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{{#Wiki_filter:U.S. NUCLEAR REGULATORY COMMISSIONREGULATORY GUIDEOFFICE OF STANDARDS DEVELOPMENTREGULATORY GUIDE 1.104OVERHEAD CRANE HANDLING SYSTEMSFOR NUCLEAR POWER PLANTS
{{#Wiki_filter:U.S. NUCLEAR REGULATORY COMMISSION                                                                                                                    February 1976 REGULATORY GUIDE
OFFICE OF STANDARDS DEVELOPMENT
                                                                  REGULATORY GUIDE 1.104 OVERHEAD CRANE HANDLING SYSTEMS
                                                          FOR NUCLEAR POWER PLANTS


==A. INTRODUCTION==
==A. INTRODUCTION==
February 1976General Design Criterion 1, "Quality Standards andRecords," of Appendix A, "General Design Criteria forNuclear Power Plants," to 10 CFR Part 50, "Licensingof Production and Utilization Facilities," requires thatstructures, systems, and components important to safetybe designed, fabricated, erected, and tested to qualitystandards commensurate with the importance of thesafety function to be performed. General Design Cri-terion 2, "Design Bases for Protection Against NaturalPhenomena," requires that structures, systems, and com-ponents important to safety be designed to withstandthe effects of natural phenomena such as earthquakes.General Design Criterion 5, "Sharing of Structures,Systems, and Components," prohibits the sharing ofstructures, systems, and components important to safetyamong nuclear power units unless it can be shown thatsuch sharing will not significantly impair their ability toperform their safety functions. In addition, GeneralDesign Criterion 61, "Fuel Storage and Handling andRadioactivity Control," requires, in part, that be1lstorage and handling systems be designed to ensureadequate safety under normal accident condition. n-Regulatory Guide 1.13, "Spent Fuel Sto:a-eFacility Design Basis," describes methods acceptableto the NRC staff for complying with the Comi-mssion'sregulations with regard to the construction of spentfuel storage facilities and 1 handling systems.Appendix B, "Quality, Assurance Criteria for Nu-clear Power Plantsaind FueVlReprocessing Plants," to 10CFR Part 50 in .part, that measures be estab-lished to ensure oontrol-fdesign, materials, fabrication,special processes, installation, testing, and operation ofstructures, systems, and components important tosafety, including crane handling systems. Section. 50.55a,"Codes and Standards," of 10 CFR Part 50 requires thatdesign, fabrication, installation, testing, or inspection ofcertain specified systems or components be in accor-dance with generally recognized codes and standards.This guide describes methods acceptable to the NRCstaff for complying with the Commissiofis regulationswith regard to the design, fabrication, and testing ofoverhead crane systems used for react,16Te fueling andspent fuel handling operations. This guide aplies to allnuclear power plants for whi te, applicants elect toprovide a single-failure-proof oveiadi crane handlingsystem.B. DISCUSIONThe of critical loads can be accom-plished by "addirngsaety features to the handling equip-menti by adding special features to the structures andareas over "which the critical load is carried, or a combin-ation of the two, thus enabling these areas to withstandthue ;effcýts of a load drop in case the handling equipment1,fas. This guide covers critical load handling equipmentfor those plants where reliance for safe handling of cri-tical loads will be placed on the overhead crane system"by making it single failure proof.Overhead crane handling systems are often used forhandling critical items at nuclear power plants. Thehandling of critical loads such as a spent fuel cask raisesthe possibility of damage to the safety-related systems,structures, and equipment under and adjacent to thepath on which it is transported should the handlingsystem suffer a breakdown or malfunction during thishandling period. Definitions of critical items or criticalloads should be submitted in the PSAR.Design CriteriaTo provide a consistent basis for selecting equip-ment and components for the handling of critical loads,a list of codes, standards, and recommended practicesUSNRC REGULATORY GUIDES Comments should be sent to the Secretary of the Commission, U.S. NuclearRegulatory Commission, Washington, D.C. 20565. Attention: Docketing andRegulatory Guides are issued to describe and make available to the public Service Section.methods acceptable to the NRC staff of implementing specific parts of theCommissions regulations. to delineate techniques used by the staff in evalu. The guides are issued in the following ten broad divisions.sting specific problems or postulated accidents, or to provide guidance to applicants. Regulatory Guides are not substitutes for regulations. and compliance 1 Power Reactors 6. Productswith them is not required. Methods and solutions different from those set out in 2. Research and Test Reactors 7. Transportationthe guides will be acceptable if they provide a basis for the findings requisite to 3. Fuels and Materials Facilities 8. Occupational Healththe issuance or continuance 1 a permit or license by the Commission. 4. Environmental and Siting 9. Antitrust ReviewComments and suggestions for i,, povenrenr.s ,n these guides are encouraged 5 Materials and Plant Protection 10 Generalat all times, and guides will be revised as appropriate. to accommodate com-ments and to reflect new information or experience However comments on Copies of published guides may be obtained by written request indicating thethis guide, if received within about two months after its issuance, will be par- divisions desired to the U.S Nuclear Regulatory Commission. Washington. D.C.tIcularly useful ,n evaluating the need for an early revision 20555. Attention: Director. Office of Standards Development.
General Design Criterion 1, "Quality Standards and                             certain specified systems or components be in accor- Records," of Appendix A, "General Design Criteria for                                 dance with generally recognized codes and standards.


generally available to industry is appended to this guide.The applicable requirements of these standards and re-commendations should be used to the maximum extentpractical to obtain quality construction. Where dif-ferences or conflicts in interpretation exist between thecodes, standards, or recommendations, use of the moststringent requirement is recommended. However, specialfeatures should be added to prevent and control or stopinadvertent operation and malfunction of the load-supporting and -moving components of the handlingsystem.When an overhead crane handling system will beused during the plant construction phase prior to itsintended service in the operating plant, separate perfor-mance specifications are needed to reflect the dutycycles and loading requirements for each service. At theend of the construction period, changes to the cranesystem may be required to reflect the specifications forthe permanent operating plant condition. For example,if the specifications for the size of the hoist drive motordiffer sufficiently for the two applications, the motorand the affected control equipment would have to bereplaced or changed for the operating plant phase. Fea-tures and functions needed for the cranes during theplant construction period are not considered in thisguide except where the use of the crane may influenceits design and operation for the permanent plant opera-tion.Overhead cranes may be operating at the time whenan earthquake occurs. Therefore. the cranes should bedesigned to retain control of and hold the load, and thebridge and trolley should be designed to remain in placeon their respective runways with their wheels preventedfrom leaving the tracks during, a seismic event. If aseismic event comparable to a safe shutdown earthquake(SSE) occurs, the bridge should remain immobile on therunway, and the trolley with load should remain im-mobile on the crane girders.Since all the crane loading cycles will produce cyclicstress, it may be necessary to investigate the potentialfor failure of the metal due to fatigue. When a crane willbe used for the construction period, it will experienceadditional cyclic loading, and these loads should beadded to the expected cyclic loading for the permanentplant operation for the fatigue evaluation.Materials and FabricationBridge and trolley structures are generally fabricatedby welding structural shapes together. Problems havebeen experienced with weld joints between rolled struc-tural members. Specifically, subsurface lamellar tearinghas occurred at the weld joints during fabrication andthe load-bearing capacity of the joint has thus been re-duced. Radiography or ultrasonic inspection, as appro-priate, of all load-bearing weld joints would help toensure the absence of lamellar tearing in the base metaland the soundness of the weld metal; Other problemswith welding of low-alloy steels can occur if the basemetal temperature is not properly controlled duringwelding and the postweld heat treatment. RegulatoryGuide 1.50, "Control of Preheat Temperature for Weld-ing of Low-Alloy Steel," identifies this potential prob-lem and indicates an acceptable procedure for obtainingsound welds in low-alloy steels.Cranes are generally fabricated from structuralshapes and plate rolled from mild steel or low-alloy steel.Some of these steel parts exceed 1/2 inch in thickness andmay have brittle-fracture tendencies during some of theintended operating temperatures, so that testing of thematerial toughness becomes necessary. Specifically, thenil-ductility transition temperature (NDTT) should bedetermined.Safety FeaturesGeneral. Numerous applications have been reviewedby the staff, and the need for inclusion of certain safetyfeatures and the magnitudes of specific operationallimits to provide adequate safety have been determined.It is. important to prevent the release of radio-activity in case of failure, inadvertent operation, mal-function, or loss of load, and it may be necessary toinclude special features and provisions to precludesystem incidents that would result in release of radio-activity.A crane that has been immobilized because of mal-function or failure of controls or components whileholding a critical load should be able to set the loaddown while repairs or adjustments are made. This can beaccomplished by inclusion of features that will permitmanual operation of the hoisting system and the bridgeand trolley transfer mechanisms by means of ancillary,auxiliary, or emergency devices.A crane handling system includes all the structural,mechanical, and electrical components that are neededto lift and transfer a load from one location to another.Primary or principal load-bearing components, equip-ment, and subsystems such as the driving equipment,drum, rope reeving system, control systems, and brakingmeans should receive special attention.All auxiliary hoisting systems of the main cranehandling system that are employed to lift or assist inhandling critical loads should be provided with the samesafety features as the rest of the main crane handlingsystem.Hoisting Machinery. Proper support of the ropedrums is necessary to ensure that they would be retainedand prevented from falling or disengaging from their1.104-2 braking and control system in case of a shaft or bearingfailure. Two mechanical holding brakes in the hoistingsystem (raising and lowering) that are automatically ac-tivated when electric power is off or when mechanicallytripped by overspeed devices or overload devices in thehoisting system will help ensure that a critical load willbe safely held or controlled in case of failure in theindividual load-bearing parts of the hoisting machinery.Each holding brake should have more than full-loadstopping capacity but should not have'excessive capacitythat could cause damage through sudden stopping of thehoisting machinery. A brake capacity of 125% to 150%of the breakdown torque developed by the motor at thepoint of brake application has been determined to beacceptable.Manual operation of the hoisting brakes may benecessary during an emergency condition, and provisionfor this should be included in the design conditions.Adequate heat dissipation from the brake should be en-sured so that damage does not occur if the loweringvelocity is permitted to increase excessively. Featuresshould be included in the manual control of the brake tolimit the lowering speed. A limiting velocity of 3.5 fpmhas been determined to be acceptable for trouble-freeoperation.Component parts of the vertical hoisting mechanismare important. Specifically, the rope and reeving systemdeserves special consideration during design of the sys-tem. The selection of the hoisting rope which is a "run-ning rope" should include consideration of size, con-struction, lay, and means of lubrication to provide forthe efficient working of the strands and individual wires.The load-carrying rope will suffer'accelerated wear if itrubs excessively on the sides of the grooves in the drumand sheaves due to improper alignment or large fleetangles between the grooves. The load-carrying rope willfurthermore suffer shock loading if it is partly held byfriction on the groove wall and then suddenly released toenter the bottom of the groove. The rope can beprotected by the selection of conservative fleet angles.Ropes may also suffer damage due to excessive straindeveloped if the cable construction and the pitchdiameter of the sheaves are not properly selected.Fatigue stress in ropes can be minimized when the pitchdiameter of the sheaves are selected large enough toproduce only nominal stress levels. The pitch diameterof the sheaves should be larger for ropes moving at thehighest velocity near the drum and can be smaller forsheaves used as equalizers where the rope is stationary.Equalizers for stretch and load on the rope reevingsystem may be of either beam or sheave type. A dualrope reeving system with individual attaching points andmeans bor balancing or distributing the load between thetwo operating rope reeving systems will permit eitherrope system to hold the critical load and maintain bal-ance in case of failure of the other rope system.Selection of hoisting speed is influenced by suchitems as reaction time for corrective action for the hoist-ing movement and the potential behavior of a failedrope. To prevent or limit damaging effects that may re-sult from dangerous rope spinoff in case of a rope break,the hoisting speed should be limited. A 5 fpm hoistingspeed limit is an acceptable limit. The rope travelingspeed at the drum is higher than at other points in thereeving system, and the potential for damage due to ropeflailing and interference with other parts of the systemshould be considered. Conservative industry practicelimits the rope line speed to 50 fpm at the drum as aconservative approach.Power transmission gear trains are often supportedby fabricated weldments of structural parts. The properalignment of shafts and gears depends on the adequacyof bearings and their supports to maintain correct align-ment of all components. The proper functioning .of thehoisting machinery during load handling can best be en-sured by providing adequate support strength and properalignment of the individual component parts and thewelds or bolting that binds them together.Bridge and Trolley. Failure of the bridge and trolleytravel to stop when power is shut off could result inuncontrolled incidents. This would be prevented if bothbridge and trolley drives are provided with control andholding braking systems which will be automaticallyapplied when the power is shut off or if an overspeed oroverload condition occurs because of malfunction orfailure in the drive system. Sufficient braking capacitywould be needed to overcome torque developed by thedrive motor and the power necessary to decelerate thebridge or trolley with the attached load to a completestop. A holding or control capacity of 100 percent ofthe maximum torque developed at the point of brakeapplication would be an acceptable capacity for eachbraking system. Drag-type brakes are subject to excessivewear, and the need for frequent service and repair tendsto make this type of brake less reliable; they thereforeshould not be used to control movements of the bridgeand trolley.The travel speed of the trolley and bridge will in-fluence the operation of the crane as well as the equip-ment design and selection. Numerous crane applicationshave been studied and it has been concluded that thetravel speed for nuclear power plant application shouldbe conservatively selected. Trolley and bridge speedlimits of 30 fpm and 40 fpm, respectively, have beendetermined to be acceptable.Drivers and Controls. Of the basic types of electricdrive motors available for crane operation, the series-wound a.c. or d.c. motors or shunt-wound d.c. motorsare readily adaptable to various control systems, andeither of these types would be acceptable. Compound-wound motors should not be used because of difficultyin control of the breakdown torque. The horsepower1.104-3 rating of the driving motor should be matched with thecalculated requirement that considers the design loadand acceleration to the design hoisting speed. Over-powering of the hoisting equipment would impose addi-tional strain on the machinery and load-carrying devicesby increasing the hoisting acceleration rate. A motor rat-ing limited to 110% of the design rating would provideadequate power without loss of flexibility and would beacceptable.Normally, a crane system is equipped with mechani-cal and electrical limiting devices to shut off power todriving motors when the crane hook, trolley, and bridgeapproach the end of travel or when other parts of thecrane system would be damaged if power was not shutoff. It is prudent to include safety devices in the controlsystem for the crane, in addition to the limiting devices,for the purpose of ensuring that the controls will returnto or maintain a safe holding position in case of malfunc-tion, inadvertent operation or failure, or overspeed andovertorque conditions. Overpower and overspeed con-ditions should be considered an operating hazard as theymay increase the hazard of malfunction or inadvertentoperation. It is essential that the controls be capable ofstopping the hoisting movement within amounts ofmovement that damage would not occur. A 3-inch maxi-mum hoisting movement would be an acceptable stop-ping distance.Operational TestsOperational tests of crane systems should be per-formed to verify the proper functioning of limit switchesand safety devices and the ability to perform as de-signed. However, special arrangements may have to bemade to test overload and overspeed sensing devices.Existing Handling SystemsIt may be necessary to determine the extent towhich an existing handling system and the areas in whichthe load is transported may require that the cranehandling system be single failure proof. Therefore, adetailed inspection may be necessary to determine thecondition of each crane prior to its continued use and todefine the portion of, the system that may needalteration, addition, or replacement in order to ensure itsability to perform acceptable handling of critical loads.Quality AssuranceAlthough crane handling systems for critical loadsare not required for the direct operation of a nuclearpower plant, the nature of their function makes it neces-sary to ensure that the desired quality level is attained. Aquality assurance program should be established to theextent necessary to include the recommendations of thisguide for the design, fabrication, installation, testing,and operation of crane handling systems for safehandling of critical loads.
Nuclear Power Plants," to 10 CFR Part 50, "Licensing                                  This guide describes methods acceptable to the NRC
of Production and Utilization Facilities," requires that                              staff for complying with the Commissiofis regulations structures, systems, and components important to safety                                with regard to the design, fabrication, and testing of
                                                                                                                                                    1 be designed, fabricated, erected, and tested to quality                               overhead crane systems used for react,6Te                          fueling and standards commensurate with the importance of the                                     spent fuel handling operations. This guide aplies to all safety function to be performed. General Design Cri-                                  nuclear power plants for whi                        te,applicants elect to terion 2, "Design Bases for Protection Against Natural                                provide a single-failure-proof oveiadi                        crane handling Phenomena," requires that structures, systems, and com-                                system.
 
