ML18204A121
| ML18204A121 | |
| Person / Time | |
|---|---|
| Site: | Waterford  |
| Issue date: | 07/23/2018 |
| From: | James Drake NRC/RGN-IV/DRS/EB-2 |
| To: | Dinelli J Entergy Operations |
| Drake J | |
| References | |
| IR 2018410 | |
| Download: ML18204A121 (11) | |
See also: IR 05000382/2018410
Text
July 23, 2018
Mr. John Dinelli, Site Vice President
Entergy Operations, Inc.
17265 River Road
Killona, LA 70057-0751
SUBJECT: WATERFORD STEAM ELECTRIC STATION, UNIT 3 - NOTIFICATION OF
CYBER SECURITY INSPECTION (NRC INSPECTION
REPORT 05000382/2018410) AND REQUEST FOR INFORMATION
Dear Mr. Dinelli:
On November 5, 2018, the U.S. Nuclear Regulatory Commission (NRC) will begin an inspection
in accordance with Inspection Procedure (IP) 71130.10P, Cyber Security, Revision 0, at the
Waterford Steam Electric Station, Unit 3 (Waterford 3). This inspection evaluates and verifies
your ability to meet the full implementation requirements of the NRCs Cyber Security Rule,
Title 10, Code of Federal Regulations (CFR), Part 73, Section 54, Protection of Digital
Computer and Communication Systems and Networks. The onsite portion of the inspection will
take place during the weeks of November 5 and November 26, 2018.
Experience has shown that these inspections are extremely resource intensive, both for the
NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site
and to ensure a productive inspection for both parties, we have enclosed a request for
documents needed for the inspection. The document request has been divided into four
groups. The first group specifies information necessary to assist the team in choosing the focus
areas (i.e., sample set) to be inspected in accordance with the cyber security inspection
procedure. This information should be made available using passive media (i.e. CD, DVD) and
delivered to the regional office no later than August 13, 2018. The inspection team will review
this information and by the end of the planned information gathering visit, October 11, 2018, will
identify the specific items that should be provided for review.
The second group of requested documents will assist the team in their evaluation of the critical
systems and critical digital assets, defensive architecture, and the areas of the cyber security
plan selected for inspection. This information will be requested for review in the regional office
prior to the inspection by October 22, 2018.
The third group of requested documents consists of those items that the team will review or
need access to, during the inspection. Please have this information available by the first day of
the onsite inspection, November 5, 2018.
The fourth group of information is necessary to aid the team in tracking issues identified as a
result of the inspection. It is requested that this information be provided to the lead inspector as
the information is generated during the inspection. It is important that all of these documents
are up to date and complete in order to minimize the number of additional documents requested
during the preparation and/or the onsite portions of the inspection.
J. Dinelli 2
The lead inspector for this inspection is Greg Pick. We understand that our regulatory contact
for this inspection is Lillian Lori Brown. If there are any questions about the inspection or the
material requested, please contact the lead inspector at 817-200-1270 or by e-mail
at greg.pick@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection
requirements were approved by the Office of Management and Budget under control
number 3150-0011. The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection requirement unless the
requesting document displays a currently valid Office of Management and Budget control
number.
This letter and its enclosure will be made available for public inspection and copying at
http://www.nrc.gov/reading-rm/adams.html and at the NRC Public Document Room in
accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding.
