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{{#Wiki_filter:UNITED STATES
{{#Wiki_filter:UNITED STATES
NUCLE AR RE GULATOR Y COM MISS ION OFFICE OF NUC LEAR REAC TOR REGU LATION WASHINGTON, DC 20555-0001
                            NUCLEAR REGULATORY COMMISSION
July 19, 2006 NRC REGUL AT ORY ISSUE SUMMA
                        OFFICE OF NUCLEAR REACTOR REGULATION
RY 2006-12
                                WASHINGTON, DC 20555-0001
ENDORSEMENT OF NUCLEAR ENERGY INSTITUTE GUIDANCE
                                          July 19, 2006
"EN HA NC EMEN TS TO EMER GEN CY PRE PA RED NES S PR OGR A MS FOR HOSTILE ACTION"
                NRC REGULATORY ISSUE SUMMARY 2006-12
    ENDORSEMENT OF NUCLEAR ENERGY INSTITUTE GUIDANCE
  ENHANCEMENTS TO EMERGENCY PREPAREDNESS PROGRAMS
                                FOR HOSTILE ACTION
ADDRESSEES
ADDRESSEES
All holders
All holders of operating licenses for nuclear power reactors, except those who have
of oper ating lic enses f or nuclea r power rea
permanently ceased operations and have certified that fuel has been permanently removed
ctors , except t
from the reactor vessel.
hose who have
INTENT
permanently  
The U.S. Nuclear Regulatory Commission (NRC) is issuing this regulatory issue summary (RIS)
ceased operati
to endorse the Nuclear Energy Institute (NEI) guidance entitled Enhancements to Emergency
ons and hav
Preparedness Programs for Hostile Action, dated May 2005 (revised in November 18, 2005).
e certified that fuel
The NRC finds this document to contain an acceptable implementation methodology for
has been p
licensees to apply in adopting the program enhancements discussed in NRC Bulletin 2005-02,
ermanently re
Emergency Preparedness and Response Actions for Security-Based Events. This RIS
moved from the react
requires no action or written response by addressees.
or vessel.
BACKGROUND INFORMATION
INTENT The U.S. Nuclear Regulator
Nuclear power plant emergency preparedness (EP) programs are designed to address a wide
y Commission (NRC) is issuing this regulatory issue summ
range of event scenarios. After the terrorist attacks of September 11, 2001, NRC evaluated the
ary (RIS)to endorse the  
EP planning basis to ensure it continued to protect the public health and safety in the current
Nuclear Ene
threat environment. In 2002, NRC issued Orders requiring compensatory measures which
rgy Institute (NE
include nuclear security and EP. The NRC staff has reviewed all of the responses to these
I) guidance enti
2002 Orders. The NRC staff has observed licensee performance during security-event-based
tled "Enhanc
EP drills and exercises and security force-on-force exercises. The NRC staff has discussed
ements to Emergency
security-related EP issues with Federal, State and local government officials and with licensees.
Prepar ednes s Progra ms for Ho stile Actio n," dat ed M ay 20 05 (rev ised in No vembe r 18, 2 005). The NRC finds th
The NRC staff determined that the EP planning basis continues to protect public health and
is document to  
safety, however, the NRC staff recognizes that enhancements are desirable to ensure effective
contain an a
plan implementation during security-related events. Examples of such enhancements include
cceptable i
more timely NRC notification, improvement to onsite protective actions and revision of
mplementation meth
emergency action levels to identify security-related emergencies more succinctly.
odology for
ML061530290
licensees  
                                                                                      RIS 2006-12
to apply in adoptin
                                                                                      Page 1 of 4
g the program enhancemen
 