ponents important to safety be designed to withstand the effects of natural phenomena such as earthquakes.                                                                B. DISCUSION
General Design Criterion 5, "Sharing of Structures, Systems, and Components," prohibits the sharing of                                            The safe'haniling* of critical loads can be accom- structures, systems, and components important to safety                                plished by"addirngsaety features to the handling equip- among nuclear power units unless it can be shown that                                  menti by adding special features to the structures and such sharing will not significantly impair their ability to                            areas over "which the critical load is carried, or a combin- perform their safety functions. In addition, General                                    ation of the two, thus enabling these areas to withstand Design Criterion 61, "Fuel Storage and Handling and                                     thue ;effcýts of a load drop in case the handling equipment Radioactivity Control," requires, in part, that be1l                                    1,fas. This guide covers critical load handling equipment storage and handling systems be designed to ensure                                      for those plants where reliance for safe handling of cri- adequate safety under normal accident condition.n-                                    tical loads will be placed on the overhead crane system
                                                                                      "by making it single failure proof.
 
Regulatory Guide 1.13, "Spent                            Fuel Sto:a-e Facility Design Basis," describes methods acceptable                                          Overhead crane handling systems are often used for to the NRC staff for complying with the Comi-mssion's                                  handling critical items at nuclear power plants. The regulations with regard to the construction of spent                                  handling of critical loads such as a spent fuel cask raises fuel storage facilities and 1                        handling systems.                the possibility of damage to the safety-related systems, structures, and equipment under and adjacent to the path on which it is transported should the handling Appendix B, "Quality, Assurance Criteria for Nu-                              system suffer a breakdown or malfunction during this clear Power Plantsaind FueVlReprocessing Plants," to 10                              handling period. Definitions of critical items or critical CFR Part 50 rCquITr*, in .part, that measures be estab-                                loads should be submitted in the PSAR.
 
lished to ensure oontrol-fdesign, materials, fabrication, special processes, installation, testing, and operation of                            Design Criteria structures, systems, and components important to safety, including crane handling systems. Section. 50.55a,                                   To provide a consistent basis for selecting equip-
  "Codes and Standards," of 10 CFR Part 50 requires that                                ment and components for the handling of critical loads, design, fabrication, installation, testing, or inspection of                          a list of codes, standards, and recommended practices USNRC REGULATORY GUIDES                                          Comments should be sent to the Secretary of the Commission, U.S. Nuclear Regulatory Commission, Washington, D.C. 20565. Attention: Docketing and Regulatory Guides are issued to describe and make available to the public              Service Section.
 
methods acceptable to the NRC staff of implementing specific parts of the Commissions regulations. to delineate techniques used by the staff in evalu.          The guides are issued in the following ten broad divisions.
 
sting specific problems or postulated accidents, or to provide guidance to appli cants. Regulatory Guides are not substitutes for regulations. and compliance          1  Power Reactors                      6. Products with them is not required. Methods and solutions different from those set out in      2. Research and Test Reactors          7. Transportation the guides will be acceptable if they provide a basis for the findings requisite to    3.  Fuels and Materials Facilities      8. Occupational Health the issuance or continuance 1 a permit or license by the Commission.                  4.  Environmental and Siting            9. Antitrust Review Comments and suggestions for i,, povenrenr.s ,n these guides are encouraged            5 Materials and Plant Protection        10  General at all times, and guides will be revised as appropriate. to accommodate com- ments and to reflect new information or experience However comments on                Copies of published guides may be obtained by written request indicating the this guide, if received within about two months after its issuance, will be par-       divisions desired to the U.S Nuclear Regulatory Commission. Washington. D.C.
 
tIcularly useful ,n evaluating the need for an early revision                          20555. Attention: Director. Office of Standards Development.
 
generally available to industry is appended to this guide.       ensure the absence of lamellar tearing in the base metal The applicable requirements of these standards and re-           and the soundness of the weld metal; Other problems commendations should be used to the maximum extent                with welding of low-alloy steels can occur if the base practical to obtain quality construction. Where dif-             metal temperature is not properly controlled during ferences or conflicts in interpretation exist between the        welding and the postweld heat treatment. Regulatory codes, standards, or recommendations, use of the most            Guide 1.50, "Control of Preheat Temperature for Weld- stringent requirement is recommended. However, special            ing of Low-Alloy Steel," identifies this potential prob- features should be added to prevent and control or stop            lem and indicates an acceptable procedure for obtaining inadvertent operation and malfunction of the load-                sound welds in low-alloy steels.
 
supporting and -moving components of the handling system.                                                                 Cranes are generally fabricated from structural shapes and plate rolled from mild steel or low-alloy steel.
 
When an overhead crane handling system will be               Some of these steel parts exceed 1/2 inch in thickness and used during the plant construction phase prior to its              may have brittle-fracture tendencies during some of the intended service in the operating plant, separate perfor-          intended operating temperatures, so that testing of the mance specifications are needed to reflect the duty                material toughness becomes necessary. Specifically, the cycles and loading requirements for each service. At the          nil-ductility transition temperature (NDTT) should be end of the construction period, changes to the crane              determined.
 
system may be required to reflect the specifications for the permanent operating plant condition. For example,              Safety Features if the specifications for the size of the hoist drive motor differ sufficiently for the two applications, the motor                 General. Numerous applications have been reviewed and the affected control equipment would have to be              by the staff, and the need for inclusion of certain safety replaced or changed for the operating plant phase. Fea-           features and the magnitudes of specific operational tures and functions needed for the cranes during the              limits to provide adequate safety have been determined.
 
plant construction period are not considered in this guide except where the use of the crane may influence                    It is. important to prevent the release of radio- its design and operation for the permanent plant opera-           activity in case of failure, inadvertent operation, mal- tion.                                                            function, or loss of load, and it may be necessary to include special features and provisions to preclude Overhead cranes may be operating at the time when          system incidents that would result in release of radio- an earthquake occurs. Therefore. the cranes should be            activity.
 
designed to retain control of and hold the load, and the bridge and trolley should be designed to remain in place                A crane that has been immobilized because of mal- on their respective runways with their wheels prevented          function or failure of controls or components while from leaving the tracks during, a seismic event. If a            holding a critical load should be able to set the load seismic event comparable to a safe shutdown earthquake            down while repairs or adjustments are made. This can be (SSE) occurs, the bridge should remain immobile on the             accomplished by inclusion of features that will permit runway, and the trolley with load should remain im-              manual operation of the hoisting system and the bridge mobile on the crane girders.                                       and trolley transfer mechanisms by means of ancillary, auxiliary, or emergency devices.
 
Since all the crane loading cycles will produce cyclic stress, it may be necessary to investigate the potential              A crane handling system includes all the structural, for failure of the metal due to fatigue. When a crane will        mechanical, and electrical components that are needed be used for the construction period, it will experience          to lift and transfer a load from one location to another.
 
additional cyclic loading, and these loads should be             Primary or principal load-bearing components, equip- added to the expected cyclic loading for the permanent            ment, and subsystems such as the driving equipment, plant operation for the fatigue evaluation.                       drum, rope reeving system, control systems, and braking means should receive special attention.
 
Materials and Fabrication All auxiliary hoisting systems of the main crane Bridge and trolley structures are generally fabricated       handling system that are employed to lift or assist in by welding structural shapes together. Problems have              handling critical loads should be provided with the same been experienced with weld joints between rolled struc-          safety features as the rest of the main crane handling tural members. Specifically, subsurface lamellar tearing          system.
 
has occurred at the weld joints during fabrication and the load-bearing capacity of the joint has thus been re-                Hoisting Machinery. Proper support of the rope duced. Radiography or ultrasonic inspection, as appro-            drums is necessary to ensure that they would be retained priate, of all load-bearing weld joints would help to              and prevented from falling or disengaging from their
                                                            1.104-2
 
braking and control system in case of a shaft or bearing              Selection of hoisting speed is influenced by such failure. Two mechanical holding brakes in the hoisting          items as reaction time for corrective action for the hoist- system (raising and lowering) that are automatically ac-        ing movement and the potential behavior of a failed tivated when electric power is off or when mechanically        rope. To prevent or limit damaging effects that may re- tripped by overspeed devices or overload devices in the         sult from dangerous rope spinoff in case of a rope break, hoisting system will help ensure that a critical load will      the hoisting speed should be limited. A 5 fpm hoisting be safely held or controlled in case of failure in the         speed limit is an acceptable limit. The rope traveling individual load-bearing parts of the hoisting machinery.        speed at the drum is higher than at other points in the reeving system, and the potential for damage due to rope Each holding brake should have more than full-load        flailing and interference with other parts of the system stopping capacity but should not have'excessive capacity        should be considered. Conservative industry practice that could cause damage through sudden stopping of the          limits the rope line speed to 50 fpm at the drum as a hoisting machinery. A brake capacity of 125% to 150%            conservative approach.
 
of the breakdown torque developed by the motor at the point of brake application has been determined to be                  Power transmission gear trains are often supported acceptable.                                                     by fabricated weldments of structural parts. The proper alignment of shafts and gears depends on the adequacy Manual operation of the hoisting brakes may be             of bearings and their supports to maintain correct align- necessary during an emergency condition, and provision          ment of all components. The proper functioning .of the for this should be included in the design conditions.           hoisting machinery during load handling can best be en- Adequate heat dissipation from the brake should be en-           sured by providing adequate support strength and proper sured so that damage does not occur if the lowering              alignment of the individual component parts and the velocity is permitted to increase excessively. Features          welds or bolting that binds them together.
 
should be included in the manual control of the brake to limit the lowering speed. A limiting velocity of 3.5 fpm              Bridge and Trolley. Failure of the bridge and trolley has been determined to be acceptable for trouble-free            travel to stop when power is shut off could result in operation.                                                      uncontrolled incidents. This would be prevented if both bridge and trolley drives are provided with control and Component parts of the vertical hoisting mechanism        holding braking systems which will be automatically are important. Specifically, the rope and reeving system        applied when the power is shut off or if an overspeed or deserves special consideration during design of the sys-        overload condition occurs because of malfunction or tem. The selection of the hoisting rope which is a "run-       failure in the drive system. Sufficient braking capacity ning rope" should include consideration of size, con-           would be needed to overcome torque developed by the struction, lay, and means of lubrication to provide for        drive motor and the power necessary to decelerate the the efficient working of the strands and individual wires.     bridge or trolley with the attached load to a complete The load-carrying rope will suffer'accelerated wear if it      stop. A holding or control capacity of 100 percent of rubs excessively on the sides of the grooves in the drum        the maximum torque developed at the point of brake and sheaves due to improper alignment or large fleet            application would be an acceptable capacity for each angles between the grooves. The load-carrying rope will        braking system. Drag-type brakes are subject to excessive furthermore suffer shock loading if it is partly held by        wear, and the need for frequent service and repair tends friction on the groove wall and then suddenly released to       to make this type of brake less reliable; they therefore enter the bottom of the groove. The rope can be                should not be used to control movements of the bridge protected by the selection of conservative fleet angles.        and trolley.
 
Ropes may also suffer damage due to excessive strain developed if the cable construction and the pitch                  The travel speed of the trolley and bridge will in- diameter of the sheaves are not properly selected.             fluence the operation of the crane as well as the equip- Fatigue stress in ropes can be minimized when the pitch        ment design and selection. Numerous crane applications diameter of the sheaves are selected large enough to            have been studied and it has been concluded that the produce only nominal stress levels. The pitch diameter          travel speed for nuclear power plant application should of the sheaves should be larger for ropes moving at the        be conservatively selected. Trolley and bridge speed highest velocity near the drum and can be smaller for          limits of 30 fpm and 40 fpm, respectively, have been sheaves used as equalizers where the rope is stationary.        determined to be acceptable.
 