Sincerely,
/RA/
James F. Drake, Chief
Engineering Branch 2
Division of Reactor Safety
Docket No. 50-382
License No. NPF-38
Enclosure:
Waterford 3 -
Cyber Security Inspection Document Request
cc w/ encl: Electronic Distribution
Waterford 3 - Cyber Security Inspection Document Request
Inspection Report: 05000382/2018410
Inspection Dates: Weeks of November 5, 2018, and November 26, 2018
Inspection Procedure: IP 71130.10P, Cyber Security, Revision 0
Reference 1: ML17156A215 - Guidance Document for Development of the
Request for Information (RFI) and Notification Letter for
Full-Implementation of the Cyber Security Inspection, Revision 1,
dated October 26, 2017
NRC Inspectors: Greg Pick, Lead Steve Alferink
817-200-1270 817-200-1548
greg.pick@nrc.gov steven.alferink@nrc.gov
Shiattin Makor (Observer)
817-200-1507
shiattin.makor@nrc.gov
NRC Contractors: Timothy Marshall TBD
Timothy.Marshall@nrc.gov
I. Information Requested for In-Office Preparation
The initial request for information (i.e., first RFI) provides the team with the general
information necessary to select appropriate components and cyber security plan
elements to develop a site-specific inspection plan. The team will use the first set of
information requested to identify the list of critical systems and critical digital assets plus
operational and management security control portions of the Cyber Security Plan to be
chosen as the sample set required to be inspected during this inspection. The first
information request is specified in Table RFI #1. Provide the first set of information to
the team leader in the regional office by August 13, 2018, or sooner, to facilitate the
selection of the specific items that will be reviewed during the onsite inspection weeks.
The required Table RFI #1 information shall be provided on passive media (i.e. CD
or DVD) to the lead inspector by August 13, 2018. Please provide four copies of each
media submitted (i.e., one for each inspector/contractor). The preferred file format for all
lists is a searchable Excel spreadsheet file on a CD or DVD. The files should be
indexed and hyperlinked to facilitate efficient review. If you have any questions
regarding this information, please contact the inspection team leader as soon as
possible.
Table RFI #1
Section 3: Initial Documentation Requests (See Reference 1)
Paragraph Number/Title:
Items
1 List all identified critical systems and critical digital assets All
Enclosure
Table RFI #1
Section 3: Initial Documentation Requests (See Reference 1)
Paragraph Number/Title:
Items
List critical digital asset facility and site ethernet - transmission control All
2 protocol/internet protocol (TCP/IP) based local area networks (LANs)
and identify those LANs that have non-critical digital assets on them
List critical digital asset facility and site non-ethernet TCP/IP based All
3 LANs including those industrial networks and identify LANs that have
non-critical digital assets on them
Network topology diagrams (be sure to include all network intrusion All
detection systems and security information and event management
4 (SIEMs) for emergency preparedness (EP) networks and security
level 3 and 4 networks)
List all network security boundary devices for EP networks and all All
8 network security boundary devices for levels 3 and 4
9 List critical digital asset wireless Industrial networks All
Network Intrusion detection system documentation for critical systems 11.a.1)
11 that have critical digital assets associated with them 11.a.2)
SIEM documentation for critical systems that have critical digital assets 12.a.1)
12 associated with them 12.a.2)
14 List EP and security onsite and offsite digital communication systems All
25 Cyber security assessment and cyber security incident response teams All
Copy of current cyber security plan and copy of any 50.54(p) analysis All
28 to support changes to that plan
Copy of any licensee identified violations and associated corrective All
29
action program documentation to resolve issue(s)
In addition to the above information please provide the following:
(1) Electronic copy of the updated safety analysis report and technical specifications
(2) Name(s) and phone number(s) for the regulatory and technical contacts
(3) Current management and engineering organizational charts
Based on this information, the team will identify and select specific systems and
equipment (e.g., critical systems and critical digital assets) from the information
requested by Table RFI #1, and submit a list of specific systems and equipment to your
staff by the end of the information gathering visit, October 11, 2018, for the second
information request (i.e., Table RFI #2).
II. Additional Information Requested to be Available Prior to Inspection
As stated in Section I, the team will examine the documents from the initial information
request, and submit the list of specific systems and equipment to your staff by the end of
the information gathering visit, October 11, 2018. This second information request
(i.e., Table RFI #2) obtains additional documents required to evaluate the critical
2
systems and critical digital assets, defensive architecture, and the areas of the cyber
security program selected for the cyber security inspection. The additional information
requested for the specific systems and equipment is identified in Table RFI #2. All
requested information shall follow the guidance document Reference 1.