ts discussed  
The NRC staff issued NRC Bulletin 2005-02 on July 18, 2005, to obtain information from
in NRC B ulletin 2 005-02,"Emergen cy Pr epared ness a nd Res ponse Actio ns for S ecuri ty-Ba sed Ev ents.This R IS requires no acti
licensees on progress in implementing security-event-related EP program enhancements. The
on or wri tten response b
NRC staffs evaluation of licensee responses to the bulletin indicate that all licensees are
y addressee
considering or have implemented enhancements to their programs. NEI developed the
s.BA CKGROU ND INF ORMA TION Nuclear pow
enclosed guidance, entitled Enhancements to Emergency Preparedness Programs for Hostile
er plant emergency
Action (May 2005, revised November 18, 2005), to clarify the various options available to
preparedness (EP) programs are de
licensees to implement these enhancements, and NEI also requested NRC endorsement of
signed to addre
these options in a letter dated November 22, 2005.
ss a wid e range of event sce
SUMMARY OF ISSUE
narios. After the  
The NEI guidance clarifies issues, enhances emergency action levels, and provides
terrorist attacks of Septe
implementation methods in support of Bulletin 2005-02. The NRC staff finds that the NEI
mber 11, 2001, N
guidance remains consistent with the intent of the bulletin and is appropriate for licensee use.
RC eval uated the EP planni ng basis to en
As such, the NRC staff endorses this NEI guidance document with the following clarifications:
sure it conti
1.     The NRC staff recognizes the need for the U.S. Department of Homeland Security
nued to protect  
      (DHS) to be involved in the review and endorsement of proposed enhancements to the
the public  
      drill and exercise program that impact the demonstration and evaluation of offsite
health and  
      response organization capabilities in response to a security event-based scenario. In
safety in the  
      coordination with DHS, the NRC staff will evaluate changes to the scenario scope or
current threat envi
      extent of play for the proposed security event-based EP biennial exercise after NEI
ronment. In 2002 , NRC issu
      submits forthcoming industry guidelines for the development of EP drill and exercise
ed Orders requirin
      threat-based scenarios. Licensees are not expected to schedule security-based biennial
g compensatory mea
      exercises until NRC endorses, in coordination with DHS, forthcoming industry guidelines
sures whi ch include n uclear securi
      and completes revisions to regulation and guidance, as deemed applicable.
ty and EP. The NRC staff has re
2.     Attachment 4 (Example Tools for the Development of Onsite Protective Actions) to the
viewe d all of the re
      NEI guidance states in the discussion of possible actions, that the phrase take cover is
sponses to thes
      an action intended to allow the use of an immediately available structure to provide
e 2002 Orders. The N
      personnel protection. These structures should be in designated locations that are
RC staff has observ
      located away from potential target buildings as discussed in NRCs Safeguards Advisory
ed license
      for Operating Power Reactors (SA 05-02). In addition, the examples of the protective
e performance durin
      action decision-making tools also should provide site-specific guidance for these
g security-ev
      locations.
ent-based EP drill s and exe rcises and se
3.     Attachment 5 (Integration and Demonstration of Emergency Response Security
curity force-on-force e
      Events) to NEI guidance expects that over a 3-year period, each site will initiate an
xercises.
      integrated drill, using a security event-based scenario, during a year when the licensee
The NRC staff has di
      does not have to demonstrate a biennial EP exercise in accordance with Appendix E to
scussed securi ty-rel ated E P iss ues w ith Fe deral , State and l ocal govern ment offic
      Title 10 of the Code of Federal Regulations (10 CFR) Part 50. However, the project
ials and w ith l icens ees. The NRC staff determined
      timeline in Attachment 5 incorrectly specifies this period as July 2006 through December
that the EP p
      2008, which is only a 30-month period. Based on discussions with NEI, the appropriate
lanning basi
      period for conducting site integrated drills is from September 2006 through August 2009
s continues  
      to allow the opportunity for NEI to provide further guidance and training to industry.
to protect publ
                                                                                      RIS 2006-12
ic health  
                                                                                        Page 2 of 4
and safet y, however, t
 