Equalizers for stretch and load on the rope reeving            Drivers and Controls. Of the basic types of electric system may be of either beam or sheave type. A dual            drive motors available for crane operation, the series- rope reeving system with individual attaching points and        wound a.c. or d.c. motors or shunt-wound d.c. motors means bor balancing or distributing the load between the      are readily adaptable to various control systems, and two operating rope reeving systems will permit either          either of these types would be acceptable. Compound- rope system to hold the critical load and maintain bal-        wound motors should not be used because of difficulty ance in case of failure of the other rope system.              in control of the breakdown torqu
 
====e. The horsepower====
                                                          1.104-3
 
rating of the driving motor should be matched with the                         


==C. REGULATORY POSITION==
==C. REGULATORY POSITION==
When an applicant chooses to provide safe handlingof critical loads by making the overhead crane handlingsystem single-failure proof rather than by adding specialfeatures to the structures and areas over which the criti-cal load is carried, the system should be designed so thata single failure will not result in loss of the capability ofthe handling system to perform its safety functions.Overhead crane handling systems used for handlingcritical loads (following construction) such as loads dur-ing reactor refueling and spent fuel handling should bedesigned, fabricated, installed, inspected, tested, andoperated in accordance with the following:1. Performance Specification and Design Criteriaa. Separate performance specifications thatare required to develop design criteria should be pre-pared for a permanent crane that is to be used for con-struction prior to use for plant operation. The allowabledesign stress limits should be identical for both cases,and the sum total of simultaneously applied loads shouldnot result in stress levels causing permanent deformationother than localized strain concentration in any part ofthe handling system.b. The operating environment, including max-imum and minimum pressure, temperature, humidity,and emergency corrosive or hazardous conditions,should be specified for the crane and lifting fixtures.(1) Closed box sections of the crane struc-ture should be vented to avoid collapse during contain-ment pressurization. Drainage should be provided toavoid standing water in the crane structure.(2) Minimum operating temperaturesshould be specified in order to reduce the possibility ofbrittle fracture of the ferritic load-carrying members ofthe crane. Materials for structural members essential tostructural integrity should be impact tested unless ex-empted by the provisions of paragraph AM-218 of theASME Code, Section VIII, Division 2. However, the"minimum design temperature" as used therein shouldbe defined as 60'F below the minimum operating tem-perature. Either drop weight test per ASTM E-208 orCharpy tests per ASTM A-370 may be used for impacttesting. The minimum drop weight test requirementshould be nil-ductility transition temperature (NDTT)not less than 60'F below the minimum operating tem-perature. Minimum Charpy V-notch impact test require-ments should be those given in Table AM 211.1 of theASME Code. Section VIII, Division 2, which should bemet at a temperature 60°F below the minimum operat-ing temperature. Alternative methods of fracture anal-ysis that achieve an equivalent margin of safety againstfracture may be used if they include toughness measure-ments on each heat of steel used in structural members1.104-4 essential to structural integrity. In addition, tfle tractureanalysis that provides the basis for setting minimumoperating temperatures should include consideration ofstress levels; quality control; the mechanical checking,testing, and preventive maintenance program; and thetemperatures at which the design rated load test is runrelative to operating temperature.(3) As an alternative to the recommenda-tions of regulatory position C. 1 .b.2, the crane and liftingfixtures may be subjected to a cold proof test as des-cribed in regulatory position C.4.d.(4) Cranes and lifting fixtures made oflow-alloy steel such as ASTM A514 should be subjectedto the cold proof test described in regulatory positionC.4.d.c. The crane should be classified as SeismicCategory I and should be capable of retaining the max-imum design load during a safe shutdown earthquake(SSE), although the crane may not be operable after theseismic event. The bridge and trolley should be providedwith means for preventing them from leaving their run-ways with or without the design load during operationor under any seismic excursions. The design rated loadplus operational and seismically induced pendulum andswinging load effects on the crane should be consideredin the design of the trolley, andthey should be added tothe trolley weight for the design of the bridge.d. All weld joints for load-bearing structuresincluding those susceptible to lamellar tearing should beinspected, including nondestructive examination forsoundness of the base metal and weld metal.e. A fatigue analysis should be considered forthe critical load-bearing structures and components ofthe crane handling system. The cumulative fatigue usagefactors should reflect effects of the cyclic loading fromboth the construction and operating periods.f. Preheat and postheat treat~nent (stress re-lief) temperatures for all weldments should be specifiedin the weld procedure. For low-alloy steel, the recom-mendations of Regulatory Guide 1.50, "Control of Pre-heat Temperature for Welding- of Low-Alloy Steels."should be applied.2. Safety Featuresa. The automatic controls, and limiting de-vices should be designed so that, when disorders due toinadvertent operation, component malfunction, or dis-arrangement of subsystem control functions occur singlyor in combination during the load handling and failurehas not occurred in either subsystems or components,these disorders will not prevent the handling systemfrom being maintained at a safe neutral holding position.b. Auxiliary systems, dual components, or an-cillary systems should be provided so that. in case ofsubsystem or component failure, ,the load will beretained and held in a stable or immobile safe position.c. Means should be provided for using the de-vices required in repairing, adjusting, or replacing thefailed component(s) or subsystem(s) when failure of anactive component or subsystem has occurred and theload is supported and retained in the safe (temporary)position with the handling system immobile. As an alter-native to repairing the crane in place, means may beprovided for safely moving the immobilized handlingsystem with load to a safe laydown area that has beendesigned to accept the load while the repairs are beingmade.d. The design of the crane and its operatingarea should include provisions that will not impair thesafe operation of the reactor or release radioactivitywhen corrective repairs, replacements, and adjustmentsare being made to place the crane handling system backinto service after component failure(s).3. Equipment Selectiona. Dual load attaching points (redundant de-sign) should be provided as part of the load block assem-bly which is designed so that each attaching point will beable to support a static load of 3W (W is weight of thedesign rated load) without permanent deformation ofany part of the load block assembly other than localizedstrain concentration in areas for which additional mate-rial has been provided ror wear.b. Lifting devices that are attached to theload block such as lifting beams, yokes, ladle or trunniontype hooks, slings, toggles, and clevises should be of re-dundant design with dual or auxiliary device or combina-tions thereof. Each device should be designed to supporta static load of 3W without permanent deformation.c. The vertical hoisting (raising and lowering)mechanism which uses rope and consists of uppersheaves (head block), lower sheaves (load block), andrope reeving system, should provide for redundantly de-signed dual hoisting means. Maximum hoisting speedshould be no greater than 5 fpm.d. The head and load blocks should be de-signed to maintain a vertical load balance about the cen-ter of lift from load block through head block and havea reeving system of dual design. The loadblock shouldmaintain alignment and a position of stability witheither system being able to support 3W within the break-ing strength of the rope and maintain load stability andvertical aligrnment from center of head block through allhoisting components through the center of gravity of theload.1.104-5 e. Design of the rope reeving systei(s) shouldbe dual with each system providing separately the loadbalance on the head and load blocks through configura-tion of ropes and rope equalizer(s). Selection of thehoisting rope or running rope should include considera-tion of the size, construction, lay, and means or type oflubrication to maintain efficient working of the indivi-dual wire strands when each section of rope passes overthe individual sheaves during the hoisting operation. Theeffects of impact loadings, acceleration, and emergencystops should be included in selection of rope and reevingsystems. The wire rope should be 6 x 37 NWRC (ironwire rope core) or comparable classification. The leadline stress to the drum during hoisting (dynamic) at themaximum design speed with the design rated load shouldnot exceed 20% of the manufacturer's published ratedstrength- Line speed during hoisting (raising or lowering)should not exceed 50 fpm.f. The maximum fleet angle from drum tolead sheave in the load block should not exceed 3-%degrees at any one point during hoisting and should haveonly one 1 80-degree reverse bend for each rope leavingthe drum and reversing on the first or lead sheave on theload block with no other reverse bends other than at theequalizer if a sheave equalizer is used. The fleet anglesbetween individual sheaves for rope should not exceed1-1/2 degrees. Equalizers may be of the beam or sheavetype or combinations thereof. For the recommended 6 x37 IWRC classification wire pitch diameter ofthe lead sheave should be 30-times the rope diameter foithe 180-degree reverse bend, 26 times the rope diameterfor running sheaves and drum, with 13 times the ropediameter for equalizers. The pitch diameter is measuredfrom the center of the rope on the drum or sheavegroove through the center of the drum or sheave to thecenter of the rope on the opposite side. The dual reevingsystem may be a single rope from each end of a drumterminating at one of the blocks or equalizer with pro-visions for equalizing'beam type load and rope stretch,with each rope designed for the total load, or a 2-ropesystem may be used from each drum or separate drumsusing a sheave equalizer or beam equalizer, or any othercombination which provides two separate and completereeving systems.g. The portions of the vertical hoisting systemcomponents, which include the head block, rope reevingsystem, load block, and dual load-attaching device,should each be designed to sustain a test load of 200% ofthe design rated load. Each reeving system and each one-of the load-attaching devices should be assembled withapproximately a 6-inch clearance between head and loadblocks and should support 200% of the design rated loadwithout permanent deformation other than localizedstrain concentration or localized degradation of the com-ponents. A 200% static-type load test should be per-formed for each reeving system and a load-attachingpoint at the manufacturer's plant. Measurements of thegeometric configuration of the attaching points shouldbe made before and after the test and should be fol-lowed by a nondestructive examination that should con-sist of combinations of magnetic particle, ultrasonic,radiograph, and dye penetrant examinations to verifythe soundness of fabrication and ensure the integrity ofthis portion of the hoisting system. The results of exami-nations should be documented and recorded for thehoisting system for each overhead crane.h. Means should be provided to sense suchitems as electric current, temperature, overspeed, over-loading, and overtravel. Controls should be provided toabsorb the kinetic. energy of the rotating machinery and,stop the hoisting movement within a maximum of 3inches of vertical travel through a combination of elec-trical power controls and mechanical braking systemsand torque controls if one rope or one of the dual reev-ing system should fail or if overloading or an overspeedcondition should occur.i. The control systems should be designed asa combination of electrical and mechanical systems andmay include such items as contactors, relays, resistors,and thyristors in combination with mechanical, devicesand mechanical braking systems. The electric controlsshould be selected to provide a maximum breakdowntorque limit of 175% of the required rating for a.c.motors or d.c. motors (series or shunt wound) used forthe hoisting drive motor(s). Compound wound dcc.motors should not be used. The control system(s) pro-vided should include consideration of the hoisting(raising and lowering) of all loads, including the maxi-mum design rated load, and the effects of the inertia ofthe rotating hoisting machinery such as motor armature,shafting and coupling, gear reducer, and drum.j. The mechanical and structural componentsof the complete hoisting system- should have the re-quired strength to resist failure if the hoisting systemshould "two block"1I or if "load hangup"2 should occurduring hoisting. The designer should provide meanswithin the reeving system located on the head or on theload block combinations to absorb or control the kineticenergy of rotating machinery prior to the incident oftwo .blocking oruload hangup. The location of mnechan-ical holding brakes and their controls should providepositive, reliable, and capable means to stop and holdthe hoisting drum(s) for the conditions described in thedesign specification and regulatory positions 1 and 2.This should include the maximum torque of the driving1"Two blocking" is the act of continued hoisting in which theload block and head block assemblies are brought into physicalcontact, thereby preventing further movement of the loadblock and creating shock loads to rope and reeving system.2"Load hangup" is the act in which the load block and/or load isstopped during hoisting by entanglement with fixed objects,thereby overloading the hoisting system.1.104-6 motor cannot be shut off.k. The load hoisting drum on the trolleyshould be provided with structural and mechanicalsafety devices to prevent the drum from dropping,disengaging from its holding brake system, or rotating, ifthe drum or any portion of its shaft or bearings shouldfail or fracture.1. To preclude ekcessive *breakdown torque,the horsepower rating of the electric motor drive forhoisting should not exceed 110% of the calculated de-sign horsepower required to hoist the design rated loadat the maximum design hoist speed.m. The minimum hoisting braking systemshould include one power control braking system (notmechanical or drag brake type) and two mechanicalholding brakes. The holding brakes should be activatedwhen power is off and should be automatically mechani-cally tripped on overspeed to the full holding position ifmalfunction occurs in the electrical brake controls. Eachholding brake should be designed to 125%-1150% of themaximum developed torque at point of application (lo-cation of the brake in the mechanical drive). The mini-mum design requirements for braking systems that willbe operable for emergency lowering after a single brakefailure should be two holding brakes for stopping andcontrolling drum rotation. Provisions should be made formanual operation of the holding brakes. Emergencybrakes or holding brakes which are to be used formanual lowering should be capable of operation withfull load and at full travel and provide adequate heatdissipation. Design for manual brake operation duringemergency lowering should include features to limit thelowering speed to less than 3.5 fpmrLn. The dynamic and static alignment of allhoisting machinery components including gearing, shaft-ing, couplings, and bearings should be maintainedthroughout the range of loads to be lifted, with all com-ponents positioned and anchored on the trolley ma-chinery platform.o. Increment drives for hoisting may be pro-vided by stepless controls or inching motor drive. Plug-ging3 should not be permitted. Controls to prevent plug-ging should be included in the electrical circuits and thecontrol system. Floating point4 in the electrical powersystem when required for bridge or trolley movementshould be provided only for the lowest operating speeds.p. To avoid the possibility of overtorquewithin the control system, the horsepower rating of the3Plugging is the momentary application of full line power to thedrive motor for the purpose of promoting a limited movement.4That point in the lowest range of movement control at whichpower is on, brakes are off, and motors are not energized.motion of the overnead brsage crane shouui nut exceea110% of the calculated horsepower requirement at maxi-mum speed with design rated load attached. Incrementalor fractional inch movements, when required, should beprovided by such items as variable speed or inchingmotor drives. Control and holding brakes should each berated at 100% of maximum drive torque at the point ofapplication. If two mechanical brakes, one for controland one for holding, are provided, they should be ad-justed with one brake in each system for both the trolleyand bridge leading the other and should be activated byrelease or shutoff of power. The brakes should also bemechanically tripped to the "on" or "holding" positionin the event of a malfunction in the power supply or anoverspeed condition. Provisions should be made formanual operation of the brakes. The holding brake shouldbe designed so that it cannot be used as a foot-operatedslowdown brake. Drag brakes should not be used. Oppo-site wheels on bridge or trolley that support bridge ortrolley on their runways should be matched and haveidentical diameters. Trolley and bridge speed should belimited. A maximum speed of 30 fpm for the trolley and40 fpm for the bridge is recommended.q. The complete operating control system andprovisions for emergency controls for the overhead cranehandling system should be located in the main cab onthe bridge. Additional cabs located on trolley or liftingdevices should have complete control systems similar tothe bridge cab. Manual controls for hoisting and trolleymovement may be provided on the trolley. Manual con-trols for the bridge may be located on the bridge. Re-mote control or pendant control for any of these mo-tions should be identical to those provided on the bridgecab, control panel. Provisions and locations should beprovided in the design of the control systems for devicesfor emergency control or operations. Limiting devices,mechanical and electrical, should be provided to indicateand control or prevent overtravel and overspeed ofhoist (raising or lowering) and for both trolley andbridge travel movements. Buffers for bridge and trolleytravel should be included.r. Safety devices such as limit type switchesprovided for malfunction, inadvertent operation, or fail-ure should be in addition to and separate from the limit-ing means or devices provided for operation in the afore-mentioned. These would include buffers, bumpers, anddevices or means provided for control of malfunction(s).s. The operating requirements for all travelmovements (vertical and horizontal movements or rota-tion, singly or in combination) incorporated in the de-sign for permanent plant cranes should be clearly de-frned in the operating manual for hoisting and for trolleyand bridge travel. The designer should establish the max-imum working load (MWL). The MWL should not be lessthan 85% of the design rated load (DRL) capacity for1.104-7
calculated requirement that considers the design load and acceleration to the design hoisting speed. Over-                  When an applicant chooses to provide safe handling powering of the hoisting equipment would impose addi-            of critical loads by making the overhead crane handling tional strain on the machinery and load-carrying devices        system single-failure proof rather than by adding special by increasing the hoisting acceleration rate. A motor rat-      features to the structures and areas over which the criti- ing limited to 110% of the design rating would provide          cal load is carried, the system should be designed so that adequate power without loss of flexibility and would be          a single failure will not result in loss of the capability of acceptable.                                                      the handling system to perform its safety functions.
-the n.w crane at time, of operation. The redundancy indesign, design factors, selection of components, andbalance of auxiliary-ancillary and dual items in the de-sign and manufacture will provide or dictate the maxi-mum working load for the critical load handling cranesystems. The MWL should not exceed the DRL for theOverhead Crane Handling System.t. When the permanent plant crane is to beused for construction anid the operating requirements forconstruction are not identical to those required for pre-manent plant service, the construction operating require-ments should be completely defined separately. Thecrane should be designed structurally and mechanicallyfor the construction loads, plant service loads, and theirfunctional performance requirements. At the end of theconstruction period, the crane handling system shouldbe adjusted for the performance requirements of thenuclear power plant service. The design requ.-ments forconversion or adjustment may include the replacementof such items as motor drives, blocks, and reeving sys-tem. After construction use, the crane should be thor-oughly inspected by nondestructive examination andperformance tested. If allowable design stress limits areto be exceeded during the construction phase, addedinspection supplementing that of regulatory positionC.l.d should be considered. If the load and performancerequirements are different for construction and plantservice periods, the crane should be tested for bothphases. Its integrity should be verified. by designer andmanufacturer with load testing to 125% of the designrated load required for the operating pl~t before it isused as permanent plant equipment.u. Installation instructions should be providedby the manufacturer. These should include a full expla-nation of the crane handling system, its controls, and thelimitations for the system and should cover the require-ments for installation, testing, and preparations for oper-ation.4. Mechanical Check, Testing, and PreventiveMaintenancea. A complete mechanical check of all thecrane systems as installed should be made to verify themethod of installation and to prepare the crane fortesting.During and after installation of the cranethe proper assembly of electrical and structural com-ponents should be verified. The integrity of all control,operating, and safety systems should be verified as tosatisfaction of installation and design requirements,The crane designer and crane manufacturershould provide a manual of information and proceduresfor uise in checking, testing, and operating the crane. Themanual should also describe a preventive maintenanceprogram based on the approved test results and informa-tion obtained during the testing; it should include suchitems as servicing, repair and replacement requirements.visual examinations, inspections, checking, measure-ments, problem diagnosis, nondestructive examination,crane performance testing, and special instructions.Information concerning proof testing oncomponents and subsystems as required and performedat the manufacturer's plant to verify the ability ofcomponents or subsystems to perform should be avail-able for the checking and testing performed at the placeof installation of the crane system.b. The crane system should be prepared forthe static test of 125% of the design rated load. The testsshould include all positions of hoisting, lowering, andtrolley and bridge travel with the 125% rated load andother positions as recommended by the designer andmanufacturer. After satisfactory completion of the125% static test and adjustments required as a result ofthe test, the crane handling system should be given fullperformance tests with 100% of the design rated load forall speeds and motions for which the system is designed.This should include verifying all limiting and safety con-trol devices. The crane handling system with the designrated load should demonstrate its ability to lower andmove the load by manual operation and with the use ofemergency operating controls and devices that have beendesigned into the handling system.The complete hoisting machinery shouldbe allowed to "two block" during the hoisting test (loadblock limit and safety devices are bypassed). This test,conducted at slow speed without load, should provideassurance of the integrity of the design, the equipment,the controls, and the overload protection devices. Thetest should demonstrate that the maximum torque thatcan be developed by the driving system, including theinertia of the rotating parts at the overtorque condition,will be absorbed or controlled prior to two-blocking.The complete hoisting machinery should be tested forability to sustain a load hangup condition by a test inwhich the load block attaching points are secured to afixed anchor or excessive load. The drum should be cap-able of one full revolution before starting the hoistingtest.c. The preventive maintenance program rec-ommended by the designer and manufacturer-4hkuldalso prescribe and establish the MWL for which the cranewill be used. The maximum working load should beplainly marked on each side of the crane for each hoist-ing unit. It is recommended that the critical loadhandling cranes should be continuously maintained atDRL capacity.d. The cold proof test provided for in regula-tory positions C.l b.3 and 4 should consist of a periodic1.104-8 dumm% load test as follows: Metal temperature of thestructural members, essential to the structural integri,ýof the crane handling system should be at or below theminimum operating temperature. The correspondingd*mmy load should be equal to 1.25 times the max-imum working load (MWL). If it is not feasible toý,-.hive the minimum operating temperature during thetest, the dummy load should be increased beyond thedesign rated load 1.5 percent per degree F temperaturedifference. ,Test frequency should be approximately 40months or less; however, crane handling systems that areused less frequently than once every 40 months may begiven a cold proof test prior to each use. The cold prooftest should be followed by a nondestructive examinationof critical areas for cracks.5. Quality Assurancea. To the extent necessary, applicable pro-curement documents should require the crane manufac-turer to provide a quality assurance program consistentwith the pertinent provisions of Appendix B, "QualityAssurance Criteria for Nuclear Power Plants and FuelReprocessing Plants," to 10 CFR Part 50.b. The program should also address each ofthe recommendations in regulatory positions C.1, C.2,C.3, and C.4.
 
