ML18242A699

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301 ADAMS2D Page 1 Exam Admin Items
ML18242A699
Person / Time
Site: Mcguire, McGuire  Duke energy icon.png
Issue date: 08/30/2018
From:
NRC/RGN-II
To:
Duke Energy Carolinas
References
Download: ML18242A699 (23)
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ES-301 Transient and Event Checklist Form ES-301-5 (Rev_040218)

Facility: McGuire Date of Exam: 4/2018 Operating Test No.: N18-1 A E Scenarios P V N18-1-1 N18-1-2 N18-1-4 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 0 1 1 0 NOR 1 1 1 1 1 2,3, 4 4 4 2 SROU-1 I/C 4,7 MAJ 5 1 2 2 1 TS 1,3 2 0 2 2 RX 0 1 1 0 NOR 1 1 1 1 1 2,3, 4 4 4 2 SROU-2 I/C 4,7 MAJ 5 1 2 2 1 TS 1,3 2 0 2 2 RX 0 1 1 0 NOR 1 1 2 1 1 1 2,3, 2,3, 10 4 4 2 SROU-3 I/C 4,5, 4,5, 7 7 MAJ 6 6 2 2 2 1 TS 3,4 1,2 4 0 2 2 RX 0 1 1 0 NOR 1 1 1 1 1 2,3, 5 4 4 2 SROU-4 I/C 4,5, 7

MAJ 6 1 2 2 1 TS 3,4 2 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_040218)

Facility: McGuire Date of Exam: 4/2018 Operating Test No.: N18-1 A E Scenarios P V N18-1-1 N18-1-2 N18-1-4 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 1 1 1 1 0 NOR 1 1 2 1 1 1 2,3, 2,5 10 4 4 2 SROI-1 I/C 4,7 2,4, 5,7 MAJ 5 6 6 3 2 2 1 TS 1,3 2 0 2 2 RX 1 1 1 1 0 NOR 1 1 2 1 1 1 2,3, 2,3, 3,5 10 4 4 2 SROI-2 I/C 7 4,5, 7

MAJ 5 6 6 3 2 2 1 TS 3,4 2 0 2 2 RX 3 1 1 1 0 NOR 1 1 1 1 1 2,4 3,4, 5 4 4 2 RO-1 I/C 7 MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 2,3, 2,5 5 4 4 2 RO-2 I/C 7 MAJ 5 6 2 2 2 1 TS 0 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_040218)

Facility: McGuire Date of Exam: 4/2018 Operating Test No.: N18-1 A E Scenarios P V N18-1-1 N18-1-2 N18-1-4 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 3 1 1 1 0 NOR 1 1 1 1 1 2,4 3,4, 5 4 4 2 RO-3 I/C 7 MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 3 1 1 1 0 NOR 1 1 1 1 1 2,4 5 4 4 2 RO-4 I/C 3,4, 7

MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 2,5 5 4 4 2 RO-5 I/C 2,3, 7

MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 1 1 0 NOR 1 1 1 4 4 2 I/C MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Competencies Checklist Form ES-301-6 (Rev_040218)

Facility: McGuire Date of Examination: 4/2018 Operating Test No.: N18-1 APPLICANTS SRO (U/I) RO/ATC BOP Competencies SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events and 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 Conditions Comply With and Use 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 Procedures (1)

Operate Control 1,2, 1,2, 1,3, 1,3, 1,2, 2,3, 1,2, 1,3, Boards (2) NA NA NA NA 5,6, 3,5, 4,6, 4,6, 4,5, 4,5, 5,6 5,6 7 7 7 8 6,7 Communicate and 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 Interact Demonstrate Supervisory Ability 1-7 1-7 1-9 1-7 NA NA NA NA NA NA NA NA (3)

Comply with and Use 1,3 3,4 1,2 1,2 NA NA NA NA NA NA NA NA TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

NUREG-1021, Revision 11

          

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ES-301 Transient and Event Checklist Form ES-301-5 (Rev_040218)

