S(aX8), 72.17, Maintaining Occupational Radiation Expo- 72.33(c)(S)

sumas As Low As Is Reasonably Achievable I .b - Audits 20.1(c), 72.1S(aX8),

72.33(c)(S)

I c - Responsibilities 20.1(c), 72.15saX8), 72.17,

72.33(bX4), 72.33(cXS),

72.92

1.d l.e

- Training

- RSO authority

19.12, 72.17(d), 72.33(bX4),

72.92

20.1(e), 72.15(a)(8),

72.33(c)(S)

(

l.f - Procedure modifications 20.1(c), 72.1 S(aX8),

72.33(c)(5)

2 - Staff vigilance 20.1(c), 72.15(aX8),

72.33(c)3), 72.33(cXS)

w Radiological Protection- Ar Sampling Instru- 8.25) Calibration and Error Limits of Air 1 - Calibration frequency 20.103(aX3), 72.74(b)

ments Sampling Instruments for Total Volume 2 - Err6r limit 20.103(aX3), 72.74(b)

of Air Sampled 3 - Documentation 20.103(a)(3), 72.74(b)

Radiological Protection- Boassay 8.9, Acceptable Concepts, Models, Equa- All - Assumption, models, concepts 20.108, 72.15(aI2)

tions, and Assumptions for a Bioassay Program

8.26, Applications of Bioassay for Fission All

  • Endorsement of 20.108, 72.1 S(aX8)

and Activation Products ANSI N343-1978 Radiological Protection- Evacuation Signal 8.5, Revision 1, Criticality and Other AU

  • Endorsement of 72.74(b)

Interior Evacuation Signals ANSI/ANS N2.3-1979 Radiological Protection- Pocket Dosimeters 8.4, Direct-Reading and Indirect-Reading I - Testing 20.202(a), 20.401, P6cket Dosimeters 72.15(aX5)

2 Rejection 20.202(a), 20.401,

72.1 S(aXS)

3 - Mixed radiation fields 20.202(a), 20.401,

72.1 S(a(5)

ii ..

4 ho .,

-

Table 2 Continued)

OPERATIONS

Subjct Regulary Guide Regulatory Position Portions of 10 CFR Addressed Radiological Protection- Prenatal Exposure 8.13j Revision, 1, Instruction Concerning 2 - Instruction 19.12 i natal Radiation Exposure 2 - Reasons 19.12 Radiological Protection- Respiratory Protection 8.1 5)Acceptable Programs for Respiratory 1 - Written policy 20.103 Ptotection 2 - Equipment selection 20.103

3 - Individual use of respirator 20.103

4 - *Requirements of program 20.103

5

  • Equipment approval 20.103

6 - Unapproved equipment 20.103

7 - Protection factors 20.103

8 - Technical requirements 20.103 Radiological Protecton- Symbol 8.1, Radiation Symbol General 20.203

-t Safeguards-Alann Systems 5.44, Revision 2, Perimeter Intrusion Alarm 2 - Qualification 72.81 Systems 2 - Testing 72.81 Safeguards-Contingeney Plans 5.55, Standard Format and Content of Safe- All - Contingency plans 72.83 guards Contingency Plans for Fuel Cycle Facilities Safeguards-Entry/Exit Control 5.7, Revision 1, Entry/Exit Control for I - Protected Areas 72.81 Protected Areas, Vital Areas, and Material 2 - Material Access Areas 72.81 Access Areas 3

  • Vital Areas 72.81

4 - Emergency procedures 72.71(q), 72.81 Safeguards-ocks S.12, General Use of Locks in the Protection 1

  • Combination locks 72.81 and Control of Facilities and Special Nuclear 2 - Combination padlocks 72.81 Materials 3 - Key locks 72.81

4 - Key padlocks 72.81

Table 2 (Continued)

OPERATIONS

Subject Reguiatoey Gulde Regulatory Position Portlons of 10 CFR Addressed

5

  • Electric locks 72.81

6 - Pushbutton mechanical locks 72.81

7 - Mechanical locks 72.81

8 - Combinations 72.81 Safeguards-Security Force 5.20, Training, Equipping, and Qualifying 1 - Preemployment screening 72.81 of Guards and Watchmen 2 - Training 72.81

3 - Testing and requalification 72.81

4 - Equipment 72.81

5.43, Plant Security Force Duties 2 - Oganization 72.81

2

  • Duties 72.81 Safeguds-Trmngportatlon

5.57, Revision 1, Shipping and Receiving 1 - Preshipment controls on waste 72.81 Control of Strategic Special Nuclear 2

  • Overchecks 72.81 Material 3 - Additional shipping controls 72.54, 72.81

4 - Receipts 72.4, 72.81 Safeguardo-Viual Surveillance S 14, Revision 1, Use of Observation (Visual I - Operational measures 72.81 Surveillance) Techniques in Material Access 2 - Aids to effective surveillance 72.81 Areas t q

A A

. --X )

a I

VALUE/IMPACT STATEMENT

1. PROPOSED ACTION 1.4 Decision on Proposed Action

1.1 Description -This guide is considered the most expeditious way to convey to the public, the industry, and the staff the appli- The storage of spent fuel in an independent spent cability of existing guidance to licensing actions pursuant to fuel storage installation (ISFSI) is licensed under 10 CFR Part 72.

Part 72. For this type of installation, much of the material in existing regulatory guides Is applicable. The proposed

2. TECHNICAL APPROACH

action would be the ssuance of a regulatory guide that would identify the guides that are applicable to SFSls and This guide addresses all technical subjects applicable to the extent of their applicability. ISFSls on which there is existing guidance.

1.2 Need

3. PROCEDURAL APPROACH

Applications covering spent fuel storage in an ISFSI are expected to be received in increasing quantity during the Among the procedural alternatives considered for next few years. The regulatory base applicable to SFSls is making this guidance available, a regulatory guide was not comparable to that for nuclear reactors, therefore, the determined to be the most appropriate.

issuance of this guide is a major step toward meeting this deficiency.

4. STATUTORY CONSIDERATIONS

1.3 Value/Impact Assessment

4.1 NRC Authority

1.3.1 NRC

The NRC derives its statutory authority from the Atomic The guidance provided by this guide is likely to expedite Energy Act of 1954, as amended, and the Energy Reorgani- the NRC staff's evaluation of the applications. zation Act of 1974, as amended, to provide guidance on acceptable means of meeting the requirements of its

1.3.2 Other Government Agencies regulations.

None. 4.2 Need for NEPA Assessment

1.3.3 Industry The issuance of this guide is not a major action as defined in paragraph 15(a) of 10 CFR Part 51, hence, the This guide will be of particular value to industry since action does not require an environmental impact statement.

there are no precedents specifically applicable to a license application under 10 CFR Part 72.

S. RELATIONSHIP TO OTHER EXISTING OR

1.3.4 Workers PROPOSED REGULATIONS OR POLICIES

The principle of maintaining occupational exposures as This guide is one of a series of guides on the storage of low as is reasonably achievable (ALARA) Is covered in the spent fuel in an ISFSL

proposed document.

6. SUMMARY AND CONCLUSIONS

1.3.S Public This guide is the most expeditious way of establishing This guide is designed primarily for the protection of part of the regulatory base required for the licensing of the the public and the environment. storage of spent fuel in an ISFSI

3.53-18