he NRC staf
Licensees using the NEI guidance to change their emergency plans should ensure that plan
f reco gnizes t hat enha ncemen ts are de sirable t o ensure eff ective plan imple
changes are coordinated with offsite response organizations. Although the NEI guidance
mentation duri
provides an acceptable method for implementing enhancements, licensees may select other
ng security-rel
methods. If licensees adopt the changes as written in Bulletin 2005-02 and the NEI guidance,
ated events.  
the NRC staff believes that those changes, on their own, would likely not pose a decrease in
Examples  
effectiveness and could be performed under 10 CFR 50.54(q) without prior NRC approval.
of such enhancemen
However, licensees have the responsibility to ensure that changes do not decrease the
ts include
effectiveness of the emergency plans and that the changed plans continue to meet the
more timely  
standards of 10 CFR 50.47(b) and the requirements of Appendix E to 10 CFR Part 50. The
NRC notificati
NRC staff recognizes that other methods for implementing the enhancements also may be
on, improvemen
acceptable, but note that licensees should review these methods to ensure they do not
t to onsite pro
decrease the effectiveness of the emergency plans. Without application to and approval by the
tective acti
NRC, licensee may not implement proposed changes that decrease the effectiveness of the
ons and rev
approved emergency plans.
ision of emergenc y act ion l evel s to i denti fy secu rity-relate d emerge ncies more su ccinc tly. ML061530290
BACKFIT DISCUSSION
RIS 2006-12
This RIS endorses NEI guidance entitled Enhancements to Emergency Preparedness
Pag e 1 of 4  
Programs for Hostile Action, revised November 2005, as an adequate methodology to
The NRC staff issued  
implement the enhancements discussed in Bulletin 2005-02. Any action on the part of
NRC Bull etin 2005-02  
licensees to use the guidance endorsed by this RIS is strictly voluntary. This RIS neither
on July 18, 2005, to ob
imposes any new or modified NRC staff requirements, nor prescribes a unique way to comply
tain information  
with the regulations, nor does it require any action or written response. Therefore, this RIS is
from licensees  
not a backfit under 10 CFR 50.109 and the NRC staff did not perform a backfit analysis.
on progress in  
CONGRESSIONAL REVIEW ACT
implementing sec
This RIS is a rule as designated by the Congressional Review Act (5 U.S.C. §§ 801-808) and,
urity-eve nt-related EP  
therefore, is subject to the Act.
program enhancements. The
FEDERAL REGISTER NOTIFICATION
NRC s taff's ev aluat ion o f licen see re sponse s to th e bul letin indi cate th at all lice nsees are considering or  
A notice of opportunity for public comment on this RIS was published in the Federal Register
have impl emented enhance
(71 FR 12716) on March 13, 2006. Comments were received from the public and comment
ments to their pro
resolution can be found in the Agencywide Documents Access and Management System under
grams. NEI deve
Accession No. ML061510364.
loped the enclosed guidance, entitled "Enhancem
PAPERWORK REDUCTION ACT STATEMENT
ents to Emergency Prepare
This RIS does not contain information collection requirements that are subject to the Paperwork
dness Programs f
Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing collection requirements under
or Hostile
10 CFR Part 50 were approved by the Office of Management and Budget (OMB), approval
Actio n" (M ay 20 05, rev ised Nove mber 18 , 2005), to cl arify the v ariou s opti ons av aila ble to licensees  
number 3150-0011. The NRC may not conduct or sponsor, and a person is not required to
to implement the
respond to, an information collection unless the requested document displays a currently valid
se enhancements , and NEI al
OMB control number.
so requested NRC
                                                                                      RIS 2006-12
endorsement of
                                                                                      Page 3 of 4
these optio ns in a let ter dat ed Nov ember 2 2, 200 5. SUMMARY OF ISSUE
 
