Information Notice 2016-11, Potential for Material Handling Events to Cause Internal Flooding: Difference between revisions

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{{#Wiki_filter:ML16154A022 UNITED STATES NUCLEAR REGULATORY COMMISSION OFFICE OF NUCLEAR REACTOR REGULATION OFFICE OF NEW REACTORS WASHINGTON, DC  20555-0001 August 12, 2016
{{#Wiki_filter:UNITED STATES


NRC INFORMATION NOTICE 2016-11: POTENTIAL FOR MATERIAL HANDLING EVENTS TO CAUSE INTERNAL FLOODING
NUCLEAR REGULATORY COMMISSION
 
OFFICE OF NUCLEAR REACTOR REGULATION
 
OFFICE OF NEW REACTORS
 
WASHINGTON, DC 20555-0001 August 12, 2016 NRC INFORMATION NOTICE 2016-11:               POTENTIAL FOR MATERIAL HANDLING
 
EVENTS TO CAUSE INTERNAL FLOODING


==ADDRESSEES==
==ADDRESSEES==
All holders of an operating license or construction permit for a nuclear power reactor under Title 10 of the
All holders of an operating license or construction permit for a nuclear power reactor under


Code of Federal Regulations (10 CFR) Part 50, "Domestic Licensing of Production and Utilization Facilities," except t
Title 10 of the Code of Federal Regulations (10 CFR) Part 50, Domestic Licensing of


hose that have permanently ceased operations and have certified that fuel has been permanently removed from the reactor vessel.
Production and Utilization Facilities, except those that have permanently ceased operations


All holders of and applicants for a power reactor early site permit, combined license, standard design certification, standard design approval, or manufacturing license under 10 CFR Part 52,  
and have certified that fuel has been permanently removed from the reactor vessel.
"Licenses, Certifications, and Approvals for Nuclear Power Plants.
 
All holders of and applicants for a power reactor early site permit, combined license, standard
 
design certification, standard design approval, or manufacturing license under 10 CFR Part 52, Licenses, Certifications, and Approvals for Nuclear Power Plants.


==PURPOSE==
==PURPOSE==
The U.S. Nuclear Regulatory Commission (NRC) is is
The U.S. Nuclear Regulatory Commission (NRC) is issuing this information notice (IN) to inform
 
addressees of recent operating experience that indicated material handling events could cause
 
internal flooding that exceeds flood levels considered in the facility design basis. The NRC


suing this information notice (IN) to inform addressees of recent operating experience that
expects that recipients will review the information for applicability to their facilities and consider


indicated material handling events could cause internal flooding that exceeds flood levels considered in the facility design basis.  The NRC expects that recipients will review the information for applicability to their facilities and consider
actions, as appropriate, to avoid similar problems. However, suggestions contained in this IN


actions, as appropriate, to avoid similar problems.  However, suggestions contained in this IN are not NRC requirements; therefore, no specific action or written response is required.
are not NRC requirements; therefore, no specific action or written response is required.


==DESCRIPTION OF CIRCUMSTANCES==
==DESCRIPTION OF CIRCUMSTANCES==
Fort Calhoun Station


On August 2, 2013, the engineering staff at Fort Calhoun Station (FCS) identified that the seismic analysis of the intake structure crane did not evaluate the crane's ability to withstand a
===Fort Calhoun Station===
On August 2, 2013, the engineering staff at Fort Calhoun Station (FCS) identified that the
 
seismic analysis of the intake structure crane did not evaluate the cranes ability to withstand a


seismic event when in use. At the time of discovery, the unit was in cold shutdown. An
seismic event when in use. At the time of discovery, the unit was in cold shutdown. An


investigation identified that the crane had been used when the raw water pumps were required
investigation identified that the crane had been used when the raw water pumps were required


to be operable. The licensee had previously co
to be operable. The licensee had previously completed a load drop analysis for the intake
 
structure and determined that a load drop from the crane would not cause damage to the intake


mpleted a load drop analysis for the intake structure and determined that a load drop from the crane would not cause damage to the intake structure. However, the engineering staff found that potential damage to the unprotected fire
structure. However, the engineering staff found that potential damage to the unprotected fire


protection headers that exist in the intake structure had not been considered in the load drop
protection headers that exist in the intake structure had not been considered in the load drop


analysis. Because the crane had not been verified to withstand seismic effects, the licensee
analysis. Because the crane had not been verified to withstand seismic effects, the licensee


concluded that this piping could be damaged by falling equipment if the intake structure crane
concluded that this piping could be damaged by falling equipment if the intake structure crane


was in use during a seismic event. The engineering staff concluded that the volume of flooding that could be produced by this event was outside of the assumptions of the intake structure internal flooding analysis and could result in all four raw water pumps becoming inoperable.
was in use during a seismic event. The engineering staff concluded that the volume of flooding