Normally, a crane system is equipped with mechani-                Overhead crane handling systems used for handling cal and electrical limiting devices to shut off power to        critical loads (following construction) such as loads dur- driving motors when the crane hook, trolley, and bridge          ing reactor refueling and spent fuel handling should be approach the end of travel or when other parts of the            designed, fabricated, installed, inspected, tested, and crane system would be damaged if power was not shut              operated in accordance with the following:
off. It is prudent to include safety devices in the control system for the crane, in addition to the limiting devices,            1.  Performance Specification and Design Criteria for the purpose of ensuring that the controls will return to or maintain a safe holding position in case of malfunc-                  a. Separate performance specifications that tion, inadvertent operation or failure, or overspeed and         are required to develop design criteria should be pre- overtorque conditions. Overpower and overspeed con-             pared for a permanent crane that is to be used for con- ditions should be considered an operating hazard as they        struction prior to use for plant operation. The allowable may increase the hazard of malfunction or inadvertent            design stress limits should be identical for both cases, operation. It is essential that the controls be capable of      and the sum total of simultaneously applied loads should stopping the hoisting movement within amounts of                 not result in stress levels causing permanent deformation movement that damage would not occur. A 3-inch maxi-             other than localized strain concentration in any part of mum hoisting movement would be an acceptable stop-              the handling system.
 
ping distance.
 
b. The operating environment, including max- Operational Tests                                                imum and minimum pressure, temperature, humidity, and emergency corrosive or hazardous conditions, Operational tests of crane systems should be per-         should be specified for the crane and lifting fixtures.
 
formed to verify the proper functioning of limit switches and safety devices and the ability to perform as de-                             (1) Closed box sections of the crane struc- signed. However, special arrangements may have to be              ture should be vented to avoid collapse during contain- made to test overload and overspeed sensing devices.              ment pressurization. Drainage should be provided to avoid standing water in the crane structure.
 
Existing Handling Systems
                                                                                  (2) Minimum      operating    temperatures It may be necessary to determine the extent to              should be specified in order to reduce the possibility of which an existing handling system and the areas in which          brittle fracture of the ferritic load-carrying members of the load is transported may require that the crane                the crane. Materials for structural members essential to handling system be single failure proof. Therefore, a              structural integrity should be impact tested unless ex- detailed inspection may be necessary to determine the              empted by the provisions of paragraph AM-218 of the condition of each crane prior to its continued use and to          ASME Code, Section VIII, Division 2. However, the define the portion of, the system that may need                    "minimum design temperature" as used therein should alteration, addition, or replacement in order to ensure its        be defined as 60'F below the minimum operating tem- ability to perform acceptable handling of critical loads.         perature. Either drop weight test per ASTM E-208 or Charpy tests per ASTM A-370 may be used for impact Quality Assurance                                                  testing. The minimum drop weight test requirement should be nil-ductility transition temperature (NDTT)
      Although crane handling systems for critical loads          not less than 60'F below the minimum operating tem- are not required for the direct operation of a nuclear            perature. Minimum Charpy V-notch impact test require- power plant, the nature of their function makes it neces-        ments should be those given in Table AM 211.1 of the sary to ensure that the desired quality level is attained. A      ASME Code. Section VIII, Division 2, which should be quality assurance program should be established to the           met at a temperature 60°F below the minimum operat- extent necessary to include the recommendations of this            ing temperature. Alternative methods of fracture anal- guide for the design, fabrication, installation, testing,         ysis that achieve an equivalent margin of safety against and operation of crane handling systems for safe                  fracture may be used if they include toughness measure- handling of critical loads.                                       ments on each heat of steel used in structural members
                                                            1.104-4
 
essential to structural integrity. In addition, tfle tracture                  b. Auxiliary systems, dual components, or an- analysis that provides the basis for setting minimum              cillary systems should be provided so that. in case of operating temperatures should include consideration of            subsystem or component failure, ,the load will be stress levels; quality control; the mechanical checking,          retained and held in a stable or immobile safe position.
 
testing, and preventive maintenance program; and the temperatures at which the design rated load test is run                        c. Means should be provided for using the de- relative to operating temperature.                                vices required in repairing, adjusting, or replacing the failed component(s) or subsystem(s) when failure of an
              (3) As an alternative to the recommenda-            active component or subsystem has occurred and the tions of regulatory position C. 1.b.2, the crane and lifting      load is supported and retained in the safe (temporary)
fixtures may be subjected to a cold proof test as des-            position with the handling system immobile. As an alter- cribed in regulatory position C.4.d.                              native to repairing the crane in place, means may be provided for safely moving the immobilized handling
              (4) Cranes and lifting fixtures made of            system with load to a safe laydown area that has been low-alloy steel such as ASTM A514 should be subjected              designed to accept the load while the repairs are being to the cold proof test described in regulatory position            made.
 
C.4.d.
 
d. The design of the crane and its operating c. The crane should be classified as Seismic            area should include provisions that will not impair the Category I and should be capable of retaining the max-              safe operation of the reactor or release radioactivity imum design load during a safe shutdown earthquake                  when corrective repairs, replacements, and adjustments (SSE), although the crane may not be operable after the            are being made to place the crane handling system back seismic event. The bridge and trolley should be provided            into service after component failure(s).
with means for preventing them from leaving their run- ways with or without the design load during operation                    3. Equipment Selection or under any seismic excursions. The design rated load plus operational and seismically induced pendulum and                          a. Dual load attaching points (redundant de- swinging load effects on the crane should be considered            sign) should be provided as part of the load block assem- in the design of the trolley, andthey should be added to          bly which is designed so that each attaching point will be the trolley weight for the design of the bridge.                  able to support a static load of 3W (W is weight of the design rated load) without permanent deformation of d. All weld joints for load-bearing structures          any part of the load block assembly other than localized including those susceptible to lamellar tearing should be          strain concentration in areas for which additional mate- inspected, including nondestructive examination for                rial has been provided ror wear.
 
soundness of the base metal and weld metal.
 
b. Lifting devices that are attached to the e.  A fatigue analysis should be considered for            load block such as lifting beams, yokes, ladle or trunnion the critical load-bearing structures and components of                type hooks, slings, toggles, and clevises should be of re- the crane handling system. The cumulative fatigue usage              dundant design with dual or auxiliary device or combina- factors should reflect effects of the cyclic loading from            tions thereof. Each device should be designed to support both the construction and operating periods.                          a static load of 3W without permanent deformation.
 
f. Preheat and postheat treat~nent (stress re-                        c. The vertical hoisting (raising and lowering)
lief) temperatures for all weldments should be specified            mechanism which uses rope and consists of upper in the weld procedure. For low-alloy steel, the recom-                sheaves (head block), lower sheaves (load block), and mendations of Regulatory Guide 1.50, "Control of Pre-                rope reeving system, should provide for redundantly de- heat Temperature for Welding- of Low-Alloy Steels."                  signed dual hoisting means. Maximum hoisting speed should be applied.                                                  should be no greater than 5 fpm.
 
2.  Safety Features                                                      d. The head and load blocks should be de- signed to maintain a vertical load balance about the cen- a. The automatic controls, and limiting de-              ter of lift from load block through head block and have vices should be designed so that, when disorders due to              a reeving system of dual design. The loadblock should inadvertent operation, component malfunction, or dis-                maintain alignment and a position of stability with arrangement of subsystem control functions occur singly            either system being able to support 3W within the break- or in combination during the load handling and failure              ing strength of the rope and maintain load stability and has not occurred in either subsystems or components,                vertical aligrnment from center of head block through all these disorders will not prevent the handling system                hoisting components through the center of gravity of the from being maintained at a safe neutral holding position.           load.
 
1.104-5
 
e. Design of the rope reeving systei(s) should      geometric configuration of the attaching points should be dual with each system providing separately the load          be made before and after the test and should be fol- balance on the head and load blocks through configura-          lowed by a nondestructive examination that should con- tion of ropes and rope equalizer(s). Selection of the          sist of combinations of magnetic particle, ultrasonic, hoisting rope or running rope should include considera-         radiograph, and dye penetrant examinations to verify tion of the size, construction, lay, and means or type of      the soundness of fabrication and ensure the integrity of lubrication to maintain efficient working of the indivi-        this portion of the hoisting system. The results of exami- dual wire strands when each section of rope passes over        nations should be documented and recorded for the the individual sheaves during the hoisting operation. The      hoisting system for each overhead crane.
 
effects of impact loadings, acceleration, and emergency stops should be included in selection of rope and reeving                    h. Means should be provided to sense such items as electric current, temperature, overspeed, over- systems. The wire rope should be 6 x 37 NWRC (iron wire rope core) or comparable classification. The lead          loading, and overtravel. Controls should be provided to line stress to the drum during hoisting (dynamic) at the        absorb the kinetic. energy of the rotating machinery and maximum design speed with the design rated load should          ,stop the hoisting movement within a maximum of 3 not exceed 20% of the manufacturer's published rated            inches of vertical travel through a combination of elec- strength- Line speed during hoisting (raising or lowering)       trical power controls and mechanical braking systems should not exceed 50 fpm.                                       and torque controls if one rope or one of the dual reev- ing system should fail or if overloading or an overspeed f. The maximum fleet angle from drum to              condition should occur.
 
lead sheave in the load block should not exceed 3-%                         i.  The control systems should be designed as degrees at any one point during hoisting and should have        a combination of electrical and mechanical systems and only one 180-degree reverse bend for each rope leaving          may include such items as contactors, relays, resistors, the drum and reversing on the first or lead sheave on the      and thyristors in combination with mechanical, devices load block with no other reverse bends other than at the        and mechanical braking systems. The electric controls equalizer if a sheave equalizer is used. The fleet angles      should be selected to provide a maximum breakdown between individual sheaves for rope should not exceed          torque limit of 175% of the required rating for a.c.
 
1-1/2 degrees. Equalizers may be of the beam or sheave            motors or d.c. motors (series or shunt wound) used for type or combinations thereof. For the recommended 6 x            the hoisting drive motor(s). Compound wound dcc.
 
37 IWRC classification wire rope,*the pitch diameter of          motors should not be used. The control system(s) pro- the lead sheave should be 30-times the rope diameter foi        vided should include consideration of the hoisting the 180-degree reverse bend, 26 times the rope diameter          (raising and lowering) of all loads, including the maxi- for running sheaves and drum, with 13 times the rope            mum design rated load, and the effects of the inertia of diameter for equalizers. The pitch diameter is measured          the rotating hoisting machinery such as motor armature, from the center of the rope on the drum or sheave                shafting and coupling, gear reducer, and drum.
 
groove through the center of the drum or sheave to the center of the rope on the opposite side. The dual reeving                  j. The mechanical and structural components system may be a single rope from each end of a drum            of the complete hoisting system- should have the re- terminating at one of the blocks or equalizer with pro-         quired strength to 1 resist failure if the hoisting
                                                                                                                  2        system visions for equalizing'beam type load and rope stretch,         should "two block" I or if "load hangup"            should occur with each rope designed for the total load, or a 2-rope        during hoisting. The designer should provide means system may be used from each drum or separate drums            within the reeving system located on the head or on the using a sheave equalizer or beam equalizer, or any other        load block combinations to absorb or control the kinetic combination which provides two separate and complete            energy of rotating machinery prior to the incident of reeving systems.                                               two .blocking oruload hangup. The location of mnechan- ical holding brakes and their controls should provide g. The portions of the vertical hoisting system      positive, reliable, and capable means to stop and hold components, which include the head block, rope reeving          the hoisting drum(s) for the conditions described in the system, load block, and dual load-attaching device,             design specification and regulatory positions 1 and 2.
 
should each be designed to sustain a test load of 200% of      This should include the maximum torque of the driving the design rated load. Each reeving system and each one
  -of the load-attaching devices should be assembled with approximately a 6-inch clearance between head and load          1 blocks and should support 200% of the design rated load          "Two blocking" is the act of continued hoisting in which the without permanent deformation other than localized                load block and head block assemblies are brought into physical strain concentration or localized degradation of the com-         contact, thereby preventing further movement of the load block and creating shock loads to rope and reeving system.
 
ponents. A 200% static-type load test should be per-           2
                                                                    "Load hangup" is the act in which the load block and/or load is formed for each reeving system and a load-attaching              stopped during hoisting by entanglement with fixed objects, point at the manufacturer's plant. Measurements of the           thereby overloading the hoisting system.
 