Facility: McGuire Date of Exam: 4/2018 Operating Test No.: N18-1 A E Scenarios P V N18-1-1 N18-1-2 N18-1-4 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 0 1 1 0 NOR 1 1 1 1 1 2,3, 4 4 4 2 SROU-1 I/C 4,7 MAJ 5 1 2 2 1 TS 1,3 2 0 2 2 RX 0 1 1 0 NOR 1 1 1 1 1 2,3, 4 4 4 2 SROU-2 I/C 4,7 MAJ 5 1 2 2 1 TS 1,3 2 0 2 2 RX 0 1 1 0 NOR 1 1 2 1 1 1 2,3, 2,3, 10 4 4 2 SROU-3 I/C 4,5, 4,5, 7 7 MAJ 6 6 2 2 2 1 TS 3,4 1,2 4 0 2 2 RX 0 1 1 0 NOR 1 1 1 1 1 2,3, 5 4 4 2 SROU-4 I/C 4,5, 7

MAJ 6 1 2 2 1 TS 3,4 2 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_040218)

Facility: McGuire Date of Exam: 4/2018 Operating Test No.: N18-1 A E Scenarios P V N18-1-1 N18-1-2 N18-1-4 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 1 1 1 1 0 NOR 1 1 2 1 1 1 2,3, 2,5 10 4 4 2 SROI-1 I/C 4,7 2,4, 5,7 MAJ 5 6 6 3 2 2 1 TS 1,3 2 0 2 2 RX 1 1 1 1 0 NOR 1 1 2 1 1 1 2,3, 2,3, 3,5 10 4 4 2 SROI-2 I/C 7 4,5, 7

MAJ 5 6 6 3 2 2 1 TS 3,4 2 0 2 2 RX 3 1 1 1 0 NOR 1 1 1 1 1 2,4 3,4, 5 4 4 2 RO-1 I/C 7 MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 2,3, 2,5 5 4 4 2 RO-2 I/C 7 MAJ 5 6 2 2 2 1 TS 0 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Transient and Event Checklist Form ES-301-5 (Rev_040218)

Facility: McGuire Date of Exam: 4/2018 Operating Test No.: N18-1 A E Scenarios P V N18-1-1 N18-1-2 N18-1-4 T M P E (Day 1) (Day 2) (Day 3) O I L N T N I T CREW CREW CREW CREW A I C POSITION POSITION POSITION POSITION L M A T U N Y M(*)

T P S A B S A B S A B S A B R I U E R T O R T O R T O R T O O C P O C P O C P O C P RX 3 1 1 1 0 NOR 1 1 1 1 1 2,4 3,4, 5 4 4 2 RO-3 I/C 7 MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 3 1 1 1 0 NOR 1 1 1 1 1 2,4 5 4 4 2 RO-4 I/C 3,4, 7

MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 1 1 1 1 0 NOR 1 1 1 1 1 2,5 5 4 4 2 RO-5 I/C 2,3, 7

MAJ 5 6 2 2 2 1 TS 0 0 2 2 RX 1 1 0 NOR 1 1 1 4 4 2 I/C MAJ 2 2 1 TS 0 2 2 Instructions:

1. Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must service in both the at-the-controls (ATC) and balance-of-plant (BOP) positions; Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a one-for-one basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4. For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.

NUREG 1021 Revision 11

ES-301 Competencies Checklist Form ES-301-6 (Rev_040218)

Facility: McGuire Date of Examination: 4/2018 Operating Test No.: N18-1 APPLICANTS SRO (U/I) RO/ATC BOP Competencies SCENARIO SCENARIO SCENARIO 1 2 3 4 1 2 3 4 1 2 3 4 Interpret/Diagnose Events and 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 Conditions Comply With and Use 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 Procedures (1)

Operate Control 1,2, 1,2, 1,3, 1,3, 1,2, 2,3, 1,2, 1,3, Boards (2) NA NA NA NA 5,6, 3,5, 4,6, 4,6, 4,5, 4,5, 5,6 5,6 7 7 7 8 6,7 Communicate and 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 1-7 1-7 1-9 1-7 Interact Demonstrate Supervisory Ability 1-7 1-7 1-9 1-7 NA NA NA NA NA NA NA NA (3)

Comply with and Use 1,3 3,4 1,2 1,2 NA NA NA NA NA NA NA NA TS (3)

Notes:

(1) Includes TS compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors.)