IN 2016-11 Page 2 of
that could be produced by this event was outside of the assumptions of the intake structure


5  At FCS, the raw water system performs an essential safety function. In combination with the component cooling water system, the raw wa
internal flooding analysis and could result in all four raw water pumps becoming inoperable.


ter system performs the safety-related design-basis accident heat removal function and the decay heat removal function. Therefore, the licensee identified this condition as one that could have prevented fulfillment of an essential
ML16154A022 At FCS, the raw water system performs an essential safety function. In combination with the
 
component cooling water system, the raw water system performs the safety-related
 
design-basis accident heat removal function and the decay heat removal function. Therefore, the licensee identified this condition as one that could have prevented fulfillment of an essential


safety function.
safety function.


The safety significance of this identified condition was low. Unlike many U.S. power reactor facilities, the FCS emergency onsite diesel generators have air-cooled radiators and, therefore, the electric power distribution system does not
The safety significance of this identified condition was low. Unlike many U.S. power reactor
 
facilities, the FCS emergency onsite diesel generators have air-cooled radiators and, therefore, the electric power distribution system does not rely on the raw water system. The licensee also
 
had an existing abnormal operating procedure specifically developed to address a total loss of


rely on the raw water system. The licensee also had an existing abnormal operating procedure specifically developed to address a total loss of
raw water. Furthermore, the primary corrective action for this identified issue was limited to


raw water.  Furthermore, the primary corrective action for this identified issue was limited to
development of a new seismic analysis that determined the crane could be safely operated with


development of a new seismic analysis that determined the crane could be safely operated with an attached load during a seismic event.
an attached load during a seismic event.


===Additional information is available in For===
Additional information is available in Fort Calhoun Station Licensee Event Report (LER)
t Calhoun Station Licensee Event Report (LER) 50-285/2013012, dated September 30, 2013.
50-285/2013012, dated September 30, 2013.1 Further information also appears in NRC


1  Further information also appears in NRC Inspection Reports 05000285/2013015 and 05000285/2015007, dated November 8, 2013, 2 and April 16, 2015, 3 respectively.
Inspection Reports 05000285/2013015 and 05000285/2015007, dated November 8, 2013,2 and


Arkansas Nuclear One, Units 1 and 2
April 16, 2015,3 respectively.


===Arkansas Nuclear One, Units 1 and 2===
On March 31, 2013, during an Arkansas Nuclear One (ANO) Unit 1 outage, the licensee was
On March 31, 2013, during an Arkansas Nuclear One (ANO) Unit 1 outage, the licensee was


moving the Unit 1 main generator stator out of the turbine building when an inadequately designed and untested temporary lifting rig collapsed. The collapse caused the 525-ton stator to fall onto the Unit 1 turbine deck, roll off the damaged deck, and fall approximately 30 feet into
moving the Unit 1 main generator stator out of the turbine building when an inadequately
 
designed and untested temporary lifting rig collapsed. The collapse caused the 525-ton stator
 
to fall onto the Unit 1 turbine deck, roll off the damaged deck, and fall approximately 30 feet into


the train bay between Unit 1 and Unit 2. The stator impact caused substantial damage to the
the train bay between Unit 1 and Unit 2. The stator impact caused substantial damage to the


Unit 1 turbine building structure and power distribution systems, and parts of the collapsing lift
Unit 1 turbine building structure and power distribution systems, and parts of the collapsing lift
Line 93: Line 125:
At the time of the event, Unit 1 was shut down in a refueling outage with the reactor vessel head
At the time of the event, Unit 1 was shut down in a refueling outage with the reactor vessel head


off and fuel in the vessel. The partial collapse of the turbine deck damaged non-vital electrical
off and fuel in the vessel. The partial collapse of the turbine deck damaged non-vital electrical


buses supplying offsite power to Unit 1. This damage to the electrical buses resulted in a loss
buses supplying offsite power to Unit 1. This damage to the electrical buses resulted in a loss


of normal offsite power to Unit 1 for 6 days, but power was available from emergency diesel
of normal offsite power to Unit 1 for 6 days, but power was available from emergency diesel
Line 103: Line 135:
Unit 2 was operating at 100 percent power with no major evolutions in progress at the time of
Unit 2 was operating at 100 percent power with no major evolutions in progress at the time of


the event. When the temporary lift rig collapsed, components of the lift rig impacted Unit 2 structures and components. The vibration from the impact triggered a relay contact that opened
the event. When the temporary lift rig collapsed, components of the lift rig impacted Unit 2 structures and components. The vibration from the impact triggered a relay contact that opened
 
the breaker supplying power to one of the operating reactor coolant pumps, resulting in an