The NEI guidance
CONTACT
clarifies i
Please direct any questions about this matter to one of the technical contacts listed below.
ssues, enhance
                                            /RA/
s emergency acti
                                            Ho K. Nieh, Acting Director
on level s, and provi
                                            Division of Policy and Rulemaking
des implementation methods
                                            Office of Nuclear Reactor Regulation
in support of Bulletin 2005-02. The NRC staf
Technical Contacts: Michael B. Norris, NSIR/DPR             Joseph D. Anderson, NSIR/DPR
f finds that the
                      (301) 415-4098                       (301) 415-4114
NEI guidan ce rema ins co nsiste nt wi th the inten t of the bull etin a nd is appro priate for li censee use. As suc h, the NRC s taff endor
                      E-mail: mbn@nrc.gov                   E-mail: jda1@nrc.gov
ses thi s NEI gu idanc e docu ment with the following cl
Enclosure: NEI Guidance, Enhancements to Emergency Preparedness Programs Hostile
arifications:
            Action, May 2005 (revised November 18, 2005) (Agencywide Document Access
1. The NR C staff re
            and Management System (ADAMS) Accession No. ML053290326)
cogniz es the need for the U.S. De partmen t of Home land Securi ty (DHS) to be i
Note: NRC generic communications may be found on the NRC public Web site,
nvolve d in the rev
http://www.nrc.gov, under Electronic Reading Room/Document Collections.
iew and endorsement of prop
                                                                                    RIS 2006-12
osed enhance
                                                                                      Page 4 of 4
ments to the
CONTACT
drill and e xerci se pro gram that impac t the d emonstr ation and e valu ation of offsite
 
respon se organ izat ion c apabi liti es in respo nse to a secu rity even t-base d scen ario. In coordination
 