1.104-6
 
motor cannot be shut off.                                              motion of the overnead brsage crane shouui    nut exceea
                                                                        110% of the calculated horsepower requirement at maxi- k. The load hoisting drum on the trolley                    mum speed with design rated load attached. Incremental should be provided with structural and mechanical                        or fractional inch movements, when required, should be safety devices to prevent the drum from dropping,                        provided by such items as variable speed or inching disengaging from its holding brake system, or rotating, if              motor drives. Control and holding brakes should each be the drum or any portion of its shaft or bearings should                rated at 100% of maximum drive torque at the point of fail or fracture.                                                       application. If two mechanical brakes, one for control and one for holding, are provided, they should be ad-
            1. To preclude ekcessive *breakdown torque,                justed with one brake in each system for both the trolley the horsepower rating of the electric motor drive for                   and bridge leading the other and should be activated by hoisting should not exceed 110% of the calculated de-                    release or shutoff of power. The brakes should also be sign horsepower required to hoist the design rated load                  mechanically tripped to the "on" or "holding" position at the maximum design hoist speed.                                      in the event of a malfunction in the power supply or an overspeed condition. Provisions should be made for m. The minimum hoisting braking system                       manual operation of the brakes. The holding brake should should include one power control braking system (not                    be designed so that it cannot be used as a foot-operated mechanical or drag brake type) and two mechanical                        slowdown brake. Drag brakes should not be used. Oppo- holding brakes. The holding brakes should be activated                  site wheels on bridge or trolley that support bridge or when power is off and should be automatically mechani-                  trolley on their runways should be matched and have cally tripped on overspeed to the full holding position if              identical diameters. Trolley and bridge speed should be malfunction occurs in the electrical brake controls. Each              limited. A maximum speed of 30 fpm for the trolley and holding brake should be designed to 125%-1150% of the                    40 fpm for the bridge is recommended.
 
maximum developed torque at point of application (lo- cation of the brake in the mechanical drive). The mini-                            q. The complete operating control system and mum design requirements for braking systems that will                    provisions for emergency controls for the overhead crane be operable for emergency lowering after a single brake                  handling system should be located in the main cab on failure should be two holding brakes for stopping and                   the bridge. Additional cabs located on trolley or lifting controlling drum rotation. Provisions should be made for                devices should have complete control systems similar to manual operation of the holding brakes. Emergency                        the bridge cab. Manual controls for hoisting and trolley brakes or holding brakes which are to be used for                        movement may be provided on the trolley. Manual con- manual lowering should be capable of operation with                     trols for the bridge may be located on the bridge. Re- full load and at full travel and provide adequate heat                  mote control or pendant control for any of these mo- dissipation. Design for manual brake operation during                  tions should be identical to those provided on the bridge emergency lowering should include features to limit the                 cab, control panel. Provisions and locations should be lowering speed to less than 3.5 fpmrL                                    provided in the design of the control systems for devices for emergency control or operations. Limiting devices, n. The dynamic and static alignment of all                  mechanical and electrical, should be provided to indicate hoisting machinery components including gearing, shaft-               and control or prevent overtravel and overspeed of ing, couplings, and bearings should be maintained                      hoist (raising or lowering) and for both trolley and throughout the range of loads to be lifted, with all com-               bridge travel movements. Buffers for bridge and trolley ponents positioned and anchored on the trolley ma-                     travel should be included.
 
chinery platform.
 
o. Increment drives for hoisting may be pro-                          r. Safety devices such as limit type switches vided by stepless controls or inching motor drive. Plug-               provided for malfunction, inadvertent operation, or fail- ging 3 should not be permitted. Controls to prevent plug-              ure should be in addition to and separate from the limit- ging should be included in the electrical circuits and the             ing means or devices provided for operation in the afore- control system. Floating point 4 in the electrical power              mentioned. These would include buffers, bumpers, and system when required for bridge or trolley movement                    devices or means provided for control of malfunction(s).
should be provided only for the lowest operating speeds.
 
s. The operating requirements for all travel p. To avoid the possibility of overtorque                  movements (vertical and horizontal movements or rota- within the control system, the horsepower rating of the                tion, singly or in combination) incorporated in the de- sign for permanent plant cranes should be clearly de-
3 Plugging is the momentary application of full line power to the      frned in the operating manual for hoisting and for trolley drive motor for the purpose of promoting a limited movement.         and bridge travel. The designer should establish the max-
4                                                                      imum working load (MWL). The MWL should not be less That point in the lowest range of movement control at which power is on, brakes are off, and motors are not energized.           than 85% of the design rated load (DRL) capacity for
                                                                  1.104-7
 
-the n.w crane at time, of operation. The redundancy in          program based on the approved test results and informa- design, design factors, selection of components, and            tion obtained during the testing; it should include such balance of auxiliary-ancillary and dual items in the de-        items as servicing, repair and replacement requirements.
 
sign and manufacture will provide or dictate the maxi-          visual examinations, inspections, checking, measure- mum working load for the critical load handling crane            ments, problem diagnosis, nondestructive examination, systems. The MWL should not exceed the DRL for the               crane performance testing, and special instructions.
 
Overhead Crane Handling System.
 
Information concerning proof testing on t. When the permanent plant crane is to be           components and subsystems as required and performed used for construction anid the operating requirements for        at the manufacturer's plant to verify the ability of construction are not identical to those required for pre-       components or subsystems to perform should be avail- manent plant service, the construction operating require-        able for the checking and testing performed at the place ments should be completely defined separately. The              of installation of the crane system.
 
crane should be designed structurally and mechanically for the construction loads, plant service loads, and their functional performance requirements. At the end of the                    b. The crane system should be prepared for construction period, the crane handling system should           the static test of 125% of the design rated load. The tests be adjusted for the performance requirements of the              should include all positions of hoisting, lowering, and nuclear power plant service. The design requ.-ments for         trolley and bridge travel with the 125% rated load and conversion or adjustment may include the replacement            other positions as recommended by the designer and of such items as motor drives, blocks, and reeving sys-        manufacturer. After satisfactory completion of the tem. After construction use, the crane should be thor-          125% static test and adjustments required as a result of oughly inspected by nondestructive examination and             the test, the crane handling system should be given full performance tested. If allowable design stress limits are        performance tests with 100% of the design rated load for to be exceeded during the construction phase, added            all speeds and motions for which the system is designed.
 
inspection supplementing that of regulatory position            This should include verifying all limiting and safety con- C.l.d should be considered. If the load and performance        trol devices. The crane handling system with the design requirements are different for construction and plant          rated load should demonstrate its ability to lower and service periods, the crane should be tested for both            move the load by manual operation and with the use of phases. Its integrity should be verified. by designer and        emergency operating controls and devices that have been manufacturer with load testing to 125% of the design           designed into the handling system.
 
rated load required for the operating pl~t before it is                        The complete hoisting machinery should used as permanent plant equipment.                              be allowed to "two block" during the hoisting test (load block limit and safety devices are bypassed). This test, conducted at slow speed without load, should provide u. Installation instructions should be provided by the manufacturer. These should include a full expla-          assurance of the integrity of the design, the equipment, nation of the crane handling system, its controls, and the       the controls, and the overload protection devices. The limitations for the system and should cover the require-          test should demonstrate that the maximum torque that ments for installation, testing, and preparations for oper-      can be developed by the driving system, including the ation.                                                           inertia of the rotating parts at the overtorque condition, will be absorbed or controlled prior to two-blocking.
 
4. Mechanical Check, Testing, and Preventive                The complete hoisting machinery should be tested for Maintenance                                                      ability to sustain a load hangup condition by a test in which the load block attaching points are secured to a a. A complete mechanical check of all the crane systems as installed should be made to verify the          fixed anchor or excessive load. The drum should be cap- method of installation and to prepare the crane for              able of one full revolution before starting the hoisting testing.                                                         test.
 
c. The preventive maintenance program rec- During and after installation of the crane        ommended by the designer and manufacturer-4hkuld the proper assembly of electrical and structural com-            also prescribe and establish the MWL for which the crane ponents should be verified. The integrity of all control,        will be used. The maximum working load should be operating, and safety systems should be verified as to           plainly marked on each side of the crane for each hoist- satisfaction of installation and design requirements,            ing unit. It is recommended that the critical load handling cranes should be continuously maintained at The crane designer and crane manufacturer         DRL capacity.
 
should provide a manual of information and procedures for uise in checking, testing, and operating the crane. The                d. The cold proof test provided for in regula- manual should also describe a preventive maintenance              tory positions C.l b.3 and 4 should consist of a periodic
                                                          1.104-8
 
dumm% load test as follows: Metal temperature of the                 I. Except in those cases in which the applicant structural members, essential to the structural integri,ý      proposes an alternative method for complying with spec- of the crane handling system should be at or below the          ified portions of the Commission's regulations, this guide minimum operating temperature. The corresponding                will be used in the evaluation of design, fabrication, as- d*mmy load should be equal to 1.25 times the max-                 :*ulirig, and use of crane systems for critical load imum working load (MWL). If it is not feasible to                handling ordered after September 1, 1976.
 
ý,-.hive the minimum operating temperature during the test, the dummy load should be increased beyond the design rated load 1.5 percent per degree F temperature                2. For crane handling systems ordered prior to difference. ,Test frequency should be approximately 40          September 1, 1976:
months or less; however, crane handling systems that are used less frequently than once every 40 months may be given a cold proof test prior to each use. The cold proof                  a. Regulatory positions C.1, C.2. C.3, and C4 test should be followed by a nondestructive examination          will be used in evaluating crane handling systems that of critical areas for cracks.                                   have been ordered but are not yet assembled.
 
5.  Quality Assurance                                                b. All regulatory positions except C.I.f: C.3.c, f, and q will be used in evaluating crane handling systems a. To the extent necessary, applicable pro-          that have been assembled or may have been used for curement documents should require the crane manufac-            handling heavy loads during plant construction. Regula- turer to provide a quality assurance program consistent          tory positions C.l.f; C.3.c, f, and q will be used by the with the pertinent provisions of Appendix B, "Quality          NRC staff to determine the extent of changes or modifi- Assurance Criteria for Nuclear Power Plants and Fuel            cations necessary.
 
Reprocessing Plants," to 10 CFR Part 50.
 
c. All regulatory positions except C. I.f; C.2.a, b. The program should also address each of            b, c, and d; C.3.a, b, c, e, f, g. j. n, o, p, q, r. and t will be the recommendations in regulatory positions C.1, C.2,            used in evaluating crane handling systems that will be or C.3, and C.4.                                                   are being used to handle heavy loads that are defined as


==D. IMPLEMENTATION==
==D. IMPLEMENTATION==
The purpose of this section is to provide informa-tion to applicants and licensees regarding the NRC staff'splans for using this regulatory guide.I. Except in those cases in which the applicantproposes an alternative method for complying with spec-ified portions of the Commission's regulations, this guidewill be used in the evaluation of design, fabrication, as-and use of crane systems for critical loadhandling ordered after September 1, 1976.2. For crane handling systems ordered prior toSeptember 1, 1976:a. Regulatory positions C.1, C.2. C.3, and C4will be used in evaluating crane handling systems thathave been ordered but are not yet assembled.b. All regulatory positions except C.I.f: C.3.c,f, and q will be used in evaluating crane handling systemsthat have been assembled or may have been used forhandling heavy loads during plant construction. Regula-tory positions C.l.f; C.3.c, f, and q will be used by theNRC staff to determine the extent of changes or modifi-cations necessary.c. All regulatory positions except C. I.f; C.2.a,b, c, and d; C.3.a, b, c, e, f, g. j. n, o, p, q, r. and t will beused in evaluating crane handling systems that will be orare being used to handle heavy loads that are defined ascritical. Regulatory positions C.l.f; C.2.a, b. c, and d;C.3.a, b, c, e, f, g, j, n, o, p, q, r, and t will be used bythe NRC staff to determine the extent of changes ormodifications necessary to meet the intent of the regula-tory positions.At1.104-9 APPENDIXENGINEERING, MANUFACTURING, AND OPERATING STANDARDS,PRACTICES, AND REFERENCESAISE Association of Iron and Steel Engineers (Std.No. 6)General items for overhead cranes andspecifically- for drums, reeving systems,blocks, controls, and electrical, mechani-cal, and structural components.Copies may be obtained from the Asso-ciation at 3 Gateway Center, Pittsburgh,Pennsylvania 15222.AISC American Institute of Steel Construction,Manual of Steel Construction.Runway bridge design loadings for impactand structural supports.Copies may be obtained from theInstitute at 101 Park Avenue, New York,New York 10017.ASME American Society of Mechanical EngineersReferences for testing, materials, andmechanical components.Copies may be obtained from the Societyat United Engineering Center, 345 East47th Street, New York, New York10017.ASTM American Society for Testing and MaterialsTesting and selection of materials.Copies may be obtained from the Societyat 1916 Race Street, Philadelphia, Penn-sylvania 19103.ANSI American National Standards Institute (A.10,B3, B6, B15, B29, B30, and N45 series)N series of ANSI standards for qualitycontrol. ANSI consensus standards fordesign, manufacturing, and safety.Copies may be obtained from the Insti-tute at 1430 Broadway, New York, NewYork 10018.IEEE Institute of Electrical and Electronics Engi-neersElectrical power and control systems.Copies may be obtained from the Insti-tute at United Engineering Center, 345East 47th Street, New .York, New York10017.AWS American Welding Society (DI,1. 72- 73/74SAESociety of Automotive Engineers, "Stan-dards and Recommended Practices"Recommendations and practices for wirerope, shafting, lubrication, fasteners,materials selection, and load stability.Copies may be obtained from the Societyat 400 Commonwealth Drive; Warrendale,Pennsylvania 15096.CMAA Crane Manufacturers Association of America(CM-AA 70)Guide for preparing functional and per-formance specification and componentselection.Copies may be obtained from the Asso-ciation at 1326 Freeport Road, Pitts-burgh, Pennsylvania 15238.NEMA National Electrical Manufacturers Asso-ciationElectrical motor, control, and componentselections.Copies may be obtained from the Asso-ciation at 155 East 44th Street, NewYork, New York 10017.WRTB Wire Rope Technical Board and their manu-facturing members for selection of rope,reeving system, and reeving efficiencies.Copies may be obtained from the Boardat 1625 1st Street, NW., Washington,D.C. 20006.Mill Materials Handling Institute and their mem-ber associations such as American GearManufacturing Association for gears andgear reducers, Antifriction Bearing Manu-facturers Association for bearing selec-tion, etc.Copies may be obtained from the Insti-tute at 1326 Freeport Road, Pittsburgh,Pennsylvania 15238.WRC Welding Research Council, "Control of SteelConstruction to Avoid Brittle Fracture."Copies may be obtained from the Councilat United Engineering Center. 345 East47th Street, New York, New York10017.WRC Welding Research Council, Bulletin #168,"Lamellar Tearing."Copies may be obtained from the Councilat United Engineering Center, 345 East47th Street, New York, New York10017.Regulatory Guide 1.50, "Control of Preheat Tempera-ture for Welding of Low-Alloy Steel."revisions)Fabrication requirements and standardsfor crane structure and weldments.Copies may be obtained from the Societyat 2501 NW 7th Street, Miami, Florida.33125.Edison Electrical InstituteElectrical Systems.Copies may be obtained from the Insti-tute at 90 Park Avenue, New York, NewYork 10016.EEl1.104-10  
critical. Regulatory positions C.l.f; C.2.a, b. c, and d;
UNITED STATESNUCLEAR REGULATORY COMMISSIONWASHINGTON, 0. C. 20555OFFICIAL BUSINESSPENALTY FOR PRIVATE USE, $300POSTAGE AND FEES PAIDUNITED STATES NUCt EARREGULATORY COMMISSION  
                                                                C.3.a, b, c, e, f, g, j, n, o, p, q, r, and t will be used by The purpose of this section is to provide informa-        the NRC staff to determine the extent of changes or tion to applicants and licensees regarding the NRC staff's      modifications necessary to meet the intent of the regula- plans for using this regulatory guide.                          tory positions.
}}
 