the breaker supplying power to one of the operating reactor coolant pumps, resulting in an automatic reactor shutdown. The impact also ruptured an 8-inch fire main. The loss of pressure in the fire main caused both the normal diesel-driven and a temporary motor-driven fire
automatic reactor shutdown. The impact also ruptured an 8-inch fire main. The loss of


pump to start as designed. Operators secured the diesel-driven pump within 15 minutes, but
pressure in the fire main caused both the normal diesel-driven and a temporary motor-driven fire
 
pump to start as designed. Operators secured the diesel-driven pump within 15 minutes, but


temporary motor-driven fire pump operation continued for over 40 minutes, as indicated by flow
temporary motor-driven fire pump operation continued for over 40 minutes, as indicated by flow


from the rupture. Although much of the water flowed out of the turbine building train bay, water from the rupture also flowed to areas of the turbine and auxiliary buildings, causing additional damage. The damage included loss of one offsite source to Unit 2 after water caused an
from the rupture. Although much of the water flowed out of the turbine building train bay, water
 
from the rupture also flowed to areas of the turbine and auxiliary buildings, causing additional
 
damage. The damage included loss of one offsite source to Unit 2 after water caused an
 
1 Agencywide Documents Access and Management System (ADAMS) Accession No. ML13274A638. ADAMS is


1 Agencywide Documents Access and Management System (ADAMS) Accession No. ML13274A638.  ADAMS is accessible through the NRC's public Web site at http://www.nrc.gov, under NRC Library.
accessible through the NRCs public Web site at http://www.nrc.gov, under NRC Library.


2 ADAMS Accession No. ML13312A876.
2 ADAMS Accession No. ML13312A876.


3 ADAMS Accession No. ML15106A891.
3 ADAMS Accession No. ML15106A891. electrical fault inside the Unit 2 non-safety switchgear in the turbine building approximately
 
IN 2016-11 Page 3 of


5  electrical fault inside the Unit 2 non-safety switchgear in the turbine building approximately 33 minutes after the collapse.
33 minutes after the collapse.


The NRC staff determined that the temporary lift rig collapse had substantial safety significance
The NRC staff determined that the temporary lift rig collapse had substantial safety significance


for both Unit 1 and Unit 2. The staff found that the direct and indirect damage caused to the
for both Unit 1 and Unit 2. The staff found that the direct and indirect damage caused to the


electrical distribution system and the complications associated with water around the switchgear
electrical distribution system and the complications associated with water around the switchgear


would have posed significant challenges to recovery of offsite power, if the onsite sources had not functioned properly. Corrective actions included: (1) modifying procedures related to handling of heavy loads; (2) training the facility staff on the revised requirements for handling
would have posed significant challenges to recovery of offsite power, if the onsite sources had
 
not functioned properly. Corrective actions included: (1) modifying procedures related to
 
handling of heavy loads; (2) training the facility staff on the revised requirements for handling


heavy loads; and (3) repairing the damaged Unit 1 turbine structure, fire main system, and both
heavy loads; and (3) repairing the damaged Unit 1 turbine structure, fire main system, and both
Line 135: Line 179:
Unit 1 and Unit 2 electrical systems.
Unit 1 and Unit 2 electrical systems.


The NRC dispatched an augmented inspection team to review t
The NRC dispatched an augmented inspection team to review the facts surrounding the event, as documented in Arkansas Nuclear OneNRC Augmented Inspection Team Report


he facts surrounding the event, as documented in "Arkansas Nuclear One-NRC Augmented Inspection Team Report 05000313/2013011 and 05000368/2013011," dated June 7, 2013.
05000313/2013011 and 05000368/2013011, dated June 7, 2013.4 Additional information is


4  Additional information is available in "Arkansas Nuclear One-NRC Augmented Inspection Team Follow-Up Inspection
available in Arkansas Nuclear OneNRC Augmented Inspection Team Follow-Up Inspection


Report 05000313/2013012 and 05000368/2013012; Preliminary Red and Yellow Findings,"
Report 05000313/2013012 and 05000368/2013012; Preliminary Red and Yellow Findings, dated March 24, 2014.5 Further information is available in Arkansas Nuclear One, Units 1 and 2, LER 50-313/2013-001-00, dated May 24, 2013,6 and Supplemental LER
dated March 24, 2014.