with DH S, the NRC s
 
taff will ev
PACKAGE: ML061530299, RIS: ML061530290, ENCLOSURE: ML053290326 (TAC MC8203)
aluate changes  
OFFICE      DPR:NSIR         Tech Editor    TL:DPR:NSIR        BC:DPR:NSIR    DD:DPR:NSIR    D:DPR:NSIR
to the scenari
NAME        MNorris          HChang          JAnderson          EWeiss          NMamish        ELeeds
o scope or
DATE      06 / 01 /2006    06 / 07 /2006    06 / 01 /2006    06 / 05 /2006    06 / 07 /2006  06 / 09 /2006
extent of play for the proposed sec
OFFICE    BC:ITSB:DIRS        D:DORL              OE          OGC (SBREFA)       OGC (NLO)        PMAS
urity event-based EP biennial exercise after NEI
NAME        TKobetz          CHaney          DSolorio          NSanchez          STreby        JHarves
submits forthcoming in
DATE      06 / 22 /2006    06 / 28 /2006   06 / 27 /2006    07 / 12 /2006    07 / 12 /2006  06 / 28 /2006
dustry guidel
OFFICE          OIS          LA:PGCB:DPR:NRR          PGCB:DPR:NRR        BC:PGCB:DPR:NRR    D:DPR(A):NRR
ines for the dev
NAME         MJanney                CHawes                AWMarkley            CJackson          HNieh
elopment of EP d
DATE       06 / 28 /2006             38882                07/12/2006           07/18/2006     07 /19 /2006
rill and exercise threat-based scen
arios. Lice
nsees are not  
expected to  
schedule se
curity-based
biennial exercises  
until NRC endorses, in
coordinatio
n with D HS, forthcoming indu
stry guideli
nes and completes  
revision s to regulation
and guidance , as deemed ap
plicable.2. Attachment 4 ("Ex
ample Tools for the  
Developme nt of Onsite Protecti
ve Action s") to the
NEI guidance states in the discussion of
possible actions, that the phrase "tak
e cover" is
an action i
ntended to al
low the use of an immedi
ately av ailable structure to prov
ide person nel p rotecti on. The se stru ctures shoul d be i n desi gnated locat ions that ar e locat ed aw ay from potent ial t arget bu ildi ngs as d iscus sed i n NRC's Sa feguards Advi sory for O peratin g Power Rea
ctors (SA 05-02
). In add
ition, t he example
s of th e protec tive action deci
sion-making tools  
also shoul
d provide site-specific  
guidance for these
locations.
3. Attach ment 5 ("Integra tion a nd Dem onstra tion o f Emergenc
y Res ponse Secur ity Events") to N
EI guidance ex
pects that ov
er a 3-year  
period, each  
site wi ll initi ate an integrated dril
l, using a se
curity ev ent-based scena
rio, during a y
ear when the license
e does n ot hav e to de monstra te a bi ennia l EP exerc ise i n acco rdance wit h Appe ndix E to Title 10 of the  
Code of Fede
ral Regula
tions (10 CFR) Part  
50. Howe ver, the projec
t timeline i
n Attachment 5 i
ncorrectly s
pecifies this  
period as Ju
ly 2006 through December
2008, whi ch is only a 30-m onth p eriod. Base d on d iscus sions wit h NEI, the ap propri ate period for condu
cting site in
tegrated drills
is from September 2
006 through August 2
009 to all ow th e oppo rtunit y for N EI to p rovi de furth er guid ance a nd trai ning to indu stry.   RIS 2006-12
Pag e 2 of 4  
Licensees u
sing the NEI gui
dance to chan
ge their emergency  
plans shoul
d ensure that p
lan changes are coord
inated w ith offsite response  
organization
s. Although the
NEI guidance
provides an acceptabl
e method for imple
menting enhancemen
ts, licensee
s may sele
ct other methods. If licens
ees adopt the  
changes as w
ritten in Bu
lletin 20 05-02 and the  
NEI guidance, the NRC staff believes that thos
e changes, on their own, would likely not pose a decrease in
effectiv eness and co uld b e perfor med und er 10 C FR 50.54(q) w ithou t prio r NRC approv al. Howeve r, licensees
have the  
responsibil
ity to ens
ure that changes d
o not decrease
the effectiveness of the e
mergency plans
and that the  
changed plans  
continue to mee
t the standards of 10 C
FR 50.47(b) an
d the requirements  
of Appendix
E to 10 CF
R Part 50. The
NRC staff recognizes
that other methods
for implementing the
enhancements a
lso may be
acceptable, b
ut note that li
censees shoul
d review these methods to
ensure they
do not decrease the e
ffectiveness of the emergenc
y plans. Without application to
and approv
al by the NRC, lice nsee may no
t implement prop
osed changes tha
t decrease the  
effectiveness of the
approved e
mergency plans
.BA CKFIT DISCU SSION This RIS endo
rses NEI guidan
ce entitled  
"Enhancements to  
Emergency Prepa
redness Programs for Hos tile Actio n", rev ised Nove mber 20 05, as an ad equate methodo logy to implement the e
nhancements di
scussed in  
Bulletin 2005-02. Any
action on  
the part of
licensees  
to use the guid
ance endorsed
by this RIS is stric
tly vol untary. This  
RIS neither
imposes any new or modified NRC staff
requirements, nor prescribes a unique way to comply
with the regulations, nor does it requir
e any action or written response. Theref
ore, this RIS is
not a backfit under  
10 CFR 50.1
09 and the N
RC staff did not pe
rform a backfit analysi
s.CONGRESSIONAL REVIEW ACT
This RIS is  
a rule as d
esignated by
the Congressio
nal Rev iew Act (5 U.S.C. §§ 8
01-808) and, therefor e, is subjec t to the Act.FEDERAL REGISTER
NOTIF ICA TION A notice of opp
ortunity for pub
lic comment on
this RIS w
as publish
ed in the  
Federal Reg
ister (71 FR 12716) on March
13, 2006. C
omments were re
ceived from the  
public an d comment resolution c
an be found in
the Agencyw
ide Documents
Access and  
Management Sy
stem under
Accession N
o. ML0615 10364.PAPERWORK REDUCTION A
CT STA TEMENT This R IS doe s not c ontai n infor mation coll ectio n requi rements that a re sub ject to the Pa perw ork Reduction A
ct of 1995 (44 U.S.C. 3501 et se
q.). Existing co
llection requirements under
10 CFR Part  
50 were a pproved by
the Office of Management  
and Budget (OM
B), approval
number 3150-0011. The NR C may not co nduct or spo nsor, a nd a p erson is no t requi red to respond to, an inform
ation collection unless the requested docu
ment displays a currently valid
OMB c ontrol number. RIS 2006-12
Pag e 3 of 4  
CONTACT Pleas e dire ct an y que stio ns ab out t his m att er to one of the t echn ical c onta cts l iste d belo w./RA/Ho K. Nieh , Acting Directo
r Divisi on of Policy
and Rulema
king Office of Nuclear Reacto
r Regulation
Technical Contacts: Michael B. Norris, NSIR/DPR
Joseph D. Anderson, NSIR/DPR
(301) 415-4098
(301) 415-4114
E-mail: mbn@nrc.gov
E-mail: jda1@n
rc.gov Enclosure: N
EI Guidance, "E
nhancements to E
mergency Prepared
ness Programs Hosti
le                 
        A
ction", Ma
y 2005 (rev
ised Nov ember 18, 2005) (Agencywi de Document Ac
cess     
         