NUREG-1021, Revision 11

Thomas 0. Ray, P.E.

DUIKE Site Vice President EI\iERGV McGuire Nuclear Station Duke Energy MGO1VP 12700 Hagers Ferry Road Serial No: MNS-18-004 Huntersville, NC 28078 January 23, 2018 0:980.875.4805 f: 980.875.4809 Tom. Ray@du ke-energy.com Catherine Haney, Regional Administrator, Region II U. S. Nuclear Regulatory Commission Marquis One Tower 245 Peachtree Center Ave., NE Suite 1200 Atlanta, Georgia 30303-1257

Subject:

Duke Energy Carolinas, LLC McGuire Nuclear Station, Units 1 and 2 Docket Nos. 50-369, 50-370 Reactor and Senior Reactor Operator Initial Examinations 05000369/2018301 and 05000370/2018301 Pursuant to the requirements of NUREG-1 021, Operator Licensing Standards for Power Reactors, the enclosed information provides the full examinations for the McGuire licensed operator examinations scheduled in April of 2018. This information is submitted as agreed upon with the Chief Examiner in accordance with the official NRC notification letter (210-Day Letter) and request for information in support of the examinations dated August 31, 2017.

Specific items provided in response to this request:

Simulator Scenarios (ES-D-1, Scenario Outline for each Scenario)

Simulator Scenarios (ES-D-2, Required Operator Actions for each Scenario)

Administrative Topics (ES-301 -1, Administrative Topics Outline)

Job Performance Measures (ES-301-2, Control Room Systems and Facility Walk-through Test Outline)

Job Performance Measures (ES-C-i, Job Performance Measure Worksheets for each JPM)

ES 201-2, Examination Outline Quality Checklist ES 20 1-3, Examination Security Agreement ES 301-3, Operating Test Quality Checklist Form ES 301-4, Simulator Scenario Quality Checklist Form ES 301-5, Transient and Event Checklist Form ES 301-6, Competencies Checklist Form ES 401-4, Record of Rejected K/As ES 401-6, Written Examination Quality Checklist Reactor Operator and Senior Reactor Operator Written Exam (Clean Student Copy) with Reference Packages Reactor Operator and Senior Reactor Operator Exam Keys Reactor Operator and Senior Reactor Operator Exam with Distracter Analysis Reference Materials including System Designator List www.duke-energy.com

U. S. Nuclear Regulatory Commission January23, 2018 Page 2 The McGuire Operations Facility Representative has reviewed and approved the proposed examination material per NUREG-1 021, Section 201. The completion of this action is documented in the attached letter dated January 16, 2018.

Questions or comments should be directed to Brian Richards at (980) 875-5171 or Steven Mosteller at (980) 875-5981.

Sincerely, Thomas D. Ray cZ::::7z

U. S. Nuclear Regulatory Commission January 23, 2018 Page 3 Mr. Gerad J. McCoy, Chief U.S. Nuclear Regulatory Commission Operations Branch 1 Marquis One Tower 245 Peachtree Center Ave., NE Suite 1200 Atlanta, Georgia 30303-1257 Mr. Jason Bundy U.S. Nuclear Regulatory Commission Marquis One Tower 245 Peachtree Center Ave., NE Suite 1200 Atlanta, Georgia 30303-1 257 Mr. Mark Bates U.S. Nuclear Regulatory Commission Marquis One Tower 245 Peachtree Center Ave., NE Suite 1200 Atlanta, Georgia 30303-1257

January 16, 2018 To Whom It May Concern Pursuant to 10 CFR 55.40(b)(3), an authorized representative of the facility licensee must approve the examination outline(s) and the proposed examination(s) before they are submitted to the NRC regional office for review and approval. The outline(s) and examinations(s) must be forwarded to the NRC regional office with a cover letter signed by the facility representative.

As a McGuire facility representative, I have reviewed and approved the NRC examinations to be administered in April of 2018. I have determined that the outlines and examinations are accurate, operationally valid and ready for NRC review.

Patr ac son McGuire Operations

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