5  Further information is available in Arkansas Nuclear One, Units 1 and 2, LER 50-313/2013-001-00, dated May 24, 2013, 6 and Supplemental LER 50-313/2013-001-01, dated August 22, 2013.
50-313/2013-001-01, dated August 22, 2013.7


7   
==BACKGROUND==


==BACKGROUND==
===Related NRC Regulations===
Related NRC Regulations
The regulations in 10 CFR 50.65, Requirements for monitoring the effectiveness of
 
maintenance at nuclear power plants, paragraph (a)(4), require that each licensee assess and


The regulations in 10 CFR 50.65, "Requirements for monitoring the effectiveness of
manage the increase in risk that may result from proposed maintenance activities. The scope of


maintenance at nuclear power plants," paragraph (a)(4), require that each licensee assess and
this assessment may be limited to structures, systems, and components (SSCs) that a


manage the increase in risk that may result from proposed maintenance activities.  The scope of this assessment may be limited to structures, systems, and components (SSCs) that a risk-informed evaluation process has shown to be significant to public health and safety.
risk-informed evaluation process has shown to be significant to public health and safety.


==DISCUSSION==
==DISCUSSION==
Licensees commonly undertake activities involving movement of heavy components, particularly activities supporting refueling and refurbishment of large plant components. One class of these activities involves refueling and refurbishment of large components using permanently installed cranes that were evaluated as part of each licensee's heavy load handling program. A second
Licensees commonly undertake activities involving movement of heavy components, particularly
 
activities supporting refueling and refurbishment of large plant components. One class of these
 
activities involves refueling and refurbishment of large components using permanently installed
 
cranes that were evaluated as part of each licensees heavy load handling program. A second


class of activities consists of less frequent heavy load movements for maintenance and
class of activities consists of less frequent heavy load movements for maintenance and


refurbishment that had not been considered in the scope of the heavy load handling program. This second class of load movements may involve the use of permanently installed cranes that have not been evaluated for use under all plant conditions or temporary overhead handling equipment. The events identified at FCS and ANO are examples of this second class of
refurbishment that had not been considered in the scope of the heavy load handling program.
 
This second class of load movements may involve the use of permanently installed cranes that
 
have not been evaluated for use under all plant conditions or temporary overhead handling
 
equipment. The events identified at FCS and ANO are examples of this second class of
 
activities. These heavy load movements may be subject to the requirements of
 
10 CFR 50.65(a)(4) to assess and manage the risk of heavy load movements associated with


activities.  These heavy load movements may be subject to the requirements of 10 CFR 50.65(a)(4) to assess and manage the risk of heavy load movements associated with maintenance activities.
maintenance activities.


4 ADAMS Accession No. ML13158A242.
4 ADAMS Accession No. ML13158A242.


5 ADAMS Accession No. ML14083A409.   6 ADAMS Accession No. ML13144A220.
5 ADAMS Accession No. ML14083A409.
 
6 ADAMS Accession No. ML13144A220.
 
7 ADAMS Accession No. ML13234A241. Material handling activities evaluated within the scope of each licensees heavy load handling
 
program have included consideration of the overhead handling system design, testing, and
 
maintenance. The evaluation of the design, testing, and maintenance applied to these handling
 
systems provides assurance that the structure of the handling system is robust. Consequently, traditional load drop analyses only postulated failures in the hoisting machinery and rigging, which would limit potential effects to equipment near the load. However, use of temporary
 
overhead handling systems or permanent overhead handling systems not previously evaluated
 
for use under all plant conditions may not provide the same level assurance in the structural
 
integrity of the system. Therefore, licensees may wish to consider the potential for structural


7 ADAMS Accession No. ML13234A241.
failures and consequential plant damage when assessing measures to manage the risk of


IN 2016-11 Page 4 of
heavy load movements using these types of overhead handling systems for maintenance


5  Material handling activities evaluated within the scope of each licensee's heavy load handling program have included consideration of the overhead handling system design, testing, and maintenance. The evaluation of the design, testing, and maintenance applied to these handling
related activities.


systems provides assurance that the structure of the handling system is robust.  Consequently, traditional load drop analyses only postulated failures in the hoisting machinery and rigging, which would limit potential effects to equipment near the load.  However, use of temporary
Handling system structural failures could affect SSCs well away from the load itself because the


overhead handling systems or permanent overhead handling systems not previously evaluated for use under all plant conditions may not provide the same level assurance in the structural integrity of the system. Therefore, licensees may wish to consider the potential for structural
overhead handling system structure often spans long distances. Although load drop analyses


failures and consequential plant damage when asse
typically evaluate the effect on SSCs immediately below the load path, the events at FCS and


ssing measures to manage the risk of heavy load movements using these types of overhead handling systems for maintenance related activities.
ANO demonstrate the potential for damage to SSCs separate from the load path. The FCS