At
                                                          1.104-9
 
APPENDIX
      ENGINEERING, MANUFACTURING, AND OPERATING STANDARDS,
                              PRACTICES, AND REFERENCES
AISE Association of Iron and Steel Engineers (Std.       SAE        Society of Automotive Engineers, "Stan- No. 6)                                                           dards and Recommended Practices"
        General items for overhead cranes and                            Recommendations and practices for wire specifically- for drums, reeving systems,                      rope, shafting, lubrication, fasteners, blocks, controls, and electrical, mechani-                     materials selection, and load stability.
 
cal, and structural components.                                 Copies may be obtained from the Society Copies may be obtained from the Asso-                           at 400 Commonwealth Drive; Warrendale, ciation at 3 Gateway Center, Pittsburgh,                       Pennsylvania 15096.
 
Pennsylvania 15222.
 
CMAA        Crane ManufacturersAssociation of America AISC American Institute of Steel Construction,                           (CM-AA 70)
      Manual of Steel Construction.                                     Guide for preparing functional and per- Runway bridge design loadings for impact                          formance specification and component and structural supports.                                         selection.
 
Copies may be obtained from the                                  Copies may be obtained from the Asso- Institute at 101 Park Avenue, New York,                           ciation at 1326 Freeport Road, Pitts- New York 10017.                                                   burgh, Pennsylvania 15238.
 
ASME American Society of Mechanical Engineers NEMA        National Electrical Manufacturers Asso- References for testing, materials, and ciation mechanical components.
 
Electrical motor, control, and component Copies may be obtained from the Society selections.
 
at United Engineering Center, 345 East Copies may be obtained from the Asso-
        47th Street, New York, New York ciation at 155 East 44th Street, New
        10017.
 
York, New York 10017.
 
ASTM American Society for Testing and Materials WRTB         Wire Rope Technical Board and their manu- Testing and selection of materials.
 
facturing members for selection of rope, Copies may be obtained from the Society reeving system, and reeving efficiencies.
 
at 1916 Race Street, Philadelphia, Penn- Copies may be obtained from the Board sylvania 19103.
 
at 1625 1st Street, NW., Washington, ANSI American National StandardsInstitute (A.10,                          D.C. 20006.
 
B3, B6, B15, B29, B30, and N45 series)            Mill       Materials HandlingInstitute and their mem- N series of ANSI standards for quality                            ber associations such as American Gear control. ANSI consensus standards for                            Manufacturing Association for gears and design, manufacturing, and safety.                              gear reducers, Antifriction Bearing Manu- Copies may be obtained from the Insti-                            facturers Association for bearing selec- tute at 1430 Broadway, New York, New                              tion, etc.
 
York 10018.                                                      Copies may be obtained from the Insti- IEEE Institute of Electrical and Electronics Engi-                        tute at 1326 Freeport Road, Pittsburgh, neers                                                            Pennsylvania 15238.
 
Electrical power and control systems.
 
WRC         Welding Research Council, "Control of Steel Copies may be obtained from the Insti- tute at United Engineering Center, 345                          Construction to Avoid Brittle Fracture."
        East 47th Street, New .York, New York Copies may be obtained from the Council
        10017.                                                          at United Engineering Center. 345 East
                                                                          47th Street, New York, New York AWS  American Welding Society (DI,1. 72- 73/74                          10017.
 
revisions)
        Fabrication requirements and standards          WRC          Welding Research Council, Bulletin #168, for crane structure and weldments.                               "Lamellar Tearing."
        Copies may be obtained from the Society                          Copies may be obtained from the Council at 2501 NW 7th Street, Miami, Florida.                           at United Engineering Center, 345 East
        33125.                                                           47th Street, New York, New York EEl  Edison ElectricalInstitute                                          10017.
 
Electrical Systems.
 
Copies may be obtained from the Insti- tute at 90 Park Avenue, New York, New            Regulatory Guide 1.50, "Control of Preheat Tempera- York 10016.                                     ture for Welding of Low-Alloy Steel."
                                                  1.104-10
 
UNITED STATES
NUCLEAR REGULATORY COMMISSION
    WASHINGTON, 0. C. 20555 POSTAGE AND FEES PAID
                                    UNITED STATES NUCt EAR
        OFFICIAL BUSINESS          REGULATORY COMMISSION
  PENALTY FOR PRIVATE USE, $300}}


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Latest revision as of 22:38, 4 November 2019

Overhead Crane Handling Systems for Nuclear Power Plants
ML13038A096
Person / Time
Issue date: 02/28/1976
From:
Office of Nuclear Regulatory Research, NRC/OSD
To:
References
RG-1.104
Download: ML13038A096 (11)


U.S. NUCLEAR REGULATORY COMMISSION February 1976 REGULATORY GUIDE

OFFICE OF STANDARDS DEVELOPMENT

REGULATORY GUIDE 1.104 OVERHEAD CRANE HANDLING SYSTEMS

FOR NUCLEAR POWER PLANTS

A. INTRODUCTION

General Design Criterion 1, "Quality Standards and certain specified systems or components be in accor- Records," of Appendix A, "General Design Criteria for dance with generally recognized codes and standards.

Nuclear Power Plants," to 10 CFR Part 50, "Licensing This guide describes methods acceptable to the NRC

of Production and Utilization Facilities," requires that staff for complying with the Commissiofis regulations structures, systems, and components important to safety with regard to the design, fabrication, and testing of

1 be designed, fabricated, erected, and tested to quality overhead crane systems used for react,6Te fueling and standards commensurate with the importance of the spent fuel handling operations. This guide aplies to all safety function to be performed. General Design Cri- nuclear power plants for whi te,applicants elect to terion 2, "Design Bases for Protection Against Natural provide a single-failure-proof oveiadi crane handling Phenomena," requires that structures, systems, and com- system.

ponents important to safety be designed to withstand the effects of natural phenomena such as earthquakes. B. DISCUSION

General Design Criterion 5, "Sharing of Structures, Systems, and Components," prohibits the sharing of The safe'haniling* of critical loads can be accom- structures, systems, and components important to safety plished by"addirngsaety features to the handling equip- among nuclear power units unless it can be shown that menti by adding special features to the structures and such sharing will not significantly impair their ability to areas over "which the critical load is carried, or a combin- perform their safety functions. In addition, General ation of the two, thus enabling these areas to withstand Design Criterion 61, "Fuel Storage and Handling and thue ;effcýts of a load drop in case the handling equipment Radioactivity Control," requires, in part, that be1l 1,fas. This guide covers critical load handling equipment storage and handling systems be designed to ensure for those plants where reliance for safe handling of cri- adequate safety under normal accident condition.n- tical loads will be placed on the overhead crane system

"by making it single failure proof.

Regulatory Guide 1.13, "Spent Fuel Sto:a-e Facility Design Basis," describes methods acceptable Overhead crane handling systems are often used for to the NRC staff for complying with the Comi-mssion's handling critical items at nuclear power plants. The regulations with regard to the construction of spent handling of critical loads such as a spent fuel cask raises fuel storage facilities and 1 handling systems. the possibility of damage to the safety-related systems, structures, and equipment under and adjacent to the path on which it is transported should the handling Appendix B, "Quality, Assurance Criteria for Nu- system suffer a breakdown or malfunction during this clear Power Plantsaind FueVlReprocessing Plants," to 10 handling period. Definitions of critical items or critical CFR Part 50 rCquITr*, in .part, that measures be estab- loads should be submitted in the PSAR.

lished to ensure oontrol-fdesign, materials, fabrication, special processes, installation, testing, and operation of Design Criteria structures, systems, and components important to safety, including crane handling systems. Section. 50.55a, To provide a consistent basis for selecting equip-

"Codes and Standards," of 10 CFR Part 50 requires that ment and components for the handling of critical loads, design, fabrication, installation, testing, or inspection of a list of codes, standards, and recommended practices USNRC REGULATORY GUIDES Comments should be sent to the Secretary of the Commission, U.S. Nuclear Regulatory Commission, Washington, D.C. 20565. Attention: Docketing and Regulatory Guides are issued to describe and make available to the public Service Section.

methods acceptable to the NRC staff of implementing specific parts of the Commissions regulations. to delineate techniques used by the staff in evalu. The guides are issued in the following ten broad divisions.

sting specific problems or postulated accidents, or to provide guidance to appli cants. Regulatory Guides are not substitutes for regulations. and compliance 1 Power Reactors 6. Products with them is not required. Methods and solutions different from those set out in 2. Research and Test Reactors 7. Transportation the guides will be acceptable if they provide a basis for the findings requisite to 3. Fuels and Materials Facilities 8. Occupational Health the issuance or continuance 1 a permit or license by the Commission. 4. Environmental and Siting 9. Antitrust Review Comments and suggestions for i,, povenrenr.s ,n these guides are encouraged 5 Materials and Plant Protection 10 General at all times, and guides will be revised as appropriate. to accommodate com- ments and to reflect new information or experience However comments on Copies of published guides may be obtained by written request indicating the this guide, if received within about two months after its issuance, will be par- divisions desired to the U.S Nuclear Regulatory Commission. Washington. D.C.

tIcularly useful ,n evaluating the need for an early revision 20555. Attention: Director. Office of Standards Development.

generally available to industry is appended to this guide. ensure the absence of lamellar tearing in the base metal The applicable requirements of these standards and re- and the soundness of the weld metal; Other problems commendations should be used to the maximum extent with welding of low-alloy steels can occur if the base practical to obtain quality construction. Where dif- metal temperature is not properly controlled during ferences or conflicts in interpretation exist between the welding and the postweld heat treatment. Regulatory codes, standards, or recommendations, use of the most Guide 1.50, "Control of Preheat Temperature for Weld- stringent requirement is recommended. However, special ing of Low-Alloy Steel," identifies this potential prob- features should be added to prevent and control or stop lem and indicates an acceptable procedure for obtaining inadvertent operation and malfunction of the load- sound welds in low-alloy steels.

supporting and -moving components of the handling system. Cranes are generally fabricated from structural shapes and plate rolled from mild steel or low-alloy steel.

When an overhead crane handling system will be Some of these steel parts exceed 1/2 inch in thickness and used during the plant construction phase prior to its may have brittle-fracture tendencies during some of the intended service in the operating plant, separate perfor- intended operating temperatures, so that testing of the mance specifications are needed to reflect the duty material toughness becomes necessary. Specifically, the cycles and loading requirements for each service. At the nil-ductility transition temperature (NDTT) should be end of the construction period, changes to the crane determined.

system may be required to reflect the specifications for the permanent operating plant condition. For example, Safety Features if the specifications for the size of the hoist drive motor differ sufficiently for the two applications, the motor General. Numerous applications have been reviewed and the affected control equipment would have to be by the staff, and the need for inclusion of certain safety replaced or changed for the operating plant phase. Fea- features and the magnitudes of specific operational tures and functions needed for the cranes during the limits to provide adequate safety have been determined.

plant construction period are not considered in this guide except where the use of the crane may influence It is. important to prevent the release of radio- its design and operation for the permanent plant opera- activity in case of failure, inadvertent operation, mal- tion. function, or loss of load, and it may be necessary to include special features and provisions to preclude Overhead cranes may be operating at the time when system incidents that would result in release of radio- an earthquake occurs. Therefore. the cranes should be activity.

designed to retain control of and hold the load, and the bridge and trolley should be designed to remain in place A crane that has been immobilized because of mal- on their respective runways with their wheels prevented function or failure of controls or components while from leaving the tracks during, a seismic event. If a holding a critical load should be able to set the load seismic event comparable to a safe shutdown earthquake down while repairs or adjustments are made. This can be (SSE) occurs, the bridge should remain immobile on the accomplished by inclusion of features that will permit runway, and the trolley with load should remain im- manual operation of the hoisting system and the bridge mobile on the crane girders. and trolley transfer mechanisms by means of ancillary, auxiliary, or emergency devices.

Since all the crane loading cycles will produce cyclic stress, it may be necessary to investigate the potential A crane handling system includes all the structural, for failure of the metal due to fatigue. When a crane will mechanical, and electrical components that are needed be used for the construction period, it will experience to lift and transfer a load from one location to another.

additional cyclic loading, and these loads should be Primary or principal load-bearing components, equip- added to the expected cyclic loading for the permanent ment, and subsystems such as the driving equipment, plant operation for the fatigue evaluation. drum, rope reeving system, control systems, and braking means should receive special attention.