        a
nd Managemen
t System (ADA
MS) Acces sion No. M
L053290326)
Note: NRC gene
ric communicati
ons may be  
found on the NR
C public Web site, http://www.nrc.
gov, under Elec
tronic Readi
ng Room/Document Co
llections.
RIS 2006-12
Pag e 4 of 4 CONTACT  
Pleas e dire ct an y que stio ns ab out t his m att er to one of the t echn ical c onta cts l iste d belo w./RA/Ho K. Nieh , Acting Directo
r Divisi on of Policy
and Rulema
king Office of Nuclear Reacto
r Regulation
Technical Contacts: Michael B. Norris, NSIR/DPR
Joseph D. Anderson, NSIR/DPR
(301) 415-4098
(301) 415-4114
E-mail: mbn@nrc.gov
E-mail: jda1@nrc.gov
Enclosure: N
EI Guidance, "E
nhancements to E
mergency Prepared
ness Programs Hosti
le        Action", M
ay 2005 (re
vised No vember 18, 20
05) (Agencyw
ide Document
Access     
   and Mana gement System (ADA
MS) Acces sion No. M
L053290326)
Note: NRC gene
ric communicati
ons may be
found on the NR
C public Web site, http://www.nrc.
gov, under Elec
tronic Readi
ng Room/Document Co
llections.
DISTRIB UTION: RIS File AD AM S A CCES SION N UMBER S: PAC KAGE: ML061530299, RIS: ML0615302
90, ENCLOSUR
E: ML053290326 (TA C MC8203)OFFICE DPR:NSIR Tech Editor
TL:DPR:N SIR BC:DPR:N SIR DD:DPR:N SIR D:DPR:NS IR NAME MNorris HChang JAnderson EWeiss NMamish ELeeds DATE 06 / 01 /2006
06 / 07 /2006
06 / 01 /2006
06 / 05  /2006
06 / 07 /2006
06 / 09 /2006
OFFICE BC:ITSB:DIRS
D:DORL OE OGC (SBREFA)
OGC (NLO)PMAS NAME TKobetz CHaney DSolorio NSanchez STreby JHarves DATE 06 / 22 /2006
06 / 28 /2006
06 / 27 /2006
07 / 12 /2006
07 / 12 /2006
06 / 28 /2006
OFFICE OIS LA:PGCB:DPR:NRR
PGCB:DPR:NRR
BC:PGCB:DPR:NRR
D:DPR(A):NRR
NAME MJanney CHawes AWMarkley CJackson HNieh DATE 06 / 28 /2006
38882 07/12/2006
    07/18/2006
  07 /19 /2006
OFFICIAL RECORD
COPY
}}
}}

Latest revision as of 17:52, 23 November 2019

Endorsing NEI White Paper, Enhancements to Emergency Preparedness Programs for Hostile Action
ML061530290
Person / Time
Issue date: 07/19/2006
From: Ho Nieh
NRC/NRR/ADRA/DPR
To:
Norris M, NSIR, 415-4098
References
RIS-06-012
Download: ML061530290 (5)


See also: RIS 2006-12

Text

UNITED STATES

NUCLEAR REGULATORY COMMISSION

OFFICE OF NUCLEAR REACTOR REGULATION

WASHINGTON, DC 20555-0001

July 19, 2006

NRC REGULATORY ISSUE SUMMARY 2006-12

ENDORSEMENT OF NUCLEAR ENERGY INSTITUTE GUIDANCE

ENHANCEMENTS TO EMERGENCY PREPAREDNESS PROGRAMS

FOR HOSTILE ACTION

ADDRESSEES

All holders of operating licenses for nuclear power reactors, except those who have

permanently ceased operations and have certified that fuel has been permanently removed

from the reactor vessel.