Handling system structural failures could affect SSCs well away from the load itself because the overhead handling system structure often spans long distances.  Although load drop analyses
event report addressed potential damage to piping systems under the overhead crane bridge


typically evaluate the effect on SSCs immediately below the load path, the events at FCS and ANO demonstrate the potential for damage to SSCs separate from the load path.  The FCS event report addressed potential damage to piping systems under the overhead crane bridge that the licensee did not consider in the completed load drop analysis, because the piping was
that the licensee did not consider in the completed load drop analysis, because the piping was


not under the load. Similarly, the temporary handling system collapse at ANO damaged fire
not under the load. Similarly, the temporary handling system collapse at ANO damaged fire


protection system piping outside the footprint of the handling system structure. The
protection system piping outside the footprint of the handling system structure. The


consequences of a material handling accident can be magnified by potential internal flooding
consequences of a material handling accident can be magnified by potential internal flooding


because flooding from pipe breaks can:
because flooding from pipe breaks can:
    *  be of greater magnitude than that considered in the design basis,
    *  propagate to other areas, and
 
*  affect redundant components.


* be of greater magnitude than that considered in the design basis, 
For these cases, licensees may wish to manage the increase in risk associated with the
* propagate to other areas, and


* affect redundant components.
maintenance activity by enhancing the qualification of the handling system structure, as


For these cases, licensees may wish to manage the increase in risk associated with the maintenance activity by enhancing the qualification of the handling system structure, as completed at FCS, or evaluating the effects of structural failures on equipment beyond the
completed at FCS, or evaluating the effects of structural failures on equipment beyond the


immediate vicinity of the load.
immediate vicinity of the load.


IN 2016-11 Page 5 of
==CONTACT==
This IN requires no specific action or written response. Please direct any questions about this
 
matter to the technical contact listed below or the appropriate Office of Nuclear Reactor
 
Regulation or Office of New Reactors project manager.
 
/ra/                                          /ra/ (Mirela Gavrilas for)
Michael C. Cheok, Director                    Louise Lund, Director
 
Division of Construction Inspection            Division of Policy and Rulemaking


and Operational Programs                      Office of Nuclear Reactor Regulation


==CONTACT==
===Office of New Reactors===
This IN requires no specific action or written response.  Please direct any questions about this


matter to the technical contact listed below or the appropriate Office of Nuclear Reactor Regulation or Office of New Reactors project manager.
===Technical Contact:===


/ra/      /ra/ (Mirela Gavrilas for)
===Steve Jones, NRR===
Michael C. Cheok, Director  Louise Lund, Director
                      301-415-2712 E-mail: Steve.Jones@nrc.gov


Division of Construction Inspection  Division of Policy and Rulemaking
Note: NRC generic communications may be found on the NRC public Web site, http://www.nrc.gov, under NRC Library.


and Operational Programs  Office of Nuclear Reactor Regulation
==CONTACT==
This IN requires no specific action or written response. Please direct any questions about this


Office of New Reactors
matter to the technical contact listed below or the appropriate Office of Nuclear Reactor


===Technical Contact:===
Regulation or Office of New Reactors project manager.
Steve Jones, NRR


301-415-2712 E-mail:  Steve.Jones@nrc.gov
/ra/                                            /ra/ (Mirela Gavrilas for)
Michael C. Cheok, Director                      Louise Lund, Director


Note:  NRC generic communications may be found on the NRC public Web site, http://www.nrc.gov, under NRC Library.
Division of Construction Inspection              Division of Policy and Rulemaking


IN 2016-11 Page 5 of
and Operational Programs                        Office of Nuclear Reactor Regulation


===Office of New Reactors===


==CONTACT==
===Technical Contact:===
This IN requires no specific action or written response.  Please direct any questions about this


matter to the technical contact listed below or the appropriate Office of Nuclear Reactor Regulation or Office of New Reactors project manager.
===Steve Jones, NRR===
                      301-415-2712 E-mail: Steve.Jones@nrc.gov


/ra/     /ra/ (Mirela Gavrilas for)
Note: NRC generic communications may be found on the NRC public Web site, http://www.nrc.gov, under NRC Library.
Michael C. Cheok, Director  Louise Lund, Director


Division of Construction Inspection  Division of Policy and Rulemaking
ADAMS Accession Number: ML16154A022                          *via e-mail            TAC MF7539 OFFICE      NRR/DSS/SBPB/TL*    TECH EDITOR*      NRR/DPR/PGCB/LA* NRR/DSS/SBPB/BC*      NRR/DSS/D*
NAME        SJones              JDougherty        ABaxter              RDennig            TMcGinty


and Operational Programs   Office of Nuclear Reactor Regulation
DATE        05/23/16            05/20/16          07/20/16            07/21/16          07/21/16 OFFICE      NRR/DPR/PGCB/PM      NRO/DSRA/BC*      NRO/DCIP/BC*        NRR/DPR/PGCB/LA*   NRR/DPR/PGCB/BC


Office of New Reactors
NAME        MBanic              ADias              RLukes              ELee              SStuchell