Materials and Fabrication All auxiliary hoisting systems of the main crane Bridge and trolley structures are generally fabricated handling system that are employed to lift or assist in by welding structural shapes together. Problems have handling critical loads should be provided with the same been experienced with weld joints between rolled struc- safety features as the rest of the main crane handling tural members. Specifically, subsurface lamellar tearing system.

has occurred at the weld joints during fabrication and the load-bearing capacity of the joint has thus been re- Hoisting Machinery. Proper support of the rope duced. Radiography or ultrasonic inspection, as appro- drums is necessary to ensure that they would be retained priate, of all load-bearing weld joints would help to and prevented from falling or disengaging from their

1.104-2

braking and control system in case of a shaft or bearing Selection of hoisting speed is influenced by such failure. Two mechanical holding brakes in the hoisting items as reaction time for corrective action for the hoist- system (raising and lowering) that are automatically ac- ing movement and the potential behavior of a failed tivated when electric power is off or when mechanically rope. To prevent or limit damaging effects that may re- tripped by overspeed devices or overload devices in the sult from dangerous rope spinoff in case of a rope break, hoisting system will help ensure that a critical load will the hoisting speed should be limited. A 5 fpm hoisting be safely held or controlled in case of failure in the speed limit is an acceptable limit. The rope traveling individual load-bearing parts of the hoisting machinery. speed at the drum is higher than at other points in the reeving system, and the potential for damage due to rope Each holding brake should have more than full-load flailing and interference with other parts of the system stopping capacity but should not have'excessive capacity should be considered. Conservative industry practice that could cause damage through sudden stopping of the limits the rope line speed to 50 fpm at the drum as a hoisting machinery. A brake capacity of 125% to 150% conservative approach.

of the breakdown torque developed by the motor at the point of brake application has been determined to be Power transmission gear trains are often supported acceptable. by fabricated weldments of structural parts. The proper alignment of shafts and gears depends on the adequacy Manual operation of the hoisting brakes may be of bearings and their supports to maintain correct align- necessary during an emergency condition, and provision ment of all components. The proper functioning .of the for this should be included in the design conditions. hoisting machinery during load handling can best be en- Adequate heat dissipation from the brake should be en- sured by providing adequate support strength and proper sured so that damage does not occur if the lowering alignment of the individual component parts and the velocity is permitted to increase excessively. Features welds or bolting that binds them together.

should be included in the manual control of the brake to limit the lowering speed. A limiting velocity of 3.5 fpm Bridge and Trolley. Failure of the bridge and trolley has been determined to be acceptable for trouble-free travel to stop when power is shut off could result in operation. uncontrolled incidents. This would be prevented if both bridge and trolley drives are provided with control and Component parts of the vertical hoisting mechanism holding braking systems which will be automatically are important. Specifically, the rope and reeving system applied when the power is shut off or if an overspeed or deserves special consideration during design of the sys- overload condition occurs because of malfunction or tem. The selection of the hoisting rope which is a "run- failure in the drive system. Sufficient braking capacity ning rope" should include consideration of size, con- would be needed to overcome torque developed by the struction, lay, and means of lubrication to provide for drive motor and the power necessary to decelerate the the efficient working of the strands and individual wires. bridge or trolley with the attached load to a complete The load-carrying rope will suffer'accelerated wear if it stop. A holding or control capacity of 100 percent of rubs excessively on the sides of the grooves in the drum the maximum torque developed at the point of brake and sheaves due to improper alignment or large fleet application would be an acceptable capacity for each angles between the grooves. The load-carrying rope will braking system. Drag-type brakes are subject to excessive furthermore suffer shock loading if it is partly held by wear, and the need for frequent service and repair tends friction on the groove wall and then suddenly released to to make this type of brake less reliable; they therefore enter the bottom of the groove. The rope can be should not be used to control movements of the bridge protected by the selection of conservative fleet angles. and trolley.

Ropes may also suffer damage due to excessive strain developed if the cable construction and the pitch The travel speed of the trolley and bridge will in- diameter of the sheaves are not properly selected. fluence the operation of the crane as well as the equip- Fatigue stress in ropes can be minimized when the pitch ment design and selection. Numerous crane applications diameter of the sheaves are selected large enough to have been studied and it has been concluded that the produce only nominal stress levels. The pitch diameter travel speed for nuclear power plant application should of the sheaves should be larger for ropes moving at the be conservatively selected. Trolley and bridge speed highest velocity near the drum and can be smaller for limits of 30 fpm and 40 fpm, respectively, have been sheaves used as equalizers where the rope is stationary. determined to be acceptable.

Equalizers for stretch and load on the rope reeving Drivers and Controls. Of the basic types of electric system may be of either beam or sheave type. A dual drive motors available for crane operation, the series- rope reeving system with individual attaching points and wound a.c. or d.c. motors or shunt-wound d.c. motors means bor balancing or distributing the load between the are readily adaptable to various control systems, and two operating rope reeving systems will permit either either of these types would be acceptable. Compound- rope system to hold the critical load and maintain bal- wound motors should not be used because of difficulty ance in case of failure of the other rope system. in control of the breakdown torqu

e. The horsepower

1.104-3

rating of the driving motor should be matched with the

C. REGULATORY POSITION

calculated requirement that considers the design load and acceleration to the design hoisting speed. Over- When an applicant chooses to provide safe handling powering of the hoisting equipment would impose addi- of critical loads by making the overhead crane handling tional strain on the machinery and load-carrying devices system single-failure proof rather than by adding special by increasing the hoisting acceleration rate. A motor rat- features to the structures and areas over which the criti- ing limited to 110% of the design rating would provide cal load is carried, the system should be designed so that adequate power without loss of flexibility and would be a single failure will not result in loss of the capability of acceptable. the handling system to perform its safety functions.

Normally, a crane system is equipped with mechani- Overhead crane handling systems used for handling cal and electrical limiting devices to shut off power to critical loads (following construction) such as loads dur- driving motors when the crane hook, trolley, and bridge ing reactor refueling and spent fuel handling should be approach the end of travel or when other parts of the designed, fabricated, installed, inspected, tested, and crane system would be damaged if power was not shut operated in accordance with the following:

off. It is prudent to include safety devices in the control system for the crane, in addition to the limiting devices, 1. Performance Specification and Design Criteria for the purpose of ensuring that the controls will return to or maintain a safe holding position in case of malfunc- a. Separate performance specifications that tion, inadvertent operation or failure, or overspeed and are required to develop design criteria should be pre- overtorque conditions. Overpower and overspeed con- pared for a permanent crane that is to be used for con- ditions should be considered an operating hazard as they struction prior to use for plant operation. The allowable may increase the hazard of malfunction or inadvertent design stress limits should be identical for both cases, operation. It is essential that the controls be capable of and the sum total of simultaneously applied loads should stopping the hoisting movement within amounts of not result in stress levels causing permanent deformation movement that damage would not occur. A 3-inch maxi- other than localized strain concentration in any part of mum hoisting movement would be an acceptable stop- the handling system.

ping distance.

b. The operating environment, including max- Operational Tests imum and minimum pressure, temperature, humidity, and emergency corrosive or hazardous conditions, Operational tests of crane systems should be per- should be specified for the crane and lifting fixtures.

formed to verify the proper functioning of limit switches and safety devices and the ability to perform as de- (1) Closed box sections of the crane struc- signed. However, special arrangements may have to be ture should be vented to avoid collapse during contain- made to test overload and overspeed sensing devices. ment pressurization. Drainage should be provided to avoid standing water in the crane structure.

Existing Handling Systems

(2) Minimum operating temperatures It may be necessary to determine the extent to should be specified in order to reduce the possibility of which an existing handling system and the areas in which brittle fracture of the ferritic load-carrying members of the load is transported may require that the crane the crane. Materials for structural members essential to handling system be single failure proof. Therefore, a structural integrity should be impact tested unless ex- detailed inspection may be necessary to determine the empted by the provisions of paragraph AM-218 of the condition of each crane prior to its continued use and to ASME Code,Section VIII, Division 2. However, the define the portion of, the system that may need "minimum design temperature" as used therein should alteration, addition, or replacement in order to ensure its be defined as 60'F below the minimum operating tem- ability to perform acceptable handling of critical loads. perature. Either drop weight test per ASTM E-208 or Charpy tests per ASTM A-370 may be used for impact Quality Assurance testing. The minimum drop weight test requirement should be nil-ductility transition temperature (NDTT)

Although crane handling systems for critical loads not less than 60'F below the minimum operating tem- are not required for the direct operation of a nuclear perature. Minimum Charpy V-notch impact test require- power plant, the nature of their function makes it neces- ments should be those given in Table AM 211.1 of the sary to ensure that the desired quality level is attained. A ASME Code.Section VIII, Division 2, which should be quality assurance program should be established to the met at a temperature 60°F below the minimum operat- extent necessary to include the recommendations of this ing temperature. Alternative methods of fracture anal- guide for the design, fabrication, installation, testing, ysis that achieve an equivalent margin of safety against and operation of crane handling systems for safe fracture may be used if they include toughness measure- handling of critical loads. ments on each heat of steel used in structural members

1.104-4

essential to structural integrity. In addition, tfle tracture b. Auxiliary systems, dual components, or an- analysis that provides the basis for setting minimum cillary systems should be provided so that. in case of operating temperatures should include consideration of subsystem or component failure, ,the load will be stress levels; quality control; the mechanical checking, retained and held in a stable or immobile safe position.

testing, and preventive maintenance program; and the temperatures at which the design rated load test is run c. Means should be provided for using the de- relative to operating temperature. vices required in repairing, adjusting, or replacing the failed component(s) or subsystem(s) when failure of an

(3) As an alternative to the recommenda- active component or subsystem has occurred and the tions of regulatory position C. 1.b.2, the crane and lifting load is supported and retained in the safe (temporary)

fixtures may be subjected to a cold proof test as des- position with the handling system immobile. As an alter- cribed in regulatory position C.4.d. native to repairing the crane in place, means may be provided for safely moving the immobilized handling

(4) Cranes and lifting fixtures made of system with load to a safe laydown area that has been low-alloy steel such as ASTM A514 should be subjected designed to accept the load while the repairs are being to the cold proof test described in regulatory position made.

C.4.d.

d. The design of the crane and its operating c. The crane should be classified as Seismic area should include provisions that will not impair the Category I and should be capable of retaining the max- safe operation of the reactor or release radioactivity imum design load during a safe shutdown earthquake when corrective repairs, replacements, and adjustments (SSE), although the crane may not be operable after the are being made to place the crane handling system back seismic event. The bridge and trolley should be provided into service after component failure(s).

with means for preventing them from leaving their run- ways with or without the design load during operation 3. Equipment Selection or under any seismic excursions. The design rated load plus operational and seismically induced pendulum and a. Dual load attaching points (redundant de- swinging load effects on the crane should be considered sign) should be provided as part of the load block assem- in the design of the trolley, andthey should be added to bly which is designed so that each attaching point will be the trolley weight for the design of the bridge. able to support a static load of 3W (W is weight of the design rated load) without permanent deformation of d. All weld joints for load-bearing structures any part of the load block assembly other than localized including those susceptible to lamellar tearing should be strain concentration in areas for which additional mate- inspected, including nondestructive examination for rial has been provided ror wear.

soundness of the base metal and weld metal.

b. Lifting devices that are attached to the e. A fatigue analysis should be considered for load block such as lifting beams, yokes, ladle or trunnion the critical load-bearing structures and components of type hooks, slings, toggles, and clevises should be of re- the crane handling system. The cumulative fatigue usage dundant design with dual or auxiliary device or combina- factors should reflect effects of the cyclic loading from tions thereof. Each device should be designed to support both the construction and operating periods. a static load of 3W without permanent deformation.

f. Preheat and postheat treat~nent (stress re- c. The vertical hoisting (raising and lowering)

lief) temperatures for all weldments should be specified mechanism which uses rope and consists of upper in the weld procedure. For low-alloy steel, the recom- sheaves (head block), lower sheaves (load block), and mendations of Regulatory Guide 1.50, "Control of Pre- rope reeving system, should provide for redundantly de- heat Temperature for Welding- of Low-Alloy Steels." signed dual hoisting means. Maximum hoisting speed should be applied. should be no greater than 5 fpm.

2. Safety Features d. The head and load blocks should be de- signed to maintain a vertical load balance about the cen- a. The automatic controls, and limiting de- ter of lift from load block through head block and have vices should be designed so that, when disorders due to a reeving system of dual design. The loadblock should inadvertent operation, component malfunction, or dis- maintain alignment and a position of stability with arrangement of subsystem control functions occur singly either system being able to support 3W within the break- or in combination during the load handling and failure ing strength of the rope and maintain load stability and has not occurred in either subsystems or components, vertical aligrnment from center of head block through all these disorders will not prevent the handling system hoisting components through the center of gravity of the from being maintained at a safe neutral holding position. load.

1.104-5

e. Design of the rope reeving systei(s) should geometric configuration of the attaching points should be dual with each system providing separately the load be made before and after the test and should be fol- balance on the head and load blocks through configura- lowed by a nondestructive examination that should con- tion of ropes and rope equalizer(s). Selection of the sist of combinations of magnetic particle, ultrasonic, hoisting rope or running rope should include considera- radiograph, and dye penetrant examinations to verify tion of the size, construction, lay, and means or type of the soundness of fabrication and ensure the integrity of lubrication to maintain efficient working of the indivi- this portion of the hoisting system. The results of exami- dual wire strands when each section of rope passes over nations should be documented and recorded for the the individual sheaves during the hoisting operation. The hoisting system for each overhead crane.

effects of impact loadings, acceleration, and emergency stops should be included in selection of rope and reeving h. Means should be provided to sense such items as electric current, temperature, overspeed, over- systems. The wire rope should be 6 x 37 NWRC (iron wire rope core) or comparable classification. The lead loading, and overtravel. Controls should be provided to line stress to the drum during hoisting (dynamic) at the absorb the kinetic. energy of the rotating machinery and maximum design speed with the design rated load should ,stop the hoisting movement within a maximum of 3 not exceed 20% of the manufacturer's published rated inches of vertical travel through a combination of elec- strength- Line speed during hoisting (raising or lowering) trical power controls and mechanical braking systems should not exceed 50 fpm. and torque controls if one rope or one of the dual reev- ing system should fail or if overloading or an overspeed f. The maximum fleet angle from drum to condition should occur.

lead sheave in the load block should not exceed 3-% i. The control systems should be designed as degrees at any one point during hoisting and should have a combination of electrical and mechanical systems and only one 180-degree reverse bend for each rope leaving may include such items as contactors, relays, resistors, the drum and reversing on the first or lead sheave on the and thyristors in combination with mechanical, devices load block with no other reverse bends other than at the and mechanical braking systems. The electric controls equalizer if a sheave equalizer is used. The fleet angles should be selected to provide a maximum breakdown between individual sheaves for rope should not exceed torque limit of 175% of the required rating for a.c.

1-1/2 degrees. Equalizers may be of the beam or sheave motors or d.c. motors (series or shunt wound) used for type or combinations thereof. For the recommended 6 x the hoisting drive motor(s). Compound wound dcc.

37 IWRC classification wire rope,*the pitch diameter of motors should not be used. The control system(s) pro- the lead sheave should be 30-times the rope diameter foi vided should include consideration of the hoisting the 180-degree reverse bend, 26 times the rope diameter (raising and lowering) of all loads, including the maxi- for running sheaves and drum, with 13 times the rope mum design rated load, and the effects of the inertia of diameter for equalizers. The pitch diameter is measured the rotating hoisting machinery such as motor armature, from the center of the rope on the drum or sheave shafting and coupling, gear reducer, and drum.

groove through the center of the drum or sheave to the center of the rope on the opposite side. The dual reeving j. The mechanical and structural components system may be a single rope from each end of a drum of the complete hoisting system- should have the re- terminating at one of the blocks or equalizer with pro- quired strength to 1 resist failure if the hoisting

2 system visions for equalizing'beam type load and rope stretch, should "two block" I or if "load hangup" should occur with each rope designed for the total load, or a 2-rope during hoisting. The designer should provide means system may be used from each drum or separate drums within the reeving system located on the head or on the using a sheave equalizer or beam equalizer, or any other load block combinations to absorb or control the kinetic combination which provides two separate and complete energy of rotating machinery prior to the incident of reeving systems. two .blocking oruload hangup. The location of mnechan- ical holding brakes and their controls should provide g. The portions of the vertical hoisting system positive, reliable, and capable means to stop and hold components, which include the head block, rope reeving the hoisting drum(s) for the conditions described in the system, load block, and dual load-attaching device, design specification and regulatory positions 1 and 2.

should each be designed to sustain a test load of 200% of This should include the maximum torque of the driving the design rated load. Each reeving system and each one

-of the load-attaching devices should be assembled with approximately a 6-inch clearance between head and load 1 blocks and should support 200% of the design rated load "Two blocking" is the act of continued hoisting in which the without permanent deformation other than localized load block and head block assemblies are brought into physical strain concentration or localized degradation of the com- contact, thereby preventing further movement of the load block and creating shock loads to rope and reeving system.

ponents. A 200% static-type load test should be per- 2

"Load hangup" is the act in which the load block and/or load is formed for each reeving system and a load-attaching stopped during hoisting by entanglement with fixed objects, point at the manufacturer's plant. Measurements of the thereby overloading the hoisting system.