The Table RFI #2 information shall be provided on passive media to the lead inspector
by October 22, 2018. Please provide four copies of each CD/DVD submitted (i.e., one
for each inspector/contractor). The preferred file format for all lists is a searchable Excel
spreadsheet file on a CD/DVD. These passive media should be indexed and
hyperlinked to facilitate efficient review. If you have any questions regarding this
information, please call the inspection team leader as soon as possible.
Table RFI #2
Section 3: Initial Documentation Requests (See Reference 1)
Paragraph Number/Title: Items
Plant computer system block diagram (if plant computer system is All
5
selected for inspection)
Plant security system block diagram (if security computer system is All
6
selected for inspection)
Block diagrams for distributed systems (for systems selected for All
7
inspection)
Host-based intrusion detection system documentation for critical 10.a.1)
10
digital assets (for systems selected for inspection) 10.a.2)
List all maintenance and test equipment (M&TE) used on critical digital All
13
assets (for systems selected for inspection)
15 Configuration management All
16.a
16 Supply chain management
16.b
17 Portable media and mobile device control All
18 Software management All
20 Vendor access and monitoring All
21 Work control All
22 Device access and key control All
23 Password/authenticator policy All
24 User account/credential policy All
26 Corrective actions since last NRC inspection All
27 Cyber security assessments for selected systems All
III. Information Requested to be Available on First Day of Inspection
For the specific systems and equipment identified in Section II, provide the following
request for information (i.e., Table 1st Week Onsite) on passive media by November 5,
3
2018, the first day of the inspection. All requested information shall follow the guidance
in Reference 1.
Please provide four copies of each CD submitted (i.e., one for each inspector/contactor).
The preferred file format for all lists is a searchable Excel spreadsheet file on a CD/DVD.
These passive media files should be indexed and hyperlinked to facilitate ease of use. If
you have any questions regarding this information, please call the inspection team
leader as soon as possible.
Table 1st Week Onsite
Section 3: Initial Documentation Requests (See Reference 1)
Paragraph Number/Title: Items
10.a.3)
Host-based intrusion detection system documentation for critical
10 thru
digital assets (for systems selected for inspection)
10.a.12)
11.a.3)
Network Intrusion detection system documentation for critical
11 thru
systems that have critical digital assets associated with them
11.a.15)
12.a.3)
SIEM documentation for critical systems that have critical digital
12 thru
assets associated with them
12.a.14)
16 Supply chain management 16.c
19 Cyber security event notifications All
Update to licensee identified violations and corrective action All
29
program actions taken since the initial request was made
In addition to the above information please provide the following:
(1) Copies of the following documents do not need to be solely available to the
inspection team as long as the inspectors have easy and unrestrained access
to them.
a. Quality Assurance Plan;
b. Technical Specifications, if not previously provided;
c. Latest Individual Plant Examination/Probabilistic Risk Assessment Report;
and,
(2) Vendor Manuals, Assessments, and Corrective Actions:
a. The most recent cyber security quality assurance audit and/or
self-assessment; and
b. Corrective action documents (e.g., condition reports, including status of
corrective actions) generated as a result of the most recent cyber security
quality assurance audit and/or self-assessment.
4
IV. Information Requested To Be Provided Throughout the Inspection
(1) Copies of any corrective action documents generated as a result of the
inspection teams questions or queries during the inspection.
(2) Copies of the list of questions submitted by the inspection team members and
the status/resolution of the information requested (provided daily during the
inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the team leader.
5
SUNSI Review: ADAMS: Non-Publicly Available Non-Sensitive Keyword: NRC-002
By: GAP Yes No Publicly Available Sensitive
OFFICE SRI:EB2 BC:EB2
NAME G. Pick J. Drake
SIGNATURE /RA/ /RA/
DATE 07/20/2018 07/23/2018