===Technical Contact:===
DATE        08/02/16            07/29/16          07/22/16            08/02/16          08/02/16 OFFICE      NRO/DCIP/D          NRR/DPR/D
Steve Jones, NRR


301-415-2712 E-mail:  Steve.Jones@nrc.gov
NAME        MCheok              LLund


Note:  NRC generic communications may be found on the NRC public Web site, http://www.nrc.gov, under NRC Library.
(MGavrilas for


ADAMS Accession Number:  ML16154A022              *via e-mail TAC MF7539 OFFICE NRR/DSS/SBPB/TL* TECH EDITOR* NRR/DPR/PGCB/LA* NRR/DSS/SBPB/BC* NRR/DSS/D* NAME SJones JDougherty ABaxter RDennig TMcGinty DATE 05/23/16 05/20/16 07/20/16 07/21/16 07/21/16 OFFICE NRR/DPR/PGCB/PM NRO/DSRA/BC* NRO/DCIP/BC* NRR/DPR/PGCB/LA* NRR/DPR/PGCB/BC NAME MBanic ADias RLukes ELee SStuchell DATE 08/02/16 07/29/16 07/22/16 08/02/16 08/02/16 OFFICE NRO/DCIP/D NRR/DPR/D    NAME MCheok LLund (MGavrilas for w/comments)   DATE 08/08/16 08/12/16   OFFICIAL RECORD COPY}}
w/comments)
DATE       08/08/16             08/12/16 OFFICIAL RECORD COPY}}


{{Information notice-Nav}}
{{Information notice-Nav}}

Latest revision as of 19:22, 30 October 2019

Potential for Material Handling Events to Cause Internal Flooding
ML16154A022
Person / Time
Issue date: 08/12/2016
From: Michael Cheok, Louise Lund
Office of New Reactors, Office of Nuclear Reactor Regulation
To:
Banic M
References
IN-16-011
Download: ML16154A022 (6)


UNITED STATES

NUCLEAR REGULATORY COMMISSION

OFFICE OF NUCLEAR REACTOR REGULATION

OFFICE OF NEW REACTORS

WASHINGTON, DC 20555-0001 August 12, 2016 NRC INFORMATION NOTICE 2016-11: POTENTIAL FOR MATERIAL HANDLING

EVENTS TO CAUSE INTERNAL FLOODING

ADDRESSEES

All holders of an operating license or construction permit for a nuclear power reactor under

Title 10 of the Code of Federal Regulations (10 CFR) Part 50, Domestic Licensing of

Production and Utilization Facilities, except those that have permanently ceased operations

and have certified that fuel has been permanently removed from the reactor vessel.

All holders of and applicants for a power reactor early site permit, combined license, standard

design certification, standard design approval, or manufacturing license under 10 CFR Part 52, Licenses, Certifications, and Approvals for Nuclear Power Plants.

PURPOSE

The U.S. Nuclear Regulatory Commission (NRC) is issuing this information notice (IN) to inform

addressees of recent operating experience that indicated material handling events could cause

internal flooding that exceeds flood levels considered in the facility design basis. The NRC

expects that recipients will review the information for applicability to their facilities and consider

actions, as appropriate, to avoid similar problems. However, suggestions contained in this IN

are not NRC requirements; therefore, no specific action or written response is required.

DESCRIPTION OF CIRCUMSTANCES

Fort Calhoun Station

On August 2, 2013, the engineering staff at Fort Calhoun Station (FCS) identified that the

seismic analysis of the intake structure crane did not evaluate the cranes ability to withstand a

seismic event when in use. At the time of discovery, the unit was in cold shutdown. An

investigation identified that the crane had been used when the raw water pumps were required

to be operable. The licensee had previously completed a load drop analysis for the intake

structure and determined that a load drop from the crane would not cause damage to the intake

structure. However, the engineering staff found that potential damage to the unprotected fire

protection headers that exist in the intake structure had not been considered in the load drop

analysis. Because the crane had not been verified to withstand seismic effects, the licensee

concluded that this piping could be damaged by falling equipment if the intake structure crane

was in use during a seismic event. The engineering staff concluded that the volume of flooding

that could be produced by this event was outside of the assumptions of the intake structure

internal flooding analysis and could result in all four raw water pumps becoming inoperable.

ML16154A022 At FCS, the raw water system performs an essential safety function. In combination with the

component cooling water system, the raw water system performs the safety-related

design-basis accident heat removal function and the decay heat removal function. Therefore, the licensee identified this condition as one that could have prevented fulfillment of an essential

safety function.