INTENT

The U.S. Nuclear Regulatory Commission (NRC) is issuing this regulatory issue summary (RIS)

to endorse the Nuclear Energy Institute (NEI) guidance entitled Enhancements to Emergency

Preparedness Programs for Hostile Action, dated May 2005 (revised in November 18, 2005).

The NRC finds this document to contain an acceptable implementation methodology for

licensees to apply in adopting the program enhancements discussed in NRC Bulletin 2005-02,

Emergency Preparedness and Response Actions for Security-Based Events. This RIS

requires no action or written response by addressees.

BACKGROUND INFORMATION

Nuclear power plant emergency preparedness (EP) programs are designed to address a wide

range of event scenarios. After the terrorist attacks of September 11, 2001, NRC evaluated the

EP planning basis to ensure it continued to protect the public health and safety in the current

threat environment. In 2002, NRC issued Orders requiring compensatory measures which

include nuclear security and EP. The NRC staff has reviewed all of the responses to these

2002 Orders. The NRC staff has observed licensee performance during security-event-based

EP drills and exercises and security force-on-force exercises. The NRC staff has discussed

security-related EP issues with Federal, State and local government officials and with licensees.

The NRC staff determined that the EP planning basis continues to protect public health and

safety, however, the NRC staff recognizes that enhancements are desirable to ensure effective

plan implementation during security-related events. Examples of such enhancements include

more timely NRC notification, improvement to onsite protective actions and revision of

emergency action levels to identify security-related emergencies more succinctly.

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RIS 2006-12

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The NRC staff issued NRC Bulletin 2005-02 on July 18, 2005, to obtain information from

licensees on progress in implementing security-event-related EP program enhancements. The

NRC staffs evaluation of licensee responses to the bulletin indicate that all licensees are

considering or have implemented enhancements to their programs. NEI developed the

enclosed guidance, entitled Enhancements to Emergency Preparedness Programs for Hostile

Action (May 2005, revised November 18, 2005), to clarify the various options available to

licensees to implement these enhancements, and NEI also requested NRC endorsement of

these options in a letter dated November 22, 2005.

SUMMARY OF ISSUE

The NEI guidance clarifies issues, enhances emergency action levels, and provides

implementation methods in support of Bulletin 2005-02. The NRC staff finds that the NEI

guidance remains consistent with the intent of the bulletin and is appropriate for licensee use.

As such, the NRC staff endorses this NEI guidance document with the following clarifications:

1. The NRC staff recognizes the need for the U.S. Department of Homeland Security

(DHS) to be involved in the review and endorsement of proposed enhancements to the

drill and exercise program that impact the demonstration and evaluation of offsite

response organization capabilities in response to a security event-based scenario. In

coordination with DHS, the NRC staff will evaluate changes to the scenario scope or

extent of play for the proposed security event-based EP biennial exercise after NEI

submits forthcoming industry guidelines for the development of EP drill and exercise

threat-based scenarios. Licensees are not expected to schedule security-based biennial

exercises until NRC endorses, in coordination with DHS, forthcoming industry guidelines

and completes revisions to regulation and guidance, as deemed applicable.

2. Attachment 4 (Example Tools for the Development of Onsite Protective Actions) to the

NEI guidance states in the discussion of possible actions, that the phrase take cover is

an action intended to allow the use of an immediately available structure to provide

personnel protection. These structures should be in designated locations that are

located away from potential target buildings as discussed in NRCs Safeguards Advisory

for Operating Power Reactors (SA 05-02). In addition, the examples of the protective

action decision-making tools also should provide site-specific guidance for these

locations.