1.104-6

motor cannot be shut off. motion of the overnead brsage crane shouui nut exceea

110% of the calculated horsepower requirement at maxi- k. The load hoisting drum on the trolley mum speed with design rated load attached. Incremental should be provided with structural and mechanical or fractional inch movements, when required, should be safety devices to prevent the drum from dropping, provided by such items as variable speed or inching disengaging from its holding brake system, or rotating, if motor drives. Control and holding brakes should each be the drum or any portion of its shaft or bearings should rated at 100% of maximum drive torque at the point of fail or fracture. application. If two mechanical brakes, one for control and one for holding, are provided, they should be ad-

1. To preclude ekcessive *breakdown torque, justed with one brake in each system for both the trolley the horsepower rating of the electric motor drive for and bridge leading the other and should be activated by hoisting should not exceed 110% of the calculated de- release or shutoff of power. The brakes should also be sign horsepower required to hoist the design rated load mechanically tripped to the "on" or "holding" position at the maximum design hoist speed. in the event of a malfunction in the power supply or an overspeed condition. Provisions should be made for m. The minimum hoisting braking system manual operation of the brakes. The holding brake should should include one power control braking system (not be designed so that it cannot be used as a foot-operated mechanical or drag brake type) and two mechanical slowdown brake. Drag brakes should not be used. Oppo- holding brakes. The holding brakes should be activated site wheels on bridge or trolley that support bridge or when power is off and should be automatically mechani- trolley on their runways should be matched and have cally tripped on overspeed to the full holding position if identical diameters. Trolley and bridge speed should be malfunction occurs in the electrical brake controls. Each limited. A maximum speed of 30 fpm for the trolley and holding brake should be designed to 125%-1150% of the 40 fpm for the bridge is recommended.

maximum developed torque at point of application (lo- cation of the brake in the mechanical drive). The mini- q. The complete operating control system and mum design requirements for braking systems that will provisions for emergency controls for the overhead crane be operable for emergency lowering after a single brake handling system should be located in the main cab on failure should be two holding brakes for stopping and the bridge. Additional cabs located on trolley or lifting controlling drum rotation. Provisions should be made for devices should have complete control systems similar to manual operation of the holding brakes. Emergency the bridge cab. Manual controls for hoisting and trolley brakes or holding brakes which are to be used for movement may be provided on the trolley. Manual con- manual lowering should be capable of operation with trols for the bridge may be located on the bridge. Re- full load and at full travel and provide adequate heat mote control or pendant control for any of these mo- dissipation. Design for manual brake operation during tions should be identical to those provided on the bridge emergency lowering should include features to limit the cab, control panel. Provisions and locations should be lowering speed to less than 3.5 fpmrL provided in the design of the control systems for devices for emergency control or operations. Limiting devices, n. The dynamic and static alignment of all mechanical and electrical, should be provided to indicate hoisting machinery components including gearing, shaft- and control or prevent overtravel and overspeed of ing, couplings, and bearings should be maintained hoist (raising or lowering) and for both trolley and throughout the range of loads to be lifted, with all com- bridge travel movements. Buffers for bridge and trolley ponents positioned and anchored on the trolley ma- travel should be included.

chinery platform.

o. Increment drives for hoisting may be pro- r. Safety devices such as limit type switches vided by stepless controls or inching motor drive. Plug- provided for malfunction, inadvertent operation, or fail- ging 3 should not be permitted. Controls to prevent plug- ure should be in addition to and separate from the limit- ging should be included in the electrical circuits and the ing means or devices provided for operation in the afore- control system. Floating point 4 in the electrical power mentioned. These would include buffers, bumpers, and system when required for bridge or trolley movement devices or means provided for control of malfunction(s).

should be provided only for the lowest operating speeds.

s. The operating requirements for all travel p. To avoid the possibility of overtorque movements (vertical and horizontal movements or rota- within the control system, the horsepower rating of the tion, singly or in combination) incorporated in the de- sign for permanent plant cranes should be clearly de-

3 Plugging is the momentary application of full line power to the frned in the operating manual for hoisting and for trolley drive motor for the purpose of promoting a limited movement. and bridge travel. The designer should establish the max-

4 imum working load (MWL). The MWL should not be less That point in the lowest range of movement control at which power is on, brakes are off, and motors are not energized. than 85% of the design rated load (DRL) capacity for

1.104-7

-the n.w crane at time, of operation. The redundancy in program based on the approved test results and informa- design, design factors, selection of components, and tion obtained during the testing; it should include such balance of auxiliary-ancillary and dual items in the de- items as servicing, repair and replacement requirements.

sign and manufacture will provide or dictate the maxi- visual examinations, inspections, checking, measure- mum working load for the critical load handling crane ments, problem diagnosis, nondestructive examination, systems. The MWL should not exceed the DRL for the crane performance testing, and special instructions.

Overhead Crane Handling System.

Information concerning proof testing on t. When the permanent plant crane is to be components and subsystems as required and performed used for construction anid the operating requirements for at the manufacturer's plant to verify the ability of construction are not identical to those required for pre- components or subsystems to perform should be avail- manent plant service, the construction operating require- able for the checking and testing performed at the place ments should be completely defined separately. The of installation of the crane system.

crane should be designed structurally and mechanically for the construction loads, plant service loads, and their functional performance requirements. At the end of the b. The crane system should be prepared for construction period, the crane handling system should the static test of 125% of the design rated load. The tests be adjusted for the performance requirements of the should include all positions of hoisting, lowering, and nuclear power plant service. The design requ.-ments for trolley and bridge travel with the 125% rated load and conversion or adjustment may include the replacement other positions as recommended by the designer and of such items as motor drives, blocks, and reeving sys- manufacturer. After satisfactory completion of the tem. After construction use, the crane should be thor- 125% static test and adjustments required as a result of oughly inspected by nondestructive examination and the test, the crane handling system should be given full performance tested. If allowable design stress limits are performance tests with 100% of the design rated load for to be exceeded during the construction phase, added all speeds and motions for which the system is designed.

inspection supplementing that of regulatory position This should include verifying all limiting and safety con- C.l.d should be considered. If the load and performance trol devices. The crane handling system with the design requirements are different for construction and plant rated load should demonstrate its ability to lower and service periods, the crane should be tested for both move the load by manual operation and with the use of phases. Its integrity should be verified. by designer and emergency operating controls and devices that have been manufacturer with load testing to 125% of the design designed into the handling system.

rated load required for the operating pl~t before it is The complete hoisting machinery should used as permanent plant equipment. be allowed to "two block" during the hoisting test (load block limit and safety devices are bypassed). This test, conducted at slow speed without load, should provide u. Installation instructions should be provided by the manufacturer. These should include a full expla- assurance of the integrity of the design, the equipment, nation of the crane handling system, its controls, and the the controls, and the overload protection devices. The limitations for the system and should cover the require- test should demonstrate that the maximum torque that ments for installation, testing, and preparations for oper- can be developed by the driving system, including the ation. inertia of the rotating parts at the overtorque condition, will be absorbed or controlled prior to two-blocking.

4. Mechanical Check, Testing, and Preventive The complete hoisting machinery should be tested for Maintenance ability to sustain a load hangup condition by a test in which the load block attaching points are secured to a a. A complete mechanical check of all the crane systems as installed should be made to verify the fixed anchor or excessive load. The drum should be cap- method of installation and to prepare the crane for able of one full revolution before starting the hoisting testing. test.

c. The preventive maintenance program rec- During and after installation of the crane ommended by the designer and manufacturer-4hkuld the proper assembly of electrical and structural com- also prescribe and establish the MWL for which the crane ponents should be verified. The integrity of all control, will be used. The maximum working load should be operating, and safety systems should be verified as to plainly marked on each side of the crane for each hoist- satisfaction of installation and design requirements, ing unit. It is recommended that the critical load handling cranes should be continuously maintained at The crane designer and crane manufacturer DRL capacity.

should provide a manual of information and procedures for uise in checking, testing, and operating the crane. The d. The cold proof test provided for in regula- manual should also describe a preventive maintenance tory positions C.l b.3 and 4 should consist of a periodic

1.104-8

dumm% load test as follows: Metal temperature of the I. Except in those cases in which the applicant structural members, essential to the structural integri,ý proposes an alternative method for complying with spec- of the crane handling system should be at or below the ified portions of the Commission's regulations, this guide minimum operating temperature. The corresponding will be used in the evaluation of design, fabrication, as- d*mmy load should be equal to 1.25 times the max-  :*ulirig, and use of crane systems for critical load imum working load (MWL). If it is not feasible to handling ordered after September 1, 1976.

ý,-.hive the minimum operating temperature during the test, the dummy load should be increased beyond the design rated load 1.5 percent per degree F temperature 2. For crane handling systems ordered prior to difference. ,Test frequency should be approximately 40 September 1, 1976:

months or less; however, crane handling systems that are used less frequently than once every 40 months may be given a cold proof test prior to each use. The cold proof a. Regulatory positions C.1, C.2. C.3, and C4 test should be followed by a nondestructive examination will be used in evaluating crane handling systems that of critical areas for cracks. have been ordered but are not yet assembled.

5. Quality Assurance b. All regulatory positions except C.I.f: C.3.c, f, and q will be used in evaluating crane handling systems a. To the extent necessary, applicable pro- that have been assembled or may have been used for curement documents should require the crane manufac- handling heavy loads during plant construction. Regula- turer to provide a quality assurance program consistent tory positions C.l.f; C.3.c, f, and q will be used by the with the pertinent provisions of Appendix B, "Quality NRC staff to determine the extent of changes or modifi- Assurance Criteria for Nuclear Power Plants and Fuel cations necessary.

Reprocessing Plants," to 10 CFR Part 50.

c. All regulatory positions except C. I.f; C.2.a, b. The program should also address each of b, c, and d; C.3.a, b, c, e, f, g. j. n, o, p, q, r. and t will be the recommendations in regulatory positions C.1, C.2, used in evaluating crane handling systems that will be or C.3, and C.4. are being used to handle heavy loads that are defined as

D. IMPLEMENTATION

critical. Regulatory positions C.l.f; C.2.a, b. c, and d;

C.3.a, b, c, e, f, g, j, n, o, p, q, r, and t will be used by The purpose of this section is to provide informa- the NRC staff to determine the extent of changes or tion to applicants and licensees regarding the NRC staff's modifications necessary to meet the intent of the regula- plans for using this regulatory guide. tory positions.

At

1.104-9

APPENDIX

ENGINEERING, MANUFACTURING, AND OPERATING STANDARDS,

PRACTICES, AND REFERENCES

AISE Association of Iron and Steel Engineers (Std. SAE Society of Automotive Engineers, "Stan- No. 6) dards and Recommended Practices"

General items for overhead cranes and Recommendations and practices for wire specifically- for drums, reeving systems, rope, shafting, lubrication, fasteners, blocks, controls, and electrical, mechani- materials selection, and load stability.

cal, and structural components. Copies may be obtained from the Society Copies may be obtained from the Asso- at 400 Commonwealth Drive; Warrendale, ciation at 3 Gateway Center, Pittsburgh, Pennsylvania 15096.

Pennsylvania 15222.

CMAA Crane ManufacturersAssociation of America AISC American Institute of Steel Construction, (CM-AA 70)

Manual of Steel Construction. Guide for preparing functional and per- Runway bridge design loadings for impact formance specification and component and structural supports. selection.

Copies may be obtained from the Copies may be obtained from the Asso- Institute at 101 Park Avenue, New York, ciation at 1326 Freeport Road, Pitts- New York 10017. burgh, Pennsylvania 15238.

ASME American Society of Mechanical Engineers NEMA National Electrical Manufacturers Asso- References for testing, materials, and ciation mechanical components.

Electrical motor, control, and component Copies may be obtained from the Society selections.

at United Engineering Center, 345 East Copies may be obtained from the Asso-

47th Street, New York, New York ciation at 155 East 44th Street, New

10017.

York, New York 10017.

ASTM American Society for Testing and Materials WRTB Wire Rope Technical Board and their manu- Testing and selection of materials.

facturing members for selection of rope, Copies may be obtained from the Society reeving system, and reeving efficiencies.

at 1916 Race Street, Philadelphia, Penn- Copies may be obtained from the Board sylvania 19103.

at 1625 1st Street, NW., Washington, ANSI American National StandardsInstitute (A.10, D.C. 20006.

B3, B6, B15, B29, B30, and N45 series) Mill Materials HandlingInstitute and their mem- N series of ANSI standards for quality ber associations such as American Gear control. ANSI consensus standards for Manufacturing Association for gears and design, manufacturing, and safety. gear reducers, Antifriction Bearing Manu- Copies may be obtained from the Insti- facturers Association for bearing selec- tute at 1430 Broadway, New York, New tion, etc.

York 10018. Copies may be obtained from the Insti- IEEE Institute of Electrical and Electronics Engi- tute at 1326 Freeport Road, Pittsburgh, neers Pennsylvania 15238.

Electrical power and control systems.

WRC Welding Research Council, "Control of Steel Copies may be obtained from the Insti- tute at United Engineering Center, 345 Construction to Avoid Brittle Fracture."

East 47th Street, New .York, New York Copies may be obtained from the Council

10017. at United Engineering Center. 345 East

47th Street, New York, New York AWS American Welding Society (DI,1. 72- 73/74 10017.

revisions)

Fabrication requirements and standards WRC Welding Research Council, Bulletin #168, for crane structure and weldments. "Lamellar Tearing."

Copies may be obtained from the Society Copies may be obtained from the Council at 2501 NW 7th Street, Miami, Florida. at United Engineering Center, 345 East

33125. 47th Street, New York, New York EEl Edison ElectricalInstitute 10017.

Electrical Systems.

Copies may be obtained from the Insti- tute at 90 Park Avenue, New York, New Regulatory Guide 1.50, "Control of Preheat Tempera- York 10016. ture for Welding of Low-Alloy Steel."

1.104-10

UNITED STATES

NUCLEAR REGULATORY COMMISSION

WASHINGTON, 0. C. 20555 POSTAGE AND FEES PAID

UNITED STATES NUCt EAR

OFFICIAL BUSINESS REGULATORY COMMISSION

PENALTY FOR PRIVATE USE, $300