The safety significance of this identified condition was low. Unlike many U.S. power reactor

facilities, the FCS emergency onsite diesel generators have air-cooled radiators and, therefore, the electric power distribution system does not rely on the raw water system. The licensee also

had an existing abnormal operating procedure specifically developed to address a total loss of

raw water. Furthermore, the primary corrective action for this identified issue was limited to

development of a new seismic analysis that determined the crane could be safely operated with

an attached load during a seismic event.

Additional information is available in Fort Calhoun Station Licensee Event Report (LER)

50-285/2013012, dated September 30, 2013.1 Further information also appears in NRC

Inspection Reports 05000285/2013015 and 05000285/2015007, dated November 8, 2013,2 and

April 16, 2015,3 respectively.

Arkansas Nuclear One, Units 1 and 2

On March 31, 2013, during an Arkansas Nuclear One (ANO) Unit 1 outage, the licensee was

moving the Unit 1 main generator stator out of the turbine building when an inadequately

designed and untested temporary lifting rig collapsed. The collapse caused the 525-ton stator

to fall onto the Unit 1 turbine deck, roll off the damaged deck, and fall approximately 30 feet into

the train bay between Unit 1 and Unit 2. The stator impact caused substantial damage to the

Unit 1 turbine building structure and power distribution systems, and parts of the collapsing lift

rig struck structures and components on the Unit 2 side of the turbine building.

At the time of the event, Unit 1 was shut down in a refueling outage with the reactor vessel head

off and fuel in the vessel. The partial collapse of the turbine deck damaged non-vital electrical

buses supplying offsite power to Unit 1. This damage to the electrical buses resulted in a loss

of normal offsite power to Unit 1 for 6 days, but power was available from emergency diesel

generators to power both trains of safety-related equipment in Unit 1.

Unit 2 was operating at 100 percent power with no major evolutions in progress at the time of

the event. When the temporary lift rig collapsed, components of the lift rig impacted Unit 2 structures and components. The vibration from the impact triggered a relay contact that opened

the breaker supplying power to one of the operating reactor coolant pumps, resulting in an

automatic reactor shutdown. The impact also ruptured an 8-inch fire main. The loss of

pressure in the fire main caused both the normal diesel-driven and a temporary motor-driven fire

pump to start as designed. Operators secured the diesel-driven pump within 15 minutes, but

temporary motor-driven fire pump operation continued for over 40 minutes, as indicated by flow

from the rupture. Although much of the water flowed out of the turbine building train bay, water

from the rupture also flowed to areas of the turbine and auxiliary buildings, causing additional

damage. The damage included loss of one offsite source to Unit 2 after water caused an

1 Agencywide Documents Access and Management System (ADAMS) Accession No. ML13274A638. ADAMS is

accessible through the NRCs public Web site at http://www.nrc.gov, under NRC Library.

2 ADAMS Accession No. ML13312A876.

3 ADAMS Accession No. ML15106A891. electrical fault inside the Unit 2 non-safety switchgear in the turbine building approximately

33 minutes after the collapse.

The NRC staff determined that the temporary lift rig collapse had substantial safety significance

for both Unit 1 and Unit 2. The staff found that the direct and indirect damage caused to the

electrical distribution system and the complications associated with water around the switchgear

would have posed significant challenges to recovery of offsite power, if the onsite sources had

not functioned properly. Corrective actions included: (1) modifying procedures related to

handling of heavy loads; (2) training the facility staff on the revised requirements for handling

heavy loads; and (3) repairing the damaged Unit 1 turbine structure, fire main system, and both

Unit 1 and Unit 2 electrical systems.

The NRC dispatched an augmented inspection team to review the facts surrounding the event, as documented in Arkansas Nuclear OneNRC Augmented Inspection Team Report

05000313/2013011 and 05000368/2013011, dated June 7, 2013.4 Additional information is

available in Arkansas Nuclear OneNRC Augmented Inspection Team Follow-Up Inspection

Report 05000313/2013012 and 05000368/2013012; Preliminary Red and Yellow Findings, dated March 24, 2014.5 Further information is available in Arkansas Nuclear One, Units 1 and 2, LER 50-313/2013-001-00, dated May 24, 2013,6 and Supplemental LER

50-313/2013-001-01, dated August 22, 2013.7

BACKGROUND

Related NRC Regulations

The regulations in 10 CFR 50.65, Requirements for monitoring the effectiveness of

maintenance at nuclear power plants, paragraph (a)(4), require that each licensee assess and

manage the increase in risk that may result from proposed maintenance activities. The scope of

this assessment may be limited to structures, systems, and components (SSCs) that a

risk-informed evaluation process has shown to be significant to public health and safety.

DISCUSSION

Licensees commonly undertake activities involving movement of heavy components, particularly

activities supporting refueling and refurbishment of large plant components. One class of these

activities involves refueling and refurbishment of large components using permanently installed

cranes that were evaluated as part of each licensees heavy load handling program. A second

class of activities consists of less frequent heavy load movements for maintenance and

refurbishment that had not been considered in the scope of the heavy load handling program.