3. Attachment 5 (Integration and Demonstration of Emergency Response Security

Events) to NEI guidance expects that over a 3-year period, each site will initiate an

integrated drill, using a security event-based scenario, during a year when the licensee

does not have to demonstrate a biennial EP exercise in accordance with Appendix E to

Title 10 of the Code of Federal Regulations (10 CFR) Part 50. However, the project

timeline in Attachment 5 incorrectly specifies this period as July 2006 through December

2008, which is only a 30-month period. Based on discussions with NEI, the appropriate

period for conducting site integrated drills is from September 2006 through August 2009

to allow the opportunity for NEI to provide further guidance and training to industry.

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Licensees using the NEI guidance to change their emergency plans should ensure that plan

changes are coordinated with offsite response organizations. Although the NEI guidance

provides an acceptable method for implementing enhancements, licensees may select other

methods. If licensees adopt the changes as written in Bulletin 2005-02 and the NEI guidance,

the NRC staff believes that those changes, on their own, would likely not pose a decrease in

effectiveness and could be performed under 10 CFR 50.54(q) without prior NRC approval.

However, licensees have the responsibility to ensure that changes do not decrease the

effectiveness of the emergency plans and that the changed plans continue to meet the

standards of 10 CFR 50.47(b) and the requirements of Appendix E to 10 CFR Part 50. The

NRC staff recognizes that other methods for implementing the enhancements also may be

acceptable, but note that licensees should review these methods to ensure they do not

decrease the effectiveness of the emergency plans. Without application to and approval by the

NRC, licensee may not implement proposed changes that decrease the effectiveness of the

approved emergency plans.

BACKFIT DISCUSSION

This RIS endorses NEI guidance entitled Enhancements to Emergency Preparedness

Programs for Hostile Action, revised November 2005, as an adequate methodology to

implement the enhancements discussed in Bulletin 2005-02. Any action on the part of

licensees to use the guidance endorsed by this RIS is strictly voluntary. This RIS neither

imposes any new or modified NRC staff requirements, nor prescribes a unique way to comply

with the regulations, nor does it require any action or written response. Therefore, this RIS is

not a backfit under 10 CFR 50.109 and the NRC staff did not perform a backfit analysis.

CONGRESSIONAL REVIEW ACT

This RIS is a rule as designated by the Congressional Review Act (5 U.S.C. §§ 801-808) and,

therefore, is subject to the Act.

FEDERAL REGISTER NOTIFICATION

A notice of opportunity for public comment on this RIS was published in the Federal Register

(71 FR 12716) on March 13, 2006. Comments were received from the public and comment

resolution can be found in the Agencywide Documents Access and Management System under

Accession No. ML061510364.

PAPERWORK REDUCTION ACT STATEMENT

This RIS does not contain information collection requirements that are subject to the Paperwork

Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing collection requirements under

10 CFR Part 50 were approved by the Office of Management and Budget (OMB), approval

number 3150-0011. The NRC may not conduct or sponsor, and a person is not required to

respond to, an information collection unless the requested document displays a currently valid

OMB control number.

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CONTACT

Please direct any questions about this matter to one of the technical contacts listed below.

/RA/

Ho K. Nieh, Acting Director

Division of Policy and Rulemaking

Office of Nuclear Reactor Regulation

Technical Contacts: Michael B. Norris, NSIR/DPR Joseph D. Anderson, NSIR/DPR

(301) 415-4098 (301) 415-4114

E-mail: mbn@nrc.gov E-mail: jda1@nrc.gov

Enclosure: NEI Guidance, Enhancements to Emergency Preparedness Programs Hostile

Action, May 2005 (revised November 18, 2005) (Agencywide Document Access

and Management System (ADAMS) Accession No. ML053290326)

Note: NRC generic communications may be found on the NRC public Web site,

http://www.nrc.gov, under Electronic Reading Room/Document Collections.

RIS 2006-12

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CONTACT

PACKAGE: ML061530299, RIS: ML061530290, ENCLOSURE: ML053290326 (TAC MC8203)

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DATE 06 / 28 /2006 38882 07/12/2006 07/18/2006 07 /19 /2006