This second class of load movements may involve the use of permanently installed cranes that

have not been evaluated for use under all plant conditions or temporary overhead handling

equipment. The events identified at FCS and ANO are examples of this second class of

activities. These heavy load movements may be subject to the requirements of

10 CFR 50.65(a)(4) to assess and manage the risk of heavy load movements associated with

maintenance activities.

4 ADAMS Accession No. ML13158A242.

5 ADAMS Accession No. ML14083A409.

6 ADAMS Accession No. ML13144A220.

7 ADAMS Accession No. ML13234A241. Material handling activities evaluated within the scope of each licensees heavy load handling

program have included consideration of the overhead handling system design, testing, and

maintenance. The evaluation of the design, testing, and maintenance applied to these handling

systems provides assurance that the structure of the handling system is robust. Consequently, traditional load drop analyses only postulated failures in the hoisting machinery and rigging, which would limit potential effects to equipment near the load. However, use of temporary

overhead handling systems or permanent overhead handling systems not previously evaluated

for use under all plant conditions may not provide the same level assurance in the structural

integrity of the system. Therefore, licensees may wish to consider the potential for structural

failures and consequential plant damage when assessing measures to manage the risk of

heavy load movements using these types of overhead handling systems for maintenance

related activities.

Handling system structural failures could affect SSCs well away from the load itself because the

overhead handling system structure often spans long distances. Although load drop analyses

typically evaluate the effect on SSCs immediately below the load path, the events at FCS and

ANO demonstrate the potential for damage to SSCs separate from the load path. The FCS

event report addressed potential damage to piping systems under the overhead crane bridge

that the licensee did not consider in the completed load drop analysis, because the piping was

not under the load. Similarly, the temporary handling system collapse at ANO damaged fire

protection system piping outside the footprint of the handling system structure. The

consequences of a material handling accident can be magnified by potential internal flooding

because flooding from pipe breaks can:

  • be of greater magnitude than that considered in the design basis,
  • propagate to other areas, and
  • affect redundant components.

For these cases, licensees may wish to manage the increase in risk associated with the

maintenance activity by enhancing the qualification of the handling system structure, as

completed at FCS, or evaluating the effects of structural failures on equipment beyond the

immediate vicinity of the load.

CONTACT

This IN requires no specific action or written response. Please direct any questions about this

matter to the technical contact listed below or the appropriate Office of Nuclear Reactor

Regulation or Office of New Reactors project manager.

/ra/ /ra/ (Mirela Gavrilas for)

Michael C. Cheok, Director Louise Lund, Director

Division of Construction Inspection Division of Policy and Rulemaking

and Operational Programs Office of Nuclear Reactor Regulation

Office of New Reactors

Technical Contact:

Steve Jones, NRR

301-415-2712 E-mail: Steve.Jones@nrc.gov

Note: NRC generic communications may be found on the NRC public Web site, http://www.nrc.gov, under NRC Library.

CONTACT

This IN requires no specific action or written response. Please direct any questions about this

matter to the technical contact listed below or the appropriate Office of Nuclear Reactor

Regulation or Office of New Reactors project manager.

/ra/ /ra/ (Mirela Gavrilas for)

Michael C. Cheok, Director Louise Lund, Director

Division of Construction Inspection Division of Policy and Rulemaking

and Operational Programs Office of Nuclear Reactor Regulation

Office of New Reactors

Technical Contact:

Steve Jones, NRR

301-415-2712 E-mail: Steve.Jones@nrc.gov

Note: NRC generic communications may be found on the NRC public Web site, http://www.nrc.gov, under NRC Library.

ADAMS Accession Number: ML16154A022 *via e-mail TAC MF7539 OFFICE NRR/DSS/SBPB/TL* TECH EDITOR* NRR/DPR/PGCB/LA* NRR/DSS/SBPB/BC* NRR/DSS/D*

NAME SJones JDougherty ABaxter RDennig TMcGinty

DATE 05/23/16 05/20/16 07/20/16 07/21/16 07/21/16 OFFICE NRR/DPR/PGCB/PM NRO/DSRA/BC* NRO/DCIP/BC* NRR/DPR/PGCB/LA* NRR/DPR/PGCB/BC

NAME MBanic ADias RLukes ELee SStuchell

DATE 08/02/16 07/29/16 07/22/16 08/02/16 08/02/16 OFFICE NRO/DCIP/D NRR/DPR/D

NAME MCheok LLund

(MGavrilas for

w/comments)

DATE 08/08/16 08/12/16 OFFICIAL RECORD COPY